Application by Roderick Terrence Kelly for an inquiry into an election for Offices in the Amalgamated Metal Workers & Shipwrights Union [1981] FCA 207 | Legal Lookup
Application by Roderick Terrence Kelly for an inquiry into an election for Offices in the Amalgamated Metal Workers & Shipwrights Union [1981] FCA 207
Federal Court of Australia
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CATCHWORDS
Industrial law - elections for offices in registered
organisation - calling of nominations - nominations
called for orally from floor of branch meetings -
compliance with regulations and rules of organisation -
procedure not in accordance with requirements of
regulations - Conciliation and Arbitration Act 1904,
s5.133, 133A, 140, 141, 159, 164 and regulations 146AB to
146AE inclusive.
Application by RODERICK TERENCE KELLY for an Inquiry into
an Election for Offices in the Amalgamated Metal Workers'
and Shipwrizshts' Union
N.S.W. 38 of 1981
Sheppard J.
Sydney
20 November, 1981
IN THE FEDERAL COURT OF AUSTRALIA
NEW SOUTH WALES DISTRICT REGISTRY No. 38 of 1981
See
INDUSTRIAL DIVISION
IN THE MATTER OF THE CONCILIATION AND
ARBITRATION ACT 1904
AND IN THE MATTER of_an Application
by Roderick Terence Kelly for an
Inquiry into an election for offices
in the Amalgamated Metal Workers' and
Shipwrights' Union
JUDGE: Sheppard Jd.
DATE: 20 November, 1981
PLACE: SYDNEY
THE COURT HAVING DET™RMINED that irregularities have occurred
in or in connection with the elections with the Amalgamated
Metal Workers! and Shipwrights' Union for the offices of
National President, Assistant National Secretary and National
Organiser Division 2 which elections were completed on the
18th day of November 1980 AND THE COURT BEING OF OPINION having
regard to such irregularities that the result of the said
elections may have been affected thereby
IT IS ORDERED AND DECLARED:
1. That the said elections be and are hereby declared
to be void.
2. That the Industrial Registrar take all necessary steps
3.
to conduct an election for each of the said offices
from and including the fixing of dates for the
opening and closing of nominations, being 8 March,
1982, and 21 March, 1982, respectively with voting
to commence not less than 12 weeks after the closing
date for nominations. :
That until the completion of the elections hereby
directed to be conducted by the Industrial Registrar,
Mr. R, Scott, Mr. L. Carmichael and Mr. W. Martin
continue to occupy and perform the duties of the
respective offices as if they had been duly elected
thereto in accordance with the rules of the organisation.
That upon completion of the said elections the candidates
declared elected to each of the said offices shall held
office for the period for which they would have held
office if they had been elected to take up their
offices in March 1981 and that the operation of the
Rules of the organisation be modified accordingly.
That there be liberty to apply.
ARRANGEMENT
Introduction
The Legislation
The Union Rules
The Evidence
The Submissions of the Parties and
the Questions for Determination
Requirements of the Regulations and
the Union's Rules and the Question of
Non-compliance therewith
"Trregularity"
Section 165(4) Considerations
Residual Discretion
Conclusion
Pages
1 2
2 9
10 14
14 26
26 - 28
29 4%
4a - 45
4&5 50
50 52
IN THE FEDERAL COURT _OF AUSTRALIA
NEW SOUTH WALES DISTRICT REGISTRY ) No. 38 of 1981
INDUSTRIAL DIVISION . j
IN THE MATTER OF THE CONCILIATION AND
ARBITRATION ACT 1904
AND IN THE MATTER of an Application
by Roderick Terence Kelly for an
inquiry into an election for offices
in the Amalgamated Metal Workers! and
Shipwrights! Union
SHEPPARD J. 1% November ag
REASONS FOR JUDGMENT
This is an application by Roderick Terence Kelly for
an inguiry by the Court into a claim made by him that there
have been irregularities in or in connection with elections
for offices in the Amalgamated Metal Workers' and Shipwrights!
Union. Mr. Kelly 1s a member of the Prahran branch of the
Union,
The application is brought pursuant to s.159 of the
Conciliation and Arbitration Act 1904, Pursuant to s,160
of the Act the Industrial Registrar decided to "grant the
application and refer the matter to the Court", The powers
of the Court 1n relation to the application are those provided
for in s.165 of the Act to which I shal] later refer.
The offices 1n question are those of National President,
Assistant National Secretary and National Organiser of
Division 2. Nominations for the offices were called at
branch meetings of the Union held in June 1980. Amongst
the nominations received were those of Mr. Scott for
National President, Mr. Carmichael for Assistant National
Secretary and Mr. Martin for National Organiser of Division 2.
Other nominations were received but no other nominee was
willing to stand for election with the result that the three
gentlemen to whom I have referred were elected unopposed toa
the offices for which they were nominated,
In order to understand the claims which are made by the
applicant 1t 1s necessary to refer to a number of the
provisions of the Act and the Regulations made thereunder,
to the Rules of the Union and to evidence concerning what
appeared in certain of the Union's publications and in
relation to certain other matters,
The Legislation
Part VIII of the Act 1s entitled "Registered Organisations",
Section 132 provides for the registration of organisations and
s.133 for the inclusion in the rules of organisations of
certain provisions in relation to the holding of elections.
Amongst other things s.133 requires that the rules of an
organisation are to provide for the election of the holder of
each office either by a direct voting system or a collegiate
electoral system. The former system 18 that provided for
in this case. By definition (s.4(1)) 1t is a method of "election
un which all financial members are eligible to vote.
Additionally the rules must provide for the conduct of
every such election (including the acceptance or the
rejection of nominations) by a returning officer not
being the holder of any other office in the organisation.
The rules must also provide that, if the returning officer
finds a nomination to be defective, he shall, before
rejecting the nomination, notify the person concerned of
the defect and, where 1t 1S practicable to do so, give him
the opportunity of remedying the defect within such period
as 1S applicable under the rules, which is to be, where
practicable, not less than seven days after his being so
notified, Elections are to be by secret ballot,
The section goes on to specify a number of matters
which are to be provided for in relation to the conduct of
the election and provides that the rules shall be such as to
ensure, as far as practicable, that no irregularities can
occur in connection with such an election.
Section 133AA provides that every election by a direct
voting system for an office within an organisation which 1s,
inter alia, the office of president, assistant-secretary or
other executive officer, shall be by secret postal ballot.
"Postal ballot" 1s defined in s.4(1), but it is umnecessary
to refer to the terms of the definition, The section also
provides that the regulations may make provision for end in
relation to the conduct of an election in accordance with the
reauirements of the section in the case of an election in
respect of which the rules of the organisation do not
3.
provide for a secret postal ballot. The section, and
the regulations made for the purposes of the section, are
to have effect notwithstanding anything contained an the
rules of an organisation. Section 133AA was inserted
into the Act by s.13 of the Conciliation and Arbitration
Amendment Act 1976 (No.64 of 1976) which came into force
on 1 March, 1978.
