Transport Workers Union of Australia (NSW Branch) & Ors v Leon Laidely Pty Ltd [1980] FCA 34
Federal Court of Australia
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CATCHWORDS
Trade Practices - appeal from the grant of an interlocutory
injunction - secondary boycott - meaning of "purpose",
"conditions of employment", and "person".
Trade Practices Act 1974, sub-ss.45D(1) ,(2),(3),(6).
THE TRANSPORT WORKERS UNION OF AUSTRALIA (NEW SOUTH WALES
BRANCH) , JOHN BARRY McLEAN, PETER OSBORNE, RONALD GANNON
and RAYMOND HUTCHISON v. LEON LAIDELY PTY. LIMITE
No. G25 of 1980
Coram: Bowen C.d., J.B. Sweeney and Deane JJ.
Sydney
24 March 1980.
IN THE FEDERAL COURT OF AUSTRALIA)
)
NEW SOUTH WALES DISTRICT REGISTRY) No. G25 of 1980
)
GENERAL DIVISION )
ON APPEAL from a decision of a
single Judge of the Federal Court
of Australia
BETWEEN :
THE TRANSPORT WORKERS UNION OF
AUSTRALIA (NEW SOUTH WALES
BRANCH) , JOHN BARRY McLEAN,
PETER OSBORNE, RONALD GANNON
and RAYMOND HUTCHISON
Appellants
(Respondents)
AND:
LEON LAIDELY PTY. LIMITED
Respondent
(Applicant)
JUDGES MAKING ORDER: Bowen C.J., J.B. Sweeney and Deane JJ
DATE OF ORDER: 24 March 1980
WHERE MADE: Sydney
ORDER
THE COURT ORDERS THAT the appeal be dismissed with costs.
Mile ee ke te er thee
IN THE FEDERAL COURT OF AUSTRALIA)
)
NEW SOUTH WALES DISTRICT REGISTRY) No. G25 of 1980
)
GENERAL DIVISION )
ON APPEAL from a decision of a
single Judge of the Federal Court
of Australia
BETWEEN :
THE TRANSPORT WORKERS UNION OF
AUSTRALIA (NEW SOUTH WALES
BRANCH), JOHN BARRY McLEAN, PETER
OSBORNE, RONALD GANNON and
RAYMOND HUTCHISON
Appellants
(Respondents)
AND:
LEON LAIDELY PTY. LIMITED
Respondent
(Applicant)
Coram: Bowen C.J., J.B. Sweeney and Deane JJ.
24 March 1980
REASONS FOR JUDGMENT
BOWEN C.J.: This is an appeal from a decision of Lockhart J.
given on 4 March 1980. That decision was given in proceedings
brought by Leon Laidely Pty. Limited ("Leon Laidely") against
the Transport Workers Union of Australia, the Transport
Workers Union of Australia (New South Wales Branch), John
Barry McLean, Peter Osborne, Raymond Hutchinson, Ronald Gannon
°
and R. Pritchard (a male), seeking an order restraining the
respondents from engaging in conduct that hindered or
prevented the supplying of petroleum products to Leon Laidely
in contravention of s.45D of the Trade Practices Act 1974 and
claiming damages. The present proceedings are not proceedings
for a penalty under the Act.
The application on which the decision of Lockhart J. was
given was an application for an interlocutory injunction. The
learned trial Judge made an order against the respondents
other than the Transport Workers Union of Australia and the
respondent R. Pritchard restraining them until the
determination of the proceedings or further order from
engaging in conduct in concert with any person that hindered
or prevented the supply of petroleum products including bulk
fuel by Amoco Australia Limited ("Amoco") to Leon Laidely
where such conduct was engaged in for the purpose and would
have or be likely to have the effect of causing substantial
loss or damage to the business of Leon Laidely of a purchaser
and distributor of petroleum products including bulk fuel.
Counsel for the appellants, against whom the injunction
had been granted, submitted that three principal gquestions
arose on the appeal. These may be-stated as follows:
l. Whether Lockhart J. was in error in holding that
there was a prima facie case that the appellants had
engaged in the conduct complained of for the purpose
of causing a substantial loss or damage to the
business of Leon Laidely;
2. Whether Lockhart J. was in error in holding that the
purpose for which the appellants engaged in the
conduct, namely, to protect the employment of tanker
drivers employed by Amoco, was not the dominant
purpose of their conduct and was therefore, by virtue
of s.45D(3), outside the operation of s.45D(1); and
3. Whether a State-registered union is a "person" within
the meaning of s.45D(1) of the Trade Practices Act,
and whether in any event the legislature intended
that orders should be made under that section against
a State-registered organisation.
