Perkins, Lyle John v Cuthill, William John & Ors [1981] FCA 92
Federal Court of Australia
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CATCHWORDS
Administrative law - appea) against dismissej by Disciplinary
ications
Appeal Buard of appeal against demotion under Telecomm
Act - neture of statutory power conferred by s.61(1}) of Act -
application for judicial review - effect of Queensland AcE that
"conviction ... deemed not to be a conviction" - board misteken
as tu vfifences of which convicted - having regard to "ature of
offences - meaning of "nature"
,
Rules of natural justice - board "asking itse]£ the wrens
question® - board deciding on e basis never put to ir and
failang ty give applicant opportunity to disabuce them - beard
failing to take intu account relevant considerations - beard
SIOnS
actung on irrelevant considerations - Administrative Dc
(dedicial Review) Act 1977 s.5, s.15(1) ~ Telecommunicativre Act
1975 s.6l(1), s.61(2)(a), s.62(86) - Offenders Probation end
Parule Zct 1959 (Queensland) s.8, $.19
LYLE JOHN PERKINS v. WILLIAM JOHN CUTHILL and uthers
'
(No. VG 67 of 1981)
: KEELY Jd.
Coram
Plece: Melbourne
Date: 2 July 1981
ue wn ere wee Heme eRe
IN THE FEDERAL COURT OF AUSTRALTA
VICTORIA DISTRICT REGISTRY No. VG 67 of 1981
GENERAL DIVISION
wwe ew
BETWEEN: LYLE JOHN PERKINS
Applicant
AND: WILLIAM JOHN CUTHILL,
KENNETH VINCENT LOUGENAN,
DESMOND JOHN LCVELOCK end
AUSTRALIAN TRLECOMMUNT CATIONS
2 COMMISSION
Respondents
JUDCE MAKING ORDER: KEELY J.
DATE OF ORDER: 2 July 1982
WHERE MADE: Melbourne
THE COURT ORDERS THAT:
1. The decision of the Disciplinary Appeal Boaré@, given on
12 March 1981, is quashed with -effect from and including the
date on which it was made.
2. The fourth respondent, the Australian Telecommunications
Commission, is directed to arrange for a disciplinary apreal
board under s.63 of the Telecommunications Act 1975, constituted
by a different chairman and different members from the first,
second and third respondents, to hear and determine the
applicant's appeal from the decision by the delegate of the
Australian Telecommunications Commission, dated 9 December 1980.
3. It is declared that the decision of the said delegate has
not taken effect and does not take effect unless the applicant's
Ce Stet at
we nee ak ee ee ee RE OFT E OEETE F ear re.
aetna
or
appeal therefrom lapses or is withdrawn or a differently
constituted disciplinary appeal board confirms, either with of
without a variation, that decision.
4. The fourth respondent is directed to pay to the applicent
an amount, after proper allowance for income tax, egual to the
difference between -
(a) the salary he would have received as a Senior Technical
Officer Grade 3; and
(b) the salary he has in"fact received as a Senior Technical
Officer Grade l,
in respect of cach pay day from 12 March 1981 to the first vay
day when his salary as a Senior Technical Officer Grade 3 is
restored.
5. Liberty to apply is reserved to each party.
6. The fourth respondent is directed to pay the costs of the
applicant which, in default of agreement, shall he taxed.
pe a
a kaw i rk te ee ea Oe etm ee es
IN THE FEDERAL COURT OF AUSTRALIA
VICTORIA DISTRICT REGISTRY No. VG 67 of 1981
ddd
GENERAL DIVISION
BETWEEN
C3
LYLE JOHN PERKINS
Applicant
AND: WILLIAM JOHN CUTOILL,
FENNETH VINCENS LOUGHNAN,
AUSTRALIAN TELECOMMUNICATIONS
7 COMMISSION
Respondents
REASONS FOR JUDGMENT
2 July 1981 KEELY J.
This is an application to the court under the
Administrative Decisions (Judi¢dial Review) Act 1977 (the
Judicial Review Act) by Lyle John Perkins (the applicant) for an
order of review in respect of a decision of a Disciplinary
Appeal Board (the. board) constituted under s.63 of the
Telecommunications Act 1975 (the Telecommunications Act). The
first, second and third respondents are the chairman and members
of the board. The applicant is an officer of the fourth
respondent, the Australian Telecommunications Commission (the
commission).
Mr F. Callawey cf counsel appeared on bebalf of the
Teh ee
tea arses OA lke ae i
ee ne re pare
om
applicant and Mr M. Black Q.C. appeared with Dr P. Buchenan of
counsel for all the respondents but did not present any argument
to the court on behalf of the first, second and third
respondents.
The board's deciston on 12 March 1981 dismissed an appeal
by the applicant against a decision made on 9 December 1980 by a
delegate of the commission who had been appointed under s.33 of
the Telecommunications Act. "The delegate decided under s.61(1)
of that Act that the applicant should "be transferred to a
positisun of a lower classification, namely Senior Technical
Officer Grade 1 $17,003 ~ $17,852, Design Standards Branch,
Buildings Sub-Division, Services Division, Engineering
Department, with effect from 15th December, 1980". He also
determined that the applicant should "be paid at the maximum
Salary of $17,852". The applicant's soelary as a Senior
Technical Officer Grade 3 immediately before the delegate's
decision was $20,994 per annum.
Section 62 of the Telecommunications Act included the
following provisions:
"62. (1) An officer may appeal to a Disciplinary
Appeal Board-
(b) against a decision made with respect to him
by the Commission under sub-section 61 (1).
- ome
| ens
- ow
at ee wee we eee - - - ee - ee ene ade
3.
(3) In the hearing of an appeal under this
section, the Disciplinary Appeal Board mey take
evidence on oath or affirmation.
(4) Tne regulations may prescribe the manner in
which, and the time within which, appeals may be
made under this section and the manner in which the
hearing of appeals su made shall be conducted and
may include provision for or in relation to the
summoning of witnesses, the production of
documents, the taking of evidence on oath ofr
affirmation and the administering of oaths and
affirmations,
(5) A Disciplinary Appeal Board shall hear each
appeal submitted to it under sub-section (1) and
May confirm, vary or set aside the direction or
decision against which the appeal is made.