Regulations made for the purposes of s.133AA, although
gazetted on 30 August, 1976, also came into force on 1 March,
1978. They are contained in Part V AA of the regulations
made under the Act, which Part 1s entitled "Secret Postal
Ballot". Regulation 146AA contains some definitions to
which it 1s unnecessary to refer except to note that the
word "election" means an election to which s,.1335AA of the
Act applies, "being an election for an office within an
organisation the rules of which do not provide for a secret
postal ballot for that office". Regulation 146AB provides
that where provision is made in respect of matters relating
to the conduct of an election for an office within an
organisation, the rules of the organisation shall not
apply in relation to those matters except to the extent to
wnich those rules so apply by cirtue of Part V AA of the
regulations,
Regulations 146AC, 146AD and 146AE are as follows:
"146AC, (1) The Returning Officer shall determine
the times and dates of the commencement and close
of the period for lodging nominations of candidates
for election for an office having regard to ~
" (a) the date of expiration of the term of office
of the holder of the office;
(b) the time required to lodge nominations;
tS} the time required to complete the election; and
the provisions-of the rules of the organization
relating to the times and dates of the commence-
ment and close of the period for lodging nomin-
ations in respect of the election.
(2) The Returning Officer shall determine the place
for lodging nominations of candidates for election.
146AD. (1) The Returning Officer shall, within the
period of 21 days before the date of commencement of
the period for lodging nominations of candidates for
an election for an office within an organization, cause
to be published 1n a newspaper or newspapers a notice
setting out -
(a) the name of the organization;
(b) the title of the office;
'¢ the form in which nominations are to be made;
d) the place for lodging nominations;
(e) the times and dates of the commencement and
close of the period for lodging nominations,
and inviting nominations of persons, eligible for election
for the office under tne rules of the organization, to
stand as candidates for election for the office.
(2) The Returning Officer shall, in respect of an
election for an office within an organization, determine
the newspaper or newspapers 1n which the notice referred
to in sub-regulation (1) snall be published having
regard to ~
(a) the region to which the functions of the
office relate;
(b) the provisions of the rules of the organization
relating to the publication of notices inviting
nominations of candidates for election to that
office.
(3) Where the rules of an organization provide for a
notice inviting nominations of candidates for
election to be published in a manner other than in
a newspaper, the Returning Officer, in addition to
publishing the notice referred to 1n sub-regulation
(1) un the manner provided by that sub-regulation,
shal], 1f practicable, publish the notice referred
to in that sub-regulation in the manner provided
by those rules.
De
"I46AE, (1) A person is not eligible for election
for an office -
(a) where the rules of the organization provide
for the nomination of a candidate for election
for that office to be made in writing - unless
the nomination 1s in accordance with the rules
of the organization; or
(ob) where those rules do not so provide - unless
the nomination 1S 1n writing and is signed by
the person and by the number of persons, qualified
under those rules to nominate a candidate for
that office, that 1s equal to the number of
nominators (if any) that 1s required, under
those rules, for a nomination for that office.
(2) Where the Returning Officer finds that a doecu-
ment lodged at the place and within the period determined
by the Returning Officer under regulation 146AC and
purporting to be the nomination of a person as a
candidate for an election for an office within an
organization is not a nomination in accordance with
the provisions of sub-regulation (1), the Returning
Officer shall, if practicable, give notice to the person,
as soon as practicable, by telegram of the reasons why
the document is not a nomination in accordance with
those provisions and, where the person is eligible
for election for the office under the rules of the
organization, the Returning Officer shall, in the
telegram, notify the person that his nomination as a
candidate for the election may be lodged at that
place -
(a) within a period of 7 days after the date of
sending the telegram; or
(b) where, under the rules of the organization, a
defective nomination may be remedied within a
period of longer than 7 days after the close
of the period for lodging nominations -
within that longer period.
(3) A person 18 not eligible for election unless the
nomination of the person as a candidate for election 18
lodged at the place determined by the Returning Officer
under sub-regulation 146AC (2) and within the period
for lodging nominations under sub-regulation 146AC (1),
or under sub-regulation (2), whichever 1s applicable."
Regulation 146AF provides that where on the expiry
of the period for lodging the nomination of a candidate
for an election for an office, only one candidate is
nominated, the returning officer shall declare tnat the
candidate has been elected to that office. Succeeding
regulations in Part Vv AA provide for the roll, a post box
for ballot papers, the issue of ballot papers and a number
of other consequential matters to which it is not relevant
to refer.
There are further provisions of the Act to be mentioned,
Section 140(1)(c) provides, anter alia, that the rules of
an organisation shall not impose upon members of an
organisation conditions, obligations or restrictions which,
having regard to the obgects of the Act and the purposes
of the registration of organisations under the Act, are
oppressive, unreasonable or unjust. Section 140(2) provides
that a member of an organisation may apply to the Court for
an order under s.140 in respect of the organisation.
Section 140(5D) provides that an order under the section
may declare that the whole or a part of a rule of an organ-
1sation contravenes s.140(1) or that the rules of an
organisation contravene it in a specified respect. Under
s.141 (sub-ss.(1) and (1G)) a member of an organisation may
apply to the Court for an order giving directions for
the performance or observance of any of the rules of an
organisation by any person who 1s under an obligation to
perform or observe those rules. The Court has guris-
diction to hear and determine an application for such an
order,
I have already referred to s.159 of the Act pursuant
to which this application is made. The section is in
Part IX entitled "Disputed Elections in Organisations",
Section 165(1) provides for the functions and powers of the
Court at an inquiry under s.159, The Court is to inquire
into and determine the question whether any irregularity
has occurred in or in connection with the election, and
such further questions concerning the conduct and results
of the election as the Court thinks necessary. If the
Court finds that an irregularity has occurred, the Court
may, subject to sub-section (4), make one or more of a
number of specified orders. These include an order
declaring the election, or any step in or in connection
with the election, to be void, an order declaring a person
purporting to have been elected not to have been elected
and an order directing the Industrial Registrar to make
arrangements, in the case of a completed election, for any
step 1n or in connection with the election (including
the submission of nominations) to be taken again or for
a new election to be held. It 1s to be observed that
the exercise of the various powers which the Court has
is conditioned upon the Court finding that an irregularity
has occurred. It is also to be observed that the Court's
power 1s introduced by the words "the Court may".
Section 165(4) is as follows:
"The Court shall not declare an election, or any
step taken in or in connexion with an election, to
be void, or declare that a person was not elected,
unless the Court 1s of opinion that, having regard
to the irregularity found, and any circumstances
giving rise to a likelihood that similar irregular-
ities may have occurred or may occur, the result of
the election may have been affected, or may be
affected, by irregularities."
Finally, in relation to the legislation, it is necessary
to note the definition of "irregularity" an s.4(1) of the
Act which begins with the words, "In this Act, except where
otherwise clearly intended .....". The definition of
"irregularity" is as follows: '
" 'tIrregularity', in relation to an election or ballot,
includes a breach of the rules of an organization or of
a branch of an organization, and any act, omission or
other means whereby the full and free recording of votes
by all persons entitled to record votes, and by no other
persons, or a correct ascertainment or declaration of
the results of the voting is, or is attempted to be,
prevented or hindered"
9.
The Rules
Before referring to the rules it should be noted that
the union is an amalgamation of previously existing unions
each of which was an organisation registered under the Act.
The amalgamation of the Amalgamated Engineering Union, the
Boilermakers' and Blacksmiths' Society of Australia and the
Sheet Metal Working Agricultural Implement and Stovemaking
Industrial Union of Australia was effected in 1972, the
name of the union becoming the Amalgamated Metal Workers
Union. In 1976 there was e further amalgamation when the
Federated Shiowrights & Ship Constructors' Association was
merged with the Amalgamated Metal Workers Union, the name of
the Union then becoming the Amalgamated Metal Workers' and
Shipwrights' Union, The union 1s a registered organisation
under the Act, Its rules took effect in December 1976.
