L. Grollo & Co. Pty Ltd v. Hammond, Theo & Ors [1977] FCA 31
Federal Court of Australia
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CATCHWORDS
Federal Court of Australia - Jurisdiction -
' Transitional provisions - Things done in proceedings in
Australian Industrial Court deemed to have been done in
Federal Ccuurt ~ Whether right of appeal to Full Court
of Federal Court from single Judge of Industrial Court -
Appeal out of time - Whether special leave to appeal or
order to vary time for appesl should be granted — Considerations
when matter is interlocutory - Federal Court of Australia
(Consequential Provisions) Act 1976, s.4.
L. Grollo & Co. Pty. Limited v. Theo Hammond & Ors.
VG No. 44 of 1977
Before Bowen, C.J., Nimmo and Keely JJ.
Melbourne 14th June, 1977
IN THE FEDERAL COURT OF AUSTRALIA )
)
VICTORIA DISTRICT REGISTRY ) VG No. 44 of 1977
)
)
GENERAL DIVISION
CORAM: BOWEN C.d., NIMMO and KEELY JJ.
14 JUNE 1977
L. GROLLO & CO. PTY. LTD. v. THEO HAMMOND and
IGOR _OSIDACZ and THEO HAMMOND & PARTNERS and
THE ROYAL AUSTRALIAN INSTITUTE OR ARCHITECTS
JUDGMENT OF THE COURT
This is a motion by L. Grollo & Co. Pty. Ltd.,
the applicant, agaznst Theo Hammond and Igor Osidacz and
Theo Hammond & Partners and The Royal Australian Institute
of Architects, respondents, seeking an order for leave to
appeal out of time against the orders and directions of
Smithers J. made and given on lst November 1976 in the
Australian Industrial Court.
The orders and directions of the lst November 1976
were made and given in proceedings commenced in the Australian
Industrial Court by a writ with a statement of claim
endorsed issued on 23rd July 1976. on 1st November 1976
Smithers J., in exercise of the powers conferred by Order 35 Rule 2
of the High Court Rules, rendered applicable by the Conciliation
and Arbitration Regulations, decided that certain questions
of law be tried before any question or issue ct fact was determined,
and he settled the form of the questiors and proceeded to give
his answers. The questions and answers are incorporated in his
nd
order of lst November 1976.
The applicant took the view that the answers
were unfavourable to its case and applied to the High Court
of Australia for leave or special leave to appeal by its
notice of motion filed on 22nd November 1976. No right
of appeal lay to the Full Court of the Australian Industrial
Court. The motion to the High Court came on to be heard on
28th February 1977 and the application was refused.
On 7th December 1976, an amended statement of
claim was filed by the applicant. On 24th December 1976
the first, second and third respondents filed their statements
of defence and on 8th March 1977 the fourth respondent filed
its statement of defence. On 16th March 1977 the applacant
filed its replies to the statements of defence.
On 9th December 1976 the Federal Court of
Australia Act 1976 came into force. It provided that no
proceeding should be instituted in the Federal Court before
a day to be fixed by proclamation as the day on which the
Court should commence to exercise its jurisdiction. (See
section 2(2)).
On 18th January 1977 a proclamation was promulgated
fixing the lst February 1977 as the day on which the Court should
commence to exercise its jurisdiction.
By the Federal Court of Australia (Consequential
Provisions) Act 1976, transitional provisions were enacted
providing for the transfer of proceedings in certain circumstances
from the Australian Industrial Court to this Court. This
transfer came into operation on lst February 1977.
- ~ ~- me re eer eee wee =
On 16th March 1977, the applicant 1ssued a summons in
this Court, seeking orders for the recall or negation or
variation of the order of lst November 1976. This came before
Smithers J. sitting as a Judge of this Court, on 23rd March
1977. A preliminary question was argued before him as to whether
the matter was properly before him as a Judge of this Court.
All parties argued in favour of the view that it was
properly before him. Smithers J. held that it was, but after
considering the matter on the merits, refused to make the orders
sought.
An appeal was brought to the Full court of this
Court against the decision of 23rd March 1977. This appeal
came on for hearing before the Full Court on 24th and
25th May 1977 and judgment was reserved. On the 25th May 1977,
just before the close of the hearing of that appeal, the present
motion was filed, seeking leave to appeal against the order
of lst November, 1976, and with all parties before the Court,
was heard forthwith. Counsel for the applicant undertook to
the Court that the affidavit in support of the application
would be filed not later than 3.30p.m. on Tuesday, 3lst May 1977.
It was argued for the applicant that while no
appeal lay te the Australian Industrial Court from the order
of lst November 1976, nevertheless an appeal lay to this Court
by reason of the provision in section 24(1)(a) of the Federal
Court of Australia Act 1976 that an appeal lies from a judgment
of this Court constituted by a single Judge to the Full Court.
At the time when the judgment of Smithers J. was
given on lst November 1976, this Court was not in existence,
so that the judgment and order from which the applicant now
seeks to appeal, was not in fact a judgment of this Court
constituted by a single Judge. The applicant seeks to overcome
this difficulty by relying upon section 4 of the Federal
Court of Australia {Consequential Provisions) Act 1976. In
argument, the applicant placed particular reliance upon section
4(2)(e). Perhaps the argumert may be summarised broadly as follows.
The proceedings in the action were transferred to this Court on
lst February 1977. The order of lst November 1976 was a thing
"done in and in relation to the proceedings in the Australian
Industrial Court". Accordingly, the order had to be treated as
an order made by a Judge of this Court and therefore an appeal
lay as a right to the Full Court of this Court.