(6) Where an officer appeals under sub-section
()) against a direction or decision on the ground
that the action to be taken tn eccordance with that
direction or @ecision is excessively severe,
evidence mzy be given on the hearing of the appeal-
(c) of matters relating to the previous
employment history and gcneral character of
the appellant.
(8) A Disciplinary Appeal Board shall give
reasons, in writing, for its decision on an appeal.
(9) The Commission shell teke such action as is
necessary to give effect to the decision of a
Disciplinary Appeal Board."
. The board's decision under s.62(5) was in the terms set
out below, save that the words "punishment" (appearing three
times) and "penalty" (appearing twice), which were not
undeclined in the board's decision, have been underlined here
for ease of reference in considering the grounds advanced by the
applicant.
opie 6
we wae
"TELECOMMUNICATIONS ACT 1975
Proceedings of Appeal Board constituted under
Section 63 sitting at Melbourne on the twelfth day
of March 1981 to consider an appeal by Lyle John
Perkins, a Senior Technical Officer Grade 3,
employed in The Commission stationed at Clayton,
against a punishment inflicted upon him by John
Patrick Ahern, Delegate of the Australian
Telecommunications Commission at Melboucne.
The charge was as follows :
That on 6 August, 1980 at Southport in the State of
Queensland, he was convicted on charges of
(a) Unlawful detention of a female Megan
Elizabeth Marwede egainst her will;
(b) Unlawful detention of a female Rosalie Ann
Ashley against her will;
(c) Aggravated assault on a female;
and was released on probation for a period ot three
years.
The punishment inflicted was reduction to the
office of Senior Technical Officer Grade l.
t
The ground of this appeal iis :
Excessive severity of the punishment.
Mr J. Fuller of the Commonwealth Crown Solicitor's
Office conducted the case on behalf of the
Australian Telecommunications Commission.
Mr K. Fothergill of ATEA (Australian Telecommuni-
cations Employees' Association) conducted the case
for the appellant.
The Appeal Board dismissed the appeal and confirmed
the penalty imposed by the Delegate.
In accordance with the requirements of sub-section
(8) vf Section 62, reasons for the decision were :
The Board considered that the offences
perpetrated by the appellant in Queensland of
abducting two yound women vere so serious
5.
that he was very fortunate in not being
sentenced to a term of imprisonment. The
very nature of the offences would cause him
to be held in contempt by his fellow officers
in the Commission.
The Board gave serious thought to the penalty
of dismissal having been available to the
Delegate who, in his wisdom, decided that the
Commission should retain the services of the
appellant but to reduce him from the position
of Senior Technical Officer Grade 3 to Senior
Technical Officer Grade l. Tn this regard,
we felt that the Deleqate nad extended to him
the utmost leniency and we fully supported
his decision. It would not be appropriate
for him to have*under his direction staff who
might hold nim in contempt when they became
informed of the occurrence in Queensland.
Dated this twelfth dey of March 1981.
(signed) Chairman
(signed) Member
(signed) Member"
The application to the court was brought under s.5 vf the
~ Judicial Review Act and it is common ground that the board's
decision 1s a decision to which that Act applies. In Hamblin v.
Peter Duffy and others (judgment delivered 15/4/1981 - not yet
reported) the role of this court under that Act was described by
Lockhart J. as follows: °
"Judicial review by this Court under the Judiciel
Review Act does not enable the Court to substitute
its own decision for that of the person or body
whose action is challenged. The question for the
Court generally is whether the action is lewful in
the sense that it is within the power conferred on
the relevant minister, cfficial or statutory body;
or that the prescribed procedures have been
followed; or that the general rules of law,
including adherence to the principles of natural
justice, have been observed, The Court is
emvowered to enjoin ection or to quash a decision
we eee ree ee _ wo ws. -- ' ~~ sae
of the
it finds unlawful and to direct action to be taken
in accordance with law."
The applicant relied upon the grounds referred to un each
following provisions 1n s.5 of the Judicial Review Act:
"5. (1) A persun who 1s aggrieved by a decision to
which this Act applies that is made after the
commencement of this Act may epply to the Court for
en order of review in respect of the decision on
any one or more of the following grounds:
?
(a) that a breach of the rules of natural justice
occurred in connection with the making of the
decision;
(c) that the person who purported to make the
Gecision did not have jurisdiction to make
the decision;
(d) that the decision was not authorized by the
enactment in pursuance of which it was
purported to be made;
{e) that the making of _the decision was an
improper exercise of the power conferred by
the enactment in pursuance of which it was
purported to be made;
(f) that the decision involved an error of law,
whether or not the error eppears on the
record of the decision;
(nh) that there was no evidence or ether material
to justify the making of the decision;
(J) that the decision was otherwise contrary to
law.
(2) The reference in paragraph (1)(e) to an
impruper exercise of a power shall be construed as
including a reference to-
(a) taking an irrelevant consideration into
account in the exercise of a power:
kee ER
(b) failing to take a relevant consideration into
account in the exercise of a power;
(c) an exercise of a power for a purpose other
than a purpose for which the power is
conferred;
(g) an exercise of a power that is so
unreasonable that no reasonable persen covld
have so exercised the power;
(j) any other exereise of a power in a way that
constitutes abuse of the power.
(3) The ground specified in paragraph (1)(h) shali
not be taken to be made out unless-
(a) the perscn who made the decision wes required
by law to reach that decision only if a
particular matter was established, anc there
was no evidence or other material (including
facts of which he was entitled te take
notice) from which he could reasonably be
satisfied that the matter was established; or
(b}) the person who made the decision based the
decision on the existence of a particular
fact, and that fact did noc exist."
