Cains, David James v. Jenkins, Eileen & Ors [1979] FCA 63
Federal Court of Australia
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IN THE FEDERAL COURT OF AUSTRALIA
VICTORIA DISTRICT
BETWEEN:
INDUSTRIAL DIVISION V. No. 16 of 1979.
REGISTRY
DAVID JAMES CAINS Claimant
and
EILEEN JENKINS, CARLO FRIZZIERO,
NICK PANNAGOPOULOS, GEORGE BISSIOTIS,
MORGAN DAVIS, PAUL COOPER, SHIRLEY
SKIDMORE, ALFRED GEMPTON, ELSIE HILL,
BEVERLEY WEBBER, SHIRLEY BIRCH,
KIM HAMMERLUND, BRIAN MOREL &
MEGAN CHALON Respondents
.
CATCHWORDS
Registered Oraanization - removal from office of branch
secretary - powers
of Committee of Management - natural
justice - bias - refusal to allow representative of branch
secretary to be present.,
Conciliation and Arbitration Act 1904, s.141.
TN WHE FRDERAL COURT OF AUSTRALIA
INDUSTRIAL DIVISJON V. No. lo of 1979,
VICTORIA DISTRICT REGISTRY
BETWEE N:
DAVID JAMES CAINS Claimant
and
EILREN JENKINS, CAPLO FRIZZTERO,
NICK PANNAGOPOULOS, GEORGL BISSIOTIS,
MORGAN DAVIS, PAUL COOPER, SiTiRLEY
SKIDMORE, ALFRED GEWPTON, ELSIE HILL,
BEVERLEY WEBBER, SIHJRLEY BIRCH,
KIM HAMMERLUND, BRIAN "OREL &
MEGAN CHALON Respondents
ORDER
JUDGE MAKING ORDER: Northrop J.
DATE OF ORDER:
WHERE MADE:
ORDER:
26 June, 1979.
Melbourne
Rule Wisi discharged.
IN THE EDERAL, COURT OF AUSTRALIA
INDUSTRIAL DIVISION V. Mo. 16 of 1979.
VICTORIA DISTRICT REGISTRY
BETWEE N:
DAVID JANES CAINS Claimant
and
EILEEN JENKINS, CARLO FRIZZIFRO,
NICK PAXNAGOPOULOS, GEORGE BISSIOTIS,
MORGAN DAVIS, PAUL COOPLDR, SHIRILY
SKIDMORE, ALFRED GEMPTON, ELSIE HILL,
BEVERLEY WEBBER, SIIIRLEY BIRCH,
KIM HAMMERLUND, BRIAN MOREL &
MEGAN CHALON Respondents
NORTHROP J. REASONS FOR JUDGI1ENT 26 June, 1979.
The claimant, David James Cains, is the
secretary of the Victorian Branch of the Federated Confectioners
Association of Australia (the Association), an organisation
under the Conciliation and Arbitration Act 1904
(the Act). Each of the respondents is a member of the
as amended,
association and thus 1s under an obligation to perform or
observe the rules of the association. The respondents,
together with the claimant, comprise the committee of
management of the Victorian Branch of the Association (the
Victorian Branch), see branch rule 9. On 11 April 1979, the
committee of management of the Victorzan Branch (the Committee)
in the exercise of powers conferred by branch rule 40,
removed the claimant From his office of secretary. In these
proceedings, the clazmant, pursuant to s.141 of the Act, 1s
seeking orders directing respondents and each of them to perform
or observe the rules of the Association by treating as null
and void and of no legal effect, the decisions of the meeting
%
an abeed
2.
of the Committee held on 10 and 11 April 1979 so far as
such meeting
"(a) Purported to refuse the request
of che claimant that ne be represented
before such meeting by an agent tr.
Albert Romanin; and
(b) Purported to decide that the claimant
was guilty of any charce heard or
purportedly heard by the seid neeting."
It 1S necessary to sel out the facts leading
up to the decisions made at the meeting on 10 and 11 April.
Under the rules of the Victor1an Branch, elections are held
annually for each position on the Committee except for the
office of president, for which office an election is held
bi-cnnially, and the offices of secretary and assistant
secretary, for which offices an election is now held every
fovr years, branch rules 12 and 12A, and are conducted
pursuant to the provisions contained in branch rule 12B.
Under the branch rules a general meeting of the branch is
held on the first Tuesday in the months of February, April,
June, August, October and December, the December mceting being
called the annual gencral meeting, branch rule 10, while
meetings of the Committeé are held in the alternate months or
when called by the president and secretary, branch rule 10.
Nominations for election to positions on the Committee are
called at a general meeting and are to be delivered to the
returning officer not later than § weeks prior to the date of
the annual general meeting. Of necessity, nominations must be
delivered to the returning officer not later than a few days
after the October gencral meeting. The election is to be
conducted by secret ballot of the financial members of the
Victorian Branch. The result of the election is declared at the
annual general meeting in December and the successful candidates
hold office until their successors have been duly elected,
branch rule 9(c¢).
In the year 1978 elections were conducted
for ali of the positions on the Committec except those of
secretary and assistant secretary. The term of office of
the claimant did not expire until 1982, thus he was not
3.
a candidate at the 1978 elections. One of the grows to bez
elected 1s described in the branch rules as committee of
Management (4 males), branch rule 9. Eight candidates
nominated for those four positions. Some of those candidates
were then members of the Committee. During the course of
the clection the claimant authorised the publication and
distribution of a circular printed in four languages, including
English, the relevant part of which was as follows:-
"THE FEDERATED CONTECTIONERS ASSOCIATION
Victorian Branch Elections
Committee of Management (4 Males)
Keep Communist influence and interference from other
Unions out of this Union.
Vote by placing a 'cross' as follows.
