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CATCHWORDS
Criminal law - appeal against conviction for conspiracy
refusal to grant adjournment after withdrawal of legal
representation - reception of inadmissible evidence -
corroboration of evidence of accomplices - nature and
extent of duty of trial judge in warning jury - whether
miscarriage of justice has occurred.
ROSS JOHN McINIYRE v. THE QUEEN
N.T.G. No. 37 of 198yl
Franki, Toohey and Fisher JJ.
Perth
21 December 1982
Weette -
IN THE FEDERAL COURT OF AUSTRALIA )
)
NORTHERN TERRITORY DISTRICT REGISTRY ) No. NT G37 of 198
)
)
GENERAL DIVISION
ON APPEAI, FROM THE SUPREME COURT
OF THE NORTHERN TERRITORY
ROSS JOHN McINTYRE
Appellant
AND:
THE QUEEN
Respondent
ORDER
CORAM: Franki, Toohey and Fisher JJ.
DATE: 21 December 1982
WHERE MADE: Perth
THE COURT ORDERS THAT:
The appeal is allowed in respect of the conviction
on the charge of conspiracy. The verdict on that charge is
set aside, the conviction is quashed and a new trial on that
charge is ordered. Otherwise the appeal is dismissed.
IN THE FEDERAL COURT OF AUSTRALIA ) {
NORTHERN TERRITORY OF AUSTRALIA ) NO. N.T.G. 37 of 198k
DISTRICT REGISTRY GENERAL DIVISION )
On appeal from the Supreme Court of
the Northern Territory
BETWEEN: ROSS JOHN McINTYRE
Appellant
AND: THE QUEEN
Respondent
CORAM: Franki, Toohey and Fisher JJ.
21 December 1982
REASONS FOR JUDGMENT
FRANKI J.
Ross John McIntrye, the appellant, was convicted on 28
September 1981 of committing the following offences:
(a) Conspiring to commit an offence against the law of the
Northern Territory, contrary to s.53(1) of the Criminal
Law and Procedure Act of the Northern Territory;
(b) Prepare cannabis, contrary to s.6(2)(a) of the
Prohibited Drugs Act.
(c) Supply cannabis, contrary to s.6(2)(b) of the Prohibited
Drugs Act.
(a) Sell cannabis, contrary to s.6(2)(b) of the Prohibited
Drugs Act.
In respect of each offence McIntyre was sentenced to a
term of imprisonment with hard labour, all sentences to be served
concurrently. The period of imprisonment was for three years and
ten months in relation to the first offence with a non-parole
period of 16 months and 12 months with no non-parole period in
respect of each of the other offences.
An appeal was lodged to this Court against both the
conviction and sentence and this was amended in June 1982 and
further amended in this Court when the appeal against sentence
was abandoned.
The proceedings against the appellant were commenced by
way of an indictment against six accused being, the appellant
Ross John McIntyre, Leonard George Chidwick, Jacobus Cornelis
Rombouts, Douglas Steven Joseph Rautoka, Joseph De Sousa and Leon
Francis Clancey-. All six accused were charged with conspiracy to
sell cannabis contrary to s.6(2)(c) of the Prohibited Drugs Act.
The indictment also contaianed the other charges in
respect of which the appellant was convicted and separate counts
against Rombouts of preparing cannabis, of possessing cannabis
for the purpose of sale or supply and of selling cannabis;
against Rautoka of possessing cannabis for the purpose of sale or
supply, of selling and of supplying cannabis and against De Sousa
ef selling and of supplying cannabis and against Clancey of
possessing cannabis for the purpose of sale or supply and of
preparing cannabis.
It appears that Rombouts and Rautoka had pleaded guilty
before trial to various charges including that of conspiracy. De
Sousa pleaded guilty to the charge of conspiracy and the other
charges. Clancey pleaded guilty to four counts and a nolle
prosequi was entered against him on the charge of conspiracy. The
appellant and Chidwick were then tried together.
The grounds of appeal which were pressed can be
classified under the following heads:
A. The refusal of the trial Judge to adjourn the trial.
B. The failure of the trial Judge to allow the appellant
to cross-examine witnesses on matters of relevance.
c. The admission by the trial Judge into evidence of
prejudicial evidence which was inadmissible.
D. The trial Judge misled the appellant in relation to
Matters which he said he would put to the jury.
E. The failure by the trial Judge to warn the jury as to
the caution to be exercised in giving weight to the
evidence of the alleged co-conspirators.
Mention was made of two other grounds; one being in
relation to the unsworn statements to the jury by the appellant
and by Chidwick and the other in relation to the rejection of a
medical certificate. However, these grounds were not of
sufficient substance to require separate mention.
The appeal to this Court 1s pursuant to s.24 of the
Federal Court of Australia Act 1976. Section 28 of that Act
deals with the form of judgment. The Court has wide powers in
the exercise of its appellate jurisdiction including to "give
such judgment, or make such order, as, in all the circumstances,
it thinks fit ...".
The background against which these grounds of appeal
should be examined is that if the conduct of the trial was
ansatisfactory because errors occurred, the critical question is
whether the error or errors were of such a nature that they could
not reasonably be supposed to have influenced the result. If
they could not no new trial need be ordered. The onus in this
regard is upon the Crown.
This question was considered in relation to an appeal to
this Court from the Supreme Court of the Australian Capital
Territory in Duff v. R. (1979) 28 A.L.R. 663, where the Court, at
p-673, referred to a judgment of the High Court in Stokes v. R.
(1960) 105 C.L.R. 279. The Court made reference to a passage at
pp.284-285 where it was said:
"In the end we think the decision of the
application must depend upon the general rule
that if an error of law or a misdirection or
the like occurring at the trial is of such a
nature that at could not reasonably be
supposed to have influenced the result a new
trial need not be ordered."
5.
In referring to the strength of the evidence against the
accused the High Court said that it was "... so great that no
other verdict could reasonably be expected even after a summing
up quite unexceptionable",
It was common ground that there was no relevant
provision in the law of the Northern Territory concerning
appeals. Compare the legislation in Western Australia referred to
in McInnis v. The Queen (1979) 143 C.L.R. 575. The position with
regard to appeals from the Supreme Court of the Northern
Territory is the same as from the Supreme Court of the
Australian Capital Territory.
Even where no one defect in the conduct of the trial
is itself sufficient for a new trial to be ordered the appeal
court should look at the overall result to decide whether the
trial had miscarried so that a new trial should be ordered
(The Queen v. Ireland (1970) 126 C.L.R. 321).
I pass now to consider the particular grounds of appeal.
Ground A.
This question must be looked at in the light of what was
said in McImis v. The Queen, supra. Barwick C.J., with whom
Aickin and Wilson JJ. agreed, pointed out at p.579 that the
accused does not have a right to be provided with counsel at
public expense and that, where counsel withdraws at the last
moment, it is appropriate for the trial Judge to consider very
seriously whether an accused should be forced on without counsel
in any case in which there is a reasonable possibility that he
may obtain the services of counsel in his defence without
unbearable delay. His Honour also pointed out that the trial
Judge must have in mind the interests of the Crown and of the
witnesses and that the question of whether an adjournment should
be granted was a matter of judgment. Wilson J., at p.593,
pointed out that the question of the grant of an adjournment was
one involving the exercise of judicial discretion.
In the case before us counsel had appeared for the
appellant when he was first arraigned at some date prior to the
trial. At the very commencement of the trial counsel asked leave
to withdraw and this was allowed by the trial Judge. The trial
Judge did not enquire about the reason for the withdrawal buat the
appellant asked for an adjournment, saying that he had had legal
representation until that day, that he was not in a financial
position to pay for his own solicitor and that legal aid had been
refused although it had been offered 1f he pleaded guilty.
