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CATCITVWORDS
Criminal law — Appeal by the Crown against adequacy of
sentence -— Principles upon which appellate court will
intervene to alter trial judge's sentemce ~- Considerations
relevant to the imposition of sentence.
Procedure at trial - Irregularity - Plea of guilty to two
counts —- Re-arraignment on first count after trial had
commenced ~— Change of plea on farst count to guilty —"
Leave to enter nolle prosequi on second count -— Whether
accused in the charge of the jury - Oral leave to arraign
on substituted second count - Appropriateness or otherwise of
filing a nollie prosequi in relation to the original second
count ~ Whether authoraty to decline to prosecute available,
R. v. HALL
NO, NTG 11 of 1979
"Date Entered: 29th Tune 1979 _
° !
IN THE FEDERAL COURT OF AUSTRALIA
NORTHERN TERRITORY OF AUSTRALIA
DISTRICT REGISTRY : No. NIG 11 of 1979
GENERAL DIVISION ,
— | es
BEIWEEN: THE QUEEN
—
(Appellant)
: AND
a
oo
PHILLIP GRAHAM HALL
(Respondent)
ORDER
JUDGES MAKING ORDER: Toohey, Gallop & Lockhart J.J.
DATE OF ORDER: 28 June 1979 .
WHERE MADE: Darwin
ae
THE COURT ORDERS THAT: ".
41. The appeal against the sentence imvosed by the Supreme Court
: of the Northern Territory of 4ustralia upon the respondent's
being convicted of unlawfully and maliciously setting fire to
a building contrary to section 86 of the Criminal Law
Consolidation Act and Ordinance be allowed and that in
substitution for the said sentence the respondent be
imprisoned for a period of four years and ten months wit
_& non~parole period of two years and six months.
2. The appeal against the sentence imposed by the Supreme Court
of the Northern Territory of Australia upon the respondent's
being convicted of unlawful and malicious damage by nignt
contrary to section 129 of the Criminal Law Consolidation
Act be adjovrned sine die.
Peeters)
ae
a a IN THE FEDERAL COURT OF AUSTRALIA
" Se
NORTHERW TERRITORY OF AUSTRALIA
DISTRICT REGISURY
GENERAL DIVISION
No. NIG 11 of 1979
Boe
THE QUEEN
(Appellant)
AND: PHILLIP GRAHAM HALL
(Respondent)
ORDER
JUDGES MAKING ORDER: Toohey, Gallop & Lockhart J.J.
DATE OF ORDER: 28 June 1979
WHERE MADEs Darwin
THE COURT ORDERS THAT:
1. 'The appeal against the sentence imposed by the Supreme Court
of the Northern Territory of 4ustralia upon the respondent's
being convicted of unlawfully and maliciously setting fire to
a building contrary to section 86 of the Criminal Law
Consolidation Act and Ordinance be allowed and that in
substitution for the said sentence the respondent be
imprisoned for a period of four years and ten months with
@ non-parole period of two years and six months.
nm
e The appeal against the sentence imposed by the Supreme Court
of the Northern Territory of Australia upon the respondent's
being convicted of unlawful and malicious damage by night
contrary to section 129 of the Criminal Law Consolidation
Act be adjourned sine die.
Date Entered: 29 c¢ Gee 1979
. JO Cayo Poris Poyeed
DEPUTY DISTRICT REGISTRAR
HORTHZON
_ TERRITORY A
"GS, mA
Ly Kewres
of Pee
p
ny
Te ee anette a RSC LADD SRST 18)
ORDER
Sees ay Say Ste PS Nae wn eee ad UN VOL AT Ted cei) tot MMO ET Oh AT Eee eed
IN 'THE FEDERAL "COURT OF AUSTRALIA )
)
NORTHERN TERRITORY DISTRICL REGISTRY ) No. NIG 11 of 1979
)
GENERAL DIVISION )
ON APPEAL from the SUPREME COURT OF
THE NORTHERN TERRITORY OF AUSTRALIA
BETWEEN:
THE QUEEN
Appellant
AND:
PHILLIP GRAHAM HALL
Respondent
CORAM: 'TOOHEZY, GALLOP & LOCKHART JJ.
Thursday 28 June 1979
REASONS FOR JUDGMENT
TOOHEY J. : :
I agree with the orders proposed by
Lockhart J. -and with his reasons for judgment.
esi
s
s
& true cory cf the
30NS Tot oudr veut Lhe.e.n of bis Homeus
~ — |
Jucsice Tokay
ae)
AN THE FEDERAL COURT OF AUSTRALIA
NORTHERN TERRITORY DISTRICT REGISTRY No. NTG 11 of $979
GENERAL DIVISION
ON APPEAL FROM THE SUPREME COURT OF
THE NORTHERN TERRITORY OF AUSTRALTA
BETWEEN: '
THE QUEEN
Appellant
PHILLIP GRAHAM HALL
. Respondent
CORAM: TOOHEY, GALLOP & LOCKHART Ju;
Thursday 28 June 1979 -
REASONS FOR JUDGMENT
LOCKHART J. This is an appeal against sentence impo«nd by
the Supreme Court of the Northern Territory followiiy the
conviction of the respondent on two charges: first, |hat
Yt
he unlawfully and maliciously set fire to a building »Antrary
té s. 86 of the Criminal Law Consolidation Act and cijinance
and secondly that he committed unlawful and malicious damage
in the night contrary to s. 129 thereof.