Before proceeding to discuss these three questions, I
should say that an appeal from a single Judge of this Court
lies as of right even in relation to interlocutory matters
(Federal Court of Australia Act 1976, s.24(1)(a)). In so far
as the decision appealed from involves the exercise of
discretion by the trial Judge, this Court will not interfere
unless an error, of the kind referred to in House v. The King
(1936) 55 C.L.R. 499 at pp.504-505, is shown to have been made
in exercising the discretion. In the present case the
suggested errors are those involved in the three questions
which are stated above. It was not suggested that the trial
Judge had erred in the conclusion that the balance of
FR yeate ee | at ene tee
convenience was in favour of granting an injunction pending
the final hearing of the matter.
One further point to be noted is that this Court is asked,
as was Lockhart J., to deal wwith an interlocutory application
for an injunction in advance of the trial. In those
circumstances the Court does not undertake a preliminary trial
and give or withhold interlocutory relief upon a forecast as
to the ultimate result of the case. It looks to see whether
the applicant for the injunction has made out a prima facie
case, in the sense that if the evidence remains as it is,
there is a probability that at the trial of the action, the
applicant will be held entitled to relief (Beecham Group
Limited v. Bristol Laboratories Pty. Limited (1968) 118 C.L.R.
618). I have already stated my views on the nature of the
case which has to be made out to meet this test (see World
Series Cricket Pty. Limited v. Parish (1977) 16 A.L.R. 181 at
pp.185-186 and Commercial Bank of Australia Limited v.
Insurance Brokers Association of Australia (1977) 16 A.L.R.
161 at p.168). I adhere to what I have previously said and
will refrain from repeating it.
So far as the facts of this case are concerned, no
question of credibility of witnesses is involved. The matter
was decided on affidavit evidence and documents. The
deponents were not cross-examined. This Court is in as good a
position as the trial Judge to come to a conclusion on the
questions involved. The contest on the appeal related rather
to the conclusions to be drawn from the facts. Accordingly,
°
for the purpose of these reasons, it will be sufficient to
take the facts as stated in the judgment of Lockhart J., which
is the subject of the appeal. I shall not recapitulate them.
I turn now to the three questions.
Question 1
As to this question, it was put that Lockhart J. was in
error in holding there was a prima facie case that the
appellants engaged in the conduct complained of for the
"purpose" of causing substantial loss or damage to the
business of Leon Laidely. It was submitted that on the
evidence the only conclusion which could be drawn was that the
workers were engaged in an industrial dispute with their
employer Amoco. The subject matter of that dispute, it was
said, was that Amoco, by supplying fuel to Leon Laidely, was
allowing delivery to the Canley Vale Service Station to be
taken away from the Amoco drivers. Accordingly, the workers
demanded of their employer, Amoco, that it cease deliveries to
Leon Laidely so that the work would remain or become the
employees' work. It was submitted that Leon Laidely was a
condition but not a cause in any relevant sense of the
dispute. The employees sought to put pressure on their
employer, Amoco, by strike action to cease deliveries to Leon
Laidely. No doubt the effect of the appellants' conduct would
be to cause damage to Leon Laidely's business but it was
submitted that it was not the purpose of that conduct.
Three of the respondents, Messrs. Gannon, McLean and
Osborne, each swore in their affidavits that the "sole purpose
of the conduct of which complaint is made is to protect the
workers
employment of members of Amoco who are members of the
Transport Workers Union". They were not cross~examined at the
interlocutory stage. It may well be that they will be cross-—
examined at the trial (see Ashburton Oil No Liability & Ors.
v. Alpha Minerals No Liability (1971) 123 C.L.R. 614 at
p.-642). The trial Judge relied on other evidence to draw an
inference that the respondents did have the purpose of causing
substantial loss or damage to Leon Laidely.
While it is understandable that the ultimate purpose of
the respondents, in taking the action which they did, was to
protect the employment, the other evidence would support an
inference that their means of achieving their object and,
therefore, their immediate purpose, was to cause Amoco to
cease supply to Leon Laidely. When Amoco did cease supply,
the men returned to work. It was common ground that the
respondents would have appreciated that their action in
causing Amoco to cease supply to Leon Laidely would cause
substantial loss or damage to Leon Laidely. However, it is
pointed out that the purpose referred to in s.45D(1) is the
subjective purpose of those, who are engaging in the conduct.
