Helmhout, John Michael v. The Queen [1980] FCA 138
Federal Court of Australia
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CATCHWOPDS
Criminal law - Felonious wounding with untent to murder -
Malicious wounding with iantunt to Go grievcus hodily
harm - Self defence - Keagonable beliet in danger from
anlawful attack - Froper direction to jary - Jntoxicetion -
Special intent - Frovecation.
Jom "EL CHALL EEL EOUT Vv.
No. T.c. § of 149
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ao
Coren : Smithers, Brennan anc Jeane JJ.
Date : 20 Getober 1980.
Can>erra.
I] fHE PODERAL COUPT OT AUSTRALIA
)
)
AUSTPALIAIL CAFITAL TERPTTOPY RAGISTRY)
)
SFNEPAL DIVISION )
ON APTLAL FROM THE SUPREME COURT OF
TEE AUSTRALIAN CAMITAL TR&PLTORY
SIWOILiY JOHN MOCHADL ni LUHOUT
Apped tart
TUR QULEY
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Raspor dent
cRBDBER
CLD3R3 MAKING OFDFR . Smitters, 32xennan and Deane Jd.
OF ObDIR : 22 Oetcher 1989,
MARE : Canberra.
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1. Trat the appeal be allcred.
2. TReat the verdict anc judgment of the Supreme Cour. of tar
Australian Capital Ternitery wnercky Lue aprellarnl was cornvterced
oF the crime of malicicusly wounding David Peter Heimhout with
antant te do grievous bedily harm be sev asiz2.
ce That the sentence inpesed upon the evppellant consequent
uper That conviction be set aside.
4, Thet tre appellant be retried upen the counl of malicicus vy
wcunding -eter David Helmnout witr intent to uo grievous bedily
harm at a time to be flexed ly the Suprem: Court of the Australia
Capital Territory.
S. That the appellant be remanded in Ns wuresent cusrody
pening his retrial cr the earlier com-lce~ien ot the proceediney
uron th. ancictment upen which he vas ceomvi1otsd as apo esaid,
suktecl toe such orcer as Lhe Saprem. Courl cf tne Australian
Capital Verritory may make with resveet te herling the apretlane.
IN THE FEDERAL COUFT OF AUSTRALIA )
) No. F.C. & of 196¢
AUSTPALIAN CAPITAL TERRITORY REGIS'LRY 3
)
GENSRAL DIVISION
ON APPEAL FROM THE SUPFEME COURT
OF SHE AUSTRALIAN CA-TTAL TONPTTORY
BETWELN : JOMN MICSALL HLLMECUT
Appellent
AND : SEZE QUEEN
Respondent
CORAM : Smithers, Brennan and Deane JJ.
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The appellant was charjed on indictment Ddetcre the
Supreme Court of the Australian Cazital Territorv on a ceunt oF
felonrously wounding David Peter Helmhout with uncent to murder
ena in tne alternative cn a count of maliciously wouncing TLevid
Peter Helmhout with intent thereby to do grievous bodily harm.
After a tr1al befor. sleckburn C.J. and a jury he was ecqaittee
on the first count and convicted on the seecnd. 4H
semuences.
w
:
fal}
a
a
to imprisonment for threc years with a non-searole period of 1?
months. He appeals to this Court against ais conviction and
sentence,
yhe cincumstance® oul o* wher rhe crarse= arose
showee chat Ae aopel rant and 7is sroTthe® > che David peter
HeLThous menticnes tn the yreietmer" > qene ayinking in the
compay ot others darin' tae arternoo? am evenias of } Novem 2r
197%. Dav yas & piggert man *han "uc apnetiant and is allexF=
<o heve exnib red some aggres 32m against nis analie" ar.d
youn se? procher: some ime frer midnighs> ne appe-iait» Rie
prether and one patters or > ith hom tney hac pcan epinsints
were Alki fowarce Civic centre when the appellant ance 2-5
protrer commen 2a arguing and Davic nit the aopeliant cn ~he
51de 57 wre head- perrerson'§ evidence as to wnel ons acd 6as
chat tne appellant was pecking orf, David continues +O punc' a:
hyins yhe appellant nrodaced @ yn fe > David snen gtcriee wackins
at iM» and tre apoellan~ wan avey and wae cnased by javi18 ho
caunte { and insu-t 2 him There was evidence? spat be _ spoThere
were at seast rently gnzoxicated at the time- yne appeltare
stanoet David yita the nite ana one of Whe ™ unde quiv/en he nade
yerow> +xhnough portunately pavid survived: ,
Tne ap eLlart -sade an anevorn _tacemet + shicl +ne
rearmnes trial Sage pepeated an ms cnavge zg ce jury In thet
gratenent he apd sellan= pads inter celia, act pavyid vee call Lat
yim obscene names a) aoat ne <old Davi * cut it cal or y2
qoule U ve ta ynacce He ead +r.at Daved Keps on pu chins:
aenely 2 is LNs ALT. w23 5s tatemen~ cher prose see
-ing me and Tyas Le
" He kept on "10°
pedalling: He dared we to hat Ait aud 7
was still back- ecalling, then 7 iabbed at
him with the knife. = did not peally mean
to hurt him, T just wanted nim to sto.