On 20 April 1979 the learned sentencing juds\e
sentenced the respondent on the first charge to foui' Years
and ten months't imprisonment, with a non-parole per! nd of
two years, and on the second charge to two years!
it fB
pores
imprisonment with a non~parole period of one year and
ordered that the sentences be served concurrently. He
further ordered that the respondent be released from
custody on 2 July 1979 on the. following condit ions:-
1. That he enter into a bond in his own i
recognizance in the sum of $500.00 to be t
of good behaviour for a period of three
years;
2. That he place himself under the supervision
of a probation officer during the said period of
three years and obey the directions of the saad
probation officer as to employment and place of
living and that he report to the said probation.
officer on 2 July 1979 and obey his directions
as to further reporting and that he subject
himself to such medical psychiatric or
psychological treatment as may from time to
time be directed by his said probation officer
and those from time to time in charge of his
treatment; and -
3. That he pay by way of restitution, the sum
of $3,800.00 by instalments as follows:-
(i) $300.00 by 20 December 1979;
(ii) $1,000.00 by 20 December 1980;
(iii) $1,500.00 by 20 December 1981; and
(iv) $1,000.00 by 30 June 1982.
The Crown appeals against this sentence, submitting
that the sentence is so inadequate as to manifest an error in
principle on the part of the learned sentencing judge. It is
not submitted that any error appears on the face of "his
Honour's remarks; but it is said that the sentence imposed
fallg so far short of the range of sentences which would be
dictated by the exercise of sound judicial discretion that
this court should intervene and impose a sentence which is
../3
.73-
appropriate in the circumstances.
The respondent: Lived at No. 1 Lambell Terrace
Darwin close to the Darwin Hospital and the Red Cross
Centre. The house was owned by a Miss Fleper. She
occupied the house together with the respondent and a Mr.
T. J. Findlay. Each person occupied a separate bedroom
and shared facilities in common.
The respondent had been living at those premises
for about two weeks before the events of 20 November 1978.
For about six or seven months before then, he had
been working on a voluntary basis with the Red Cross doing
jobs such as Meals On Wheels. On 17 November 1978, three
days before the respondent set the fires which led to his
conviction, he telephoned the Red Cross Centre and enquired
whether he could purchase some vases from the Red Cross
Opportunity Shop which formed part of the Centre. He enquire:
as to what type of items were kept in the shop and was told
that there was clothing, kitchenware, bedding and mattresses.
On Sunday 19 November 1978 the respondent and Mr.
Findlay together with one other person arranged to dine at
a restaurant in Darwin called "Melissa's Restaurant" which
was owned by the same lady who owned No. 1 Lambell Terrace,
Darwin namely Miss Fleper. The respondent arrived at
Melissa's Restaurant at about 6.30 p.m. and was joined by
his two dinner companions about an hour later. He was not
intoxicated when he arrived at the restaurant, but during the
course of the evening the three people consumed a few drinks
oo o/h
Yee eee perce 5
before dinner, four bottles of wine with dinner and possibly
some beer also.
The three people left the restaurant somewhere
between 12.15 and 12.45 a.m. the respondent being somewhat
intoxicated. He was driven back to his home by Mr. Findlay:
who went to bed about five minutes later. Miss Fleper left
the restaurant about half an hour after the respondent did
and she too went home, taking with her six bottles of Crown
Lager beer. Miss Fleper and the respondent sat up and taiked
till about 3.00 a.m. during which time the respondent drank
two cans of beer and Miss Fleper one bottle of Crown Lager.
At about 3.00 a.m. Miss Fleper retired to her room
and went to bed. Prior to her doing so the respondent tried
to dissuade her by asking her to stay up and have some more
beer, but at that time the respondent was fairly drunk. Upon
her retirement Miss Fleper left five full bottles of Crown
Lager beer; but when she rose in the morning she noticed
that all five bottles were empty although the respondent had
been drinking cans of Cariton Draught beer whilst the two of
them conversed until the early hours of the morning. Crown
Lager bottles hold thirteen ounces of beer.
At 3.35 a.m. the control room of the Northern
Territory Fire Brigade received a message that there was a
fire in Shultz Street which runs off Lambell Terrace. At
3.36 a.m. the first fire truck arrived, and noticed that the
Red Cross Cpportunity Shop was on fire. It took the fire
20/5
pace
3S Soros = IIT Rr eer I en SR err EY
brigade about 10 minutes to bring the fire under control,
The observations of the firemen were that there was one
room in which the fire had obviously started being a
bedroom in which there was a bed and mattress. It was a
room kept by the Red Cross for accommodating people who
visited Darwin from the outback to see their relatives or
friends who were in the Darwin Hospital, There was nobody
resident in that room that night.
At 4.11 a.m. the Control Centre of the Fire Brigade
received a second call in connection with a fire in the
Psychiatric Clinic which 1s part of the Darwin Hospital. The
fire brigade was at the Red Cross Centre at that time; they
moved to the second fire and brought it under control by
4.20 a.m. When the fire brigade arrived at the Psychiatric
Clinic it was full of smoke but they were able to restrict
the fire to a small storage room where the fire had been
started and which contained highly inflammable material in
the form of toilet rolls and paper towels.
I need not review the evidence as to the witnesses
who identified the respondent as the person who started the
fire because there is no dowt that it was he who did so,
At 4.43 a.m. the police communications centre at
Darwin received the first of four telephone calls from a
person claiming to have lit the fires at the Psychiatric
Clinic and the Red Cross Opportunity Shop. A second call
was received at 5.00 a.m., the third between 5.20 a.m. and
5.25 a.m. and the final call at about 7.03 a.m.
¥
»-/6
Steps were taken to trace the calls. They were
traced to the premises of No. 1 Lambell Terrace. Thereafter
the police surrounded the premises and arrested the respondent
Before the respondent was arrested, Mr. Findlay
rose at about 6.40 a.m. and spoke to the respondent who
was standing in the kitchen wearing a dressing gown and
drinking beer. The respondent-told Mr, Findlay that he
had been up all night and had seen vehicles with flashing
lights travelling up and down in front of the house. Mr,
Findlay noticed that there were four empty Crown Lager
bottles of beer.