Amendments to the rules were made in 1977 and 1978. Amongst
the amendments which were made were amendments to take
account of the antroduction into the Act of s.133AA4 and the
coming into force of the regulations contained in Part V AA
of the Regulations.
Rule 1 of the rules, to the detail of which it is
unnecessary to refer, provides for the name, objects and
constitution of the union, Rule 2 provides for elections
10.
and voting. The opening provisions of Rule 2.1 are
as follows:
" All elections within the Union for an office
as defined in Section 133AA of the Conciliation
and Arbitration Act shall be conducted in accord-
ance with the provisions of the Act and Regulations.
All other elections in the Union shall be by
secret ballot vote in accordance with these Rules.
Election for all or any office prescribed by
these rules shall be conducted by a Returning
Officer. The duties of the Returning Officer
shall be: "
There then follow a number of provisions to which it 1s
unnecessary to refer.
Rule 2.2 of the Rules is as follows:
" Candidates for all fulltime office shall be
nominated not less than 12 weeks before the
ballot voting commences. A member qualified
for any of the offices listed in this rule shall
be nominated by any other financial member on the
prescribed form provided at the Branch, but any
member so nominated must accept nomination in the
manner prescribed by these rules before a ballot
takes place."
Rule 2.3 provides that acceptance of nomination for
election to any office shall be in the candidate's own
handwriting on an acceptance of nomination form prescribed
by the National Council. Nominations are to be accepted
"within the date specified on the form unless the date be
extended for good reason by the Returning Officer conducting
the ballot", The form referred to is the form provided for
in Rule 2.2, not the acceptance of nomination form referred
to in Rule 2.3,
ll.
Rule 2.6 provides 'for "the qualifications" to be held
for particular offices. The relevant provisions of Rule 2.6
are as follows:
"The following qualifications must be satisfied
in the case of the particular office referred to
hereinafter,
NATIONAL PRESIDENT
(a) Any financial member of any Branch of the
Union may nominate a member qualified in accord-
ance with these rules at the Branch meeting for
the fulltime office of National President. The
person elected shall hold office for a period of
four years. All members of the Union financial
in accordance with these rules shall be entitled
to vote in the ballot for the election of National
President,
eoee eevee weee
NATIONAL SECRETARIES and
ASSISTANT NATIONAL SECRETARIES
(b) The qualifications and conditions for the
office of Joint National Secretary and Assistant
National Secretary shall be the same as apply to
the National President.
NATIONAL ORGANISERS
(c) The qualifications and conditions for the
office of National Organisers shall be the same
as apply to the National President."
Rule 5 provides for the National Council of the Union.
It is comprised of the National President, the National
Secretaries, the Assistant National Secretaries, the National
Organisers and a number of other officials, Rule 6 provides
for the powers of the National Council. It is the committee
12.
of management of the Union and, subject to the powers
and decisions of the National Conference (provided for
in rule 3) has the care,control, superintendence and
management in all respects of the affairs, business, funds
and property of the Union. There follow in rules 7 and
8 provisions concerning meetings of the National Council
and duties of national officials including the National
President, the Assistant National Secretaries and National
Organisers.
Rule 12 provides for the election of full time
national officials. The rule is as follows:
"), The National Council shall determine the
date for election to these positions.
2. The National Returning Officer shall by
notice in the Union Journal and circular to all
Branches inform members of the opening of nomin-
ations for these positions in time to comply
with the provisions of Rule 2,
The date for the receipt of nominations and
acceptance shall be decided by the National
Returning Officer, and such dates shall be fixed
having 1n mind the provisions of Rule 2.
The National Returning Officer shall also
arrange for a supply of prescribed nomination
forms to be available for Branches.
He shall notify the Joint National Secretaries
of the result of all elections for National full-
time positions."
Rule 36 provides for branches of the Union and for
meetings of those branches. Branches may be established
13.
and their areas defined by the State Councils, subject
to the approval and other powers of the National Council.
Every member of the Union is to be attached to a branch
which, except in special circumstances determined by the
State Council, shall be the branch established in the
area in which he resides, Rules 36.3 and 36.4 are as
follows:
"3, A meeting of the members of each Branch
shall be held monthly for the transaction of
its business. Such meetings shall be held
between the 8th and 21st day of each month
inclusive. No intoxicating drinks shall be
allowed in the room until the conclusion of
the discussions of the meetings. No Branch
shall be removed from one place to another unless
by consent of a majority of the members voting at
a meeting specially summoned for that purpose.
4, The time of commencing and finishing all
Branch meetings shall be 7.30 p.m. to 10 p.m.
Branches shall have the discretionary power to
commence sooner or close later if these hours
be convenient. Branches shall have the power to
change their night of meeting 1f such night falis
on a holiday, such alteration to be decided on not
less than four weeks previously.
The Branch Meeting in the months of March,
June, September and December shall be Star Nights
in each quarter,"
The Evidence
The persons elected to the offices in question were
the previous holders thereof, Mr. Scott's previous term of
14,
office as National President expired on 5 March, 1981;
Mr. Carmichael's term as Assistant National Secretary
expired on 22 March, 1981, and Mr. Martin's term as
National Organiser of Division 2 on 28 March, 1981.
Regulations 136C and 136E required the lodging by the
Union of a return of information concerning elections
to be held and the publication of information concerning
those elections by the Industrial Registrar. Pursuant
to those regulations there were inserted by the Industrial
Registrar on 6 October, 1979, advertisements in a number
of newspapers circulated in each of the States and Territories
of Australia. The advertisement in each case was headed
with the name of the Union and, amongst other things,
notified an election for each of the offices here in
question. The advertisement stated that nominations would
open on 8 June, 1980, and close on 21 June, 1980.
Further advertisements, this time inserted by the
Union, were published 1n newspapers circulating in each of
the States and Territories. The advertisements were
published on 20 May, 1980, and were in the following form:
5.
"AMALGAMATED METAL WORKERS
& SHIPWRIGHTS! UNION
CALLING OF NOMINATIONS
All members of the above organisation
are hereby advised that nominations will
be called for the undermentioned positions
at the June 1980 meeting of the respective
branches of the Union
* NATIONAL PRESIDENT
* JOINT NATIONAL SECRETARY
* ASSISTANT NATIONAL SECRETARY
* NATIONAL ORGANISER DIVISION 2
Any financial member may nominate any
other member qualified in accordance with
the rules of the Union for this position on
the form provided at the Branch.
The June meeting of the respective branches
summoned for this purpose will be held on the
date between the Sth and 2lst June, 1980, as
specified on each member's quarterly Membership
Contribution Card.
Nominations for this position must reach the
Returning Officer at the address shown here-
under not later than 3 pm on the 7th July,1980.
Authorised by:
J. P. Devereux
National Returning Officer,
PO Box M300,
SYDNEY MAIL EXCHANGE, 2012. "
The advertisements were inserted in the Public Notice column
of the newspapers but were set out more as display type
advertisements than would be the case in relation to ordinary
16,
classified advertising. In other words, the advertisement
was displayed 1n each case in a prominent manner,
It is the Union's submission that the advertisements
were 1unserted by Mr. Devereux in his capacity as Returning
Officer pursuant to the provisions of Regulation 146AD
earlier set out.
