Lyons, Neville William & Anor v Registrar of Trade Marks & Anor [1983] FCA 252
Federal Court of Australia
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CATCHWORDS
Administrative Law - Judicial Review - Application for
registration of trade marks - Extension of time within
which to lodge evidence supporting opposition to registration -
Proper case to justify extension - Extension of time within
which to oppose registration of trade mark application -
failure to lodge notice of objection due to error or action
on part of officer of Trade Marks office - Whether s.131
applicable to extend time for lodging notice of objection -
Conduct constituting an""error or action" within the meaning
of s.131(1) (b).-
Administrative Decisions (Judicial Review) Act, 1977 s.3
Trade Marks Act, 1955 ss. 49, 130, 131
Patents Act, 1952 s.160
Trade Marks Regulations reg.43
NEVILLE WILLIAM LYONS and CARMEL MARY DWYER (carrying on
business as MITTY'S AUTHORIZED NEWSAGENCY) v. THE REGISTRAR
OF TRADE MARKS; STAMFORD HILL PTY. LIMITED
No. V.G. of 171 of 1982
BEAUMONT, J.
28 September, 1983
Sydney.
IN THE FEDERAL COURT OF AUSTRALIA
VICTORIA DISTRICT REGISTRY
—ewewe we
GENERAL DIVISION No. V.G. 171 of 1982
BETWEEN NEVILLE WILLIAM LYONS and
CARMEL MARY DWYER (carrying on
business as MITTY'S AUTHORISED
NEWSAGENCY)
Applicants
AND THE REGISTRAR OF TRADE MARKS
First Respondent
AND STAMFORD HILL PTY. LIMITED
Second Respondent
ORDERS
Judge making order: Beaumont, J.
Date order made: 28 September, 1983.
Where made: Sydney.
THE COURT ORDERS THAT:
1. The application be dismissed.
2. Costs be reserved.
"
IN THE FEDERAL COURT OF AUSTRALTA
VICTORIA DISTRICT REGISTRY No. V.G. 171 of 1982
weer we
GENERAL DIVISTOW
BETWEEN :
NEVILLE WILLIAM LYONS and
CARMEL MARY DWYER (carrving on
business as MITTY'S AUTHORISED
NEWS AGENCY}
Applicants
AND:
THE REGISTRAR OF TRADE MARKS
First Respondent
AND:
STAMFORD HILL PTY. LIMITED
Second Respondent
CORAM: BEAUMONT J.
DATE: 28 September 1983
REASONS FOR JUDGMENT?
BEAUMONT J.
This 15 an application Drought pursuant to 5.5 of the
Administrative Decisions (Judicisl Peview) Act, 1377, seskina to
review three decisions made on 15 October 1982 by che delegate of
the Registrar of Trad
1)
Marks granting extensions of time pursuant
to ss.139 and 131 of the Trade Marks Sct, 1955 ("the Act":.
Sections 130 and 131 provide:
"130. Where, by this Act, a time is
specified within which an act or thing is to
be done, the Registrar may, unless otherwise
expressly provided, extend the time either
before or after its expiration."
"131. (1) Where, by reason of -
~ fa) Circumstances beyond the control of
the person concerned; or
(B) an error or action on the part of an
officer or person employed in the
Trade Marks Office,
an act or step in relation to an application
for the registration of a trade mark or in
proceedings under this Act (not being
proceeedings in a court) required to be done
or taken within a certain time has not been so
done or taken, the Registrar may extend the
time for doing the act or taking the step and
permit the act to be done or the step to be
taken.
(2) The time required for doing an act or
taking a step may be extended under this
section although that time has expired."
The decisions sought to be reviewed granted extensions
of the times provided in s.49 of the Act and req. 43 as follows:
"49, (1) A person may, within 3 months
after the date of the advertisement of the
acceptance of an application, or within such
further period, not exceeding 3 months, as the
Registrar, on application made to him within
the first-mentioned period, allows, by notice
in writing specifying the grounds or
opposition and lodged at the Trade Marks
Office, oppose the registration of the trade
mark.
(2) The opponent shall serve a copy of the
notice on the applicant."
\
"43. Opponent's evidence in support. An
Opponent shall -
(a) serve on the applicant, within three
months after the notice of opposition has
been lodged at the Trade Marks Office, a
copy of each of the declarations on which
he relies in support of his opposition;
and
(b) as soon as practicable after the copies
of the declarations have been so served,
lodge the declarations at the Trade Marks
Office with a written statement
indicating the place at which, and the
date on which, the copies of the
declarations were so served."
The applicants have applied for reqistration of three
trade marks. Advertisements of the acceptance of the trade mark
applications being WNo's. 8323651, 58323652 and B339171 were
published in the Official Journals of 18 September 1980, 23
Qctober 1980 and 30 October 1980, respectively. Requests were
then made by the second respondent, which carries on business
under the name ""Mitty's of Queen Street" for, first, an extension
of the time provided by req. 43 within which to furnish evidence
in support of an opposition which it had lodged against
application B323651 and secondly, extensions of the time providad
by s.49 within which to oppose applications B323652 and B339171.
