Repartration Commission v Nancy Law [1980] FCA 112
Federal Court of Australia
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CATCHWORDS
War Widows Pension - Member of the Forces - Death of member
caused by carcinoma due to smoking - Smoking commenced
during war service - Connection between death and
occurrence during war service - Meaning of "occurrence" -
Connection between death and war service - Standard of
proof under Repatriation Act 1920.
Repatriation Act 1920 (Cth.) ss.23, 24, 27, 47, 101,
107VG, 107VH, 107VZZH.
The Repatriation Commission v. Nancy Law.
No. W.A.G20 of 1980.
Coram : Bowen C.J., Brennan and Lockhart JJ.
Date : 14 August 1980.
Sydney.
IN THE FEDERAL COURT OF AUSTRALIA )
)
WESTERN AUSTRALIA DISTRICT REGISTRY No. W.A. G20 of 1980
)
GENERAL DIVISION
ON APPEAL from a Single Judge of
the Federal Court of Australia
BETWEEN : REPATRIATION COMMISSION
Appellant
AND : NANCY LAW
Respondent
ORDER
JUDGES MAKING ORDER Bowen,C.J., Brennan and Lockhart JJ.
DATE OF ORDER 14 august 1980.
WHERE MADE Sydney.
THE COURT ORDERS THAT
a
1. The appeal be dismissed.
2. The appellant pay to the respondent her costs of the
appeal,
IN THE FEDERAL COURT OF AUSTRALIA )
)
WESTERN AUSTRALIA DISTRICT REGISTRY No. W.A.G20 of 1980
)
GENERAL DIVISION
ON APPEAL from a single Judge of the
Federal Court of Australia
BETWEEN : REPATRIATION COMMISSLON
Appellant
AND : NANCY LAW
Respondent
CORAM : Bowen C.J., Brennan and Lockhart JJ.
14 August 1980.
REASONS FOR JUDGMENT
THE COURT :
This is an appeal from a judgment of Toohey J. who
allowed an appeal by the present respondent against the refusal
of the Repatriation Review Tribunal to order the payment to her
of a pension pursuant to s.101 of the Repatriation Act 1920
("the Act"). This appeal raises for the first time before this
Full Court the interpretation of amendments to the Act made by
the Repatriation Acts Amendment Acts of 1977 and 1979.
Mr. James Law enlisted in the Australian Military
Forces in World War II in June 1940. He served first in the
Middle East and later in Java, where he became a prisoner-of-
war of the Japanese in March 1942. He was recovered from the
Japanese in Thailand in August 1945 and in March 1946 he was
discharged. Some thirty years later, on 15 September 1976,
he died. He was then aged sixty-seven. According to his
death certificate, the cause of death was carcinoma of the
lung (nine months) with myocardial anfarction (three years)
as a contributory cause. The respondent is his widow.
During the period he was a prisoner~of-war he
underwent sevese hardship and he suffered from enteritis,
bacterial dysentery, malaria, otitis externa, beri beri and
hookworm. When he was discharged from service he was ina
wretched physical condition. He remained in poor health for
the rest of his life.
Between the time of his discharge and October 1971
the following were at various times accepted for purposes of
the Act as due to war service, namely, fibrositis of the back,
dysentery, worm infestation, sigmoid diverticulitis with
colectomy, perceptive deafness right, bilateral nerve deafness
and tinnitus and sarcoidosis of liver and spleen. But none of
these disease was a direct cause of his death,
When he joined the Army, Mr. Law had not smoked
cigarettes. He had begun to smoke heavily by the time he was
repatriated to Australia from a prisoner-of-war camp. After
his discharge he smoked twenty cigarettes a day until 1973
when he had a heart attack after which he reduced his smoking.
3.
Claiming that smoking was attributable to war service and that
smoking caused Mr. Law's carcinoma, the respondent lodged her
claim for a pension on 15 October 1976.
