Cox, Edmund John v Lightly, Edward Stanley & Ors [1983] FCA 126
Federal Court of Australia
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CATCHWORDS
,
Administrative law - Judicial review of administrative
. decisions - Promotion Appeals Board of the Australian
Federal Police - Member selected for promotion to a
commissioned rank following publication' of hotice of
vacancies in that rank and applications by the member -
Withdrawal of one application - Publication of names of
members selected for promotion - Appeals by other members-
Failure of Promotion Appeals Board to hear and determine
appeals on ground that by reason of withdrawal of
application no matter before the Board for determination -
Review of promotion procedures under Australian Federal
Police Act 1979 and Australian Federal Police Regulations.
Australian Federal Police Act 1979, sections 23,'24, 25,
36,,40
Australian Federal Police Regulations, Part III
Administrative Decisions (Judicial Review) Act 1977, section 6
Sellars v. Woods (1982) 45 A.L.R. 113
Director-General of Social Services v. Chaney (1980) 31 A.L.R.
Riordan v. Parole Board of the Australian Capital Territory
(1981) 34 A.L.R. 322
Gourgaud:v. Lawton (1982) 42 A.L.R. 117
No. ACT G80 of 1982
EDMUND JOHN COX v. EDWARD STANLEY LIGHTLY, ROBERT IVAN PIGHT,
LIONEL JOHN CLAYDON and JOHN CHARLES JOHNSON, Acting Commis-
sioner of the Australian Federal Police
CORAM: Neaves J.
DATE: 1 July 1983
CANBERRA
&
IN THE FEDERAL' COURT OF AUSTRALIA
AUSTRALIAN CAPITAL TERRITORY
No. G80 of 1982
DISTRICT REGISTRY
GENERAL DIVISION
BETWEEN: EDMUND JOHN COX
: : Applicant
AND: EDWARD STANLEY LIGHTLY,
ROBERT IVAN PIGHT and
LIONEL JOHN CLAYDON
First Respondents
AND: JOHN CHARLES JOHNSON, THE
ACTING COMMISSIONER OF THE
AUSTRALIAN FEDERAL POLICE
Second Respondent
ORDER
JUDGE MAKING ORDER: Neaves J.
DATE OF ORDER: 1 July 1983
WHERE MADE: . Canberra
THE COURT ORDERS THAT:
1. A Promotion Appeals Board constituted in accordance
with sub-section 20(4) of the Australian Federal Police
Regulations hear and determine according to law the
appeals lodged against the selection for promotion to
the rank of Inspector of the applicant, Station Sergeant
Edmund John Cox, as notified in the Australian Federal
Police Gazette of 28 January 1982.
2. The second respondent pay the costs of the applicant
of and incidental to this application.
IN THE FEDERAL COURT OF AUSTRALIA
AUSTRALIAN CAPITAL TERRITORY
No. G80 of 1982
DISTRICT REGISTRY
GENERAL DIVISION
P)
BETWEEN: EDMUND JOHN COX
Applicant
AND: EDWARD STANLEY LIGHTLY,
ROBERT IVAN PIGHT and
LIONEL JOHN CLAYDON
First Respondents
AND: JOHN CHARLES JOHNSON, THE
ACTING COMMISSIONER OF THE
AUSTRALIAN FEDERAL POLICE
Second Respondent
\
CORAM: Neaves J. !
DATE: 1 July 1983.
REASONS FOR JUDGMENT
This application under the Administrative
Decisions (Judicial Review) Act 1977 requires a consid-
eration of the Australian Federal Police Act 1979 and
the Australian Federal Police Regulations made thereunder
in so far as they provide for the advancement to higher
rank of an officer of the Australian Federal Police and
confer upon other officers a right of appeal against such
advancement.
Before proceeding to an examination of the
facts it will be convenient to refer to the relevant
statutory provisions. The Australian Federal Police
Act 1979 (which I shall call "the Act") established the
Australian Federal Police constituted by the Commissioner
of Police, a Deputy Commissioner or Deputy Commissioners
'of Police and two components, one comprising commissioned
and non-commissioned police officers and the other com-
missioned and non-commissioned protective service officers
(sections 6 and 7). Fér the purposes of this case it is
only necessary to refer to the component comprising police
officers. Subject to the Act, the Commissioner has the
general administration of, and control of the operations of,
the Australian Federal Police (section 13) and may issue
General Orders and General Instructions (section 14).
By virtue of section 23 there are to be such
commissioned and non-commissioned ranks of the Australian
Federal Police as are prescribed. The prescription is
contained in regulations 3 and 4 of the Australian Federal
Police Regulations (to which I shall refer as "the regula-
tions"). In so far as the component of the Australian
Federal Police comprising police officers is concerned, the
commissioned ranks are, Inspector, Chief Inspector, Super-
intendent, Chief Superintendent and Assistant Commissioner;
the 'non-commissioned ranks are Constable, Sergeant,
Senior Sergeant and Station Sergeant. The Minister may,
after obtaining and considering the advice of the
Commissioner and of the Public Service Board, determine
the number of persons that may be appointed to each rank
(section 24). At the time of the events to which it will
be necessary to refer there was in force such a determina-
tion of the Minister. Under that determination, which was made
on 30 December 1980, the number of persons that might be
appointed to each of the commissioned ranks mentioned were -
Assistant Commissioner 4
Chief Superintendent 16
Superintendent 10
Chief Inspector 35 1
Inspector 70.
