Prus-Grzybowski, Alexander v Everingham, Paul Anthony Edward [1983] FCA 6
Federal Court of Australia
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CATCHWORDS
Legal incapacity - Whether felon convicted of
non-capital offence able to maintain action for
civil wrong - Effect of Treason and Felony
Forfeiture Act 1874 (S.A.) - Meaning of "damage".
Treason and Felony Forfeiture Act 1874 (S.A.) ss.8, 9
ALEXANDER PRUS-GRZYBOWSKI v. PAUL ANTHONY
EDWARD EVERINGHAM & ORS.
No. N.T.G. 1 of 1981
Franki, Toohey and Fisher Ju.
8 February 1983
Sydney
IN THE FEDERAL COURT OF AUSTRALIA )
NORTHERN TERRITORY DISTRICT REGISTRY ) No. N.T.G. 1 of 1981
GENERAL DIVISION )
On Appeal from The Supreme Court
of The Northern Territory
BETWEEN: ALEXANDER PRUS-GRZYBOWKSI
. Appellant
(Plaintiff)
AND: PAUL ANTHONY EDWARD
EVERINGHAM
First Respondent
(First Defendant)
AND: PETER GEORGE HOWARD
Second Respondent
(Second Defendant)
AND: PETER JOHN BUTLER
TIFFIN
Third Respondent
(Third Defendant)
ORDER
JUDGES MAKING ORDERS: FRANKI, TOOHEY and FISHER JJ.
DATE OF ORDERS: 8 February 1983
WHERE MADE: SYDNEY
THE COURT ORDERS THAT:
1. The appeal be allowed with costs.
2. The judgment of the learned trial Judge dismissing the
appellant's claim be set aside.
3. The matter be remitted to the learned trial Judge for further
hearing.
4. The costs of the hearing of the preliminary issue be reserved
to the trial Judge,
'
IN THE FEDERAL COURT OF AUSTRALIA )
NORTHERN TERRITORY DISTRICT REGISTRY ) No. N.T.G. 1 OF 1981
GENERAL DIVISION )
On Appeal from The Supreme Court
of The Northern Territory
BETWEEN: ALEXANDER PRUS-GRZYBOWSKI
Appellant
(Plaintiff)
AND: PAUL ANTHONY EDWARD
EVERINGHAM
First Respondent
(First Defendant)
AND: PETER GEORGE HOWARD
Second Respondent
, (Second Defendant)
AND: PETER JOHN BUTLER
TIFFIN
Third Respondent
(Third Defendant)
CORAM: Franki, Toohey and Fisher JJ.
8 February 1983
REASONS FOR JUDGMENT
FRANKI J.
The appellant, Mr. Alexander Prus-Grzybowski sued the
three respondents, who at the material time were carrying on a
legal practice in partnership, for damages for negligence arising
out of legal work carried out by the partnership at Alice Springs
in 1978.
The writ was issued in November 1978. On 27 August 1975
the plaintiff was convicted upon his plea of guilty of a charge
of wounding with intent. On 29 August 1975 he was sentenced to 8
years imprisonment with hard labour. A period of 4 years was
fixed before he became eligible for parole.
On 28 May 1980 the plaintiff was released on licence
Pursuant to the Removal of Prisoners (Territories) Act 1923. It
was agreed before the learned trial Judge that the sentence
imposed on the prisoner did not expire until 28 August 1983.
On 31 October 1980 an order was made by a Judge of the
Supreme -Court of the Northern Territory in chambers permitting
the delivery of an amended defence alleging that the appellant
was a convict within the meaning of the South Australian Treason
and Felony Forfeiture Act 1874, ("the Act"), serving a term of
imprisonment with hard labour, and that he was therefore
incapable of bringing and maintaining an action.
The plaintiff instituted an appeal but before the
hearing the trial Judge ordered that there be tried, as a
preliminary point of law, the question "whether or not s.8 of the
Treason and Felony Forfeiture Act 1874 of the State of South
Australia constituted a full defence to the plaintiff's claim".
It was conceded that the Act was part of the law of the Northern
Territory at the relevant time.