The relevant liability of the Commonwealth to pay
pensions 1s imposed by s.101 of the Act which provides:
"101. (1) Upon the incapacity or death -
(a) of any member of the Forces who was employed on
active service, whose incapacity or death has
resulted from any occurrence that happened
during the period from the date of his enlistment
to the date of the termination of his service in
respect of that enlistment; or
(b) of any member of the Forces whose incapacity or
death has arisen out of or is attributable to his
war service,
the Commonwealth shall, subject to this Act, be liable to
pay to the member, or his dependants, or both, as the
case may be, pensions in accordance with Divisicn 1:
Provided that -
(a) the incapacity or death of the member -
(i) is not due to the serious default or
wilful act of the member;
(i1) does not arise from intentionally
self-inflicted injuries; and
(iii)does not arise from, or from any
occurrence that happened during the
commission of, any serious breach of
discipline by the member,
(1A) For the purposes of paragraph (b) of sub-section
(1) but without affecting the generality thereof, the
incapacity or death of a member shall be deemed to have
arisen out of his war service if it was the result of an
accident that happened to him while travelling directly
to or from his Place of employment on war service or was,
in the opinion of the Commission, due to an accident that
4.
occurred or to a disease or an infection that
was contracted, and that would not have occurred
or been contracted but for his being on war
service or but for changes in his environment
consequent upon his being on war service, "
It 1s and has been common ground that Mr. Law was a
"member of the Forces who was employed on active service" within
the meaning of s.101(1).
Claims are made in accordance with s.24AA, the relevant
parts of which are as follows:
"24RA (1) A claim for pension -
(a) shall be in accordance with an approved form; and
(b) shall be accompanied by such evidence available
to the claimant as he considers may support the
claim.
(2) Sub-section (1) shall not be taken as imposing
any onus of proof on a claimant."
Where a claim 1s lodged with the Department of Veterans Affairs,
the Secretary of the Department causes an investigation to be
made into the matters to which the claim relates, and causes the
claim to be submitted to a Repatriation Board for its
consideration and determination (s.24AB).
The respondent's claim was rejected by the Repatriation
Board on 11 January 1977 acting under the Act as it then stood
upon the ground that his death was not related to war service
{s.101). An appeal was lodged on 1 March 1977 to the Repatriation
Commission which disallowed the appeal on 19 April 1977.
On 2 February 1978 an appeal to the War Pensions
Entitlement Appeal Tribunal was lodged against the Commission's
determination, with additional material not before the Board
or Commission. That material consisted of a report dated
16 January 1978 from Sir Edward Dunlop, a consultant to the
Peter McCallum Cancer Institute in Melbourne together with an
extract of a report in "Cancer Forum" No.6 of 1976 and letters
from four persons concerning Mr. Law's smoking. The Tribunal,
having considered this new evidence, referred it to the Commission
for reconsideration under s.64(4) of the Act.
On 1 October 1977 a new s.47,insertedad by s.12 of
Act No.56 of 1977, had come into force. Sub-section (2) of the
new section was as follows:
" (2) The Commission, Board, Appeal Tribunal or
Assessment Appeal Tribunal shall grant the claim
or application or allow the appeal, as the case
may be, unless it 1s satisf1ed, beyond reasonable
doubt, that there are insufficient grounds for
granting the claim or application or allowing the
appeal,"
By s.12(2) of the amending Act the new s.47(2) applied to the
hearing or consideration of claims or appeals thenceforth whether
or not commenced before the amendment came into operation.
On 24 April 1978 the Commission, having considered the
new evidence and also a medical report from Dr. Perkins, Senior
Medical Officer (Appeals), adhered to its previous determination
of 19 April 1977. It did not expressly refer to the new s.47(2).
-
ee ereqeerge oe ee
A further submission dated 5 December 1978 was then
made to the War Pensions Entitlement Appeal Tribunal
accompanied by a letter from Mrs. Law dated 25 August 1978,
a letter from the Minister for veterans' Affairs to Air Vice-
Marshal Townsend, a statutory declaration by Mrs. Law dated
6 December 1978, and a letter from Mrs. Law to the Department
of Veterans' Affairs dated 26 September 1978. On 6 December
1978 the Tribunal decided that this evidence had a substantial
bearing on the claim and directed that the claim be referred
again to the Commission for reconsideration under s.64(4).
The Commission considered the further evidence
mentioned above and also two further medical reports, one
from Dr. Stockler, Acting Senior Medical Officer (Appeals)
and another from Dr. Perkins, Senior Medical Officer (Appeals).
The Commission gave its decision on 11 May 1979. It stated that
it adhered to its previous determination in respect of death.
No express reference was made to s.47(2).
The original determination of the Commission was
dated 19 April 1977, when the terms of the Act were different.
When it stated on 24 April 1978 and again on 11 May 1979 that
it adhered to its previous decision, it used a formula of
words which suggested it saw the issue for determination as
being whether its previous determination was right or wrong
and had come to the conclusion on each occasion that its
previous determination was right. Its reasons for decision
dated 9 May 1979 do not altogether dispel the impression that
it did not apply the new s.47(2).