Sub-section 25(1) of the Act should be set out
in full. It provides:-~-
"Subject to this Act, the Governor-General
may, by Commission, on the recommendation of the
Commissioner, or, if the Commissioner is author-
ised by the Governor-General in writing to make*
appointments under this section, the Commissioner
may, by Commission -
(a) appoint a person to be a commissioned
officer in a component, being an appoint-
ment to a rank that the person is, in
accordance with the regulations, compet-
ent and qualified to hold;
° (b) promote a person who is a commissioned
officer in a component to a higher
commissioned rank in either component,
being a rank that the person is, in
accordance with the regulations, com-
petent and qualified to hold; or
(c) transfer a person who is a commissioned
officer in a component to an equivalent
rank in the other component, being a
rank that the person is, in accordance
with the regulations, competent and
qualified to hold."
The regulations prescribing the competency and qualifi-
cations for holding a particular rank are contained in
Division 2 of Part II of the regulations. In the case of
'commissioned rank the relevant matters include the satis-
factory discharge of his duties while serving in the rank
the person is holding at the*time, the display while so
serving of such ability as would enable him to perform the
duties of the relevant rank, physical and mental health,
the satisfactory completion of prescribed training courses
and, where a qualifying examination in relation to the
relevant rank is prescribed, the passing of that examination.
The regulations provide exceptions and exemptions from the
prescribed qualifications but it is unnecessary to refer to
then.
By virtue of section 70 of the Act the' Governor-
General is empowered to make regulations, not inconsistent
with the Act, prescribing all matters required or permitted
by the Act to be prescribed, or necessary or convenient to
be prescribed, for securing the discipline and good govern-
ment of the Australian Federal Police, or for otherwise
carrying out or giving effect to the Act. The regulations
may make provision for and in relation to, inter alia,
"the promotion of members, including the right of members to
appeal against promotion of other members, and the establish-
ment of a Promotion Appeals Board to hear and determine such
appeals" (section 40). Section 36 of the Act relates to
the selection of members of the Australian Federal Police
for promotion. It should also be set out in full. It
provides: -
"(1) In the selection of a member for promotion
to a rank, consideration shall be given to the
relative efficiency of the members available for
promotion and, in the event of equality of effic-
iency of 2 or more of those members, then to the
relative seniority of those members.
(2) For the purposes of this section -
(a) "efficiency", inrdation to a member,
in relation to a rank, means the pos-
session by the member of special
qualifications and aptitude for the
discharge of duties of the kind to be
performed by members holding that rank,
together with merit, diligence and good
conduct; and }
(b) the seniority of members shall be
determined as prescribed."
Part If of the Australian Federal Police Regula-
tions is headed "Promotions" and consists of three Divisions.
Division 1 deals with "Selection for Promotion", Division 2
provides for the establishment, constitution, functions and
powers of the Promotion Appeals Board and Division 3 pre-
scribes the method by which the seniority of members is to
be determined for the purposes of section 36 of the Act.
Regulations 15, 16 and 17 should be set out in full.
They provide: -
"15. (1) Where a vacancy occurs, or is expected
to occur, in a commissioned rank other than the rank
of Inspector or Protective Service Inspector, the
Commissioner shall cause to be published in the Police
Gazette a notice inviting commissioned officers who
are competent and qualified to hold the commissioned
rank to apply for promotion to the vacancy.
(2) Where a vacancy occurs, or is expected to occur,
in -
(a) a non-commissioned rank other than the rank of
Constable or Protective Service Constable; or
(b) the rank of Inspector or Protective Service
Inspector,
the Commissioner shall cause to be published in the
Police Gazette a notice inviting non-commissioned
officers who are competent and qualified to hold
that rank to apply for promotion to the vacancy.
(3) An application for promotion to a vacancy to
which a notice under sub-regulation (1) or (2) refers -
(a) shall be in writing; .
(b) shall be addressed to the person specified in
the notice; and
(c) shall be delivered by hand or sent by pre-paid
post so as to reach that person within 21 days
after the date on which the notice was published
in the Police Gazette.
"16. After the period provided by sub-regulation
15(3) for submitting applications for promotion to a
vacancy in a rank has expired, the Commissioner may -
(a) if only one application has been submitted -
select the applicant for promotion to the
vacancy; or
(b) if two or more applications have been submitted -
' select one of the applicants for promotion to
the vacancy.
"17. (1) Where the Commissioner has selected a member
for promotion to a vacancy in a rank under regulation
16, the Commissioner shall cause a notice of his
decision to be published in the Police Gazette.
(2) A notice under sub-regulation (1) shall state -
(a) the name and rank of the member; and
(b) the rank for promotion to which the member has
been selected."
A member who submitted an application for pro-
motion to a vacancy under sub-regulation 15(1) or (2) and
is aggrieved by the decision of the Commissioner to select
another member for promotion to the vacancy may, by giving
notice of appeal, appeal to the Promotion Appeals Board
from the decision of the Commissioner (sub-regulation 26(1)).
A notice of appeal is to be in writing signed by the appellant
and is to be lodged with the Secretary to the Board within a
specified period. It is to state the name and rank of
the appellant, the name and rank of the member selected for
promotion to the vacancy and the grounds on which the appel-
lant contends that he should have been selected for promotion
to the vacancy (sub-regulation 26(2)). Provision is made
for the Commissioner, the appellant and- the' member selected
; :
for promotion to submit material to the Board including, in
the case of the Commissioner, a.statement in support of his
decision (regulation 27). For the purposes of the hearing
of an appeal, the parties to the appeal are the appellant,
the member selected for promotion and the Commissioner (regu-
lation 28). The Board is to hear and determine the appeal
and for the purpose of doing so is required to have regard to
the competence and qualifications of the appellant and the
member selected for promotion to hold the relevant rank, to
}
take into consideration all written statements and documents
submitted by the parties and the answers given, and any oral
statements made, by each party at the hearing and to make
full enquiries into the claims of each party to the appeal;
it may obtain the views of any referee nominated by the
appellant or the member selected for promotion (regulations 19,
29 and 31). Regulation 32 provides:-
t
"(1) Where, on an appeal to the Board in relation to a
proposed promotion to a rank, the Board is satisfied
that full inquiries have been made into the claims of
each party to the appeal, then,
(a) if the Board, having regard to the provisions
of section 36 of the Act, is satisfied that the
appellant has a better claim to promotion to
that rank than the member who has been selected
for promotion, the Board shall, subject to
sub-regulation (2), allow the appeal and recom-
commend to the Commissioner that 'the appellant be
promoted to that rank; and
(b) in any other case - the Board shall dismiss
the appeal and recommend to the Commissioner
that the member selected by the Commissioner
for promotion to that rank be so promoted.