It remains, therefore, to consider whether the purpose of
causing loss or damage could be inferred to be one of their
purposes. Conduct may fall within s.45D(1) if it is one of
the purposes, even if it is not the dominant purpose, of
pote. Ree
persons acting in concert (s.45D(2)). The respondents could
have called out the drivers of Leon Laidely who were Transport
Workers Union members. They chose to call out the Amoco
G@rivers until Amoco ceased the supply to Leon Laidely. There
was no evidence that they had any malice towards Leon Laidely.
But their purpose of causing cessation of supply must, if
carried out, immediately cause the loss or damage in question.
On the evidence it appears to me that this raises a
serious question to be tried. It is the kind of question best
determined at the trial when the whole of the evidence is in.
I am not persuaded that Lockhart J. was in error in holding
that Leon Laidely had made out a prima facie case, in the
relevant sense, that the respondents had in these
circumstances a purpose, amongst others, of causing
substantial loss or damage to Leon Laidely inherent in their
purpose of causing cessation of supply to him by Amoco so that
he would cease supply to the Canley Vale Service Station.
This does not mean that I have formed the view that Leon
Laidely will necessarily succeed at the hearing on this aspect
of the matter. It means simply that I think Lockhart J. was
correct in holding, on the whole of the evidence for the
purpose of an interlocutory application, that a prima facie
case in the relevant sense had been established by Leon
Laidely. I consider I would have arrived at the same
conclusion.
Question 2
As to question 2, this raises the question whether the
facts bring the respondents within the protection afforded to
employees by s.45D(3). The principal difficulty in relation
to this section lies in the construction which is to be given
to the words "conditions of employment" which are used in it.
The question is whether these words relate to the conditions
which apply in the relationship between the employer and the
employee or whether they are wide enough to extend to matters
outside that employment such as a threat arising from conduct
of a third party which might result in the employment being
lost. While I am provisionally of the view that the
circumstances revealed by the evidence do not bring the case
within the terms "conditions of employment", I regard this on
the authorities as a difficult question of law. The situation
is that I am not persuaded that the prima facie case
established by Leon Laidely in relation to the first question
is destroyed by the operation of s.45D(3). In other words,
this 1s a matter to be decided at the trial and so far as Leon
Laidely is concerned at this stage, it has established a prima
facie case in the relevant sense.
Question 3
This question would affect the injunction in so far as it
applies to the Transport Workers Union of Australia (New South
Wales Branch) but it would not affect the injunction insofar
as it applies to the individuals. Dealing with the position
of the Union there is some divergence between the English and
Australian authorities relating to trade unions, which leaves
it a matter of some doubt and difficulty whether a trade union
such as this respondent, registered under the Industrial
Arbitration Act 1940 and governed by the Trade Union Act 1881,
has legal personality or is to be regarded as a "body
corporate" for the purposes of the Acts Interpretation Act
1901 or as a "person" for the purposes of s.45D(1) of the
Trade Practices Act 1976. This again appears to me to be a
serious question to be tried in the light of ali the facts as
they exist after the full trial of the matter and not a matter
to be decided definitively at this interlocutory stage. My
own view is such that I do not consider that, even as regards
the Union, Leon Laidely has failed in making out a prima facie
case in the relevant sense.
In the light of my conclusions in relation to these three
questions which have been raised, it appears to me that a case
has not been made out for interfering with the order made by
the trial Judge. Having found a prima facie case the trial
Judge, as I have mentioned, went on to hold that the balance
of convenience was in favour of granting an injunction pending
the hearing. Accordingly, it appears to me that his Honour
was not in error in the course he took.
However, the matters are of considerable difficulty and
importance and it appears to me that an early trial of the
proceeding is certainly to be desired. As has been mentioned
to the parties at the close of the hearing of the appeal, the
-10-
Court would be able to give an early hearing, subject to the
ability of the parties to be ready for it, in the latter half
of April next.
In closing, I wish to add that the questions arising in
this case relate to a wide-ranging dispute regarding the
carriage of petrol by members of the Transport Workers Union
of Australia (New South Wales Branch) and this dispute has
consequences affecting the public, but neither the trial Judge
nor this Court is required or permitted to canvass the general
ofthe meets
issues involved4 except in so far as they relate to the
applicability of s.45D.
I would propose that the present appeal be dismissed with
costs.