The Repatriation Acts Amendment Act 1979 (No.18 of
1979) (apart from some provisions - not material on this appeal -
which came into force on 28 March 1979) came into operation on
1 July 1979. This amending Act (inter alia) inserted a new
Part, Part IIIA, in the principal Act whereby the Repatriation
Review Tribunal was established. Amongst the provisions in
Part IIIA were the following:
" 107vVc. (1) Where the Commission has made a
decision refusing a claim by a person for a pension
(other than a service pension) or other benefit under
this Act arising out of the incapacity or death of a
member of the Forces on the ground that -
(a) the member is not suffering from any incapacity;
(b) the incapacity or death of the member has not
resulted from any occurrence that happened
during the period of his war service, or from
his employment in connection with naval or
military preparations or operations, or did not
arise out of or 1s not attributable to his war
service, as the case may be; or
(c) the incapacity from which the member 15s
suffering or from which he has died has not
been contributed to in any material degree,
or has not been aggravated, by the conditions
of his war service,
that person may, on or after 1 July 1979, make
application to the Tribunal for a review of the decision
of the Commission. "
" 107VG. The Tribunal, in conducting a proceeding,
or the hearing of a proceeding, or in making a decision
in a proceeding, on a review -
8.
(a) is not bound by technicalities, legal
forms or rules of evidence; and
(b) shall act according to substantial justice
and the merits and all the circumstances of
the case, and, without limiting the
generality of the foregoing, shall take
into account any difficulties that, for any
reason, lie in the way of ascertaining the
existence of any fact, matter, cause or
circumstance, including any reason
attributable to -
(i) the effects of the passage of time,
including the effect of the passage
of time on the availability of
witnesses; or
(ii) an absence of, or a deficiency in,
relevant official records, including
an absence or deficiency resulting
from the fact that an occurrence
that happened during the service of
a member of the Forces was not
reported to the appropriate authorities."
" 107vVii. (1) In a proceeding on a review, the Tribunal
shall have regard to the evidence that was before the
Commission or a Board when the decision the subjcct of
the review was made and to any further evidence before the
Tribunal in the proceeding that was not before the
Commission or the Board but would have been relevant to
the making of a decision in the proceeding before the
Commission or the Board.
(2) On the completion of its consideration in a
proceeding on a review -
(a) where the decision the subject of the review
was a decision refusing a claim or application
for pension - the Tribunal shall set aside the
decision unless it is satisfied, beyond
reasonable doubt, that there were insufficient
grounds for granting the claim or application;
or
(b) in any other case - the Tribunal shall set
aside the decision the subject of the review
unless 1t 18 satisfied, beyond reasonable doubt,
that the decision is the decision that the
Tribunal would have made if it had conducted the
proceeding in which the decision was made.
9.
(3) Where the Tribunal sets aside a decision
the subject of a review, it shall substitute for
that decision such decision as the Tribunal considers
to be in accordance with this Act.
(4) Where the Tribunal does not set aside a
decision the subject of a review, 1t shall affirm that
decision. "
The amending Act also altered s.47 of the Principal Act to make
it appropriate to the new hierarchy of appeals which was set up
but did not alter the substance of that provision as it stood
following the 1977 amendment.
On 10 September 1979 a written submission on behalf of
Mrs. Law was made by way of appeal to the newly-established
Repatriation Review Tribunal. This Tribunal had before 1t, in
addition to the written submission, a letter from Dr. Heymanson,
a Clinical Physiologist, a passage from the Official War History
on"Medicine and Surgery in Captivity - Japanese Camps", and some
oral submissions by Mrs. Law's representative.
On 10 September 1979 the Repatriation Review Tribunal
gave its decision and its reasons. In its decision it stated:
"The issue to be determined is whether the
Commission's decision was correct."
It then proceeded to say:
"After considering all the evidence, the Tribunal
is satisfied beyond reasonable doubt, that there
were insufficient grounds for granting the claim,
and affirms the decision of the Repatriation
Commission."
10.
On the face of its decision the Repatriation Review
Tribunal applied the test laid down by sub-s.107VH(2).
In its reasons the Repatriation Review Tribunal stated
its findings as follows:
"(a) Mr. Law died from a carcinoma of the lung caused by
his smoking habits.
(b) Mr. Law did not smoke before he joined the Army but
by the time of his repatriation from P.O.W. camp he
had begun to smoke.
(c) There is no evidence to indicate that Mr. Law
started to smoke because of the conditions and
demands of his particular war service or because
of the conditions in general pertaining to
prisoners of war.