(2) Where -
(a) there are 2 or more appellants from a dec-
ision of the Commissioner to select a
member for promotion to a rank; and
(b) the Board is satisfied that 2 or more of
those appellants have a better claim to
promotion to that rank than the member
selected for promotion,
the Board shall -
(c) allow the appeal of only one of the appel-
lants referred to in paragraph (b), being
the appellant whom, having regard to the
provisions of section 36 of the Act, it
considers to have the better or best claim
to promotion to that rank, and recommend to
the Commissioner that that appellant be
promoted to that rank; and
(d) dismiss the appeal of the other appellant
or each of the other appellants, as the case
may be."
The promotion of any member in accordance with section
25 of the Act is to be notified in the Police Gazette
(regulation 33).
Neither the Act nor the regulations makes specific
reference to the organisational structure of the Australian
Federal Police, that being a matter falling within the general
administrative responsibilities cast upon the Commissioner
by section 13 of the Act. The Commissioner has established
a divisional structure, some divisions being geographical
and others functional, though there are some officers who
are not embraced within a division. An example of the
former is Southern Division with its headquarters in Melbourne.
An example of the latter is 'C' Division which has its
headquarters, and all its commissioned officers stationed,
at Canberra but with components operating within the geo-
graphical boundaries of other divisions. The deployment of
the members of the Australian Federal Police throughout
Australia and at certain overseas posts: is a matter determined
by the Commissioner from time to time.
At the time of the events giving rise to these
proceedings the applicant, Edmund John Cox, was a non-com-
missioned officer of the Australian Federal Police with the
rank of Station Sergeant. He had passed the qualifying
examination for commissioned ranks (see regulation 7 and
Schedule 2). He was at all relevant times stationed at
Canberra attached to the Australian Capital Territory Div-
ision but between February and May 1982 he attended a
training course conducted by the Victorian Police Force at
its training college "Airlie" in Victoria.
In the Australian Federal Police Gazette No. 23
of 5 November 1981 a notice was published in purported
pursuance of sub-regulation 15(2) of the regulations inviting
non-commissioned officers competent and qualified to hold
the rank,of Inspector to apply for promotion to the rank of
Inspector, to one or more of a number of vacancies. Members
holding the substantive rank of Inspector or Protective
Service Inspector were invited to apply for transfer to any
of the vacancies. The notice should be set out in full.
It was in the following terms: -
, VACANCY—INSPECTOR oO
"Yn accordance with sub-regulation 15(2) of the Australian Federal Police Regulations, non-commissioned officers,
* competent and qualified to hold the rank of Inspector, are invited to apply for promotion to the rank of Inspector, to
, one or more of the following vacancies or consequential vacancies
._ ¢Southern Division (2)—Vacancy Reference 162/81
'C' Division (1)—Vacancy Reference 163/8)
* Consequential vacancies—Vacancy Reference 164/8]
'** Overseas Posts (3)— Vacancy Reference 165A/81 (Indonesia)
165B/81 (Malaysia) . ¢
. 165C/8) (Thasland)
* Applicants should note that both the number and Jocations of the cunsequental vacancies may vary subject to the
suitabilhty of members hold.ng the substanuve rank or equivalent rank to fill them Members applying for these
consequential positions must be prepared to serve wherever the vacancy occurs Members should however, advise, in
order of preference, the Divisions 3n which they would prefer to serve
i Members holding the substantive rank of Inspector or Protectsve Service inspector, desirous of transfer at or to the rank
of Inspector, are also invited to apply for transfer to any of th: above vacancies
'Apphcants should include comprehensive details of al] matters they wish considered in the assessment of their
application, and 1n accordance with sub-regulation 15 (3), applications shall
{1) be in writng,
(un) be addressed to Chef Superintendent P. G. DAWSON, Personnel Division, PO Box 401, Canberra City, A CT.
2601,
(ni) be dehvered to reach Chief Superintendent P G DAWSON, Personnel Division, within twenty-one days of the
publication of this Gazerte, quoting the abovementioned vacancy reference numbers .
** The three overseas positrons are for, Inspector, Drug Operations, Drug Liaison Officers Further information on the
duties and allowances involved can be obtained from the Deployment Branch, Personnel Division, Canberra
Within the time allowed the applicant delivered
to the Chief Superintendent, Personnel Divison in Canberra
three applications, one quoting vacancy reference 162/81,
one vacancy reference 163/81 and the third, vacancy reference
164/81. Each of the applications was in substantially
identical terms and each made clear that the applicant's
order of preference for the vacancies was, in descending
order, thevacancies identified by the reference numbers
163/81, 164/81 and 162/81. In the application quoting
vacancy reference 164/81 the applicant specified in order
of preference six divisions in which he would prefer to
serve should a consequential vacancy occur and one branch
10.
(
and one division in which he was not prepared to accept
a position.
In due course a body known as the Central
Promotion Selection Committee made an assessment of the
applicant's suitability to hold the rank of Inspector and
a copy of that assessment was made available to the
applicant. The Committee's conclusion is summarised in
the final paragraph of a document dated 18 December 1981
, tt
signed by the members of the Committee in-the following
terms: -
"The Committee unanimously regards Station ,
Sergeant E.J. Cox (122) suitable for promotion
to the rank of Inspector and recommends he be so
appointed."
