Commonwealth of Australia v. Beattie, Kathleen [1981] FCA 89
Federal Court of Australia
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CATCHWORDS
Workers' Conpensation - Compensation (Comnonwealth Governnent
Employees) Act 1971 - Tribunal established under s.64+ - Appeal
fron Tribunal to Federal Court of Australia on question of
law only (s.95(1)) ~ Federal Court of Australia Act 1976 -
Court on such an appeal exercising original jurisdiction
through single Judge (ss.19 & 20) - Reference by Judge at
first instance to Full Court (s.25(6)) - Pre-existing injury
(non-conpensadle) - incapacitating pain arising therefrom
and caused by conditions of employment - Whether injury
within meaning of Compensation (Commonwealth Government
Employees) Act 1971 (s.5) - Aggravation of pre-existing
injury - meaning of.
On Appeal from the Commonyealth Employees' Compensation
Tribunal at Canberra
THE COMMONSEALTH OF AUSTRALIA v. KATHLEEN BEATTIE
(No. 11 of 1980)
Coram: Evatt, Sheppard and Kelly JJ.
Date: 3 July 1981
Place: SYDNEY
IN THE FEDERAL COURT OF AUSTRALIA
AUSTRALIAN CAPITAL TERRITORY
DISTRICT REGISTRY
GENERAL DIVISION
JUDGES MAKING ORDER:
No.11 of 1980
ON APPEAL FROM THE COMMONWEALTH
EMPLOYEES' COMPENSATION TRIBUNAL
AT _ CANBERRA
BETWEEN: THE COMMONWEALTH OF AUSTRALIA
Applicant
AND: KATHLEEN BEATTIE
Respondent
ORDER
Evatt, Sheppard and Kelly Ju.
DATE OF ORDER: 3 July 1981
WHERE MADE: SYDNEY
THE COURT ORDERS THAT:
1. The questions referred be answered as follows: -
(1) Unnecessary to answer.
(2) Such pain may do so. Whether it does or
not will usually be a question of fact to
be decided by the Tribunal or Prescribed
Court whose decisions on questions of fact
are not the subject of appeal.
2. The matter be remztted to the Judge at first iunstance
with this expression of opinion.
3. Costs of the reference to the Full Court be reserved
for the Judge disposing of the appeal.
IN THE FEDERAL COURT OF AUSTRALIA
AUSTRALIAN CAPITAL TERRITORY
No. 11 of 1980
DISTRICT REGISTRY
GENERAL DIVISION
ON APPEAL FROM THE COMMONWEALTH
EMPLOYEES' COMPENSATION TRIBUNAL
AT CANBERRA
BETWEEN : THE COMMONWEALTH OF AUSTRALIA
Applicant
AND: KATHLEEN BEATTIE
Respondent
CORAM: EVATT, SHEPPARD AND KELLY Jud.
Date: 3 July 1981
REASONS FOR JUDGMENT
EVATT AND SHEPPARD JJ. -
To be determined are two questions of law reserved for a
Full Court by a single judge of this Court (Sheppard J.)
pursuant to the provisions of s.25(6) of the Federal Court of
Australia Act 1976. The questions are those raised in the
applicant's notice of appeal against a decision of the
Commonwealth Employees! Compensation Tribunal made on
11 April 1980. The provisions of Order 57 Rule 4(1)
oblige an applicant to state in its notice of appeal
the questions of law raised on the appeal. The
appeal is limited by s.95 of the Compensation (Common-
wealth Government Employees) Act 1971, to an appeal on
a question of law only. The two questions of law which
are raised are as follows:
1. Does pain doing no pathological harm constitute
an ingury within the meaning of the Compensation
(Commonwealth Government Employees) Act 1971?
2. Does pain doing no pathological harm constitute
an aggravation of a pre-existing ingury caused
in non-compensable circumstances within the
meaning of the Act?
In order that these questions may be understood 1t
1s necessary to refer to the relevant findings of the
Tribunal and to some of the evidence which wes led before
it. Before that is done 1t will be convenient to refer
to the legislation which is in question. This will
enable the significance of the findings of the Tribunal
and the evidence led before 1t the better to be understood,
The provision pursuant to which the respondent
claimed compensation was s.27(1) which 1s as follows:
"If personal injury arising out of or in the
course of the employment of an employee by the
Commonvealth 1s caused to the employee, the
Commonwealth 1s, subject to this Act, liable to
pay compensation in resvect or that ingury in
accordance witn this Act."
The word "ingury" 1s defined in s.5 of the Act to mean:
"any physical or mental angury and includes
the aggravation, acceleration or recurrence
of any pnysical or mental ingury but, subject
to section 29 of this Act, does not include a
disease or the aggravation, acceleration or
recurrence of a disease"
For completeness we refer to s.29(1) of the Act which
as as follows:
"Where -
(a) an employee contracts a disease or suffers
an aggravation, acceleration or recurrence
of a disease; and
(bd) any employment of the employee by the
Commonwealth was @ contributing factor to
the contraction of the disease or to the
aggravetion, acceleretion or recurrence, as
tae case may be, whether or not the disease
was contracted or the aggravation, acceler-
ation or recurrence was suffered in the
course of that employment,
the succeeding provisions of this section have effect."
We do not set out the succeeding sub-sections of s.29 but
they provide, inter alia, that a disease or the aggravation,
acceleration or recurrence of a disease may, 1n the circum-
stances there provided for, constitute an angury for the
purposes of the Act.
The Tribunal held that the respondent suffered an injury
arising out of her employment with the Commonwealth between
July and 3 November, 1978. It also held that she had been
totally ancapacitated for her work from 3 November, 1978,
and would remain so incapacatated until 18 September, 1980.