The appellant pleaded not guilty to all charges and he
was offered an adjournment until 2 o'clock that day, apparently
to permit him to consider certain documents which had been given
to him by the Crown that morning. The Crown stated that 28
witnesses in all were to be called, some having been brought from
Western Australia and South Australia and some from Tennant
Creek. The date for the trial had been faxed for some
nh
It was common ground
considerable time.
that there was no
provision for any right of appeal from a refusal to grant legal
aid in the Northern Territory.
The accused did not hold out any
hope that he could get legal aid and there was no reason to think
that he could. It also appeared clear that the appellant did not
hold out any prospect of being able to get legal representation
in the future as
appeared that the appellant had not known u
a result of his own efforts.
Although it
ntil the morning of
the trial that legal aid was not to be availlable to him he had
been on bail.
antil 2 o'clock.
The appellant refused the offer of an adjournment
In my opinion the trial Judge was entitled to reach the
decision which he reached. Although it is
accused should be unrepresented during the
charges it is difficult to see how the Judge
ndesirable that an
hearing of serious
could have reached
i
any other conclusion than that to which he came.
Ground B.
I have
transcript to which we were referred. In my
carefully considered the
passages in the
opinion they do not
indicate that anything unsatisfactory occurred.
Ground C
Reference was made to four matters
ground.
heroin in some of the evidence.
Only one warrants mention and that
No charge was
in relation to this
is a reference to
brought, or
suggestion made, against the accused in relation to heroin.
It
was submitted that reference to heroin was prejudicial to the
appellant.
presented by the Crown was being given abo
between Rombouts with the appellant and
The mention of heroin occurred when evidence
ut the first meeting
Chidwick. Rombouts
conceded in his evidence that he had been a fiser of heroin.
The appellant in his cross-examination of Rombouts and
examination of Clancey asked questions about heroin.
Whilst I
think it would have been desirable that no thention had been made
of heroin at the trial I do not think that
any real significance.
Ground D
No significant argument was put on
satisfied that there is no substance in ait.
Ground E.
This ground has given me some concern.
this was a matter of
this ground and I am
The learned
trial Judge warned the jury that it had to treat the evidence of
Rombouts and Rautoka, who were charged as
"cautiously and anxiously". He also phrased
ways,
fellow conspirators,
his warning in other
for example, he said that the jury had "to look critically
and carefully at the evidence of Rombouts and Rautoka and Brenda
Collins".
had been arrested initially but was granted
Brenda Collins was apparently living with Rombouts and
immunity on the
understanding that she would give evidence for the Crown.
°
The learned trial Judge made it clear to the jury that
it was necessary to treat the evidence of
co-conspirators with
i
special care. However, no specific warning was given to the jury
that it was dangerous to convict an accused gn the uncorroborated
evidence of an accomplice nor was the jur
question of what evidence fell into
corroboration.
It is clear that a Judge has a duty
iy instructed on the
the category of
properly to warn the
jury concerning the uncorroborated evidence of an accomplice.
The question then arises whether, in a dase where a _ proper
warning has not been given, the conviction should be quashed and
a new trial ordered.
In Davies v. Director of Public Prosecutions [1954] A.c.
378 Lord Simonds L.C., with whom the other
members of the House
of Lords concurred, said, at p.399, that he accepted the
following propositions:
"First proposition:
In a criminal trial where a person
accomplice gives evidence on beh
prosecution, it is the duty of th
warn the jury that, although they
anless it is corroborated.
Second proposition:
who is an
lf of the
judge to
Nay convict
upon his evidence, it is dangerous to do so
I
|
This rule, although a rule of practice, now
has the force of a rule of law.
Third proposition:
10.
Where the jadge fails to warn the jury in
accordance with this rule, the conviction
will be quashed, even 1f in fact there be
ample corroboration of the evidence of the
accomplice, unless the appellate court can
apply the proviso to section 4(1) of the
Criminal Appeal Act, 1907.
The rule, it will be observed, applies only to
witnesses for the prosecution."
Section 4(1) of the Criminal Appeal Act 1907 contained
the following proviso:
"Provided that the Court may, notwithstanding
that they are of the opinion that the point
raised in the appeal might be decided in
favour of the appellant, dismiss the appeal if
they consider that no substantial miscarriage
of justice has actually occurred."
In R. v. Teitler [1959] V.R. 321 Lowe and O'Bryan JJ.,
at pp.329-330, expressed the view that the rele explained in
Davies v. Director of Public Prosecutions, supra, was not one of
law in Victoria but only one of practice. Sholl J. at pp.339-
340 took the view that the rale should be reconsidered and the
Court should consider whether if there had been a proper
direction, a reasonable jury, as distinct from a perverse Jury,
would undoubtedly have convicted.
A somewhat similar question in connection with the
a
corroboration of the evidence of a witness for the prosecution in
a trial of rape was considered by the High Court in Kelleher v.
The Queen (1974) 131 C.L.R. 534. It was decided by a majority
woe TT Le ee
ll.
that a conviction for rape will not be quashed on the ground of
the failure of the trial judge to warn the jury of the danger of
acting on the word of the prosecutrix alone if there was in fact
substantial corroboration of her evidence. Jacobs J. at pp.565-6
dealt with Peacock v. The King (1911) 13 C.L.R. 619 where the
test applied was whether substantial corroboration did exist and
as I read his Honour's judgment he regarded the rule as one of
practice and not of law. It is also important to note that the
test provided by the High Court in Stokes v. R., supra, applies
even in a case of an error of law.
Appeals from the Supreme Court of the Northern
Territory, as with those from the Supreme Court of the Australian
Capital Territory, have to be determined according to the
provisions of the Federal Court of Australia Act. If the Court
proceeds upon the basis that the test provided in Stokes v. R.,
supra, is to be followed, the question is whether any other
verdict than guilty could reasonably have been expected had the
summing ap, and the other conduct of the case, been without
blemish. There is much to be said for the view that the
propositions set out in Davies wv. Director of Public
Prosecutions, supra, must give way to the test enunciated in
Stokes v. R., Supra.
Kelleher v. The Queen, supra, was not a case dealing
with the question of the evidence of accomplices. I do not find
2n the judgments in that case authority for the proposition that
12.
a conviction has to be quashed and a new trial granted where the
test provided in Stokes v. R., supra, is applicable and an
appropriate warning has not been given in relation to the
evidence of accomplices and there is no- substantial
corroboroation of that evidence. Peacock v. The King, supra, as
read by Jacobs J., in Kelleher v. The Queen provides support for
the proposition that, if substantial corroboration exists, an
Appeal Court will not necessarily quash a conviction. Gibbs J.,
as he then was, at p. 555, however pointed out in relation to the
application of Davies v. Director of Public Prosecutions, supra,
that it was necessary for the trial Judge to give a warning
notwithstanding that there was evidence capable of amounting to
corroboration.
It seems to me that at least where no warning was given
and there was ample corroboration the test laid down in Stokes v.
R. should be applied. Indeed, in the present state of the law in
relation to an appeal from a conviction in the Supreme Court of
the Northern Territory, I do not consider that, even in a case
where there was no ample corroboration of the evadence of
accomplices and no warning was given, it necessarily follows that
the conviction should be quashed and a new trial granted.
Rombouts and Rautoka had pleaded guilty to the charge
of conspiracy and each had been sentenced before the trial
commenced. Miss Collins had certainly received some privilege
which might have affected her evidence. De Sousa was not called.
13.
Clancey was called by the appellant and, in cross-examination,
gave certain evidence which was not at all favourable to the
appellant's case. He was originally indicted as a co-conspirator.
Chidwick was a co-accused, who was tried at the same time, and he
chose to call no evidence but to make a short unsworn statement
to the jury in which he denied the charge of conspiracy.