In that document the Committee did not discuss or, indeed,
make any comment in relation to the duties of the vacancies
referred to in the notice published in the Australian
Federal Police Gazette of 5 November 1981. It would seem
clear that what the Committee was concerned to do was to
assess the applicant against the general criteria appropriate
for the satisfactory discharge of whatever duties the holder
of the rank of Inspector might be called upon to perform.
In doing so the Committee appears to have reflected the
provisions of section 36 of the Act.
On the same date, 18 December 1981, the members
of the Central Promotion Selection Committee signed a report to
the Acting Assistant Commissioner, Personnel. The report
records that the committee had unanimously agreed that four
11.
named applicants listed in the report in order of merit
were suitable and were recommended to be appointed to the
commissioned officer rank of Inspector, Thereafter appeared
the names of four officers, the applicant in these proceed-
ings being listed third in order of preference. Those pre-
ferred to him were Station Sergeant A.J. Dau and Senior Ser-
geant H.W. Bryant. The fourth officer in order of preference
was Station Sergeant J.L. Barr. The committee also reported
that Station Sergeant C.H. 'Pearson was not suitable for
appointment to the commissioned rank of Inspector. The
report then states that the committee had considered all
recommended applicants for transfer to Inspector vacancies
and consequential vacancies and made recommendations on an
t
order of merit basis in respect of each vacancy. For the
'C' Division vacancy the committee recommended, in order
of merit, two 'officers who already held the substantive
rank of Inspector and noted that in its view, the remaining
applicants, including the applicant in the present proceed-
ings, were regarded as not being suitable for reasons out-
lined in an attachment which is not in evidence before me.
In relation to Southern Division, the committee recommended
the applicant in these proceedings, noting that there were
no other applicants for a Southern Division vacancy. As the
advertisement of 5 November 1981 listed two vacancies in
Southern Division, the recommendation of the committee, if
accepted, would have left one vacancy unfilled. The recom-
mendation did not identify for which of the two vacancies
the applicant in these proceedings was being recommended.
12.
A recommendation was also made for the overseas post in
Malaysia but no recommendation was made for the posts in
Indonesia or Thailand on the basis that no officers had
been recommended to the committee as being' suitable for
those posts. The committee then proceeded to make recom-
mendations in respect of the consequential yacancies in the
rank of Inspector which would arise if their recommendations
for the transfer of officers already holding the substantive
rank of Inspector were accepted. The applicant in the present
proceedings was not considered to be as suitable for those
consequential vacancies as other applicants and he was not
recommended for them.
The committee's report was received by Acting
Assistant Commissioner Antill on 6 January 1982 and he, {
as a delegate of the Commissioner, approved the selection
for promotion to the rank of Inspector of the four officers
named by the Committee, including the applicant in the
present proceedings. He made other notations on the report '
including a notation to the effect that the applicant in
the present proceedings "could, on promotion to the rank
of Inspector, be posted to Southern Division". In an
affidavit filed in these proceedings Mr. Antill deposed
that whether Station Sergeant Cox was posted to Southern
Division was a matter for the Officer-in-Charge, Personnel
Division, Chief Superintendent Bird. On 11 January 1982
Mr. Antill formally approved the selection for promotion
to the rank of Inspector of the four officers named in the
committee's report. The applicant was informed of his
selection.
13.
In the Australian Federal Police Gazette of
28 January 1982 a notification in the following terms
appeared: -
pe neg e - --
+
== a
Ho,
:""PROMOTIONS—INSPECTOR
In accordance with the provisions of Division I of Part III of the Australian Federal Police Regulations, the following
members have been selected for promotion to the rank of Inspector as advertised in the Australian Federal Police
Gazette No 23/81 dated 5 November 1981
Rank for promotion
Name and rank of member selected to which membtr has
been sclected
- BARR, J L, Station Sergeant, No 144
- Inspector
BRYANT, H W Senior Sergeant, No 155 . . Inspector
COX,E J, Station Sergeant, No 122 Inspector
DAU, A J, Station Sergeant, No 167 - . id Inspector '
INFORMATION—APPEALS AGAINST PROVISIONAL PROMOTIONS
In accordance with Regulation 26 of the Australian Federal Police Regulations a member who submitted an
application for promotion to a vacancy and ts aggrieved by the decision of the Commissioner to select another member
for promotion to that vacancy, may appeal to the Australian Federal Police Promotion Appeals Board against the
decision of the Commissioner
4 notice of appeal shall
1 (1) be in writing signed by the appellant
(Qu state—
the name and rank of the appellant
"3 the officia] address and contact number of the appellant, ,
the name and rank of the member who was selected for promotion,
the grounds on which the appellant contends that he/she should have been selected for promotion to the
vacancy, that ys effictency and/or seniority (Section 36 of the Austrahan Federal Police Act 1979 refers)
~ Qu) state whether the appellant is a member of an assaciavon and if so the name of that association or whee the
appellant 1s not a member of an association, nominating the association a nominee of which 1s to sit on the
Board which will hear the appeal,
All appeals should be lodged with the Secretary to the Board at the following address withm 2] days of the date of
notification in the Pohce Gazette of the decision of the Commissioner
The Secretary
Australian Federal] Police Promotion Appeals Board '
Room 105, First Floor,
South Tower, Caga Centre
CANBERRA, ACT 2600
{PO Box 1920, soto ~
. CANBLCRRA CITY, ACT 2601)"
On or about 2 February 1982, that is within the
time mentioned in the notification above referred to, Station
Sergeant Pearson lodged an appeal against the four members
selected for promotion to the rank of Inspector whose names
14,
appeared in the Australian Federal Police Gazette of
28 January 1982. An appeal against the selection of
those four members was also lodged by Senior Sergeant
_ Westwood but there is no evidence before me that the
applicant in the present proceedings was formally notified
of that appeal. Each of the appellants' submitted to the
Promotion Appeals Board a written statement setting out
matters he wished the Promotion Appeals Board to take
into consideration in deciding the appeal. The applicant
also submitted to the Board such a statement and the
Commissioner furnished to it a written statement in support
of his decision, though this latter statement was not sub-
mitted until 1 November 1982. The applicant's statement
refers to the applications he submitted for the vacancies
notified in the Australian Federal Police Gazette of
5 November 1981. It sets out his history of service in
the Australian Capital Territory Police force and the
Australian Federal Police and outlines what he perceived
to be the basic attributes and qualities required for an
Inspector to perform his duties in a competent and capable
manner.
