Lamb, Peter v Moss, Thomas Ervin & Ors [1983] FCA 264
Federal Court of Australia
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CATCHWORDS
ADMINISTRATIVE LAW - Administrative Decisions (Judicial
Review) Act - applicant seeking to have reviewed "decisions
or conduct" of a stipendiary magistrate in committal
proceedings - whether the magistrate made a "decision"
or "engaged in conduct" for the purpose of a "decision" -
whether decisions of an "administrative character" - whether
decisions or conduct "under an enactment" - the Court's
discretion under the Administrative Decisions (Judicial
Review) Act.
Judiciary Act 1903, ss. 68, 69, 71
Crimes Act 1914, ss. 86, 86E
Administrative Decisions (Judicial Review) Act, ss. 3, 5, 6, 7,
8, 9 to li, 12, 13, 15, 16, 18
Justices Act (N.S.W.) 1902, ss. 21, 41, 41A, 42
*
PETER LAMB (appellant) v. THOMAS ERVIN MOSS (first respondent)
and BRUCE RAYMOND BROWN (second respondent}
(N.S.W. G63 of 1983)
BOWEN C.J., SHEPPARD AND FITZGERALD JJ.
SYDNEY
12 OCTOBER 1983 °
IN THE FEDERAL COURT OF AUSTRALIA )
NEW SOUTH WALES DISTRICT REGISTRY ) N.S.W. G63 of 1983
GENERAL DIVISION )
BETWEEN:
PETER LAMB
Appellant
AND:
THOMAS ERVIN MOSS
First Respondent
BRUCE RAYMOND BROWN
Second Respondent
JUDGES MAKING ORDER: Bowen C.J., Sheppard and
Fitzgerald JJ.
DATE OF ORDER: 12 OCTOBER 1983
WHERE MADE: SYDNEY
THE COURT ORDERS THAT:
1. Appeal dismissed with costs
IN THE FEDERAL COURT OF AUSTRALIA )
NEW SOUTH WALES DISTRICT REGISTRY ) N.S.W. G63 of 1983
GENERAL DIVISION )
BETWEEN :
PETER LAMB
Appellant
AND:
THOMAS ERVIN MOSS
First Respondent
BRUCE RAYMOND BROWN
Second Respondent
CORAM: BOWEN C.J.. SHEPPARD AND FITZGERALD JJ.
DATE: 12 OCTOBER 1983
REASONS FOR JUDGMENT
t
THE COURT: This is an appeal from a decision of St. John J.
dismissing an objection to the competency of an application to
the Court under the Administrative Decisions (Judicial Review)
Act 1977 ("the Act").
On 31 March 1978, the first respondent, Thomas Ervin
Moss, a medical practitioner, was charged on the information of
the appellant, Peter Lamb, with an offence under para 86(1)(e) of
the Crimes Act 1914 ("the Crimes Act"). The information alleged
that, between 1 July 1972 and 31 March 1978 at Sydney in the
State of New South Wales, Dr Moss conspired with certain named
persons and divers unknown persons to defraud the Commonwealth of
Australia. Committal proceedings were subsequently commenced
before the s3écond respondent. Bruce Raymond Brown, a New South
Wales stipendiary magistrate appointed under the Justices Act
1902 (N.S.W.) ("the Justices Act").
On 29 November 1982, after all the evidence for the
prosecution had been taken in an extraordinarily lenathy hearing,
the stipendiary magistrate, who has appeared in these proceedings
only to abide the order of the Court, found that a prima facie
case had been made out against a number of defendants, including
Dr Moss, in respect of a different offence against s.86 of the
Crimes Act. It is not in dispute that, in an appropriate case,
it would be open to a stipendiary magistrate to form and proceed
upon such a conclusion notwithstanding the variation from the
original offence charaded. The stipendiary magistrate did not
proceed further on 29 November but adjourned the committal
proceedings to 2 December 1982.
On 2 December 1982, a number of applications was made to
the stipendiary magistrate by Counsel on behalf of Dr Moss. One
application was for a direction, "that certain witnesses should
be recalled for further cross-examination in the light of the
fact that Your Worship has found no prima facie case in respect
of the charge as laid in the original information". Another
application was for a stay of the committal proceedings as an
abuse of process. The stipendiary magistrate refused those
applications and adjourned the committal proceedings to 20
December 1982. On that date the stipendiary magistrate indicated
that he did not propose to order that Dr Moss be discharged at
that stage of the committal proceedings but intended to proceed
under sub-s. 41(4) of the Justices Act, which is set out below.
On the same day, 20 December 1982, an application was
made in this Court to review the decisions or conduct of the
stipendiary magistrate. An objection to competency was filed on
30 December 1982. The objection was arqued before St. John 7.
who dismissed it with costs on 17 March 1983. The present appeal
is brought from his Honour's decision.
It is not in contest that this Court is not concerned
with s.86E of the Crimes Act, which was repealed during 1982 by
Act No. 67 of 1982. The immediately relevant statutory
provisions, apart from para 86(1)(e) of the Crimes Act which
makes a conspiracy to defraud the Commonwealth an indictable
offence, are to be found in the Judiciary Act 1903 ("the
Judiciary Act") and s.41 of the Justices Act. The latter is. of
course, an Act of the New South Wales Parliament, not the
Parliament of the Commonwealth.