At about 8.00 asm. at the police station the
respondent was questioned by the police. He claimed to
have slept until 7.00 in the morning and denied that he
had made any telephone calls during the evening or morning
and said that he was asleep. He denied any knowledge of the
fires at the Red Cross Centre and the Psychiatric Clinic.
He then sought legal advice and, having obtained 1t, declined
to answer any further questions.
There was considerable damage to the Red Cross
Opportunity Shop. The damage to the Psychiatric Clinic was
restricted to its contents.
This is not the first time that the respondent
has been convicted of arson. In January 1976 he was
sentenced by the Supreme Court of Western Australia in
Perth to imprisonment for three years on two counts of arson
with no parole period being fixed. The respondent was
released from prison in Western Australia on 8 April 1978
having served his sentence for two years and three months.
Within less than eight months he had lit the fires in the
Red Cross Opportunity Shop and the Psychiatric Centre of the
Darwin Hospital.
The Crown contended before this Court that the
i
learned sentencing judge should have imposed a substantial !
sentence on each count and should have found in all the
circumstances that no non-parole period should be specified.
This court will interfere with the sentence imposed
by the learned sentencing judge if it is established that his
Honour was in error in acting on a wrong principle or in
wrongly determining some material evidentiary question. This
court does not intervene merely because in its opinion the
sentence is excessive or inadequate. The error may appear
from the learned sentencing judge's remarks or from the
sentence itself which may be manifestly insufficient or
excessive. See Skinner v. R. (1913) 16 C.L.R. 366;
Whittaker v. R. (1928) 41 C.L.R. 230; Griffiths v. R. (1977)
15 A.L.R. 13 R. v. Tait (a decision of the Full Bench of
this court delivered on 1 May 1979, not yet reported.)
Although the Federal Court of Australia Act 1976
does not distinguish in principle between appeals by the
Crown and those by convicted persons, some special
considerations arise where the Crown appeals on the ground
that the sentence is insufficient. See Peel v. R. (1971)
125 C.L.R. 447 especially per Barwick Cc, J. at p. 452; R. v.
Tait (supra). In R. v. Tait (supra) Brennan, Deane and
Gallop JJ. said:-
"Tt would be unjust to a defendant, whose
ee
~8-
freedom is in jeopardy for the second time,
to consider on appeal a case made against
him on a new basis - a basis which he might
have successfully challenged had the case
against him been fully presented before
the sentencing court...There would be few
cases where the appellate court would
intervene on an appeal against sentence
to -correct an aileged error by increasing the
sentence if the Crown had not done what was
reasonably required to assist the sentencing \
judge to avoid the error, or if the defendant F
were unduly prejudiced in meeting for the first
time on appeal the true case against him."
In the light of these principles I turn to the
present appeal. The Crown submitted that the learned
sentencing judge imposed sentences so manifestly inadequate
as called for the intervention of this Court. The Crown
contended that his Honour had regard solely to the question
of rehabilitation of the respondent to the exclusion of
matters of deterrence and the general protection of the
community. The Crown submitted that his Honour's error
is manifest from an examination of first, the inherent
nature of the offences themselves; second, the circumstances
surrounding the commission of the offences; third, the
character of the respondent particularly when consideration
I
is given to his antecedents, and fourth, the future prospects
of rehabilitation of the respondent as opposed to the very
real prospect of a repetition by him of the same sort of
offence. -
The maximum penalty prescribed for the offence, the
subject of the first count, is fourteen years' imprisonment. '
In Tait's Case (supra) the Court said:-
"A miximum penalty is reserved for the worst
type of case falling within the relevant
prohibition. The observance of this principle
20/9
oe -9-
provides the flexibility in sentencing which
. secures proportion and comparability among
sentences imposed...The prescribing of a maximum
penalty in respect of an offence not only marks
the limits of the court's discretionary power as
to sentence, 1t also ordinarily prescribes what
the penalty should be in the worst type of case
which falls within the relevant class of offence...
That is not to say that a maximum penalty should
not be imposed in a case which otherwise required
it merely because a worse case could be imagined.
«-.That principle requires that both the nature
of the crime and the circumstances of the criminal'
be considered in determining whether the case is
of the worst type."
The circumstances surrounding the commission of
the offence and the antecedents of the respondent require
imposition of a substantial sentence.
The deterrent aspect of punishment is of considerable
importance in cases of this kind. The sentence should
demonstrate to others tempted to engage in offences of a like
nature that punishment will be imposed calculated to protect
society from serious attacks upon it.
It was submitted by counsel for the respondent that
it would not be in the best interest of the respondent to be
sentenced to a term of imprisonment as he was a person
suffering from deep-seated psychological problems. A great
deal of psychiatric and psychological material was before the
learned sentencing judge. His Honour gave great weight to
what he regarded as the respondent's prospects of
rehabilitation. I have'no doubt that the respondent impressec
himself upon the learned sentencing judge as a man with
distinct disorders of personality. His Honour clearly held
the view that the respondent was capable of being rehabilitate
provided he had the support of probation officers, psychiat-—
rists and psychologists. I have considered the psychiatric
2.22/10 '
poem -- . . 2 ee Sy reo gpoet-
77 : wong nee ~ sor eco
~10~
and psychological evidence placed before his Honour but have
come to the conclusion it does not support his Honour's
conclusion as to the respondent's prospects of rehabilitation
The maximum penalty prescribed for the first offence
namely fourteen years! imprisonment, reflects its seriousness
Less than eight months before he committed that offence the
respondent had been released from prison in Western Australia
having earlier committed offences of a like nature there. I
am left with the strong impression that the respondent is
quite likely to offend again in a similar way. In my
opinion the reformative aspect was given too much weight
by the learned sentencing judge. The result of his Honour's
decision when the sentence is viewed as a whole, is to
produce a sentence so lenient that it does not accord with
the general moral sense of the community and is unlikely to
be a sufficient deterrent to the respondent or to others.