IN THE FEDERAL COURT OF AUSTRALIA
)
)
NEW SOUTH WALES DISTRICT REGISTRY ) No. G25 of 1980
)
)
GENERAL DIVISION
ON APPEAL FROM A SINGLE JUDGE OF THE FEDERAL
COURT OF AUSTRALIA
IN THE MATTER of the Trade
Practices Act, 1974
AND IN THE MATTER of an appeal by
THE TRANSPORT WORKERS UNION OF
AUSTRALIA NEW SOUTH WALES BRANCH
AND OTHERS
BETWEEN: THE TRANSPORT WORKERS
UNION OF AUSTRALIA
(NEW SOUTH WALES BRANCH)
JOHN BARRY MCLEAN
PETER OSBORNE
RONALD GANNON
RAYMOND HUTCHISON
Appellants
AND: LEON LAIDELY PTY. LIMITED
Respondent
CORAM: Bowen C.J., J.B. Sweeney and Deane JJ.
24 March, 1980.
REASONS FOR JUDGMENT
J.B. SWEENEY J: I regret that it has not been possible to
reduce my reasons to writing or to prepare them as fully as I
would have wished. I have had the opportunity of discussing
the notes for the oral judgment just delivered by his Honour
the Chief Judge, and I express with respect my agreement with
his description of the proceedings and of the application heard
2.
by Mr. Justice Lockhart and of the questions which arose.
I agree also with respect with the views expressed by His
Honour as to the law affecting both the exercise of the trial
judge's discretion and the duty of this court.
Turning then to other matters, the brief facts in this
case are that Amoco conducts various operations, sells petrol
in bulk from its depot at Banksmeadow, and at least from a
depot at Port Kembla as well. The applicant, Leon Laidely Pty.
Limited, purchased petroleum products from both terminals ~ the
bulk from Banksmeadow, but very substantial quantities from
Port Kembla.
Prior to 13 February 1980 the work of distributing petrol
from Banksmeadow to service stations within the metropolitan
area had always been performed by drivers employed by Amoco.
The applicant, in addition to a number of its own tankers and
a truck, had a large storage depot at Leppington, and depots
in other areas including Dubbo. It supplies some 400 customers
in New South Wales, some from its depot at Leppington, and also
conveys petrol to its other depots for distribution from them.
On 13 February 1980 an Amoco driver, not known or not
identified in these proceedings, observed a driver employed
by the applicant delivering fuel to a service station at Canley
vale. The Amoco- driver approached the other driver and said:
"Did that fuel come out of the depot? If it did you will hear
all about it, we'll soon stop that." This was reported to Mr.
Laidely on 14 February.
3.
Some time that day he telephoned Mr. Osborne, a delegate
of the union at the Banksmeadow terminal, and gave him some
facts concerning his interest in the site at Canley Vale - that
he was delivering petrol there, from his depot at Leppington,
that Amoco either had assisted him or had agreed to assist him
in painting the service station to operate under the Amoco
banner. Mr. Osborne thanked him for the information.
On 15 Pebruary 1980 a stop work meeting was held about
7.00 a.m. at Amoco's Banksmeadow terminal. The manager was
informed of the meeting. About 9.40 a.m. a further conversation
took place between the manager, Mr. Buck and Mr. Osborne, a union
delegate. Mr. Osborne said, "The stop work meeting was due to
the action of Leon Laidely who was seen delivering products to
an ex BP site at Canley Vale which is considered to be in the
metropolitan area; the TWU organiser will not be available
until Monday."
His Honour records that Osborne also then said: "And it
is suggested that the company cease loading Leon Laidely's
vehicles until discussions are held with the organiser."
However, Osborne in turn denied this, and swore an affidavit
accordingly.
There was then an affidavit by Buck that those words were
used, and an affidavit by Osborne denying them. No reason is
suggested for preferring Buck's account to Osborne's account and
indeed, one finds that on many occasions in his Honour's judgment
he accepted Osborne's account of conversations and relied on
them. In those circumstances I think his Honour was in error
4. :
in accepting the account as he did, there being no question
of credibility, no cross-examination and neither account to
my mind being more probable than the other.
Later the same day at a subsequent meeting Osborne said:
"We are now in dispute with the Company and we will meet again
at 2.00 p.m. on Monday with our organiser to discuss the
matter." At a conversation with Buck that day Osborne said
that the men were worried about Laidely delivering fuel to
service stations because of concern about the continuity of
employment. Mr. Buck then said: "There is nothing to stop
him delivering to any cf our sites such as Canterbury", which
appears to have been - if anything - a widening of the dispute.
Osborne then said: "That would not be any good to us because
he is taking work off us; we do not want to lose any more
work than we already have."