Section 68, which is contained in Part X of the
Judiciary Act "Criminal Jurisdiction - Division 1 - Application
of Laws", provides so far as may be relevant:
"68(1) The laws of each State or
Territory respecting the arrest and
custody of offenders or persons charged
with offences, and the procedure for -
(a) their summary conviction; and
(db) their examination and commitment for
trial on indictment; and
{c) their trial and conviction on
indictment; and
(d) the hearing and determination of
appeals arising out of any such
trial or conviction or out of any
proceedings connected therewith,
and for holding accused persons to bail,
shall, subject to this section, apply and
be applied so far as they are applicable
to persons who are charged with offences
against the laws of the Commonwealth
committed within that State or Territory,
or whose trial for offences committed
elsewhere may lawfully be held therein.
(2) The several Courts of a State or
Territory exercising jurisdiction with
respect to -
(a) the summary conviction; or
(b) the examination and commitment for
' trial on indictment; or
(c) the trial and conviction on
indictment;
of offenders or persons charged with
offences aqainst the laws of the State or
Territory, and with respect to the
hearing and determination of appeals
arising out of any such trial or
conviction or out of any proceedings
connected therewith, shall have the like
jurisdiction with respect to persons who
are charged with offences against the
laws of the Commonwealth committed within
the State or Territory, or who may
lawfully be tried within the State or
Territory for offences committed
elsewhere.
(3) Provided that such jurisdiction
shall not be judicially exercised with
respect to the summary conviction or
examination and commitment for trial of
any person except by a Stipendiary or
Police or Special Magistrate, or some
Magistrate of the State or Territory who
is specially authorized by the
Governor-General to exercise such
jurisdiction.
(4) The several Courts of a State or
Territory exercising the jurisdiction
conferred upon them by this section
shall, upon application being made in
that behalf, have power to order, upon
such terms as they think fit, that any
information laid before them in respect
of an offence against the laws of the
Commonwealth shall be amended so as to
remove any defect either in form or
substance contained in that information.
(7) The procedure referred to in
sub-section (1) and the jurisdiction
referred to in sub-section (2) shall be
deemed to include procedure and
jurisdiction in accordance with
provisions of a law of a State or
Territory under which a person who, in
proceedings before a court of summary
jurisdiction, pleads guilty to a charge
for which he could be prosecuted on
indictment may be committed to a court
having jurisdiction to try offences on
indictment to be sentenced or otherwise
dealt with without being tried in that
court, and the reference in sub-sections
(1) and (2) to "any such trial or
conviction" shall be read as including
any conviction or sentencing in
accordance with any such provisions.
(8) Except as otherwise specifically
provided by an Act passed after the
commencement of this sub-section, a
person may be dealt with in accordance
with provisions of the kind referred to
in sub-section (7) notwithstanding that,
apart from this section, the offence
would be required to be prosecuted on
indictment, or would be required to be
prosecuted either summarily or on
indictment.
(9) Where a law of a State or Territory
of the kind referred to in sub-section
(7) refers to indictable offences, that
reference shall, for the purposes of the
application of the provisions of the law
in accordance with that sub-section, be
read as including a reference to an
offence against a law of the Commonwealth
that may be prosecuted on indictment.
(10) Where, in accordance with a
procedure of the kind referred to in
sub-section (7), a person is to be
sentenced by a court having jurisdiction
to try offences on indictment, that
person shall, for the purpose of
ascertaining the sentence that may be
imposed, be deemed to have been
prosecuted and convicted on indictment in
that court.
(11) Nothing in this section excludes or
limits any power of arrest conferred by,
or any jurisdiction vested or conferred
by, any other law, including an Act
passed before the commencement of this
sub-section."
Sections 69 and 71, which are contained in Division 2 of
Part X of the Judiciary Act - "Indictable Offences", provide so
far as may be relevant:
"69(1) Indictable offences against the
laws of the Commonwealth shall be
prosecuted by indictment in the name
of the Attorney-General of the
Commonwealth or of such other person
as the Governor-General appoints in
that behalf.
(2) Any such appointment shall be bv
commission in the Queen's name, and
may extend to the whole Commonwealth
or to any State or part of the
Commonwealth.
71. When any person is under commitment
upon a charge of an indictable
offence against the laws of the
Commonwealth, the Attorney~General
or such other person as the
Governor-General appoints in that
behalf may decline to proceed
further in the prosecution, and may,
if the person is in custody, by
warrant under his hand direct the
discharge of the person from
custody, and he shall be discharged
accordingly."
Sections 21, 41, 41A and 42 of the Justices Act provide,
so far as may be presently material:
"21. An information may be laid before a
dustice in any case where any person has
committed or is suspected to have
committed any treason or other indictable
offence -
(a) in New South Wales;
(b) on the high seas, or in any creek,
harbour, or other place in which the
Admiralty of England have or claim
to have jurisdiction;
(c) on land beyond the seas, when for
such offence an indictment may
leqalily be preferred in New South
Wales.
"41(1) Whenever a person charged with an
offence upon an information under section
21 appears or is brought before a Justice
or Justices voluntarily upon summons or
upon apprehension under or without
warrant or in custody for such or any
other offence, the Justice or Justices
shall take the evidence for the
prosecution in manner hereinbefore
provided.
(1B) (a) Subject to this section, the
evidence for the prosecution shall be
taken in the presence of the defendant.
one
(2) After all the evidence for the
prosecution has been taken the Justice or
Justices shall -
(a) if he or they is or are of opinion
that such evidence is not sufficient
to warrant the defendant being put
upon his trial for an indictable
(b)
(3)
(4)
offence, forthwith order the
defendant, if in custody to be
discharged as to the information
then under inquiry;
if he or they is or are of opinion
that a prima facie case has been
made out, proceed as hereinafter
provided.