The applicant on 25 August 1980 in the Magistrates Court
at Southport, Queensland, pleaded guilty to three cherges
(referred to more "fully later) and was cunvicted of each
offence. With his consent the applicant was ad@unitted to
probation requiring him to be under the supervision of a
probation officer for a period of three vears on certain
conditions, including conditions that he abstain from violation
of the law, that he cerry out the lawful instructions of the
probation officer and that he "undergo such wedical examination
mete OL Btw te tet te ae ane eee ee te
or examinations as required by (your) probation officer and
submit to such treatment considered necessary as a result
thereof". The probation order was made under s.8(1) of the
Queensland Offenders Probation and Parole Act of 1959, as
amended by Act No. 7 of 1968 and Act No. 28 of 1974, (the
Queensland Act) which provided that:
"Where any person is convicted by ... any
Magistrates Court of any offence punishable by ea
term of imprisonment ... and the Court is of
opinion that having regard to the circumstances
inclug@ing the nature of the offence end the
character and personal history (inclusive of home
surruundings and other environment) of the offender
it is expedient to do so, the Court may instead of
sentencing him make an order requiring him to be
under the supervision of a probation officer for
such period, being not less than six months and not
more than three years, as is specified in the
order."
Crounds 1 and 2 of the application may be conveniently
taken together. They are as follows:
"i. The decision was based on the Applicant's
having been convicted on certain charges in
August, 1980 at Southport in the State of
Queensland and having been released on
probation for a period of three years,
whereas the Applicant had not been convicted
at all within the meaning of sub-section
61(]) of the Telecommunications Act 1975.
2. The decision was based on the Applicant's
having been convicted and released as
aforesaid, whereas section 19 of ''The
Offenders Probation and Parole Act of 1959'
of the State of Queensland as amended
provides that, subject to immaterial
exceptions, a conviction for an offence in
respect of which a probation order is made 7
shall be deemed not to be a conviction for
~ 4°
any purpose."
Section 19 of the Queensland Act provided as follows:
+e. Except as hereinafter provided a conviction
for an offence in respect of which a probation
order is made under this Act or under a law of
another State or a Territory corresponding to
Division 1 of Part IV shell be deemed not to be a
conviction for any purpose (including, without
limiting the generality of the foregoing, the
purposes of any enactment imposing or authorising
'or requiring the impogition of any disqualification
or disability on convicted persons) excent in
relation to - ..." (certain metters not presently
material)
Section 61(1) of the Teiecommunications Act provided as
follows:
"61. (1) Where a court convicts an officer on a
charge for an offence referred to in paragraph 59
(1){a) or a court, without recording a conviction,
finds that an officer has committed such an offence
and the Commission, after giving the officer an
Opportunity to furnish to it, un writing, any
explanation that he desires to make in relation to
the offence, is of the opinion that, having regard
to the nature and circumstances vf the offence and
the nature of the duties of the officer, the
interests of the Commission justify it in su doing,
the Commission may counsel the officer or may
decide to-
(a) transfer the officer to another position,
whether at the same or a different ljccality,
being a position tor which he is qualified
and which has the same classification as, of
a lower classification then, the position
held by the officer, and determine the
Salary, within the salary range of the
position, that is to be paid to the officer;
or
(b) dismiss the officer from the Service."
a
av nC eae
10.
As Mr Black pointed out, before the court may make a
probation order under s.8(1) of the Queensland Act, it is
necessary for the person to have been convicted. I accept his
submission that in s.61(1) of the Telecommunications Act the
words "where a court convicts an officer on a charge for an
offence ..." are referring simply to an event that has occurred
as a Matter of historical f4ct. The commission (and on appeal
the board) has power to act under s.61(1) when, after examining
what has happened in fact, it can be fairly said to fall within
the category of case where either "a court convicts an officer
see" of "a court, without recording a conviction, finds that an
officer has committed such an offence".
The power is not conferred, of course, in respect of an
officer who has been found not guilty by a court but, equally
Piainly, the legislative intention wes that the powers were to
be exercisable in respect of a wider class of officers than
those who had been convicted. The cless was to include an
officer in respect of whom the court had made a finding that he
had committed such an offence, notwithstanding that the court
had decided not to record a conviction. In my opinion, the
legislative intention was that the powers be conferred on the
commission in respect of an officer who had been convicted of
such an cffence and who had then been made the subject of a
probation order - notwithstanding the existence of State
ee ee ee
ll.
legislation, such as s.19 of the Queensland Act, that in such a
case "a conviction ... shall be deemed not to be a conviction
for any purpose". Having regard to the conclusion which I have
expressed, it is not necessary for me to deal with the
alternative contention advanced by the commicsion that "in the
proceedings before the Board the Applicant accepted that he had
been convicted of the charges heard by the Magistrates' Court at
Southport and is now precluded from raising grounds 1 and 2 of
the Application herein".
Grounds 3 and 4 of the application may also be
conveniently taken together. They read as follows:
"3. The decision was based on the Applicant's
having been convicted as aforesaid on two
charges of unlawful detention of a female
egainst her will and one charge of aggravated
assault on a female, whereas the charges were
in fact two charges of being a vagrant for
that the Applicant, with untent unlawfully to
detain a female against her will, had a
firearm.in his possession and one charge of
unlawful assault, being an assault of an
aggravated nature in that the victim was a
female.
4. The decision was based on the Board's
consideration that two of the offences
perpetrated by the Applicant in Queensland
were offences vf abducting two young women,
whereas those offences were as set out in
Paragraph 3."
The facts set out in these two grounds were not disputed.
As set out in ground 3, the board in its decision was wrong in
its description of each of the three charges. The chairman of
the board told the perties at the outset that "we already have a
12.
full copy of the brief and we have read the whole lot through"
and later said "my colleegues and I have read the file through
from beginning to end and we are quite familiar with what ts in
it", Unfortunately for the applicant, the board, instead of
being "quite familiar with what is in it", was mistaken as to
each of the three charges. Further, it was wrong not only in
setting out, in the early part of the decision, what the charges
were but also when, in giving written reasons for its decision
on the appeal, it wrongly réferred to "the offences perpetrated
by the appellant in Queensland of abducting two young women".
No such charges had been laid against the applicant.