It 15 convenient to deal with these matters separately as they
raise quite distinct questions.
Application B323651
As hes been said, the acceptance of this application was
advertised in the Official Journal on 18 September 1980. The
notice of opposition to iuts registration was lodged on 17
December 1980, so that the three months prescribed by req. 43 for
lodging evidence in support of the opposition expired on 17 March
1981. The evidence was not furnished by that date, and on 19
March 1981 the applicants lodged a request in Form 15 asking that
a time and place be appointed for the hearing of the opposition.
On 27 March 1981, Messrs. Callinan & Associates, patent and trade
mark attorneys, informed the Trade Marks Office that they had
taken over the prosecution of the opposition from the solicitors
originally appointed, and requested an extension of time of three
months from 17 March to 17 June within which to lodge the
required evidence in support. The grounds for the request were:
"Evidence in support of the opposition is in
course of preparation but it is desired to
have additional time to prepare that evidence
and to serve copy thereof on the applicant."
On 5 May 1981 the applicants were informed of the
request; and by letter dated 13 May 1981 the Trade Marks Office
was informed that the applicant objected to the request for a
number of reasons which need not be described here. One of the
grounds of objection to the request for an extension of time was
that the request "does not astablish why the time so far
available has proved insufficient".
The delegate rejected this ground. He accepted that the
second respondent had not fully established why the initial
period of three months specified by req. 43 was not enough in
that it merely stated that its evidence was in the course of
preparation and that additional time was required in order to
complete its preparation. He said that this was not an uncommon
problem. In his experience, it was commonly recognised by trade
mark practitioners that the initial period of three months
allowed by reg. 43 was generally insufficient. Requests to
extend that period were, apparently, much more the rule than the
exception. He inferred that although the second respondent had
been active in obtaining the evidence it simply has not had
sufficient time to collate it and to lodge and serve it as
required by the regulation. In his view, in the circumstances,
there could be no better reason than that especially as the
public interest was likely to be best served by allowing this,
the first extension, whilst on the other hand there was nothing
to suggest that the applicants' interests were likely to be
unfairly jeopardised on account of it.
By the date of his decision, the second respondent's
evidence had already been lodged. The delegate decided to allow
an extension of time until 26 Auqust 1981, being the date on
which the balance of the second respondent's evidence was served
on the applicants.
In their application for review the applicants challenge
this decision ona number of the statutory qrounds. They arque
that the decision was an improper exercise of the power conferred
by s.130; that the decision involved an error of law or was
otherwise contrary to law; that the decision was not based upon
evidence or material which justified making the decision, there
being, it 1s submitted, no evidence or insufficient evidence
explaining why the time provided by reg. 43 was insufficient or
explaining why an application for an extension of time had not
been made prior to the expiry of the period specified in the
regulation; and that, in the absence of evidence, the decision
was not authorised by 5.130.
The applicants submit that the onus lay upon the second
respondent to explain its delay on sufficient grounds and that it
failed to do so. They rely upon the decision of Bowen C.J. in
Vangedal-Nieisen v. Smith (1980) 49 F.L.R. 44 for this purpose.
It was there held that, in an application pursuant to 5.59{1) of
the Patents Act, 1952 for an extension of time to lodge notice of
opposition to an application for a patent, it was wrong to grant
an extension simply because no one had raised exceptional
circumstances why it should not be granted. It was held that an
extension of time to lodge a notice of opposition should only be
granted where the party seeking the extension first, had shown a
good reason why opposition was not mounted within the prescribed
time, and secondly, had discharged the burden of establishing an
appropriate case to justify the extension. It was further held
n
that the fact that the applicant for an extension of time had
written to the applicant for the patent requesting a licence, and
the applicant for the patent had failed to reply to that request,
was an irrelevant consideration and should not have been taken
into account by the examiner.