(i) Where the evidence for the
prosecution has, in the opinion of the
Justice or Justices, established a prima
facie case, he shall -
(a)
(b)
(ii)
say to the defendant: "Do you wish
to say anything in answer to the
charge? You are not obliged to say
anything unless you desire to do so,
but whatever you say will be
recorded, and may be given against
you in evidence at your trial"; and
before the defendant makes any
statement in answer, inform the
defendant and give him clearly to
understand that he has nothing to
hope from any promise or favour and
nothing to fear from any threat
which may have been holden out to
him to induce him to make any
admission or confession of his
guilt, but that whatever he then
says may be given in evidence
against him upon his trial
notwithstanding such promise or
threat.
Whatever the defendant then says
shall be recorded by one of the means
referred to in section 36(4).
(iii)
Such statement if taken down in
writing shail be read over to the
defendant and shall be siqned by the
Justice or Justices.
(iv) Such statement -
(a) if taken down in writing, may
be given in evidence at the trial of
the defendant without further proof
unless it be proved that the Justice
or Justices by whom it purports to
be signed did not in fact sign it;
(Db) af in the form of a transcript,
certified in the prescribed manner,
of a record (other than in writing)
made pursuant to paragraph (ii), may
be given in evidence at the trial of
the defendant if it is proved on
oath that the record so made isa
true record of the statement made by
the defendant and that the
transcript is a correct transcript
of the record so made.
(v) Nothing herein shall prevent the
prosecutor in any case from giving in
evidence any admission or confession or
other statement of the defendant, made at
any time, which by law would be
admissible as evidence against hin.
(5)(i) After the defendant has made such
statement, or if he makes no such
statement, the Justice or Justices shail
ask him if he desires to give evidence
himself or to call any witness on his
behalf.
(ii) Any evidence then given by or on
behalf of the defendant shall be taken by
the Justice or Justices in manner
hereinbefore provided in respect of
evidence for the prosecution.
(6) When all the evidence for the
prosecution and for the defence has been
taken the Justice or Justices shali -
(a) if he or they is or are of opinion
that on such evidence the defendant
ought not to be put upon his trial
for an indictable offence, forthwith
order the defendant, if in custody,
to be discharged as to the
information then under inquiry,
(b) if he or they is or are of opinion
that the evidence 1s sufficient to
warrant the defendant being put on
The Issues:
10.
his trial for an indictable offence,
or if the evidence raises a strong
er probable presumption of the guilt
of the accused, commit the defendant
for trial.
41A.(1) The Justice or Justices making
any order discharging a defendant as to
the information then under inquiry may in
and by such order adjudge that the
informant shall pay to the clerk of the
court to be by him paid to the defendant
such costs as to such Justice or Justices
seem just and reasonable.
(2) The amount so allowed for costs
shall in all cases be specified in such
order.
(3) The provisions of sections 82,
83 and 84 relating to orders for the
payment of costs shall, mutatis mutandis,
apply to and in respect of orders for the
payment of costs made pursuant to this
section.
42.(1) Where a person 18 committed for
trial, the committing Justice or
Justices shall, subject to the Bail Act,
1978, commit him to prison, there,
subject to that Act, to be safely kept
until the sittings of the Court before
which he is to be tried or until he is
delivered by due course of law."
The "decisions or conduct" of the stipendiary magistrate
Which Dr Moss
Application for
l.
seeks to have reviewed are described in
the
an Order of Review in the following terms:
The applicant not be discharged as to an
information alleqing an offence under
Section 86(1)(e) of the Crimes Act, 1914.
li.
2. A prima facie case had been made out
against the applicant in respect of an
offence under Section 86(1)(e) of the
Crimes Act 1914.
3. The first respondent proceed to deal with
the applicant pursuant to Section 41(4)
of the Justices Act, 1902 (NSW) in
respect of an offence under Section
86(1)(e) of the Crimes Act, 1914.
4. An application on behalf of the applicant
that certain witnesses be recalled for
further cross-examination by Counsel for
the applicant be refused.
5. An application on behalf of the applicant
for a stay of committal proceedings
against the applicant in respect of an
offence under Section 986(1)(e) of the
Crimes Act, 1914 be refused.
There is some confusion underlying the above description of the
"decisions or conduct" which is reflected by a lack of precision
and detail in the grounds which are stated in the Application.
The basis for paragraph 5, supra, was an assertion that
1t would be an abuse of process for the stipendiary magistrate to
commit Dr Moss for trial unless certain undertakings were given
concerning evidence which would be called for the prosecution at
the trial. Counsel for Dr Moss relied upon the decision of Rath
J. an Miller v. Ryan [1980] 1 N.S.W.L.R. 93 (see also R. v.
Canterbury and St. Auqustine's Justices: ex parte Drake (The
Times, 19 March 1983)). We are not concerned whether a
magistrate hearing committal proceedings may decline to continue
with those proceedings on the qround that they are an abuse of
process. What is here alleged to involve abuse 1s related not to
the conduct of the committal proceedings but at most involves the
power of the trial court to ensure fairness if necessary by a
12.
'stay or dismissal at the trial: cf Barton v. The Queen (1980)
147 C.L.R. 75. In any event, the committal proceedings have not
yet progressed to the point at which the magistrate 1s required
to decide whether Dr Moss is to be committed for trial. The stay
application, on the basis on which it was made, was plainly
premature at the stage at which the committal proceedings had
arrived when the application for review was made to this Court.
Paragraph 5 aside, the complaints sought to be raised by
Dr Moss, broadly stated, are that the prosecution evidence could
not sustain the finding by the magistrate of a prima facie case
or, if it could, that the conclusion was erroneous because the
magistrate misdirected himself in the approach which he adopted.