At some stage on the same day Osborne telephoned a
number of distributors including Leon Laidely Pty. Limited and
informed them that the men had gone on strike, or words to
that effect. This he said was done to avoid distributors
sending drivers to Amoco when it appeared there would be no
petrol available. During this conversation no demands were
made of Laidely nor indeed was it suggested they were made of
any other distributor.
Laidely suggested a conference. One was held on
18 February. At that conference there were discussions
concerning Amoco's attitude about the repainting of the site
5.
at Canley Vale. Present at the conference were Mr. Laidely
and a Mr. Kevin Hughes, secretary of the Australian Petroleum
Agents and Distributors Association, Mr. Osborne, Mr. Hutchison
and Mr. McLean, an organiser of the union.
Mr. Hughes at some point, which is not very clear, made
a proposal which seems to have amounted to an application for
exemption from the effects of the strike. This was put toa .
meeting of the men and subsequently Mr. McLean advised Mr.
Laidely and probably Buck that the men would not accept the
proposal. He discussed communications which had taken place
between other oil companies and their employees when faced
with possible like situations, discussions with other companies
and distributors in like circumstances where agreement had
been reached ~— in one case for the distributor to use a truck,
in others the position was not clear.
The strike then continued, and later that day Mr. Buck
informed the trade union delegates and Mr. McLean that the '
company would not supply Mr. Laidely's company with petrol.
Mr. Buck was later advised that the men would return to work,
and they did so subsequently.
It is to be noted that at no time was any demand made
on Mr. Laidely or his company. It is also important to note '
that during this time no attempt was made to interrupt the
applicant obtaining supplies of petrol at Port Kembla. It
appears the applicant obtained the bulk of supplies from
Banksmeadow, but still quite significant quantities from
Port Kembla. Moreover, during this time the applicant had in
his employ a number of drivers, all members of the respondent
6.
union, and no attempt to involve them was even made or
threatened.
I emphasise of course that what was before his Honour
was an interlocutory application and the evidence was
necessarily somewhat scanty. I would emphasise that just
as his Honour's findings were not final findings if it becomes
material mine are not either but are based only on the
material now before the court.
Looking at the whole of the material I think that what
was established prima facie was a dispute with Amoco which
led to the strike, concerned with the delivery to one station
within the metropolitan area, but by 15 February, prior -to~
any negotiations with Mr. Laidely, this had been widened by
Mr. Buck's statement into a general question of the company's
entitlement to use contractors to deliver anywhere in the
metropolitan area. The proper inference in my view is that
the purpose of the conduct was not for the purpose of causing
a substantial loss or damage to the business of the respondent
but rather the purpose of the conduct was to protect the
employment of the tanker drivers.
In my view that is substantially related, among other
things, to the working conditions of the Amoco establishment
and Hutchison and other persons employed by Amoco as drivers.
The question arises under Section 45D sub-section 3 whether
the protection of the working conditions in reserving an area
of work was substantially related to their working conditions.
7.
I think when the effect was to reduce the quantum of work .
available to a given group of employees, that is substantially
related to hours of work, to conditions of employment such as
working of shift work, overtime, times when penalty rates
would be incurred. Reference was made to the definition of
industrial matters in the Commonwealth Conciliation and
Arbitration Act, but that I think is not of assistance.
Section 45D applies not only to organisations functioning
under that Act, but to trade unions and indeed, organisations
of employees registered under State Acts, or perhaps not
registered at all. Under the various State Acts there are
very material differences in the definitions of industrial
matters, I therefore find no assistance in the definition
contained in the Commonwealth Act.
It follows from what I have said that I think his Honour
was in error in not inferring that the dominant purpose for
which the conduct was engaged in was one falling within
Section 45D sub-section 3(a). His Honour appears also to have
relied on the judgment of Mr. Justice Evatt in McKernan v.
Fraser in 46 Commonwealth Law Reports 344 at 403 and 4, and
the judgment of this court in Tilimann's case in 1979
Australian Trade Practice Reports, page 18,489. I do not think
any principle of law on this issue was being expounded in
either of those cases. In any event they were each cases where
demands were made, and it was a question whether there was a
corresponding intention to cause injury to the person on whom
the demand was made. That is not in my view the case here.
In addition, one may say that so far as they purport to
be questions of fact I think they well may depend on the facts
8.
of a particular case and in my view in today's climate,
suspect even as economic or industrial or sociological
findings.
I turn then to the third ground of appeal. on it
difficult questions of law do arise as to what might be
called a state registered union and it was common ground
here that the union against which the order was made was
registered under the Trade Union Act and then the Industrial
Arbitration Act. A State registered union is an entity for
some purposes and although I think there is no case where a
court has gone as far as finding it a corporation or indeed
a corporate body, I do not think that concludes the matter.