Mr Black and Dr Buchanan put everything that could be put
in defence of the board's decision, They submitted that:
"The words ... were not vsed in the decision as
legal terms vf ert but generally and we say aptly
descriptive of what had been dune. The nature and
circumstances of the offences ... do not alter
according to what they might be called."
I am not prepared to 'uphold tnat submission. The statute
provides that a person shall net be appointed to be the Chairman
of a disciplinary appeal board unless he is or has been a
Magistrate or is a barrister or solicitor of not less than 5
years -standing. Further, s.62(8) requires that such a board
"Shall give reasons, in writing, for its decision on an appeal".
It is important that the reasons be carefully prepared and that
they fully explein the board's reasoning process. In my opinion
ees
oe were ese
13.
the reasons given by the board fell far short of fulfilling that
statutory requirement.
That section appeared in the Telecommunications Act when
it was enacted in 1975. Decisions by a board are decisions to
which the Judicial Review Act, which came into operation on 1
October 1980, applies and it is now even more important that a
disciplinary appeal board fully comply witn the duty to give
reasons. In Donovan v. Edwards [1922] V.L.R. 87 at p.88 Trvine
C.J. said:
"In the exercise of their judicial functions
justices are not exempt from the ¢€duty which
attaches to every judicial officer to state to the '
best of his ability the facts he finds and the
reaSons for his decision."
That pranciple was applied in Brittinghem v. Willtams [1932}
V.L.R. 237 at p.239 where the FuJl Court (Cussen A.C.d., Nann
and Lowe JJ.) said:
"... we agree with Jrvine C.J. in Donovan v.
Edwards [1922] V.L.R. 87 that a judicial officer
should state the facts he finds and the reasons for
his decision. Such a statement is desirabjJe for
the infurmation of the parties, and in order to
offer assistance to the covrt of appeal in the
event of their being an appeal."
Although those decisions were given in respect of appeals from
courts, I adopt the principle as to the purpose of furnishing
reasons aS being equally applicabjie to a disciplinary appeals
board appointed under the Telecommunications Act.
we te ee a
14.
Mr Black also submitted, in relation to the offences
committed by the applicant, that:
"... what he has done is a criminal offence ...
those acts, whatever they are, can have different
Labels put on them in different States in the
Commonwealth. The acts remain the same, That is
the true nature of the offence ... there is no
fundamental distinction between, in this case, ...
having a firearm with intent unlawfully to detein a
female against her will, which he undoubtedly did,
and abducting them. ? They are legally different,
dut factually they are virtually the same in this
case."
I em quite unable to sccept that submission because
s.61(1) required the buyard, in considering whether the interests
of the commission justified the transfer of the applicant, to
have regard to the nature of the "offence". That "offence®
must, aS a matter of construction of s.61(1), refer to the
offence of which an officer has been convicted or in respect of
which "a court, without recording a conviction, finds that an
officer has committed such an offence" - the latter not being
presently material as this is not a case where the court made
such a finding owithout recording a cunviction". The section
also requires that the officer be given "an opportunity to
furnish to (the commission), in writing, any explanation that he
desires to make in relation to the offence". Again, the word
"offence" must refer to the offence of which the officer has
been convicted and not to some other, albeit allied, offence of
which the officer might have been convicted if he had been
charged with it.
Having taken the opportunity to reflect on the matter
overnight, the commission advanced an argument as to the meaning
of the word "nature" in the words "the nature ... of
offence" appearing 1n s.61(1). It was os follows:
"The scheme of the act, in our submission, is
plain. It is concerned with the way in which
offences will be treated in relation to the man's
position in the service and in those circumstances
one would not expect to find anything turning on
the precise statutory definition of the offence,
but rather on its nature, meaning the sort, or kind
or cless of the offence that is involved, because
that 1s the matter of substance. If it is thought
that a man is at risk of dismissal, then it aves
het Puch matter whether he is charged with one type
of assault or another sort of assault. The
relevant question is 1s it en assault and what are
his duties and in those circumstances do the
interests of the commission justify something
happening to him.
.-. and the nature of one offence or the class of
it was an assault (and) the nature, type, class,
kind ... of the other two offences is that of an
unlawful detention or imprisonment. Those are not
terms of art but they indicate the connotations of
the offence,"
the
Mr Black submitted on behalf of the commission that 1t was open
to the boarc to treat what had happened here as emounting to
"abducting two young women" -
"in that that is comprehended within the general
nature of the offence with which the applicant was
charged. It js wrong to say regarded as a matter
of law, but it is not an unfair description of what
actually happened."
16.
I have quoted from Mr Black's submissions at some Jength on this
aspect because the meaning to be given to the word "nature" in
S.61(1) may be of considerable importance in future cases
considered by the commission or by a board on appeal, Counsel
for the parties did not refer me to any authorities on the
meaning of the word "nature" as it appears in s.61(1) nor have
my Own researches found any such authority.
I am unable to accept Mr Black's submission that the
words "nature of the offence" mean the "kind, sort, class or
type" of the offence. I accept Mr Callaway's submission in
reply that, if it be necessary to consider a dictionaty
definition, then the Shorter Oxford English Pictionary
definition should be accepted. Its definition of che word
"nature" ancludes the following meaning:
"I. 1. The essential qualities of a thing; the
inherent and inseparable combinetion of properties
essentially pertaining to anything and giving it
its fundamental character."
In my opinion the board failed to have regard to
the nature of the offences of which the applicant had been
convicted and it had regard to three offences, detailed in its
decision, of which offences the applicant had not been convicted
and with which he had not been charged. The board then
compounded its errors by referring in the written reasons for
- parse
17.
its decision to "the offences perpetrated by the appellant in
Queensland of abducting two young women" ~ offences with which
the applicant had not been charged. In so acting the board took
into account irrelevant considerations.
Mr Black also submitted that "even if the nature of the
offences was misapprehended in some sense of legal
characterisation, there was no injustice done". Having regard
to the wording of the board's decision and, in particular, its
Stated reasuns for the decision, I am quite unable to accept the
submission that there was no injustcice done.