Also on 20 May, 1980, Mr. Devereux sent a circular to
the secretary of each branch of the Union directing him to
call nominations for the subgect offices "at your 1980
June summoned meeting of the branch". The circular informed
each branch secretary of the name of the current holder of
eacn office and said that each was eligible for re-election
"provided they have conformed to the rules of the Union",
At the relevant time there was published each month by
the Union a publication known as The Amalgamated Metal
Workers and Shipwrights' Union Monthly Journal. The issue
published for May 1980 contained on page 2 information under
the heading "Elections. and Other 'Notifications". Amongst
the information contained on that page was the following:
"NOMINATIONS POSITION NATIONAL PRESIDENT
Nomzunations for this position are to be taken in
all the Unionts Branches at the June 1980 meetings
which will be summoned for the purpose.
The present occupant Bro. R. Scott is eligible for
re-election subgect to Rule.
17.
"NOMINATIONS ASSISTANT NATIONAL SECRETARY
Nominations for this position are to be taken in
all the Union's Branches at the June 1980 meetings
which will be summoned for the purpose.
The present occupant Bro. L. Carmichael is eligible
for re-election subject to Rule.
NOMINATIONS NATIONAL ORGANISER
DIVISION No. 2
All Branches of the Union are to take nominations
for the above position at the June 1980 meetings
which will be summoned for the purpose.
The present occupant Bro. W. Martin is eligible for
re-election subgect to rule."
The usual practice in relation to the distribution of
the journal was to send copies of it to the secretary of each
branch of the Union and to all shop stewards. The estimated
circulation of it was said in the evidence to be 12,000 copies.
I referred to 1ts circulation in my decision in Wilson v.
Devereux (1980) 40 F.L.R. 223. I there said (p.225) that
25 journals were sent to each of 107 branches and two to
each of 7,500 shop stewards. That made the circulation in
round figures some 18,000. During the argument in the
present case there was general acceptance of those figures.
The evidence of Mr. Campbell, who 1s one of the Assistant
National Secretaries of the Union, is that the manuscript
for the May 1980 journal was forwarded to a printing company,
Kralco Printing Co. Pty. Limited, and was printed by that
18.
company before 7 May, i980. The wrappers and labels had
been produced by an employee of the Union, Mr. Whitton, and
had been collected from the Union's office by a courier for
the printing company on 11 April, 1980. Copies of the
May gournal were collected for distribution to the branches
on 7 May, 1980, and were mailed on the following day to
those branches of the Union which had post office box
addresses. The balance were delivered by courier. Copies
of consignment notes, which are in most cases receipted,
were tendered and snow that the journals for delivery to
addresses other than post office box numbers were despatched
on 7 May, 1980. A receipt endorsed on the consignment
note for delivery to Mr. N. Marshall, who 1s the secretary
of the Prahran branch of the Union, shows that 25 copies of
the gournal were received on his behalf on 9 May, 1980,
Due to a misunderstanding between a distribution
company, R. L. Polk & Co.(Australia) Pty. Limited and the
printing company, no copies of the May 1980 journal were
despatched to any shop stewards. The circulation of the
May 1980 journal was therefore to the branches alone
and amounted to no more than approximately 3,000 copies, or
a little less,instead of 18,000.
19.
Another publication which the Union has 1s now
known as the "Metal Worker". Previously the publication
was known as the "Amalgamated News", That was the other
publication referred to by me in Wilson v. Devereux (supra)
The name was changed on 4 March, 1980. Thereafter the
publication was no longer known as the "Official Journal of
the Amalgamated Metal Workers! and Shipwrights! Union",
There is evidence by officials of the Union as to the
history of the two publications, that 1s to say the Union
Journal and the Metal Worker, Prior to the amalgamation
an 1972 the Boilermakers' and Blacksmiths' Society had
published a newspaper entitled either "Boilermaker" or
"Bo1lermaker-Blacksmiths Journal", This publication did
not contain official notifications of the Society but
published news and information of a general nature. After
the amalgamation the new Union continued the publication
wnich then became entitled "The Amalgamated News". According
to the evidence of Mr. Garland who is one of the Joint
National Secretaries of the Union, the Amalgamated News was
never regarded as a gournal of record by the Union. it
was not produced to a strict or regular timetable, its
publication depended upon the occurrence of events or
industrial issues with which the Union was concerned, The
20.
newspaper was designed to inform the membership of the
Union generally om industrial, social and political issues.
It 1s true that from time to time 1t was described as the
official gournal of the Union. But it has not always been
described as such and was not so described when it was
published in the months of May and June 1980. The evidence
concerning the history of the two publications was not availl-
able to me when I decided Wilson v. Devereux (supra). I
then had no more than an agreed statement of facts and copies
of the two publications. At that time the Amalgamated News
was described as the official gournal of the Union. If the
evidence now before me had been available at the earlier
hearing I would not have expressed the tentative opinion that
the Amalgamated News rather than the other publication was
the journal referred to 1n Rule 12.2 of the Union's rules.
Although the evidence satisfies me that the monthly
journal 1s the publication referred to in Rule 12.2, there
remains a difficulty. The evidence establishes, as I have
mentioned, that the distribution of the gournal was both to
branches and to shop stewards. The May 1980 issue notifying
the opening of nominations for the offices here 1n question
was not distributed to shop stewards. That gives rise to
al.
a question to which I shall later return of whether the
gournal for May 1980 was published as must have been
contemplated by those who drew the rules in question.
It has been the practice of the Union since it was
formed in 1976 and for its predecessors to post to each
member a quarterly membership card. The card is intended
to be an account of what is owing for membership dues and to
provide the member with a record of his standing as a
member of tne Union, The cards serve an additional purpose,
Each 1s a notification of what is described as a "summoned
meeting", Each notifies the fact that the meeting will
take place on a particular day in the month at a specified
meeting place, On the reverse side of the card is noted
business to be dealt with at the meeting.
The applicant for this inquiry, Mr. Kelly, received his
membership card for the April/June 1980 quarter in the second
half of May 1980. It notified him that there would be a
meeting of the Prahran branch to;which he belonged on the
third Tuesday in June (17 June) in the library opposite the
Prahran Town Hall. No tame for the meeting was stated but
Rule 36.4 of the Union rules earlier referred to, subject to
what I have later to say, would make the time 7.30 p.m.
Noted on the back of the card was branch business which
22.
was introduced by the words,"Dear Member, you are summoned
to attend the June 1980 quarterly summoned meeting of your
branch. The date and place are indicated on reverse side
of this card", The business noted included nominations
for the offices of National President, Assistant National
Secretary and National Organiser Division No.2,
The meetings of other branches were not all held on
the third Tuesday in June. They were held on dates from
and including 8 June up to and including 21 June. Subject
to that and, of course, to the meetings of other branches
taking place at other locations, the evidence establishes
that each member about the end of May 1980 had received what
is described as a second quarter 1980 membership card wnich
notified him that at the June meeting of his branch nominations
for the offices in question would be called.
The evidence would suggest that the quarterly meetings
of branches held in March, June, September and December
referred to as summoned meetings on the membership cards are the
"Star Nights" mentioned in Rule 36.4,
Mr. Kelly gave evidence as to what transpired at the
meeting of the Prahran branch held on 17 June. His evidence
was not contradicted by other evidence and not challenged in
cross-examination. I therefore accept it. It establishes
23.
that the circular from Mr. Devereux dated 20 May, 1981,
calling for nominations was read to the meeting. Nominations
were called for the positions in question, Messrs. Scott,
Carmichael and Martin were nominated. The nomination forms
are in evidence. It does not apvear that the nominators
signed the nomination forms, but rather that the names of
the nominees and nominators were written in by the secretary
of tne branch, Mr. Marshall. The nominators made their
nominations orally from the floor of the meeting. The forms
were Signed at the bottom by the branch president and
secretary. The procedure followed at the Prahran branch
meeting would seem to have been the procedure adopted at
other branch meetings as well. There is not direct evidence
of that matter, but so much may be inferred from the way in
which the nomination forms are set out and from general
evidence which there is about the Union's practices in
calling for nominations in the past.