VOTE AS FOLLOWS [x
COOPER PAUL DON'T FORGET TO VOT
GEMPTON ALFRED WILLIAM BALLOT OPENS 17th NOVEMBER
[Xx] GRACHAN MARTIN BALLOT CLOSES 8th DOCENPER
{_X] MOREL BRIAN
PANNAGOPOULOS NICKY VOTE - VOTE - VOTE
PEDDIE JAMES ROBERTSON
PYERS NORMAN
WESTWOOD SIDNEY
[4 fe
Authorised by JIN CAINS - VERMONT."
4.
The circular caused great concern tc a number of persons
includiag some of the members of the then Committec since 1t
contained an implication that the persons not supported by
the claimant were either communists o1 under comrunist snflueuce
or were under the influences of other unions, or possibly all
three. In particular, the circular greatly ups.t the respondent
Pannagopoulos who, on first seeing the circular and on the
spur o£ the moment, rang the assistant secretary, the respondent
Frizziero, complained about the circular and its implications and
said words to the effect that he would kill the claimant for
alleging that he Pannagopoulos was a communist. He did not carry
out or attempt to carry out that threat.
A meeting of the Committee held on 3 November
1978 passed the following resolution:
"This meeting of the Executive of tho
Federated Confectionsers' Union having
heard the explanation of.the branch
secretary regarding the lies and distortions
contained in a circular to members
authorised by him in respect to the elections
for male representatives on our executive
calls on the secretary to withdraw the
allegations of communistic influences made
against one or more of the candidates in
that election and to publically apologise
by sending a letter to every member of the
union who would have received a ballot
paper in that election,
We condemn the secretary for his atterpts
to divide the membership of the union by
authorising a leaflet containing lies
against loyal members of the union whe wish
to exercise their democratic right to run for
an office within the structure of the union."
The respondents Pannagopoulos, Jenkins, Frizziero, Bissiotis,
Davis, Skidmore, Gempton, being members of the then Committee,
voted in favour of the resolution.
On 30 November 1978, three separate charges
in writing were laid against the claimant. The first charge was
signed by five persons, including the respondents Jenkins, Davis,
Pannagopoulos, Bissiotis, and was as follows:
wi
"UNCONSTITUTSONAL MEETING ON 4 MAY,1978, ROOM 40, TRATTS ALL
We, the undersigned, charge under rule 40 the Secretary,
Jim Cains with a breach of rules 24({a) (2), 24(b),9(b).
Particulars of which are as fa'lows.
1. The Branch Secretary convened on the 4d May, 1978
a Special Meeting of the Committee of Management
without the approval of the President in defiance
of Rule 24(a) (2).
2. The Branch Secretary fa1led to notify all members
of the Committee of Management and did fail to
notify five members of the Committee of Management
of the meeting being held on 4 ifay, 1978 in defiance
of rule9(b).
3. That the meeting of the Committee of Management on
4 May, 1978 was unconstitutional and the members
present were paid attendance money and/or expenses
for this meeting, contrary to the provisions of the
constitution, rule 30."
The second charge was signed by five
persons including the respondents Pannagopoulos, Gempton,
Birch and Bissiotis and was as follows:
"SIGNING OF INDUSTRIAL AGRECMENT
We, the undersigned, charge under rule 40, the Secretary,
Jim Cains with a breach of rule 21.
Particulars of which are as follows:
1. The Branch Secretary signed an industlial agreement
with Cadbury-Schweppes Ltd., Ringwood division,
without consultation and/or without the approval
of the members of the Committee of Management,
contrary to rule 21.
2. The Branch Secretary did sign such agreement
without the signature or approval of the Branch
President, contrary to rule 2i."
The third charye was signed by the
respondents Frizziero, Davis, Jenkins, Skidmore, Chalon,
Pappagopoulos, Gempton and Bissiotis and was as follows:
"FAILING TO OBEY THE INSTRUCTIONS OF TNE COMMITTEE OF MANACEMONT
AT A MELTING OF THE COMMITTEE OP Ma NAGEMENT "EELD ON 23 NOVEMBER,
1978.
We, the undersigned, charge under rule 40, the Secretary
6.
Jim Cains with a breach of rule 15.
PARTICULARS OF WIUSCH ARE AS FOLLOWS
1. A Special Committee of Management meeting was
held on 23 November, 1978, in accordance with
rule 11, at the request of the Branch Secretary
and Branch President, to discuss a pamphiet issucd
by the Branch Secretary to members of the union un
Victor1la in which false allegations were made against
a number of candidates standing for clection to
the Committee of Management. The pamphlet stated
that the candidates were under communist influence.
2. During the meeting 1t was suggested by a number of
members of the Committee of Management that the
Branch Secretary resign his position. The Branch
Secretary then abandoned the meeting by walking
out despite being requested to remain at the meeting."
The results of the elections for the
positions on the Committee were declared at the annual gencral
meeting in December 1978, Only one of the eight candidates
for the position of member of committee of management (four
males) who had the support of the claimant was successful,
namely the respondent Morel, the other three successful
candidates being the respondents Cooper, Cempton and Pannagopoulos.
A Committee meeting held on 31 January 1979
resolved as follows:
"That after having considered items 1,
2A,2B,2C,3A,3B,3C, this meeting of the
committee of management of the Victorian
branch of the Tederated Confectioners!
Association, considers that the branch
secretary, J. Cains 1s not fit to hold
the office of secretary of the Victorian
branch of the association, and accordingly
dismissed ham from that position in
accordance with rule 40 of the Victorian
rules of the association,"
In that resolution the reference to the numbered items are to
the 1tems contained in a notice of meeting and relate to
a number of matters involving -Ehe claimant, items 3A,3B, and
3C being the three charges referred to earlier, All of the
respondents except Hammerlund voted in favour of the resolution.
Following intervention by the Industrial
7.