Grounds 5, 7 and 8 of the application are closely
related. They read as follows:
"5, The decision was based on the Board's
consideration that those offences were so
serious that the Applicant was very fortunate
in not being sentenced to a term of
imprisonment.
7. The decision was based on the Board's having
given serious theught to the penalty of
dismissal having been available to the
Delegate.
8. The decision was based on the Board's feeling
that the Delegate had extended to the
Applicant the utmost leniency."
"The commission submitted that, in stating that the
"offences were so serious that the Applicant was very fortunate
in net being sentenced to a term of imprisonment", the board was
18.
properly describing the nature and circumstances of the
offences. Further, it submitted that the board in stating that
it had "given serious thought to the penalty of dismissal having
been available" to the delegate and in stating that it "felt
that the delegate had extended to (the applicant) the utmost
leniency", the board was again properly expressing its opinion
as to the nature and circumstances of the offences and tne
appropriate range of the decisions that. might have been made in
the circumstances, 7
Mr Black did not dispute that, under s.61(1) of the
Telecommunications Act, the duty of the delegate (and, on
appeal, the board) was to consider whether tke interests of the
commission justified it in deciding to transfer the applicant to
another position which had a lower classification and that it
was only in considering that question that the delegate was
required to have regard to the nature and the circumstances of
the offences and the nature of the applicant's duties. The
fundamental question for the board was whether the interests of
the commission justified the delegate's decision. In my opinion
the terms of $.61(1) did not entitle the board to form an
opinion tnat tne applicant was very fortunate that the
Magistrates Court did not impose a term of imprisonment and then
take that opinion into account in congidering the applicant's
appeal. Mr Black in a carefully prepared submission examined in
some detail the factual matters showing the nature and
circumstances of the offences. This was designed to "explain
Tne ey rae
19.
why the board said some of the things that ut did, and put in
context some of the things that the board said". They may
explain why the board said certain things, but they cannot
justify it in doing so.
Mr Black accepted that under s.61{1) it was no part of
the role of the board to consider whether the penalty imposed by
the Magistrates Court was appropriate for the offences of which
the applicant had been convicted or to approach the appeal on
the basis of considering whether the "punishment inflicted" by
the delegate was appropriate. However, he contended that the
board had not considered the appropriateness of the penalty
impused by the Magistrates Court nor whether, the "punishment
inflicted" by the delegate was appropriate. He submitted that
the board's statements (the subject of grounds 5, 7 and 8) were
merely comments directed to the nature and circumstances of the
offences and that the board's decision was not "based on" any of
those statements; it was "based on" the last sentence of the
reasons for decision given by the board, namely "It would not be
appropriate fur him (the applicant) to have under his direction
staff who might hold him in contempt when they became informed
of the occurrence in Queensland".
I accept Mr Black's submission that not everything that
is said in a decision can be said to be a matter upon which the
decision is based. However, in my opinion the whole tenor of
the buard's decision shows that it wrongly saw its role as being
A et ee eee ae
Fe nee RN SRM He PaO Ft Sate Sette ae
A an PORNO AMEN gM ek
20.
to consider whether the "punishment inflicted" by the delegate
{as the board regarded it) was appropriate having regard to the
offences which it considered "were so serious that he was very
fortunate in not being sentenced to a term of imprisonment".
The board's decision used the word "punishment" three times and
the word "pengity"" twice. In my opinion the board's view of its
function is illustrated by the words in which it expressed its
decision on the appeal. It seid that it "dismissed the appeal
and confirmed the penalty imfgsed by the Delegate",
The board stated that it "gave serious thought to the
penalty of dismissal having been available to the Delegate who,
in his wisdum, decided that the Commission should retain the
services of the appellant". I am unable to accept Mr Black's
argument that the board in that passage was merely describing
the "range vf options open" to it and the delegate. Firstiy,
the board did not describe a range ~ it only referred to one end
of a range, namely, possible dismissal. Secondly, the board did
more than merely refer to dismissal as a possible option. It
stated that it had given "serious thought" to the penalty of
dismissal having been availeble to the delegate. It did not
suggest that it had given any thought - serious vr otherwise -
to the cther end of the range of options available to tne
Gelegate, namely, to "counsel the officer",
The board said that it "felt that the Delegate had
extended to him the utmost leniency" - 2a statement consistent
wm ra Ee
re es
A ne ap ee
N
be
with the board's erroneous approach tu its task, nemely to
consider whether the "punishment inflicted" by the delegate was
appropriate. In any event, I accept Mr Callaway's submission
that on all the material before the board it was not open to a
board acting reasonably tuo come to the conclusion that the
delegate had extended to him the utmost leniency under s.61(1).
In my opinion, the board, in considering whether tne
"punishment inflicted" by the delegate was appropriate and in
concJuding that the applicant was "very fortunate in not being
sentenced to a term of imprisonmenc" by the Magistrates Court,
took into account irrelevant considerations in the exercise uf
its powers.
Mr Black also advanced a subsidiery argument lest the
court decide, contrary to his submission, that the buard had nad
regard to the fact that "the applicant was vecy fortunate in not
being sentenced to a term of imprisonment", He submitted that
that matter would be relevant "merely to show that there are no
Matters that ... ought to be put on the scales, as it were, in
ameliorating the situation", As Dr Buchanan expressed it at a
later stage, the board's reference to this matter "was a Way of
bringing forward, only to dismiss (it), a point thet might have
counted in Mr Perkins' favour". Assuming, without deciding,
that this submissivun be correct and that 8.61 does authorize
such a course, I am nonetheless satisfied that the board did not
refer to this matter for the purpose which would be permissible
22.
under this submission.
Mr Callaway also submitted that the board's decision
shows that it "asked itself the wrong question" and cited
Anisminic Urd_ v. Forezan Compensation Commission [1969] 2 A.C.
147. In that case Lord Pearce said (at p.195):
"Tf the tribunel is intended on a true construction
of the Act to inguire into and finally decide
guestions within a"certain area, the courts'
supervisory duty is to see thet it makes' the
authorised inguiry according to natural justice and
arrives at a decision whether right or wrong. They
will intervene if the tribunel asks autself the
wrong questions (that is, questions other than
those which Parliament directed it to ask itself)."