The relevant findings of the Tribunal were:
"(a)
(b)
(c)
(4)
Ce)
(f)
the respondent suffered a traction ingury
to the nerves in the groin region in July
1978 1n circumstances which were not com-
pensable;
her work in the Plumbing Inspector's Office
and on the courier run brought on pain at
the time but did no pathological harm;
similarly, her work on 2nd November brought
on pain at the time but did not aggravate
the underlying pathology resulting from her
anjury in July 1978;
since 3rd November 1978 she has not worked
under the certificates of total incapacity
from legally qualified mecical practitioners
and has been totally incapacitated from
work;
this total incapacity will cease six months
after the date on which Dr. Roebuck gave
evidence, 1.e. 18th March 1980;
she will then again be able to do the work
of her former position but not, on the
balance of probabilities, including working
in the Plumbing Inspector's Office."
The evidence of the respondent which was accepted by
the Tribunal was that in July 1978 she was helping her
husband to lift a trunk of kitchen utensils in her home.
She bent down to pick it up and felt "some extremely tearing
pain down in my groin area and in the stomach area", The
respondent immediately sought medical attention.
At the time of the ingury she was on leave and had
iuantended to return to work a day or two afterwards. Not-
withstanding tne angury she did return to work although
she was suffering pain.
The respondent was employed as a clerical assistant
in the Department of Housing and Construction. At about
the time she suffered the ingury she was being trained to
take up a position in the plumbing inspector's office.
Her duties involved what she described as counter duties.
She would assist plumbers when they came in with their
inquiries or wished to register plans. She would show
them varlous maps anc provide them with other information
about sewerage and drainage work and the requirements
therefor. Her duties involved her sitting at a cesk,
going to the counter, going to various drawers for inform-
ation and going to a set of cabinets in order to withdraw
plens which were reguirea for inspection.
It was to this work that the respondent returned
after her i1ngury and the conclusion of her leave. A
difficulty which she, and the evidence would indicate other
people as well, experienced was in relation to pulling out
the drawers from the cabinets. The respondent said that
the cabinets were very old. Her evidence continued:
"Some of the drawers vould come sailing out at
you so you would have to take the weight ~ as
they came at you you would have to stop them so
that they would not come any further and drop
on your foot or do something equally silly.
Others would gust get stuck and you would have
to give them a really good yank to get them out.
So there were occasions when you haa to take the
weight of the drawer on you when you pulled it
out? --- Yes. And, as well as having to sometimes
"take the weight of the drawer, to try and
get the plans out of those drawers you would
have to be taking the weight of the plans
an these plastic folders which were slippery,
which meant that as soon as you moved them they
started sliding down underneath and if you were
trying to get them out you were taking the
weight of the plans and trying to stop the
others from going underneath and withdrawing
the plan that you were after."
The respondent found difficulty doing her work because
of the pain which she suffered. The evidence is not clear
as to whether she stayed at work for any length of time or
not. About the end of July or early in August she was
given a certificate by her doctor which led to her being
away on sick leave, for a fortnight because of the injury
and for a further week because of some virus not connected
therewith.
After her retrun to work she spent two days in the
plumbing inspector's office. She then complained of pain
and the difficulty she was having performing her duties.
She was given another job firstly in a different office
and then as a courier. This involved her in handling
correspondence and delivering computer print-outs to the
C.S.I.R.0O. She was required to lift suitcases of docu-
ments which she said were very heavy. She carried them
at tames up and down stairs. She carried them over
distances up to 100 yards. She said she could not perform
these duties confortably. She suffered pain and her
condition did not improve. She said it began to get
worse. She described the pain and also a burning
sensation which she said became more pronounced.
She complained to her superior who asked her to
remain as courier for two days more. She was then
placed in a clerical position. This also involved her
an difficulty although not as great as thet involved in
her work in the plumbing inspector's office and as a
courier. Furthermore, she was required to relieve from
time to time in the plumbing inspector's office. She
said she managed her duties, although with difficulty,
untij 2 November, 1978. She was asked to relieve in
the plumbing inspector's office. She said 1t was a
particularly busy day. She was given only 10 minutes
for lunch. She had to obtein plans from the cabinets
earlier mentioned. She said she suffered pain throughout
the day. She had been to the physiotherapist in the
morning. After her visits to the pnysiotherapist she
preferred a sedentary type of day but instead she "was
rushing around and handling all these inquiries and
queries", She said the burning sensation was greater
and added, "I felt something was coming on me as though I
was being stretched to the limite". She felt what she
described as a type of tearing sensation, She said that
she suffered pain of a more severe kind with each step
that she took,
mm os ' i en. ate
That evening she had a lot of pain after going
home, She was up for most of the nignt. She sew
the doctor the next morning.
He geve her a certificate dated 3 November, 1978,
which said that the respondent was under investigation
for an injury caused by lifting. In the meantime the
respondent was said not to be capable of lifting or
being involved in excessive physical effort which
included moving heavy cabinets.
The respondent gave the certificate to her superior.
She did not return to work, At first she was on sick
leave and she tnen sought compensation.
The following year the respondent had an operation
which 1s described in the medical evidence.
The doctor whose evidence the Tribunal accepted was
Dr. Roebuck. He 1s an orthopaedic surgeon, A report
dated 10 March, 1980, referred to the fact that the
original iangury was in July 1978. Dr. Roebuck then
said, "and she then returned to work and further ingured
the inguinal region four months later", He said that
he had recently performed an operation in which he
removed tissue from the right inguinal region. He thought
that the respondent had sustained a strain of the nerves
in this region in the original accident. He added, "I think
it is further vory likely tnat she suffered an aggravation
of the condition by returning to work at four months
and further straining the area". He then went on to
deal with her future, which he viewed optimistically.
Dr. Roebuck gave oral evidence. He explained
some of the statements he had made in his report, The
essential part of his evidence is as follows:
"You said an your report, doctor, that it is vrobable
that she sustained a strain of the nerves in this
inguinal region in the accident of July 1978. And
then you go on to say that you consider that by
returning to work for four months she sustained
further straining in the area. Are you able to say
what kind of straining - extra straining tnat would -
how would that have occurred?--- How would it have
occurred? By muscle tension. When you strain, the
muscles of your groin tighten. The nerves run
through the muscles and therefore they pull on the
nerves.
