Stapelton, D. v. African Lion Safari Pty Ltd [1982] FCA 162
Federal Court of Australia
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CATCHWORDS
Industrial law - Dismissal of employee - Whether
employee member or delegate of an organization -
Wnether employee entitled to the benefit of an
award - Whether purported oral variation of award
took effect prior to signing of formal order - Whether
employee seeking better industrial conditions -
Employee asked to be delegate by union official -
Whether employee a delegate of the organization
pursuant to the Rules - Whether employee's
membership of organization or seeking to improve
industrial conditions a substantial and operative
reason for dismissal - Unsatisfactory work performance
of employee - Discharge of onus of proof by employer
with anti-union attitude.
Order for Costs - Costs - Federal Court's power to
award costs in proceedings arising under Conciliation
and Arbitration Act - Whether Federal Court limited
to power under Federal Court of Australia Act -
Proceedings not instituted vexatiously or without
reasonable cause.
Conciliation and Arbitration Act 1904 ss. 197A; 118A(1);
; 110; 53 40
Federal Court of Australia Act s.43
DAMIEN STAPELTON v. AFRICAN LION SAFARI PTY. LIMITED
No. N.S.W. 36 of 1981
Coram: Ellicott J.
Sydney
7 April, 29 June 1982
IN THE FEDERAL COURT
OF AUSTRALIA No. N.S.W. 36 of 1981
N.S.W. DISTRICT REGISTRY ;
INDUSTRIAL DIVISION )
DAMIEN STAPLETON
- (Prosecutor) ~~ °° 7
AFRICAN LION SAFART PTY. LIMITED
(Defendant )
ORDER
JUDGE MAKING ORDER: Ellicott J.
DATE OF ORDER: 7 April 1982
WHERE MADE: Sydney
THE COURT ORDERS THAT:
The information be dismissed. ¢
IN THE FEDERAL COURT }
' No. N.S.W. 36 of 1981
OF AUSTRALTA
N.S.W. DISTRICT REGISTRY
INDUSTRIAL DIVISION
DAMIEN STAPLETON
(Prosecutor)
AFRICAN LION SAFART PTY. LIMITED ~
(Defendant)
CORAM: Ellicott J,
REASONS FOR JUDGMENT
Damien Stapleton ("the informant"), as Federal
Secretary of the Australian Theatrical and Amusement
Employees' Association ("A.T.A.E.A.") has instituted
proceedings pursuant to s.5 of the Conciliation and
Arbitration Act, 1904 ("the Act") against African Lion
Safari Pty. Limited ("the defendant") in relation to
the dismissal of its former employee, Brian Tyrrell.
He alleges that, on or about 16 June 1981, the defendant
in breach of s.5 dismissed Mr Tyrrell by reason of the
circumstances that he was a member of an organisation,
i.e. the A.T.A.E.A., that he was entitled to the benefit
of an industrial award, that he was a member of an
organisation seeking better industrial conditions and
af
2.
was dissatisfied with his conditions, and that,being a
member and delegate of an organisation ,did things which
were lawful for the purpose of furthering and protecting
the industrial interestsof the organisation and its
members, being acts and things within the limit of the
authority expressly conferred on him by the organisation
- in accordance with the rules of the organisation,
Section 5 of the Act (so far as it is relevant
for these proceedings) provides as follows:- : ~
"5.(1) An employer shall not dismiss an
employee, or injure him in his
employment, or alter his position to his
prejudice, by reason of the circumstances
that the employee -
(a) is or has been, or proposes, or has
at any time proposed, to become, an
officer, delegate or member of an
organization, or of an association
that has applied to be registered as
an organization; or
eeeoeecccest
(b) is entitled to the benefit of an
industrial agreement or an award; or
(ad) being a member of an organization which
is seeking better industrial conditions,
is dissatisfied with his conditions; or
(f) being an officer, delegate or member of
an organization, has done, or proposes
to do, an act or thing which is lawful
for the purpose of furthering or
protecting the industrial interests of
the organization or its members, being an
act or thing done within the limits of
authority expressly conferred on him by
the organization in accordance with the
rules of the organization.
3.
(4) In any proceedings for an offence against
this section, if all the relevant facts and
circumstances, other than the reason or
intent set out in the charge as being the
reason or intent of an action alleged in the
charge, are proved, it lies upon the person
charged to prove that that action was not
actuated by that reason or taken with that
intent."
It is clearly established that, as a result of
s.5(4) of the Act, the onus is placed upon the informant to
prove beyond reasonable doubt all the elements constituting
the offence except the reason or reasons for the defendant's ~_
action. It is for the defendant to prove, on the balance of
probabilities, that it did not dismiss Mr Tyrrell for the
reasons alleged. (cf. s5(4) of the Act and also see Atkins v.
Kirkstall-Repco (1957) 3 F.L.R. 439, Roberts v. General
Motors-Holden's Employees' Canteen Society Inc. (1976) 25
F.L.R. 415, Heidt v. Chrysler Australia Ltd. (1976) 13 A.L.R.
365, Jones v. Thiess Bros. Pty. Ltd. (1977) 15 A.L.R. 501,
David John Lewis v. Qantas Airways Limited, Morling J. Federal
Court of Australia, 22 September 1981 - unreported, Desmond
William Childs v. Metropolitan Transport Trust, Smithers J.
Federal Court of Australia, 9 December 1981 - unreported).
The defendant company is the operator of the African
Lion Safari at Warragamba. It is an amusement centre with
primarily an animal park through which paying members of the
public may drive their vehicles and view wild animals from the
safety of their vehicles. There is a lion reserve and a tiger
reserve. The centre also has other attractions such as a zoo,
dolphinarium, a section for farm animals, train rides etc. and
a restaurant. The centre has been in operation for thirteen
years. The defendant operates similar parks in other states,
. h
Brian Tyrrell, prior to working in Australia,
had been employed at a London dolphinarium by an associated
enterprise, Pleasurama Amusement Parks. The London
operation was closing down and a vacancy was offered to
him in Australia,at the African Lion Safari at Warragamba,
which he accepted,
He was first employed at the Safari in 1972
until early 1974 when he resigned. He was re-employed in
August 1974 but resigned again prior to the ensuing :
Christmas. He was again employed at the Safari from
gust after Easter 1975 and remained so employed until
he was dismissed on 16 June 1981. During these periods
of employment, Mr Tyrrell assisted contractors employed
to build the dolphinarium, undertook general maintenance
work, operated filtration plant and at times acted as a
park warden.
Mr Tyrrell did not belong to a Union until
15 December 1980. Prior to that, however, A.T.A.E.A. had
become interested in extending its membership if possible
to cover employees of the defendant.
In June 1980 a letter of demand attaching a
log of claims was served by A.T.A.E.A. on the defendant and
on 12 August 1980 Robinson J., a Deputy President of the
Australian Conciliation and Arbitration Commission found
that an industrial dispute existed to which A.T.A.E.A.,
the defendant and other companies were parties.
aa SS Ee 2 OE SS Fe Rk og SAIS ER Ea calle OT Deke aha cla eA EA Ba tn SE SS
5.
On 24 November 1980 Miss Pikette and the
informant,as officers of A.T.A.E.A.,visited the park
to have a look at the operations as they applied and
to ascertain just what interest A.T.A.E.A. would have
in the park. On this visit they discussed matters with
Mr Stafford Bullen, the managing director of the defendant
'and a thorough inspection took place. Mr Bullen indicated
(inter alia) that,in his view, when unions came into some
establishments and wages were increased, the business
became unviable. He said he didn't want this to happen
at Warragamba and that if he was forced to pay increased
rates of pay he would consider closing the park. He could
see no advantage to any employee in the park being covered
by a union.
In December 1980 Mr Tyrrell and three other
employees went to Oberon to a house warming party. They
were expected back at work the next day, Sunday 14th,
but did not return, nor did they attempt to ring to explain
their absence. On their return disciplinary action was
taken. One employee was dismissed and the others were
suspended. Mr Tyrrell was suspended from his employment
for three days but subsequently was paid in respect of two
of them.
On 15 December 1980,because of their suspension,
Mr Tyrrell contacted the Union. He asked whether their
suspension, as well as their wages and other conditions
of employment were fair.