Relations Bureau, a meeting of the Committee held on 6
February 1979 resolved as follows:
"Arising from the report by Mr,
Frizgziero this meeting rescinds
that part of the motion of meeting
of committee of management on 31/1/79
concerning the dismissal of J.
Cains as secretary of the Victorian
branch and considers J. Cains is
suspended in accordance with Rule 38
of the branch of the association pending
the hearing of charges that had been
laid against him by members of the branch."
In the meantime, the branch assistant
secretary, the respondent Frizziero, had caused solicitors
to prepare a summons dated 6 February 1979 containing charges
against the respondent. The branch president, the respondent
Jenkins, at the time was attending a seminar for trade union
officials at the Clyde Cameron College, Albury, and at the
request of Frizzlero came to Melbourne to sign the summons.
On the same day she attended the meeting of the Committee.
The summons 18S as follows:-
"To: James David Cains
20 Aubrey Street
VERMONT VIC. 3133
This 1s a Summons in writing given pursuant to Rule 40
of the Rules of the Federated Confectioners' Association
of Australia (Victorian Branch) and you are hereby
summoned to show cause before the Committee of Management
of the Federated Confections' Association of Australia
(Victorian Branch) to be held in Room 40 in the
Trades Hall Council Building at the corner of Lygon
Street and Victorian Street Carlton at 7.30 o'clock
in the afternoon on Tuesday the 6th day of March 1979
why you should not be removed from the position of
Secretary of The Federated Confectioners' Association
of Australia (Victorian Branch).
The grounds upon which it is proposed to consider such
removal are as follows, namely that it is alleged that:
There are then set out ten separate grounds some of which are
divided into sub-paragraphs. Grounds 1,2 and 3 related to
facts similar to those the subject of the three charges
already set out in full in these reasons for judgment. Those
wt
8.
three charges, together with two others, being grounds 4 and 145,
related to matters similar to those the subject of the
resolution of the Committee on 3L January 1979. Ground 3 in
the summons is set out in full:-
Ww
3, That you committed an act of gross
misbehavicur in that you authorised
and published and distributed a
document making mischievous, untrue
and devisive statements about members
of the Federated Confectioners'
Association of Australia (Victorian
Branch) ."
The charges contained in grounds 2(c) and 2(d) each allege
a gross neglect of duty while the remaining grounds each
allege a substantial breach of specified branch rules.
Branch rule 40 is as follows:-
" REMOVAL TROM OFFICE
40. (a) The Committee of Management
may remove from office any officer
or member of the Committea of
Management at a meeting of the Committee
of Management to which the person
concerned has been summoned in writing
to show cause why he/she should not
be so removed. Provided that such
person shall not be removed from office
unless he/she has been found guilty
of misappropriation of the funds of
the Association, a substantial breach
of these rules, or gross misbehaviour or
gross neglect of duty, or has ceased,
according to these rules, to be
eligible to hold the office,
(b) A person summoned to show cause
pursuant to sub-rule (a) of this rule
shall be given at least 14 days' notice
of the time and place of the meeting
of the Committee of Management to which
he is summoned, and the notice summoning
such person shall also specify the
ground or grounds upon which it 1s
proposed to consider such removal. The
Committee of Manacement may proceed to
hear and determine a matter under this rule
notwithstanding the absence of the
person summoned if due notice of the
hearing has been given in accordance
with this rule."
'a
a
.
9.
Counsel for the claimant did not submit that
the Committee could not have found the claimant guilty of
the charges laid against him and accordingly there is no
need to make specific reference to the particular grounds
contained in the summons nor to the matertal upon which the
Committee subsequently acted.
The claimant sought and was given further
particulars of the grounds set out in the summons. On 19
March 1979, the Federal Court, on the application of
the claimant, made orders that the respondents treat as
null and void and of no legal effect the resolutions set
out above and passed by the Committee on 31 January 1979
and 6 February 1979 respectively. The court ordered also
that the respondents not proceed to hear and determine the
charges specified in the summons dated 6 February 1979
before 10 April 1979,
The Committee met at about 9,30 a.m. on
10 April 1979. All of the respondents except H111 and
Hammerlund were in'attendance. The claimant, accompanied
by a Mr. Romanin, then an articled law clerk but now a
barrister and solicitor of the Supreme Court of Victoria,
attended at the meeting. When the president, the respondent
Jenkins, who under the branch rules was required to preside
at the meeting, opened the meeting, Mr. Romanin identified
himself and said he was an agent for the claimant and was
present to represent the claimant. Some members of the
committee of management questioned his right to be present.
The respondent Jenkins read a statement and then asked if
the meeting wanted to consider whether Mr. Romanin should be
allowed to remain. The claimant and Mr. Romanin refused to
leave when requested and the meeting then resolved that they
leave the meeting to allow the meeting to consider whethor
Mr. Romanin should be permitted to stay. Before leaving the
mecting, Mr. Romanin obtained leave to read a prepared
statement signed by the claimant. The statement was an
objection to the respondents Frizziero, Davis, Jenkins,
Skidmore, Chalon, Pannagopoulos, Gempton and Bissiotis
10.
10,
participating at the meeting since they had shown themselves
to be so prejudiced against the claimant as to be unable to
give him a fair hearing of the charges. Particulars of the
prejudice were given by reference to the participation of
those persons in the charges dated 30 November 1978, their
participation in the committee of management meeting on
23 November 1978 and the threat by the respondent Pannagopoulos.
The statement continued:-
"If the persons named remain at this
meeting and purport to participate in
it I do not recognise the meeting as
valid or as acting in good faith and
I do not propose to take any part in 1t.
In the event that the meeting purports to
find me guilty of any charge brought
against me I will apply to the Federal
Court of Australia for such relief as I may
be advised.