The learned trial Judge answered the question he had
posed: "Yes", and ordered that the appellant's claim should be
dismissed with costs. The appellant has appealed to this Court
against the order of the learned trial Judge which, if it stands,
had the effect of terminating the appellant's action.
The learned trial Judge's order was based upon the view
that s.8 of the Act applied and the appellant was unable to bring
an action "... for the recovery of any property, debt, or damage
whatsoever ...". He considered that to limit the word '"damage"
to damage to property would make little or no grammatical or
other sense. It was common ground that the appellant fell within
the definition of "convict" in s.6 of the Act.
I set out sections 6, 7, 8 and 9 of the Act.
"6. The expression 'convict,' as herein used,
shall be deemed to mean any person against
whom, after the passing of this Act, judgment
of death, or of imprisonment with hard labour,
shall have been pronounced or recorded by any
Court of competent jurisdiction in the said
Province, upon any charge of treason or
felony.
7. When any convict shall die or be
adjudicated insolvent, or shall have suffered
any punishment to which sentence of death if
pronounced or recorded against him may be
lawfully commuted, or shall have undergone the
full term of imprisonment with hard labor, for
which judgment shall have been pronounced or
recorded against him, or such other punishment
as may by competent authority have been
substituted for such full term, or shall have
received from Her Majesty, or the Governor on
behalf of Her Majesty, a pardon for the
treason or felony of which he may have been
convicted, he shall thenceforth, so far as
relates to the provisions hereinafter
contained, cease to be subject to the
operation of this Act.
8. No action at law or suit in equity for the
recovery of any property, debt, or damage
whatsoever, shall be brought by any convict
against any person during the time while he
shall be subject to the operation of this Act;
and every convict shall be incapable, during
such time as aforesaid, of alienating or
charging any property, or of making any
contract, save as hereinafter provided.
9. It shall be lawful for the Governor,
either generally or with reference to any
particular case, to commit the custody and
management of the property of any convict
during the Governor's pleasure to a Curator,
to be by writing appointed in that behalf, and
every such appointment may be revoked by the
same or the like authority by which it is
made, and upon any determination thereof,
either by revocation thereof or by the death
of any such Curator, a new Curator may be
appointed by the same or the like authority
from time to time, and every such new Curator
shall apon his appointment be and be deemed to
be the successor in law of the former Curator;
and all property vested in, and all powers
given to such former Curator by virtue of this
Act, shall thereupon devolve to and become
vested in such successor, who shall be bound
by all acts lawfully done by such former
Curator during the continuance of his office;
and the provisions hereinafter contained with
reference to any Curator shall, in the case of
the appointment of more than one person, apply
to such Curators jointly; and upon the
appointment of any such Curator in manner
aforesaid, all the real and personal property,
ancluding choses in actions to which the
convict named 1n such appointment was at the
time of his conviction, or shall afterwards
while he shall continue subject to the
operations of this Act, become or be entitled,
shall be vested in such Curator for all the
estate and interest of such convict therein,
and all deeds, conveyances, and assignments of
such convict's property which would but for
this Act be void against the Crown, shall be
void against such Curator, save as hereinafter
provided."
The appeal can best be considered by examining three
questions.
Question l. Is a person convicted of a felony, not involving
attainder, unable to bring any civil action in respect of
wen
damages?
Question 2. Does s.8 of the Act by its use of the words "No
action at law or suit in equity for the recovery of any property,
debt, or damage whatsoever shall be brought by any convict
against any person during the time while he shall be subject to
the operation of this Act..." prevent a person convicted of a
felony, not involving attainder, from bringing a civil action in
respect of damage, other than to property, or physical damage to
the person.
Question 3. Do the words "... including choses in actions (sic)
-.." an s.9 of the Act have the effect of vesting in any curator
appointed pursuant to that section any rights of action for
negligent professional advice?
Question 1.
This question was considered in Dugan v. Mirror Newspapers Ltd.
(1978) 142 C.L.R. 583 by Jacobs J., with whose judgment Mason and
Aickin JJ. agreed, and Barwick C.J. at p.587 and Gibbs J., (as he
then was), at p.588, expressed substantial agreement.
At p.603 Jacobs J. said:
"However, on such an important question of
civil right, authority or principle would need
to be found to support such a supposed rule
when it cannot be based on attainder. I have
not been able to find such authority or any
principle from which it could be deduced. T
would therefore expressly leave "the question
open."