Mr. Kelly said that he was anxious to nominate
candidates for the positions other than Messrs. Scott,
Carmichael and Martin, but did not do so because he was
unaware until he went to the meeting that nominations would
be called and he could not ascertain whether persons he
wished to nominate were financial and willing to stand for
office.
It is next necessary to refer to other aspects of
Mr. Kelly's evidence which are challenged by the respondents.
24,
He said that he did not read the membership card and had
not appreciated that it served the purpose of notifying a
summoned meeting or the business to be dealt with thereat.
Although he had received similar cards for a period of
over 10 years (a similar practice had been followed by the
A.E.U. of which he was a member before the amalgamation)
he had never appreciated that the cards were used to notify
meetings. He did not carry the cards with him but kept
them 1n a plastic envelope which was produced by him
together with all cards going back to 1970. He did not
carry his card with him because he was a shop steward employed
by Kraft Foods Limited and could identify himself as a member
of the Union because of his position as such.
Mr. Kelly said that he had not received the May 1980
journal. That evidence should be accepted because the
evidence establishes that no May 1980 gournals were sent
to shop stewards, He said that the secretary of the Prahran
branch had not brought the journals to the May 1980 meeting.
That evidence I would also accept because no evidence to the
contrary was called. In the light of the fact that
Mr. Marshall must have received the gournals on or about
9 May, the only inference open is that he must have forgotten
to bring the gournals to the meeting.
The circular calling for nominations, although read at
the June meeting, was not, according to Mr. Kelly, read at
25.
the May meeting. I accept his evidence in that regard,
firstly because 1t 1s not contradicted and, secondly
because the evidence would suggest that the circulars
were not despatched in time for the May meetings of the
branches. Furthermore, the evidence is that 1t was not
the practice of the Union to send such circulars so as to
enable them to be available earlier than the summoned
meetings when the nominations were for National, as distinct
from State, offices.
There remains a question mark concerning Mr. Kelly's
evidence of whether he appreciated that the membership
card was also a notice of meeting. That is a matter to
which I shall return. The significance of his evidence in
this respect is that, if accepted, it would establish that,
until he came to the June meeting, he was not in fact aware
that nominations for the offices in question would be
called thereat. He had not seen the newspaper advertise-
ment or the May 1980 issue of the journal. The circular
from Mr. Devereux calling for nominations was read out only
at the June meeting.
The Submissions of the Parties and the
Questions for Determination.
Mr. Kelly contends that there were irregularities in
the following respects:
26.
(a) There was a breach of Rule 12.2 of the rules because,
although notice of the elections was published in the
Union journal in the sense of a notice being included
therein, there was no proper publication of the journal
because it did not go to shop stewards including
Mr. Kelly.
(2) The Union journal was not made available at the May
meeting of the Prahran branch.
(c) The procedure whereby nominations were called for only
at meetings of the branches was contrary to the pro-
visions of the regulations, particularly Regulations
146AC and 146AD.
In the submission of the respondents no irregularity 1s
shown to have occurred. Additionally the respondents sub-
mit that any irregularity which there 1s 1s not an irregularity
for the purposes of s.165. If Mr. Kelly had a remedy 1% was
to make an application pursuant to s.141 rather than s.159.
The respondents further submit that I ought not to be satis-
fied of the matter referred to in s.165(4) and finally contend
that there is an overriding discretion in the Court to grant
or refuse relief and that J should, even if satisfied as to
all other matters, in the exercise of my discretion, refuse
to act under s.165(3).
27.
In the course of the submissions of the parties and
the discussion thereon which ensued, there was an extensive
review of all relevant provisions of the Act, the regulations
and the Union's rules as well as of the evidence which 1s
before the Court. This review drew to my attention
matters, other than those relied upon by the applicant,
which may constitute 1rregularities. In the treatment of
the argument that follows I have endeavoured to cover all
these matters. I conceive it my duty to do so by reason
of the fact that this proceeding is an inquiry and concerns
matters of important public interest. The proceeding 1S
not adverserary litigation of the usual kind.
It seems to me that in broad terms the following
questions arise for determination:
1. Did the Returning Officer call for nominations in
accordance with the provisions of the regulations and
the Union's rules.
2. If not, 1s there any irregularity within the meaning
of s.165.
3. If so, am I satisfied in terms of s.165(4) that, having
regard to the irregularity or irregularities found, the
result of the elections may have been affected thereby.
4, If I am so satisfied, have I any discretion nevertheless
to refuse relief, and, if so, how ought that discretion
be exercised,
28.
Requirements of the Regulations and the Union's
Rules and the Question of Non-compliance therewith
The starting point is the first sentence of Rule 2.1
which, in effect, provides that elections within the Union
for the offices here in question are to be conducted in
accordance with the provisions of the Act and Regulations.
That provision is to be contrasted with the second sentence
of Rule 2.1 which provides that all other elections in the
Union are to be by secret ballot vote in accordance with
the rules. It will be remembered that s.133AA(2) provides
that the regulations may make provision for and in relation
to the conduct of an election in the case of an election in
respect of which the rules of the organisation do not
provide for a secret postal ballot. For the offices in
question the rules of the Union here do not so provide. The
fact that they provide for a secret ballot in relation to
the elections for other positions in the Union 21s not to the
point. It follows that the next step 1s to go to the
regulations in Part V AA. These, and not the rules, govern
the procedure which 1s to be followed. That is not to say
that later provisions of the rules may not be picked up by
the provisions of the regulations and thereby made applicable.
But in this respect 1t is important to bear in mind Regulation
146AB which provides that where provision 1s made 1n respect
2g.
of matters relating to the conduct of an election for an
office within an organisation, the rules of the organisation
shall not apply in relation to those matters except to the
extent to which they apply by virtue of regulations con-
tained in Part V AA.
The first obligation cast by the regulations upon the
returning officer 1s to determine the times and dates of
the commencement and close of the period for lodging of
nominations of candidates having regard, inter alia, to the
provisions of the rules of the organisation relating to
the times and dates of the commencement and close of the
period for lodging nominations in respect of the election.
The Returning Officer is also to determine the place for
lodging nominations of candidates for election. The evidence
reveals that Mr. Devereux as Returning Officer determined
the date of the commencement of the period for lodging
nominations as 8 June, 1980, and the close of that veriod
as 21 June, 1980. But it also reveals that he did not
intend that nominations could be lodged during the whole of
that period by each member of the Union. The dates he
selected were respectively the dates of the earliest and
the latest of the branch meetings to be held in June 1980.
It was his intention to follow the procedure provided for in
30.
the rules (2.6) which contemplate nominations being
made only at branch meetings.