If I remain physically present I do so
only as a witness of the proceedings
of an invalid meeting. -If have prepared
as evidence of my good faith, a sworn
reply to each charge brought against me
so far as T understand such charge.
I invite any person who genuinely and
honestly thinks I have been guilty of
any misconduct to charge me with such
misconduct before Federal Council under
the Association's Rules."
A copy of the statement was handed to each of the respondents
present at the meeting. Mr. Romanin then read out an
affidavit sworn by the claimant containing as an annexure a
statement by the claimant being an answer to each of the
grounds set out in the summons, A copy of the affidavit
and statement was handed to each of the respondents present
at the meeting. Again it 1S not necessary for the court to
make specific reference to the answers made by the claimant.
The claimant and Mr, Romanin left the mceting. The meeting
resolved not to permit Mr. Romanin to be in attendance while
the meeting was being conducted. The claimant and Mr. Romanin
returned to the meeting and were informed of the resolution
passed. Mr. Romanin then left saying words to the effect
that he left under protest and that he believed the meeting to
be illegal.
ll.
ll.
The respondent Jenkins read out again
the statoment she had earlier made. Previously she had
allowed the claimant to obtain a copy of that statement.
The statement had been prepared by the respondent Jenkins
without legal assistance and was based on the experience
she had obtained as a member of a jury in a criminal trial
at Melbourne in 1978 and also as a result of attending
seminars at the Clyde Cameron College. It is a remarkable
statement and is to be commended. I set 1t out in full.
In the statement the letters "C.O.M." refer to the
Committee. The letters "J.C." and the name "Jim" refer to
the claimant and the letters "C.F." and the name "Carlo"
refer to the respondent Frizziero who had laid the charges
against the claimant and who prosecuted them before the
Committee. The statement was as follows:-
"Declare the meeting open and advise that
this 1s the further reconvened Committee of
Management meeting of 6 March 1979. State
that I have sent to each member of C.0O.M. a
letter as Branch President, dated 30 March
1979 advising of the meeting .... read letter
of 30 March.
The only business on the agenda today is the
hearing and determination of ten charges laid
against J. Cains.
Read introduction ...
I advise the meeting of the procedure to be
followed today in hearing and determining
these charges,
C.F. will prosecute the charges and will not
be permitted to remain in the room whilst the
C.O.M. is considering the submissions and
evidence relating to each charge.
After C.F. has put his submissions and ovidence
to J.C. by way of questions J.C. can ask
questions of and see any documents presented
by C.F.
C.F. may call witnesses 1f he desires.
J.C. can ask questions of C.F.'s witnesses,
J.C. can call witnesses, give evidence and
make submissions as he desires
C.F. may ask questions of any witness called
by J.C.
12.
12.
Members of the C.O.M. may ask qucsctions of
C.F., J.C. and witnesses at any time
If any member of the C.0O.M. 1s called to
give evidence that member of the C.O.M.
may participate in the final decision
relating to the charge on which he has
given evidence but may not discuss his/
her evicence during discussions after C.F.
has left the C.O.M. to deliberate on that
particular charge.
a ed
AS PRESIDENT OF THIS BRANCH IT IS MY DUTY
TO ASK MEMBERS OF THE COMMITTEE OF MANACEIMENT
TO HEAR TIlE SUBMISSIONS AND EVIDENCI or
ALL PARTIES IN THIS MATTER, TO APPROACH THIS
MATTER WITH AN OPDN MIND AND TO GIVE BOTH
CARLO AND JIM LVERY ASSISTANCE IN PRESENTING
THE FACIS TO YOU SO THAT YOU CAN JUSTLY
DELIBURATE ON THE EVIDENCE BEFORE YOU BELFORD MANNING
ANY DECISION ON ANY OF THE CHARGES,
IT IS A DIFFICULT TIME FOR THE BRANCH AND YOU
ARE CHARGED WITH A GREAT RESPONSIBILITY IN
DETERMINTNG THESE CHARGES AGAINST JIM CAINS.
EACH MEMBDR OF THE COMMITTEE OF MANAGLDMENT
HAS BEFORE THEM A COPY OF THE RULES OF THL
BRANCH AND I URGE YOU TO REFER TO THEM AT
ANY TIME SHOULD YOU DEEM I1 NECESSARY.
EACI] OF YOU HAS A PAD AND PEN AND I ASK YOU
TO TO TAKE NOTES OF THE MATERIAL THAT WLLL BL
PUT BEFORE YOU TO ASSIST YOU IN YOUR
DELIBERATIONS FINALLY, I ASK THAT JIII CAINS
BE GIVEN THE BENEFIT OF ANY DOUBT THAT MIGHT
EXIST IN YOUR MIND IF YOU ARE NOT FULLY
CONVINCED ON ANY POINT PUT TO YOU."
After the respondent Jenkins had made her
opening remarks, she asked in turn each member present to
indicate whether that person folt disqualified from hearing
and determining the charges. 'The respondent Birch stated that
she could not bring an open mind to the consideration of the
charges and thereupon left the meeting and took no further part
in the hearing of the charges. 'The other respondents remained.
The procedure outlined in the opening remarks made by the
respondent Jenkins was followed. The respondent Jenkins
conducted the meeting in an exemplary manner. After the
prosecutor presented his material on each charge, the claimant
was asked whether he had anything to say. He replied "no comment".
On the second day the claimant did make some comment, but for
the purpose of these reasons I consider they were consistent
13.
13,
with a "no comment", In addition to receiving the written
answers of the claimant, the Committee gave every opportunity
to the claimant to present his defence. The meeting continued
during normal office hours on 10 April. During the afternoon
the respondent Gempton, in reference to the attitude of
non-participation adopted by the claimant, said words to the
effect that the meeting was a mockery, that he refused to
remain and that the claimant was guilty. The respondent
Jenkins reminded him that the claimant had distributed the
statement made answering the charges but the respondent CGempton
said words to the effect that the meeting was a farce and that
he was going to tell his members that the claimant was guilty.