(a) Mr. Law was not psychologically incapable of
reducing his smoking in the post war period.
It then said:
" Accordingly, the Tribunal is satisfied beyond
reasonable doubt that there were insufficient grounds
for granting the claim, and affirms the decision of
the Repatriation Commissicn."
In making its findings, the Tribunal clearly preferred
the medical evidence of Dr. Stockler and Dr. Perkins to the
evidence of Sir Edward Dunlop. The Commission thus appears to
have proceeded in the same way as a court or tribunal which
has to decide a case on the balance of probabilities where
the onus of proving the claim rests upon the claimant.
The Repatriation Review Tribunal appears to have accepted this
way of proceeding. But the terms in which the Act is couched do
not empower the Commission or the Tribunal to reject an opinion
which is a link in a chain of proof of entitlement merely because
it prefers another opinion. They have to be satisfied beyond
ll.
reasonable doubt that such an opinion is wrong before they can
reject it. Neither the Commission nor the Tribunal approached
the matter in that way. Had they approached the matter in that
way, they would have had to determine whether Sir Edward Dunlop's
report raised a rational possibility that the claim should be
granted. The Tribunal in its findings says:
" There is no evidence to indicate that Mr. Law
started to smoke because of the conditions and demands
of his particular war service or because of the
conditions in general pertaining to prisoners of war."
The Tribunal may well have arrived at the view that
there was insufficient evidence to satisfy them of the fact in
question on the civil standard of proof. But 1t does not follow
that there was no evidence of the fact. There was no direct
evidence; Mr. Law was dead. But there was a good deal of evidence
of the surrounding circumstances which make it a real possibility
that Mr. Law started to smoke because of the conditions which
existed while he was a prisoner-of-war. The test prescribed by
s.107VH(2) required the Tribunal to determine whether that
possibility (assuming that those facts are a link in the chain of
entitlement) was excluded beyond a reasonable doubt.
On 5 October 1979 Mrs. Law lodged a notice of appeal to
the Federal Court from the decision of the Tribunal. Under
s.107VZZH an applicant in a proceeding before the Tribunal may
appeal to the Federal Court "on a question of law" from any
decision of the Tribunal in that proceeding. Such an "appeal"
is heard by a single Judge as a matter in the Court's original
12.
jurisdiction. An appeal lies to the Full Court of the
Federal Court from a decision of a single Judge (Federal Court
of Australia Act 1976, s.24(1)).
In her notice of appeal to the Federal Court, Mrs.Law
specified three questions of law to be raised on the appeal.
The matter came on for hearing before Toohey J. who held that
each of the specified questions of law did arise and that the
appeal was competent. We agree with these conclusions of the
learned primary Judge and with his reasons. The notice of
appeal to the Full Court against his Honour's judgment filed
by the Repatriation Commission does not challenge these
conclusions.
Turning to the issues in the case, his Honour
pointed out that s.101 specifies two situations in which the
death of a member of the forces will create a liability in
the Commonwealth to pay a pension to his dependants.
Broadly speaking, s.101(1) (a) requires that death should result
from an occurrence during enlistment, while s.101(1) (b)
requires that death should arise out of or be attributable to
war service. His Honour came to the conclusion that Mrs.Law
could not succeed under s.101(1) (a). He took the view that the
formation of a smoking habit was not an "occurrence" in the
relevant sense and, in any event, death resulted from the
smoking itself not from the habit. However, he held Mrs.Law
succeeded under s.101(1)(b). His Honour stressed that the
Tribunal was obliged to grant the pension unless satisfied
13.
beyond reasonable doubt that there were insufficient grounds for
doing so. He took the view that in the light of its findings
regarding the cause of death and the commencement of smoking
the Tribunal sbould have concluded that it could not be
satisfied beyond reasonable doubt that Mr. Law's death did not
arise out of or was not attributable to his war service; hence,
it should not have been satisfied there were insufficient
grounds for granting the claim.
On the appeal before us, it was argued for the
appellant that Toohey J. fell into error by discarding
causality. But we do not so read his judgment dealing with
s.101(1)(b). His Honour did not discard causality; he held
in effect that the Tribunal could not properly hold that it
was satisfied beyond reasonable doubt "that there was no
causal connection between war service and death".
The question is not whether one is satisfied that
a causal relationship existed between war service and death,
but whether the requisite relationship is excluded beyond
reasonable doubt. Before answering this question, reference
should be made to some of the provisions of ss.23, 24, 27 and
101. In argument attention was drawn to the lack of symmetry
in the language of ss.24 and 101 and the language in the other
sections, and it was submitted that the construction of s.101
won en ere nse e tere en = eee
14.
standing alone is to be modified by reason of the asymmetrical
provisions.