6.
On the same day Mr Tyrrell filled in an
application form to become a member of A.T.A.E.A. and
paid to it a joining fee and subscription. He was
accepted as a member thereof on 17 December 1980.
As a result of this contact with the union,
arrangements were made between the informant and
Mr Tyrrell for a meeting to be called of interested
"staff at the park. The meeting was held in January 1981
at the Warragamba Town Hall and was attended by some- - -
eight members. "At it the type of work, rates of pay and
the general safety in the park were discussed.
Following this meeting Mr Tyrrell was asked
py other members of the staff to approach Mr Eric Dzenis,
the general manager of the park, to put forward a log of
complaints and ask for a pay rise. He saw Mr Dzenis and
requested an increase from $3.34 to $5.50 an hour in pay.
He also complained about the lack of security and the
employment of school children. During the same conversation
he told Mr Dzenis that he was a member of the union.
Mr Tyrrell says that at this conversation Mr Dzenis said
that if they got a pay rise Mr Tyrrell's job would probably |
be on the line to which he replied "I expect that".
Some days after this conversation a meeting
of staff was called by Mr Stafford Bullen, the managing
director, at a restaurant on the defendant's premises.
Approximately 20 employees attended this meeting.
Mr Bullen indicated to them that the company couldn't
afford a pay rise and that if the staff attempted through
a union or any other way to bring about a pay rise the
7.
park could close. Mr Tyrreil alleges he said that he
was running the operation and if they didn't like it
they could go elsewhere.
On 18 May 1981 A.T.A.E.A. applied to
Mr Commissioner Heffernan to make a"roping-in"award so
as to have the Theatrical Employees (Recreational
Complex and Theme Park)Award 1979 apply (anter alia)
"to the defendant. The Commissioner granted the application.
He said he proposed to vary the award to include the- To-
defendant in the List of respondents. He said:-
"An order will be issued which will have
the effect of roping (African Lion Safar1)
into the award and the roping in decision
will apply from the first pay period to
commence on or after today's date."
Mr Tyrrell was informed of this decision on
the day it was given and he, in turn, that day, informed
Mr Dzenis.
About a week or so after this a meeting took
place between officers of A.T.A.E.A. and employees of
the defendant including Mr Tyrrell. At this
meeting he was asked if he would be prepared to be the
union delegate and he agreed. The union subsequently
sent him a receipt book and application forms. He
approached other members of the staff and asked them if
they wanted to join the union. Between 6 and 10 June
(inclusive) nine employees indicated they did and he
accepted joining fees from them. Th1s money was then
sent by him to the A,T.A.E.A. office.
Shortly after the meeting,when he was asked
to be a delegate,and before his dismissal, Mr Tyrrell
informed Mr Dzen1s and the park supervisor, Mr Bruce,
that he had been asked to be a delegate and that he had
accepted.
8.
On 16 June 1981 Mr Tyrrell was called into
Mr Dzenis' office. In the course of the conversation
that then took place ,Mr Tyrrell was dismissed from his
employment with the defendant. I shall deal in
greater detail with this conversation when considering
the reasons for his dismissal.
As stated earlier ,Mr Commissioner Heffernan,
on 18 May 1981, indicated that a "roping in" award would
be issued. On 22 June 1981 he signed an order in
relation to the award in the following terms:-
"ORDER
A. The above award is varied as follows:-
By adding the following to clause 29 in
the appropriate alphabetical order:-
African Lion Safari Pty. Ltd. Marches
Road, Warragamba Dam
B. This order shall come into effect from the
first pay period to commence on or after
18 May 1981 and shall remain in force for
a period of 12 months."
Rule 70 of the rules of A.T.A.E.A. which is
headed "Delegate" provide that the executive of each
branch may in writing appoint one or more representatives.
It then sets out the duties they are to perform and carry
out. These include collecting and accounting for fees,
levies and subscriptions from members of their branch,
watching over the general interests and reporting to the
secretary any infringement of the rules or breaches of
industrial awards and distributing and placing on notice
poards all matters as requested by the Branch Secretary.
9.
No document was signed by the Executive of the N.S.W.
Branch appointing Mr Tyrrell a delegate under Rule 70
or otherwise. What happened was that at a meeting of
the New South Wales Executive on 17 June 1931 his
appointment was reported as part of a report from the
officers who attended the meeting and that report was
_ adopted.
As indicated earlier, as a result of the application
. of s.5(4) of the Act, the onus is on the informant to. =
prove beyond reasonable doubt all the elements constituting
the offence except the reason or reasons actuating the
dismissal.
On the evidence before me and having in mind
admissions made on behalf of the defendant, I am
satisfied beyond reasonable doubt of the following:-
(a) That Bruce Tyrrell was employed by the
defendant at all relevant times;
(b) That between 17 December 1980 and 16 June
1981 (inclusive) he was a member of A.T.A.E.A.
(c) That the defendant dismissed Bruce Tyrrell
on 16 June 1981;
(d) That A.T.A.E.A. was at all material times an
organisation registered pursuant to the Act;
These findings are sufficient to place upon the
defendant the onus of establishing on the balance of
probabilities that in dismissing Mr Tyrrell it was not
10.
actuated by the reason stated in s.5(1){a) of the
Act, namely, that he was a member of an organization.
However, the informant also relies on reasons which
relate to the circumstances specified in paragraphs (b)
(d) and (f) and the onus is on him to prove beyond
reasonable doubt that the circumstances specified in
. those paragraphs existed in this case.
Paragraph (b) in this case covers the alleged
circumstance that Mr Tyrrell was entitled to the benefit -
of an award. I am not satisfied beyond reasonable doubt
that Mr Tyrrell was entitled to the benefit of an award.
Counsel for the informant submitted that the
paragraph was satisfied because of Mr Commissioner
Heffernan's decision on 18 May when he decided that a
roping-in order would be issued. The actual order however
was not signed and dated until 22 June 1981.
I am prepared to assume, for the purposes of
deciding this matter, that the Commissioner's action in
making this order amounted to a valid variation pursuant
to the Act. I do not find it necessary to come to a
concluded decision on the matter because I think it 1s
clear that if it was a valid variation it was made not on
18 May, at the oral hearing, but on 22 June 1981 and that,
therefore,there was no award in existence up to and
including 16 June 1981(when he was dismissed)to the benefit
of which Mr Tyrrell was entitled.
11.
Section 40(4) of the Act provides:-
"hO(4) An award or decision made by a single
member of the Commission shall be made by
an instrument signed by the member and the
instrument shall be dated with the date on
which it is so signed, which date shall,
for the purposes of this Act, be deemed
to be the date of the award or decision."
"Award" is defined in s.4 as including an order.
. The purported variation was by means of an order. In ny
opinion s.40(4) applies to it and,as a result ,this order
was not made, even if valid wmtil 22 June. It follows -
from this that Mr Tyrrell was not entitled to the benefit
of an award at any time up to the time of his dismissal
on 16 June. I am therefore not satisfied that the facts
and circumstances relevant to an offence involving
s.5(1)(b) have been proved beyond reasonable doubt.
Paragraph (d) of s.5(1) is also relied upon.
Counsel for the informant submitted that Mr Tyrrell was
a member of A.T.A.E.A., that it was seeking better
industrial conditions and that he was dissatisfied with
his conditions.
I am satisfied beyond reasonable doubt that the
circumstances for the operation of paragraph (d) existed
in this case. Mr Tyrrell was, as I have already held, a
member of A.T.A.E.A. from 17 December 1980 onwards.
In June 1980 the union served a log of claims on the
defendant claiming better 1ndustrial conditions from it
which became the basis of a finding by Robinson J. that
an industrial dispute existed between A.T.A.E.A. and the
defendant.
12.
The informant, as an A.T.A.E.A. official,held
a meeting at Warragamba Town Hall in January 1981 with
employees of the defendant, including Mr Tyrrell, at
which industrial conditions at the defendant's park
were discussed. It was decided to get further information
on rates of pay 1n similar establishments. Because it
"was taking a long time to get the information, other
members of the staff,at a time subsequent to this
meeting, asked Mr Tyrrell to approach Mr Dzenis and put
forward a log of complaints and ask for a pay rise.
