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CATCHWORDS
Criminal Law Consolidation Act s.178 (1) (N.T.) - Break, enter
and steal - Appeal against severity of sentence - previous good
character - deterrent aspect of imprisonment. Criminal Law
(Conditional Release of Offenders) Act.
Federal Court of Australia Act
On Appeal from Supreme Court of the Northern Territory
NTG 37 & 38 of 1980
R. v. James HAY and Kenneth John WELLS
Coram : Muirhead J.
Keely J.
Fisher J.
Judgment delivered 2nd June 1981
Darwin
IN THE FEDERAL COURT OF AUSTRALIA )
)
NORTHERN TERRITORY DISTRICT REGISTRY ) Nos. 37 and 38 of 1980
)
GENERAL DIVISION )
ON APPEAL FROM THE SUPREME COURT
OF THE NORTHERN TERRITORY OF
AUSTRALIA
Nos. SCC 549-551 of 1980
BETWEEN: JAMES HAY
First Appellant (Defendant)
KENNETH JOHN WELLS
Second Appellant (Defendant)
AND: THE QUEEN
Respondent (Plaintiff)
Coram: MUIRHEAD, KEELY & FISHER Ju.
2 June 1981
REASONS FOR JUDGMENT
These appeals were heard together, the appellants
in this court being represented by one counsel. They appeal
against the severity of sentences imposed in the Supreme
Court of the Northern Territory on the second day of
December 1980.
Both appellants pleaded guilty on the one indictment
to a charge of breaking, entering and stealing, contrary to
the provisions of s.178(1) of the Criminal Law Consolidation
Act. This offence is punishable in the Territory upon
conviction by a maximum period of imprisonment of eight
years.
The particulars alleged against them were that
on 15 September last at Berrimah they broke and entered
the Berrimah Hotel where they stole a safe to the value
of $200, and its contents, $8,017 in cash and $80 in
cheques, the property of Berrimah Hotel/Motel Pty Limited.
To these charges they pleaded guilty. Each was represented
by counsel and full submissions were made on their behalf.
Three other men were also before the court on charges relating
to the offence, but save for the purpose of dealing briefly
with the facts, there is no necessity to deal in detail with
the part played by these other offenders. Following
submissions his Honour the trial judge remanded the accused
until the following day when sentences were imposed and
detailed reasons were given.
Each appellant was sentenced to two years imprisonment
and pursuant to s.4 of the Parole of Prisoners Act the trial
judge directed that they be not eligible for parole until
they had served twelve months of their respective sentences.
The main grounds of appeal to this court are that
the trial judge failed to give full weight to the previous
good character of each appellant and gave undue weight to
the retributive aspect of sentencing and the seriousness of
the offences. Argument before us was based to a large
extent upon the fact that the trial judge refused to
exercise the powers vested in him pursuant to the Criminal
Law (Conditional Release of Offenders) Act. This Act
empowers a court which has sentenced a person to a term
of imprisonment, to direct that such person be released
upon appropriate security, either forthwith, or after having
served a specified part of the sentence. The effect and
implications of release under this legislation were dealt
with by this court in two recent decisions, The Queen v.
Valentini & Garvie (unreported - delivered 13 November 1980)
and The Queen v. Davey (unreported - delivered 13 November
1980).
It was common ground that the appellants, who were
under the influence of liquor, were persuaded to enter upon
the venture by their co-offender Jennings, a man with a
substantial criminal record. The appellants agreed to
assist in stealing a safe from the Berrimah Hotel. Jennings
had been employed there for a few days and, as the trial
judge found, he had recognized the opportunity which existed
to break in and steal. Whilst he played the major part
the appellants assisted in the project. The hotel was
entered in the small hours of the morning, the safe was
lifted on to a manual trolley, taken to a utility, transported
many miles and dumped in the bush. The efforts of the
three men to open the safe were unsuccessful and it was
abandoned. It was later opened by others who stole the
money and decamped to Queensland where they were subsequently
arrested. The material before the trial judge indicated
that the appellants had plenty of opportunity to withdraw
from the venture had they wished to do so. Difficulties
which they encountered with the utility were overcome and
there was a considerable delay between the initial planning
and the execution of the crime. It was an offence which
of its nature could only be executed by persons working
in concert. The amount of money stolen was very considerable.
Their participation and abandonment of the safe subsequently
led others into crime.