In an orgenic sense, would there have been any detecrior-
ation in her condition as a result of whet you have
referred to as the aggravation?---- It 1s very hard
to say. I think it would probably be fairest to say
no, I do not think the condition would have deter1or-
ated. I think it would have been egeravated but I
thank - - -
At the time?--- At the time, I think it would have been
aggravated by the extra work but the damage was caused
by tne initial ingury.
By stating that - the words used were further straining
the area - how would that further strain be manifested
in a physical sense?--- More pain.
Would 1t be manifested in any other way?--- <A weakness
perhaps. May have been pins and needles, things
like that.
Would tne nerves be furtner stretched or further torn
or in any way affected?--- I see what you are getting
at. Ido not think so. I think that the maximum
damage occurred on 13 July, that the nerves were
stretcned then. It tekes quite a fair degree of force
to stretch them in the first plece end it 1s hard to see
how anytaing short of an actual further ingury would
have stretcned them any more."
It was that evidence of the doctor which the
Tribunal accepted and it is its findings in that
respect which lead the applicant here to say that there
was an error of law, on the part of the Tribunal, in
then finding the applicant liable to pay compensation.
In essence what the applicant says is that the pain
and discomfort which the respondent suffered when she
endeavoured to do her work in the period from August
to November 1978 were but normal manifestations and
consequences of the non-compensable injury which she
had suffered at home in July 1978. A later answer by
Dr. Roebuck brings this out, He said, referring to
what ne had said in his report, "by aggravation of the
condition I mean aggravation of the symptoms arising
from the condition more than the condition itself, ane
that aggravation occurred by straining which made her
pain worse", He went on to egree that by aggravation
he was speaking of the symptoms not the pathology of the
respondent's condition.
It 1s now relevant to say something of the form of
the questions which were reserved to us. The attack
which the applicant makes upon the Tribunal's decision
is that there was not any ingury nor the aggravation of
any ingury which befell the respondent in the course of
her employment. That 1s because the pain and other
disability experienced by the respondent during the period
10.
she was at work after July were, in the applicant's
submission, but the normal and expected consequences
of the ingury which she had suffered at home; cf.
Darling Island Stevedoring & Lighterage Co.Limiteda v.
Hussey (1959) 102 C.L.R. 482 and Commissioner for
Railways v. Harradine (1961) 106 C.L.R. 71 per wWaindeyer
J. at p.80. In its submission there could not be an
ingury nor an aggravation of an injury unless there were
some physical or pathological change brought about by
what occurred in the course of the employment. It is
that submission which the applicant wishes to test by
the questions it has raised in the notice of appeal and
which are reserved to us.
Inour opinion the words, "Does pain doing no
pathological harm", are not particularly appropriate to
raise the guestion which is at issue. That 1s because
the notion of pain itself being the cause of pathological
harm is not one which can be readily comprehended. More
relevantly this is not what this case 1s about, It is
a case where there was an ingury which produced pain.
Increased pain and disability were later produced by
activity in the course of the erployment. But that
activity did not itself cause any pathological change.
The pain arose because of the pre-existing condition and
the effect of the work activity upon it. We vould have
thought that a more appropriate question would have been,
il.
"Can incapacitating pain brought on by activity
undertaken in the course of employment constitute
an aggravation of a physical injury, notwithstand-
ang that such pain is not brought about by any
further pathological change".
The problem of the form of the questions was
raised with counsel during argument. There was
some discussion about amending them but counsel for
the applicant eventually said that he did not wish to
make any amendment. The point at issue between the
parties is clear. So long as the questions are read
and understood as raising that point there is no
problem. We propose to proceed on that basis.
The respondent's submissions were based principally,
if not entirely, upon there being an aggravation of a
pre-existing injury. For that reason it would seem
that the farst question does not bring out clearly enough
the point which arises for decision. It 1s true that it refers
to an injury within the meaning of the Act. Butwe think
the second question which refers in terms to aggravation
1s the more appropriate one. Really what is in question 1s
the meaning of the word "aggravation" in the definition of
"injury" in s.5 of the Act.
The respondent submitted that the argument was
concluded against the applicant by the decision of the
12.
High Court in Federal Broom Co. Pty. Limited v.
Semlitch (1964) 110 C.L.R. 626. That was a case
concerning the definition of the word "ingury" in
the Workers Compensation Act 1926 (N.S.W.). By
definition the word "angury" included the aggravation,
acceleration, exacerbation or deterioration of any
disease, where the employment was a contributing factor
to such aggravation, acceleration, exacerbation or
deterioration, The applicant in the Federal Broom Co.
case was a worker with a history of functional mental
iliness predisposing her to delusions, In the course
of her work she sustained a muscular strain. She
sought worker's compensation in respect of continuing
incapacity resulting from a delusional condition follow-
ing upon the physical ingury. The delusion from which
the applicant suffered was a delusion that she continued
to be seriously affected in a way which made it impossible
for her to work by reason of abdominal pain.
A preliminary question which the court had to con-
sider was whether a mental illness could be a disease
for the purposes of the definition. The court held that
1t could. The court went on to consider the question of
exacerbation or aggravation, Kitto J. referred to the
four words which were used and said that they were not
13.
synonymous with each other. In his view they were
not all given their true force by asking simply whether
the disease had been made worse. He continued (p.634):
"Moffit J. placed at least some of his emphasis
upon the word 'exacerbation', and it seems to me
that that word 1s the critical word for this case.
As applied to a disease 1t is properly used to
refer to effects whicn tne disease produces in
the victim rather than to the advance of the dis-
ease itself in a more serious stage of its develop-
ment. 'A temporary increase in the violence of the
symptoms of a disease' is the medical sense of the
word according to Funk and Wagnall's Standard
Englisn Dictionary. In the Oxford English
Dictionary may be found illustrations of the use
of the word as referring to particular manifestat-
aons of a diseased condition. It is not a
technical word, requiring scientific explication
or application. It is an ordinary english word
to be applied by the Court to the proved facts.