Paragraph 4, supra, although expressed to raise a separate matter
for review, is really directed to raising an additional complaint
in respect of the magistrate's opinion that a prima facle case
had been established by the prosecution evidence and that the
committal proceedings should therefore continue. Broadly, the
contention for Dr Moss to which paragraph 4 is direcected is
that, if a charge is varied, an accused is entitled as of right
to further cross-examine witnesses in respect of the reformulated
charge before an opinion is formed by the magistrate on the
prosecution evidence or, alternatively, that such a right of
further cross-examination was necessary to avoid injustice in the
subject committal proceedings.
The magistrate's opinion that a prima facie case had
been established is the subject of pararaph 2 of the "decisions
or conduct" sought to be reviewed. Paragraphs 1 and 3 relate to
13.
consequences which, by the Justices Act, follow from the
formation of such an opinion. It is convenient to deal with the
objection to competency by reference to such matters
collectively, reflected as they are by the stipendiary
magistrate's determination on 20 December 1982 to proceed with
the committal inquiry pursuant to gsub-s. 41(4) of the Justices
Act.
The Court's Jurisdiction:
Section 8 of the Act gives the Court jurisdiction to
hear and determine applications made to it under that Act. The
right to apply for an order of review under the Act 1s given by
sub-s. 5(1) to a "person who is aagrieved by a decision to which
this Act applies", by sub-s. 6(1) to a person who is aqgrieved by
"conduct" in respect of which another person "has engaqed, is
engaged, or proposes to enaage ... for the purpose of making a
decision to which this Act applies", and by s.7 to a person who
is aqgrieved by another person's failure to make a decision to
which the Act applies. By sub-s. 3(1), unless the contrary
intention appears, a refusal to make a decision constitutes a
failure to do so.
Sub-section 3(1) also contains other definitions.
Unless the contrary intention appears, "'decision to which this
Act applies' means a decision of an administrative character
made, proposed to be made, or required to be made, as the case
may be, whether in the exercise of a discretion or not, under an
14,
enactment, other than a decision by the Governor-General or a
decision included in any of the classes of decisions set out in
Schedule 1". For present purposes, "enactment" means an Act of
the Conmonwealth Parliament or part of such an Act.
Other sub-sections of s.3 elaborate upon both what
constitutes a "decision" and what constitutes ""conduct" for
material purposes. It is sufficient, in the present case, to set
forth sub-ss. 3(2), (3), (4) and (5) which respectively provide:
(2) In this Act, a reference to the
making of a decision includes a reference
to -
(a) making, suspending, revoking or
refusing to make an order, award or
determination;
(b) giving, suspending, revoking or
refusing to give a certificate,
direction, approval. consent or
permission;
(c) issuing, suspending, revoking or
refusing to issue a licence,
authority or other instrument;
(d) amposing a condition or restriction;
(e) making a declaration, demand or
requirement;
(f) retaining, or refusing to deliver
up, an article; or
(q) doing or refusing to do any other
act or thing,
and a reference to a failure to make a
decision shall be construed accordingly.
(3) Where provision is made by an
enactment for the making of a report or
recommendation before a decision is made
in the exercise of a power under that
enactment or under another law, the
making of such a report or recommendation
15.
shall itself be deemed, for the purposes
of this Act, to be the making of a
decision.
(4) In this Act -
(a) a reference to a person aggrieved by
a decision includes a reference -
(i) to a person whose interests are
adversely affected by the decision;
or
(iL) in the case of a decision bv
way of the making of a report or
recommendation - to a person whose
interests would be adversely
affected if a decision were, or were
not, made in accordance with the
report or recommendaion: and
(b) a reference to a person aqgrieved by
conduct that has been, is being, or
is proposed to be, engaged in for
the purpose of making a decision or
by a failure to make a decision
includes a reference toa person
whose interests are or would be
adversely affected by the conduct or
failure.
5) A reference in this Act to conduct
engaged infor the purpose of making a
decision aincludes a reference to the
doing of any act or thing preparatory to
the making of a decision, including the
taking of evidence or the holding of an
inquiry or investigation.
The Rival Contentions:
The primary contention for Dr Moss was that the
magistrate's opinion that a prima facie case had been established
and his determination to proceed with the committal proceedings
constituted a decision of an administrative character made under
the Judiciary Act. His alternative argument was that the
16.
magistrate had done an "act or thing preparatory to the making of
a decision" of an administrative character under the Judiciary
Act, and thus had "engaged 1n conduct for the purpose of making"
such a decision by reason of sub-s. 3(5) of the Act. On this
hypothesis, according to counsel for Dr Moss, a number of
different "decisions" could be pointed to. It was submitted that
the maqistrate's performance in due course of his functions
specified in sub-s. 41(6) of the Justices Act, would if not
otherwise a decision, involve the making of a recommendation or
report within sub-s. 3(3) of the Act. Alternatively, the
contention was raised that the magistrate's conduct of the
committal proceedings was for the purpose of a decision by the
Attorney-General (or his delecaate - sub-s. 3(8)o0f the Act) under
s.69 or 5.71 of the Judiciary Act. The appellant disputed each
element of each of the alternative bases on which the matter was
put forward for Dr Moss. St. John J. upheld Dr Moss' primary
contention.
Committal Proceedings and Discretion
under the Judicial Review Act
(a) Committal Proceedinas
Before proceeding to consider the specific questions
raised by the objection to competency, it seems to us desirable
to notice the difficulties which have been encountered in other
courts in connection with the supervision of committal
proceedings and to address the question of the nature and extent
of this Court's discretion in proceedings under the Act.