His Honour accepted the fact that Jennings was the
instigator and that the liquor consumed caused the appellants
foolishly to succumb to temptation. In his reasons for
sentence he dealt fully with the evidence as to the
background of each accused. He treated them as persons of
prior good character and as persons whose involvement in
the offence was at odds with their past behaviour. He
specifically found that from the time the safe was abandoned
each accused "withdrew from the enterprise".
The trial judge was thus faced with the difficult
situation which arises when a serious crime has been
committed by mature persons of previous good character.
At the time of the offence the appellant Hay was 40 years
of age and the appellant Wells somewhat younger. In
sentencing the appellants his Honour spoke of those matters
which operated in their favour, the lack of prior convictions,
the good work records, the pleas of guilty and the degree of
co-operation with the authorities. He dealt specifically
with the submissions put to him that he should suspend
execution of sentence and he concluded that he could not
extend leniency of this nature. He stated "that the crime
is so serious that notwithstanding the good record of both
Hay and Wells a gaol sentence is the only appropriate
sentence".
Section 5 of the Criminal Law (Conditional Release
of Offenders) Act which empowers the courts in the Northern
Territory to direct release on recognizance after sentence
of imprisonment does not specify the considerations involved.
It leaves a wide discretion to the court and an important
consideration will of course be the prior character of the
defendant. But another important consideration must be
the seriousness of the offence involved. In The Queen v.
Valentini & Garvie (above) this court dealt with the
competing philosophies and the many considerations involved
in the sentencing procedure.
"The task of a sentencing judge is not an easy
one. He is invested with a discretion which
entails the balancing of the often competing
alternatives of sentencing. It has been said
Many times that the dominant theme in sentencing
is to provide protection to society. To achieve
this, the sentencing judge must balance
retribution - in the sense of the infliction of
a just punishment to express the moral outrage
of the community: deterrence - of the particular
offender and others in the community who may
consider similar action: and rehabilitation -
ensuring that the sentence imposed is consistent,
if possible, with the offender's returning to
society as a contributing member. This delicate
process is often complicated by the need to have
regard for a uniform and national approach to
sentencing, 'a consistent correlation', while
looking to society - with whose moral outrage
and protection the judge is immediately
concerned and the individual offender himself.
The judge must ensure that he imposes the
minimum term consistent with the attainment
of the relevant purposes of sentencing taking
care that he punishes only for the crime or
crimes before him.
We would refer to the judgment of Brennan J.
in Channon v. R. (1978) 20 A.L.R. 1 at p.5
where his Honour cited R. v. Geddes (1936) 36
S.R. (N.S.W.) 554, R. v. Goodrich (1952) 70
W.N. (N.S.W.) 42 and R. v. Cuthbert (1967) 86
W.N. (N.S.W.) (Pt.1) 272. There are many other
cases attempting to analyse the task involved
and debate has ranged constantly over the field
of sentencing aims; whether punishment deters,
whether 'retribution' is a legitimate aim,
whether rehabilitation should be the primary
concern. But it is the interaction of the facts
with the perception of societary circumstances
that in each case provides the sentence which
the judge considers wiil best protect and
reassure society."
In the present matter the trial judge told each
appellant that he did not consider he was likely to offend
again. In view of this remark and his findings as to their
previous good character, it 18 apparent that the sentence
imposed was not designed to operate as a deterrent to the
accused themselves. Nor does he appear to have considered
that they were persons who required rehabilitative supervision
or assistance. The terms of imprisonment were thus imposed
as punishment and as sentences which might operate as a
general deterrent, a feature of sentencing which the law
accepts and which appears to be in accord with community
views. His Honour referred to imprisonment as being "the
only appropriate sentence", a sentence which "the community
demands". By the very nature of his responsibilities in
this Territory his Honour was in a better position than this
court to assess the relative seriousness of the offence
(cf Cranssen v. The King (1936) 55 C.L.R. 499 at p.520).
Mr Pauling has put everything that could be said on
behalf of the appellants, but it seems to us that his Honour
fairly evaluated the facts of the offence, gave the appellants
full credit for their abandonment of the project and considered
and dealt with the mitigating factors that he was required
to consider.
It would be wrong to hold that the trial judge's
discretion had miscarried because he felt constrained to
order the imprisonment of two mature individuals of previous
good character who broke and entered licensed premises at
night and carried away a safe containing thousands of
dollars.
No error of fact or law has been demonstrated and
1t certainly cannot be said that the sentences were
disproportionate to the offences so as to demonstrate error
in the exercise of discretion. For the above reasons we
consider these appeals must be dismissed and there will
be orders accordingly.
Z certify that this and the
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