A preliminary question arises, as 1t did in the
appeal heard immediately before this motion was before the
Court, as to whether this Court has jurisdiction, on the ground
that the case was one where "the hearing of the proceedings (in
the Australian Industrial Court) had not commenced". In our
reasons for judgment given to-day in relation to the earlier
appeal, we have already expressed our view that
prior to lst February 1977, the hearing of the proceedings .
bad commenced in the Australian Industrial Ccurt within the
meaning of section 4. It follows in our view that the proceedings
have not been transferred to this Court and the present motion
must fail.
Nevertheless, since the questions arising upon this
motion have been argued, we consider it to be appropriate
to express our views on the matters raised.
When this Court started exercising jurisdiction on
lst February 1977, there existed no rules placing a time
limit upon appeals, although on one view of section 59({1) of the
Federal Court of Australia Act 1976, it might perhaps have been
argued that the High Court Rules immediately became applicable.
At all events, rules of this Court were promulgated on 18th
February 1977 which, by Order 6, expressly made Order 70
of the High Court Rules applicable in relation to appeals.
Order 70 rule 6 is as follows:
"(1) The notice of appeal shall be filed and served
in the manner prescribed by the last preceding
rule -
(a) within twenty-one days after -
(i) the date when the judgment appealed
from was pronounced:
(ii) the date when leave or special leave
to appeal was granted; or
(12ii) any later date fixed for the purpose
by the Court appealed from; or
(b) within such further time as is allowed by
a Justice upon appiication made to him by
summons issued within the period of twenty-one
days referred to in the last preceding
paragraph.
(2) Notwithstanding Order 60, rule 6, the summons
mentioned in the last preceding sub-rule shall be
issued within the period of twenty-one days fixed by
that sub-rule, and, in the computation of that period,
the time of the vacations shall be included but the
Full Court for special reasons may at any time give
speciai leave to appeal subject to any conditions
which appear just."
What the applicant, by its motion, now seeks, is leave of the Full
Court to appeal. Perhaps this should be treated as referring
to special leave of the Full Court under Order 70 rule 6(2).
Assuming section 4(2)(e) of the Federal Court of Australia
(Consequential Provisions) Act 1976 applied to the order of
lst November 1976, it is far from clear that in consequence
a xight of appeal should be held to arise by virtue of the combined
operation of that section and section 24(1) of the Federal
Court of Australia Act 1976 or, if 1t did, when time for appeal
would begin to run.
One possible commencement date might be suggested
to be lst November 1976; another the lst February 1977; another
the 18th February 1977. It was argued for the applicant that
time for appeal ran from 23rd March 1977. The basis of this argument
was that/was the date of the judgment of Smithers J. who in
hearing another application then held that the proceedings
in the Australian Industrial Court had been transferred to
this Court. We do not think this argument is sound. If the
proceedings were transferred, it was transferred by force of the
statute not by the decision of the Judge that the statute had
transferred it. The 23rd March 1977, therefore, cannot
logically be held to be the point at which time for appeal
began to run. Whatever date 1t might be, it was conceded for the
applicant that time for appeal had expired. If what the
applicant was seeking was special leave to appeal under
Order 70 rule 6, then in view of the High Court's decision
on the applicant's application for special leave to appeal to
that Court, it was clear that this Court was most unlikely to
grant special leave to appeal to this Court. However, the
applicant's argument, notwithstanding the wording of the notice
of motion, was put on the basis that section 24(1) of the Federal
Court of Australia Act gave an appeal as of right; that the
applicant was out of time due to the failue of its legal
advisers to realise the effect of section 4 of the Federal
Court of Australia (Consequential Provisions) Act; that this
Court had power over its own procedures (see Order 9 rule 2 of
the Court's Rules); and should grant an extension of time.
Considering this as an application for an extension
of time, when the time has already expired, the matter to be
considered is whether it would be just, having regard to the
interests of the applicant and the respondents, to make an
order extending time. It is necessary to consider the whole
of the circumstances and whether any prejudice to the other
party can be met by some appropriate order as to costs.
After the order of lst November 1976, the applicant
applied to the High Court for leave or special leave and,
as has been recited, this was refused. There is before us a
transcript record of the argument before the High Court. The
Justices of the High Court who heard the application appeared to
have two matters particularly in mind. First, the decision
of the matters involved in the order of lst November 1976 would
not determine the controversy between the parties, and secondly,
the order of lst November 1976 was of an interlocutory
character and that it was desirable to determine the actual facts
and then bring an appeal to the Haigh Court, if this should be
desired in the light of the actual facts. In the particular
circumstances of this case, it has to be noted also that, even if
the argument of the applicant as to the effect of the sections is
correct, the respondents have been free of any risk of having
to answer an appeal either to the Australian Industrial Court
or to any Court other than the High Court, until ist February
1977; that various steps have in the meantime been taken in
relation to pleadings, and that they have already been taken on
one avenue of appeal. It may be argued it would be unjust
that they should now be required to take part in the
additional proceedings involved in an appeal to this Court,
when it would not determine the controversy between the
parties. Indeed, having regard to the whole matter, it
seems desirable that the actual facts should be determined
and that there should not be further proceedings revolving
around assumed facts.
It should also be borne in mind that when the
actual facts are determined and a decision is given, since the
earlier order is interlocutory in character, the applicant
will be entitled to litigate all relevant matters upon an appeal
against the final order, should this become necessary and be
considered advisable. In the result we are of opinion that the
motion should be dismissed with costs. The order of the Court
will be motion dismissed: order that the applicant pay the
respondent's costs.