It was the submission of counsel for the respondents
that Mr. Devereux's determination in this respect was
within both the Union rules and the regulations. The
regulations required the Returning Officer to have regard
to the provisions of the rules of the organisation relating
to the times and dates of the commencement and close of
the period for lodging nominations for the offices in
question. The relevant provisions were 1n Rule 2.6 read
in conjunction with Rules 2.1 and 2.2. I reject this
submission. I do so because Rule 2.6 apparently contem-
plates nomination only at a branch meeting; the regulations
contemplate that there will be times and dates certain
fixed for the commencement and close of the period for
lodging nominations. Unless the rules provide for the
fixing of such a period, they make no relevant provision
with the result that there is no rule to which the Returning
Officer either may or 1s obliged to have regard. That
being the position, the provisions of regulation 146AB
exclude the operation which, but for its terms, the rule
would otherwise have had, Implicit in what I have said,
although I pause to spell it out, is that the regulations
31.
require that each member of the electorate has available,
for the purpose of lodging nominations, the same fixed
period as determined by the Returning Officer.
I have some doubt as to whether Mr. Devereux ever
determined the place for lodging nominations otherwise
than at the respective meeting places of the branches,
But the advertisement which he inserted in daily newspapers
circulating in various parts of Australia might suggest
that he had selected as a place for lodging nominations
the post office box number which 1s snown at the end of
the advertisement. If that were so I would conclude that
a proper determination of a place had been made. But
I think the better view 1s that the place, or rather places,
determined were the places at which the various branch
meetings would be held. I do not regard such a determin-
ation to be within the terms of the regulation. I do not
find it possible, in expressing my reasons for that view,
to separate considerations relating to the period during
which candidates might be nominated from those relating
to the place or places at which nominations might be lodged.
What 1t comes down to is that Mr. Devereux, albeit acting
an good faith and in accordance with what he believed was
32.
required of him, specified the time and place to be
the time and place of each branch meeting.
The evidence discloses that at least in relation
to the Prahran branch, but I would suspect others, the
meeting place was at premises over which the Union had no
control other than during the time for which they were
hired. No time at which branch meetings would be open
was specified in the advertisement; no such time was
specified either in the notices of meeting endorsed on
the membership cards. In order to enable one to know
the time, one had to be familiar with union practices, or
to ask other members who knew the position, or to consult
the rules (36(4)). If one did consult the rules, one would
conclude the meetings opened at 7.30 p.m. and closed at
10 p.m., but with the proviso that the times might be
different because of the power of branches to commence
earlier or close later. It 1S my opinion that to determine
a place for the lodging of nominations which in many cases
will be at premises at which the Union has no more then
a temporary presence in a situation where it might be
present between 7.30 p.m. and 10 p.m. or at some other time,
1s no determination of a place at all. Certainly it is not
such a determination of a place as 1s within regulation 146AC.
The next obligation imposed upon Mr. Devereux was to
publish the advertisement required by regulation 146AD. I
33.
have earlier set out the form of this advertisement and
I do not refer again to the detail of it. During the
argument I expressed the tentative view that the advertise-
ment was 1n accordance with what the regulation required
in that it did fix the period, 8 to 21 June, 1980, as the
period during which candidates might be nominated. On
reflection I think that such a view is erroneous. After
due consideration I have reached the conclusion that the
advertisement was in accordance with Mr. Devereux's
determination that nominations might only be made at
branch meetings which would be held between 8 to 21 June,
1980. That being the position the statement at the end
of the advertisement that nominations must reach the Returning
Officer at the address shown not later than 3 o.m. on 7 July,
1980, 1S misleading. It could have led persons to think
that nominations from members would be received at the
post office box shown at any time up to 3 p.m. on 7 July,1980.
As earlier said, I am of opinion, that the only places
determined by Mr. Devereux for the lodging of nominations
were the places at which the branch meetings were to be
held. I have expressed the opinion that such a determin-
ation was not in accordance with the regulations. It
follows that the advertisement in "setting out" those places
as the places for lodging nominations was also not in
accordance with the regulations.
34,
What I have said so far indicates that there were
a number of respects in which the provisions of Regulations
146AC and 146AD were not complied with. There are still
further alleged departures from the provisions of the
regulations and also the rules of the Union to be considered.
It will be convenient to summarise all my conclusions at
the end of this section of the gudgment rather than to do
so now,
It was the submission of the respondents that by reason
of the opening sentence of Rule 2.1 earlier referred to and
the form of the regulations no notice apart from notices to
be published in newspapers was required to be given. But
regard must be had to Regulations 146AB and 146AD. In my
opinion, notwithstanding the provisions of the first sentence
of Rule 2.1, the rules of the Union do provide for a notice
inviting nominations of candidates for election to be
published in a manner other than in a newspaper. The
relevant rule 1s Rule 12.2 earlier set out. Thus,
Mr. Devereux was obliged, if it were practicable, to publish
the notice in the manner provided by that rule.
The provisions of the first sentence of Rule 2.1 do
no more than provide that the elections for the relevant
positions be conducted in accordance with the Act and
Regulations. They do not oust relevant provisions of the
35.
rules if the regulations themselves pick them up as
was the intention of the draftsman (regulation 146AB).
The rules do make provision in relation to notifying the
calling of nominations for the offices 1n question (Rule 12.2).
It was submitted by counsel for the respondents that these
provisions should simply be treated as otiose. But the
rules have been amended to take account of the changes
in the legislation which came about in 1976, and I would
not lightly take the view that rules specially providing
for the nomination of candidates for the very offices dealt
with in the legislation should be ignored. That 1s
particularly so when the only other notice contemplated by
the joint operation of the rules and the regulations is an
advertisement which may be inserted in the classified
advertising columns of large newspapers.
It follows that Mr. Devereux was obliged by Rule 12.2
to insert in the Union journal an advertisement to the
effect of that required by regulation 146AD, Although
he anserted an advertisement or notice 1n the journal, it
was not in the required form, in particular it did not
specify dates for the opening and closing of nominations
nor the place for lodging them. Nor did it set out the
form in which nominations were to be made. There is no
evidence to suggest that it was not practical for
Mr. Devereux to have inserted a notice in the gournal
which was in the required form.
Then there 1s the question of the distribution and
circulation of the gournal. The words of Rule 12,2
required publication of the notice in the gournal. What
was the draftsman'ts intention as to the distribution or
circulation which the journal should be? The only satis-
factory answer to this question is that it should have
the distribution and circulation which it customarily had
at the time the rule came into effect. That date may be
taken to be the date in 1976 when the rules became effective
to govern the affairs of the newly amalgamated union or the
date when amendments to those rules were made to take account
of the amending legislation which introduced s.133AA into
the Act. It 1s 1mmaterial to determine which of those
dates 1s the correct one. At both times the distribution
of the gournal was to branches and shop stewards. Due to
misunderstandings, the evidence of which I have earlier
mentioned, no gournals were delivered to shop stewards. In
my opinion there was, for that reason, no publication of
the notice in the Union gournal as required by Rule 12.2.
The question must, of course, be one of fact and degree.
Plainly enough there would be no such publication if the
37.
gournal were not distributed to anyone or distributed,
for example, only to full time officials. On the other
hand if, due to misadventure, some shop stewards or some
branches did not receive copies, one would be inclined
to hold that there had been substantial compliance with the
rule and therefore no breach. The evidence reveals that
by far the greater number of gournals were customarily
delivered to shop stewards. The 1ssue in question here,
that for May 1980, was received by none unless he happened
to obtain one et a branch meeting or in some other way not
connected witn his position as a shop steward.
It is appropriate to say at this point that a rule
such as Rule 12.2 1s frequently likely to be the source of
problems of this kind. The evidence demonstrates the
difficulties which may arise. Further problems may even
now be occurring (I express no view whether they are or not)
as the result of the Union's decision to bring the gournal
out quarterly instead of monthly. That decision was made
after the events here in question. But in the future
there may need to be considered whether the current
publication remains the jgournal referred to in Rule 12.2.