There is the question of sub-section 6 of Section 45D and other
parts of the Section to be considered.
I think his Honour was correct in finding a prima facie
case within the meaning of Beecham Gtoup Limited v. Bristol
Laboratories (1968) 118 C.L.R. 618, on the question of law
here arising.
I would add that I raised during the hearings questions
as to the form of the injunction but since that matter was not
raised in the notice of appeal I have not given further
consideration to it.
In my view the appeal should be allowed having regard to
the proper answer to questions 1 and 2 as set out in the oral
judgment delivered by his Honour the Chief Judge. I agree that
it is a matter which should be finally determined with all
9.
possible speed, and I emphasise again that the final deter-
mination to these questions may or may not produce the same
result as findings whether there was or was not a prima facie
case. In my view the appeal should be allowed with costs.
I certify that this and the erght
preceding pases are a true copy of the
Reasons for Judgment herein of his Honour
Mr. Justice ee | .
Associate
Dated: Qu MMaatly (480
IN THE FEDERAL COURT OF AUSTRALIA
PRINCIPAL REGISTRY No. G25 of 1980
eed
GENERAL DIVISION
ON APPEAL FROM A SINGLE JUDGE OF THE FEDERAL
COURT OF AUSTRALIA
IN THE MATTER of the Trade
Practices Act, 1974
AND IN THE MATTER of an appeal by
THE TRANSPORT WORKERS UNION OF
AUSTRALIA NEW SOUTH WALES BRANCH
AND OTHERS == SSStC~—~—~STS
BETWEEN: THE TRANSPORT WORKERS
UNION OF AUSTRALIA
(NEW SOUTH WALES BRANCH)
JOHN BARRY McLEAN
PETER OSBORNE
RONALD GANNON
RAYMOND HUTCHISON
Appellants
AND: LEON LAIDELY PTY. LIMITED
Respondent
CORAM: Bowen C.J., J.B. Sweeney and Deane JJ.
24 March, 1980.
REASONS FOR JUDGMENT
DEANE J: This is an appeal from a decision of Lockhart J.
granting an interim injunction, pursuant to s.80(2) of the
Trade Practices Act 1974 ("the Act"), restraining the appellants,
until the determination of the proceedings or further order,
from engaging in conduct, in concert with any person, that
hinders or prevents the supply of petroleum products, including
bulk fuel, by Amoco Australia Limited ('"'Amoco") to the present
respondent where such conduct is engaged in for the purpose and
would have or be likely to have the effect of causing substant-—
ial damage to the business of the respondent as a purchaser
and distributor of petroleum products, including bulk fuel.
The appellants have not challenged the finding of Lockhart J.
that the balance of convenience clearly favoured the grant of
the interim injunction. That being so, the only question in-
volved in the appeal 1s whether his Honour was in error in
finding that the respondent had made out a prima facie case
against the appellants for the grant of such relief.
The general approach to be adopted by an Australian
court in determining whether a prima facie case has been made
out 1n an application for an interim injunction where, as in
the present case, both sides have gone into evidence, appears
from the judgment of the High Court (Kitto, Taylor, Menzies
and Owen JJ.) in Beecham Group Limited v. Bristol Laboratories
Pty. Limited (1968) 118 C.L.R. 618. Their Honours said
(2bid at pp.622-3):
"...the Court does not undertake a preliminary trial,
and give or withhold interlocutory relief upon a fore-
east as to the ultimate result of the ease. James L.d.
explained the general attitude of the Court when he
satd in Plimpton v. Spiller (1876) 4 Ch.D 286, at p.
289, tn velation to a patent actton where there was
no outstanding tssue as to validity:
".,. the Court, not forming an opinion very
strongly etther one way or the other whether there
ts an infringement or not, but considering it as
a fairly open question to be determined at the
heartng, and not to be prejudiced by any observa-
-3-
tion in the first instanee, reserves the question
of infringement as one which will have to be tried
at the hearing, and which tt will then have to
consider."
And he proceeded to discuss what was the best mode
of keeping things in statu quo:
"... for that" - he satd - "ts what the Court has
to do - to keep things in statu quo - until
the final decitston of the questton.""
Their Honours went on to add some qualifications in respect of
a case where other considerations make it unjust to grant an
injunction. There has, however, been no suggestion that the
present is such a case. Indeed, as has been mentioned, no
attack has been made on Lockhart J's finding that, in the
present case, the balance of convenience plainly favoured the
grant of an interim injunction.