If the jury had been properly instructed and they had
decided to accept the evidence of either Rombouts or Rautoka they
could have had little doubt about the appellant's guilt. I think
it unlikely that the evidence which Rombouts, Rautoka and Clancey
gave was influenced by any opportunity to place blame on the
appellant. There appear to be some practical difficulties for a
trial Judge in warning a jury about accepting evidence of a
co-conspirator when he had been called by the person being tried.
In Davies v. Director of Public Prosecutions, supra, it was
specifically stated that the rule applied only to the evidence of
persons called by the Crown and I consider that is the approach
which I should adopt.
Rombouts gave evidence concerning an occasion in May
1981 when he and Clancey visited the appellant at Howard Springs
and bought one pound of cannabis for $1,000. He said that he was
allowed credit and that he took this cannabis to Tennant Creek
and made it into sticks which were ultimately seized by police.
iF)
14.
This evidence appears to have been corroborated
sufficiently by the evidence of Clancey. He gave evidence to the
effect that Rombouts has bought cannabis from the appellant at
Howard Springs and that he had gone there to buy cannabis for
resale in Tennant Creek. Rombouts and Clancey did not have any
cannabis in balk with them on arrival at Howard Springs.
Although Clancey's evidence was not very clear he said that he
was introduced to "Ross" there. Clancey said that when he and
Rombouts left Howard Springs they did not go on to Darwin as they
had intended, but returned to Tennant Creek and they had in the
car about a pound of cannabis which was sampled by Clancey.
During the appeal counsel did not deal with the
evidence with the object of arguing whether there was substantial
corroboration from any witness in respect of whose evidence the
warning ought to have been given. It is always necessary to look
at the nature of the offence and the nature of the evidence which
may constitute corroboration. In order to convict upon the
charge of conspiracy the jury had to be satisfied beyond
reasonable doubt that there was an agreement between the
appellant and at least one other of the persons charged with
conspiracy to sell cannabis contrary to s.6(2)(c) of the
Prohibited Drags Act, in this case, to another person. It is not
necessary to show that the persons charged came together and
actually agreed 1n terms to what they had determined to do.
15.
The essential feature is that of common design. Proof
of the existence of a conspiracy is usually a matter of unference
deduced from certain criminal acts of the parties accused, done
in pursuance of an apparent criminal purpose in common between
them. See generally Archbold "Criminal Pleading, Evidence and
Practice", 39th Edn. para. 4076.
Although I do not regard ample corroboration of the
evidence of Rombouts or Rautoka as critical it is necessary to
examine that question. As I have said I treat the evidence of
Clancey as being evidence in respect of which no warning is
required.
It as necessary to consider what is required for
corroboration. I need do no more than cite The King v.
Baskerville [1916] 2 K.B. 658 in this regard. The Court of
Criminal Appeal at p.667 said in relation to corroboration:
"We hold that evidence in corroboration must
be independent testimony which affects the
accused by connecting or tending to connect
him with the crime. In other words, it must
be evidence which implicates him, that is,
which confirms in some material particular not
only the evidence that the crime has been
committed, but also that the prisoner
committed it."
I am satisfied that Clancey's evidence provides
adequate corroboration of that of Rombouts in relation to the
transaction at Howard Springs resulting in the acquisition of a
16.
pound of marijuana. I consider that this amount of cannabis must
surely be regarded as a commercial amount. In my opinion, this
is an incident which provides strong circumstantial evidence that
the appellant was engaged in a transaction in the nature of an
illegal joint enterprise with Rombouts for the sale to other
persons of cannabis.
It is informative to examine the matters which were put
in issue by the appellant when he cross-examined Rombouts and
Rautoka. One must bear in mind the fact that the appellant was
appearing for himself but, nevertheless, in his statement to the
jury and on other occasions, he gave the impression that he might
have been expected to challenge a lot of the evidence of Rautoka
in particular and, to a lesser extent, Rombouts had he felt that
the evidence which they gave was untrue. His cross-examination
of Rautoka was very short. His cross-examination of Rombouts was
more detailed but again it appeared, in relation to the
conspiracy charge, to concentrate on matters which were not
essential. In his unsworn statement to the jury, the appellant
Genied the conspiracy but conceded that cannabis seeds had been
found on his premises in a small bottle which he said Rautoka had
found buried in the ground. He said that his wife was Asian and
part of the Asian diet was marijuana so he had kept the seeds.
He admitted that traces of cannabis had been found in his caravan
and he explained this in the same way by saying that his wife
chopped up some cannabis and used it in cooking. He said that
this cannabis had also been obtained from Rautoka. The police
17.
gave evidence of finding traces of cannabis in the appellant's
vehicle and in two drums found on the appellant's premises.
There was also police evidence that pieces of silver
foil with traces of cannabis on them similar to that used on
cannabis sticks was found in the appellant's stove alcove. There
was also evidence that cannabis plants were growing in pots near
the appellant's caravan. There was evidence that some $3,000 in
cash was found on the appellant's premises. As to $980 the
appellant explained that it was left over from a loan. The rest,
he said, was part of the proceeds of the sale of a car and that
he had been retaining it in cash at his caravan for 5 or 6 months
whilst awaiting the arrival of some parts for a yacht. It
appears that the loan referred to was one which Chidwick had
previously obtained from Custom Credit Limited.
According to police evidence certain denials given by
the appellant to the police did not agree with the statement made
by the appellant at the trial. On 14 May 1981, the day the
appellant was arrested, the police evidence was that he said he
had "never heard of .." Rombouts. When asked whether he knew
other people who lived on the block where he lived at Tennant
Creek the appellant said "No, I keep pretty much to myself". In
fact Rautoka lived on that block. The appellant's wife was not
called to give evidence.
18.
In my opinion, to use the words used in Stokes v. R.,
supra, there were no faults 1n the conduct of the trial of such a
nature that they could reasonably be supposed to have influenced
the result.
The parties did not seek to differentiate between any of
the convictions and I do not think it is appropriate that I
should do so. Neither party asked for any order as to costs and
the only order I would make would be to dismiss the appeal.
Reasons fer J udgmont herein of hee eenom
; 1c
e rates :
pS.
)
IN THE FEDERAL COURT OF AUSTRALIA
)NORTHERN TERRITORY DISTRICT REGISTRY ) No. NTG 37 of 1982
)
GENERAL DIVISION )
ON APPEAL FROM THE SUPREIE COURT
OF THE NORTHERN TERRITORY
No. $.€.C. 248-251 of 1982
BETWEEN :
ROSS JOHN McINTYRE
Appellant
AND:
THE QUEEN
Respondent
CORAM: Franki, Toohey and Fisher JJ.
DATE: 21 December 1982
REASONS FOR JUDGMENT
TOOHEY and FISHER JJ.
On 28 September 1981 the appellant was convicted
in the Supreme Court of the Northern Territory of the
following offences. These particulars are taken from the
certificate of conviction.
1. Conspiracy to commit an offence against the law of
the Territory, contrary to s.53(1) of the Criminal Law
and Procedure Act.
2. Prepare cannabis, contrary to s.6(2)(a) of the
Prohibited Drugs Act.
3. Supply cannabis, contrary to s.6(2)(b) of the
Prohibited Drugs Act.
4. Sell cannabis, contrary to s.6(2)(b) of the
Prohibited Drugs Act.
For those offences respectively the appellant was sentenced
to imprisonment with hard labour for three years and ten
months with a non-parole period of 16 months; imprisonment
with hard labour for 12 months with no non-parole period;
imprisonment with hard labour for 12 months with no non-
parole period; imprisonment with hard labour for 12 months
with no non-parole period, All sentences were ordered
to be served concurrently.