dia not realise pad hurt ALL.
Tt was only after I Found out how bad
ne was that T realised xhat ~ fad done. Tl
i ec te7d me how many
at taret I peanised hew
Twas really
many times 36
atLona inc_.ded
xieatlier upon rhe formation
special intents which 13 an 7%
the andictmert. +
pe prct1ve of "ences cnarged in
to wuten the iegrents in the Thier Ce ut
+ o.u.F. &3 were directed:
In yare's cas, Masor-
-) and fick Tey qtatid the matters which a ju?y maze
Stephen s+
iseue of selr cet
spmining a
nongLuer vyhen det
turder «nere threat of a@eath cr grievous sodily hare to on
acquse 2 18 1 question. las Horsur jad Cat pp. 242-107
esa
the jury Zire:
a tilled the
wyed Tnas at
with Avavh cr
ateut Lo le
daceasee
" 1.(a) It iy for
unla™. Ul
wraether wher. tne accuse
the accuse 'l ve qsonably Lele
attacx wher + jpeatened hia
perilous bodily hart 7715 being or wae
nade upen him.
(Lt) By che expression 'reasonably b:li ved!
is reent, net what a reasonable man would ha
believed Fut vas the accused hins2l? right
wreascna. I in all the circumstance? ir
which he touns "homse-=.
2. If tne aury 12 satisfies? second peascnabl2
deeakt th there was no reasonmaple seliel Ly tha
aceloed cf sich ar altack mo question cf sal--
defence apices.
3. If tae jury 1s not satistied eeyone
reasonabp_a Soot at there was no such rea+oenrel le
belief oy the accused, it must then consicer wh-etrey
ot "used by th: accused was reaétenably
roperticndate to the danger whien he believed he
4, If the jury 148 nol satis "1ed beyond
reasonable doubt that mere Force vas used then "18
reasona>ly proportionate it eneuld aequis.
envilc be either Marsla water cz murder,
depend*ng upen the amstve> to the liaal
che jury - iid the accused deliev- toa'
which hz usec vas reacone ly pr
danger which he bcelicved he taced"™
5. "f the Jurv i8 satislied we7on] reasonable
deabt that mere Corea was used, then its veréict
hat
li the furv *s satisfiei Leyord ro
t ecuecd did not lave suer
te tTurden. IC itas
the accuse
the verdict vill be na
"Vobp J. said (fihid, at p.1°8) that th_-3 staterenl shoule oe
sO, per Jaco.s v. and per Murriy J.
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2288 an. p.171).
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Yne statement 15, of ecur.ze, dirs:
& jury in a trial for aurcer where bho force used by an aceuss!
in self cefene
iD
a
a
pprevcerplivnat= to the actual danger which
he facec, It 15 not directed to the task of a jar where
the force used in sel- defence was ne more than proaportiomate
ce th: actual danger faved by the accuseé. It is apparent
from the statement that the fact tnat the foree used by a
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TAS ganger wiiel. he
faezd dil not, in itseli, dispose oF the cefence of s:lf
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1)
fen
ia]
detTence, if the accused night have Lelieved that rk
graver dancer then " . actually did.
The present case is cne where 1t was open te the
'ury to conclude that the appellant might have entertained an
evaggiratec beliel as to the canger which he Iocel by r2easen
'
g
of his >rotner''s unlawful attack upon him. 'Tat Deng €%, LT
was necessary that the jury be directed to consider wacther
tre Furce used by the appellant ma, Rave >oen propertionatle
iy
to the danger wnich he belzeved he facec. In that regard,
Hazon J's staterent oF the appropriate. dUfvection in a murder
trial ncec2 to be adapted for ase where the relevant cherge
ls rot homicide.