Committal proceedings have long formed an element
of criminal justice in Australia. In Barton v The Queen
(supra) Murphy J. (147 C.L.R. at pp. 108-9) expressed doubt as :
to the desirability of committal proceedings in modern times, at
least in certain types of cases. He said that a trend had
developed in New South Wales in which conspiracy, fraud and
various corporate charges had become delayed because of committal
proceedings which went on for months or years and were often
interrupted by excursions into the Supreme Court for rulings on
points of law or procedure and that such committal proceedings
had become a disgrace to the administration of criminal
justice in New South Wales. The present committal proceedings
against Dr Moss were before the Supreme Court as early as 1979:
see Moss v. Brown [1979] 1N.S.W.L.R. 114. Further, Murphy J.
in Barton v. The Queen (supra), expressed the view that the need
for committal proceedings in respect of indictable offences
has influenced the trend in Australia to turn indictable offences
into summary ones and to createnew offences as summary rather
than indictable offences, with the consequence that fewer
defendants were entitled to trial by jury.
The views of Murphy J. were not shared by other members
of the Court in Barton v. The Queen (supra). In the opinion of
Gibbs ACJ (As the Chief Justice then was) and Mason J., with
whom Aickin J. agreed, committal proceedings constitute an important
element in the protection which the criminal process gives to an
re
18.
accused person, notwithstanding that the scope of the protection
is diminished to some extent by the circumstance that the
Attorney-General can file an ex officio indictment irrespective
of the decision of the magistrate in the committal proceedings
and indeed whether or not committal proceedings are held. Such
an ex officio indictment was described as "a rare exception to
the general rule" (p.99). Compare per Stephen J. at p.104.
Gibbs A.C.J. and Mason J. said in their joint judgment (at p.100)
that committal proceedings constituted such an important element
in the protection of the accused that a trial held without
antecedent committal proceedings, unless justified on strong and
powerful grounds, must necessarily be considered unfair. "To
deny an accused the benefit of committal proceedings is to
deprive him of a valuable protection uniformly available to other
accused persons, which is of great advantage to him; whether in
terminating the proceedings before the trial or at the trial."
(pp. 100-101). Stephen J. (at p.105) agreed that committal
proceedings were an important part of the protection ordinarily
afforded to an accused in the criminal process and that the
absence of committal proceedings occasions an "obvious detriment"
to the accused in the loss of the opportunity of being discharged
by the committing magistrate. He did not, however, accept that
committal proceedings were, in all but exceptional circumstances,
an essential pre-requisite to a fair trial. Nor did Wilson J.:
p.117. Stephen, Murphy, and Wilson JJ. all emphasised the right
of the Attorney-General to file an indictment independently of
committal proceedings.
There has been, for a considerable period, controversy
in New South Wales as to whether the New South Wales Supreme
Court has power to make declarations affecting committal
proceedings. For example, in Connor v. Sankey £19761 2
N.S.W.L.R. 570, the majority of the New South Wales Court of
Appeal, Moffitt P., and Reynolds J-A., Street C.J. dissenting,
held that the Court did not have power and accordingly declined
to deal with aclaim for a declaration that a magistrate was
incorrect in holding that informations purportedly laid under
s.86 of the Crimes Act against Mr Whitlam, who had recently
ceased to be Prime Minister of Australia, and three other
gentlemen who had been in his Ministry, disclosed an offence
known to law. In Sankey v. Whitlam (1978) 142 C.L.R. 1, Gibbs
A.C.J. held (at p.22) that the view that there was no power to
make such a declaration was incorrect, citing the judgment of
Walsh J. in Forster v. Jodedex (Aust) Pty Ltd (1972) 127 C.L.R.
421 at p.428. At p.23, in Sankey v. Whitlam, Gibbs A.C.J. said:
"There is no yeason in principle why a
declaration should not be made that committal
proceedings have been invalidly instituted or
wrongly continued aqainst the person seeking
the declaration."
Notwithstanding these comments, it seems that the controversy in
New South Wales is not at an end. For example, in Moss v. Brown,
supra, the New South Wales Court of Appeal said (at p.132) that
the jurisdictional questions concerning its power to deal with
20.
such applications "would require review of a number of decisions
of this Court in the light of the judgment of the High Court in
Sankey v. Whitlam ...". See also Coles v. Wood £19811 1
N.S.W.L.R. 723, per Moffitt P., with whom Samuels J.A. aqreed.
An additional question concerning the New South Wales Supreme
Court's power arises in relation to applications for declaratory
relief which concern interlocutory stages of committal
proceedings. In Sankey v. Whitlam, supra. Gibbs A.C.J. said (at
p.25):
"The question whether the power to qrant
declaratory relief extends to enable the Court
to declare that particular evidence is
admissible or inadmissible, or that the
evidence led by an informant is sufficient to
make out a prima facie case, is a much more
difficult one, because it is not so clear in
such cases, that the plaintiff has any 'right'
even within the wider sense of that word, in
respect of which he can seek relief."
That question is still unresolved so far as we are aware: see,
e.g. Perry v. Nash (1980) 32 A.L.R. 177 per McLelland J. (at
p.180) and Conwell v. Tatfield £19813 1 N.S.W.L.R. 595, per
Moffitt P. (at pp 603 and 605) and per Glass J.A. (at p.605). In
the same case, however, Street C.J., who presided, expressed the
view that "the course of authority recoqnizes that declaratory
jurisdiction extends to the determination of disputed matters
arising within committal proceedings. ..." (at p.601).
al.
It is obviously unnecessary to pursue those questions in
these proceedings. More relevant are questions concerning the
manner of exercise of whatever discretion exists to grant or
refuse declaratory relief.