Dugan's case is, however, an authority for the
proposition that a felon, whilst attainted cannot maintain an
action in New South Wales for a civil wrong.
a
There is substantial support in the works of many
leading text writers for the proposition that the right to sue
for personal injury was not affected by every conviction for a
felony. Examples are to be found in Salmond's Law of Torts 10th
edn. at p.69, Winfield The Law of Tort 4th edn. at pp.110-111,
Comyns Digest of the Laws of England Vol IV p. 398, Gatley Libel
and Slander 3rd edn. pp.426~-427 and Clerk and Lindsell Law of
Torts 9th edn. p.42. A more guarded view was expressed in Odgers
The Common Law of England (1911) Vol. II p.1418. Most of the
latest editions of these works do not dea] with this question.
In my opinion we should proceed upon the basis that a
person convicted of a felony, not involving attainder, can bring
certain civil actions for damages.
Questions 2 and 3.
These questions turn upon the meaning of the word
"damage" in s.8. The learned trial Judge took the view that the
word "damage" and "damages" were interchangeable and in the light
of this view he read s.8 as preventing an action for the recovery
of damages for negligent advice or indeed any action for damages.
It may be helpful to pay some regard to s.9 of the Act. The Act
1s entitled : "An Act to abolish Forfeitures for Treason and
Felony and to otherwise amend the Law relating thereto".
Section 1 provided, in substance, that no conviction "for any
treason or felony committed within South Australia "... shall
cause any attainder or any forfeiture or escheat".
This Act 1s obviously one of a remedial nature and
should not be construed in a way detrimental to a convict if
another construction is reasonably open. Section 9 makes
provision for the vesting in a curator of "... all the real and
personal property, including choses in actions (sic) to which the
convict ... was at the time of his conviction ... entitled ...".
A curator might be appointed generally or with reference to a
particular case.
Sections 8 and 9 have the effect that at least certain
raghts of action are denied to the convict under s.8 but that
some rights may be vested in the curator under s.9. By s.18,
upon the completion of the sentence, pardon or death, property
vested in the curator, and not otherwise used for one of the
purposes provided in the Act, reverts to the convict or his legal
personal representative.
It appears that the issue raised by question 2 was dealt
with only superficially before the learned trial Judge but we
have had the benefit of very detailed and 'thorough arguments by
counsel for the appellant, counsel for the first and second
defendants and by the third defendant who appeared personally.
Counsel for the appellant placed in the forefront of his
argument the judgment of the divisional court in Smith v. Brown
(1871) 6 Q.B. 729. In that case Cockburn C.J., and Hannen J.
held that personal injury caused by the collision of two vessels
did not come within the term "damage" which appeared in s.7 of 24
Vict. c. 10 (the Admiraity Court Act) which gave jurisdiction to
the High Court of Admiralty "over any claim for damage done by
any ship". A question arose whether the jurisdiction of the
Court of Admiralty extended to the claim under consideration.
The claim was by the widows of certain persons who were
drowned by the sinking of a vessel which was ran down in a
collision with a vessel owned by the defendants. The view
expressed by the majority in that case appears to be the view
existing at the time when the English Act of 1870 abolishing
forfeiture for treason and felony was passed. Cockburn C.J. and
Hannen J., in a joint judgment said, at p.732:
"Now, the words used are, undoubtedly, very .
extensive; but it is to be observed that
neither in common parlance nor in legal
phraseology is the word 'damage' used as
applicable to injuries done to the person, but
solely as applicable to mischief done to
property. Still less is this term applicable
to loss of life, or injury resulting therefrom
to a widow or surviving relative. We speak,
indeed, of damages as compensation for injury
done to the person; but the term 'damage' is
not employed interchangeably with the term
'anjury,' with reference to mischief
wrongfully occasioned to the person".
In Nagrant v. The Regis (1939) 61 C.L.R. 688 and Union
Steamship Co. of New Zealand Ltd. v. Ferguson (1969) 119 C.L.R.