Once 1t was established, as it was established
beyond question before the Commission by tne evidence
of the psychiatrists who were called, that the
incident of lst December 1960 acted upon a pre-
existing condition of mental illness (a disease)
to produce a delusion causing incapacity for work,
the respondent had made a clear case of exacerbation
of her mental disease, according to the ordinary
meaning of the word. Moffit J. was right, I think,
in saying: "There is an exacerbation of a disease
where the experience of the disease by the patient
1s increased or intensifiea by an increase or
intensifying of symptoms. The word is directed to
the andividual and the effect of the disease upon
him rather than being concerned with the underlying
mechanism'. Accordingly if salt be applied to an
open wound, making the wound no worse but causing
it to smart as it had not smarted before, it 18
proper to say that there 1s an exacerbation of the
wound. Equally, where an untoward occurrence ina
worker's employment causes a pre-existing mental
disorder to manifest itself in a new delusion, 1t
seems to me proper to say that there is an exacer-
bation of tne mental disorder."
Moffitt J. (as he was) had written the majority gudgnent in
the Full Court ((1963) 80 v.N. 1603 at pp.1607-1611).
14.
In the High Court Taylor J. (p.635) agreed with Kitto J.
The same conclusion was reached by McTiernand{p.629) and
Wdindeyer J. Wandeyer J. said (».637):
"The question whether there has been an aggravation,
acceleration, exacerbation or deterioration of a
mental disorder is, I think, essentially one of fact.
It 18 a question on which the opinion of psychiatrists
may obviously be helpful. But the answer depends upon
whether for the sufferer the consequences of his
affliction have become more serious. The criteria
of that are comparisons based upon the nature, apparent
intensity and persistence of irrational beliefs, the
degrees of insight and of withdrawal from reality
that the sufferer has, the degree of his divergence
Yrom what may seem to be normal behaviour and the
extent of his capacity to participate in and adgust
himself to the normal requirements of life as a member
of the community. It is by considerations of that
sort, partly the results of observation of conduct
and demeanour and partly elicited from what the
patient says, that the question must I think be
answered, whoever has to answer it."
Later he referred to the four words used in the definition
of "angury" and said that their several meanings were not
exclusive of one another. He continued (pp.639-640):
"The question that each poses 18, 1%t seems to me,
whether tne disease has been made worse in the
sense of more grave, more grievous or more serious
in 1ts effects upon the patient. To say thot a
man's sickness 1S worse or has deteriorated means
in ordinary parlance, oddly enough, the same
thing as saying that his health has deteriorated.
The word 'acceleration' probably presupposes 2
progressive disease, one that, running its
ordinary course, increases in gravity until a
climax such as death or total invaladism 1s
15,
oot rey ete nema
"reached - 1ts progress to this end result
not being ordinarily susceptible of being
permanently arrested, but susceptible of
being hastened by external stimuli. If
the word taccelerated' stood alone, I would
be inclined to agree with the view that
Else-Mitchell J. took in his gudgment in
this case, and think that 1t was only to
such progressive diseases that the relevant
part of the definition of 'ingury' in the
Act could apply. But the word does not
stand alone; and I think, with respect,
that the application of par. (b) of the
definition cannot be confined as he suggest-
ed. Schizophrenia is according to the
evidence progressive in that 1% produces
delusions which may tend to become cnronic.
But in the present case the words
'aggravation' or 'exacerbation! are more
apt than tacceleration' to describe the
matters on which the case for the applicant
depends |"
The applicant here sought to distinguish the
Federal Broom case from the present because it was
a case involving disease as distinct from physical
ingury and also because the word relied upon at least
by Katto and Taylor JJ. was ""exacerbation" rather
than "aggravation", the former word not appearing in
the legislation in question here.
16.
If this case had erisen under the New South Wales
legislation there may have been more substance in the
first point of distinction relied upon. That is
because the words "aggravation", "acceleration",
"exacerbation" and "deterioration" are used in New South
Wales legislation only 1n relation to disease; they are
not used in relation to ingury, 1n the sense of physical
injury. We do not wish to express views upon whether
that circumstance would lead to a result different in
New South Wales where physical injury 18 involved from
that which would preva1l in the case of a disease.
It 1s unnecessary and undesirable that any view on that
question should be expressed by this Court, It 1s
sufficient to point out that the words of the legislation
here are different 1n thal the word "injury" is defined
expressly to include the aggravation, acceleration or
recurrence of any physical ingury. Subgect to what
needs to be said about the absence from the legislation
in question of the word "exacerbation", it would seem to
us that tne position in relation to physical ingury under
the legislation 1n question must be the same as it is
1n relation to disease. The Federal Broom case 1s
therefore, subject to the differences in the legislation,
17.
an authority which establishes that there may be an
exacerbation or an aggravation notwithstanding that
there 18 no cnange in the underlying pathology.
whether there 18 an exacerbation or an aggravation in
such a case will be a question of fact.
Wedo not consider that the absence of the word
"exacerbation" from the legislation in question is of
Significance. The primary meaning of "aggravate",
derived as it 1s from the latin root, 1s, according to the
Shorter Oxford English Dictionary, to put weight upon.
The primary meaning of the word "exacerbate", again
arising from its latin root, is to increase the smart
or bitterness of; to embitter. But a synomyn for
"exacerbate" is to aggravate and amongst tne meanings
of "exacerbation" 1s increase in severity of disease
or suffering. The secondary meaning of "aggravation"
15 an increasing, or being increased, in gravity or
seriousness. It also means the action of irritating.
Roget's Thesaurus says that the two words are synonymous.
It may be one thing to accord different shades of
meaning to the two words when they are used in guxta-
position in tne same statutory provision. It ais another
taing to regard then as having different meanings whea
considering a provision whicn includes one of them but
o v
18,
not the other. Inour opinion all that was said about
the word "exacerbate" in the Federal Broom case applies
with equal force in relation to the word "aggravate" in
the context in which 1t 1s used in the legislation here.
Notwithstanding what was said by Windeyer J. in
the Federal Broom case it may be true, as Kitto J. said,
that more is involved than the notion of a condition
being made worse in the sense of 1t producing more serious
symptoms. On the other handwe have difficulty ourselves
in perceiving why wnat Windeyer J. said was not an
accurate statement of the position. But if one accepts
the view of Kitto J. 1¢ is nevertheless true to say, when
one considers the whole of his gudgment, that there can
be cases where there will be an exacerbation ~ and thus
in ourview an aggravation - of a previously existing
ingury by activity which increases or precipitates pain.