Although the notice of appeal is formulated as
an appeal both against conviction and sentence, the Court
was asked to deal with the matter as one of appeal against
conviction only. The notice of appeal contains many grounds
Several were abandoned and as to some the appellant made no
more than formal submissions. As the appeal emerged, the
grounds upon which the appellant relied with any enthusiasm
may be summed up in this way.
1. The learned trial Judge erred in refusing the appellant
an adjournment of the trial when his counsel withdrew.
2. The learned trial Judge failed to'allow the appellant
to cross-examine witnesses on relevant matters.
3. The learned trial Judge erred in allowing evidence
ted
that was inadmissible and prejudicial to the
appellant.
4. The learned trial Judge erred in failing to give the
jury adequate warning of the caution they should
exercise in giving weight to the evidence of
co~conspirators
5. The learned trial Judge erred in admitting evidence
concerning a substance said to have been heroin,
which evidence was not relevant to any charge in the
indictment and was of a highly prejudicial nature.
We propose to deal with these grounds largely in the
order in which they were argued. First however it is
necessary to provide some background against which they
may be considered.
All charges related to cannabis. Three were
of specific breaches of the Prohibited Drugs Act, said
to have been committed at Howard Springs on different
dates during 1980 and 1981. The major charge, that of
conspiracy, was that between 1 January 1980 and 18 May
1981 at Darwin, Katherine, Tennant Creek "and at other
places" the appellant together with Leonard George
Chidwick, Jacobus Cornelis Rombouts, Douglas Steven Joseph
Rautoka, Joseph De Sousa and Leon Francis Clancey, con-
spired to commit an offence against the law of the
Territory, namely to sell cannabis contrary to the
Prohibited Drugs Act.
Chidwick was tried together with the appellant
and he too was convicted of conspiracy. Before the trial of the
appellant and Chidwick began, De Sousa pleaded guilty
to the charge of conspiracy and to other charges relating
to cannabis; a nolle proseaui was entered against
Clancey in respect of the conspiracy charge and certain
other charges, he having pleaded guilty to other charges
in turn, Rombouts and Rautoka had earlier pleaded guilty to
the charge of conspiracy and to other charges relating to
cannabis. Rautoka and Rombouts were witnesses for the Crown
against the appellant as'was Brenda Jean Collins who was
living with Rombouts at relevant times and who participated
in activities giving rise to the charge of conspiracy and
to certain of the other charges. No action was taken against her.
Refusal to grant an adjournment
When the appellant was arraigned on 21 September
1981 and before the jury was empanelled, his counsel made
the following statement.
"If your Honour pleases, at the last
arraignment, I appeared for the accused,
McIntyre, but regrettably I must advise
that I seek leave to withdraw from acting
for Mr. McIntyre".
A similar application was made by counsel for Chidwick.
His Honour gave both counsel leave to withdraw. His Honour
then pointed out to the appellant that he had pleaded not
guilty to conspiracy to commit an offence but that the
Crown wished to add three counts, one of preparing, one of
supplying and the third of selling cannabis at Howard
Springs. In answer to a question whether he was in a
position to plead to the additional counts, the appellant
said:
"I would prefer not to, your Honour.
I feel I am entitled to legal repres-
entation, and I would prefer legal
representation. I have got no desire
whatsoever to represent myself in this
matter."
The appellant then commented that the reason his
counsel had withdrawn was because legal aid had been
refused except on the basis that the appellant plead
guilty. The Crown pointed out that some 28 witnesses
had been subpoenaed to give evidence, that they had come
from Western Australia and South Australia as well as within
the Northern Territory, and that the first the Crown had
learned of a possibility the appellant might not be
represented was about 9 o'clock on the morning of the trial.
His Honour then said to the appellant and to Chidwick:
"Yes, well, I note your applications
for adjournment, but I will direct the
trial may proceed".
There was some further discussion between the Bench
and the appellant, the latter complaining that he was not
happy with the situation and that he had no qualifications
to cross-examine witnesses. To this his Honour said:
"Very well. You will have to do your
best. I will give you what help I can.
In the meantime, the Crown, which has
prepared this case which has been in the
list for weeks and weeks and weeks, was
advised this morning that you would not
be legally represented, and as far as I
am concerned, I believe in this particular
case it is in the interests of the admin-
istration of justice that the matter
should proceed".
Sse ot
The matter did proceed, the trial occupying
21, 22, 23, 25 and 28 September 1981.
It is possible to distil several propositions
from the argument advanced by counsel for the appellant.
To the extent that one of those propositions was that the
appellant was entitled to be represented by counsel, the
decision in McInnis v. R. (1979) 143 C.L.R 575 is against
the appellant. There is no absolute right to legal aid
In that respect the right is no more than "to have the
procedures of the Legal Aid Commission Act duly followed,
including of course the hearing of an appeal and review
if these are sought" (Barwick C.J in McInnis at p.579).
Apart from the fact that the appellant had been represented
until the morning of his trial and that he told the learned
trial Judge that legal aid had been refused him in the case
of a plea of not guilty, neither the Supreme Court nor
this Court was given any information about the appellant's
application for legal assistance.
In McInnis the appellant had not pursued all
avenues of obtaining legal aid to their conclusion and he
sought an adjournment expressly so that he might do so.
As we read the judgments of the majority of the Court, that
consideration led their Honours either to conclude or to
assume for the purpose of argument that the adjournment
had been wrongly refused In the present case we have no
reason to assume other than that the appellant had done
all he could to obtain legal aid and that legal aid
"AN ~ v ASTER a A ee Me me eer et mn ee --
had been refused. The appellant did not suggest that
an adjournment might allow him to renew his application
for legal assistance or that it might enable him to
secure representation in some other way Asked by the
learned trial Judge whether he was asking for an adjourn-
ment, the appellant replied:
"I would, your Honour, because I am
in no financial position to pay for
my own solicitor. The reason my
solicitor had to withdraw, because
Legal Aid refused assistance".
To the extent that the appellant was contending
that in all the circumstances the learned trial Judge had
erred in refusing an adjournment, it is apparent from
McInnis and indeed from earlier judgments of the English
and Australian courts that, in considering an application
for an adjournment of a trial, a judge is called upon to
exercise a judicial discretion. He must have regard
to the interests of the accused but is entitled to look as
well to the wider interests of justice. In the words of
the learned trial Judge, this matter had been in the list
"for weeks and weeks and weeks". It was a trial likely
to last some days and a large number of witnesses, from
within and without the Territory, were present to give
evidence.
It is of course an entirely unsatisfactory
situation when on the morning of a trial counsel for an
accused withdraws his representation. It raises quite
basic questions about the role and duties of counsel.
The learned trial Judge might have adopted the "practical
ee RE A ee eee ee
solution" referred to by Murphy J. in McInnis at
pp.585-586. He might have asked counsel to continue
to represent the appellant "to avoid both the public
inconvenience which would arise if the trial were not
to proceed and the injustice to (the appellant) if it
were". However his Honour did not take that course.
Notwithstanding the very difficult position in which
the appellant was placed, we are not persuaded that his
Honour erred in the exercise of his discretion when he
decided that, having regard to the length of time for
which the trial had been fixed, the number of witnesses
and no doubt the very considerable difficulties of
obtaining a further date and securing the attendance
of witnesses, the trial should proceed.
If we were persuaded that his Honour did err
in this respect, it would then be necessary to consider
whether by reason of that error a miscarriage of justice
had occurred. That assessment requires a consideration
of matters which were not before the learned trial Judge
when he made his decision that the trial should proceed.
It requires an assessment, in retrospect, of the strength
of the case against the appellant and the credibility
of his defence. Because of the viewwe have taken that
his Honour was not in error in refusing an adjournment,
it is unnecessary to make this assessment However we
do make it at a later stage of these reasons when
considering other grounds of appeal.
ett Lawn oe ee ek ee eee ee ee
tee
sree
In our view, unsatisfactory though the situation
was, the appeal cannot succeed by reason of the refusal
of an adjournment.