Gempton then left the meeting and took no further part in the
hearing of the charges. The meeting resumed on the morning of
11 April. After the lunch break and at about 2.30 p.m. the
hearing of the charges was completed and the meeting resolved
that a decision be made that day. The claimant and the respondent
Frizziero left the meeting. The remaining nine members of
the committee of management then considered each charge
separately including the charges contained in each sub-
paragraph of those grounds which contained sub-paragraphs. Under
the direction of the respondent Jenkins, the members looked at
the relevant branch rule , the material presented to them by the
respondent Frizziero and the answers to the charges contained
in the statement distributed by the claimant. The members were
directed to consider the wording of the relevant branch rule and
of branch rule 40. Discussion ensued between the members in
relation to each separate charge. Each separate charge was
considered separately and when the discussions on that charge had
ceased, the respondent Jenkins asked in turn each member present
whether he or she found the claimant guilty or not guilty
of the particular charge being considered, After each ground set
out in the summons had been finally considered, the committce
applied branch rule 40 to that ground and indicated that the
committee would dismiss the claimant, or rather remove him
from office as secretary of the branch, In particular the
committee did not consider whether to impose any other penalty
or to impose no penalty at all. At about 4.30 p.m. the claimant
was recalled to the meeting and informed of the results reached
by the committee. He was told that he had been found guilty of
14.
14.
each charge included in ground 1 and therefore was d:sm1 ed
from office, that he had been found guilty of cach charge
included in ground 2 and therefore was dismissed from office,
that he had been found not guilty of the charge contained in
ground 3, that he had been found guilty of the charge contaaned
in ground 4(a) and therefore was dismissed from office, but the
charge contained in ground 4(b) had been withdrawn, that he had
been found not guilty of the charges contained in grounds
5 and 6, that he had been found guilty by 8 votes to 1 o:. the
charge contained in ground 7 and therefore was dismissed from
office, that he had been found guilty by 8 votes to 1 on the cherye
contained in ground 8 and therefore was dismissed from office,
that he had been found not guilty of the charge contained
in ground 9(a) but guilty of the charge contained in 9(b) and
therefore was dismissed from office and that he had been found
not guilty of the charge contained in ground 10.
Since 11 April 1979 the claimant has been
deprived of his salary as secretary of the Victorian branch.
Ne has no other income and his removal from office has
imposed severe financial burdens upon him. He w2rll find it
difficult to find other employment at a salary similar to that
he had received as secretary,
Evidence was given by each of the 9 respondents
who on 11 April 1979 participated in the deliberations of the
committee, Each was subjected to strong and vigorous cross-
examination on whether he or she was prejudiced against the
claimant and whether by reason of past actions could approach the
Matter with an open mind. It was put that the witness had
prejudged the claimant and would look to see if he could prove
his innocence. I am satisfied that each of the 9 respondents,
to the extent of his or her capabilitics, did consider the
charges and did participate in the deliberations in the manner
described by the respondent Jenkins in her preliminary remarks
and thereafter under her careful guidance during the course of
the hearing of the charges and the deliberations by the members
of the committee,
15.
eo ee ee
15.
Before dealing with the legal 1ssues rai' cd
several matLers call for mention. The Committ..e comprises 15
persons, branch rule 9, and 8 members comprise a quorum,
branch rule 31. The claimant objects to at least 8 of the
respondents participating tin any deliberations of the Committee
which considers charges against him. It follows that at the
present time, if those 8 are excluded, the absence of a quorum
would prevent the Committee hearing any of the charges against
the claimant.
It is well to remember that a secretary ofa
branch of an organisation who enters into the contrevercsy of an
election for members to the committee of management of that branch,
especially when the secretary is not a candidate at those
elections, must face the consequences of his intervention. As
was truly said by Joske J. in re Elections for Offices in the
Electrical Trades Union (N.S.W. Branch) (1961) 3 F.L.R. at pp.90-1:
"A secretary should realise that even
though his own off1ce may be 1n jeopardy
in an election, while he remains a secretary
he has a duty to all members to behave
fairly and impartially. In my view Mr
Dolan entirely failed to carry outa
fiduciary duty which a secretary should
regard as a most important duty cast
upon him,"
In the statcment read by Mr. Romanin to
the Committee, reference was made to the possibility of the charges
against the claimant being laid before the Federal Council. It
was sought to justify this course under federal rule 12, the
relevant part of which reads as follows:
"L2 DUTIES AND POWERS Of FEDERAL COUNCIL.
(a) ... the Federal Council shall supervise
the duties of Officers, and shall have
power to dismiss, suspend or remove from
any office ,any officer or servant of
the Association for misconduct proved against
him, provided that ali officers and
servants shall have the right of appealing
to the next meeting of the Federal
Council, The decision of the Federal
Council is final."
16.
eee een
16.
fn that rule the words "any officer" refer to any Pederal
Officer being any of the officers of the Federal] Council, -
see Federal Rules 17 and 18 and not to an officer within a
branch. Federal Rule 12 dces not confer on Federal Council
a power to remove a person from a branch office. Such a
person is not "any officer" within the meaning of Federal
Rule 12. It follows therefore that the charges against
the claimant could not be brought befo 72 the Federal Council
under federal rule 12.
It is clear that the principles of natural
justice are to be applied with respect to the procecdings
before the Commiattce. Counsel for the claimant submitted
that natural justice had been denied to the claimant in two
major respects. He submitted that each of the eleven members
who constituted the Committee when it met on 10 April had,
by their previous actions including the prosecution of charges
based on facts similar to those upon which the claimant was
then charged and their participation in proceedings which
found the claimant guilty of those charges heard on 31
January 1979, prejudged the charges then presented against
the claimant and thus were guilty of bias against him. As a
matter of procedure, particulars of bias had been given with
respect to six of those persons only and as a result, Counsel
did not rely upon the other three persons being guilty of bias.