It is desirable, I think, to refer in some detail
to the Commissioner's statement dated 1 November 1982. It
is concerned not only with the appeals lodged by Station
Sergeant Pearson and Senior Sergeant Westwood against the
selection for promotion to the rank of Inspector of the
applicant in these proceedings. It deals also with the
15.
selection of the three other members mentioned in the
Australian Federal Police Gazette dated 28 January 1982
and with the appeals against their selection by Station
. Sergeant Pearson and Senior Sergeant Westwood.
After setting out the text of the notification
that appeared in the Australian Federal Police Gazette of
5 November 1981 the statement identifies the members who
applied for the vacancies identified in that notification
as vacancies 162/81, 164/81 and 165B/81. The statement
discloses that three members applied for "Vacancy 162/81"
(that is, the vacancies in Southern Division), namely
Detective Senior Sergeant Phelan, Station Sergeant Cox
and Senior Sergeant Westwood. For "Vacancy 164/81"
(that is, the possible consequential vacancies) four
members are shown as applicants, Station Sergeant Barr,
Senior Sergeant Bryant, Station Sergeant Cox and Station
Sergeant Pearson. For "Vacancy 165B/81" (Malaysia), the
only applicant shown is Station Sergeant Barr. The state-
ment records that Station Sergeant Cox was selected for
promotion to vacancy 162/81, Senior Sergeant Bryant to
vancancy 164/81 and Station Sergeant Barr to vacancy 165B/81.
It further states that Station Sergeant Dau was also
selected for vacancy 164/81 "in the mistaken belief that he
had been an applicant". No reference is made in the Com-
missioner's statement to the applicants for promotion''to
vacancy 163/81, that is the vacancy in 'C' Division.
16.
The statement then refers to the selection
procedures that were followed though what is said in the
statement is not entirely consistent with the evidence
. before me. In particular, according to the statement
Acting Assistant Commissioner Antill authorised the final
selection of Station Sergeant Cox for Vacancy 162/81,
Station Sergeant Dau and Senior Sergeant Bryant for vacancy
164/81 and Station Sergeant Barr for vacancy 165B/81. The
evidence before me establishes that, while Acting Assistant
Commissioner Antill approved the selection of the four
officers for promotion to the rank of Inspector, their
deployment was a matter for Chief Superintendent Bird, the
Officer-in-Charge of Personnel Division.
'The statement then contains the following
paragraph: -
"Before proceeding to a detailed submission
with respect to each selectee and appellant I
submit that as there have been a number of irregu-
larities discovered in the processing of these
applications particularly the selection of Station
Sergeant A.J. DAU and the incorrect advice to a
potential applicant (Station Sergeant W.T. KIRK)
that he was not qualified by examination for
promotion to the rank of Inspector it would be in
the interests of natural justice to all concerned
for the promotions to lapse. Each vacancy at the
rank of Inspector has in fact been re-advertised."
There follows in the statement comments upon those
selected for promotion and the appellants. The comments are
in each case preceded by a sub-heading showing the name and
rank of the officer selected and the relevant vacancy reference.
16A,
In relation to Station Sergeant Cox the following statement
appears: -
"COX was an applicant for vacancy 162/81. He
has passed the pre-requisite examination. He
was appointed to the Australian Federal Police
pursuant to Section 72 of the Australian Federal
Police Act 1979 at the rank of Station Sergeant
having been promoted to the rank of Sergeant
First Class in the former ACT Police on 25.4.79.
COX has since his selection withdrawn his appli-
cation for'this vacancy and his promotion whether
recommended or not following the hearings of the
appeals will not therefore take place."
The reference to Station Sergeant Cox having
withdrawn his application for the vacancy is a reference
to a minute dated 13 May 1982 which Station Sergeant Cox
forwarded to the Chief Superintendent of the A.C.T. Division
of the Australian Federal Police. The minute, under the
heading "Withdrawal of. Application for Vacancy Reference
Number 162/81", read:-
"In November, 1981 I submitted an application for
a vacancy to the rank of Inspector, Southern Div-
ision. Vacancy reference 162/81 refers. I hereby
withdraw that application.
"Forwarded for information of the Chief Superintendent,
Personnel Division."
The minute was forwarded to the Chief Superintendent,
Personnel Division. The withdrawal was the subject of
discussion between Station Sergeant Cox and senior officers
including Chief Superintendent Bird. The effect of those
discussions was to clarify that Station Sergeant Cox was
still an applicant for promotion to the rank of Inspector
at other locations but did not wish to take up a position
in Southern Division.
17.
Reference should also be made to the re-advertise-
ment of the vacancies in the rank of Inspector referred to
in the Commissioner's statement dated 1 November 1982 to the
Promotion Appeals Board. The Australian Federal Police
Gazette of 3 Jume 1982 included nine separate advertisements
Pa
e
each being for promotion or transfer to the rank of Inspector.