See R. v. Geddes (1936) 36 S.R. (N.S.W)554; Channon v. R.
(1978) 20 A.L.R. 13 R. v. Prindable - a decision of the Full
Bench of this court delivered 9 March 1979, not yet reported.
The error in the sentence of the learned sentencing
judge 1s manifested particularly by the provision for the
release of the respondent on 2 July 1979 and as well by the
term of the non-parole period. .
In my opinion the case calis for a sentence
imposing a term of imprisonment without such release and
the fixing of a longer non-parole period. I do not think
it necessary to alter the term of the head sentence.
oee/11
Fn re we ee oe
I agree with the conclusion of Gallop J., whose
reasons for judgment I have read, that no order should be
made by this court in respect of the sentence on the
substituted second count.
In the result I would allow the appeal and order
that in substitution for the sentence imposed on the first.
count the respondent be imprisoned for a period of four
years ten months. I specify a period of two years six months
during which he will not be eligible for parole. The
sentence will date from 20 April 1979.
I agree with the learned sentencing judge that
the sentences imposed on both counts should be served
concurrently. _
Oe SS nn
Eero ms: —
IN THE FEDERAL COURT OF AUSTRALIA
NORTHERN TERRITORY -DISTRICT REGISTRY No. NTG 11 of 1979
Nu a et a et
GENERAL DIVISION
ON APPEAL FROM THE SUPREME COURT OF
THE NORTHERN TERRITORY OF AUSTRALIA
BETWEEN:
DHE QUEEN
Appellant
AND:
PHILLIP GRAHAM HALL
Respondent
CORAM: TOOHEY, GALLOP & LOCKHART JJ.
2B June 1979
REASONS FOR JUDGMEN
GALLOP J. :
rs
. This is an appeal by the Crown against the sentence
imposed in the Supreme Court of the Northern Territory by
Muirhead J. on 20 April 1979. The respondent was arraigned
on an indictment presented in the name of Graham Richerd
Nicholson, a person appointed by the Attorney-General pursuant
to s.13 of the Criminal Law and Procedure Act and containing
two counts:
"Count 1 -
Unlawfully and maliciously setting fire to a
building: contrary to section 86 of the Criminal
Law Consolidation Act and Ordinance.
PARTICULARS
Phillip Graham Hall did on the 20th day of
'November 1978, in Lambell Terrace Darwin in
the horthern Territory.of Australia, unlawfully
SN we he dre om ghee eae md Jase AMA
.
C and maliciousiy set fire to a building, namely
5 __.____ the Red Cross. Society Clothing Store.
Count 2
Unlawfully andi maliciously setting fire to a
. building used 'hy or for a department of
government? CQntirary to section 85 of the
Criminal Law CYnsolidation Act and Ordinance.
PARTICULARS
Phillip Graham Wail on the 20th day of November
1978 in Lambel4 Terrace, Darwin, in the Northern
Territory of Australia unlawfully and maliciously
set fire to tha pay Centre of Darwin Hospital,
being a buildis,; used by or for a department of F
government, Ramnely the Health Department."
The accused pleaded pat, guilty to both counts. After the trial
had proceeded for tx® gays the Crown applied to have the accused
re-arraigned on the fiyst count, indicating that if he pleaded
guilty to the first cont, that is if he changed his plea from
one of not guilty to gniiity, the Crown. would then seek leave
to enter a nolle prosHyii on the second count in the indictment
in its original form, Wis Honour then raised the question
whether there should hy a verdict of the jury on the second count.
The Crown Prosecutor 4\Wformed his Honour that the accused was not
in the charge of the jitty on that count at that juncture. His
° Honour acceded to this statement, which, it is now conceded,
was incorrect. The afttsed was indeed in the charge of the
jury on the second cant,
as stare
the first count, pleaflyd guilty to it and the Crown applied to
The accused was then re-arraigned on
adc a fresh count to t\je indictment, indicating that it would
enter a nolle proseqiit jn relation to the second count in the
indictment in its original form. His Honour accepted an under-
taking from the Crown (hat this would be done and thereupon the
Crown applied to subSt\itute another count for the second count,
°
namely a charge of unlawful and malicious damage in the night,
particulars whereof were that the accused did on the 20th
November 1978 at Lambell Terrace, Darwin, unlawfully and
maliciously commit damage in the night to real and personal
property, namely the Day Centre of Darwin Hospital and chattels
therein, such damage amounting to $100.00. Counsel for the
accused consented to that amendment. The accused was then
arraigned on the substituted second count {as it was called)
and pleaded guilty to that count. The result of this procedure
was that the accused had pleaded guilty to the original first
count in the indictment and to a further count added ty the
leave of the trial jndge cn the third day of the trial. The
learned trial judge then directed the jury to enter a verdict
of guilty in relation the first ccunt and the seccend count which
had been added by leave. I make seme comments later about the
propriety of this procedure, but the following facts are commou
ground on the hearing of the appeal before us:
(1) The Crown gave an undertaking to file a
- nolle proseoui in respect of the criginal
second count in the indictuent.
(2) The nolle prosequi was in fact filed in the
name cf Graham Richard Nicholsen vho had
presented the original indictment, altheugh
it is noted that the nolle prosequi as filed
was not signed by the saic Graham Richard
Nicholson or anyone else.
(3) The application to amend the indictment sc
as to add the count of malicious damage to
preperty in the night was made orally.