Rubbing salt into a wound, the example taken by Kitto J.,
1s but an instance of this.
It does not follow in every case that a worker
with a pre-existing ingury, who carries out work and as a
result suffers pain,will have suffered an aggravation of
his ingury. A worker whose fractured leg 1s encased in
plaster will be unable to put 1% to the ground without
suffering pain and other disability. But that is not a
19.
case of aggravation. In such a case any incapacity for
work arises only by reason of the pre-existing injury.
The evidence earlier recounted shows this to be a very
different type of case. Thus each case must depend
upon its own facts. For present purposes it is enough
to say that pain brought on by work activity may con-
constitute an aggravation of a pre-existing injury even
though no pathological change takes place.
We would answer the second question by saying that
such pain may do so. We do not find at necessary to
answer the first question.
The answer to the second question which we have
proposed would in theory leave open the further question
of whether upon the evidence which it accepted the
Tribunal was entitled to reach its ultimate conclusion
that there was in fact an aggravation causing incapacity.
That is not a matter which is before this Court but it 1s
a matter which would have had to be considered by the
trial judge if it were not for the concession made by
counsel for the applicant that, 1f the questions were
answered as we have proposed they should be, it would
concede that the Tribunal was entitled to come to the
ultimate conclusion which 1t reached. Clearly, upon the
basis of the evidence in this case the concession was
rightly made.
20.
Before concludingwe should say that a great many
authorities were referred to us in the course of argu-
ment, Most of these were decided in relation to
legislation other than that in question here. We do
not regard any as bearing as directly upon the problem
as the Federal Broom case and we have not thought it
necessary to refer to them.
In the result we would propose that the questions
be answered as follows:
1. Unnecessary to answer.
2. Such pain may do so. Whether 1t does or not
will usually be a question of fact to be
decided by the Tribunel or Prescribed Court
whose decisions on questions of fact are not
the subject of appeal.
Prey
I certzfy that teis and Loe tweaty
ater ogarr 7 ceed ome cory of the
Hooremg 7 -. berern of thar Toncuns
Tut CLs eyattand Sheppard.
A CCE 4 Lb VA
|
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21.
IN THE FEDERAL COURT OF AUSTRALIA
AUSTRALIAN CAPITAL TERRITORY
DISTRICT REGISTRY No. 11 of 1980
GENERAL DIVISION
On Appeal from the Commonwealth
Employees' Compensation Tribunal
at Canberra
BETWEEN:
THE COMMONWEALTH OF AUSTRALIA
Applicant
AND:
KATHLEEN BEATTIE
Respondent
CORAM: Evatt, Sheppard and Kelly JJ.
REASONS FOR JUDGMENT
KELLY J. 3 July 1981
This matter comes before the Court on reference
from a single Judge (Sheppard, J.) of the Court pursuant to
the provisions of s.25(6) of the Federal Court of Australia
Act 1976 which provides that -
"The Court constituted by a single Judge sitting
in either Division may state any case or reserve
any question concerning a matter with respect to
which an appeal would lie From a judgment of the
Judge to a Full Court of the Court for the
consideration of a Full Court of the Court in
that Division and the Full Court has jurisdiction
to hear and determine the case or question."
-2-
The reference was made on an appeal by the Commonwealth of
Australia against a decision of a Commonwealth Employees'
Compensation Tribunal (the "Tribunal'') constituted under s.64
of the Compensation (Commonwealth Government Employees) Act
1971 (the "Act''t). As was pointed out by Northrop, J. in
Commonwealth of Australia v. Goodfellow, (1980) 31 A.L.R.
533, the Federal Court hearing such an appeal is exercising
original jurisdiction under the Federal Court of Australia Act
1976, a jurisdiction which is to be exercised by a single
Judge (ss.19 and 20).
Section 95(1) of the Act provides that -
"A party to a proceeding under the foregoing
provisions of this Part before a Compensation
Tribunal or a prescribed Court may, 1n such
Manner and within such time as is prescribed,
appeal, on a question of law only, to the
Federal Court of Australia from any decision
of the Compensation Tribunal, or any judgment
or order of the prescribed Court, as the case
may be, in that proceeding." (Emphasis mine).
On the reference, therefore, the Court can deal only with
the question of law and, no decision having been given by
Sheppard, J., becomes effectively the court of appeal from
the decision of the Tribunal.
The point of law arises from the following findings
of fact made by the Tribunal,
"(a) the respondent suffered a traction injury
to the nerves in the groin region in
July 1978 in circumstances which were
not compensable;
(b) her work in the Plumbing Inspector's Office
and on the courier run brought on pain at
the time but did no pathological harm;
(c) similarly, her work on 2nd November brought
on pain at the time but did not aggravate
the underlying pathology resulting from her
injury in July 1978,
(d}) since 3rd November 1978 she has not worked
under the certificates of total incapacity
from legally qualified medical practitioners
and has been totally 1ncapacitated from work;"
The Tribunal made further findings of fact but these do not
appear to be relevant to the questions of law posed.
The questions of law referred to the Court (an
substance those raised in the Notice of Appeal because of
the requirement in 0.57, r.4(1l)) were -
"1. Does pain doing no pathological harm
constitute an injury within the
meaning of the Compensation (Commonwealth
Government Employees) Act 1971?
2. Does pain doing no pathological harm
constitute an aggravation of a pre-
existing injury caused in non-compensable
circumstances within the meaning of the
Act?"
The form of the questions seems to me to have
been dictated by the findings made by the Tribunal. Subject
to what I propose to say hereafter, I understand the second
question at least to ask whether incapacitating pain which
arose out of or in the course of the Respondent's employment
by the Commonwealth, which followed and was basically due
to a non-compensable injury and which had no effect on the
basic pathological condition brought about by that injury
constituted an injury (in its extended sense) within the
meaning of the Act.