This he subsequently did. He asked for a substantial
pay rise and complained about lack of security. Mr Dzenis
says that subsequently other members of staff had disagreed
with some of the complaints made by Mr Tyrrell but he
acknowledges that he asked for a pay rise from $3.40 an
hour to $5.50 an hour.
At the meeting which Mr Bullen called at the
restaurant, reference was made, according to Mr Dzenis,
to the increase "the union delegate had asked for".
Early in May 1981 discussions took place between
Miss Pikette,employed by the union as an industrial
research director, and Mr Tyrrell relating to conditions
with a view to identifying the changes that would have
to be made to the award in order to apply it to the
defendant. The award included provisions as to wages
which were not themselves entirely appropriate to the
13.
defendant. The log of claims served in 1980 also
had claims in respect of wages. This evidence satisfies
me beyond reasonable doubt that A,T.A.E.A. was seeking
better industrial conditions which included wages and
that Mr Tyrrell was dissatisfied with his conditions as
to wages. I think the evidence also meets the test in
relation to paragraph (d) suggested by Northrop J. in
Heidt v. Chrysler Australia Ltd.((1976) 13 A.L.R. 365 at.
p. 375) namely, that the-words "Yan organisation which :
is seeking better industrial conditions" do not refer
to the general objective of an organisation but to
identified industrial conditions which the organisation
is seeking to better and that it is those conditions
with which the employee must be dissatisfied.
It follows in my view that the circumstances
referred to in paragraph (d) are established beyond
reasonable doubt in this case.
The remaining allegation is that paragraph (f)
applies. It will only apply in this case, if Mr Tyrrell
was, prior to his dismissal, a delegate of A.T.A.E.VA.
within the meaning of that paragraph.
I am not satisfied beyond reasonable doubt that
he was.
The word "delegate" in s.5(1)(f) could, I think,
cover a person who was not actually called a delegate
but whose functions were those of a delegate. He might,
for instance, be called a "representative" yet be a
14.
delegate for the purposes of the paragraph. (See
Cuevas v. Freeman Motors Limited (1975) 25 F.L.R. 67 at
pages 71-75).
Mr Tyrrell intended to perform and did,in fact,
perform, the duties of a delegate after the meeting in
May 1981. However, he was not appointed in writing,
the only formal act being the adoption of a written
report at a meeting of the New South Wales Branch of
A.T.A.E.A. which took place after his dismissal. None-
of the steps taken by the executive or by officers of
the union, on the evidence before me, amounted, in my
opinion, to an appointment in writing in accordance with
rule 70. Even if they did the only "writing" would be
the minutes of the branch meeting but these did not come
into existence until after his dismissal.
The question which remains on this aspect is
whether paragraph (f) envisages a delegate who undertakes
the duties of a delegate with the authority of the
organisation but is not appointed in accordance with the
rules of the organisation.
In my opinion, paragraph (f) contemplates a
delegate who is appointed in accordance with the rules.
It speaks of a delegate doing an act or thing which 1s
lawful for the purposes of furthering the industrial
interests of the organisation "being an act or thing
done within the limits of authority expressly conferred
on him by the organisation 1n accordance with the rules
of the organisation", These latter words, 1n my opinion,
indicate that the authority which he exercises is
15.
one that is conferred in accordance with the rules.
This can only be done, in this case, pursuant to rule 70
and this requires a delegate to be appointed in writing.
This was not done prior to his dismissal, as I
have held, and therefore Mr Tyrrell was not"a delegate"
within the meaning of paragraph (f) notwithstanding the
fact that the duties he performed with the knowledge of the
organisation and the subsequent approval of its executive
were those of a delegate.
In the light of these findings it remains to
consider whether the defendant has proved, on the balance
of probabilities, that its action in dismissing Mr Tyrrell
was not actuated by reason of any of the circumstances
that he was a member of A.T.A.E.A. (paragraph (a)), or
that being a member of A.T.A.E.A. which was seeking
better industrial conditions, he was dissatisfied with
his conditions (paragraph (d)).
On the authorities, because the onus is on it,
the defendant must satisfy me, on the balance of probabilities,
that neither of these circumstances was a substantial or
operative reason for dismissing Mr Tyrrell, otherwise
I must find it guilty of an offence against s.5(1) of
the Act. (See G.M.H. Pty, Ltd. v. Bowling (1976) 12 A.L.R.605).
It is not enough for the defendant to establish that
neither of these was the sole or predominant reason.
a TS Te ste tds eT en I= 2 ee ee ont Pe en eee be inne po, >
cae SE SSS ines oR re Oh ese Ed ben DE Fe ter te ie
16,
In presenting its case on this matter, the
defendant went into evidence with a view to establishing
that the reason for Mr Tyrrell's dismissal was his poor
work performance and the fact that he indicated he was
leaving and that alternative arrangements had been made
to provide plumbing and electrical maintenance which he
. might otherwise have provided. The persons involved in
the dismissal were Mr Dzenis, the general manager, - _
Mr Hayworth~Booth a former general manager, but then a
consultant executive and Mr Stafford Bullen, the
managing director of the defendant.
Nothing of real substance in this case turns
on the decision as to whether I should accept the
prosecutor's witnesses or the defendant's. There are
differing versions of events and some minor conflicts
emerge. A vital witness was Mr Dzenis, the defendant's
Manager. It was he, of course, who terminated Mr Tyrrell's
employment and it was he who had discussions with
Mr Hayworth-Booth and Mr Stafford Bullen before doing so.
The authorities indicate that it is important to know
what actuated not only the person who dismissed the
employee but also superiors who gave him instructions in
relation to it.
Having observed Mr Dzenis in the witness box,
I regard him as an honest and reliable witness and I
prefer to accept his version of the facts where a choice
has to be made. All the witnesses are, in my view,
pasically truthful. Some were at times prone to exaggeration
17.
or to give impressions rather than evidence.
What is also important, as I have indicated, is
whether I accept the evidence of Mr Hayworth~Booth and
Mr Stafford Bullen, particularly their evidence as to why
they thought Mr Tyrrell should be sacked. Obviously, although
Mr Dzenis was the one who normally decided to dismiss
employees, it is proper to infer from the evidence that,
in a given case, he would have followed the direction of
Mr Hayworth-Booth or Mr Bullen. ;
The evidence is clear that between June 1980 and
16 June 1981 there was considerable activity by the union
in relation to employees at the defendant's park. There
were a number of hearings before the Commission, several
visits by un1on officials to the park and a number of
meetings with employees. Some employees joined the union
and demands were made by Mr Tyrrell seeking better wages
etc. following a meeting called by the union and requests
by other employees.
In March or April 1981 Mr Bullen called a meeting
of employees and he admits that at that meeting he could
have said it didn't matter if everybody joined 10 unions.
It had no effect on what the company could pay and there
was no purpose in joining a union. He did not like unions
and his opposition to them was well known. He didn't
consider that an award for the park was appropriate.
18.
In late May 1981 A.T.A.E.A. officials
purported to appoint Mr Tyrrell a delegate of
the union and this immediately became known to
Mr Dzenis.
It is not surprising of course that
'against this background a suspicion might arise
that Mr Tyrrell was dismissed because of his union
membership and activity and dissatisfaction with
his conditions.
The defendant however submits that neither
of these were substantial or operative reasons. It
is claimed that he was dismissed for other reasons,
namely, that he had proved to be an unsatisfactory
employee, that he had expressed a firm intention of
leaving a month or so before he was dismissed and
that some steps had been taken in anticipation of
his leaving to use contractors in his stead. When
he indicated he was not leaving on 16 June 1981 his
employment was terminated.
The effect of s.5(4) of the Act is not to
create any special difficulty for an employer who
wishes to dismiss an employee who is a union member
or official. As Gibbs J. (as he then was) said in
G.M.H. Pty. Ltd. v. Bowling (supra at p. 612):-
19.
"However, it would in my opinion be wrong
to think that there is any special difficulty
in the way of an employer who seeks to prove
that in dismissing an employee he was not
actuated by the fact that the employee was
a shop steward or other delegate of an
organisation. The onus of proving that the
fact that the employee held the position
was not a substantial and operative factor
in the dismissal is to be discharged according
to the balance of probabilities and is not to
be made heavier by any presumption that if an
employee who is dismissed for disruptive activities
happens to be a shop steward the latter.
circumstance must have had something to do
"with his dismissal."