Each advertisement referred to a particular position identi-
fied by a number within a specified Division or, in the case
of an overseas post, a specified country, as being the
position for which applications for promotion or transfer
were canvassed. In each case the advertisement contained a
sentence as follows:-
"Applicants should note that the location of the
vacancy may vary subject to the suitability of
members holding the substantive rank to fill the
vacancy."
This somewhat inappropriate language appears to have been
intended to direct an applicant's attention to the fact that,
should an officer holding the substantive rank of Inspector be
transferred to the advertised position, the Commissioner
'
might proceed, without further advertisement, to select
one of the applicants for the consequential vacancy wherever
the location of that vacancy might be. This approach seems
to me to be at varidnce with the apparent intention of those
authorising the advertisements that in considering promotion
or transfer to the rank of Inspector consideration should be
given to the requirements for the efficient carrying out of
the duties of a particular position rather than to general
criteria appropriate to the rank of Inspector.
18.
The matter came before the Promotion Appeals Board
on 15 November 1982. The members of the Board are the first
respondents herein. The Board, in the absence of any of
the parties, had a short discussion concerning the effect
of the withdrawal by Station Sergeant Cox of his application
for a vacancy in Southern Division and the fact that he had
not lodged an appeal against any of the other officers sel-
ected for promotion to the rank of Inspector. The Board de-
cided to hear Station Sergeant Cox on these matters and he,
while agreeing that he had withdrawn his application for
a vacancy in Southern Division and had not himself lodged
any appeal, relied upon the fact that he was an applicant
for other vacancies for which, he said, he was not considered
by the Central Promotion Selection Committee. Station Ser-
geant Cox then left the room and shortly thereafter was
again summoned before the Board. The Chairman of the Board
informed Station Sergeant Cox that, the Board having con-
sidered the matter, was of the view that "it is not ina
position to consider your evidence for promotion". There
ensued some discussion whether Station Sergeant Cox had been
informed of his selection for a vacancy in Southern Division
and Station Sergeant Cox then left the room. The Board then
decided, after some further short discussion, not to make
any recommendation to the Acting Commissioner of Police in
respect of the selection for promotion of Station Sergeant Cox.
The applicant then applied to this Court under
the Administrative Decisions (Judicial Review) Act 1977
to review the conduct of the members of the Promotion Appeals
19,
-Board. The application was amendedin'consequence of an
order made on a directions hearing and was again amended
during the course of the hearing before me.
As neither Station Sergeant Pearson nor Senior
Sergeant Westwood were named as parties: to the application,
I directed during the course of the hearing that they be
given notice of the proceedings and the matter was adjourned
so that they might have an opportunity to consider whether
they wished to take any part therein. In the result neither
of them appeared and the matter proceeded accordingly.
The applicant seeks an order directing the
Promotion Appeals Board to hear and determine the appeals
lodged against the applicant's selection for promotion to
the rank of Inspector. Counsel for the applicant submitted
that the Board had failed to carry out its duty to make
full inquiries into the claims of the applicant and to
determine the appeals and make appropriate recommendations
to the Commissioner. It was submitted that the ,Board had
breached the rules of natural justice and had failed to
comply with regulation 30 and sub-regulation 31(d) of the
Australian Federal Police Regulations. Regulation 30
entitles.a party to an appeal to appear in person before
the Board, to address the Board and to submit any document
that the party considers relevant to the appeal. Sub-
regulation 31(d) obliges the Board, for the purpose of
determining an appeal in relation to a proposed promotion
20.
to a rank, to make full enquiries into the claims of each
party to the appeal.
In essence the argument for the applicant is that
the matter for determination by the Promotion Appeals Board
is whether the applicant or one of the 'appellants is, in
terms of section 36 of the Australian Federal Police Act 1979,
the member to be preferred in terms of relative efficiency
or, if it should become relevant, relative seniority for
selection for promotion to the rank of Inspector and that
that question is to be approached independently of the
location at which the member preferred may be required to
serve. In particular it was submitted that the circumstance
that the applicant had withdrawn his application for a
vacancy in Southern Division was of no significance in
relation to the proceedings before the Board.
The primary submission put by counsel for the
Commissioner was simple - perhaps disarmingly so. He
argued that what the applicant had done - and done in
compliance with the notification of 5 November 1981 when
properly construed - was to submit three separate applica-
tions for identifiable positions as Inspector; that he was
unsuccessful in obtaining selection for promotion on two
of the applications and had not lodged any appeal against
the successful candidates; and that the application in
relation to which he had been successful in obtaining
selection had been subsequently withdrawn by him. The
21.
consequence was, so it was submitted, that the Promotion
Appeals Board had no relevant matter before it for hearing
and that in those circumstances the applicant has not
established that he is entitled to relief.
In determining what was the duty' of the Promotion
Appeals Board in relation to this matter it is necessary
to recall that its function, so far as relevant, was in
terms of regulation 19 of the Australian Federal Police
Regulations to hear and determine appeals instituted under
regulation 26 and to make recommendations to the Commissioner
in respect of those appeals. By virtue of regulation 26
a member who submitted an application for promotion to a
vacancy under sub-regulation 15(1) or (2) and is aggrieved
by the decision of the Commissioner "to select another
member for promotion to the vacancy" may appeal to the Board
from the decision of the Commi sioner. Sub-regulations 15(1)
and (2) postulate a vacancy occurring, or being expected to
occur, in a commissioned rank and regulation 17 requires
the Commissioner, having selected a member for promotion
to a vacancy in a rank under regulation 16, to cause a
notice of his decision to be published in the Australian
Federal Police Gazette, that notice to state the name and
rank of the member selected and the rank for promotion to
which he has been selected. The requirement for notification
of such decisions by the Commissioner is, no doubt, to enable
members of the Australian Federal Police to know what selections
for promotion have been made so that they may consider whether
22.
they wish to exercise the right of appeal which the
regulations provide.