Failure to allow the appellant to cross-examine
The appellant contends that the learned trial
Judge failed to allow him to cross-examine witnesses on
matters of relevance. Implicit, though not explicit,
in this ground of appeal is the submission that he
suffered a miscarriage of justice in the sense that
he thereby lost a chance of acquittal. See Herbert
and Others v. R. (unreported decision of the Federal
Court delivered 30 July 1982 per Toohey and Sheppard JJ.
at pp.31-32).
Asked to be more specific as to the appellant's
complaint in this regard, his counsel answered:
"He generally allowed him to ask
questions, but his Honour's handling
of the cross-examination, in my
submission, amounted to a failure
to fully allow him to cross-examine
the witnesses in that he did not give
the accused sufficient guidance in
the cross-examination of witnesses".
The Court was taken to various passages in
the transcript of the trial. In our view in none of
these can any support be found for the appellant's
complaint. Indeed his Honour, with considerable patience,
sought to assist the appellant by eliciting from him
what he wished to establish by cross-examination, per-
mitting him considerable latitude in his cross-examination
Oe a A EN Cen Se -
and from time to time questioning the witnesses himself.
The learned trial Judge was under a duty to see that the
appellant received a fair trial. That duty included
seeing that the appellant was given every reasonable
opportunity to question witnesses, with some guidance
from the Court as to how questions might most usefully be
put, and without undue interruption.Our reading of the
transcript of the trial leads us to conclude that no
complaint may reasonably be made of his Honour's actions
in this regard.
Prejudicial evidence wrongly admitted
The appellant complains that on several occasions
the learned trial Judge permitted the Crown to adduce
evidence which not only was inadmissible but was prejudicial
to the appellant. Put in a summary way, this evidence
related to heroin, to a photograph, to hashish oil and to
the apprehension of Chidwick, the man who was tried with
the appellant.
The evidence regarding heroin arose in this way.
Brenda Jean Collins gave evidence that Rautoka took her
and Rombouts to see the appellant, the reason being that
"they wanted Koos (Rombouts) to try some heroin to see how
strong it was". Collins testified that at a meeting with
Rombouts, Rautoka, Chidwick and the appellant, in Darwin,
the appellant unscrewed the back of a clock and removed a
quantity of heroin, some of which Rombouts injected into
himself. Similar evidence was given by Rautoka and Rombouts.
we nen TED Oe ee en ee
The appellant had not been charged with any
offence relating to heroin. For what reason and on what
basis then was the evidence adduced?
The meeting in question began at Bees Creek, a few miles
x
out of Darwin, and then moved to a unit in the Esplanade Lodge
in Darwin itself. In that wit, according to Rombouts,
he obtained 20 bags of cannabis on credit while he, Collins,
Rautoka, Chidwick and the appellant were all present, That
evidence went no further than to establish that Rombouts
obtained cannabis from Rautoka. It did not implicate the
appellant in any such transaction.
Rautoka gave evidence that Rombouts wanted
Marihuana :
"He wanted to score - buy some
marihuana. So I introduced him
to Ross (the appellant) and
Lennie (Chidwick)... I don't
know how many bags he bought off
them, or got it on credit. I'm
not quite sure".
In answer to a leading question by counsel for the Crown;
"So Mr. Rombouts bought some
cannabis off the accused at Bees
Creek in your presence on that
occasion, is that what you are
saying?"
Rautoka answered ;
"Yes. Not at Bees Creek. We
came back to Esplanade, and he
got it from there"
The Crown conceded that it was in some difficulty
over this ground of appeal but sought to justify admissibility
of the particular evidence on the ground that the appellant
and Chidwick were the principals of a distribution ring
A eee ee ee ee
for cannabis, that they had been supplying Rautoka in
Darwin and that he in turn supplied Rombouts in Tennant
Creek. The volume of cannabis being sold was such that
Rautoka could no longer supply Rombouts with all
he required and therefore it became necessary for
Rombouts to meet the appellant and deal directly with
him. The submission continued that the action 'of Rombouts
in injecting the heroin was a natural one so that he might
establish his bona fides, as it were, as a drug taker and
so rebut any suggestion that he might be an "undercover
agent". Accepting all of this for the purposes of argument,
we can findno basis upon which any of the Crown witnesses
should have been permitted to give evidence that the
appellant produced heroin at the unit in Darwin.
There was a suggestion that the evidence was
admissible as part of the res gestae. But if the trans~
action under consideration was the sale of cannabis, we are
unable to see that the production of a quantity of heroin by
the appellant, there being no evidence of any commercial
transaction in that regard, was part of the transaction.
If we are wrong in that respect, the evidence was highly
prejudicial and inour respectful view should not have been
allowed, the extent of prejudice to the appellant far out-
weighing any probative value the evidence might have had.
The question which must be answered later in these reasons
is whether as a result thereof a miscarriage of justice
occurred.
e
Miss Collins gave evidence concerning a photograph
which she produced and which later was tendered in evidence.
It showed Rombouts lying on a bed with a number of $50 bills
laid out in front of him. Miss Collins had taker the photograph
and on the back had written a date "July 1980". She testified
that the money belonged to the appellant - "It would have
been the sale of cannabis" ~ but then later she said that
the money was Rombouts'', from the sale of cannabis. The
only reconciliation possible between these statements is
that the money had been obtained by Rombouts from the sale
of cannabis which he had purchased from the appellant and
that he was therefore bound to account to the appellant for
the proceeds. Counsel for the appellant then submitted that
according to the evidence Collins and Rombouts did not meet
the appellant until sometime in September 1980. Collins
herself agreed in cross-examination that the date may have
been inaccurate.
In our view evidence about the photograph was
admissible through Collins. It may in the end have proved
to be the case that the photograph related to a time when
Rombouts had not met the appellant. In that event the jury
should have been told to attach no weight to Collins' evidence
in that respect. But it does not follow that her initial
testimony and the photograph were inadmissible.
In the course of his evidence in chief, Rautoka
was asked whether earlier this year he recalled getting
some hashish oil. He answered that he did so reeall and that
he had got it from Chidwick and the appellant. It was in
small packages. The shcrt answer to the appellant's com-
plaint about the reception of this evidence is that hashish
oil falls within the definition of "cannabis" in the
Prohibited Drugs Act. Section 4 of that Act defines
"cannabis" to mean
"a plant or a part of a plant of the
genus Cannabis, an extract, resin or
tincture of such a plant or a preparation
or substance containing part of such a
plant or such an extract, resin or
tincture".
Since hashish is from the top leaves and tender parts of
hemp and hemp is Cannabis sativa, hashish oil is at least
an extract of a plant of the genus Cannabis. Given the
nature of the allegations against the appellant, evidence
of dealing in hashish was admissible.
Fabio Fabro, a customs officer in Western
Australia, gave evidence that in June 1981 he was .
on duty at Perth airport and there apprehended the
appellant's co-accused Chidwick. Chidwick had just
arrived from the United Kingdom by British Airways. A
search of Chidwick's clothing revealed a clear plastic
bag which Chidwick said contained "speed" and another
plastic bag which Chidwick said was "hash oil". The
Crown then sought to tender the black substance described
as hash oil. His Honour commented "It is suggested, is
it, by the Crown, that this was something in furtherance
of the common design of conspiracy?" Counsel for the
Crown answered "Yes".
This incident occurred outside the period alleged
in the indictment. In the argument before this Court,
counsel for the Crown said that it was his understanding
er eR te em ae eee ee ee
id
and that of counsel for the appellant "that the hash oil
that Chidwick was in possession of when he landed at Perth
Airport was, in fact, hash oil that he had originally obtained
from McIntyre". However there was no evidence of this and in
our view Mr. Fabro's testimony should not have been permitted.