Bowen C.J. pointed out (at p.50) that since no express
quidance was afforded by 5.59(1) of the basis on which the
extension of time is to be allowed or disallowed, the purpose and
scope of the provision has to be considered in order to determine
what are relevant or irrelevant considerations in dealing with an
application for an extension. He concluded (at p.50):
"The right to lodge a notice of opposition within
three months is clearly given mainly in the interests
of the person wishing to oppose a patent on any one or
more of the grounds) stated in s.59(1). No doubt there
is also a public interest involved in ensuring that
worthless patents are not granted because insufficient
opportunity has been afforded of raising those grounds
(Kaiser Aluminium & Chemical Corporation v. Reynolds
Metal Co. (1969) 120 C.L.R. 136) Three months has been
considered by Parliament to be an appropriate period to
allow for this. But it has been recognized that cases
May occur where for one reason or another three months
May prove insufficient. Accordingly, 1t has been
provided that further time may be allowed not exceeding
a further three months. The Commissioner is interposed
as the arbiter whether such an extension should he
allowed and how long it should be. Clearly, the
Commissioner will have to consider the interests of the
prospective opponent who, for some good reason, has not
been able to mount his opposition within the initial
period of three months. The Commissioner will further
have to have in mind, where a serious opposition is
foreshadowed, the public interest which has been
mentioned, but he will have to require to be satisfied
by an applicant for an extension that a proper case has
been made out justifying an extension. It would be
wrong if he granted an extension simply because no one
had raised rather exceptional circumstances why it
should not be granted. Reasons why this is so include
the desirability of operating the system efficiently
and without unreasonable delays and also the interests -
of the applicant for a patent which are also clearly
involved."
In the present case, the delegate was not, at this
stage, concerned with the time for lodgement of a notice of
opposition. That notice had been lodged within time and the
subject application was concerned only with the time for filing
evidence. Nonetheless, in my opinion, the reasoning of Bowen
C.J. should, in principle, be applied here.
Although a more detailed explanation of the position may
have been desirable, I think that it is possible to construe the
rather bald statement of the ground for the request (supra ), as
indicating that, although efforts had been made in that behalf,
it was not possible to finalise the form of the evidence sought
to be adduced in the time allowed by the regulation. I accept
that, on one view, it is possible to read the stated ground as
being little more than an assertion that more time 15 required.
However, the statement of the ground does at least attempt some
explication of the position. Further, I think that the delegate
was entitled to have regard to the notorious fact that oppositian
proceedings usually involve the gathering of evidence from third
parties and this usually takes considerable time. Given that
back@round and given the construction of the statement of the
aground which was open, I am of the opinion that the delegate did
not exercise his discretion in any improper way. In particular,
in my view, there was evidence before the delegate upon which he
could rely in order to justify the grant of an extension. It
follows that no case for review under the Administrative
Decisions {Judicial Review) Act, 1977 has been made out on this
branch of the case.
Applications 8323652 and B339171
In these matters the second respondent has applied for
an extension of the time prescribed by s.49 of the Act within
which to oppose the registration of trade mark applications
B323652 and B339171. Advertisements of the acceptance of the
trade marks appeared respectively in the Official Journals of 23
October and 30 October 1980, so that, under the provisions of
s.49, the respective opposition periods expired on 23 January
1981 and 30 January 1981. On 27 March 1981, Messrs. Callinan &
Associates, having then taken over the prosecution of the
intended oppositions from a firm of Melbourne solicitors, lodged
notices of opposition to applications B323652 and B339171, but at
the same time also lodged the applications for an extension of
the periods concerned. The applications were expressed as being
made pursuant to ss.130 and/or 131 of the Act. The grounds upon
which this application 1s made are explained in a declaration
sworn by Caroline Jane Blakiston on 16 April 1981 as follows:
"1. %I am a solicitor in the employ of Lander & Rogers
of 140 Queen Street, Melbourne, the solicitors
10.
representing Stamford Hill Pty. Ltd. of 126
Wellington Parade, East Melbourne in the said State
(and the firm previously acting in the matter).
At the request of one of the partners of Lander &
Rogers, Mr. Butcher, I have been checking the
progress of trade mark applications numbered
323651, 323652 and 339171 lodged by Neville William
Lyons and Carmel Mary Dwyer trading as Mittys
Authorised Newsaqgency of 53 Bourke Street,
Melbourne, at the Trade Marks Sub-Office at 150
Lonsdale Street, Melbourne from time to time since
August 1980.
Although I was aware that the officzal document in
which the acceptance of any application was
published was the Australian Official Journal of
Patents Trade Marks and Desiqns. asa result of
conversations which I had with officers at the
Trade Marks Sub-Office in August and September,
1980 I formed the view that an acceptable
alternative method of checking what applications
for trade marks had been accepted, was to examine
the official trade mark files at that office. When
satisfying myself as to the accuracy of this
procedure I clearly recall being told by one
officer that any delay from the date upon which an
application was accepted in Canberra until that
acceptance was placed in the official files at the
sub-office in Melbourne was negligible. On all
occasions since IT have checked only the trade mark
files at the sub-office and not the official
journal.
On the 22nd day of October, 1980 I again checked
the trade mark files at the sub-office and
discovered that application mumber 323651 had been
accepted and published on the L&th day of
September, 1980.