Taragrap 3 and € ot the statement are concerned wich
2 2
a verdict of Mans.laughler om =r adie
Paragraphs L to |} relate to the justification o7-
grap J
In @ case where an accucea has v~1ited the Cerson attaer
threatening nix. As self deyere. may juslily cha use of revo
g J
Oo
paragraprs 1 to 4 epplv, mutatis mutardis, to cases oLlher
fH
rm such a casc, where a celtence cf self defunce
25 an issue, paragraph 1(a) would be expre.sed to read:
"Te is for the jurv first to vonsidsr wrether
wren the accused apelied Force to the person
of another the accusce reasonably believed
that an unlawful ettack va: being or vas aboul
to be made upon him. "
The test of whether an accused's belief was mrasonasle
16 mot vthether an unlewfui attack wa. being made or was abeac
<¢ be made upon him, nox even wheter the hypothet? 2al
veaesonclle man in the accuc elieyv ld
that an unlawful ettack wos being made cr was about to >be mae
cu hir. The test 1s whether the accused himself migit reascnebiv
ich he Toand himself
=,
heve believed in all the circamstances in
thal an unlawlul attack was being or was abuut toe be mace uden
hin. Uniess the jury i tis-1ed hLeyond reasonakLle dou-t that
Ay)
rt
vu)
A
[en
d
a
the accuse not reaso
ebly Believe that an un levfut attack
a
-aG being or was about to be made upon Alm, the yu2zslion oF the
prepertionali'y of tne foree actually user will arise Lor
c.rg1ccereation.
force? actually uscd by the accusel was reasonably npoporcioncste
pe cetarmined by referenes to the deugar which the accused
lelieved he faced. However, in cat view, Daracrapn 3% Coe. not
roguive a positive finding by the jury es to the ~recise de
of the agcused in thac regard. Wheres the Jury 18 not satisfied
beyend reecsonable douLt as to that preeaise belief of Lhe acoused,
the reievant question 13 whether the ~orce
actually used "ias reasonaDdly propertionat? tu the gravest Ganger
in wiier, as a matter af reasonavlie doubt, the jure corsiders
the aceused raght Fave believed he wa
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+
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qu2slicn in other words, whetaer che jury is cat-sfiel beyond
yeasonadls douLt that *he Foree actually ueec was 2
(a)
nOe)
aca(
J
a
¢
te tee danger in which the accused might have belseved himselt to
he placed.
fné summing a of the learned trial judge drew the
jury's altent_cn to tne eviderece of che actual cireurizttaress
'arreunc'ng the stabbing. E1s Nenour tola the jury trat there
'ras no doudt that there was Eoth actual ans threatened
application ef force tc the appellant. As there vas little recon
~or toubtang that the 2ppellant pstioveld thal an utlavful aitack
Was o2ang made upon hin, the vital pirt or his [Iuncur's suming
JP ON The lesua of nelt deTunee was piain_y that
the tury .o corsider vhother the toree 1n fact used "y the
aepellant wae tustiztied. His Tencur did net, in terms
tie tury that it was relevant for them to consider whether the
force which the appellant used was reasonably provortionets to
the danger which he believed he faced or which he might
reasonably have Delieved himself to face.
Careful reading of the relevant sections of his
Horour's summing up leads us to the conclusion that the overail
effect was to invite the jury to say whether they were satis*iec
that the apeellant had applied more force then was reasondbdly
nevessary in the actual circumstances oF the case in order to
prevent the actual or immediately threatened application of
Force to himself. It was implicit in the summing up thet if the
jury were satisfied beyond reasonable doubt that that was so,
the de"ence of self defence failec. In this regard, hin Tunour 's
charge to the jury stopped short of the direction +
a
ja.
0,
o
Z
«b
think, the views expressed by the majority of the High Court in
Yiro's case (supra) redauirec.
In the result, it woulu
wo
eum probeble that the nemoers
of the jury did not address their minds to assessing the
proportionality of the force usec by reference to the danger in
wrich the accused mighzt reasonavly have betieaved himsclf to be
Placed but confined Lhemselves to the obuective cuestion
enunciated oy his Honour. That may well have resulted, in the
particular circumstances, 1n a view of the case lees favoureble
to the accused. In these circumstances, we cat Feel "no
reasonable assurance Lhat tne blemish of the trial could not
reascrably be supposed to have influenced the resulc"
(Duff v. R. (1979) 28 ALF 83 at 3.678). Subreot to the cf fact
=
Ma vter ac
of the Fazlure of counsel for the accused to razse
103)
the end cf the summing ur, the non-direction require: thic the
verdict of wounding with intent thereby to co grievous bodily
harn be set aside and would have requived the setting «sice of a
verdict of guilty of malicious wounding hae the jury reached tha
alternative verdict which was cpen to them on the indictment.