The general approach of the courts to the grant or
refusal of a declaration is well established: see, e.g., Saimar
Holdings Pty Lta@ v. Hornsby Shire Council [1971] 1 N.S.W.L.R.
192, per Mason J.A. with whom Moffitt J.A. agreed (at p.201 and
p.203-204) and Forster v. Jododex Australia Pty Ltd, supra, at
pp. 437-438 per Gibbs J., with whom other members of the High
Court, including Mason J., agreed on this point. Circumstances
must exist for the making of a declaration but, subject to that
requirement, the discretion to grant or refuse relief must be
exercised by balancing the individual features of each particular
case. Whatever be the practical effect, dismissal on a
discretionary ground does not in point of law determine
substantive issues so as to prevent their litigation in other
appropriate proceedings: Coles v. Wood [19813 1 N.S.W.L.R. 723
per Moffitt P., with whom Samuels J.A. agreed; cf. per Hutley
J.A. (p.727).
Of recent years, there has been considerable attention
to these principles in relation ta attempts to obtain
declarations in respect of committal proceedings, particularly in
New South Wales. Various considerations have been alluded to;
@.g., that not merely committal for trial but committal
proceedings themselves involve detriment to an accused; that
22.
committal usually follows from a determination that a prima facie
case is established by the prosecution evidence; the power of
the magistrate to commit ona charge revealed by the evidence
which is different from that alleged in the information; the
tentative nature of the magistrate's determinations; the power
of the Attorney-General to present an ex officio indictment or to
refuse to present an indictment notwithstanding committal; and
the undesirability of discontinuity, disruption or delay in the
well-established procedures of the criminal law; see, Bacon v.
Rose £19723 2 .N.S.W.L.R. 793, at pp.797-798; Bourke v. Hamilton
£19773 1 N.S.W.L.R. 470, at pp.479-480, 482, 485, 493: Sankey v.
Whitlam, supra, pp. 22, 24, 83; and Barton v. The Queen, supra,
p.104. It is necessary to balance the interests of the accused
with the interests of the Crown on behalf of the community: cf.
Barton v. The Queen (supra at p.101).
In Bacon v. Rose (supra), Street C.J. in Eq. (as the
present Chief Justice of New South Wales then was) considered
that, if proceedings had been instituted in the face of an
express statutory provision, it would be appropriate to makea
declaration. In Sankey v. Whitlam (supra), it was held proper to
declare that offences charged were not known to the law. In
Bourke v. Hamilton (supra), Needham J. held that a declaration
should be made if it was clearly established that no examining
Magistrate, properly directing himself as to the law, could
conclude that a prima facie case had been established on any
charge.
In Sankey
25-26):
23.
"Tn any case in which a declaration can be and
is sought on a question of evidence or
procedure, the circumstances must be most
exceptional to warrant the grant of relief.
oeea court will be reluctant to make
declarations in a matter which impinges
directly upon the course of proceedings in a
criminal matter. Once criminal proceedings
have begun they should be allowed to follow
their ordinary course unless it appears that
for some special reason it is necessary in the
interests of justice to make a declaratory
order. Although these remarks may be no more
than mere 'administrative cautions' (cf.
Tbeneweka v. Eqbuna (£19641 1W.L.R. 219 at
p.224) I nevertheless consider that if a judge
failed to give proper weight to these matters
vy. Whitlam (supra), Gibbs A.C.J. said (at pp.
it
exer
"In the
agreed, said (at p
exercise of disc
interference with
and with the prope
committal procee
"
wee
could not be said that he had properly
cised his discretion."
same case, Stephen J.. with whom Aickin J.
.80) that in many cases refusal of relief as an
retion "may be called for so as to avoid
the due and orderly administration of the law
y exercise by magistrates of their functions in
dings". Mason J. said (at pp 81-82):
a plaintiff for declaratory relief in
relation to committal proceedings needs to
show some special reason why the court should
grant the relief sought in lieu of allowing
the
ordi
committal proceedings to pursue their
nary course. ... "
24,
In Moss v. Brown (supra), the New South Wales Court of
Appeal said (at p.132):
»-- the occasions in which this Court should,
in the proper exercise of its discretion,
entertain applications for orders in the
nature of prerogative remedies or declarations
in relation to committal proceedinds, must be
extremely rare. For example, a statement of
intention or a revocable decision concerning
the future conduct of the inquiry, or an
interim refusal to adopt some course, could
hardly provide an appropriate basis for the
exercise of any jurisdiction which the Court
has."
See also Perry v. Nash (supra at p.180); Conwell v.
Tuckfield (supra at p.601); Atkinson v. United States of America
Goverment (supra at p.235); and compare Imperial Tobacco Ltd v.
Attorney-General (£19813 A.C. 718, at pp.741., 742, 746, 752.
It is sufficient, for immediate purposes, to observe
that there 1s a considerable hbodv of authoritative judicial
opinion that exceptional circumstances will qenerally be required
before a superior court will consider interfering in committal
proceedings, particularly at an interlocutory stage. Failure to
permit criminal proceedings to follow the1r ordinary course will,
in the absence of special circumstances, constitute an error of
principle, as Gibbs C.J. pointed out in Sankey v. Whitlam, supra,
at p.26.
25.
(b) The Court's Discretion under the
Judicial Review Act
The pattern of judicial attitudes revealed by the
foregoing observations can only have present materiality if a
discretion exists in this Court to refuse relief in respect of an
application - for review under the Act notwithstanding that the
conditions precedent to the exercise of the Court's power to
grant relief are fulfilled.