191 the High Court considered the meaning of the same words and
adopted a somewhat different approach. The High Court decided
those cases by determining whether the ship, as an active agent,
was the direct cause of the harm in the sense that it was the
noxious instrument rather than by limiting the meaning of the
word "damage" to damage to property. In Nagrint v. The Regis,
supra, Dixon J. as he then was, at p.695 cited the following
passage from the judgment of Brett M.R. in The Vera Cruz (No. 2)
(1884) 9 P.D. 96 in relation to s.7 of the Admiralty Court Act:
"I do not say that damage need be confined to
damage to property, it may be damage to
person, as if a man were injured by the
bowsprit of a ship. But the section does not
apply to a case when physical injury is not
done by a ship."
Reliance was also placed on the words "any" and
"whatsoever" in s.8 of the Act and we were referred to Nippon v.
Acme Shipping Corporation (1972) 1 All E.R. 35. However the
meaning to be attributed to those words must depend on the
+
context.
In my opinion the question before us is to be determined
by a consideration of the nature of the Act. Whilst the question
is a difficult one I consider that, on balance, the word "damage"
iun s.8 should be construed as limited either to damage to
property (as in Smith v. Brown, supra) or to physical damage to a
person (as in Nagrint v. The Regis, supra). An action for
negligence in providing professional advice does not fall within
either construction. The Act, being one to improve the position
of "convicts", could not be expected to reduce any existing
rights which would only be reduced by clear words. Provision was
made in s.9 for "real and personal property, including choses in
actions" (sic) to vest in the Curator. The question arises
whether an action for damages for negligent advice falls within
the words "choses in actions" (sic). This is the third question
which I have posed. Sections 8 and 9 seem, so far as is
relevant, to be complementary. I consider that s.9 should be
read so as not to make provision for the vesting of any rights in
the Curator unless those rights are denied to the convict by s.8.
In my opinion this 1s a permissible and the proper construction
of the Act. We were not referred to any clear authority on what
1s included within the words "choses in action" but it seems
probable that a right of action for negligent professional advice
1s not a chose in action within s.9. (See generally Brown v.
Teare (1903) 22 N.Z.L.R. 155 at pp.157-158).
I would allow the appeal with costs, set aside the
judgment of the learned trial Judge dismissing the appellant's
claim and remit the further hearing of the matter to the learned
trial Judge. I would order that the appellant's costs of the
proceedings on the preliminary point of law before the trial
Judge be paid by the respondents.
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IN THE FEDERAL COURT OF AUSTRALIA
)
)
NORTHERN TERRITORY DISTRICT REGISTRY ) No. NT.G1 of 1981
)
)
GENERAL DIVISION
ON APPEAL FROM TITIE SUPREME COURT
OF THE NORTHERN TERRITORY OF AUSTRALIA
BETWEEN:
ALEXANDER PRUS-GRZYBOWSKI
Appellant
(Plaintiff)
- and -
PAUL ANTHONY EDWARD EVERINGHAM
First Respondent
{First Defendant}
- and -
PETER GEORGE HOWARD
Second Respondent
(Second Defendant
- and -
PETER JOHN BUTLER TIFFIN
Third Respondent
(Third Defendant)
CORAM: Franki, Toohey and Fisher JJ.
§ Fetorvany 1A73.
REASONS FOR JUDGMENT
Toohey and Fisher JJ: This is an appeal from a ruling of the Chief
Justice of the Northern Territory on the trial of a preliminary point
of law raised by the respondentsin an action against them by the
appellant. On 31 October 1980 a Judge of that Court gave leave
to the respondents to file an amended defence in the action adding
the following paragraph:
TN A tl LE RI BRR SS NL EEE AN STERNAL A RAS eh finale SL te ee aoe
"4a. At the time of the commencement of this action,
at all material times thereafter, and at the present
time, the plaintiff was and is a convict within the
meaning of the South Australian [reason and Felony
Forfeiture Act 1874, serving a term of imprisonment
of hard labour, and the plaintiff was, and is, therefore
subject to the operation of the said Act and precluded
thereby from bringing and maintaining this action."
The cruczral section of the Treason and Felony Act 1874 is s.8 which
1s in the following terms:
"8. No action at law or suit in equity for the recovery of
any property, debt or damage whatsoever, shall be brought
by any convict against any person during the time while
he shall be subject to the operation of this Act; and every
conyict shall be incapable, during such time as aforesaid,
of alienating or charging any property, or of making any
contract, save as hereinafter provided."