It remains to consider later in these reasons
whether a miscarriage of justice occurred by reason of the
admission of this testimony.
Admissibility of evidence relating to heroin
Although the last ground of appeal mentioned
earlier in these reasons, it is convenient to deal with
this matter now.
The notice of appeal formulated as a separate
and independent ground a challenge to the admissibility of
the evidence relating to heroin. But the appellant's
argument in this respect went no further than it did in
relation to the more general ground alleging the admission
of evidence that was both inadmissible and prejudicial. It is
therefore unnecessary to say anything more about it at this
stage. In the end 1ts strength depends upon the likelihood
that a miscarriage cf justice occurred.
Evidence of co-conspirators
This ground of appeal reads:
"The learned trial Judge erred in not warning
or not adequately warning the jury as to the
caution to be exercised in giving weight to the
evidence of alleged co-conspirators including
an alleged co-conspirator in respect of whom
the Crown had given an immunity from prosecution".
'The co-conspirators were Rautoka, Rombouts and
Collins. As already mentioned Rautoka and Rombouts were
among those charged with conspiracy. Collins was not
charged. The evidence of these three witnesses clearly was
vital to the Crown's case against the appellant.
In the course of his charge to the jury the
learned trial Judge described Rombouts and Rautoka as
"persons who have admitted they were involved in the criminal
conspiracy alleged against these men". Speaking of the
evidence of fellow conspirators, his Honour said: "It is
of course always evidence that you will treat cautiously
and anxiously". Later he said "And ladies and gentlemen,
where you get co-conspirators called for the Crown, of
course, you will look carefully at their evidence".
Referring to the testimony of Collins his Honour
commented:
"Ladies and gentlemen, in a different
way, the same caution must be exercised
about the evidence of Rombouts' girlfriend,
Brenda Collins who you know was originally
arrested, but was granted immunity on the
understanding that she would give evidence
for the Crowm... So I ask you, ladies and
gentlemen, to look critically and carefully
at the evidence of Rombouts, Rautoka and
Brenda Collins".
Although counsel for the appellant did not say
so in precise terms, it is apparent from his argument that
he sought to place co-conspirators in the category of
accomplices and to contend that the authorities relating
to the obligation of a trial judge to warn the jury of the
danger of convicting on the basis of the evidence of an
accomplice if that evidence is uncorroborated were
equally applicable.
Lord Simonds L.C. pointed out in Davies v.
Director of Public Prosecutions (1954) A.C. 378 at p.400 -
"There is in the authorities no formal definition of the
term 'accomplice''". In a judgment with which the other
members concurred, Lord Simonds sought to categorize those
persons who, if called as witnesses for the prosecution,
have been treated as falling within the category of
accomplices. His Lordship listed first -
"On any view, persons who are participes
criminis in respect of the actual crime
charged, whether as principals or
accessories before or after the fact
(in felonies) or persons committing,
procuring or aiding and abetting
(in the case of misdemeanors). This
is surely the natural and primary
meaning of the term 'accomplice''".
It is unnecessary to refer to all the Australian
authorities in which Davies v Director of Public
Prosecutions has been considered. Rautoka and Rombouts
were clearly participes criminis in respect of the offence
of conspiracy with which the appellant was charged and
the Crown did not suggest otherwise. Nor did the Crown
suggest that the evidence of Collins was in any different
category. She accompanied Rombouts on a number of trips
from Tennant Creek to Darwin to pick up cannabis from the
appellant and, according to her evidence, she was also
with Rombouts in Tennant Creek when the appellant brought
cannabis for the purpose of sale. It may be that she
Was present on these occasions primarily because of her
personal association with Rombouts; nevertheless there is
sufficient evidence to regard her as at least an accessory
and as someone in respect of whose evidence the customary
warning should have been given.
As to the three charges under the Prohibited Drugs
Act ~ that of preparing cannabis alleged conduct at Howard
Springs over a time; that of supplying cannabis related to
a transaction between the appellant and Rautoka; that of selling
cannabis concerned a transaction between the appellant on
the one hand and Rombouts and Clancey on the other. All
trangzactions were so closely involved with the acts said to
evidence a conspiracy that the warning should have been
given in regard to any evidence of Rautoka, Rombouts and
Collins bearing upon any of the four charges against the appellant.
Three propositions have the authority of the House
of Lords in Davies v. Director of Public Prosecutions. They
are -
1. In a criminal trial where a person who is an
accomplice gives evidence on behalf of the
prosecution, it is the duty of the Judge to
warn the jury that, although they may convict
upon his evidence, it is dangerous to do so
unless it is corroborated.
2. This rule, although a rule of practice, now
has the force of a rule of law.
3. Where the judge fails to warn the jury in accordance
with this rule, the conviction will be quashed even
if in fact there be ample corroboration of the
evidence of the accomplice, unless the appellate
court considers that no substantial miscarriage of
justice has actually occurred.
A somewhat broader and less peremptory approach
was taken in the majority judgment of the Victorian Full
Court in R. v. Teitler (1959) V.R. 321. At p.330 Lowe and
O'Bryan JJ. said:
"In our opinion, the practice
of the Court is to quash a con-
viction where part of the evidence
against the accused has been that
of an accomplice and when no
proper warning as to the use of
that evidence has been given,
unless there was, apart from the
evidence of the accomplice, sub-
stantial evidence implicating
the applicant and upon which the
jury could properly have convicted
the applicant even if they had
disregarded the evidence of the
accomplice".
We are of the opinion that in the present appeal
this Court should follow Davies in so far as it held
that the presence of corroboration does not cure a
failure to warn the jury of the danger of convicting
upon the uncorroborated evidence of an accomplice. The
relevance of the proviso concerning miscarriage of
justice is a matter we shall consider later.
Davies was referred to by the members of the
High Court in Kelleher v. R. (1974) 131 C.L.R. 534, an
application for special leave to appeal from a con-
viction of rape. The majority (Gibbs J. dissenting)
held that a conviction of a sexual offence obtained
on the evidence of the prosecutrix will not be quashed
because of a failure by the trial judge to warm the
jury of the danger of acting on the word of the woman
alone, if there is in fact substantial corroboration
of her evidence.
Some members of the Court had reservations
about transposing what had been said in Davies about
accomplices into cases of sexual offences (see Barwick C.J.
at p.542 and Mason J. at p.560). But Kelleher does not
question the authority of Davies as to the warning
required where accomplices are concerned and the consequences if
there is no warning; indeed Gibbs J. (as he then was) commented:
"I can see no reason why the
propositions laid down in
Davies v. Director of Public
Prosecutions should be
regarded as inapplicable to
the corroboration of the
complainant in sexual cases.
In my opinion it was necessary
for the learned trial judge
to give a warning in the
present case, notwithstanding
that there was evidence -
capable of amounting to
corroboration, and notwith-
standing that the question
was not raised on behalf of
the defence" (at pp.555-556).
It is quite clear that the learned trial
Judge did not give the requisite warning to the jury.
True he spoke of the need to treat the evidence of
Rombouts and Rautoka "cautiously and anxiously" and
to exercise "the same caution" about the evidence of
Collins. But nowhere in his charge to the jury did his
Honour speak of the danger of convicting upon the
evidence of an accomplice (in this case a co-conspirator)
unless that evidence was corroborated. Nor did he
point out that one accomplice may not corroborate the
evidence of another, at least if both are called as
witnesses for the prosecution.
Although it may not be essential for a trial
judge to use the word "corroboration", it is not enough
simply to stress the need for care in accepting the
evidence of co-conspirators. There must be something
said to bring home to the jury the need to consider
whether there is "independent testimony which affects
the accused by connecting or tending to connect him
with the crime' (R. v. Baskerville (1916) 2 K.B.
658 at p.667).