I again checked the trade mark files at the
sub-office on the 22nd day of October, and 17th day
of December, 1980 in the same manner as previously
and on both occasions it was'clear that neither of
the remaining applications with which I owas
concerned and which were numbered 323652 and 3239171
had been accepted. Both of those applications
remained recorded on white paper. Had they been
accepted the white paper would have been replaced
by gold paper.
ieee
On the 10th day of March, 1981 I again checked the
trade mark files at the sub-office and discovered
that both were then filed on gold paper with the
ll.
dates of acceptance being recorded as the 23rd day
of October, 1980 for application number 323652 and
the 30th day of October, 1980 for application
number 339171. Upon asking an officer at the
sub-office whv the acceptances had not been
recorded in the official files when I examined them
on the 17th dav of December, 1980 1 was informed
that there had been a substantial backlog in
Canberra at that time. He then went away and
apparently made a further enquiry as a result of
which he informed me that ail applications which
had been accepted on the 23rd day of October, 1980
had not been sent to the Melbourne sub-office until
the 15th day of December, 1980 and that they would
probably not have been entered in the official
files at that office until about the 22nd dav of
December, 1980. As the officer concerned was
referring to the applications accepted on the 23rd
day of October, 1980 I assumed that any application
accepted on the 30th day of October, 1980 would not
have been filed earlier than about the 22nd day of
December, 1980 and probably later than that.
7. Had the search of the files carried out by me on
the 17th day of December, 1980 revealed the correct
position my next search on the 10th day of March,
1981 would have allowed sufficient time to lodde
the proposed Notices of Objection. However,
because of the unusual circumstances explained to
me by the officer at the sub-office this was not in
fact the case."
This evidence was not challenged although the delegate
explained Miss Blakiston's reference to the white and gold
documents and their importance in relation to certain Trade Marks
Office procedures as follows. The white form (Form 2) is for all
intents and purposes a replica of the form of application (Form
1). Whereas, after lodgement, the Form 1 is retained permanently
at the Central Office of the Trade Marks Office in Canberra, the
Forms 2 are sent to the various Sub-Offices for oublic search and
reference purposes. After a trade mark ius accepted for
registration the original white Form 2 1s replaced bv an updated
12.
printed version showing all of the particulars of the application
as they exist at the time of acceptance, including the date of
advertisements of acceptance in the Official Journal. This
updated version is known as the yellow or gold Form 2 because of
its colour, anditis retained permanently on public record at
the Trade Marks Sub-Offices.
For the reasons he then gave, the delegate found that
the failure of the second respondent to act within the times
specified by s.49 was due to an error or action on the part of an
officer of the Trade Marks Office within the meaning of s.131.
The delegate extended time to the date on which the notices of
opposition were actually deposited at the Trade Marks Office,
namely, 27 March 1981.
The applicants seek to challenge these decisions ona
number of statutory grounds. They contend that the delegate
lacked power to extend time; that he wrongly construed 5.131; and
that he improperly exercised his discretion under 5.131.
In submitting that the delegate lacked the relevant
power, the applicants argue that the time limits specified in
s.49 cannot be extended by virtue of either 5.130 or 5.131. In
essence, the applicants contend that s.49 should be regarded as a
code for its own purposes and since it amounts to an exhaustive
statement of the position so far as relevant, neither s.130 nor
s.131 can have any room to operate, even if a proper case for an
ra
La
.
extension were otherwise made out. It 15 properly conceded by
the respondents that s.130 1s not available in the present case
since it is a mere general orovision which cannot be used to cut
down the operation of the specific terms of 5.49 in any way. The
question is whether s.131 should also be characterised in the
same way.
In support of their submission, the applicants relied
upon the decision of the High Court in The King v. The Registrar
of Trade Marks; Ex Parte J.S. Staedtler (1936) 55 C.L.R. 271.
The case was concerned with the construction of s.38 of the Trade
Marks Act, 1905-1922 and its relationship, if anv, with 5.105 of
that Act. Those provisions ware similar to 55.49 and 130
respectively, of the present Act. However, there was no
counterpart of s.131 in the earlier Legislation: 1t was
introduced for the first time in the 1955 Act.
In Staedtler's Case, the acceptance of the application
was advertised in the Official Journal on 31 October 1935. Thea
period of three months for lodging notice of opvosition to the
registration of the trade mark under s.38 expired on 31 Januarv
1936 and no notice of any opposition to the registration of the
trade mark and no notice of anv application for an extension of
time for lodging such notice was filed in the Trade Marks Office
within such period. On 30 April 1936 an application was filed bv
the Royal Pencil Co. Limited ef Lonaon for an extension of time
for the purpose of lodaing an opposition to the registration of
14,
the trade mark. J.S. Staedtler refused to consent to the
extension of time and an application for such extension was made
to the Registrar of Trade Marks, who granted the application,
purporting to act under 5.105.
The Full High Court ordered mandamus that the Registrar
proceed in the application for the trade mark as one in which no
opposition has been lodged within the time limited by s.38, or
any time to which the same might lawfully be extended.