It is understandable ,however,that the section
places the onus on the employer,because the reasons
for dismissing an employee will often be matters which
are peculiarly within the knowledge of the employer.
If the onus provision were not there, the object of
the section would no doubt,in many cases,be defeated
through lack of proof by the prosecutor beyond reasonable
doubt that the reason was one of the circumstances
mentioned in s.5(1). It does not mean however that an
employer who doesn't like unions or employees being
involved in union activity can never dismiss an employee
so involved without breaching the section.
The total effect of the section including the
onus provision is to make such an employer careful that
he has other reasons for dismissing such an employee
before doing so. The mere existence of an anti union
attitude in the mind of the employer does not prevent
proof on his part that other reasons actuated the dismissal.
Me ee ee STD ETRE RL iene re tna oy te te mom
20.
It does mean however that the court, in determining
whether the onus has been discharged will need to
have before it cogent evidence as to the actual
reasons.
Mr Dzenis says that on 16 June 1981 he called
Mr Tyrrell into his office and told him that he had
indicated that he intended to leave and that they had
made arrangements with contractors to perform his work. .
Mr Tyrrell then said that he did not resign, he did not
need to leave and that he had been told that this would
happen. Mr Dzenis then dismissed him, Mr Tyrrell's
evidence was to the same effect.
When asked what were the reasons for Mr Tyrrell's
termination, Mr Dzenis answered:-
"Well one was that he had shown his intention
to leave; also his work had certainly deteriorated
over the previous six months or so. He needed
more constant supervision by myself. He
realised that Andrew Hayworth-Booth who was the
general manager and associate director did not
have as much say in the running of the company
as previously, and he used this to his advantage,
because he realised that he could get away with
a bit more with me - I am a bit more lenient -
and there was the matter of our friendship
involved."
He also said he had dismissed him because he had
already got contractors to do his work and that he was
placed in a position where he had committed himself to
a refrigeration mechanic.
21.
Mr Dzenis told Mr Hayworth-Booth that
Mr Tyrrell was going to resign. Mr Hayworth-Booth
had until mid-1980 been general manager and executive
director of the defendant. After that and up to the
time of the dismissal he was a consultant and Mr Dzenis
reported to him. He says that when he told him
- Mr Hayworth-Booth reminded him that Mr Bullen and he
had often spoken to him previously with regard to _
engaging contract labour to do the electrical and
plumbing work.
Mr Hayworth-Booth told him that the wheels
were set in motion and Mr Tyrrell had shown his
intention to leave and that the time had come when they
had to dismiss him.
Mr Hayworth-Booth said in evidence he had
discussed Mr Tyrrell with Mr Dzenis from mid-1980 and
Mr Dzenis had indicated that Mr Tyrrell was increasingly
difficult to handle and his work performance was not
what it had been. He encouraged him to make the decision
that if any employees were not satisfactory to him he
should terminate them. He said he first heard of
Mr Tyrrell leaving around February 1981 when Mr Dzenis
told him he had heard a rumour to that effect. He asked
Mr Dzenis to find out further details which he did.
Mr Dzenis told him he had spoken to Mr Tyrrell and that
Mr Tyrrell had told him he was going to leave to join a
22.
former colleague at Oberon cutting timber where he
pelleved the money to be earned was very high and that
he intended to leave when some work had been carried
out on a new freezer unit. He told Mr Dzenis that he
thought that was an ideal solution to the problem.
Mr Tyrrell had become an increasingly difficult person
. to handle and as it was reported to him, it had got to
the stage where his employment would have to be terminated.
He was aware however, that Mr Tyrrell had some association -
with the union and that that could lead to complications.
He believed that if they terminated him when he probably
should have been terminated, which was early in 1981,
that this could lead to complications with the union
because of his role. He said that Mr Tyrrell's activities
as a member of the union did not weigh in his mind as a
reason for his termination but as a complication. If
anything, it delayed the process of him being terminated.
Mr Dzenis came to speak to him about the time the work
on the freezer unit was nearing completion and mentioned
that the work was all but completed and what should he
do about Tyrrell. Mr Hayworth-Booth told Mr Dzenis to
find out whether Mr Tyrrell still planned to leave and if
he did not plan to leave to terminate him. Mr Dzenis
reported back to him after he was terminated.
When asked in cross-examination about the
factors that played a role in the decision he made that
Mr Tyrrell be dismissed he said:-
omen Ro --
23.
"The decision to dismiss Tyrrell was for
his work performance and his general
attitude. The fact that he was a member
of the union complicated the matter but if
anything it kept him employed for longer than
he should have been."
He admitted having a personal view that in
small companies such as the defendant's, unions were
-not appropriate or necessary, but denied that that had
any bearing on the decision to terminate Mr Tyrrell.
Mr Stafford Bullen, the managing director of
the defendant said that Mr Tyrrell's workmanship was
criticised and he was told that he had been given notice
but would not mind staying until after the freezer unit
was finished. He said that having heard that he was
going he accepted it. Mr Bullen's recollection was that
Mr Tyrrell went to Mr Dzenis and said he didn't want to
go and that that was mentioned to him and he, Mr Bullen,
said not to accept Mr Tyrrell's change of mind and that
he should go. He knew that Mr Tyrrell was a member of
the union,and he agreed that his union membership was
raised when he had a discussion about his leaving the
company with Mr Hayworth-Booth and Mr Dzenis,but he denied
that that was a factor that influenced his decision to
suggest a termination of his employment.
He also confirmed that there had been discussions
with Mr Hayworth-Booth about obtaining contractors for
maintenance work which in his experience had proved
cheaper than hiring day labour.
y!
24,
Although Mr Tyrrell's membership of the union
and his union activity was in their minds, I think that
the proper conclusion from this and other evidence to which
I will now refer is that,on the balance of probabilities,
neither his membership nor his attempt to improve his
conditions actuated, or was a substantial and operative
reason for, his dismissal.
The reasons given for his dismissal were that _
Mr Tyrrell had indicated his intention to leave and
steps had been taken to engage sub-contractors in his
place and that his work performance had become increasingly
unsatisfactory. On the evidence before me I am satisfied
that these were in fact the reasons which actuated his
dismissal.
Mr Dzenis says that Mr Tyrrell indicated he
might leave and go timber cutting to Oberon where there
were already friends engaged in this work. At first he
didn't give a definite time. However, in May 1981 he
finally asked Mr Tyrrell to let him know whether he
intended to leave or stay and Mr Tyrrell said he would
be leaving at the end of the month. At the time a
refrigeration unit had to be finished and Mr Tyrrell was
to do the electrical work. He was asked to stay until
that work was completed to which he agreed. Mr Dzenis
then made arrangements with independent contractors to
do the plumbing and electrical maintenance after
Mr Tyrrell left.
so fog 25.
Mr Tyrrell also took steps to dispose of some
of his personal effects. He offered Mr Dzenis part of
his fishing gear (the salt water equipment) but Mr Dzenis
was not interested. In May 1981 he approached Mr Bruce
asking him if he wanted to buy his diving gear.
Mr Bruce purchased it.
He also tried to dispose of an armoured
personnel carrier - a collector's item which was in
_ pieces on the premises. He asked representatives about
chain saws for use at Oberon.
The evidence also establishes to my satisfaction
that in the view of his superiors his work performance
had worsened. Mr Bruce, the Park supervisor and
Mr Dzenis testified to this. A great deal of evidence
was given in relation to this and I do not propose to
go through it in detail.
Mr Bruce regarded Mr Tyrreil's work as totally
unprofessional and unskilled and instanced his work and
general attitude as being unsatisfactory. He said that
Mr Tyrrell had been there a lot longer than he and that |
although he had the authority to do so, he was not prepared
to sack him but he did on many occasions ask Mr Dzenis
that he either be straightened out or dismissed. However
Mr Dzenis saw value in having Mr Tyrrell there in case of
breakdowns for electrical work. Mr Bruce also regarded
it as a problem for Mr Dzenis to dismiss Mr Tyrrell
because they were fishing mates. The fact was that in the six
months prior to 16 June 1981 Mr Tyrrell openly did what he
liked and so far as he was concerned he washed his hands
of the matter.
eS ee!