Rights to make an application in respect of a decision
to which the Act applies, in respect of conduct engaged in for
the purpose of making such a decision, and in respect of a
failure to make such a decision are conferred on persons
aggrieved by ss. 5, 6, and 7 respectively. The grounds upon
which an order may be sought are specified 1n those sections.
The manner in which applications are to be made 1s specified in
3.11, which also deals with the time for making applications. A
person interested in proceedings under the Act may apply to the
Court to be made a party to the application (sub-s. 12(1)), and
the Court may, in its discretion, grant such an application
conditionally or unconditionally or refuse it: sub-3. 12(2).
The Attorney-General may intervene: s.18. The court is given
jurisdiction to hear and determine applications made to it by
3.8. With qualifications which are not immediately relevant, s.9
excludes the jurisdiction of State Courts in respect of, inter
alia. matters which may be reviewed by this Court under that Act.
26.
There is no need in this case to consider whether the
Act exhaustively defines the Court's powers in proceedings under
that Act, or whether the Court's other powers, e.g. under the
Federal Court of Australia Act, also apply: cf. Thomson
Australian Holdings Pty Ltd v. Trade Practices Commission (1981)
37 A.L.R. 66 at p.73. Attention can conveniently be confined to
the Act. Leaving aside such powers as the Court may have for
interlocutory purposes (see e.q. ss. 13, 13(a) and 15), the
provision of the Act specifically dealing with the powers of the
court in respect of applications under the Act is s.16 which
provides:
"16.(1) On an application for an order of
review in respect of a decision, the Court
may, in its discretion, make all or any of the
following orders:
(a) an order quashing or setting aside the
decision, or a part of the decision, with
effect from the date of the order or from
such earlier or later date as the Court
specifies;
(b) an order referring the matter to which
the decision relates to the person who
made the decision for further
consideration, subject to such directions
as the Court thinks fit;
(c) an order declaring the rights of the
parties in respect of any matter to which
the decision relates;
(d) an order directing any of the parties to
do, or to refrain from doing, any act or
thing the doing, or the refraining from
the doing of which the Court considers
necessary to do justice between the
parties.
27.
(2) On an application for an order of review
of conduct that has been, is being, or is
proposed to be, engaged in for the purpose of
the making of a decision, the Court may, in
its discretion, make either or both of the
following orders:
(a) an order declaring the rights of the
parties in respect of any matter to which
the conduct relates;
(b) an order directing any of the parties to
do, or to refrain from doing, any act or
thing the doing or the refraining from
the doing, of which the Court considers
necessary to do justice between the
parties.
(3) On an application for an order of review
in respect of a failure to make a decision, or
in respect of a failure to make a decision
within the period within which the decision
was required to be made, the Court may, in its
discretion, make all or any of the following
orders:
(a) an order directing the making of the
decision;
(b) an order declaring the rights of the
parties in relation to the making of the
decision;
(c) an order directing any of the parties to
do, or to refrain from doing, any act or
thing the doing, or the refraining from
the doing, of which the Court considers
necessary to do Justice between the
parties.
(4) The Court may at any time, of its own
motion, or on the application of any party,
revoke, vary, or suspend the operation of, any
order made by 1t under this section."
28.
Section 10 of the Act, so far as may be
relevant, states:
"10.(1) The rights conferred by sections 5,6
and 7 ona person to make an application to
the Court in respect of a decision, in respect
of
conduct engaged in for the purpose of
making a decision or in respect of a failure
to make a decision -
(a)
(b)
«2d
(a)
(b)
are in addition to, and not in derogation
of, any other rights that the person has
to seek a review, whether by the Court,
by another court, or by another tribunal,
authority or person, of that decision,
conduct or failure; and
shall be disregarded for the purposes of
the application of sub-section 6(3) of
the Ombudsman Act 1976.
Notwithstanding sub-section (1)-
the Court, or anv other court, may, ina
proceeding instituted otherwise than
under this Act, in its discretion, refuse
to grant an application for a review of a
decision, conduct enaqaged in for the
purpose of making a decision, or a
failure to make a decision, for the
reason that the application has been made
to the Court under section 5, 6 or 7 in
respect of that decision, conduct or
failure; and
the Court may in its discretion, refuse
to grant an application under section 5,
6 or 7 that was made to the Court in
respect of a decision, in respect of
conduct engaged in for the purpose of
making a decision, or in respect of a
failure to make a decision for the reason
presently
29.
(i) that the applicant has sought a
review by the Court, or by another
court, of that decision, conduct or
failure otherwise than under this
Act; or
(ii) that adequate provision is made by
any law other than this Act under
which the applicant is entitled to
seek a review by the Court, by
another court, or by another
tribunal, authority or person, of
that decision, conduct or failure.
(3) In this section, 'review' includes a
review by way of reconsideration. re-hearing,
appeal, the grant of an injunction or of a
prerogative or statutory writ or the making of
a declaratory or other order."
Nowhere, except in para 10(2)(b), does the Act expressly
empower the Court to refuse relief, although obviously that power
must exist when no basis for relief 1s established.
The principles for determining whether a court has a
discretion to refuse relief notwithstanding that a case for
relief is shown are not really in doubt although their
application frequently occasions difficulty. Examples abound.
Many are collected in Pearce on Statutory Interpretation, 2nd
Edition. Chapter 11, especially paragraphs 230-236. Additional
modern instances include the decision of the Full Court of this
Court in Qwens v. Australian Building Construction Employees and
Builders. Labourers Federation (1978) 19 A.L.R. 569 at opp.