It would be much more satisfactory 1f the rule spelt out
what notice of nominations being open was in fact to be
38.
given, In the light of the Union's longstanding
practice of notifying each member of branch meetings
and the business thereof on membership cards, I would
have thought that consideration could be given to
altering the rule to provide for notice in that way.
If such a course were taken, care would need to be
exercised to provide for the form of the notice having
regard to the provisions of regulation 146AD(1) and (3).
There 1s, 1n my opinion, a further departure from
the requirements of the regulations because of tne failure
of the nominators of the candidates to nominate them in
writing. The nominations to which I refer are those
made at the meeting of the Prahran branch of the Union.
Regulation 146AE plainly requires nominations to be in
writing. The writing referred to 1s that of the nominator.
Sub-regulation (1)(a) deals with the situation where the
rules do not so provide, 1n which case the nomination is
again required to be in writing and Signed by the nominator.
There may be a question as to whether the writing referred
to 1n sub-regulation (1)(a) need be the writing of the
nominator, I express no concluded view on that matter,
although my tentative view 1s that the writing of the
nominator is what 1s required. My conclusion in that
regard arises from the general scheme of the regulations
39.
which contemplate nominations being sent to the place
determined in that behalf by the Returning Officer.
But should that conclusion be wrong, I am satisfied that
the relevant rule (Rule 2.2) contemplates that the
nomination will be in the handwriting of the nominator.
The relevant words are, "shall be nominated .... on the
prescribed form", The nominator could not comply with
this provision unless he himself wrote on the form. The
nominations were not therefore 1n accordance with the
rule the requirements of which the regulations obliged
nominators to follow.
In relation to compliance with the regulations and
the rules it remains to consider whether there was any
departure by reason of tne fact that the May 1980 issue
of the jgournal which contained notice of the calling of
nominations was not available at the May meeting of the
Prahran branch, It will be recalled that copies were
delivered to the secretary of that branch 1n time for him
to have them available at that meeting. There 1s no
evidence that the relevant issue was not available at
other branch meetings held in May. Nor is there any
satisfactory evidence to suggest that production of the
40.
gournal at the June meetings of branches rather than
at the May meetings thereof was unusual or such as to
be contrary to the Union's previous practice. The
failure of the secretary of the Prahran branch to produce
the journal to the May meeting does not of itself satisfy
me that there has been other than substantial compliance
with Rule 12.2.
But for the reasons I have given there are established
a number of departures from the provisions of the regu-
lations and the rules of the Union. These are -
i. Mr, Devereux, as Returning Officer, did not, as he was
required to do by regulation 146AC, validly determine -
(a) the times and dates of the commencement and close
of the period for lodging nominations;
(o) the place for lodging nominations.
2. The advertisement published in purported compliance
with regulation 146AD was defective in that it did not,
or did not validly, set out -
(a) the form in which nominations were to be made;
(b) the place for lodging nominations;
(c) the times and dates of the commencement and close
of the period for lodging nominations.
41.
3. The provisions of-Rule 12.2, as modified by regu-
lation 146AD(3) were not complied with in that -
(a) the notice published in the May 1980 issue of
the jgournal was not a notice in accordance with
regulation 146AD(1);
(bd) the distribution and circulation of the journal
was not substantially as envisaged by the rule.
4. The nominations of the candidates made at the June
meeting of the Prahran branch were not in accordance
with the requirements of Rule 2.2 and regulation 146AE
(1)(a) because the nominations were not in the hand-
writing of the nominators.
There is a further matter to be mentioned. No provision
of the regulations expressly requires the calling of nomin-
ations to be in accordance with the determinations made
pursuant to regulation 146AC and the advertisement published
pursuant to regulation 146AD. But 1t 1S my opinion that
the underlying intention of the regulations is that
nominations will be called in accordance with the procedure
which those regulations contemplate. Any other view would
be ludicrous. In the way that events transpired nominations
were only permitted to be made orally from the floor at
branch meetings. Whilst such a procedure may have been
42,
authorised by Rule 2.6 if it had not been affected by
the regulations, particularly regulation 146AB, it 1s not
a procedure which is lawful. The manner in which nominations
were called quite apart from the way 1n which notice of them
was given, was 1rregular.
There was a submission by counsel for the respondent
that some of the provisions of the rules and regulations
were directory rather than mandatory. I think that some
may be. An instance 1s so much of regulation 146AD as
requires the setting out in the advertisement of the form
in which nominations are to be made. If no other departure
from the regulations had been involved, I do not think that
the consequence would have been great. But insofar as any
of the other provisions could be said to be directory,
there remains a plain failure to comply with them, This
is not a case where the respondents are able to show that
there has been substantial compliance with any of the
provisions of which I consider the Returning Officer to
have been in breach, I hasten to add that, although I make
that finding, 1t involves no reflection on Mr. Devereux who,
I am satisfied, did his best to comply with what he believed
to be the requirements of the regulations and the rules of
the Union,
43.
t
Irregularity"
It was submitted on behalf of the respondents that
none of the departures I have found to exist was an
irregularity within the meaning of s.4(1) and thus s.165
of the Act. It was said that the departures, being
concerned with the notice to be given members about, and
the procedure for, the nomination of candidates were not
connected with the full and free recording of votes or of
persons entitled to record votes. Reliance was placed
on my decision in re Australian Postal and Telecommunications
Union; ex parte Wilson (1979) 28 A.L.R. 330 at p.336. In
the respondents! submission no more was involved than
breaches of the rules, The applicant's remedy was an
application pursuant to s.141, not s.159. In this respect
I pause to note that a number of the departures involve
breaches of the regulations rather than breaches of the rules.
I am of opinion that the submission should be rejected.
In short I think that the following of the proper procedure,
including the giving of proper notice, for nominating
candidates 1s fundamental to there being a full and free
recording of votes. I am strengthened 1n that view by the
provisions of s.133(1)(b) and (c). The section specifies
what matters the rules of an organisation are to provide for
in relation to elections and in the two paragraphs mentioned
4k.
refers to nominations expressly. In the former it 1s
provided that "the conduct of every such election" is to
include the acceptance or the rejection of nominations.
The section thus expressly demonstrates a legislative
intention which one would have expected to be present, to
treat the calling for nominations as an essential step
in the electoral process. To the same effect is s.165(3)(c)
which expressly includes as a step in an election the sub-
mission of nominations. If nominations were not called
in accordance with the relevant regulations and the Union's
rules, there could be no full and free recording of votes.
The A.P.T.U. case relied upon by the respondents 1s plainly
distinguishable from a case such as this.
Section 165(4) Considerations
The first matter to be dealt with is the question of
whether I should accept Mr. Kelly's evidence that he did
not appreciate that nominations would be called at the June
meeting of the Prahran branch. "I have reached the con-
clusion that I cannot accept it. My decision is not based
upon any matter associated with Mr. Kelly's demeanour in
the witness box or answers given by him in cross-examination.
45.