OE EE RETO PS ee ee wr ye rene t
26.
Mr Dzenis gave evidence about the standard of
Mr Tyrrell's work and his attitude to his job. This
included the poor standard of particular work, having to
chase him up to do things, the taking of long lunch and
smoko breaks, sleeping during working hours and rudeness.
Mr Dzenis confirmed that Mr Bruce had complained
to him on a number of occasions about Mr Tyrrell. He
also asked him to-terminate his employment. However, - _
Mr Dzenis had at first disagreed. Mr Tyrrell had been "
there quite a number of years and Mr Dzenis considered
him a friend and he felt he was useful. His services
at times were required at odd hours and he was handy
in that respect. However, he did have problems with
the work Mr Tyrrell was doing under his supervision
both during 1981 and prior thereto. Mr Dzenis gave a
number of instances of this.
In relation to the standard of his work in
1981 Mr Dzenis said:-
"Tn 1981 his work as far as I am concerned
did deteriorate. His heart was just not
in the work. Unless it was a progect in
which he was particularly interested, he
would take his time. He was very slow about
it. He constantly had to be reminded to go
back to the job."
Mr Dzenis was asked why he didn't dismiss him
in December 1980 after he had failed to return from
Oberon and said that at that stage he still considered
him worthwhile but after that his work performance
altered.
27.
The suggestion was made that after
December 1980 Mr Tyrrell's work performance had
not deteriorated and that the only change in the
situation was his union membership and activity.
Mr Dzenis and Mr Bruce refuted this suggestion and
I am satisfied on the evidence that in the period
of six months before his dismissal his work performance
did decline. By May 1981 I think it is clear-that _
Mr Dzenis had formed the view that it was in the :
interests of the defendant,having regard to Mr Tyrrell'ts
work performance, that his employment be terminated.
One matter which was raised was whether
Mr Tyrrell was regarded as a trouble maker because of
his union activities. There was evidence that he had
harrassed employees to goin the union and that some
had complained to Mr Dzenis. He didn't mind employees
being members of the union but he did obgect to them
being forced.
I do not think there is any doubt, that, from
the time he became a member of the union,Mr Tyrrell
was regarded to some extent as a trouble maker, not
because he was a union member but because he was the
person chosen to seek better conditions for employees
and extend the union membership among employees.
28.
Earlier in this judgment I referred to the
dislike on Mr Bullen's part of unions and it would be
very easy to infer from this and from the attitude towards
Mr Tyrrell as a trouble maker that his union membership
and pursuit of better conditions were factors in his
_ dismissal.
However, I have had placed before me positive
. and cogent evidence from witnesses whom I accept, that - .
the reasons which actuated his dismissal were not these
but those I have mentioned. It is clear that Mr Bullen's
dislike of unions remained throughout and this has
caused me to give careful consideration to whether this
was a substantial and operative factor in the dismissal
put I am satisfied that it was not.
In my opinion, therefore, the information should
be dismissed.
ft. * that tits and the
Jeet » #8 ace a true covy of the
Reus. sa a FUdament herein of his Honour
lir. Justice Ellicott.
DEB.
Dated: 6 Apr 1982.
IN THE FEDERAL COURT
OF AUSTRALIA No. N.S.W. 36 of 1981
N.S.W. DISTRICT REGISTRY
INDUSTRIAL DIVISION
DAMIEN STAPLETON
(Prosecutor)
AFRICAN LION SAFART PTY. LIMITED
(Defendant)
CORAM: Ellicott J.
FURTHER REASONS FOR JUDGMENT
On 7 April last I gave judgment in this matter
and ordered that an information by Damien Stapleton
("the informant") claiming that African Lion Safari
Pty. Limited ("the defendant") had committed a breach of
s.5 of the Conciliation and Arbitration Act 1904 ("the
Act") be dismissed.
In making that order I made no order as to the
costs of the proceedings. The defendant has since applied
for an order that the informant pay the defendant's costs
of the proceedings. The informant claims that I have no
power to make such an order first because I have already
given judgment dismissing the information and, in effect, ~-
am now functus officio and, secondly because of the
provisions of s.197A of the Act.
2.
I propose to deal with this matter on the basis
that I am not precluded from doing so because I have
already given judgment. However, I am satisfied that,
because of the provisions of ss.118A(1) and 197A of the
Act, this Court has no power, in any event, to make such
an order. Section 197A provides:-
"497A. <A party to -
(a) cecceees
(b) a proceeding, including an appeal,
before the Court......in a matter
arising under this Act; or
(Cc) secceeee
shall not be ordered to pay any costs
incurred by any other party to that
proceeding except where the party against
whom the order is made instituted the
proceeding vexatiously or without reasonable
cause,"
It is not contended that these proceedings were
instituted vexatiously or without reasonable cauSe. The
defendant contends that "the Court" referred to in
paragraph (b) of s.197A does not include this Court and
that this Court's power to award costs in this matter is
to be found in s.43 of the Federal Court of Australia Act
1976. That section provides:-
"43.(1) The Court or a Judge has jurisdiction to
award costs in all proceedings before the
Court (including proceedings dismissed for
want of jurisdiction) other than proceedings
in respect of which any other Act provides
that costs shall not be awarded.
(2) Except as provided by any other Act, the
award of costs is in the discretion of the
Court or Judge."
Section 4 of the Conciliation and Arbitration
Act defines "the Court" as meaning, except where otherwise
clearly intended, "the Australian Industrial Court created
by this Act.'"' However, Part VA which includes s.118A was
inserted in the Act in 1976 at the same time as the Federal
Court of Australia was established. This Part purports to
deal with the transfer of jurisdiction of the Australian
Industrial Court to the Federal Court. Section 118A(1)
provides: -
"118A(1) On and after the date of commencement of
this Part -
(a) the jurisdiction and powers expressed
by this Act to be vested in or exercisable
by the Court or a Judge of the Court are,
except in relation to matters in respect
of which the hearing of proceedings in
the Australian Industrial Court had
commenced or been completed before that
date, vested in and exercisable by the
Federal Court of Australia or a Judge of
that Court and, subject to this section,
are exercisable in accordance with the
Federal Court of Australia Act 1976; and
(b) a reference in this Act to the Court (other
than in sections 104, 105, sub-sections (1)
and (2) of section 111 and sections 114,
115, 116, 117, 118 and 184) shall, in
relation to, and to matters arising out of,
that jurisdiction or those powers as so
vested or exercisable, be read as references
to the Federal Court of Australia in its
Industrial Division."
Of the sections specifically mentioned in s.118A(1)(b)s.116
of the Act is particularly relevant. It provides:-
"116 Subject to section 197A and to the
regulations, the Court may make such orders
as it thinks just as to the costs and
expenses (including the expenses of witnesses)
of proceedings before the Court, including
proceedings dismissed for want of jurisdiction."
ray
4,
The other sections specifically excluded in that
paragraph relate to such matters as the constitution of the
Industrial Court when exercising jurisdiction under the Act
the enforcement of judgments and orders, practice and
procedure,powers on appeal etc. Broadly speaking,they are
subject matters in respect of which there are special
provisions in the Federal Court of Australia Act. As already
indicated there is a special provision in that Act in relation
to costs (s.43) but the Federal Court's power to award costs
under that section does not extend to proceedings "in respect
of which any other Act provides that costs shall not be
awarded". The question here is whether the Conciliation and
Arbitration Act does so provide.
Having regard to the provisions of the Act to which
I have already referred the answer to this depends on the
true construction of s.118A(1)(a) and (b).
Section 118A(1)(a) is a general provision which,
apart from current or completed matters has the effect of
vesting in and making exercisable by the Federal Court the
jurisdiction and powers vested in and exercisable by the
Australian Industrial Court. Subject to the provisions of
that section, that jurisdiction and those powers are
exercisable in accordance with the Federal Court of Australia
Act.
5.