So far as is relevant to the argument, the provisions
of s.27(1) (a) specify the duties of a Repatriation Board
determining a claim for a pension:
" 27(1) Each Board shall be charged with the duties
of -
(a) determining whether the incapacity from which
a member of the Forces is suffering or from
which he has died -
(4) in fact resulted from an occurrence
that happened during his war service;
(ii) ain fact resulted from his employment
in connection with naval or nilitary
preparations or operations;
(ili) arose out of or is attributable to his
war service; or
(iv) has been contributed to in any material
degree or has been aggravated, by the
conditions of his war service,
and in the case of incapacity the nature and extent
thereof. "
Sub-para (i) is reflected in s.101(1) (a); sub-para (i1) in
s.24(1) (b); sub-para (iii) in s.101(1)(b); and sub-para {1iv) in
s.101(2). Curiously s.27 speaks of incapacity and of death
from the incapacity. Sections 101 and 24 alike speak of
incapacity and of death, but neither links death with an
antecedent incapacity.
15.
Sections 24 and 101 impose liability upon the
Commonwealth to pay pensions, and each is expressed in language
which differs from s.27. Thus, s.101 provides for payment of
pensions on incapacity or death of a member of the forces whose
incapacity or death has resulted from any occurrence that
happened during the period from enlistment to discharge in
respect of that enlistment or of any member of the forces whose
incapacity or death has arisen out of or is attributable to his
war service. Whether a claim for a pension be made under either
s.24 or s.101, a Board has a duty to direct its investigation
and make its deter.uination in relation to the conditions of
eligibility specified by either section, and 1t is not prevented
by the terms of s.27 from doing so.
An argument for the appellant was based upon the
terms of s,27 and the definition of "incapacity" in s.23.
These appear in Division 1, and so extend, by virtue of s.99,
to s.10l. As we understand the argument, it involves the
notion that what one is looking for to satisfy s.101(1)(b) is
death from an "incapacity", that is, from the disease of lung
cancer in the present case, and one must find that the relevant
"incapacity" "has resulted from any occurrence" specified in
s.101(1) (a) or "has arisen out of or is attributable to his
war service" (s.101(1) (b)).
As a matter of construction, the argument would
introduce "incapacity" into the conditions of eligibility in
16.
8,101(1) (b) because it is referred to in s.27, a section which
relates to the ascertainment of the answer to the question
whether the s.101(1)(b) conditions of eligibility are fulfilled.
Section 27 does not add a further condition to the s.101(1) (b)
conditions of eligibility, for that would be inconsistent with
the express provisions which confer the right to a pension,
and it is not necessary to imply a further condition 1n order
to give s.27 an intelligible operation, In the present case,
the argument would not lead to a result different from that
to which a construction of s.101(1) (b), standing alone, would
lead. Mr. Law's death was no doubt caused by carcinoma of the
lung. Whether it is the death or the carcinoma which is said
to have resulted "from an occurrence" under s.101(1) (a) or to
have "arisen out of or [to have been] attributable to war
service" under s.101(1)(b), the conclusion will be the same.
To avoid this application of s.101(1) to the facts
of the present case, it was further argued that a discase
which causes death or incapacity must be contracted during war
service 1f the resulting death or incapacity 1s to attract a
pension. But there is nothing in s.101 to support this
argument, and in particular, s.101(1A) does not bear the
construction that the disease or infection therein referred to
must be contracted while the member of the Forces is on war
service.
17.
Whether Mrs. Law is entitled under s.101(1) (a)
Section 101(1) (a) confers entitlement to a pension
upon the death of any member of the Forces who was employed on
active service and whose death has "resulted from any
occurrence" that happened during his period of service. An
entitlement is not conferred by para (a) unless there has been
an "occurrence", there is a relationship between that
occurrence and the death (a relationship expressed by the
phrase "resulted from"), and there 1s a temporal coincidence
of the occurrence with the period of service. Toohey J. held
there was no entitlement under para (a) because there was
no "occurrence". In particular, he held that neither the
commencement of smoking nor the formation of the smoking habit
was an "occurrence" within the meaning of para (a).
Mrs. Law gave a notice pursuant to Order 52 rule 22(3) (a)
in lieu of notice of cross-appeal that she proposed to contend
that Toohey J. was in error in arriving at this conclusion and
on the appeal her counsel argued accordingly.