Counsel who appeared at the trias made ne suggestion, at
the conelision of his Eorour's summing up, that his Honour's
directions on the issue of self defence were in any wey defro1enl.
A failure Ly defence counsel may, in scmé cases, nave an
umpertant bearing on the question whether a miecarpiace or 1us' ce
nas occurred so as to entitle the aceused to a new trial
(The Sueen v. Lavery Clo.?) (1977) 20 S.A.5.F.439 ac p.'5i), -
tre administration of ermminal law is, icwever, to
i
secure as far as possible that Zuscice be done according to the
lav. In tue present case, as Ais Henour's cairections to the
fury vere lrable to cause them to isnore an important aspect of
of self detence, the Latliure to reise the matter at tho
ra
a
oO
i)
a
vl
c
G
enc cf the summing up does not provide suftie1rent reason for
refusing to set aside the verdict of gatity of wouncing "ith
intent thereby to cause grieveus bodily narm.
Notwithstanding the submissions of counsel for the
uppellant, there is no basis upon which an aptellate court could
'J
cperiv substitute for that verdict a verdtet of fullly on che
keWu
O)
ser alternative charge of malicicis wounding. This Court
should orcer a new trial on the count of malicious wounding "ith
intent thereby to do grievous bodily harm.
it is unnecessary for tne disposal of this appeal tc Zeal
with the two other substantive grounds of atseal which vere argued,
In view «2 the orzer for retrial, however, it wouleé secm desirable
that we make some brief comment on the questions tunvolved in thos.
further grounds.
The evidence of intoxication in this case was relevert
both to tne appellant's capacity to form the relevant intent ard
to the question whcther in fact he forned it. It the evidene: on
ary retrlal 1s to the same effect as on the trial, tne jury shoule
Le directec in the manner defined in Varo's cese (supra); that is
to say, that the Crown must prove beyond veasonable doubt tha' the
appellant actually formed the 1autent to do grievous bodily harm
and that the appellant's state of intoxication is rilevanc to thel
1ssue generaily. It 1s ansaffireiint end perhaps misleac-nz
direct the jury in terms wnizh are reetricted to tne cavracity Tu
ferm the relevant intent. We rote that, in the ergume..t betor: us
it vas unnecessary to develop the relationship between wnat
Sibts J. said in Viro's case (rupra, at p.111) ard whe qadenon
of the Figh Coupt in ¢'Connor v. The Jaueen (1960) 29 ALR 44g,
11.
Insofar as provocation is concerned, we agree with
his EHonour's ruling that the defence of provocation for whieh
s.23 of the Crimes Créinance provides has no applicaticn to th
@
cZfence cf maliciously wounding with intent to do grievous bodily
ecceptance
®
harm. We shoulc, however, wish to guarc against th
of reasoning which 18 founded upon the Victorian cases of
Newman v. The Queen [1948] V.L.P.21 and Spartels v. The Queen
C1953] V.L.R.194 . Though it i3 unnecessary finally to decide
the question, the judgment of Pape J. in Falta v. The Queen [19¢éu]
V.R.78, veltusing to follow the earlier rulings in Victorie,
appears consistent with principles which require the existence
of the special intent 1n murder before allowing for the eperation
of prevocation tc reduce murder to manslaughter (see Johnson v.
Reg. (1976) 51 A.L.J.R.57). But on any view, pruvocation is
inappliceble to the offence contained in the count upon which
appellart may be retried.
The verdict and conviction appealed against should be
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aside and a new trial should be ordered. Clearly enough, if
ct
o
conviction be set aside, the sentence must alo fall, ané
wo
the setting aside of the sentence would entitle the appellan
ct
Lo
be discharged rrom his former custody. Yer if there 15 to be a
retrial the appellant must te remanded to stand trici before the
Supreme Court and his presence DeTorse thet Court must 5e sécared.
In other jurisdictions, a power is expressly conferred upon the
Court of Crimina} Appeal to place an appellant into his furmer
custedy or to adrit him ts bail pending his retrial, bat there 1s
12>
fH
erase Je
proen —2 ae ae
Co wPe sen
aL Lsefore Mepretony., TT
aD AT? OPW Le. aT 7eyer OF Nive san te
T. 23 s..an220 3 Ts, the Tov wo ezdir a relriil.
anh tn-s case, che rest
TT? 5 8r 1s to r:amand tne é is
verore the Sarreme Co
DTCs LLP TS ineretriont a.3 earliar terminates. Unuir
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