(4) fhe learned prosecutor who made tnat application
to add the count was not a person avpointed by
the Attorney~General to prosecute on indictment
pursuant to the provisions of s.13 of the
Criminal Law and Procedure Act.
(5) The whole procedure before the trial judze was
taken with the consent cf the resncndent.
4.
In the course of the hearing of this appeal certain .
matters were raised by the Court relating to the appropriateness
or otherwise of filing a nolle prosequi in relation to the
original second count, the fact that it was apparently filed by
a person holding an appointment from the Attorney-General under
s.13 of the Criminal Law and Procedure Act to prosecute by
indictment but no authority to decline to prosecute, the fact
that the application to add the count of malicious damage to
property in the night was made orally and never reduced to
writing (except by his Honour) so that it was not apparent on
its face that that count was presented by a person authorised
in that behalf, and was in fact made by a persona who was not
authorised by the Attorney-General to prosecute by indictment
pursuant to an apsointment under s.13. These matters having
been raised, it was cenceded by the appellant that the procedure
whereby the criginal second count was disposed of was irregular
in the circumstances. It was conceded that the apprcoriate
course, having regard to the fact that the accused was then in
the charge of the jury on the second count as well as the first
count, was to direct the jury to enter a verdict of not guilty
in relation to that count. It is a matter of no little cencern
that the Crown suggested a course to the learned trial judge
which was wholly inappropriate in all the circumstances. The
irregularity was exacerbated by the fact that when the nolle
proseaui was filed apparently it was filed by the same person
who had presented the original indictment and it was argued
on behalf of the Crown that this was a prover course because
of the provision of s.43 of the Interpretation Act. This
section reads:
a"
¢
"43. Where an Act confers a power to take an
action or to make, grant or issue any instrument
of a legislative or administrative character,
the power shall be construed as including a
power exercisable in a like manner and subject
to the like conditions to repeal,rescind, revoke,
amend or vary any such action or instrument."
On the hearing of this appeal the Crown's argument was
that a person who had been authorised by the Attorney-General
to prosecute by indictment in his own name could pursuant to
s.43 of the Interpretation Act repeal, rescind, revoke, amead
or vary any indictment so presented. In my view this argument
is fallacious. Certainly s.43 of the Interpretation Act would
operate so as to invest in the Attorney-General the power to
repeal, rescind, revoke, amend-or vary any appointment of a
person to prosecute by indictment in his own name, but that is
not to say that an appointment under s.13 would invest in the
appointee a power to enter a nollie prosequi in proceedings where
that person had already prosecuted by indictment in his own
name. Apart from ordinary construction of s.43 and the nature
of a nolle prosequi the reason for this is clear. It is a very
significant matter for the Crown to decline to proceed further
in circumstances where the ordinary precedure of committal for
trial before a court of summary jurisdiction and the finding
of a2 bill of indictment have taken place. It is not surprising
and accords with sound executive government that the Attorney-—
General would wish to preserve to himself the power to make the
ultimate and important decision of declining to prosecute
Curther where these administrative acts have been completed as
Free . - : :
of the ordinary preliminaries to a prosecution of an
BAS tee
able offence (see Archbold 39th ed., para. 142: Watson &
aa MOLY
¢ Criminal Law in New South Wales, para. 1060; and
da te &
"*2£itdee (1909) 26 W.N. 152).
eee I nee oe
omer
7 a
6.
In my view, therefore, the nolle prosequi, if for no
other reason, was ineffective in this case. Even if the
document filed had been in proper form and presented by a
person who had authority to file a nolle prosequi, I think
that it should have been seen on its face to have been executed
by such a person and not be an unsigned document. For the
present purposes, however, nothing further turns upon this
series of irregilarities. I consider it important to point
out that the procedures adopted in this case nere irregular
and should be avoided in the future.
. The next matter to which attention should be directed is
that the procedure whereby another charge was preferred against
the accused was irregular. The application to add the count
was an oral application made, as I said earlier, by a Crown
Prosecutor who was not a person appointed by the Attorney~
General pursnant to s.13 of the Criminal Law and Procedure Act.
It is plain from the terms of the Indictments Act s.7 that an
indictment should indicate the name of the persoa by whom it
is presented and the authority of that person to present it.
Prior to the Indictments Act 19€8 there was no legislation
regulating the presentation of indictments or their form in
the Northern Territory; consequently indictments were formerly
presented in common law language and form. The Indictments Act
-1968 provides for the manner of presentation of indictments for
the prosecution of criminal offences in the Northern Territory
and makes it plain that indictments should charge the appropriate
offences in intelligible and plain language.
On the hearing of this appeal the Crown sought to rely
upon s.18 of the Indictments Act as authority for the nay in
7.
which this indictment was amended, if that is the proper term,
by the addition of another count of an offence of a different
nature. Section 18 of the Indictments Act reads:
"18, (1) Where, before trial or at any stage of
a trial, it appears to the court that the
indictment is defective, the court shall make
such order for the amendment of the indictment
as the court thinks necessary to meet the
circumstances of the case, unless, having
regard to the merits of the case, the required
amendments cannot be made without injustice,
and may make such order as to the payment of
any costs incurred owing to the necessity for
amendment as the court thinks fit.
(2) Where an indictment is so amended,
a note of the order for amendment shall be
endorsed on the indictment, and the indictment
shall be treated for the purposes of the trial
' and for the purposes of all proceedings in
connexion therewith as having been presented
in the amended form."
This provision is no justification for the course which was
adopted at the trial. This indictment was not defective. It
may well be that the evidence led by the Crown was insufficient
to support a conviction on the second count in its original
form. But that is not the same thing as saying that the
indictment was defective. The purpose of s.18 is to permit
amendment of an indictment so as to meet the circumstances of
the case provided this can be done without injustice to the
accused. I reject the Crown's arguments in so far as they are
based upon s.18.