As the fact of imprisonment and the applicability at the relevant
time cf£ the South Australian legislation to the Northern Territory
were conceded, the learned Chief Justice ordered that a preliminary
question of law be tricd, namely "whether or not s.8 of the Treason
and Felony Forfeiture Act 1874 of the State of South Australia
constitutes a full defence to the plaintiff's claim". After hearing
argument he gave an affirmative answer to this question thereby
leading him to order that the appellant's claim be dismissed with
costs. From that judgment an appeal was taken to this Court.
The appellant had sued the three respondents, who at all material
taumes were carrying on legal practice in partnership, for damages
for negligence arising out of professional services rendered by them
in Alice Springs during 1973, The writ initiating the proceedings
was iussued out of the Supreme Court of the Northern Territory on
16 November 1978. Pxior to that date however the appellant had
pleaded guilty to and been convicted of a charge of wounding with
intent. The sentence imposed on 29 August 1975 upon him was that of
RM ENN OLOAD AREER I TET Taleo 2A De 7 EIS So te ta SP A ern tar 0 SL RINE 1 COTES Er Ota LO
eight years imprisonment with hard labour with a non-parole period of
four years. This sentence of imprisonment for relevant purposes
will not expire until 28 August 1983, although he has been released
on licence pursuant to the Removal of Prisoners (Territories Act) 1923
The Treason and Felony Act 1874 of the State of South Australia
("the Act") was at the time of enactment part of the law of the
Northern Territory, the Territory having been annexed to that State
by an Order in Council dated 6 July 1863 pursuant to s.51 of the
Australian Constitutions Act 1842, It remainedpart of the law of
the Northern Territory notwithstanding its repeal in South Australia
by the Criminal Law Consolidation Act 1935 of that State. It was
recently' repealed by the Legislative Assambly of the Northern Territor
but only after the limitation period applicable to the appellant's
cause of action against the respondents had expired. Section 330 of
the Criminal Law Consolidation Act is virtually indistinguishable
from s.8 of the Act, which in turn is an exact counterpart of s.8
of the Forfeiture Act (U.K.) 1870.
As the Chief Justice related, by virtue of s.7(1) of the
Northern Territory Acceptance Act 1910, s.5 of the Northern
Territory Administration Act 1910 and s.57 of the Northern Territory
(Self-Government) Act 1978, the Act remained part of the law of the
Northern Territory and thus s.8 thereof had application to the -
circumstances of the appellant. He also set out the provisions of
s.6 and s.7 of the Act and there is no need for us to repeat them.
Wewould however draw attention at this stage to the full title of
the Act, the preamble thereto and s.1 thereof for they direct
consideration to the historical background against which in our
opinion it is necessary to interpret the word "damage" in s.8.
They are in the following terms:
"An Act to abolish Forfeitures for Treason and Felony,
and to otherwise amend the law relating thereto.
Whereas it 1s expedient to abolish the forfeiture of
lands and goods for treason and felony, and to otherwise
amend the law relating thereto - Be it therefore enacted
by the Governor of the Province of South Australia,
with the advice and consent of the Legislative Council
and House of Assembly of the said Province, in this
present Parlrament assembled, as follows:
1. From and after the passing of this Act, no confession,
verdict, inquest, conviction, or judgment of or for
any treason or felony committed within the said
Province, shall cause any attainder or any forfeiture
or escheat."
The learned Chief Justice, in his reasons for giving an
affirmative answer to this preliminary question of law, considered
the meaning to attach to the word "damage" in accordance with the
somewhat narrow approach put to him by counsel, namely whether it
should be construed as meaning damages generally or as limited to
damage to property. He appears to have accepted that in certain
contexts damage means damages generally and in other circumstances
it has been given a more limited meaning. However on the basis that
to read theword damage in s.8 of the Act in the latter sense, namely
as damage to property, would in his opinion make little or no
grammatical or other sense,he decided that the amended pleading was a
full answer to the appellant's suit.