The appeals lodged by Station Sergeant Pearson
and Senior Sergeant Westwood were against the decisions of
the Commissioner notified in the Australian Federal Police
Gazette of 28 January 1982. The text of that notification
leaves me in no doubt that a member of the Australian Federal
Police reading it would glean only that decisions had been
taken that the four named officers had been selected for
promotion to the rank of Inspector; he would not glean that
decisions had been taken to select each of the four named
officers for promotion to an identifiable position of
Inspector within a particular Division located at a particular
place.,. This would be so, so it seems to me, notwithstanding
that the notification of 28 January 1982 refers Lo the
officers as having been selected for promotion to the rank
of Inspector "as advertised in the Australian Federal Police
Gazette No. 23/81 dated 5 November 1981". One reason why
this is so is that that advertisement mentioned six vacancies
whereas only four officers were selected. Further, the
notification provided no means by which one could identify
the particular vacancy for which the named members had been
selected.
The Act, it may be observed, does not use the
word 'vacancy"' except in relation to the offices of Commis-
sioner and Deputy Commissioner (see sub-section 18(1)) and
then only in relation to the appointment of a person to act
23.
for a limited period in such an office. The appointment,
promotion or transfer of a commissioned officer in a com-
ponent of the Australian Federal Police is not expressed
to depend upon the existence or expectation of a vacancy (see
sub-section 25(1)). The power to appoint, promote or
transfer is not limited otherwise than'by the requirement,
to be implied from section 24, that the number of persons
appointed to each rank should not exceed the number determined
by the Minister under that section. Even that limitation
may not be absolute - see section 35. The references in the
regulations to vacancies are consistent with this approach for
those references are to vacancies occurring inja rank and not
in an identifiable position. Had the contrary"been intended,
one would have expected to find in the legislation provisions
for the creation and abolition of positions, for the specifi-
cation of qualifications for, and the duties of, such posi-
tions and for the selection and promotion of officers to be
by reference to criteria appropriate to the duties of the
position to be filled. In this regard I would contrast the
criteria which are specified in section 36 to which I have
already referred.
The crucial question, so it seems to me, is to
identify the issue which was committed to the consideration
of the Promotion Appeals Board by virtue of the events which
have occurred. In my view only one answer to that question
is open on the material before me. I have already expressed
the view that the notification appearing in the Australian
24.
Federal Police Gazette of 28 January 1982 was of a decision
selecting Station Sergeant Gox and three other named members
of the Australian Federal Police for promotion to the rank of
Inspector. This is consistent with the approach taken by
the Central Promotion Selection Committee. That Committee
approached its task by first considering which of the members
who had indicated by responding to the invitation to apply
that they were "available for promotion" within the meaning of .
section 36 of the Act were suitable for appointment to the rank
of Inspector and only after deciding that the four named mem-
bers, listed in order of merit, were so suitable did it approach
the task of considering to what Divisions or at what locations
those members should serve. The view I have taken is also
consistent with what was done by Acting Assistant Commissioner
Antill. To this may be added the circumstance that final
decisions concerning deployment could only be taken after
the appeal process, if invoked, had been satisfied and
promotions to the rank of Inspector made under section 25 of
the Act. Taking all these matters into account I am
satisfied that the issue which was committed to the Promotion
Appeals Board was the issue whether either of the appellants,
in terms of section 36 and regulation 32, had a better
claim to promotion to the rank of Inspector than Station
Sergeant Cox and, if both appellants had a better claim to
promotion, which of them was to be preferred.
j
It was submitted by counsel for the Commissioner
that to reach such a conclusion would have the effect of
25.
relieving the applicant of the consequences of his having
withdrawn his application for a vacancy in Southern Division.
The position would seem to be that, assuming the Promotion
. Appeals Board concludes that Station Sergeant Cox is to be
preferred to the appellants for promotion to the rank of
Inspector and so recommends and on the further assumption
that that recommendation is acted upon and Station Sergeant
Cox is promoted to the rank, the question would remain what
duties he would be required to perform and at what' location.
Those are matters within the province of the Commissioner
and his decisions thereon are not reviewable by the Promotion
Appeals Board nor, as was held in Sellars v. Woods (1982)
45 A.L.R. 113, by this Court under the Administrative Decisions
(Judicial Review) Act 1977. The consequence may be that
Station Sergeant Cox will, if promoted, be directed to take
up duty in the Southern Division and, if so directed, he
will be bound to do 30. If this turns out to be the position
it may be said that the applicant is being treated as though
he had not withdrawn his application for a vacancy in Southern
Division. But even if that be correct it provides, in my view,
no reason to reach a different conclusion from the one ex-
pressed above.
The circumstances that have given rise to these
proceedings seem to me to have stemmed from a desire to
operate a system for the promotion of members of the Australian
Federal Police varying in some respects from that which the
Act and regulations, on their proper construction, require.
26.
By virtue of section 36 of the Act the process of selecting
a member for promotion to a rank is to embrace the members
"available for promotion". The view may be taken that this
. requirement is satisfied only if consideration is given to
the relative merits of all those members who are competent
and qualified to hold the rank for which the selection is to
be made. The regulations, however, are based on a different
view - a view that the only members "available for promotion"
are those who apply for promotion in response to a notice
published in the Australian Federal Police Gazette under
regulation 15. But, as previously mentioned, the regulations
speak of a vacancy in a rank and not to a specified vacancy
in a Division or at a particular location. It is unnecessary
for present purposes to express a view on the question
whether the regulations are inconsistent with the Act and,
as the matter was not argued before me, it is undesirable to do
so. But it would seem to me that, if what is desired is a sys-
tem of promotion whereby applications are canvassed for
promotion to a particular identified position in a Division
or at a location and the selection process is carried out
by reference to criteria referable to the duties of that
position and only those members are considered who apply for
that position, some amendment of the legislative provisions
is necessary. It seems to me that it is only in relation.
to such a system that one can conclude that the withdrawal
of an application - as was done by Station Sergeant Cox -
can result in there being no relevant matter for the Promotion
Appeals Board to consider.