Paragraph (b) requires the words "the Court",
in any provision other than those excepted, to be read
as being a reference to the Federal Court but they are
to be so read "in relation to, and to matters arising out
of that jurisdiction or those powers as so vested or
exercisable". Section 197A is not excepted and it does
not refer specifically to s.116. It provides (inter alia)
that a party to a proceeding before the Court in a matter
arising under the Act shall not be ordered to pay any costs
incurred by any other party to that proceeding except in
certain events.
Broadly speaking paragraph (a) vests in and makes
exercisable by the Federal Court the same jurisdiction and
the same powers in relation to future matters as would have
been vested in or exercisable by the Industrial Court. This
is the jurisdiction and these are the powers referred to as
"so vested or exercisable" in paragraph (b). It is "in
relation to" that jurisdiction and those powers or "in
relation to matters arising out of" that jurisdiction and
those powers that references to the Court in sections of
the Act, other than those excepted, are to be read as
referring to the Federal Court in its Industrial Division.
Section 197A, if so read, would have the effect that a party
to a proceeding before the Federal Court in a matter such
as this, arising under the Act, could not, except as provided, be
6.
ordered to pay the costs of another party. This Court
clearly has jurisdiction, as a result of s.118A(1) (a), to
deal with a proceeding such as this for an offence against
s.5 allegedly committed after Part VA commenced. Section 197A
clearly makes provision in relation to, or to a matter arising
out of,that jurisdiction when read as directed. It is "in
relation to" that jurisdiction or "a matter arising out of"
it because it relates to whether a party to the proceeding
in which the jurisdiction is exercised, shall be ordered to
pay costs.
It was argued that paragraph (b) only applied where
the Federal Court was exercising jurisdiction or powers
previously vested in or exercisable by the Australian Industrial
Court. In the light of the exclusion of s.116 from s.118A(1) (b)
so the argument went, it could not have been intended, by
paragraph (a),to vest in the Federal Court the jurisdiction
or powers of the Industrial Court in relation to costs.
Therefore, it was said, since s.197A was a provision which
related to the Industrial Court's power to award costs and
since this power was not vested in the Federal Court it
could not be a provision which related to the jurisdiction
vested in or exercisable by the Federal Court.
I think the fallacy in this argument is its attempt to
treat s.197A as tied, in some way,to s.116. Before the
Federal Court was established it was for practical purposes
so tied but,in its terms,it is not so dependent and can apply,
without any difficulty of interpretation, to any proceeding
7.
before the Federal Court in a matter arising under the Act.
The jurisdiction and powers vested in or exercisable by the
Federal Court by virtue of s.118A(1)(a) are, subject to
s.118A, made exercisable by that paragraph in accordance
with the Federal Court of Australia Act 1976. This would
in my view apply s.43 of that Act which confers jurisdiction
to award costs. But it excepts, as already noted, proceedings
in respect of which any other Act provides that costs shall
not be awarded. By virtue of s.118A(1)(b) of the Conciliation
and Arbitration Act s.197A of that Act is such a provision
and therefore this Court's power to award costs is to that
extent limited.
In my opinion, therefore, s.197A of the Act applies
to these proceedings so as to prevent me, in the events
which have occurred, from making any order for costs
against the informant. So far as I am aware this has been
the practice of the Court in its Industrial Division since
it was established (cf. Jones v. Thiess Bros. Pty. Limited
(1977) 15 A.L.R. 501 at p. 521).
= > .*y that this and the Aix
ces ave a truo copy of the
nent herein of his Honour
p-+- - 3
Reuwvuis it cua
tr, Justzrce Ellicott. .
ASSo0}a¥0 _——
Dated: Q44R Tume \G8e
CATCHWORDS
Industrial law - Dismissal of Employee - Whether employee
member or delegate of an organization - Whether employee
entitled to the benefit of an award - Whether Order
purporting to vary award a valid and effective variation -
Whether employee seeking better industrial conditions -
Employee asked to be delegate by union official - Whether
employee a delegate of the organization pursuant to the
Rules - Whether employee's membership of organization or
seeking to improve industrial conditions a substantial and
operative reason for dismissal - Unsatisfactory work
performance of employee - Discharge of onus of proof by
employer with anti-union attitude.
Order for Costs - Costs - Federal Court's power to award
costs in proceedings arising under Conciliation and
Arbitration Act - Whether Federal Court limited to power
under Federal Court of Australia Act - Proceedings not
instituted vexatiously or without reasonable cause.
Conciliation and Arbitration Act 1904 ss. 197A; 118A(1);
Z; 116; 5, 47
Federal Court of Australia Act s.43
DAMIEN STAPELTON v. AFRICAN LION SAFARI PTY. LIMITED
No. N.S.W. 37 of 1981
Coram: Ellicott J.
Sydney
7 Avril, 29 June 1982
IN THE FEDERAL COURT
OF AUSTRALIA No. N.S.W. 37 of 1981
N.S.W. DISTRICT REGISTRY
INDUSTRIAL DIVISION
DAMIEN STAPLETON
(Prosecutor)
AFRICAN LION SAFARI PTY. LIMITED
(Defendant)
ORDER
JUDGE MAKING ORDER: Ellicott J.
DATE OF ORDER: 7 April 1982
WHERE MADE: Sydney
THE COURT ORDERS THAT:
The information be dismissed.
IN THE FEDERAL COURT
OF AUSTRALIA No. N.S.W. 37 of 1981
N.S.W. DISTRICT REGISTRY
INDUSTRIAL DIVISION
DAMIEN STAPLETON
(Prosecutor) -
AFRICAN LION SAFARI PTY. LIMITED
(Defendant)
CORAM: Ellicott J.
REASONS FOR JUDGMENT
Damien Stapleton ("the informant"), as
Federal Secretary of the Australian Theatrical and
Amusement Employees! Association ("A.T.A.E.A.")
instituted proceedings pursuant to s.5 of the Conciliation _
and Arbitration Act, 1904 ("the Act") against African
Lion Safari Pty. Limited ("the defendant") in relation
to the dismissal of its former employee, Barry Bevan,
and certain other former employees.
He alleged that on or about 8 July 1981, the
defendant in breach of s.5 dismissed Mr Bevan and the
other employees by reason of the circumstances that each
was a member of an organisation, that 1s A.T.A.E.A., that
each was entitled to the benefit of an industrial award and
2.
that each was a member of an organisation seeking better
industrial conditions and was dissatisfied with those
conditions.
At the hearing the informant limited his case
to the dismissal of Barry Bevan but added as another
circumstance that referred to in s.5(1)(f) of the Act,
namely, that being a member and delegate of an organisation,
~ he did things which were lawful for the purposes of
furthering and protecting the industrial interests of the_
organisation and its members, being acts and things within —
@ the limit of the authority expressly conferred on him by the
organisation in accordance with the rules of the organisation.
These proceedings were heard immediately following
those relating to the dismissal of Brian Tyrrell (No. N.S.W-
36 of 1981) and it was agreed at the hearing that I should
treat as evidence in this case the whole of the evidence
and exhibits in that matter. The findings of fact made
by me in my judgment in that matter should be treated as
forming part of this judgment. I shall not repeat them
e except where I feel it desirable to do so.
The defendant also admitted at the hearing that
A.T.A.E.A. was an organisation registered pursuant to the
Act, that the defendant was duly incorporated, that Barry
Bevan was employed by the defendant and that he was
dismissed from that employment.
As indicated in my judgment in matter No. N.S.W.
36 of 1981, the onus is on the informant to prove beyond
reasonable doubt all the elements constituting the offence,
except the reason or reasons for the defendant's action.
SSS S RET SE a EY OP RP ee og PA es sw
It is for the defendant to prove, on the balance of
probabilities, that it did not dismiss Mr Bevan for the
reasons alleged.
The defendant company operates the African Lion
Safari at Warragamba. It is an amusement centre with
primarily an animal park through which paying members of
the public may drive their vehicles and view wild animals
from the safety thereof. There is a lion reserve and a
tiger reserve. The centre also has other attractions such
as a zoo, dolphinarium, a section for farm animals, train
rides etc. and a restaurant. It has been in operation for
13 years. The defendant operates similar parks in other
States.