Rather it 1s based upon my view that 1t 1S inherently
improbable that Mr. Kelly, who has taken an active
interest in union affairs for so many years, could have
been unaware of the fact that branch business was noted
on the membership cards which he received. It is not
as if his evidence was to the effect that he was aware
of the practice but on this occasion omitted to look at
the card. The purport of his evidence 1s that he had at
no time noticed the Union's practice of notifying branch
business on the quarterly membership cards. I am not
prepared to go so far as to say that I positively disbelieve
Mr. Kelly. What I say 1s that I cannot accept his evidence
in this respect. I should approach the questions to which
s.165(4) gives rise,therefore, upon the basis that Mr. Kelly
knew or should be treated as knowing that nominations for
the offices in question would be called at the June meeting
of the Prahran branch.
If the case were one concerning only Mr. Kelly's
personal position and involved no more than the question
of whether the Union rules had been complied wath, I would
have been inclined to the view that 1 ought not to be
satisfied of the matter referred to in the sub-section,
But the case involves broader considerations, I have
46,
earlier summarised the departures that have been established
from the various procedures which the regulations and so
much of the rules as are applicable reguired. I have
found that each of these departures was an irregularity
within the meaning of s.165. It may be that if there were
but one irregularity or even two that one would not take
any serious view of what had occurred, But, so it appears
to me, the whole procedure for the calling of nominations
embarked upon by Mr. Devereux as Returning Officer involved
him in a misconception of what was required. I repeat that
I am satisfied that he acted throughout honestly and in good
faith, following what has no doubt been the procedure adopted
by the Union and its predecessors for many years. But the
circumstance that Mr. Devereux has acted in good faith will
not avail the respondents if the procedure in fact adopted
is not in accordance with the law.
Although there are a multiplicity of irregularities,
the real vice of what was done was to continue the practice
of providing that nominations might only be made orally
from the floor of the various branch meetings. What was
required was that nominations should be made in writing by
the nominators and sent to or lodged at a place or places
47.
determined by the Returning Officer. Furthermore, it
is the plain intention of the regulations that there be
a fixed period during which each member of the Union
should be able to nominate candidates in the way that I
have described. It 18 no compliance with the letter or
the spirit of the regulations to permit nominations to
be made only during the short period, which itself is
uncertain by reason of the operation of Rule 36.4, of a
branch meeting.
It should not be thought that the irregularities
which I have found to exist involve any technical breaches
of the regulations and the rules. In my opinion there
are important reasons why the view could be taken, as 1t
was by the draftsman of the regulations, that nominations
shoula be made in the way that is required. There could
well be something inhibiting 1n requiring members at
branch meetings to make their nominations orally from the
floor. I do not wish to develop this matter, All I wish
to emphasise 1s that one can well understand that someone
designing a system to ensure fair elections would want to
avoid a situation where nominators had to stand up, perhaps
an a hostile atmosphere, for the purpose of nominating
candidates who were not, amongst the majority of members
present, popular choices,
48,
Those being my views of the consequence of the
irregularities here present, I turn to the question of
whether I am of opinion that, having regard to the
urregularities found, the result of the election may have
been affected by those irregularities. There 1s in
effect another limb to s.165(4) but it has no application
here, There was discussion during the argument as to
the extent of the Court's satisfaction before it could or
was obliged to form the relevant opinion, In my view
what is involved is the Court forming the opinion, having
regard to the relevant factors, that the result of the
election may, as a real or distinct possibility, have been
affected. There is not involved any question of it being
established on a balance of probabilities that the result
was in fact affected.
In the submission of the respondents this was not a
case in which I should form the relevant opinion. There
was no evidence, Mr. Kelly's evidence on the question of
notice having been regected, which would suggest that the
result might in any way have been affected. In particular
there was nothing to suggest that, 1f the proper procedure
had been followed, nominations other than those which were
lodged would have been received. The evidence establishes
49.
that there were nominations of the successful candidates
from most brancn meetings. There were some other
nominations but the nominees, for one reason or another,
refused to stand.
I have given these considerations attention but,
despite them, I have reached the clear conclusion that
failure to carry out the proper procedure for calling
nominations might, aS a real or distinct possibility,
have affected the result of the election. i thank it is
impossible to take any other view.
For those reasons I have formed the opinion that,
having regard to the irregularities found, the result of
the election may have been affected thereby.
Residual Discretion
It was submitted on behalf of the respondents that
because of the use of the word "may" in s.165(3) the Court
had a discretion, notwithstanding a positive finding pursuant
to s.165(4), to refuse to make orders. I have not found
that an easy question to resolve. I was inclined at first
to think that the position was governed by principles such
as are stated in Ward v. Williams (1955) 92 C.L.R. 496 at
pp.505-507. In short the principle there referred to 1s
50.
that where a power is conferred upon a public officer for
the purpose of being used for the benefit of persons who
are specifically identified and with regard to whom a
definition 18 supplied by the legislation of the conditions
upon which they are entitled to call for its exercise, that
power ought to be exercised. If the power is conferred
upon a gudicial tribunal to be invoked by a judicial pro-
ceeding, that circumstance is said to be a very strong
andication that if the conditions for its exercise are made
out, the Court will have little or no residual discretion
to refuse to act.
However, the present section confers jurisdiction on
a court in proceedings which are of an inquisitorial rather
than adversarial nature in a setting where the public
interest 1s very much involved, There may be cases 1n
which, notwithstanding a positive finding pursuant to
s.165(4), it would be an the public interest or in the
interests of some or all of the members of a union not to
act. For that reason I have reached the conclusion that
there 1s a residual discretion vested in the Court to refuse
to act if an all the circumstances that is what the public
interest or the interest of members or particular groups of
members requires.
51.
I come then to the final question of whether I should
make an order declaring the election void and consequential
orders declaring the persons purporting to have been elected
not to have been elected. Having considered the matters
put to me by counsel for the respondents on this question,
I have reached the conclusion that I should, in the exercise
of my discretion, make orders to the effect of those
mentioned, The matters put to me were related in the main
to the personal position of Mr. Kelly and the question of
whether he was really prejudiced by what had happened.
Whilst those matters are relevant, they are, for reasons
earlier given, by no means determinative of what I should
do, The respondents' submissions based on discretion are,
accordingly, rejected.
Conclusion
There 1s one submission with which I have no so far
dealt but which I should mention, before delivering my
formal conclusions, It was a submission by counsel for
Mr. Kelly that Rule 2.6 of the Union rules was invalid. The
submission was based on the provisions of s.140(1)(c) of
the Act. It was said that the rule was invalid because
1t operated oppressively, unreasonably or unjustly. I do not
find it necessary to deal with this submission. I have
52.
found that by reason of the operation of the regulations
the rule no longer has any application, If, contrary to
the submissions of the respondents, I had taken a different
view of the effect of regulation 146AE the matter may
have had to be considered. But, in my opinion, the rule
could have no application because the underlying requirement
of the regulations is that the procedure contemplated by
regulations 146AC and 146AD must in fact be carried out.
It requires nominations to be made by the various members and
sent to the place or places determined and notified by the
Returning Officer, There is thus no room for the follow-
ing out of the procedure whereby nominations are to be made
at branch meetings.
My conclusion 1s that orders pursuant to s.165(3) should
be made, These orders will declare the election void and
the persons purporting to have been elected not to have been
elected, They should probably also provide that the
Industrial Registrar 1s to make arrangements for fresh
nominations to be called and a new election to be held.
I do not propose now to make formal orders. I propose
to allow an anterval to enable counsel and the parties to
consider wnat I have said. When the matter 1s again in the
list counsel for the applicant are to bring in short minutes
of orders to give effect to my decision.
ucttins andine $2 preceaing
y of the reasons for
pages are a true cop
judgment herein of The Honouradle ae
Mr Justice Sheppard. < Lonlln