Of thease three, the respondent Birch had disqualified herself
and the respondent Gempton had retired from the meeting in the
afternoon of 10 April, The second major respect in which it
was claimed that natural justice had been denized to the
claimant was alleged to result from the refusal of the Committce
to allow Mr. Romanin to represent the claimant in the
proceedings before the Committee.
In R, v. Watson ex parte Armstrong (1976)
136 C.L.R. 248, the Nigh Court considered the principles to
be applied in determining whether a tribunal exercising
judicial or quasi-judicial functions was guilty of bias. In
a joint judgment Barwick C.J. Gibbs, Stephen and Mason JJ.
at pp.258-262 considered a number of authorities on this
issue and at pp.262-3 said:
17.
ss
17.
"The view that a Judce should not sit to
hear a case if in all the circumstances the
parties or the public might reasonably
susrect that he was not unprejudiced and
impartial, and that if a judce does sit
in those circumstances prohibition will
lic, is not only supported by the
balance of authority as it now stands
but 1S correct in principle, It would
be wrong to regard the observations of
Lord Ilewart C.J. in R, v. Sussex Justices;
Ex parte McCarthy [1924] 1 K.B. at p.259
as meaning that the appearance of justice
is of more importance than the attainment
of justice itself: cf. Reg. v. Camborne
Justices; Ex parte Pearce [1955] 1 Q.B.,
at p.52. However, his statement of
principle, which was recently reaffirmed
an this Court in Stollery v. Greyhound
Racing Control Board (1972) 128 C.L.R.
509, at pp.518-519 does go to the heart
of the matter. It 1s of fundamental
importance that the public should have
confidence in the administration of
justice, If fair-minded people reasonably
apprehend or suspect that the tribunal has
prejudged the case, they cannot have
confidence in the decision. To repeat
the words of Lord Denning M.R. which have
already been cited, 'Justice must be
rooted in' confidence: and confidence is
destroyed when right-minded people go
away thinking: 'The Judge was biased.'"
In the present case, the Committee is not
a tribunal exercising judicial or quasi-judicial functions
within the meaning of those words as used in R. v. Watson ocx
parte Armstrong, supra. The Committee is a body constituted
by the rules of the Association. It 1s a domestic tribunal
exercising powers conferred on it by the rules of the
Association. In the exercise of its powers, the Committee
must ensure that 1t proceeds according to the rules of the
Association. Of necessity the members of the Committee must
be involved in any controversy affecting one of their number.
Branch rule 40 confers on the Committee the power to hear
and determine charges brought against one of their number.
The prior involvement of the members of the Committee in the
controversy leading up to the bringing of charges against one
of their number cannot disqualify them from hearing and
determing those charges, Australian Workers Union
18.
18.
v. Bowen (1948) 77 C.L.R. 601 per Dixon J. at 630-1. But
notwithstanding this, the rules of the Association are to be
interpreted as being subject to the underlying condition that
the proceedings brought under branch rule 40 should be carried
on in accordance with the fundamental principles of natural
justice, see O'Connor J. in Dickason v. Fadwards (1910) 10 C.L.R.
243 at 255 quoted with approval by Dixon J. in Australian Workers
Union v. Bowen, supra at p.631. After refer:ing to that
quotation from the judgment of O'Connor J., Dixon J. continued
at p.631:
"It is not in accordance with the
principles of natural justice to have
present as a member of the tribunal
a person who has promoted the charge
and supports it as tne prosecutor or one
who is invincibly biassed against the
accused as a result of his participation
in the controversy, and this was the
case with Dougherty. If a person
disqualified by such considerations
sits with the tribunal and takes part
in the decision, that is enough to
vitiate 1t: Dickason v. Edwards."
'
Counsel for the claimant submitted that
the members of the Committee had so conducted themselves prior to
the meeting on 10 April that each was biased to such a degree
as to vitiate the decisions made at that meeting. The person
making the charges and prosecuting them before the Committee,
the respondent Frizziero, did not participate in the deliberations
of the committee. The question to be determined, therefore, is
whether the other members of the Committee who did participate
in the deliberaticns were biased to the extent necessary to
vitiate the decisions made. Except to the extent that the word
"jnvincible" has the strong meaning of referring to something
that cannot be overcome, JI do not find the phrase "invincibly
biased" easy to apply. It is not sufficient to establish that
1t might reasonably be apprehended or suspected by fair-minded
persons that the Committee may not determine the matters before
them with an unprejudiced mind, c.f. R. v. Watson Ex parte
Armstrong, supra, see Maloney v. New South Wales National Coursina
Association [1978] N.S.W.L.R. 161 per Glass J.A, at pp.168-9. In
19.
19.
my opinion the test to be applied in the present case, 1s
whether, having regurd to the rules of the Associa 10on and all
the surrounding circumstances of the case, the members of the
Committee who participated in the proceedings on 10 April and
11 April were able to exercise the powers conferred upon them
by the rules of the Association in a fair and reasonable manner.
In applying this test, particular emphasis must be given to the
fact that it 1s necessary that the members of the committce
of management should exercise their powers Lairly with respect
to the claimant.