Barry Bevan was employed by the defendant for
four years prior to his dismissal on 8 July 1981. For
the first three years he was employed as a casual and for
the last year full time. His main employment was as park
warden. He did general duties as well which included
plumbing work, cleaning up, mechanical maintenance work in
the pinball arcade and repairing railway lines and fences.
Whilst he was a casual employee, he apparently had a clash
with Mr Hayworth-Booth and continued on under an
assumed name "Barry Scott" When he became permanent he again
used his real name.
4.
On 16 December 1980 he applied to become a member
of A.T.A.E.A. The relevant documents were tendered in evidence
and I am satisfied beyond reasonable doubt that he was a
member of A.T.A.E.A. from 14 January 1981 (when his
application was accepted) until his dismissal.
In my judgment in matter No. N.S.W. 36 of 1981
I referred to several meetings. Mr Bevan attended the meeting
at. Warragamba Town Hall in late January 1981 and a meeting
called by Mr Stafford Bullen at the park restaurant some
time later. - Mr Bevan did not give evidence in the earlier. .
proceedings. He said in evidence in this matter, that, at the
latter meeting, Mr Stafford Bullen said to Mr Tyrrell "The
union will do you no good and will do the rest of you no
good. If you are not happy working here, you can find yourself
another job. If you are not happy with the pay, find yourself
another job. If you try to get a pay rise through the union
or any other means I will close the park,"
He also attended the meeting called by the union
towards the end of May. At that meeting Mr Tyrrell volunteered
to become the union delegate and Mr Bevan indicated that he
was prepared to take on the position as co-delegate. Two .
days after that meeting he told Eric Dzenis and Russell Bruce
that he had been made a co-delegate.
After Mr Tyrrell was dismissed on 16 June
Mr Bevan says he was asked by one of the union officials,
Mr Heaney, if he would be willing to take on the position of
delegate. He agreed to this and was asked to inform the
Management. He subsequently told Mr Dzenis and Mr Bruce
of his appointment.
After he agreed to be the co-delegate he says
he asked two employees to become members of A.T.A.E.A. who
said they would think about it. He also says that he
nominated one employee for membership and seconded another.
He did not collect any fees.
A further meeting was organised by the union
at the Warragamba Town Hall on 26 June. At that meeting
the conditions of emoleyment at the park were discussed for-— -
the purposes of ah Arbitration Commission hearing. Miss Pikette
and Mr Stapleton were present and a document setting out
a list of claims was produced. This was prepared by
Miss Pikette. It included reference to such matters as
rates of pay, hours of work, Saturday and Sunday shift work,
meal intervals and allowances and accommodation. Under rates
of pay it had classifications of various jobs and appropriate
rates of pay. These claims, after being discussed at the
meeting, became the basis of an application to the
Commission.
On 8 July, Mr Bevan and five other employees
were called to Mr Dzenis' office. He interviewed them one
by one and each was dismissed From the defendant's
employment. There is some conflict between Mr Dzenis
and Mr Bevan as to what took place at this interview and
I shall deal with this subsequently.
6.
As pointed out earlier, the onus is on the
informant to prove beyond reasonable doubt all the
elements constituting the offence, except the reasons which
actuated the dismissal.
I am satisfied beyond reasonable doubt that
Mr Bevan was employed by the defendant at all relevant
times up to 8 July 1981, that from 14 January 1981 until
after 8 July 1981 Mr Bevan was a member of A.T.A.E.A. and -
that it was an organisation registered pursuant to the Act.
I am also satisfied beyond reasonable doubt that on 8 July
1981 the defendant dismissed Mr Bevan as an employee.
It follows from these findings that the onus
is on the defendant to establish that on the balance of
probabilities it did not dismiss Mr Bevan by reason of the
circumstance that he was a member of A.T.A.E.A.
As indicated earlier, the prosecutor also relies
on the circumstance referred to in para (b) of s.5(1), namely,
that Mr Bevan was entitled to the benefit of an industrial
agreement or an award.
In dealing with matter No. N.S.W. 36 of 1981, °
I expressed the view that I did not find it necessary to
come to a concluded view as to whether the order signed by
Mr Commissioner Heffernan on 22 June 1981 was a valid variation
pursuant to the Act. That was because Mr Tyrrell, the
employee concerned with those proceedings,was dismissed prior
to that date on 16 June. In this case,Mr Bevan was dismissed
after the order was signed and it is therefore necessary to
consider its status as an order under the Act. Was it
an award or a variation of an award?
The order of 22 June 1981 certainly took the
form of a variation. The Commissioner purported to vary
the Theatrical Employees' (Recreation Complex and Theme
Park) Award, 1979. One difficulty I have in regarding this as
a valid variation is that I am unable to conclude from the
evidence before me that any of the original parties to the
dispute which was the basis of the 1979 award were represented ~
before Mr Commissioner Heffernan when he indicated that he
would make an order on 18 May 1981. If a variation is to
be made to an award it seems to me the parties to it should
be represented even if the only purpose is to add other
parties.
Another difficulty is that in this case the
roping-in award was based not on the original industrial
dispute that founded the 1979 award but on an industrial
dispute found to exist between A.T.A.E.A. and the defendant
and others by Robinson J. on 12 August 1980 resulting from
the service of a log of claims in June 1980.
I must say that in these circumstances I have
some doubt as to the power of the Commissioner to make a
roping-in award varying an existing award when the roping-in
award itself is based on a dispute not directly related to
the dispute the basis of the earlier award and where the
parties to the earlier award are not represented.
8.
It would seem to me that in such a case the
appropriate course would be to make a fresh award pursuant
to s.41 on the basis of the new dispute.
Because of the incomplete nature of the evidence
on this matter I am not satisfied beyond reasonable doubt
that there was an award to the benefit of which he could
have been entitled. At the same time I think it important
-that I point out, first, that a fuller consideration of the -
circumstances might well establish beyond reasonable doubt
that the purported variation was valid and effective to
apply the 1979 award to the defendant and its employees
and, secondly, that, had I been so satisfied in these
proceedings, I would, nevertheless, have been satisfied, on
the balance of probabilities, that Mr Bevan was not dismissed
by reason of the circumstance that he was entitled to the
benefit of an award, that is to say, it was not a substantial
and operative reason for Mr Bevan's dismissal. My reasons
for coming to this view are reflected in those I will
subsequently state regarding the circumstances in paras (a) .
and (d) of s.5(1).
Reliance is also placed in this case on para (d)
of s.5(1), namely, that Mr Bevan was dismissed by reason of
the circumstance that he was a member of an organisation
which is seeking better industrial conditions and he was
dissatisfied with his conditions. I am satisfied beyond
reasonable doubt that he was a member of A.T.A.E.A. an
9.
organisation registered pursuant to the Act, that it was
at all material times seeking better industrial conditions
and that he was dissatisfied with his conditions. I think
it follows from his presence at the meeting on 26 June that
considered the claims which subsequently became the basis
of an application to the Commission, that Mr Bevan was
dissatisfied with his conditions in so far as they were
reflected in that document. , 7
The informant also relied on para (f) but for
the reasons which I gave in dealing with matter No. N.S.W.
36 of 1981,I am not satisfied beyond reasonable doubt that
the facts and circumstances relevant to the operation of
para (f) existed as at the relevant time. Mr Bevan was not,
in my view, appointed a delegate pursuant to the rules of
A.T.A.E.A. and therefore para (f) could not apply.
In the light of these findings it is now necessary
to consider whether the defendant has proved on the balance
of probabilities that its action in dismissing lr Bevan was
not actuated by reason of any of the circumstances that he
was a member of A.T.A.E.A. or that, being a member of A.T.A.E.A.,
which was seeking better industrial conditions, he was
dissatisfied with his conditions.
I have already set out the facts relating to
Mr Bevan's employment and his appointment as a co-delegate
and delegate of the union. It is true to say that his
involvement in union matters up to his dismissal was not as
great as Mr Tyrrell's. His dismissal however took place not
10.
long after Mr Tyrrell's and after proceedings had commenced
in the Commission resulting from Mr Tyrrell's dismissal. It
also followed a period of union meetings on 28 May and
26 June where claims for better conditions including wages
were discussed with employees of the defendant. Mr Bevan
had been present at the meeting called by Mr Bullen and
Mr Bullen's dislike of unions was well known.