The word "occurrence" is not defined by the Act. The
Oxford English Dictionary defines the word "occurrence", so far
as relevant, as "something that occurs, happens, or takes place;
an event, incident."
18.
In our opinion, the word "occurrence", in the context
of para (a), refers to the event, incident or mishap causing
incapacity or death: see Distillers Co. Biochemicals (Aust.)
Pty. Limited v. Ajax Insurance Co. Limited (1974) 130 C.L.R.1L
per Stephen J. at p.19. It is an event, incident or mishap
which is susceptible of differentiation from the course of
events which constitute the ordinary course of life.
Counsel for Mrs, Law submitted that "occurrence" may
be understood in its plural sense (s,23 of the Acts
Interpretation Act 1901) and thus enables one to identify the
repeated acts of smoking that took place during war service
as "occurrences".
We do not regard the repeated acts of smoking during
Mr. Law's war service as answering the description of an
"occurrence" or, for that matter, "occurrences", The smoking
of a cigarette, or of an indeterminate number of cigarettes
over a period of years, during Mr. Law's war service, does
not fairly answer the description of an "occurrence" or
"occurrences",
Alternatively, counsel for Mrs. Law submitted that it
was the formation of the habit of smoking during enlistment
that was the "occurrence", One cannot describe the formation
of the habit of smoking by Mr. Law during his period of war
service as an ""occurrence",
19.
To the extent that Mrs. Law's case is based upon
s.101(1) (a) it fails.
Whether Mrs. Law is entitled under s.101(1) (b)
Section 101(1) (b) confers entitlement to a pension upon
the death of any member of the Forces whose death has "arisen
out of or 1s attributable to" his war service. This provision
is disjunctive, which suggests that cach limb has a different
operation. The application of para (b) requires consideration
of -
. "has arisen out of"
- "is attributable to his war service"
» section 101(1A)
- section 107VH(2).
"Has arisen out of"
The expressions"injury arising out of and in the course
of employment" and "injury arising out of or in the course of
employment" found in workers' compensation legislation, have been
the subject of much judicial discussion (see for example
Kavanagh v. Commonwealth (1960) 103 C.L.R.547; Favelle Mort
Limited v. Murray (1976) 133 C.L.R.580; Thom v. Sinclair
(1917] A.C,127; Upton v. Great Central Railway Company [1924}
A.C.302; and Dover Navigation Co.Limited v. Crarg [1940] A.c.190).
The expression "anjury caused by or arising out of the use of an
insured motor vehicle" has also been the subject of discussion
(see Government Insurance Office of New South Wales v. R.J.Green
20.
and Lloyd Pty Limited (1966) 114 C.L.R.437 and Commercial and
General Insurance Co.Limited v. Government Insurance Office of
New South Wales (1973) 129 C.L.R.374). The precise nature of
the relationship denoted by the phrase depends upon the
subject matter being dealt with, the context in which the
expression is used and the circumstances of the particular case.
In s.101(1) (b) the words "arising out of" require a
consequential relationship of the incapacity or death with the
service out of which it 1s said to arise. It 1s not useful to
attempt to put a gloss upon the words of the Act by saying that
the causal relationship must be "immediate", "direct" or
"proximate" or by saying it connotes a "real", "sole" or
"dominant" cause.
The Act does not say death which 1s "caused by" or
"results from" his war service - phrases which might connote a
proximate causal relationship. The expression "arisen out of"
is satisfied if some less proximate causal relationship is
established. Of course, a suggested relationship which is
fanciful is not sufficient; and a suggested relationship may be
so tenuous as to preclude its consideration as answering the
Gescription "arising out of".
"Is attributable to"
This expression used in different contexts has also
been the subject of judicial discussion. The courts have
construed the phrase when 1t appears in workers' compensation
21.
legizlation, depriving a claimant of his right to relief where
his injury was "attributable to scrious and wilful misconduct"
(see Sneddon v. Glasgow Coal Co. (1905) 42 Sc.L.R.365; cf.
Richards v. Faulls Pty Limited [1971] W.A.R.129); in an instrument
conferring an entitlement to war pensions, where the question was
whether a disease was "attributable to war service" (Marshall v.
Minister of Pensions [1947] 2 All E.R.706); in local government
legislation, where the question was whether loss of employment was
"attributable to" local government re-organization (Walsh v.
Rother District Council [1978] 1 All E.R.510); in lamitation
statutes, where the question was whether a plaintiff knew at the
material time that his injuries were "attributable to" the
defendant's negligence (Smith v. Central Asbestos Co.Limited
[1973] A.C.518).