As appears from the above extract from the judgment
in Beecham's Case (supra); the Court is-not, on an application
for an interim injunction, concerned to "undertake a preliminary
trial" or to make "a forecast as to the ultimate result of the
case". In this regard, I am of the view that, when read in
context, the reference to "a probability" of success in an
earlier part.of :their Honourst judgment was not intended, in
conflict with the passage cited above, to indicate that a court
dealing with an application for interim relief is required to
make a forecast of the applicant's odds of ultimate success
to determine whether, to use the phrase used by Lord Hodson
in Koufos v. Czarnikow Ltd. [1969] 1 A.C. 350 at p. 410, the
applicant has "an odds-on chance" of success. The reference
to "a probability" is to a real or significant chance in the
sense that, in the words of James L.J. which their Honours
quoted with approval, the relevant question is "a fairly open
question to be determined at the hearing" (see, generally,
per Bowen C.J., Commercial Bank of Australia Ltd. v. Insurance
Broker's Association of Australia (1977) 16 A.L.R. at 168;
per Brennan J., Victorian Egg Marketing Board v. Parkwood
Eggs Pty. Ltd. (1978) 33 F.L.R. 294 at p. 312 and, as to the
meaning of the word "probable", Eggleston, Evidence, Proof and
Probability, 1978, p. 1Off). So understood, there would appear
to be little practical difference between their Honours'
reference to "a probability" of success which has been repeated
in subsequent cases in the High Court (see, in particular,
Ashburton Oil N.L. and Ors. v. Alpha Minerals N.L. (1971) 123
C.L.R. 614 at pp. 641-2) and the test subsequently ennunciated
in the speech of Lord Diplock in the House of Lords in American
Cyanamid Co. v. Ethicon Ltd. [1975] A.C. 396 (but cf. per Mason
J., Administrative and Clerical Officers' Association v. The
Commonwealth (1979) 53 A.L.J.R. 588 at p. 591)).
It was submitted on behalf of the appellants that
Lockhart J. was in error in finding a prima facie case that the
appellants had acted with the purpose specified in s.45D(1)(a)
of the Act and that, in any event, the evidence before his
Honour plainly established that the conduct of which complaint
was made came within the exempting provisions of s.45D(3). A
further ground raised on behalf of the appellant Union is that
proceedings for injunctive relief or damages in respect of
conduct in contravention of s.45D do not lie against it for the
reason that it 1s not a "person" for the purposes of the section
and for the further reason that, even if it be a "person" for
the purposes of the section, it is not a "body corporate" for
the purposes of s.45D(6). I shall consider these submissions
in the order in which I have mentioned them.
fhe Appellants' Purpose
For present purposes, s.45D(1) of the Act proscribes
conduct in concert of the specified description when the
conduct is engaged in for the purpose and would have or be
likely to have the effect of causing substantial loss or damage
to the business of the relevant corporation, that is to say,
in the present case, the business of the respondent.
Many of the objective facts relevant to a determination
of the question whether the appellants acted with the purpose
specified in s.45D(1) appear with tolerable clarity from the
evidence. It is, however, ptain that that evidence 1s incomplete.
There was, for example, no detailed evidence as to what was said
at the meeting on 15 February at which the Banksmeadow Terminal
drivers made the critical decision to go on strike after Amoco
had refused the1r request to cease loading the respondent's veh-—
icles. Three of the four personal appellants swore affidavits
in which they denied that they had engaged in conduct for
the purpose of causing loss or damage to the business of any
corporation and asserted that the sole purpose of the conduct
of which complaint 1s made was to protect the employment of
the employees of Amoco who were members of the appellant
Union. That evidence is, however, equivocal. It is apparent
that the threat which the deponents saw to the employment of
the employees of Amoco arose from the respondent company's
delivery of fuel to the Canley Vale service station and it
would seem reasonable to infer that the perceived means of achiev-
ing the objective of removing the threat was to bring about a
refusal of supply of fuel to the respondent's business as a
distributor of bulk fuel. The evidence in question relates more
to motive than immediate purpose and raises difficult questions
as to the precise meaning to be given to "purpose" in s.45D(1)
in the context of s.45D(2) which provides that a person "shall
be deemed to" engage in conduct for a purpose mentioned in that
sub~section "if he engages in that conduct for purposes that
include that purpose".