- _ The informant claims that in this atmosphere . -
it should be presumed over any denial by the defendant's
witnesses that Mr Bevan's union membership and dissatisfaction
with his conditions were a substantial and operative factor
in his dismissal.
The defendant however has in this case again
attempted to refute this inference by giving positive
evidence as to the reasons for the dismissal. There are
some differences between the evidence of Mr Dzenis and
Mr Bevan relating to what took place when Nr Bevan was
dismissed. Not a great deal turns on this. However as in
matter No. N.S.W. 36 of 1981, I regard Mr Dzenis as an
honest and reliable witness and I prefer to accept his
version of the facts where a choice has to be made.
Mr Bevan says that when he was called into
Mr Dzenis' office on 8 July, Mr Dzenis said to him "I have
got a bit of bad news to tell you. The directors have
decided we have got to streamline staff. Here is your
termination pay and a week in lieu." He also says that
Mr Dzenis said they were going through hard times, they had
to streamline and that the dismissals were on the principle
of last on first off. Five others were dismissed at the
same time.
11.
Mr Dzenis however denied having said it was on
the basis of last on first off. As indicated earlier,
I prefer Mr Dzenis' version of the conversation. He is
unlikely to have said it because he retained Mr Brody
who had only been there for several weeks. Mr Bevan had
been there for four years. He may have misunderstood
what Mr Dzenis said to him. Mr Dzenis said he made it
very brief and indicated to Mr Bevan that he had been -
instructed by the directors to cut the numbers down and
that he was dismissing him to which Mr Bevan said "Oh
well, fair enough."
This difference is not, in my view, of great
relevance. What is more important is whether I accept
the evidence of Mr Dzenis and Mr Bullen as to the reasons
actuating the dismissal.
Mr Dzenis says that, early in July 1981, he
had a conversation with Mr Bullen about modifying the
tiger section of the park. Mr Bullen asked him to delay
it for a while. He was concerned about the staff currently -
employed and the state of the company and he felt that the
staff numbers should be cut. At a later date Mr Dzenis
Was told to operate in future on four game wardens and
three for a portion of the park known as "Pets Corner",
This meant dismissing three game wardens and three members
of the Pet's Corner staff. Mr Dzenis says he was not given
any criteria by Mr Bullen as to how to select the ones
to stay or terminate and that he based his decision on
merit on their work performance. This was judged from
his own observation and also from observations by Mr Bruce,
12.
the park supervisor. He was not given any particular
instructions about dismissing Mr Bevan. He decided to
dismiss him because, although he was basically a
reasonably sound warden, he was lacking in quite a few
respects. Mr Dzenis said he made a habit ofchowing up
late. He did not show a high regard for the animals he
-looked after and he was a bit on the slow side. A few
weeks earlier he had had a major disagreement with Mr Bruce,
the park supervisor, when Mr Bruce had made his pay up ~ -
but decided on that occasion not to dismiss him but
issue him with a stern warning.
In relation to his lateness, Mr Dzenis said he
would arrange for him to be called on the telephone to
enquire about his whereabouts when he was not at work at
his set time and that he showed his dissatisfaction with
Mr Bevan being late on quite a few occasions. He hadv
also received complaints from Mr Bruce about him as to the
manner in which he treated vehicles.
Mr Dzenis said he gave consideration to the fact
that Mr Bevan held himself out as the union delegate but
because the directors had instructed him to operate on a
small number he had to choose the ones that were the better
workers and were the more diverse. Around the same time
the hours of opening the park were changed and the staff
were used for performing maintenance work after it was
closed to the public. Mr Dzenis was anxious to retain
those staff who were more useful for that purpose.
13.
Of the five others who were dismissed at the
same time, Mr Dzenis believed four of them were union
members. One of them, Mr Southern was not. Several of
those who were not dismissed he believed to be union
members.
Mr Bruce also gave evidence confirming Mr Dzenis.
He said Mr Bevan'ts interest in his work had deteriorated,
that he was consistently late, that he had spoken to him
- about calling into hotels and having a drink on pick-ups ~
and that finally he had taken him off driving outside and
restricted him to the reserve. A month before he was
actually dismissed he had refused to pick up meat when he
had had his pay made up but said he would give him one
more chance and restrict him to the park.
I am satisfied from this evidence that Mr Dzenis
chose to dismiss Mr Bevan because of his work performance
compared with other employees. I am also satisfied that
in making that choice he was not given any direction by
Mr Bullen as to whom he should choose. He did, however,
give consideration to the fact that Mr Bevan held himself
out as the union delegate but that notwithstanding this
he was justified in choosing him as one of those to be
dismissed when comparing his work performance and
capacities with those of other employees working in
the game park and Pet's Corner.
14.
Mr Bullen gave evidence that in early July
he told Mr Dzenis they would have to cut back on staff,
that they looked at the numbers and decided to cut back
about six people, that he indicated to Mr Dzenis that he
should keep the best people but Mr Dzenis had not told
him which people were to be terminated. He agreed that
"prior to the dismissals the names of those employees to
be terminated could have been mentioned including' Barry
Bevan and he recalled something being mentioned to the
effect that his work had deteriorated. Mr Dzenis also
mentioned to him Mr Bevan's membership of the union. He
gave no specific instruction as to the dismissal of any
particular employee. It was about the same time he gave
instructions that no further persons were to be employed.
An attempt was made to replace Mr Pruys, the maintenance
employee and applications were called in the local press
but this was against Mr Bullen's instructions and he was
not in fact replaced. Mr Bullen said that when he was
speaking about cuts being made, he did not take into
account that there might be further union trouble if the
union delegate was sacked again. He denied that Mr Bevan
was dismissed to drive home the anti-union campaign that
was being conducted.
The reason which actuated Mr Bullen's decision
to cut back on staff was the decline in the profits from
the park. As to this Mr Bullen gave evidence in matter
No. N.S.W. 36 of 1981 and I am satisfied that prior to
15.
giving Mr Dzenis the instructions to dismiss six staff,
he came to the view based on his knowledge of the finances
that this was a proper decision to make in the interests
of keeping the park open if it were to remain profitable.
Problems were arising with the profitability of the park
_and similar parks in other States.
In the light of the evidence from Mr Dzenis
and Mr Bullen, which I accept as truthful and reliabie,.
I am satisfied, on the balance of probabilities, that the
reasons for Mr Bevants dismissal were the reasons given
by Mr Dzenis and that they did not include the circumstance
that he was a member of A.T.A.E.A. or that he was trying
to better his conditions.
The information should therefore be dismissed.
I certify; that tnis and the
preceding 1ages are a true covy of the
Reasons lor Judgment herein of his 'ionour
Mr. Justice Bilacot .
—_—
Assogiate —
tO.
Dated: & Apr | |282. —
IN THE FEDERAL COURT
OF AUSTRALIA No. N.S.W. 37 of 1981
N.S.W. DISTRICT REGISTRY
INDUSTRIAL DIVISION
DAMIEN STAPLETON
(Prosecutor)
AFRICAN LION SAFART PTY. LIMITED
(Defendant)
CORAM: Ellicott J.
FURTHER REASONS FOR JUDGMENT
On 7 April last I gave judgment in this matter and
ordered that an information by Damien Stapleton ("the
informant") claiming that African Lion Safari Pty. Limited
("the defendant") had committed a breach of s.5 of the
Conciliation and Arbitration Act 1904 ("the Act") be dismissed.
In making that order I made no order as to the costs
of the proceedings. The defendant has since applied for an
order that the informant pay the defendant's costs of the
proceedings. The informant claims that I have no power to
make such an order first because I have already given judgment
dismissing the information and, in effect, am now functus
officio and, secondly because of the provisions of s.197A
of the Act.
2.
For the reasons which I have given today in
matter No. N.S.W. 36 of 1981, I am of the opinion that,
because of the provisions of s.197A of the Act, I have
no power to make the order sought it not being alleged
that the proceedings were instituted vexatiously or
without reasonable cause.
Icer- "y that this and the Onw
Beeu +, 74geS8 are a true covy of the
Reare.3 Vor Tudement herein of hig Honour
hir, Justice Zilicott.
Associalte _—
Dated:
Z4AYW Bure IDErv