Dixon J. said (at p.274):
"By sec. 105, a qeneral power is given to the Registrar
to extend the times limited by the Act. It 15 a power
which enables the Registrar to extend such a time
either before or after its expiration. It contains no
limit upon the period to which he may extend it. It
contains no limit upon the time within which an
application for extension may be made. Sec. 38 limits
the period for lodging opposition to three months. It
then proceeds to deal with the extension of that time.
It imposes two conditions: first, that the time snall
not be extended beyond three months and next, that the
application for an extension shall be made within the
original time. The words 'on application made within
the first period of three months' appear to me to be an
express provision confining to the time for lodging the
opposition the power of the Registrar to entertain an
application for an extension of the time for
opposition. This, in my opinion, is inconsistent with
the full application of the general power given to the
Registrar by sec. 105 to extend times after their
expiration. It 1s true that the section does not sav
that the Reqistrar must allow an extension of time for
opposition within the period limited for lodging the
opposition. But sec. 38 does expessly require the
making of the application to him for such extension
within that period. This is necessarily restrictive of
@ power to extend a veriod after its expiration, which
otherwise would be exercisable whenever invoked. It
1s, therefore, inconsistent with the full operation of
I trar from sec. 105. Sec.
15.
47 shows the reason for this. It us that, on the
expiration of time for opposition, when no opposition
is lodged, the Registrar's duty toa register becomes
absolute. It appears to me that sec. 38 exhaustively
states the conditions governing an extension of time
for lodging opposition."
Evatt J. said (at p.274):
"The main command of sec. 38 is that any person may,
within three months, lodge at the office a notice of
opposition. Then the Legislature proceeds to permit of
an extension of the period of three months. The
provision added to secure such purpose is that the
notice of opposition may be lodged within 'such further
time not exceeding three months as the Registrar on
application made within the first period of three
months allows'. This added provision includes
interrelated matters and should be regarded as & unit
and not analyzed into separate and independent powers.
It authorizes the Registrar to allow further time,
provided that such time does not exceed three months,
and 1t also requires that the application for such
extension shall be made 'within the first period of
three months'. The provision thus creates a rule for
extension of time which is quite distinct from the
general power to extend conferred by sec. 105. In
short, sec. 38 provides 'otherwise' and does 50
'expressly' within the meaning of sec. 105."
Starke J. (at p.273) was mot orepared to dissent from
the view that 5.38 provided a complete and exhaustive statement
of the conditions and the times within which extensions of time
for lodging opposition could be granted. McTirernan 7d. (at p.274)
thought that s.38 exhaustively and specially stated the
conditions upon which a person could apply for an extension.
Because of the express provision thereby made limiting the period
in which such application could be made, s.105 gave no authority
to extend the time after that period has expired.
In recommending the inclusion of s5.130 and 131, the
Committee appointed by the Attorney-General of the Commonwealth
to consider what alterations are desirable in the trade marks law
of the Commonwealth said in its report in 1954 (at p.30Q):
"146. Clause 130 authorizes the Reqistrar to extend
any time specified by the Act, either hefore or after
its expiration, unless the Act oatherwise provides.
This clause is identical with section 105 of the
present Act, and in the view of this Committee the
power aqranted to the Registrar by this clause is
necessary and desirable.
147. Clause 131 corresponds to section 160 of the
Patents Act 1952 and authorizes the Registrar to extend
prescribed times under certain conditions. The reasons
which caused the introduction of this provision into
the Patents Act are considered to appiv equaliv in the
case of trade marks and we therefore recommend the
inclusion of a similar section in the Trade Marks Act."
The Chairman of this Committee was Mr. Justice Dean of
the Supreme Court of Victoria. He was also Chairman of the
Committee appointed in 1950 to review Australian patent law.
Section 160 of the Patents Act, 1952 as originaily
enacted, was in the same terms as 5.131 as foilows:
"160.~(1) Where, by reason of -
{a) an error or action on the part of an officer ar
person emploved in the Patent' Office r
{b) circumstances bevond the control of the person
concernad,
—
an act or step in reéiation to an application for a
patent or proceedings under this Act ('not being
proceedings in a court) required to be done oo taken
within a certain time has not been so done or taken,
17.
the Commissioner may extend the time for doing the act
er taking the step and permit the act to be done or the
step to be taken.
(2) The time required for doing an act or taking
a step may be extended under this section although that
time has expired."
The history of this provision may be traced back to the
Patents Bill, 19065. The Patents Act, 1903 consolidated. so far
as that could be done, the laws of the States relating to
patents. In 1906, the Attorney-General, Mr. Isaacs (as he then
was), introduced a Bill in effect to amend 5.29 of the 1503 Act.
Clause 2 of the Bill, as agreed to in its amended form was a
temporary provision as follows:
"(1) The Commissioner, or on appeal from him the Law
Officer, may, in relation to any application for a
patent made under section twenty-nine of the Patents
Act 1903:-
(a) extend the prescribed time for doing anv act
or taking any step, and
(b) vevive any application for a patent or anv
proceedings in relation thereto which has
lapsed by reason of an omission to do anv
act or take anv step within the prescribed
time.