And Lord Pearson said (at p.215):
" s.e and s the commission embarked upon an
irrelevant inquiry and (in- the familiar phrase}
asked themselves the wrong auestion and gave a
purported determination which was outside the area
of their jurisdiction. If that is the right view
of what the commission have done, there has been
excess of jurisdiction."
'
Tt was common ground that the decision should be read
fairly and should not be read in a precious fashion, However,
in my opinion the board's decision read as a whole shows that it
misconceived its function and did ack itself the wrong guestion,
namely, whether the "punishment inflicted" was appropriate. If
there were eny doubt as te the board's approach to its function
then on cvamination of the transcript of the hearing hefore the
re
To oe
23.
board would assist in removing it; the board asked the
commission's representative whether "the only problem" was "to
decide whether or not the penalty was appropriate" and then
referred to "getting down" to "the appropriateness of the
penalty imposed by the delegate".
Grounds 6 and 9 may also be dealt with together. They
read as follows:
"
"6, The decision was based on the Board's opinion
that the very nature of those offences would
cause the Applicant to be held in contempt by
his fellow wofficers ian the Service of the
feurth Respondent, of which there wes no or
insufficient evidence and there was evidence
to the contrary.
9. The decision was based on the Board's opinion
that it would not be appropriate for the
Applicant to have under nis direction staff
who might hold him in contempt when they
became informed of the occurrence in
Queensland, of which possibility there was no
or insufficrent evidence and there wes
evidence to the contrary."
As to ground 9, Mr Black did not dispute that the board's
decision was based on that matter end indeed relied upon it as
Gemonstrating that the board had correctly applied s.61(1) of
the Telecommunications Act in considering whether the interests
of the commission justified the transfer of the apolicant to a
position of a lower classification. He accepted that there was
ho evidence that "it would not be appropriate for the applicant
to have under his direction staff who might hold him in contempt
24,
when they become informed of the occurrence in Queensland".
However, he emphasized the words "appropriate" and "might" in
that sentence and said that that conclusion by the board was
based upon a "process of reasoning that cannot be attacked". He
contended "that as a matter of inevitable logic ... he might
have persons under his aQirection (who) might hold him in
contempt when they became inforined of the occurrence in
Queensland ... nor would it assist to prove that they did not
hold him in contempt ... (because) at some later stage they
might".
In ansver to a question Mr Black also said that, in
considering whether subordinate employees "might hold him in
contempt", it was proper to assume that those employees might
take "the unfaicest view of the facts" and ignore (or be unaware
of) the matters in mitigation including the evidence of the
applicant's medical condition at the time of the offences, his
subsequent medical treatment and the medical opinion that on 10
March 1981 he was fit to resume his former duties. He conceded
that it. follewed lugically from his submission thet the
applicant must for the remainder of his career with the
commission "stay in a position in which he will never supervise
other employees".
Substantially the same submissions were made as to ground
6. Mr Black conceded that there was no specific evidence to
support this statement by the board, but placed emphasis upon
25.
the words "the very nature of the offences", It was also
conceded that the reference to "the very nature of the offences"
necessarily involved ignoring the surrounding or mitigating
circumstances.
As to ground 6 and ground 9 I accept the submission put
by Mr Callaway in reply, relying on s.§(2)(g) of the Judicial
Review Act, that "to base their conclusion on speculation about
what wrong-headed people might think if they disregarded at
least half of the evidence" is an exercise of a power that is so
unreasonable that no reasonable board could have so exercised
the power. The "evidence to the contrary" referred to in ground
6 and ground 9 1s dealt with later under ground 12.
I turn now to ground 10 of the application, which was in
the following terms:
"10. The Board did not let the Applicant or his
representative at the hearing before the
Board know their impressions im relation to
any of the matters referred to in paregraphs
3 to 9," .
Mr Callaway wade it clear that, without ebendoning eny of
the matters, he relied in particular upon the board's failure to
intorm the appvlicant of its impressions in relation to the
Matters appearing in grounds 6 and 9, He cited several
authorities including R. v. Gaming Boerd: Ex parte Benaim and
Khaida [1970] 2 Q.B8. 417 where Lord Denning M.R. said fat
p.430):
"It follows, I think, that the Board have a duty to
act fairly. They must give the applicant an
opportunity of satisfying them of the matters
specified in tne sub-section. They must let him
know what their impressions are so that he can
disabuse them."
Mr Callaway also cited the decision in Keller v. Drainage
Tribunal and Montague [1980] V.R. 449 where Murray J. said (at
p.456, 457):
"In the present case there can be nv doubt thet the
applicants were given and availed themselves vf the
right to be heard and to put their case. Their
complaint really lies in the fact that the matter
was decided by the Tribunal on a basis that was
never put to them...
The problem is therefore not whether the applicants
were given a hearing but whether they were, in the
events which happened, given a fair hearing. ...
Their attention was never directed to what was in
the minds of the Tribunal so they could meke their
answer. ... It is in this respect that I think the
principles of fairness and accordingly the
principles of natural justice have not been
observed."
Mr Black endeavoured to distinguish Keller v. Drainage
Tribunal and Montague (supra) on the basis that the possible
relevance of these matters (whether the applicant would or might
be held in contempt) was so obvicus that it was not necessary
for the board tv draw attention to them. However, he conceded
that at the hearing before the board the case for the commission
hed not put those matters as justifying the delegate's decision on
Aiba a en ee
Pa OT SMI De AE I ELT Ane Re
27.
behalf of the commission. Further, although the applicant's
representative submitted to the board on two occasions that "no
case has been established to date to show that the interests of
the commission were in fact jeopardized (sic) in any way by the
incident in Queensland", the commissiun's representative did not
suggest at any Stege thet the delegate's decision was justified
either because subordinate employees might hold the applicant in
contempt or because fellow officers would hold him in contempt.