It seems clear that the expression "attributable
to" in each case involves an element of causation. The cause
need not be the sole or dominant cause: it is sufficient to show
"attributability" if the cause is one of a number of causes
provided it is a contributing cause. Under s.101(1)(b), it as
sufficient to show ""attributability" if a member's war service 1S
a contributing cause to the incapacity or death in respect of
which the claim is made.
Effect of s.101(1A)
Section 101(1A) appears to be intended to extend the
operation of s.101(1)(b). Thus, where a person has died froma
22.
disease, it renders para (b) applicable if, in the opinion of
the Commission, it was due to a disease that was contracted and
that would not have been contracted but for his war service or
but for changes in his environment consequent upon his being on
war service. Though causation seems to be required, a "but for"
cause will suffice. As Toohey J. observed, 1t appears to
eliminate the distinction drawn by Denning J. (as he then was)
in Minister of Pensions v. Chennell [1947] K.B.250 and Marshall v.
Minister for Pensions [1947] 2 All E.R.706 between a cause and
something which should rather be regarded as being part of the
circumstances in which the cause operates.
Effect of s.107VH(2)
Where the decision of the Commission which comes
before the Tribunal is a decision refusing a claim for pension,
the Tribunal is bound by s.107VH(2) to set aside the decision
unless it is satisfied, beyond reasonable doubt, that there were
ansufficient grounds for granting the claim or application. The
Commission or a Board are, by reason of s.47(2) bound by a
similar standard of proof.
In criminal trials the words "beyond reasonable doubt"
are the time-honoured formula used to describe to the jury the
standard of proof required and it has been said that it is
undesirable to attempt to expound the meaning of the expression,
which is readily understood (Green v. The Queen (1971) 126 C.L.R.
28; La Fontaine v. The Queen (1976) 136 C.L.R.62). In our opinion,
wes =.
23.
the expression bears the same meaning when it is used in ss.47(2)
and 107VH(2) (cf. Judd v. Minister of Pensions and National
Insurance [1966] 2 Q.B.580 at p.592; Coe v. Minister of Pensions
and National Insurance [1967] 1 Q.B.238).
But the standard of proof in a criminal trial 1s
applied to allegations which the Crown bears the onus of
proving,and these are usually allegations of a positive kind:
the Crown seeks to show that conduct has been engaged in, or
circumstances or relationships exist. Under s.107VH(2), the
standard is applied to a negative proposition: "that there
were insufficient grounds for granting the claim or application".
The conditions to be fulfilled before a claim or application
under s.101({1) may be granted are set out in the sub-section,
and the grounds for granting a claim or application are the
facts (including the relationships referred to in paras (a) and
(b)) which fulfil those conditions. Where there is some evidence
of facts which might fulfil the conditions of eligibility, the
decision against allowing the claim must be set aside unless
those facts are negatived beyond reasonable doubt - and a
conclusion adverse to the claimant cannot be reached without
taking account of the circumstances referred to in s.107VG.
In Cadney v. Minister of Pensions and National Insurance [1966]
1 W.L.R.80, Edmund Davies J. (as he then was) appears to have
arrived at a similar construction of the onus provision in the
Personal Injuries (Civilian) Scheme 1964, though he thought
that "reliable evidence" was xsequired to raise a reasonable
24,
doubt. For our part, we should think it better to consider
reliability of evidence not so much as a condition precedent to
the raising of a reasonable doubt under s.107VH(2) (or under
s.47(2)) but rather as a factor relevant to determining whether
such a doubt exists.
Where the death of an erstwhile member of the forces
might have arisen out of war service or might be attributable to
it, a pension cannot be refused unless it 1s proved beyond
reasonable doubt that his death was not so related to his war
service. The scheme of the Act is not to establish an adversary
method of determining claims and applications, but to have the
Department make the relevant investigations and then to require
that, if there is some evidence that the claimant is eligible to
receive a pension, a pension be paid unless the investigations or
the course of the proceedings throw up information which
establishes beyond reasonable doubt that a pension is not payable.
It 1s not for this Court or for the Tribunal to question whether
this provision is excessively generous or to endeavour to read 1t
down so that it does not have an operation beyond that which might
be thought to be reasonable: the legislature has chosen its
language and all that remains is to apply it.