(2) The prescribed time for doing any act or taking
any step may be extended under this section although
the time has expired.
(3) The powers of the Commissioner or the Law
Officer under this section may only be exercised on
application made to him by the applicant for the vatent
within six months after the commencement of this Act
Mr. tsaacs, saying that he ned vprepared a clause toa
18.
eover the errors of officers of the Department. introduced this
provision:
"I. Where, owing to any error or omission on the
part of an officer of the Patent Office anv application
for a patent, or any proceeding in relation thereto,
has lapsed, or any act or step in relation thereto
required to be done or taken within a certain time has
not been so done or taken, the Commissioner mav -
(a) revive the application or proceeding:
(b) extend the time for doing the act or taking the
step;
(c) permit the act to be done or the step to he
taken.
2. The prescribed time for doing any act or the
taking any step may be extended under this section,
although the time has expired.
3. The powers of the Commissioner under this section
may only be exercised on an application made to him by
an applicant or ovarty within one month after the
applicant or party has or might, with reasonable
diligence, have become aware of the error or omission,
or in cases where the error or omission occurred before
the commencement of this Act within one month after the
commencement of this Act ..."
CSee Commonwealth of Australia, Pariiamentary Debates,
Session 1906, House of Representatives, 4 October 1906
at p.6129.4
These provisions became ss.2 and 3 of the Patents Act,
1906 (Act Wo. 19 of 1906). The Committee appointed in 1950 to
review Australian vatent law made no specific comment on the
Clause which later became 5.100 of the Patents Act, 1352. The
Committee appended to ats report the earlier report of the
Committee appointed in 1935 to review Australian patent law. 2
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Chairman of that Committee was 5
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19.
Dean was a member. In their report, the Knowles Committee (at
p.40) referred only briertly to the precursor of 5.160, saying
that it was taken from the Patents Act, 1906 and observing that
the 1906 Act was drafted as an independent Act and not as an
amendment of the Act of 1903.
Section 160 of the Patents Act, 1952 is now in a
different form. The operation of the present provision has heen
considered in a number of authorities. The reasoning in those
cases is, I think, illuminating for present purposes, even if it
be accepted that the reasoning appears to have turned, to some
axtent, upon the terms of some of the amendments made to 5.160
since 1952.
In Scaniainventor v. Commissioner of Patents (1981) 36
A.L.R. 101, a Full Court of this Court (Fox A.C.J., Franki and
Northrop JJ.) held that 5.160(2) is applicable to an extension of
the time specified in 5s.141(1) for making aA convention
application for a patent. The Court said (at p.105):
"There is nothing in their history which suggests
that s 160(2) should not apply to 5s 141(1). They were
introduced together in 1952 in terms not materialiv
different from those operative in 1979. With this in
mind, ait is relevant to observe that while certain
provisions are expressly excluded-from the operation of
s 160(2) by sub-s (8) (including 5s 52B, which relates
to convention applications), 5s 141(1) is not one of
them. Section 160 is a cemedial section and should he
applied where it appears to be applicable unless there
1s some clear indication to the contrary. This view is
supported by the provisions of s 160(8)."
This decision was approved by the Full High Court
(Stephen, Mason and Wilson J7J., Murphy = and Brennan JJ.
dissenting) in Australian Paper Manufacturers Limited v. C.1.L.
Inc. (1981) 37 A.L.R. 289. Stephen J. said (at p.292):
"However, analysing it as IT have, s 141(1) does as a
matter of language involve the very situation for which
s 160(2) legislates; it provides for an act or step,
the initial making of formal application for an
Australian patent, which relates to an application for
a patent and which may properly be described as
required to be done or taken within a certain time, in
this instance within 12 months. In those circumstances
1t would require quite compelling contextual or other
considerations for s 160(2) nevertheless cto be held
inapplicable to s 141({1). Despite the attractive
arguments of counsel for the appellant, no such
consideration seems to me to exist."
Even more pertinently, ain Lehtovaara v. Commissioner of
Patents (1981) 39 A.L.R. 103, a Full Court of this Court (Frankl
J. dissenting) held that the Commissioner has power under
s.160(1) and (2) to extend time umder s.54(1B). The latter
provision vests a power in the Commissioner to extend time for
acceptance of an application but provides that any such extension
shall not exceed a specified period. The majority (Northrop and
Ellicott JJ.) said (at p.114):
"We can find nothing ins 54 itself which makes it
anconvenient, difficult oar incongruous to apply 5s 160
to s 54(1). It seems to us to be as appropriate as a
matter of language and operation to apply s 160 to ut,
as it is s 54(1iB). It means that s 54/1) must also he
read as being subject to s 160 but, as we have pointed
out, so must s 114i to which s 160 has been neld co
apply in the BPM case, supra, and the a 2B
Scaniainventor case, supra.