On the hearing of the appeal counsel for the appellant drew our
attention to a wider question, namely the civil consequences at
common law of a criminal conviction and the need to read s.8 and in
particular the word damage both in the context of the Act'as a
whole and against the historical background. Considered in this way
re ed Cen teeta pr etell aRAAT RELA CN RAL SL, AMERSHAM Tae SRR RET OC BE HN ee EE TAREE oherh SE nt Dg Re Eas WNT Rie a et tA EF et
een eA Se Dea th TRE YS EE GE LO Re ee pee awn
the appeal raises squarely the question whether at common law a felon
convicted of a non-capital offence was under a legal disability to
maintain a civil action, and if so,whether that general disability
survived in South Australia the enactment of the 1874 Act, except
to the extent that it was by s.8 expressly preserved.
This disability had its historical origins in the Anglo-Saxon
penal system of "outlawry", whereby the criminal not only risked
or lost his life but was deprived of all his civil and proprietary
rights (Pollock & Maitland, The History of English Law Vol.11 p.447).
The concept developed during Norman times and thereafter into a
procedure denoted as "attainder" whereby the criminal was declared
to be "attainted"., In consequence he suffered a number of
disabilities, in particular deprivation of his property and his
civil rights.
"When sentence of death, the most terrible, and highest
judgment in the laws of England, is pronounced, the
immediate inseparable consequencefrom the common law is
attainder. For when it is now clear beyond all dispute that
the criminal is no longer fit to live upon the earth, but is
to be exterminated as a monster and a bane to human society,
the law sets a note of infamy upon him, puts him out of its
protection, and takes no further care of him than barely to
see him executed. He 1s then called attaint, attinctus,
stained or blackened. He is no longer of any credit or
reputation; he cannot be a witness in any Court; neither
is he capable of performing the functions of another man
for by an anticipation of his punishment, he is already
dead in law." (4 Blackstone Commentaries 380).
As a result of this loss of proprietary and civil rights, including
escheat, forfeiture of personal property, corruption of blood
(which affected as well the family of the crminal), loss of the
right to public office, and deprivation of the right to sue in the
courts, the criminal was regarded as suffering "civil death"; he
was "civiliter mortuus". This civil death and its attendant
disabilities were the consequence of the criminal conduct of the
convict who had been "attainted" and were suffered so long as the
attainder endured. Civil death and attainder were synonymous
and were imposed upon a criminal convicted of the offence
of treason or felony. Treason and almost all felonies were capital
offences and carried the death penalty, and attainder followed as
a matter of course. As Jacobs J. said in Dugan v Mirror Newspapers
Ltd. (1978) 142 C.L.R. 583 at p.602:
"Attazrnder was the consequence of a capital sentence;
see Chitty's Criminal Law, Ist ed. (1816) vol. 1, pp.723-5;
thus no attainder followed judgment upon conviction for
petit larceny, the only felony which at common law did
not carry a judgment of death." .
Thus to the extent that a person convicted of a felony was
disabled 'from suing in the courts, this was the consequence of
attainder. For present purposes therefore it is most significant
that the South Australian legislature expressly abolished attainder
for treason or felony committed within the province. By so doing
it went further than the legislature in New South Wales, as Stephen J.
acknowledged in Dugan v Mirror Newspapers Ltd. at p.601 when
he said
"Having concluded that the Criminal Law Amendment Act of 1883
did not, by its mere silence, affect any change in the law
concerning attainder and its consequences, I also regard
the provisions of the Crimes Act,1900 as leaving this
position unchanged."
Section 465 of the Crimes Act 1900 (N.S.W.) provided;
"465 (1). No inquest, conviction, or judgment, in respect
of any felony shall cause any escheat or forfeiture of
land or goods."
By way of contrast s.l1 of the South Australian Act provided;
"1. From and after the passing of this Act, no confession,
verdict, inquest, conviction, or judgment of or for any
treason or felony committed within the said Province,
shall cause any attainder or any forfeiture or escheat."
(emphasis added).
Counsel for the respondents contended that at common law
persons convicted of any felony, whether or not carrying sentence of
death and whether or not they were suffering attainder, were
incapable of suing in the Courts. However there seems to be little
af any authority for a principle of such general application.