Leaving aside the questions o£ whether
Mr. Romanin should have been allowed to represent the claimant
and whether the committee should have enuercised a discretion as
to the penaJty to be imposed, Counsel for the claimant did noc,
and in fact could not, make complaint against the procedures
adopted by the Committee in the hearing and determining of the
charges made against the claimant. Counsel submitted however,
that by their previous actions the members, in varying degrees,
had so prejudged some of the charges against the claimant that
they could not hear and determine the charges fairly and
reasonably, or, as he put it, that they were b:ased to such a
degree as to vitiate the decisions made. He relied upon the
involvement of the respondents in discussing and voting on the
matters already referred to at the meeting on 23 November 1978,
the threat of the respondent Pannagopoulos, the laying of the
charges dated 30 November 1978 by some of the respondents, and the
hearing and determining of these charges adversely to the claimant
on 30 January 1979, Ile submitted that this showed that those
respoidents had so prejudged the matters that some of them at
least applied a "reverse onus" with respect to the claimant cff.
Cleworth v. Barrow (1978) 20 A.L.R. 359, to the extent of considering
him guilty of the charges unless he could show he was not guilty.
In addition, Counsel relied upon what he described as evidence of
"corporate bias" to support his submission. These factors related to
the summary mannerin which the Committee refused to allow Mr. Romanin
to represent the claimant at the hearing of the charges and so
deciding without ascertaining his status and the failure of the
committce to consider any penalty other than removal from office.
20.
as
20.
In support of his submission he relied by way of illu tration
and analogy on authorities such as Ausirclian Worlers Unaien v.
Bowen, supra, Leeson v. General Counti! of Medical DTdu- .10n and
Registration, (1890) 43 Ch.D 366 particularly per Cotcon L.J.
at 379, Frome United Erewerics Company Ltd. v. Keepers af the
Peace and Justices for the County Borough of Bath, [1926] A.c.
586, Taylor v. National Union of Seamen [1967] 1 W.L.R. 532,
Roebuck v. National Union of Mine Workers [1977] I.C.R. 573,
R. v. Equal Opportunity Board ex parte Ansett Transport In"uystrics
Ltd. unreported 20 February 1979 and Cleworth v. Barrow, supra.
In my opinion the claimant has not established that
the members of the Committee who heard and determined the charges
against the claimant were so biased as to vitiate the decisions
made. In reaching this conclusion I rely upon the findings of
fact already set out. Some only of the charges heard and
determined related to matters previously dealt with by the various
respondents. It was submitted that the time for determining
whether bias ex1sted or not was at the time the meeting commenced.
In my opinion this 18 too restricted a view. The whole of tho
proceedings must be considered. The charges laid were brought
under branch rule 40. It 18 no answer to say that different
proceedings alleging different offences but involving the same facts
could have been brought under branch rules 18 and 38 which provide
for charges to be laid against members of the branch. Likewise,
the provisions of federal rule 41A do not apply to allow charges
to be brought thereunder for the purpose of removing a branch
officer from office by a convoluted series of procedures of
doubtful validity. The charges were brought under branch rule
40 and the form of the summons made it clear that 1f che charges or
any of them were proved, removal from office would result. The
fact that the Committee did not consider the possibility of
not imposing the penalty of removal from office docs not support
the allegation of bias. More importantly, however, under
the branch rules, the Committee was the only body empowered to hear
and determine the charges brought against the claimant. Earlier
proceedings in relation to some similar charges had miscarried
and decisions then made were invalid. The committee of management
proceeded afresh c/f. Ridge v. Baldwin [1964] A.C. 40 per Lord Reid
at p.79. In particular the proceedings before the Committee
were conducted under fair and clear leadership by the respondent
Jenkins. 'he facts in Cleworth v. Barrow, supra, are markecly
21.
21.
different from the facts in the present case and nothin:
said in that case prevents the Findings made in the present
case. The claimant was found not guilty of the charges srising
out of the circular distributed by the claimant, grounds 3 and
10. Although the charges contained in grounds 3 and 10 sere
different to those previously dealt with by the Commitice, the fact
that the claimant was found not guilty of those charges does,
to some extent,support the fact that the members of the
Committee considered the charges in a fair and responsible way.
The warning given by the president at the beginning of the
proceedings was designed to ensure that the members of the
Committee exercised their powers fairly and reasonably. The
fact that some of those members, in the course of cross examination,
indicated that a "reverse onus" may have applied, introduces a
degree of subtleness which 1s undesirable in matters of this
kind. Members of a jury in a criminal trial cannot be cross-=-
examined as to their method of determing the guilt of an accused
person. When the members of the Committee, in the exercise of
powers conferred upon them by the rules of the Association, proceeded
to determine the charges in a Manner similar to that of a jury,
the particular thought processes of individual members of the
conmittee should not be allowed to be used to challenge decisions
made which have been arrived at by applying procedures which are
fair and reasonable. Jf will consider later the aspect of the
refusal to allow Mr. Romanin to represent the claimant.
In concluding this part of my reasons for
judgment it is useful to refer to what was said in Holmes v. O'Toole
(1957) 1 F.L.R. by Dunphy J, at p.232:
"As Riordan therefore came on to
the tribunal by virtue of his office
and under the rules of the organization,
he had both a right and a cuty to
act thereon. The view of the majority
in Bowen's Case demonstrates that these
factors do not authorize the presence on
such a tribunal of a person 'invine bly
biassed'' against an accused, but also
provides standards upon which questions
of bias may be judged. It seems to me
that the evidence for the applicant
herein referred to docs not conform
to such standards. To hold otherwise
would be tantamount to saying that
22.
persons politically opposed to each
other and who fight their polilical
battles on a basis of personalities,
are incompetent to sit in fair
judgment upon their opponents when,
through their office, they become
members of a tribunal charged with
such a duty. It should be romembcred
that the Conciliation and Arbitration
Act roquires registered organizations
to provide in their rules for a system of
election of officers and, as elections of
all descriptions are, unfortunately,
frequently conducted on bitter and
personal issues, 1t is most unlikely
that members of union tribunals could
escape a charge of bias if what they
said about their opponents was to be
taken, of itself, as conclusive evidence.