No mention of corroboration appears in his
Honour's charge to the jury, either expressly or
by implication. It is necessary to consider the
consequences of this omission.
Miscarriage of justice?
As the Federal Court pointed out in Duff v. R.
(1979) 28 A.L.R. 663 at p.671
"The powers of a court of criminal
appeal to set aside a jury verdict
turn upon the statute creating the
appellate jurisdiction".
The Court then referred to what it described as "a common
form statute governing appeals against criminal convictions".
The language of such a statute is generally in terms that
the appellate court shall allow the appeal if it thinks
that on any ground there was a miscarriage of justice,
with a proviso that the Court may, notwithstanding that
the point raised in the appeal might be decided in favour
of the appellant, dismiss the appeal if it considers that
no substantial miscarriage of justice has actually occurred.
The existence of such a statute, including the
proviso, underlies many of the authorities relating to
corroboration, both in Australia and in England. It forms
part of the several propositions approved by the House of
Lords in Davies v. Director of Public Prosecutions.
The jurisdiction of the Federal Court to hear appeals
against judgments of conviction entered in the Supreme Court of
the Northern Territory is conferred by s.24 of the Federal
Court of Australia Act 1976. In the exercise of that
jurisdiction the court may set aside the verdict and
judgment in a trial on indictment and ordei a verdict of
not guilty or other appropriate verdict to be entered; or
it may grant a new trial (s.28).
or
Sean e
Duff v. R. was concerned with an appeal against
a judgment of conviction entered in the Supreme Court of
the Australian Capital Territory but the reasons for
judgment are equally applicable to this appeal. What
is sought here is a new trial consequent upon the
setting aside of the convictions entered against
the appellant. There is no "common form statute"
applicable to the present appeal which must therefore
be taken to be governed by the common law rules as to the
granting of new trials. These were expressed in
Stokes v. The Queen (1960) 105 C.L R. 279 at
pp.284-285 as follows
"In the end we think the
decision of the application must
depend upon the general rule that
if an error of law or a misdirection
or the like occurring at the trial is
of such a nature that it could not
reasonably be supposed to have
influenced the result a new trial
need not be ordered".
This approach was endorsed by the Federal Court in Duff.
To the extent that the appellant's grounds of appeal
concern the admissibility of evidence or the way in which the
trial was conducted, there is no difficulty in applying this
test and reaching a conclusion that any error in this respect
could not reasonably be supposed to have influenced the result.
A consideration of the evidence, to some of which we shall
refer, leaves one in no doubt about the strength of the Crown
case against the appellant Insofar as the appellant
ern Ma we te ee a ee ee ee
complains of the learned trial Judge's refusal to
grant him an adjournment, the admission of evidence
regarding heroin and the testimony of Mr. Fabro, we
are satisfied that no miscarriage of justice occurred.
But the strength of the Crown's case against the
appellant involved to a crucial extent the evidence
of the co-conspirators. The question which we think
is raised by this apnveal is -in considering whether
a miscarriage of justice may have occurred, is it
appropriate to look at the entirety of the evidence
or must there in any event be substantial corroboration
of that evidence in respect of which a warning was
called for?
It seems to us that in the matter of corrob-
oration of the evidence of accomplices special rules
have emerged, whether or not the "common form statute"
is present. It is not enough to look at the evidence
in general; it is only if there was in fact ample
or substantial corroboration that it can be proper to
consider whether a miscarriage of justice has occurred.
That approach is dictated directly by Davies and
indirectly by Kelleher. See also the recent decision
of the Court of Criminal Appeal in Western Australia in
Mederaft v. R. (1982) W.A.R. 33.
Because there are grounds of appeal that go
beyond the issue of corroboration,we propose to look at
the evidence in general and then with particular
reference to the matter of corroboration.
Evidence of co-conspirators
There is no doubt that the evidence of Rombouts,
Rautoka and Collins heavily implicated the appellant in
transactions relating to cannabis, including the preparation,
supply and sale of that drug. There is little doubt too
that the evidence of those witnesses demonstrated an
agreement on the part of those named in the conspiracy
indictment to join together in the commission of an offence
viz. the selling of cannabis.
Collins gave evidence that between September and
November 1981 Rombouts obtained supplies ef cannabis from
the appellant, that the cannabis was in small bags, and
that on occasions the appellant and Chidwick brought con-
signments from Darwin to Tennant Creek, usually in
quantities of 50 bags. She recalled five or six visits
by the appellant to see Rombouts in Tennant Creek for
this purpose. When Rombouts sold the cannabis he would
either wire the money to the appellant or wait until the
next visit. She also gave evidence of journeys made with
Rombouts from Tennant Creek to Howard Springs where the
appellant was living and that on one occasion on their
arrival the appellant was making up sticks of cannabis,
some of which Rombouts and she took back to Tennant Creek
On the occasions the appellant visited Tennant Creek he
was either on his own or in company with Chidwick.
Collins also gave evidence of the delivery by the appellant
to the flat in Tennant Creek, where she and Rombouts were
living, of sachets of hashish oil for each of which the
appellant was to be paid $30.
ee ee ee ee ee ee -
-erle |
ee nat
Rautoka gave evidence that he met the appellant
and Chidwick about 18 months earlier, that he was
introduced to them because he was looking for cannabis
and that they or one or other of them gave him, on credit,
10 or 20 bags of marihuana The arrangement was that
Rautoka was to pay the appellant and Chidwick $30 for each
bag of cannabis sold. Rautoka saw the appellant on a
number of occasions thereafter; he got more cannabis from
the appellant and Chidwick, and from time to time he paid
the appellant or Chidwick for that cannabis. Sometimes he
obtained the cannabis while at work; on other occasions he
drove to Howard Springs where the appellant was living in
a caravan and there picked up bags of marihuana for which
he later paid the appellant. When Rautoka first met the
appellant he (Rautoka) was living at Nightcliff. Later
Rautoka moved to Bees Creek and while there he introduced
the appellant and Chidwick to Rombouts. According to
Rautoka, he had been supplying Rombouts with marihuana
but Rombcuts required rore than he was able to deliver
so in the end he introduced him to the appellant. On
the occasion that has already been mentioned, when the
appellant produced heroin at a unit in Darwin, Rombouts
apparently obtained cannabis from the appellant. The arrangement
between Rautoka and the appellant was that the former gave
the latter $30 for each bag of cannabis he sold, retaining
any profit for himself.
While he was living in Darwin, Rautoka worked for
Burns Philp & Co. Ltd. He spoke of occasions when the
ne ae
appellant saw him at work, either to drop off bags of
cannabis or to collect money or both. Rautoka also spoke
of getting hashish oil from the appellant and from Chidwick
for which again he paid at the rate of $30 a sachet when sold.
Rautoka gave evidence of a trip made during Easter
1981 by him and the appellant. They drove to Elizabeth near,
Adelaide and to a house where the appellant gave a man money.
After the appellant and Rautoka left the house a man came up
to them with a bag which he threw into the boot of the car
and drove off. The bag contained marihuana. The appellant
and Rautoka then drove back to Darwin and went to Rautoka's
mother's place and made up bags of cannabis to sell. Again
the arrangement was that the appellant supply Rautoka with
cannabis on credit. Rautoka also gave evidence that just
before he was arrested he obtained cannabis from the
appellant in the form of "bullets", under the usual arrange-
ment for credit except this time he was to pay the appellant
$12 for each bullet, retaining any profit he made.
Rautoka's evidence was that when he obtained
cannabis from the appellant's premises at Howard Springs,
sometimes it would be from the caravan in which the
appellant was living and sometimes from a shed nearby.
Rombouts' evidence was that he came to the
Territory in 1978 and went to Tennant Creek. In 1979 he
met Collins with whom he formed a de facto relationship.