The Respondent gave evidence accepted by the
Tribunal that on a day in July 1978 (it was probably 13 July)
while she was on a week's leave from her employment she was
helping her husband lift a trunk when she felt a tearing pain
in the groin and stomach area. When her leave ended she
returned to work although she was still suffering pain as
a result of the injury. She consulted a doctor who on 7 August
1978 certified that he was treating her for torn ligaments
-4-
in the lower abdomen and upper thigh and that it was imperative
that she should not be lifting heavy weights and walking
significant distances. The same-doctor, Dr. Armstrong,
certified on 9 August 1978 that the Respondent was suffering
from "musculo ligamentous injuries" and would be unable to
attend her normal occupation from 10 August 1978 to 25 August
1978. She took a fortnight's sick leave on that account
followed by a further week's leave for an unrelated condition.
She returned to work but it was found on adequate evidence
that her duties caused her pain. Specifically her duties
as a courier which required her to walk up and down stairs
and carry fairly heavy suitcases caused her pain in the
injured area. Additionally, the other principal duty in
which she was engaged until she ceased work caused her pain.
That duty required her on at least several occasions during
each day to leave her seated position, go to filing cabinets
after taking inquiries and pull out and push back heavy
drawers containing files and plans. The drawers were awkward
to handle and handling them led to strain.
There was much medical evidence before the Tribunal.
The Tribunal did not accept the diagnosis of Dr. Mann, an
experienced surgeon, but of his evidence he said,
"Dr. Mann, who formed the view that the respondent
was a very honest person, asked her how she felt
the morning after having worked and had pain and
whether the respondent felt that she was any worse
off on Tuesday morning than she was on the Monday
morning; she said that she was not. His view was
that the work brought on pain but no permanent
change to the respondent's physical condition.
--- Dr. Mann is not in disagreement with Dr. Roebuck
as to the effects of the work on the pre-existing
injury."
The Tribunal found the medical facts in accordance
with the evidence of Dr. Roebuck, an orthopaedic surgeon.
Dr. Roebuck thought that the Respondent sustained a traction
injury of the nerves 1n the groin region. Asked what effect
the Respondent's walking considerable distances, lifting
heavy objects and pushing heavy cabinets would have on her,
he replied that he thought it would probably make the traction
injury worse. He explained this by saying that, when one
strains,the muscles of the groin tighten so that the muscles
pull on the nerves which run through them. This, he said,
would result in more pain and perhaps in weakness or "pins
and needles". He did not think that the Respondent's activities
described above would cause a deterioration in the condition
but thought that "it would have been aggravated", He did not
think those activities would cause further damage to the
nerves, believing that the maximum damage was done them on
13 July 1978. He said that it took a fair degree of force
to stretch them in the first place and it was hard to see
how anything short of an actual further injury would have
stretched them any more. He did not believe the activities
described would do that but agreed that 1f a drawer were
being pulled out, stuck and required a sudden extra tug such
a tug could conceivably cause additional injury.
Dr. Roebuck's evidence was summarised in the
following passage:-
"Would continual strain on that area cause
continua] irritation? --- No, what I am
trying to say is that, first of all, when she
injured 1t, she obviously tore some tissues,
had some bleeding into the area and that all
became scarred up and that 1s what caused the
trouble. Now, if further injuries caused
further bleeding and further scarring, then 1t
would have caused deterioration, but that would
have to be sufficient of an injury to cause
something to bleed, and that 1s a fairly severe
injury which 1s why I said voluntary actions
would not have made it worse, although it could
have aggravated 1t. It would have to be something
that caused bleeding to cause further scarring.
-6-
So in summary you are saying that her work would
have aggravated the symptoms? --- Yes, but not
the condition.
But not the condition? --- Yes.
I think vou said it was - correct me if I am
wrong - that it was possible in a situation where
a drawer stuck that ---? --- Yes, it would have
to be a sudden fairly severe strain, not one
caused by voluntary lifting and things like that.
It would have to be sudden and a heavy drawer
sticking could do that sort of thing.
I know this is going to be difficult too, but
are you able to say whether it 1s possible or
probable that that ---? --- I would say possible.
Did you notice anything at all to indicate that
there was further scarring in the area at a time
different from ---? --- Whether there had been
more than one episode of scarring?
Yes? --- No, that is impossible to say."
"By aggravation of the condition I mean aggravation
of the symptoms arising from the condition more
than the condition itself, and that aggravation
occurred by straining which made her pain worse.
So when you are mentioning aggravation, you are
talking about the symptoms not the pathology of
the thing? --- Yes.
If an aggravation did occur at work on, say, the
last day she worked, 2 November, from pulling a
drawer out, if an aggravation occurred, would
she have been aware of the aggravation at that
stage? --- I would imagine so, yes.
I think you said it had to be quite a severe
incident? --- Yes, it would have to be - by severe,
I did not mean necessarily falling off a building
- sufficient violence - involved in the instrument -
sufficient violence for it to cause bleeding in
her groin, and that is something that one notices.
So she would have been immediately aware? --- Not
necessarily immediately but pretty soon afterwards.
Pretty soon afterwards. Would she have been able
to work the rest of the day? --- Oh, yes, that is
conceivable. Yes, she could have done that. She
mav have started off some bleeding which then
continued over the next 24, 48 hours until 1t became
sufficient tension to make it too painful for her
to continue. Bleeding does not always necessarily
occur suddenly.
-7-
So she may not have been aware by the end of that
day that she had suffered ---? --- No, she may not
have been aware of it, but I would think that she
would be aware that something was wrong by the
end of that day, but I.do not think that she would
necessarily be seriously incapacitated until
necessarily the day after or the day after that.
You say that this could conceivably have caused
an aggravation, an event such as this, pulling
a drawer? --- Yes.
Presumably something unforeseen has got to happen
as well? --- Yes, that is right."
It is instructive to compare the evidence of
Dr. Roebuck concerning a possible further injury with the
evidence given by the Respondent concerning the events of
2 November 1978, when her incapacity evidently commenced.
She detailed the events of a busy day involving a good deal
of physical effort. Her evidence went on:-
"Did you suffer the burning sensation that you
referred to before? --- Yes, I did.