It would be a very convenient position
for a recalcitrant union member to be
in, for, as long as he was in opposition,
he could deny the right of the ruling
executive to sit in judgment upon him
because of what they might have said
about him during an election campaign,
This, in effect, is what the applicant's
first submzssion amounted to."
In any event, if contrary to my opinion, the
members of the Committee who heard and determined the charges
against the claimant were so biased against the claimant that
the decisions of the committee otherwisc would be vitiated,
nevertheless, I would hold that, by reason of necessity, those
decisions should not be treated as being invalid. In the events
which have happened and on the hypothesis stated, no quorum of
the Committee could be obtained to hear and determine the charges
against the claimant. There 1s no certainty that following the
1979 elections, the composition of the Committee would permit of
a quorum for that purpose. The claimant would have an immunity.
The more outrageous his conduct the greater that immunity. For
reasons already given, no other body within the Association has
authority under the rules of the Association to hear and determine
the charges contained in the 10 grounds specified in the summons
against the claimant. It 1s no answer to say that dificrent charges
against the claimant could be dealt with under other rules of the
Association or branch.
In making his submissions on this part of the
case, Counsel for the respondents relied upon statements appearing
in Wade, Administrative Law, 4th Ed., at pp.405-6, and 467-8.
23.
The epitome of the views expres' +d in those passases 15 set
out at p.405 as follows:
"In all the cases so far mentioned
the disjualified adjudicator could be
dispensed with or replace by soneone
to whom the objection did not apply.
But there are many cases where no
substitution 18 possible, since no
one else 1S empowered to act. Natural
justice then has to give way to
necessity, for otherwise there 1s ao
means of deciding and the machinery
of justice or administration will
break down."
Counsel for the claimant relied upon Low v.
Chartered Institute of Patent Agents [1919] 2 Ch. 276,
especially per Lve J. at p.289, but in that case no reference
was made to the application of the principle of necessity
empowering the committee of an association to determine
disciplinary charges against a member where otherwise those
charges could not be heard and determined by the committee
because of the application of the principles of natural justice.
In my opinion, on the facts of the present
case, the decisions ,f the Committee are not invalid.
I turn now to consider whether the refusal
of the Committee of management to allow Mr. Romanin to represent
the claimant constituted sufficient reasons to invalidate the
decision subsequently made by the committee. If found guilty of
the charges laid, the claimant would be deprived of his livelihood.
He held an office within the Victorian branch and thus was in
a stronger position than a member of the branch who did not have
any knowledge of the rules of the Association or the branch and
did not have experience gained from office. The claimant, as
secretary, should have been in a position to be able to present
a defence on his bchalf particularly when the other mambers of the
committee were in no better position as Far as professional advice
was concerned. In the absence of specific provisions in the rules
of the Assoc1ation, the claimant did not have the right to be
represented by an agent, whether a lawycr or not. At the very most
the Committee had a discretion to allow the claimant to be so
represented; sce R. v. City of Melbourne; ex parte Whyte [1949] V.L.
257 and the cases therein cited, McNab v. Auburn Soccer Sports
24.
24,
Clus Ltd. (1975) 1 N.S.VL.R. 354 and the oc 7ses therein citcd
and R. v. Visiting Justice at He "Majesty's Pris bostriddac,
ex pe-rte Wilker 1975 V.R. 883 and the c ses therein citea.
Counsel for the claimant submitted thut on
the evidence the members of the Committec did not give any
real consideration to the discretion confurred on them. He said
that a number of those members in deciding to refuse permission,
followed as being absolute, a practice or policy of the branch
not to permit strangers to attend meetings of the Committee.
He Said this gave to the practice or policy the same effect
as a rule of the Association and that this was wrong since
it prevented the Committee from exercising its discretion
properly and thus vitiated the whole of the subsequent
proceedings. He said also that if the Committee had sought
clarification of the status of Mr. Romania, the members might
have reached a different conclusion. Jn support of these
submissions, he relied upon the opinions expressed by Lord
Denning in Enderby Town Football Club Ltd. v. Football
Associated Ltd. [1971] Ch. 591 at pp.605-6. In my opinion the
claimant, on this' part of his application, has not established @
breach of ornon-compliance with the requirements of natural
justice. None of the members of the Committee hearing the
proceedings had had legal experience, They were employees
engaged 1n the industry in which the Association is registered
and attended to the affairs of the Association in their spare
time or with the leave of their employers. There 1s nothing
inherently wrong with the practice or policy adopted by the
Committee of excluding strangers from their meetings and
the application of that practice or policy cannot be said to
result in a failure to exercise properly the discretion
conferred on them. The secretary was a full time paid official
of the branch. If anything, being the holder of this office
placed him in an advantageous positon with respect to the
other members of the Committee. The assistant secretary was
not represented by an agent, The Committoe were entitled to
apply the policy of the branch without seeking clarification of
the status of Mr, Romanin, The refusal to allow representatic
does not invalidate the decisions subsequently made.
Counsel for the respondent submitted that 25.
—
rr ee
Pr ee a -
E
re.
25.
in any event, by remaining at the mecting and distriputing
his answer to the charyes, the claim ont had waived any
rights he may have had resulting from a noncompliance of
the requirements of natural justice. He relicd upon
authorities such as R. v. Magistrates' Court at I 'vdale;
ex parte Cicconi [1973] V.R. 122. Having regard to the
Opinions already expressed it is not necessary for me
to express any opinion on this submission, but for the
sake of completeness and assuming the defence of waiver
1s open to the respondents, on the facts of this case, the
claimant did not waive any rights he may have otherwise
have had.
In my opinion the rule nisi should be
discharged.
T certify that this and the Poe Ay doer
preceding pages are,a true copy of the
Reasons for Judgment hercin of the
Honourable Ms. Justice 4 prthrep