It was further contended by the Crown that the
irregularities referred to are of no account: because the accused
consented to the course adopted by the Crown. The Crown has a
duty to the Court to assist it in the task of conducting a
criminal trial, including the arraignment of the accused, the
recording of his pleas and the presentation of any evidence
Fv abahtoer sa amar zy eR TR ERR TTT tee lesa FRR ees
Py
in accordance with proper rules of criminal procedure. The
Crown should be meticulous to ensure that strictly appropriate
criminal procedures are adopted. For the Crown to rely upon
the consent of the accused as an absolution for its failure to
assist the court in important matters of procedure is a
dereliction of its all important duty to the court. The Croun
is under a duty to assist the court to avoid any departures
from proper criminal procedure, especially if those departures
might result, as they did in this case, in a plea of guilty to
a charge improperly presented and a sentence being imposed upon
an accused person on such improperly presented charge.
'There nould be few cases indeed where an appellate court
would intervene on an appeal by the Crown against sentence to
correct an alleged sentencing error by increasing the sentence
if the Crown had not done what was reasonably required to assist
the sentencing judge to avoid errors in procedure. What I have
said already is sufficient to indicate that if an application
was made to quash the conviction and sentence on the substituted
count of malicious damage to property in the night under s.129
of the Criminal Law & Consolidation Act, I would be disposed to
quash the conviction and sentence. No such application has been
made at the present time but the Crown should itself apply for
such an order. The powers of this Court under s.28(1) of the
Federal Court of Anstralia Act are sufficient authority for
this course.
On the first count the respondent was sentenced to
imprisonment for four years and ten calendar monshs with hard
labour and the sentencing judge specified a period of two years
during which the respondent would not become eligible for parole,
ra
In relation to the second count the respondent was sentenced .
to two years imprisonment with hard labour and the sentencing
judge specified a period of one year during which the respondent
would not become eligible for parole. The learned judge ordered
that both sentences be served concurrently and further ordered,
pursuant to the Criminal Law Conditional Release of Offenders)
Act, that the respondent bereleased after serving part of his
sentence, namely on 2 July 1979, on his entering into a
recognizance in the sum of $500.00 (1) to be of good behaviour
for a period of 3 years, (2) upon release to report forthwith _
to the probation office and submit himself to the supervision
of a probation officer and subject himself to such medical
treatment as may be required, (3) to pay by way of restitution
the sum of $3800.00 in part payments as shown hereunder:
(i) 3300.06 by 20 December 1979;
(ii) $1000.00 by 20 December 1986;
(iii) $1500.00 by 26 December 1981;
(iv) $1000.00 by 30 June 1982.
It has been contended on this appeal that the sentencing
judge improperly exercise¢ his discretion, acted upon wrong
principles and failed to take into account relevant considerations
the result of which was that he was wrong in ordering the
"wspension of the cperation of the head sentences and non-paroie
teriods, and that the head sentences and non-parole periods were
'* 'heaselves inadequate in all the circumstances. The Crown
vane
ar * x
"ed that the sentencing judge should have imposed a
eae
tape
fal head sentence on each count and should have found
cS
al : .
1 the circumstances the duty to specify a non-parole '
~F og
Fyryt
*Fed by s.4(1) of the Parole of Prisoners Act 1976
tom
10, '
did not apply because of the nature of the offences and the
antecedents of the offender. Section 4(3) of the Act provides
that the duty does not apply "if the court considers that the
nature of the offence or offences and the antecedents of the
offender do not warrant the specifying of the lesser term cf
imprisonment".
In The Queen v. Ta't & Bartley (unreported decision of
this Court delivered on 1 May 1979) the Court set out the
principles governing the review of the sentencing discretion
by an appellate court, particularly in a case of an appeal by
the Crown on the ground that the sentence is inadequate. It is
not necessary to repeat what was set out in that judgment: it
is sufficient to observe that this Court will only interfere if
it be shown that the sentencing judge was in error in acting on
a wrong principle or in misunderstanding or wrongly assessing
some salient feature of the evidence. The error may appear in
nhat the judge said in the proceedings or the sentence itself
may be so excessive or inadecuate as to manifest such error.
As stated in that case, the relevant provisions of the Federal]
Court cf Australia Act do not provide any basis for distin-
guishing between the general principles to be applied by the
Court on a Crown appeal against sentence and the principles
to be applied on an appeal against sentence by a convicted
person. -
The facts giving rise to the counts against the respondent
all took place on 20 November 197&. At that time he was
residing at 1 Lambell Terrace which is opposite the Darwin
Hospital. He had been living there for about two months.
Premises run by the Red Cross, known as the Red Cross Cpportunity -
11.
Shop, are also in the same street. During the six
months prior to 20 November the respondent had donc
voluntary work for the Red Cross. On Sunday 19 ko-
the respondent, one Findlay, and another person ar -
dine at a restaurant in Darwin. They arrived at t!
at 6.30 p.m. and the observation then made of them
the respondent, was that they were not intoxicate.
some mixed drinks and then four bottles of wine wi
The respondent and Findlay left the restaurant bet
and 12.45 aem. and the respondent's condition was .'
as being "a bit intoxicated" or "three parts druni.
respondent was driven home to 1 Lambell Terrace a: :
went to bed. The premises were owned by the pronr' -
the restaurant and she came home about half an how
.
respondent and the pronrietoress then had two bat' >-
The proprietoress went to bed at about 3 a.m. br:
respondent was fairly drunk. When she went to bec .