Was that to the same or lesser or greater degree?
~-- It was greater.
And did you notice any tearing sensation at all?
--- I felt something was giving on me, as though
I was being stretched to the limits.
Did you feel anything tear? --- I would have to say
it was a type of tearing sensation.
And you felt that specifically? --- Over a period
of about half an hour, possibly 1t was a particularly
busy half hour and because I was constantly going,
I just sort of felt everything was collapsing on me.
Whereabouts did you feel that tearing sensation?
--- In the area of the original injury, down in the
groin area.
And can you recall whether that tearing was in the
late afternoon, mid-afternoon or any specific time?
~-- No specific time, I suspect - I think it was an
aggravation, no, it was an irritation that possibly
started from when I started there in the morning
after being to the physiotherapist, and as the
workload increased over the day, so did this
sensation of this giving, tearing type of effect
increase.
Did that limit your movement at all? --- Yes.
In what manner did it interfere with your movement?
--~ It slowed me down, and I was very careful, I
was walking slower, and when I was pulling the
drawers and things out I was just watching precisely
what I was doing in case something else sort of
went on me. .
When you walked did you find that you suffered pain?
--- Yes.
With each step that you took? --- With each step
that I took.
And this was a greater pain than you had sustained
initially? --- Yes.
By initially I mean in July 1978? --- It would have
been at the same extent. The original injury was
a very painful injury.
Did you notice any other difficulty in movement
after 2 November? --- Yes, 1t took a long while
for that to ease off again."
"You mentioned that you had to sit up half the night,
or you were kept awake most of the night? --- Yes.
Did you have to sit up in bed? --- I was sitting up
and laying down and sitting up and laying down,
trying to get some relief.
Were you able to get any relief? --- No.
And was this unusual? --- Yes.
Was that the first time it had happened? --- To any
great extent. A couple of times previously after
I had had a busy day in the office I had uncomfortable
nights.
But was this exceptional? --- This was exceptional.
It had not in effect happened before? --- No, not
to that extent.
You saw your general practitioner on the next day,
3 November? --- That is right."
In the light of the evidence, the Tribunal's second
finding set out above must be taken to mean, in my opinion,
that the work carried out by the Respondent in the Plumbing
Inspector's Office and on the courier run so operated upon the
physical condition resulting from the injury which occurred
in July 1978 as to cause pain. That pain did not cause her
any incapacity disabling her from work except, perhaps,
-9-
for the first two weeks of the three referred to above in
respect of which no claim for compensation seems to have
been made. It seems to me, therefore, that the relevant part
of the determination by the Tribunal is paragraph (a) which
states that
"The Resnondent suffered an injury arising out
of her employment with the Commonwealth between
July and 3 November 1978."
"Injury" is defined in s.5 of the Act to mean "any
physical or mental injury and includes the aggravation,
acceleration or recurrence of any physical or mental injury".
The remainder of the definition is irrelevant for the purposes
of this case. It is provided by s.27(1) of the Act that if
personal injury arising out of or in the course of the employmen
of an employee by the Commonwealth 1s caused to the employee,
the Commonwealth is, subject to the Act, liable to pay compen-
sation in respect of that injury in accordance with the Act, The
injury must result in partial or total incapacity (ss.45 and
45 of the Act). It is to be noted that the definition of
"injury" in s.4(1) of the Commonwealth Employees' Compensation
Act 1930 is relevantly very much the same as the definition of
"injury' being considered in this case, the phrase "any
physical or mental injury" having been substituted for the
phrase "a pre-existing injury'' in the earlier enactment.
It was contended on behalf of the Appellant that
neither the pain suffered between the Respondent's return to
work in July 1978 and 1 November 1978 nor the pain suffered
by her on 2 November 1978 was an aggravation of any physical
or mental injury, being simply the incapacitating consequences
of the injury which had occurred at home and not a consequence
due in any way to the Respondent's employment. In effect the
contention adopted what Windever, J., said in Commissioner for
~10-
Railways v. Harradine, (1961) 106 C.L.R. 71, at p.80,
"... when a man who is in fact suffering from an
ailment finds upon trying to work that he is unable
to do so, he does not suffer an injury arising out
of his employment: an incapacity for work arising
from his ailment has merely become manifest."
In respect of the pain prior to 2 November 1978 there
seems to have been no incapacity except, perhaps, for the
period from 10 August 1978 to 25 August 1978 in respect of
which, as indicated earlier, no claim for compensation seems
to have been made. There was, therefore, no effective issue
before the Tribunal concerning that pain. Following well-
established principle, the Court should not answer what amounts
to a hypothetical question. What happened on 2 November 1978,
resulting as it did in incapacity, is in different case. In
the light of the definition of "injury" coupled with the fact
that, as the evidence shows, conditions of employment gave rise
to the incapacitating pain, there is, I think, no warrant for
saying that there was no aggravation of the existing physical
injury.
The primary concern is with the word "aggravation".
In my opinion the proper meaning to be attributed to that word
in the context of the Act is to be found with the guidance of
what Kitto, J., said, Taylor and Owen, JJ., concurring, in
Federal Broom Co. Pty. Ltd. v. Semlitch, (1964) 110 C.L.R. 626
at p.634. He was referring to different legislation, the
Workers' Compensation Act, 1926-1960 (N.S.W.) which in s.6(1)
used the four words "aggravation, acceleration, exacerbation or
deterioration" with reference to disease. His Honour found
that in the circumstances he was considering the word
"exacerbation" was the critical word.
In the Concise Oxford Dictionary, 6th Edn. (1976),
the principal meaning of the word "exacerbate" is "(to)
-ll1-
aggravate (pain, disease, anger)"', while the principal meaning
of the word "aggravate" is given as "(to) increase gravity of
(allness, offence, etc.)". Webster's New 20th Century Dictionar
2nd Edn., gives as the meaning of "exacerbate" "to make more
intense or sharp, to aggravate (disease, pain, annoyance, etc.)"
while it defines "aggravate" as ''to make heavy, to make worse,
more severe or less tolerable". The Oxford English Dictionary
defines the word "aggravate" used "of things evil" as "to
increase the gravity of, to make more grievous or burdensome;
to make worse, intensify, exacerbate". It defines "exacerbate"
as meaning ''to increase the smart of (a pain), the virulence of
(disease); to embitter, aggravate".