Certainly this was how the matter appeared to Jacobs J.in Dugan v
Mirror Newspapers Ltd, with whose reasoning on this point a majority
of the Court agreed. At page 602 he said:
"Whether or not it was law (separate from the law of
attainder) that a person convicted of a non-capital felony
was disabled to bring an action either wholly or until he
had endured the punishment to which he was adjudgéd appears
to me uncertain. I can find no clear authority upon the
question, Batty v Fay (1795) Ridg.L & S 511, was a case of
attainder upon judgment of death. Fleming v Smith (1861) 12
Ir.C.L. 404, was argued as a case of forfeiture upon a
conviction for felony. Such a plea was a good plea in bar.
It was there held that there was no forfeiture of rights of
action for damages in tort. It should be noted that the
statute 9 Geo IV, c.32 by s.3 appears to assume that there
was some disability until the person had undergone the
adjudged punishment but the section may have been dealing
only with forfeiture. Dicey in his Parties to an Action
states at p.2 that a person convicted of a felony becomes
incapable of suing at law or in equity, and remazns under
this disability until either he has obtained a pardon, or
his term of punishment has expired. He first cites
Whitaker v Wisbey (1852) 12cC,B44, but that case dealt only
with the question whether goods of a felon bona fide
transferred by him prior to conviction were liable to
forfeiture. Then he cites Bullock v Dodds (1819)2 B.& Ald.
258 to which I shall later refer, and then Coke on Littleton,
390b. However Coke there deals only with attainder and
forfeiture. He does not state that a person convicted of
the non-capital felony, petit larceny, and therefore not
attainted could not sue."
H2s Honour then referred to some Imperial and New South Wales
legislation and commented at p.603:
"However, on such an important question of civil right,
authority or principle would need to be found to support
such a supposed rule when it cannot be based on attainder.
I have not been able to find such authority or any
principle from which it could be deduced. I would therefore
expressly leave the question open."
SE Sr PT ci a Pe faa i it eee elect aS SATA pH i UT SE AAD Lira ng She SLs Saba GEE BEES FEE EO OS SO ETS SRR S TE me
In his subsequent reference to Bullock v Dodds Jacobs J. noted
that it was a matter in which judgment of death had been given.
Counsel for the respondents in the present appeal did not cite any
additional authority to support his contention that a person
convicted of a non-capital offence could not sue at common law.
vary
The Treason and Felony Act 1874 of the State of South Australia
was thus enacted at a time when the real and personal property of
a convict was forfeited by virtue of his conviction and if he was
convicted of a capital of fence he was attainted and disabled from
bringing an action in the Courts. If his offence was a non-capital
felony his capacity to sue was uncertain, there being at least in
the words of Jacchs J. already quoted no "authority or any principle
from which it can be deduced".
It appears that the South Australian legislature had two
objectives in mind, namely to abolish attainder and also forfeiture.
It expressly retained,in the case of treason or felony, disqualificatio
for public office, corruption of the blood probably having been
abolished earlier by an Imperial Act. However having abolished
forfeiture, it did not propose that the convict should retain
unrestricted enjoyment of his property. If a Curator was appointed
by the Governor, either generally or with reference to a particular
convict, all of the real and personal property of the convict includin
choses in action, might be vested in the Curator (s.9). The property
was held by the Curator for the purpose of meeting the liabilities
of the convict, whether they be the costs of his prosecution (s.3),
compensation to persons injured by the felony (s.4) or the support
of his family (s.16). When the convict ceased to be subject to
the Act, his property reverted to him and the Curator was obliged
to account therefor (s.18).
In our opinion s.8 of the Act should be construed in the light
of the fact that the convict has lost control of his property,
which control has vested in the Curator. The legislature understand-
ably perceived the necessity to restrain the convict from suing to
recover from the Curator or any other person his property which
was now under the control of the Curator but which in earlier years
would have been forfeited to the Crown, Likewise it was necessary
to deny the convict the right to deal an any way with his property.
All these matters are the subject of s,8,
It 1s significant for the purposes of the present appeal that
s.9 refers to the property of the convict which vested in the
Curator as being "all the real and personal property, including
choses in actions (sic) to which the convict,.. was at the time of
has conviction, or wall afterwards while he shall continue subject to
the operations of this Act, become or be entitled", A question
arises whether a cause of action in negligence was, prior to the
Act, laable to forfeiture and whether it 1s properly described as a
chose in action.