Lockhart J. carefully examined the evidence before
him and made a tentative finding that the appellants' purpose
was to cause substantial loss or damage to the respondent's
business. It was not strictly necessary for his Honour to have
gone so far as to make that positive, albeit tentative, finding
to enable him to determine whether he should grant an interim
injunction. Nor is it necessary for this Court, for the
purposes of the present appeal, to examine whether his Honour
was correct in making it. It suffices if, on the evidence,
there was a prima facie case, in the sense that I have indicated,
that the conduct was engaged in for the relevant purpose. In
my view there was such a prima facie case.
The question whether the conduct complained of was
engaged in by the appellants with the purpose specified in
s.45D(1) will ultimately fall to be determined by reference
to precise findings of fact made in the context of the final
evidence. The answer to the question - and the determination
aN
of the legal issues involved in answering it -— should await the
hearing of the proceedings when the evidence in final form is
available. The evidence before Lockhart J. makes it clear
however that that question is a serious one which must properly
be regarded as open. The respondent has made a prima facie
ease on it in the relevant sense.
Seetion 45D(3)
Section 45D(3) provides that, in the circumstances
specified in the sub-section, a person shall not be taken to
contravene, or to be involved in a contravention of, s.45D(1).
Involved in the decision whether the provisions of s.45D(3)
are applicable in the present case is the identification of the
dominant purpose for which the appellant engaged in any relevant
conduct and the difficult question whether that purpose was, on
the proper construction of the sub-section, "substantially
related to ... conditions of employment ... or working conditions"
of the drivers employed by Amoco at its Banksmeadow Terminal.
Once again it 1S unnecessary to attempt, at this
stage, to make any positive finding as to dominant purpose or
as to the relationship between the purpose so found and condit-
ions of employment or working conditions. It suffices to say
that these are, in my view, serious and open questions to be
determined on the hearing of the proceedings and that the appell--
ants have not, on the evidence before the Court, so clearly
established the applicability of the exempting provisions of
s.45D(3) as to destroy the prima facie case which the respondent
has otherwise made out.
The Status of the Appellant Unton
The appellant Union 1s registered as a Trade Union
under the provisions of the N.S.W. Trade Union Act 1881. It
is submitted that it is not a "person" for the purposes of
s.45D(1) of the Act nor a "body corporate" for the purposes
of s.45D(6). These questions fall into a somewhat different
category to the other questions raised by the appeal in that they
are relevant to the existence of jurisdiction to make the order
which Lockhart J. made against the appellant Union. It 1s, in my
view, desirable that a definite view, even if only a tentative
one, be formed on them at this early stage of the proceedings.
A union registered under the provisions of the N.S.W.
Trade Union Act 1881 1s a separate legal entity with a legal
personality of its own distinct from its members at any particular
time (Williams v. Hursey (1959) 103 C.L.R. 30 at p. 63; Moore
v. Doyle (1969) 15 F.L.R. 59 at p. 116). Such a union is
capable of conspiring, and being sued for conspiracy, with its
own officers and members (The Brisbane Shipwrights' Provident
Union & Ors. v. Heggie (1906) 3 C.L.R. 686; Egan v. Barrier
Branch of Amalgamated Miners' Association (1917) 17 S.R. (N.S.W.)
243; Williams v. Hursey, supra, at p. 129). As at present
advised, I agree with Lockhart J. that such a union is a person
for the purposes of s.45D(1) and a "body corporate" for the
purposes of s.45D(6).
In so far as the question whether the appellant Union
is a "body corporate" for the purposes of s.45D(6) of the Act is
concerned, I would stress that I see that question as being
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more a matter of the construction of s.45D(6) than a matter
of determining the precise character of the legal personality
of a union registered under the N.S.W. Trade Union Act 1881.
Examination of the provisions of s.45D(6) makes it clear,
in my view, that the reference to a union being a "body
corporate" is intended as a reference to a union which has
a separate legal personality from its members and is capable
of being sued in its own name. The appellant Union is plainly
such a union.
Conelusion
In the result, the appellants have failed to make
good any of their grounds of attack upon the decision of
Lockhart J. The appeal should be dismissed with costs.
in order to avoid the risk of misunderstanding, I
would add two comments. The first is that it should be clearly
understood that this Court has not been concerned either with
the general merits of the actions of the appellants or whether
it should ultimately be held that the appellants have acted
an contravention of s.45D of the Act. This Court has been
concerned only with the question whether the respondent has
made out a prima facie case of contravention of the technical
and difficult provisions of s.45D of the Act. The second is
that the proceedings are civil proceedings for injunctive relief
and damages. They are not penal proceedings which involve the
possible imposition of fines or penalties.