It is clear, therefore, in my opinion, that in the
context being considered, one may use the word "aggravate" as
a synonym for the word "exacerbate", and this in accordance with
normal English usage. Due consideration has to be given, I
think, to the fact that the word "aggravate" is more comprehensii
in its meanings than is the word "exacerbate''. Reference to
their basic Latin roots, "gravis" and "acer" and their primary
meanings of "heavy or weighty" and "sharp", helps to point up
accurately the difference between the two words.
The ordinary usage of the word "aggravate" is, in my
opinion, well illustrated in the evidence given in this case.
When the Respondent was asked what she said to her superior
officer, she replied, "that I was finding that the work was
aggravating my injury". That was the first use of the word in
the evidence and it seems to me to have been used perfectly
normally and naturally. Dr. Mann seems to have taken the view
that in the medical sense aggravation represented a permanent
change in a patient's condition but Dr. Roebuck used the word
in 1ts ordinary sense as, for example, when he said,
"IT said voluntary actions would not have made
ut worse, although 1t could have aggravated 1t"
-12-
and, again,
"By aggravation of the condition I mean
aggravation of the symptoms arising from
the condition more than the condition itself,
and that aggravation occurred by straining
which made her pain worse."
In Federal Broom Co. Pty. Ltd. v. Semlitch, (supra),
at p.634, Kitto, J., said,
"The four substantives are not synonymous with
each other, and a court should assume that it
is for the differing shades of meaning of which
they are susceptible that the draftsman has
chosen to employ them all. They are not all
given their true force by asking simply whether
the disease has been made worse. Moffitt J.
placed at least some of his emphasis upon the
word "exacerbation", and it seems to ne that
that word is the critical word for this case.
As applied to a disease it is properly used
to refer to effects which the disease produces
in the victim rather than to the advance of the
disease itself to a more serious stage of its
development. "A temporary increase in the
violence of the symptoms of a disease" is the
medical sense of the word according to Funk
and Wagnall's Standard English Dictionary. In
the Oxford English Dictionary may be found
illustrations of the use of the word as referring
to particular manifestations of a diseased
condition. It is not a technical word, reauiring
scientific explication or application. It is an
ordinary English word to be applied by the Court
to the proved facts. Once it was established,
as it was established beyond question before the
Commission by the evidence of the psychiatrists
who were called, that the incident of lst December
1960 acted upon a pre-existing condition of
mental illness (a disease) to produce a delusion
causing incapacity for work, the respondent had
made a clear case of exacerbation of her mental
disease, according to the ordinary meaning of
the word. Moffitt J. was right, I think, in
saying: "There is an exacerbation of a disease
where the experience of the disease by the patient
is increased or intensified by an increase or
intensifying of symptoms. The word is directed
to the individual and the effect of the disease
upon him rather than being concerned with the
underlying mechanism". Accordingly if salt be
applied to an open wound, making the wound no
worse but causing 1t to smart as it had not
smarted before, 1t is proper to say that there 1s
an exacerbation of the wound."
Using the ordinary meaning of the word "aggravation",
it seems to me to be entirely proper and accurate to say,
adapting the words of "Noffitt, J., (as he then was) auoted
-13-
with approval by Kitto, J.,
"There is an (aggravation) of an (injury) where
experience of the (injury) by the patient is
increased or intensified by an increase or
intensifying of symptoms. The word is directed
to the individual and the effect of the (injury)
upon him rather than being concerned with the
underlying mechanisn."
On that view, it is therefore proper to say that when the
Respondent suffered incapacitating pain there was an
aggravation of her pre-existing injury.
I turn again to the questions posed. Extending
their terms with the assistance of the definition of "injury"
under s.6 of the Act and the provisions of ss.27, 45 and 46
of the Act, they can be put in the following form:
1. Does pain doing no pathological harm but causing
incapacity constitute personal injury arising
out of or in the course of employment within the
meaning of the Act?
2. Does pain, incapacitating but doing no pathological
harm, caused by aggravation arising out of or in
the course of the employment of an employee by the
Commonwealth of a pre-existing injury caused in non-
compensable circumstances constitute personal injury
arising out of or in the course of employment within
the meaning of the Act?
When that is done it is difficult to attribute in the context
any relevant meaning to the first question. There was no
suggestion that any pain from which the Respondent suffered
was the direct result of work-caused injury. It might be
described neutrally as the manifestation of symptoms brought
on by the conditions of employment acting upon a pre-existing
injury but there was no claim that the pain suffered could have
arisen other than in relation to that injury. Accordingly,
the question deals with a non-existent problem and it is
unnecessary to answer 1t.
I would answer the second question, understood in
the extended way just set out or, preferably, in the extended
-l4-
form set out earlier in this judgment, in the affirmative.
As to the period of incapacity connencing on
2 November 1978, I think that there is a strong likelihood
that a false issue has been raised by the findings made by
the Tribunal. When one looks closely at all the medical
evidence and in particular that of Dr. Roebuck quoted at
length above together with the evidence of the Respondent
concerning what happened on 2 November 1978, it is, in my
opinion, hard to escape from the conclusion that on the
balance of probabilities the Respondent suffered on that
day an aggravation of the pre-existing injury such that the
pathology of that injury was worsened.
But this Court, I think, is bound by the facts
found by the Tribunal and, limited as it is to consideration
of the questions of law only, should not substitute its own
view of the factsfor that of the Tribunal.
I would remit the questions asked to the learned
Judge at first instance with this expression of opinion
and reserve the costs of the reference to this Court for
that learned Judge.
I certify that this and the 73
preceding pages are a true copy of the
Reasons for Judgment herein of his Honour
Mr. Justice Ke ty
Associata
lDatedt 27-6-9%/ Mir "ike