Counsel for the appellant cited many references in text books
almost all of which support the proposition that rights of action for
personal torts were not forfeited. He referred 1n particular to
Comyns Digest of the Laws of England 5th ed. p.398, Winfield
The Law of Torts4th ed. pp.110 and 111, SalmonmiThe Law of Torts 10th
ed. p.69, Clerk and Lindsell The Law_of Torts 9th ed. p.42 and
wy
10.
(contra) Gatley Libel and Slander in a Civil Action 3rd ed. pp.426
and 427. Causes of action for personal torts in this event did not
need to be dealt with by the Act as they were unaffected, at least
un respect of forfeiture, by the conviction. It would be surprising
therefore 1f by vesting choses in action in the Curator the
legislature deprived the convict of the benefit of a cause of
action which heretofore had not been forfeited.
Moreover there is much authority for the proposition that a
right of action in tort is not a chose in action. If this be the
case, only those choses in action which are referable to the convict's
property and which were earlier forfeited vest in the Curator. We
refer to the discussion of this aspect of the matter by Stout C.J.
in Brown v Teare (1903) 22 N.2.L.R. 155 at pp.157-8. His Honour
was there dealing with a claim for damages for negligence and assault,
which claim he held did not pass to the Curator as a chose in action.
Construing s.8 in the context of the legislation and against
the historical background, it wouid appear to be at least logical
to restrict its application to the subject matter of the Act,
namely the property which earlier had been forfeited and was now to
be vested 1n a Curator. Such an approach explains why the only
action of which a convict is deprived is an action for recovery of
property, debt or damage to property which causes of action vested
ian and were exercisable by the Curator. The fact that such causes
of action were capable of being pursued by the Curator would mean that
no prejudice would necessarily be suffered under the Statutes of
Limitation, It would be otherwise in respect of any cause of action
which did not vest in the Curator, for imprisonment was not one of the
disabilities which prevented the Statute running.
nr EE a ET ESTE NOI GT TERS eA AT UTR A
ll.
It 1s our opinion that s.8 should be construed in a way which
restricts the convict in respect only of those of his rights which
vest in the Curator. Certainly it would be surprising if the
consequence of the section was to impose a restriction upon a person
convicted of a non-capital felony which he previously probably did
not suffer. Equally it would be surprising if the consequence of
the section was that nobody could sue and thus all civil remedies in
respect of the alleged negligence were lost. This would be a
considerable hardship and as the learned Chief Justice said during
argument would produce "quite barbarous" results.
g Pp
Such an unsatisfactory conclusion is in our opinion properly
avoided by construing the word "damage" as being in the context
limited to damage to the property of the convict. That property
has vested in the Curator and he 1s the most appropriate person to
sue to recover any damage which during his curatorship or prior
thereto the property has suffered. The decision of Legoe J. in
Milera v Wilson (1980) 23 S.A.S.R. 485 based on s.330 of the South
Australian Criminal Law Consolidation Act 1935, that a prisoner was
incapable of suing for damages for conversion of a cheque is
distinguishable on this ground. The convict retains the right to
sue upon causes of action which are not based upon or related to
recovering his property and which generally would be in respect of
damage to his person. In the present matter, if the consequence of
the alleged negligence was to damage the appellant in his property,
he is disbarred from suing. He retains the right to sue in respect
of damage to his person. In the manner in which the question 1s
framed, the answer must be that s.8 does not constitute Wy full
defence to the plaintiff's claim". It is possible that at the
12.
conclusion of the hearing of the action, the section may constitute
a defence to some elements of the appellant's claim,
The appeal should be allowed with costs. The judgment of the
learned Chief Justice dismissing the appellant's claim should be set
aside and the matter remitted to His Honour for determination in
accordance with these reasons. The costs of the hearing of the
preliminary issue should be reserved to the trial judge.
leery mat this andthe JE preven a
pages aré a true copy of the Reasons '*
Judgment of Mr. Justice Fisher and Mr
Justice Toohsy ; Px =
7 - Associate-
: Dated: 8 February 1983