In addition, the commission Called as a witness before the board
one J. W. Sloman, the manager of the service standards branch of
the commission, in which branch the applicant was employed both
before and after the offences; as Mr Callaway pointed out, Mr
Sloman was not asked any aquestions by the commission
representative or by any member vf the board as to whether the
applicant either was or was likely to be held in contempt by
fellow officers or by subordinate employees.
The board members took no action to draw the applicant's
attention to their "impressions" on this aspect "so that he
(could) disabuse them". If those impressions vf the board were
only formed after the completion of the hearing, then, as
Murray J. said in Keller v. Drainage Tribunal and Montague
(supra at p.457), "there was nothing to prevent them fxom
calling the parties back, directing their attention to (theic
impressions) ... and giving them the opportunity to call further
evidence and make further submissions". As to Mr Black's
argument, referred to earlier, that it was not a matter for
ee pee eee
28.
evidence, I accept Mr Callaway's submission that the best
material on which the board couJd have made a prediction would
have been evidence as to whether at the time of the hearing
before the board the applicant was held in contempt by officers
of tne commission who knew about the offences in Queensland;
further, that if evidence showed that he was not so held in
contempt, it would have been open to the board. to infer that it
was unlikely tv happen in the future. I also accept his
submission that it was not necessary for the applicent to
attempt "the impossible", namely to "prove that no one might one
Gey on unfair irrational grounds hold Mr Perkins in contempt".
Ground 11 of the application was that:
"ll. The Board failed to take into account,
alternatively misdirected themselves with
respect to, the criteria in sub-section 61(1)
of the Telecommunications Act 1975."
For reasons which sufficiently appear from what 1 have
said in dealing with grounds 3-9 inclusive, in my opinion the
applicant has established that the board both failed to take
into account and misdirected itself with respect to the criteria
in s.61(1).
The last ground in the application was ground 12, which
was in the following terms:
.
"12, The Board feiled to take into account,
29.
alternatively failed to give due weight to,
the evidence before them, especially but not
limited to -
(a) the evidence relating to the Applicant's
health; and
(b) the evidence relating to the way in
which the Applicant was regarded by his
fellows and superiors in the Service of
the fourth Respondent,"
The boerd's decision made no reference to the medical
evidence relating to the applicant's health at the time of the
offences, nor to his subsequent medical treatment, nor to the
medical opinion that on 10 March 1981 the applicant was fit to
resume his former duties. Further, the decision made no
reference to material before it as to the way in which he was
regarded by his fellow officers and his superiors. That
Material included the following pessages from the pre-sentence
report furnished to the Magistrates Court, Southport by a
probation officer of the Queensland Probation Service:
"Co-employees at Telecom in Melbourne' were
interviewed for the purpose of this report. All
stated that they had noticcd a general uneasiness
in Perkins in the weeks prior to him gving on
leave. This was described variously as depression,
lack vf concentration, confusion, and a greater
than usual preoccupation with personal and family
problems,
Perkins is held in extremely high regard, on bvuth
professional and personal levels, by all his
colleagues and senior officials of Telecom in
Melbourne. During the compilation of this report
numerous persons contacted the writer to offer
their ossistance in helping Perkins overcome his
problems.
erm fan eS western
aE a eee
30.
He was described by his immediate superior, Mr. A.
Holderness as, 'an outstanding technical officer, a
persun who achieved under high pressure and a
person irreplacable in their section.' ...
Although he is generally considered to be somewhat
financially prudent by his cuolleaques, all agreed
that in every other aspect, time, energy, and
knowledge he was always prepared to give without
guestion and to do more than his Fair share of any
project undertaken. Many maintained that this also
applied when friends sought his assistance in
private projects undertaken in a variety of
interests outside their normal field of
employment."
?
As Mr Callaway said the applicant's fellow officers end
suburdinates would be the less likely to hold him in contempt if
they were aware of the material as to his medical condition at
the time of the offences, his subsequent medical treatment and
the medical opinion of 10 March 1981 that he was fit to resume
his former work. in my view the board's assertion thet the
"very nature" of the offences would cause him to be held in
contempt by his fellow officers suggests that it did not take
into account the evidence referred to in ground 12(a) and (b) of
the application.
Mr Black submitted that there was no basis for concluding
that the board had failed to take these matters into account.
Of course, the omission of any express reference to a matter
does nut necessarily establish that it was not considered - just
as the mere assertion by a board that it has considered a matter
will not necessarily esteblish that it has done so. I adopt
what Toohey J. said in Turner v, The Minister for Immiaration &
ern etn ane ennt tet ene nena gh
wie os.
ORL nae tn
ee
eee et
serrate
31.
Ethnic Affairs (judgment delivered 27/5/1981 - not yet
reported):
"In many cases it will be clear whether or not the
decision maker has taken a relevant consideration
into account. That is not to say that the mere
assertion by the decision maker that he has done so
will conclude the matter. It may be pussible to
demonstrate from a consideration of all the reasons
leading to the decision or indeed from the decision
itself that a consideration has not been taken into
account in any real sense. Conversely the omission
of an express reference to sume consideration will
not lead inevitably t6 a conclusion that it was not
taken into account. An examination of the reasons
for decision and of the decision itself may justify
the inference that it was."
My examination of the board's decision, including its
reasons for decision, leads me to the conclusion that it did not
take into account the evidence on eitner of the two matters set
out in ground 12(a) and (b) and accordingly failed to take
relevant considerations into account in exercising its povers
(cp. s.62(6)(c) of the Telecommunications Act). In reaching
that conclusion I have been influenced by the whole tenor of the
board's reasons for decision rather than the absence of any
express reference to-either matter.
It was common ground that the court has a discretion as
to whether to make the orders sought (see s.16(1) of the
Judiciel Review Act). In its statement of contentions the
commission submitted that:
"Even Jf some or all of the grounds relied upon by
Be ee ee en ae RL
MBN eee oe
cree otis #
Sk se hale Seventh ren teva A PST
32.
the Applicant are made out, nevertheless the Court
in the exercise of its discretion ought not to make
any of the orders sought because -
(a) no injustice was done to the Applicant;
(b) the decision was manifestly correct."