21.
Indeed, one difficulty we have in the absence of an
express provision excluding it, is to identify a reason
why the legislature would have intended to deprive an
applicant of the benefit of s 160 in relation to such
an important matter as the time for acceptance of an
application. having in mind that 1ts terms are so apt
to apply to such a matter. There could obviously be
cases where an application is not accepted in time due
to any of the circumstances mentioned in s 160(1) and
(2) and those provision, as we have pointed out, are
different in their nature and scope of operation from 5s
54(1B). For instance, s 160(1) compels an extension
for an appropriate period where the office is at fault.
Why should not this right, on® might ask, be available
to an applicant whose application lapses at the expiry
of the 21-month period because the Commissioner has not
dealt with 1t through some error in the Patent Office?
The answer given is that the legislature has, by
inserting sub-s (1B), shown an intention to confine the
power of extension to that contained in the
sub-section. We donot accept this araqument. The
sub-section and 5s 160 are different in character.
Section 160, although it places no limit on the time
for extension, deals with extensions needed by reason
of the specific circumstances therein mentioned. In
the absence of an express provision excluding it, we
think it applies."
In my opinion, this reasoning should be applied in the
present case ands.131 should be read as a gloss upon the
operation of s.49 in the form of a force majeure provision.
Although 5.131 is capable of general application to any provision
of that Act, it should not be regarded a mere "general"
fu
ul
provision of the kind found in 5,130 to which may be applied the
rule of construction that where there is a conflict between
" 1f1c" i
(B
provi
mt
ie)
a
ul
"general" and "specific' provisions, the Pp
prevail on the ground of repugnancy (see Refrigerated Express
Lines (A/asia) Pty. Limited v. Australian Mest and Live-Stock
Corporation (1980) 29 A.L.R. 333 at 29.347; Pearce, Statutory
Interpretation in Australia ind 2d. at p.46), Section 131 1s not
a merely general power in any abstract sense: it is limited in
its application to quite special situations. Further, the
history of the legislation and its remedial character support the
conclusion that parliament intended that, in a limited class of
case, time could he extended beyond the period specified in,
inter alia, 5.49 (cf. TCN Channel Nine Pty. Limited v. Australian
Mutual Provident Socretv (1982) 42 A.L.R. 496). Although it was
held in Staedtier that the precursor of 5.49 should be regarded
as an exhaustive treatment of the subject, it is possible to
reconcile that decision with the subsequent introduction of a
remedial provision to deal with force majeure situations arising
within the framework of 5.49. The code or exhaustive provisions
contained in 5.49 are thus made the subiect of a tIlamited
exception in the specific circumstances described in s.i31l. In
this regard, a contrast may be drawn with the non-specific
provisions of s.130 dealt with in Staedtler. Further, in
Staedtler, Dixon, Evatt and McTiernan JJ. placed some reliance on
the presence in 5.130 of the proviso "unless otherwise expressly
provided". No such proviso was inserted in 5.131. As a last
resort, the rule of construction that the later enactment
prevails should be applied (see Ross v. R. (1979) 25 A.L.R. 137
at p.145; Pearce, op. cit. at p.48). In my opinion. the history
of the legislation and the special character of $.131 suagest
that the reasoning in Staedtler cannot he applied to s.131.
In my view. the vcower contained in -s.171 mav be
exercised so as to extend the times smscified in 3.449.
rt
rey
It was further submitted on behalf of fhe applican
that s.131(1) could not be applied here hecause no act or step
was "required" to be done or taken within a certain time. It was
suagested that, because there was no obliqation upon the second
respondent to oppose the application for registration, 1t was not
"required" to do or take anv act or step within the meaning of
the provision, However, the same argument was put and rejected
in Scaniainventor (supra ), and in the C.1,.L. Case (supra ) (at
p.104 and ».292 respectively). Tt was there held that something
can be ""required" to be dons if the doing of the act withina
period is a condition of obtaining a benefit.
Finally, the applicants also arque that 5.131(1)(b)
cannot apply to the facts of this case hecause. on its true
construction, the act or step required to be done must he one
'gd
raquired to be done by an officer or person emploved in the Trades
Marks Office, vet here the failure to act was an omission or the
part of the solicitors then acting for the second resvondent to
check the position from time to time in the Official Journai in
accordance with the provisions of ss.47 and 49.
In her declaration (supra.), Miss Blakiston said, first,
that she was informed that an "acceptabls alternative" method of
checking what applications for trade marks had been accepted was
to examine the official trade mark files at the Office (see her
—~—
declaration, parnz. 3); secondly, she was ais
[a
ibal
a
~™
=|
iB
Fu
t
5"
mh
a
qu
a
delay from che date upon which an application was accepted in
Canberra until notice of the acceptance was placed in the
official files in the Sub-Office in Melbourne was neqiigible
(ibid); and thirdly, she referred to the delay which occurred in
forwarding the relevant documentation from Canberra to Melbourne
(see her declaration, para. 6). The applicants submit that this
evidence does not provide the causal comnection required by the
use, 1n s.131(1)(b), of the phrase "by reason of" an error or
action of the kind there described.