Over a time he obtained supplies of cannabis from Rautoka
and then was introduced by Rautoka to the appellant and
Chidwick. The appellant came to Tennant Creek and met
Rombouts who paid him for the 20 bags of cannabis
handed over at the unit in the Esplanade Lodge. The
appellant dropped off about another 50 bags. Again
the arrangement was that Rombouts would sell the
cannabis and then pay the appellant a fixed price,
keeping the balance for himself. The appellant, either
by himself or with Chidwick or with Rautoka, came to
Tennant Creek six or eight times to provide Rombouts
with cannabis. It was in quantities of 50 to 100 bags.
According to Rombouts, over a period of ten months or
so he was dealing with the appellant and Chidwick, he
sold on their behalf approximately 1,000 bags of
cannabis.
On one occasion Rombouts received a telegram
which read "ring 81-8877 urgent Ross". On receipt of
that telegram which he tendered in evidence, Rombouts
rang the telephone number and spoke to the appellant
who was concerned whether money due to him from the sale
of cannabis had been sent to him. Rombouts spoke of an
occasion when he went to the appellant's premises in
Howard Springs where they weighed a pound of cannabis
for which Rombouts was to pay the appellant $1,000 on
credit. Rombouts also gave evidence of obtaining hash
or hashish oil from the appellant under an arrangement
by which he (Rombouts) sold each block of hash for $35,
keeping $5 for himself and paying $30 to the appellant.
Rombouts testified that when he visited the
appellant at Howard Springs cannabis was taken from a
black cylinder or drum which was kept in the caravan.
While it would be unreal to expect anything
in the nature of a skilful cross-examination of any of
these witnesses by the appellant, it is fair to comment
that such questions as the appellant asked scarcely
carried any challenge to the principal tenor of the
evidence of Collins, Rautoka and Rombouts that there
was an arrangement whereby the appellant and Chidwick
supplied Rautoka and Rombouts with cannabis on credit.
Still, absence of cross-examination is no corroboration
of that witness' evidence.
Independent evidence
The appellant called as part of his case
Leon Francis Clancey, one of those named in the con-
spiracy indictment but against whom a nolle prosequi
was entered in respect of that charge. Since Clancey
was called by the appellant a direction regarding
corroboration may not have been required, though it
was desirable. See Cross on Evidence 2nd Aust. ed. 9.17.
In cross-examination Clancey was referred to a record
of his interview with police officers, the import of
which was that he had gone to the appellant's place
with Rombouts who there obtained from the appellant a
quantity of cannabis.
The Crown also relied upon other evidence
said to link the appellant with commercial transactions
involving cannabis.
In part this related to statements made by
the appellant to police officers which, it was said,
had been shown to be false. There was for instance a
statement made by the appellant to Det. Sgt Taylor on
14 May 1981. When asked whether he had been to Adelaide
since a visit some six months earlier to buy a car, the
appellant answered no. Yet there was evidence to support
Rautoka's account of a journey with the appellant to
Adelaide at Easter. Constable Jeffs gave evidence that
on Friday 17 April 1981, while on highway patrol north
of Alice Springs, he stopped a Datsun sedan registered
N.T. 19861 travelling south to Alice Springs. This
vehicle had earlier been identified by Rautoka as
belonging to him and as the vehicle in which he and the
appellant drove to Adelaide. Constable Jeffs said that
he spoke to the driver (whom he identified in Court as
the appellant) because he was not wearing a seat belt.
The driver identified himself as Ross John McIntyre of
Lot G Westall Road, Howard Springs, stating that he was
a butcher working for Boros Meats and was "on route to
Adelaide on holidays". The police officer described
the other person in the vehicle as "either of Aboriginal
descent or a coloured race". It is apparent that
Rautoka answered that description.
When Det. Sgt. Taylor interviewed the appellant
on 14 May 1981, he asked him whether he had ever met
anyone named Koos Rombouts and the appellant answered
"Never heard of him". Asked whether he knew other
people who lived on the block where he lived, the
appellant answered "No. I keep pretty much to myself".
Yet Rautoka was one of those who lived on the block.
There was evidence from police officers that
they found traces of cannabis in the appellant's caravan,
in a drum on the appellant's premises, and in a vehicle
belonging to him.
In his unsworn statement to the jury the appellant
expressly denied by specific references that he was guilty
of the conspiracy charge. He made no such denial in relation
to the three other charges. He admitted that the police found
a small bottle of cannabis seeds on his premises but said
thet plants were used by his wife, who was Asian, in her
cooking. Incidentally it is apparent from his statement that
the appellant did know Rombouts and Rautoka.
The Crown did not direct this Court to any other
evidence that might constitute corroboration of the testimony
of the co-conspirators. Indeed the Crown did not direct the
Court's attention to any such evidence nor did it argue that
corroboration existed.
Conclusion
Reference has already been made to the passage
from the judgment of the Court of Criminal Appeal in
R. v. Baskerville that identifies evidence in corroboration
as "independent testimony which affects the accused hy
oN
connecting or tending to connect him with the crime"
with which he is charged. The appellant was charged with
four offences. In arguing this appeal, neither counsel
for the appellant nor counsel for the respondent sought to
draw any relevant distinction between the charge of
conspiracy on the one hand and the charges of preparing,
supplying and selling cannabis on the other. For the purpose
of determining the sufficiency of independent testimony
connecting the appellant with the charges, it is however
necessary in our opinion to differentiate between those under
the Prohibited Drugs Act and that of conspiracy.
At the appellant's trial there was certainly
independent testimony that linked the appellant with possession
of cannabis. But that was not an offence with which he was
charged. He was charged with the preparation, supply and sale
of cannabis and principally with being part of a conspiracy
to sell that drug.
In our view there was sufficient independent ewidence
connecting or tending to connect the appellant with the three
offences under the Prohibited Drugs Act. Clancey's replies
in cross-examination were vague, perhaps deliberately so, but
they did link the appellant with the supply to Rombouts at
Howard Springs of a considerable quantity of cannabis. The
jury would be justified in drawing the inference that the
supply was a commercial transaction. The appellant's denial
of knowing Rombouts or Rautoka was, once rejected by the jury,
capable of corroborating the evidence of those witnesses that
they knew the appellant. The appellant's denial of a wisit
to Adelaide around Easter 1981, once accepted as false, was
corroboration of Rautoka's evidence that such a visit took place.
There was in our opinion sufficient corroboration
in the evidence of Clancey and in the evidence of the polace
officers to conclude that no miscarriage of justice occurred
so far as the three charges under the Prohibited Drugs Act
are concerned.
We are not satisfied that there was, in Clancey's
evidence or otherwise, sufficient corroboration of the
evidence of Collins, Rombouts and Rautoka implicating the
appellant in the conspiracy charge. In particular Clancey's
evidence was in our opinion inadequate to link the appellant
with a joint enterprise of reselling the cannabis bought
from him at Howard Springs by Rombouts. The strength of the
Crown case lay mainly in the evidence of those three witnesses
and, once it is accepted that the learned trial judge was
bound to direct the jury that it was dangerous to convict the
appellant upon that evidence unless it was corroborated, and
once it is accepted that there was no sufficient corroboration
of that evidence, it is not possible to say that no miscarriage
of justice occurred. Or, put another way, it is not possible
in the circumstances to say that the absence of a warning
could not reasonably be supposed to have influenced the result
of the trial on this charge.
In the result, the verdict of the jury on the charge
of conspiracy must be set aside and the conviction of the
appellant on that charge quashed and a new trial ordered.
Otherwise this appeal is dismissed.
I certify that this and the thirtytwo
preceding pages are a true copy of
the Reasons for Judgment herein of
thezr Honours Mr. Justice Toohey and
Mr. Justice Fisher
21 December 1982 ° Marian M. Podobnik
Associate