Mr Callaway submitted that the board's decision,
involving, as I have decided, a breach of the rules of natural
justice, is a nullity as regards the applicant, citing
Durayappah v. Fernando and others [1967] 2 A.C. 337 at
pp.352-354, Calvin v. Carr and others (1979 53 A.L.JI.R. 471 at
p.474, Ridge v. Baldwin and others [1964] A.C. 40 end Banks v.
Transport Regulation Buard (Victuria) (1968) 119 C.L.R. 222 at
p.233. I accept that submission and refer to a decision given
by a Full Court of this Court whilst this case was being heard.
In Dixon v. The Commonwealth of Australia and others (judgment
given 18 June 1981 - not yet reported), Bowen C.J., Deane and
Kelly JJ. said:
"If the applicable rules or standards are not
observed, 1t is nut relevant to inquire whether the
Gecision reached was the correct ore. Tf thet
decisivn adversely affects the rights, property
or legitimate expectations of a person who hes been
denied natural justice, the decision will, at Jeest
to that extent, be void (see, Calvin v. Carr (1979)
22 A.L.R. 417 at pp. 425-426; and, as to the
reference to 'legitimate expectations', Salemi v.
Minister for Immigrativun and Ethnic Affiors (No.
2), (1977) 137 C.L.R. 338 at po. 419-420, 437-440
and 451-452 and Heatley v. Tasmanian Racing and
Gaming Commission, (1977) 137 C.L.R. 487 at pp.
508-509) .%
However, in his address Mr Black very properly said that if the
33.
court found that a substantial injustice, as distinct from a
"technical breach" of the rules of natural justice, had occurred
he would not contend that the court should exercise its
discretion against the applicant. In my opinion it has been
amply demonstrated that a substantial injustice was done to the
applicant. Having regard to the views which I have expressed,
this is plainly not a case where it would be proper to exercise
the court's discretion against the applicant.
The orders sought by the applicant were as follows:
"hL. An order quashing or setting aside the
decision with effect from and including the
date on which it was made.
2. An order directing the fourth Respondent to
arrange for a Disciplinary Appeal Board under
section 63 of the Telecommunications Act 1975
constituted by a different Chairman and
different Members from the first, second and
third Respondents tv hear and determine the
Applicant's appeal from the decisiun of
the Delegate.
3. Alternatively to 2, an Order referring the
matter to which the decision relates to
the Board for further consideration, subject
to such directions as this Honourable Court
thinks fit.
4, An order declaring that the decision of the
Delegaté has not taken effect and does not
take effect unless the Apolicant's appeal
therefrom lapses or is withdrawn or the Board
or a differently constituted Disciplinary
Appeal Board confirms, either with or without
a variation, that decision,
5. An order directing the fourth Respondent to
pay to the Applicant an amount after
allowance for uncoms tax, eaual to the
difference between -
34.
(a) the salary he would have received as a
Senior Technical Officer Grade 3; and
(b) the salary he has in fact received as a
Senior Technical Officer Grade l,
on each pay day from 12th March, 1981 to the
first pay day when his salary as a Senior
Technical Officer Grade 3 is restored, with
interest thereon at % per annum from each
such pay day to the date of payment of that
difference."
The commission conceded that if, contrary to its
submissions, the court were to make an order directing a fresh
hearing then such a hearing' should be by a disciplinary appeal
board constituted by persons other than the first, second and
third respondents. For the reasons already given, orders will
be made in terms of orders 1 and 2 above.
The commission submitted that in its discretion the court
should refuse to make the orders sought in paragraphs 4 and 5
above because during the material period the applicant had not
in fact performed the work and exercised the responsibility of
the position of a Senior Technical Officer Grade 3. It was put
that pay is recompense for work done and the applicant should
not be paid for work, which he did not do. JT am not prepared to
accept that submission where, as here, the applicant was
prevented by his employer, the commission, from performing the
work of the higher classification. It was not disputed thet the
applicant was ready, willing and available to perform the work
of the higher position and it was work that he hed been
performing before the events of August 1980.
ag
35.
In addition to that general consideration, on the facts
of this matter the commission's actions contributed to the
board's error of approaching its task on the wrong basis,
namely, of considering whether the punishment inflicted by the
delegate was appropriate. Firstly, at the hearing before the
board the commission's representative gave an affirmative answer
when asked by the chairman whether "the only problem" before the
board was "to decide whether or not the penalty is appropriate".
Secondly, the commission leg the applicant to believe that it
had imposed a penalty. When the delegate earlier wrote to the
applicant to inform him of the decision he enclused a statement
headed "appeals against the imposition of a penalty" which
informed the applicent that he had "the right ... to appeal
against the penalty impvsed upon you", Perhaps I should edd
that it appears that it is the commission's practice to forward
that Statement as tuo the right to appeal to officers who have
been transferred by decision of thé delegate under s.61 of the
Telecommunications Act; if so, it is desirable that the
commission take the neceSsary steps to amend that statement to
make it clear that it is. not an appeal against a penalty.
'
In my opinion it is fair and just that, pending the
proper determination by a disciplinary appeal board of his
appeal against the decision of the commission's delegate, the
applicant should be paid the salary he would have received as a
Senior Technical Officer Grade 3 and that the necessary
36.
adjustments be made in relation to the period since 12 March
1981,
As appears from the latter part of the applicant's
proposed order 5, an order is sought for the payment of interest
on the amount of additional salary claimed in respect of the
period commencing on 12 March 1981. Notwithstanding what I have
said es to the applicant's claim to be paid the salary for the
higher classification, f am not satisfied that the commission
should be ordered to pay interest.
Accordingly, I shall make an order in the terms of the
orders sought in 4 and 5 above, but omitting the words "or the
Board" from order 4 and omitting from order 5 the words
commencing "with interest thereon ..." The orders will be
renumbered aS a conSequence of the omission of the epplicant's
alternative order 3.
The commission is also ordered to pay the costs vf the
applicant which, in default of agreement, shall be taxed.
gerne meek tenn mene am rete seman ratey ctu meen nae fan arom me