In the present case, the Tribunal seems to have
considered its function to be the making of findings on the
evidence applying the civil standard of proof and then,
25.
having come to a conclusion, to consider whether its conclusion
established beyond reasonable doubt that there were insufficient
grounds for granting the claim. The introductory words of
s.107VH(2) lend some support for this approach: the words "After
the completion of its consideration in a proceeding on a review"
suggest that the standard of proof beyond reasonable doubt is not
intended to apply during consideration of the facts but only after
that consideration has been completed. However, s.107VH(Z) was
obviously intended to operate in favour of claimants and it cannot
operate sensibly unless the standard of proof beyond reasonable
doubt is applied at each stage of the enquiry into the facts.
Otherwise, one cannot attain satisfaction beyond reasonable doubt
that there are insufficient grounds for granting the claim.
Section 107VG 1s consistent with this view.
The finding of the Tribunal that there was no evidence
to indicate that Mr. Law started to smoke because of the
conditions and demands of his particular war service or because of
the conditions in general pertaining to prisoners-of-war was
erroneous in point of law. While there was no direct evidence
from Mr. Law, he being dead, there was evidence of circumstances
which raised a real possibility that he did start to smoke because
of those conditions. If the question were whether the claimant
had proved that that was the correct conclusion, we should not
disagree with a finding that she had not. However, that is not
the question which the legislation posed for the Tribunal.
26. \
The Tribunal could not properly be satisfied that Mr. Law had
not started to smoke for the reasons stated,
We are doubtful whether the finding that Mr. Law was
not psychologically incapable of reducing his smoking in the
post-war period, was of any relevance. But in any event, 1t
seems that on the evidence this finding could not be arrived
at beyond a reasonable doubt.
These conclusions do not end the matter. The next
question is whether as a matter of law, on the facts properly
found and on the evidence before it, the Tribunal could have
been satisfied beyond a reasonable doubt that there were
insufficient grounds under s.101(1)(b) for granting the claim.
A feature of the evidence was a conflict in the medical
opinions of Dr. Perkins and Dr. Stockler on the one hand and
Six Edward Dunlop on the other. The Commission and, in turn,
the Tribunal, appear to have preferred the opinions of Dr.Perkins
and Dr.Stockler. In cases involving onus of proof where the
civil standard of proof applies, this may be an acceptable
course. Where, however, a Tribunal has to be satisfied beyond
reasonable doubt that a particular finding is not open,
notwithstanding that it is supported by medical opinion, it is
not sufficient to point to contrary medical opinion which is
preferred. It is insufficient unless the contrary opinion is
aan
27.
such as to destroy the favourable opinion. Here there was no
contrary opinion which could support the destruction of
Sir Edward Dunlop's opinion. There is simply a difference of
opinion.
When all that appears are contradictory medical
opinions expressed in written reports by medical practitioners
of good repute, in general a finding that one of those opinions
is untenable cannot be made unless that opinion is inherently
incredible, or the other opinion or the evidence of other
witnesses exposes a manifest error in 1t, or its incredibility
appears on examination oO. cross-examination of its author.
Sir Edward Dunlop's opinion was not shown to be untenable: all
that was shown was that a different opinion was held by other
reputable medical practitioners.
The question remains whether the opinion of Sir Edward
Dunlop, taken with and in the context of the other facts of the
case, furnishes a basis for reaching a decision on the footing
that the death of Mr. Law arose out of or was attributable to
his war service in the sense we have discussed.
This evidence shows that Mr. Law died from carcinoma
of the lung which may have been caused by his smoking; that
Mr. Law may have started to smoke because of the conditions of
his particular war service or because of the conditions
pertaining to prisoners-of-war. The possibilities then are that
28.
his smoking while on war service was the start of a cwiulative
process which ultimately produced cancer of the lung which
caused his death; that his habit of smoking formed while on war
service and continued afterwards ultimately resulted in cancer
ef the lung and death; and that the debility produced by his
war service, followed by one debilitating disease after another,
interfered with the function of his body referred to as
"immune surveillance" and so damaged the self-protective proccss
of his body against cancer,permitting 1t to take hold. If
these were the facts, then Mr. Law's death would be attributable
to his war service, and would have arisen out of it. The czuse
would fall within s.101(1) (b), and the respondent would be
entitled to a pension. These possibilities are not fantastic -
they are real possibilities.
In the result, we are of opinion that the Tribunal
could not properly be satisfied beyond a reasonable doubt that
there were ansufficient grounds for granting the claim or
application. We would dismiss the appeal with costs.
I certify that this and the preceding
27 pages are a true copy of the Reasons
for Judgment herein of the Court.
Oo " CCE "
/% August 1980. Associate