The meaning of the phrase "by reason of" has heen
considered 1n a number of authorities. In Main Electrical Pty.
Limited v. Civil and Civic Ptv. Limited (1978) 19 S.A.S.R. 34,
Bray C.J. (at p.49) said that the ohrase implies a relationship
of cause and effect but it is a relationship which mav be
indzrect (see The Diamond (19061 P. 282; see alsa Vickers v.
Minister for Business and Consumer Affairs (1982) 43 A.L.R. 389
at p.407). In Rw. v. Justices of the Peace at Varram; Ex parte
Arnold (1964) V.R. 31, Shell J. held (at p.24) that "bv reason
of" could extend to consequential matters. tn mv opinion, tre
phrase, where used in 5.131, should be given the meaning
explained in these cases.
In the present case, the avidence showed reliance bv ths
second yaspondent's solicitors upon informal advice or
information which, in the events which happensd, was arroneous
but not necessarily actionable under the ceneral law ('see L.
Shaddock & Associates Ptv. Limited v. Parramatta Citv Council
(1981) 36 A.L.R. 385). In seeking and relying upon that advice
or aunformation, given informallv, the second respondent's
bh
solicitors elected to idqnore the formal procedures prescribed in
'D
such a case, namely, to check from time to time whether
notification in the Official Journal of the acceptance. 1f any,
of the application had been effected pursuant to s.47. As 4
matter of history at least, the second respondent failed to lodade
its motice of opposition because of the three errors or action
already mentioned. The question 1s whether this conduct or anv
part of it, is an "error or action" within the meaning of
s.131(1)(b).
In my opinion, an "error or action" within the meaning
of s.131(1)(b) must be confined to things done or omitted to be
done under the Act. In other words, 1f an officer or employee
a
embarks upon a course of conduct which is gratuitous or volunt
in the sense that it Falls outside the duties and functions
imposed by the Act upon the officers and employees charged with
administration of the Trade Marks Office, that conduct. in mv
view, falls outside 5.131(1)(b) whatever may be the consequences
ef the conduct at common law.
In Shaddock (supra ), the Council was held liable under
the general law for negligent information given voluntarily in
the sense that the Council had set itself up as an information
centre. In doing this, it went beyond its statutory dunv ta
furnish such information. However, 1t alon d the store
m
possess
mu
te
26.
of information (at p.398). That cannot be said of the Office in
the present case: in s.47, the Act prescribes a manner and form
of publication of acceptance of the application which is
available as a source of information to any interested member of
the public.
In prescribing advertisement in the Official Journal,
s.47 is clearly imposing an obligation upon the officer
responsible to advertise the acceptance. However, there is no
other duty imposed by the Act upon officers or persons emploved
in the Office in this connection except the obligation under 5.16
to keep the reqister open to the inspection of the public at all
convenient times. No breach of that provision occurred here.
It follows, in my view, that the volunteering of advice
that checking the files in the Sub-Office was an acceptable
alternative was not something done under the Act. Tt wasa
gratuitous gesture and not done pursuant to any statutory duty or
function in that behalf. In my opinion. it was not an "arror or
action" of the kind contemplated by 5.131(1)(b}.
The second subject of advice, namely, that the delavs in
pay
a
transmission were nealigible is, I think, the same in princio
as the first, although it may be more accurately descrined as
information rather than advice in the strict sense. Here also,
the information was volunteered and in the absence of anv
statutory duty or function in this cennection, for rhe reasons
art
27.
already given, it is not an "error or action" within s.131(1)(b).
The final "error or action" is said to consist of the
delay in transmission of relevant documentation from Canberra to
Melbourne. This is different in character from the advice and
information tendered: it is clearly something done or omitted to
be done under the Act. Since the failure to forward the relevant
documentation to Melbourne contributed materially to the failure
of the second respondent to lodge a notice of opposition within
time, this conduct, in my view, constitutes an "error or action"
of the kind contemplated by 5.131(1)(b) by reason of which the
second respondent failed to lodge its notice of opposition within
time.
To this extent at least, in my opinion, the delegate was
entitled to exercise the power conferred by s.131. Given the
availability of that power, no case has been made out for review
of the exercise of the discretion aqranted by the provision.
The application should be dismissed. The parties have
indicated that they wish to make submissions on the question of
costs in the events which have happened. I will therefore
reserve costs.
| certify that this and the 26 preceding
pages are a true copy of the reasons for
judgment herein of The Honourable
Mr Justi A
stice Beaumont. Duan Chang
. Associate
Daied Q7 Sete | 983
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