four or five bottles of Crown Lager beer still to ~
when she got up the next morning she found that t*.-
been consumed. At about 3.35 a.m. on the morning .°
1978 the centrol room of the Northern Territory F-
received a message that there was a fire in Schul
is close te Lambell Terrace, a fire tender was cu
despatched and on arrival the fire brigade found
shop on fire. It took about ten minutes to bring
control. It was deduced that the fire had commen
bedroom in those premises, but there was no-one i
Electrical fault as a cause of the fire was ruled
although three "hot spots" which apparently are t
points of a fire wére identified, the fire brigade officers
were unable to pinpoint the cause of the fire. At 4.41 aom.
on the same day another message was received, of a fire at the
Day Centre in the Darwin Hospital. This is a centre for
psychiatric treatment. Again a fire tender was despatched and
it was found that there was a fire in a small storage room in
the Day Centre. The storage room contained such highly '
inflammable articles as toilet and paper rolls. Between
4-43 a.m. and 7.03 a.m. the police station at Darwin head-
quarters received four telephone calls from a person claiming
to have lit the two fires. These calis were taped and
transcripts of the tapes were produced in evidence. The calls
were made by the respondent. While he was making the Last
telephone call the police arrived at 1 Lambell Terrace, the
telephone calls having been traced to that address. The police
were admitted, apprehended the respondent and he was taken to
' the police station.
At about 8 a.m. at the police station the respondent was
questioned by Det. Const. Bainbridge. When asked about his
movements the previous night the respondent teld Det. Const.
Bainbridge that he had been to the restaurant with Tom (Findlay}
and Melissa (the preprietoress of the restaurant). He said
that he had been there until just after midnight and, having
been driven home,when Melissa arrived he spoke to her for about
an hour and then went to bed. He said he had gone to the
restaurant at about half past six and did not leave the house
after he had get home. He claimed to have slept until seven
in the morning. He denied that he had made any phone calls
during the morning and said that he was asleep. TIe denied any
13. !
knowledge of the fires at the Red Cross Centre and the Day
Centre. He then sought legal advice and having obtained it
declined to answer any further questions,
Damage by fire to the Red Cross Opportunity Shop was
considerable. Damage to the Day Centre was restricted to the
contents rather than structural damage. It was contended on
the appeal that the fires lit by the accused were of the gravest
character, because of the nature of the buildingsthemselves and
their contents. The Crown contended that it would be appropriate
to take account of the possibility of danger to life and
property. In particular the Crown ccntended that the second
fire in the Day Centre was in an integral part of the hospital
at a time when the premises were virtually deserted, making it
more probable that a fire would be quite out of control before
anybody became aware of its existence. These facts were not
disputed by the respondent either on his trial or on appeal.
The facts, of course, had already been proved in evidence «hen
the conduct of the trial changed as indicated earlier. There
was really only one matter which was asserted by the Crown and
not accepted by the respondent on the appeal, namely that the
lighting of the fires was a potential danger to life. I am of
the view that the trial judge was ccrrect in finding that the
respondent's conduct amounted to a danger to the lives of
people. -
When the course of the trial changed, the Crewn furnished
material to the sentencing judge by way of statements from the
bar table. Included was the fact that the respondent had been
released frem prison in Western Australia on 8 April 1978,
having been sentenced in January 1976, meaning that he had
' 14.
-
served a period of two years and three months. Later, an
antecedents report was furnished stating that the accused had
been released on 8 April 1978 after serving two years, five
months of a three year sentence.
When Mr. Livingstone, psychologist, gave evidence on
behalf of the respondent he referred to the respondent having
been very aware that he had been in gaol for two years, seven
months and thirteen days. A pre-sentence report requested by
the sentencing judge stated that the respondent had been
convicted on two counts of arson on 13 January 1976 and
sentenced to three years imprisonment on each, to be served
concurrently. He was imprisoned at the Fremantle Gaol and
then transferred to the Woolooroc Training Centre. The
sentencing judge on that oecasion had declined to specify a
non-parole period. The precise particilars of this previous
conviction or convictions were not furnished to the sentencing
. judge by the Crown at the trial. In this respect also I am of
tue view that the Crown failed properly te discharge its
fundamental duty to give the court full assistance. Prior
convictions of the accused were a very material consideration
for the exercise cf the sentencing discretion.
As events turned ont the respondent admitted the previous
convictions and sentences in respect of offences apparently
committed in August 1975, and although his ceunsel indicatcd
that at an aporepriate stage he would furnish to the sentencing
judge the remarks passed by the West Australian judge when
sentencing the accused on the prior cccasion, suen remarks were
never furnished to the sentencing judge, and despite reference
\e *
er. — 4
DT, Roe EVR mm
15.
being made to this apparent oversight at the trial they were
never furnished to this Court at the hearing of the appeal.
The consequences are that this Court is in a similar position
of not having very precise particulars of the previous \
convictions; This is a very unsatisfactory situation, where
the Crown appeals tc this Court against the inadequacy of
sentence. The Crown has a duty to this Court also to see that
it is fully informed on all relevant matters, and it is so
obvious as to be unnecessary to state that prior convictions
for offences of a similar nature are extremely important on
the question of penalty in this appeal.
The common facts which emerged in various vays before
the learned sentencing judge were that early in January 1976
in the Supreme Court ef Western Australia in Perth the respondent
was convicted and sentenced to three years imprisonment on tno
counts of arson. The sentencing judge acceptecc those facts
and the respondent has not contended otherwise on the hearing
of this appeal. TFT repeat that there was a paucity of evidence '
about this important issue and it was the Croin's duty te ensure
that the court was fully informed.