I should add that some other aspects of the Act
and regulations were debated during the hearing but I have
not found it necessary to consider those matters or form
.a definitive opinion upon them.
In my opinion the matter that was before the
Promotion Appeals Board was the consideration of appeals
lodged against the decision of the Commissioner as notified
on 28 January 1982 that Station Sergeant Cox had been sel-
ected for promotion to the rank of Inspector. It was,
therefore, the duty of the Board to make full enquiries into
the claims of each party, to satisfy itself which of the
members concerned has the better claim to promotion to the
rank of Inspector and to make a recommendation to the Commis-
sioner pursuant to regulation 32 of the regulations. It is
clear that the Promotion Appeals Board has not addressed
that issue.
It was also submitted that the Court, in the
exercise of its discretion, should refuse to grant the
applicant the relief to which the above findings would
otherwise entitle him. It was said that the matter had
proceeded on the basis that the notice of 5 November 1981
called for applications for identifiable positions of
Inspector, that the applicant applied for some of those
positions and that, in relation to those applications,
one position had been filled by the transfer of a member
already holding the substantive rank giving the applicant
no right of appeal, the consequential position could not
28,
be filled because, in the result, there was no vacancy and,
as to the third position, the applicant had withdrawn his
application. I have also considered whether relief should
be denied having regard to the circumstance that the
vacancies in the rank of Inspector were re-advertised on
3 June 1982 and that the applicant's claim 'for selection
for promotion to that rank can be considered in consequence
of that re-advertisement. In the result I have concluded
that these matters do not provide a sufficient basis for
the Court declining to grant the applicant the relief to
which he would otherwise be entitled.
\
Before parting with the matter I should advert to
the Court's jurisdiction to entertain the application to
review the conduct of the Promotion Appeals Board in failing
to proceed with the hearing of the appeals lodged against
the applicant's selection for promotion. No objection was
raised as to the Court's jurisdiction but, after reserving
judgment, I requested the parties to consider whether
certain provisions in the Act and regulations warranted the
conclusion that the Court lacked jurisdiction. The first
of these is the provision in regulation 19 that the function
of the Promotion Appeals Board, having heard and determined
an appeal instituted under regulation 26, is to make a
recommendation to the Commissioner in respect of the appeal.
The second is the provision in sub-section 25(1) of the Act
that the power of making appointments and promotions to
commissioned rank in the Australian Federal Police is
vested in the Governor-General, on the recommendation of
29.
the Commissioner, or in the Commissioner if he is so
authorised in writing by the Governor-General.
I have had the benefit of considering written
submissions from the parties on these questions and I am
satisfied that the Court has jurisdiction. "Section 6 of
the Administrative Decisions (Judicial Review) Act 1977
enables the Court to review conduct engaged in "for the
purpose of making a decision to which this Act applies".
The expression "decision to which this Act applies" is
defined in sub-section 3(1) to mean a decision of an
administrative character made, proposed to be made, or
required to be made, under an enactment, other than a
decision by the Governor-General or a decision included in
any of the classes of decisions set out in Schedule 1 to
the Act. '"Enactment" as defined clearly includes the
Australian Federal Police Act 1979 and the Australian
Federal Police Regulations.
Although the Promotion Appeals Board can make
no decision to promote any member and can only recommend
that a member be promoted, it is bound before making any
such recommendation to hear and determine the appeal and
either allow or dismiss it (see regulations 19, 28, 29,
30, 31 and 32). A determination to allow or dismiss an
appeal is an ultimate or operative determination (Director-
General of Social Services v. Chaney (1980) 31 A.L.R. 571
at p. 590; Riordan v. Parole Board of the Australian Capital
Territory (1981) 34 A.L.R. 322) and, therefore, a "decision"
30.
within the meaning of that expression in the Administrative
Decisions (Judicial Review) Act 1977. Such a decision is
clearly one of an administrative character made under an
_enactment. On this view of the matter it is unnecessary
to rely on sub-section 3(3) of the Administrative Decisions
Fd
(Judicial Review) Act 1977 which provides:-
"Where provision is made by an enactment for the
making of a report or recommendation before a
decision is made in the exercise of a power under
that enactment or under another law, the making
of such a report or recommendation shall itself
be deemed, for the purposes ofthis Act, to' be
the making of a decision."
But it should be noticed that the decision in Gourgaud v.
Lawton (1982) 42 A.L.R. 117 is clearly distinguishable as the
Australian Federal Police Regulations contain a provision
for the making of the recommendation, a provision that was
absent from the legislation then under consideration.
> 1
MW '
For these reasons I am of the opinion that a
Promotion Appeals Board constituted in accordance with
sub-section 20(4) of the Australian Federal Police Regu-
lations should hear and determine according to law the
appeals lodged against the selection for promotion to the
rank of Inspector of Station Sergeant Cox as notified in
the Australian Federal Police Gazette of 28 January 1982
and I so order. The second respondent must pay the
appl icant's costs. ATO OLESEN SEL S O TTAETAT ads teen a
| certify that this andihe 3/
preceding pages @re a true copy of the
Reasons for Judgment herein of his Ho-cur
Mr. Justice Neaves
4 0 * Gr
Associate
313 Dated: 4-7-3
'
5
EL