The mere recital of the facts of the offences now under
revier anc the respondent's antecedents warrant consideration
of substantial gaol sentences for each cffence. The maximum
pr-scribed for the offeace of arson as charged in the first
count is fourteen years: the maximun penalty prescribed fer
the substituted second count is five years,
On behalf of the respondent it tas contended at the trial
that he had a number of recognisable deep-seated psychclogical
problems anc thit it would not be in his best interests to be
. . 16.
sentenced to a term of imprisonment. A considerable body of
psychiatric and psychological material was placed before the
sentencing judge in this respect. There was also some evidence
of general good character. Before the sentencing judge the
respondent also offered to make restitution of the sum of
$3800.00 at the rate of $25.00 per week, provided that he was
at liberty, not in custody, and able to gain satisfactory
employment. He indicated, through his counsel, that if the
trial judge was disposed to order his conditional release, \
repayment of the cost of the damage could be a condition of
the release subject to his ability to pay. The cost of the
damage as asserted by the respondent's counsel was not accepted
by the Crown. The evidence available to the Crorm was that a
loss assessor had assessed the damage at $20,33€.00. This was
an estimate of the cost of repairs before any repairs were
uncertaken. The sentencing judge made no finding of fact about
the cost of repairs though it seems implicit frem the terms of
the sentences imposed and in particular the terms of the
conditional release of the respondent, that he accepted the
figure of $3200.00 asserted by the respondent. In my view the
evidence was teo flimsy on this matter and it was surely a
relevant consideration for the trial judge. The Crown should
have been in a position and should have discharged its duty to
inform the ceurt either by evidence or facts accepted by the
accused person of the cost of the damage to the Red Cross
premises referred to in the first count. I cannot over-
emphasise the high duty on the Crown in criminal cases to
render the utmost assistance to a sentencing judge in his
administration ef the criminal law.
ee ee ee ree nr eee me Se eeteaeetiiae tiie Sinad tose Fiat sate lel odenon | eeieiie diese a =
. = ay a a) , ame a mae nm rere
17.
In endeavouring to strike a balance between the various
considerations which a sentencing judge must take into account,
his Honour gave considerable weight to the respondent's
prospects of rehabilitation. He said that the only true
solution lay in the provision of an opportunity to the
respondent of making a useful life for himself. For these
reasons he imposed sentences which can only be described as
extremely merciful. The Crown has contended that the degree
of leniency inherent in the sentences renders them inadequate
and inappropriate, having regard to the gravity of the offences.
In my view the reformative aspect has been given too mich
weight and is disproportionate to the circumstances of the
offences and the respondent's antecedents. Nor are the
prospects of rehabilitation supported by the psychological
and psychiatric evidence. The respondent presented as a,
person with recognisable personality disorders, but eoually
he does not appear to have learned any lesson from his
convictions and sentences in Western Australia in January 1976,
One is left with the general impression that, given the comb-
ination of alcholic influence and resentment at his fellow human
beings,the respondent is quite likely to offend again in a
Similar way. He has never expressed any contrition for what
he 'did. When speaking to the police officer in one of the
taped telephone conversations he maintained that he was not .
at all sorry for what he had done. There was nothing in the
psychological and psychiatric evidence called on his behalf
which indicated any remorse or contrition for his condnct
despite very extensive counselling since his release from
prison in April 1978 and subsequent to his arrest on the
present charges.
18.
The result of the sentences imposed was not to provide
condign punishment, nor to reflect the general moral sense of
the community (Channon v. Re (1978) 20 A.L.R. 1). In my view
the sentencing discretion has miscarried and this Court should
intervene. As this Court said in The Queen v. Prindable
(unreported decision, delivered in Brisbane on 9 March 1979)
the review by an appellate court of a sentencing judge's
discretion to suspend sentences involves the same principles
as a review of the judicial discretion to impose the head
sentence itself (The Queen v. Shueard (1972) 4 S.AS.R. 36 at
43) and if the sentence as a whole is seen to be so dis-
proportionate to the sentence which the circumstances require
as to indicate an error of principle, the appellate court
should intervene.
There were two separate invasions of prenverty committed
on the same night. Cne matter to be considered is whether the
sentencing judge was correct in ordering that the sentences be
served concurrently, particulerly as they were cuite distinct
sentences. They were committed on the same night in the same
locality and when the respondent was under the influence of
intoxicating licuor. I think the sentencing judse mist have
taken these matters into account in ordering that the sentences
be served concurrently and that he was not in error in doing so..
For the reasons indicated, however, I do not think that this
Court should make any order in respect of the sentence on the
substituted second count. In relation te the first count, one
is required to consider what sentence would represent the .
appropriate, duly proportionate and properly balanced sentence '
(per Smithers J, in Anderson v. R, (1977) 19 A.L.R. 212 at 221). |.
APY ee reeexee ce Fe aareeet een h adunesaans enie tedasrsahdamnamadieet oles abe-acher-tpen cin vas abenernstian.euteanieieo endibieadaaeeso OUR 4th tibemtiar obec' aiet bi tat dan inet Rie Papert sie Meine tei Hem Bie meinen
iene, RE er Flea ab aah mac ci ie Bae ernie At lene an ~
7 me eee Rh gn eR age at pops wheat a
19.
,
In my view the head sentence on the first count tras
unappealable and shovld stand. In order to provide an
appropriate, duly proportionate and properly balalticed sentence
I think it is appropriate te specify a period of tto years,
six months during which the respondent will not he eligible
for parole. I do not think that the sentencing jitdge should
have suspended the operation of any portion of the respondent! s
scntence.
In the result I would allew the apneal ang Apder that
in substitution for the sentence imposcd on the first cennt
the respoenden. be imprisoned for a peried of four sears ane
ten raaths ance L weuld seecifv a neried cf tre +e; Ezy
menths Cuving whieh he will mot he ekaicthic Por rpaee,
I certify that this and the eighteen preceding
pages are a true copy of the Reasons for jydgment
herein of his Honour Mr. Justice Gallop,
Associate.
27 June 1979
— - or cad ne "sm
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