577-578; see also Re Reilley (1979) 23 A.L.R. 357 and Re
Dunsborough Districts County Ciub Inc. £19824 W.A.R. 321. No
doubt the distinctions are fine but they exist. No useful
purpose would be served by an attempt at analysis and comparison
30.
of the various cases. The leading Australian authorities are
Smith v. Watson (1906) 4 C.L.R. 802 and Ward v. Williams (1955)
92 C.L.R. 496. Shortly stated, the principles which those
decisions establish may be summarized sufficiently for present
purposes as follows:
l. The word ""may" is always permissive or facultative in
Y
1ts meaning, and is never obligatory.
2. Prima facie, when the word "may" is used to confer a
power, the exercise of the power is not compulsory.
3. However, the contrary may emerge from the enactment by
which the power is granted: although the word "may" is always
permissive in a particular enactment its operation may be such as
to oblige the Court to act. This may appear in a number of ways;
for example, from the general scope and objects of the enactment,
the nature or purpose of the power, the character of the person
or tribunal to whom or to which the power is given or of the
functions of that person or tribunal, the conditions upon which
the power is exercisable, and/or the identity of the person or
class of persons for whose benefit the power is conferred.
4. Thus, where a jurisdiction 1s qiven to a court,
generally, at least, the conferral of the jurisdiction carries
with it the duty to entertain applications for the exercise of
that jurisdiction.
31.
5. (a) Permissive language may be used in such a case
because it is for the court to determine the existence
and validity of the claim.
(b) Further, such language is consistent with the
existence of a discretion in the court as to the kind of
relief to be granted in the event that the claim is
established.
(c) Such language does not necessarily indicate a
discretion to refuse relief notwithstanding the
establishment of the claim.
6. Conversely, the existence of a duty to exercise a
jurisdiction does not of itself necessarily establish the
further obligation to grant relief upon application and upon
satisfaction of the existence and validity of the claim. (See,
also, Re Carl Zeiss Pty Ltd's Application (1969) 122 C.L.R. 1 at
p. 5S, per Kitto J.)
?. Given that such a discretion exists, it must he
exercised judicially on grounds which go to the scope and purpose
of the enactment.
32.
8. The existence, nature and extent of a court's
jurisdiction granted in permissive language by an enactment
cannot be determined merely by reference to the use of the word
"may", but depends upon the construction of the relevant
statutory provision in the context of the enactment as a whole.
The application of these principles to the Act leaves no
doubt but that, once the jurisdiction of the Court is properly
enlivened by a sufficient application. there is an obligation on
the Court to entertain that application: cf. R. v. Commonwealth
Court of Conciliation and Arbitration (1949) 78 C.L.R. 389, at
p.398. However, as has been noted, the existence of that
obligation 1s not inconsistent with a power in the Court to
refuse relief notwithstanding that the statutory preconditions to
a grant of relief are satisfied. In our opinion, such a
discretion does exist under the Act, but that conclusion is not
solely dependent upon the language in which the Court is given
power in s.16.
Each of sub-ss. (1), (2) and (3) of 5.16 must be read
subject to the implicit proviso that the specified relief may be
granted only if a basis for relief under the Act is established.
Subject to that, the narrower view of those sub-sections would
limit the dPscretion to the selection of the appropriate form of
order from the designated categories. However, the natural
meaning of the language used is apt to confer upon the Court a
discretion both as to whether or not to grant relief, provided
that a basis for relief is established, and, if relief is to be
33.
granted, as to the form of relief; cf. Evans v. Friemann (1981)
35 A.L.R. 428 at p.435, per Fox J.; Cox v. Lightly (unreported
judqment of Neaves J. delivered on 1 July 1983). The words "in
its discretion", are emphatic of the discretionary nature of the
Court's power.
There are broader indications arising from a
consideration of the Act as a whole which confirm us in the view
that the Court has such a power. We instance, firstly, the
nature of the riqhts given by the Act and the class of persons to
whom they are given. Of greater s3iqnificance are the powers
conferred on the Court when considered in conjunction with the
grounds upon which it may give relief. Notwithstanding the
particularity with which those grounds are stated, no narrow or
restricted view of the operation of the Act is warranted. Its
broad purpose was to invest this Court with jurisdiction to
supervise administrative action in the Commonwealth sphere in all
1ts aspects. The Act came into force at a time when courts, both
in Australia and elsewhere, were in the process of expanding
common law and equitable remedies with a view to ensuring, more
so than was the case in the past, that the administration acted
according to law. Those remedies were (and are) the prerogative
writs (or orders in the nature thereof), the declaration of right
and the injunction. Each of them is a discretionary remedy. The
relief for which s.16 of the Act provides includes an order
quashing or setting aside a decision, an order declaring the
rights of the parties and an order directing any of the parties
to do, or to refrain from doing, any act or thing. Each of these
remedies has 1t3 parallel in the common law or equitable remedies
34,
previously available in the Supreme Courts of the States and
still available in the High Court; cf. s.9 of the Act. It would
be strange indeed if this Court, in administering an Act plainly
intended to provide comprehensively for an improved system for
judicial review of administrative action, were not to have the
game wide discretion to grant or refuse relief as do courts
dealing with applications for the traditional common law or
equitable remedies.
The consideration of a number of the particular
provisions of the Act supports this approach. Sub-s. 16(4) with
1ts grant to the Court of power, either on application or even of
its own motion, to revoke vary or suspend the operation of any
order made by the Court under s.16, strongly suggests that there
is no absolute right in an applicant for relief to relief of one
kind or another once the basis of a claim for relief is
established. The power of the Commonwealth Attorney-General to
intervene in the proceedings under s.18, and the power of other
persons to intervene under s.12 with the leave of the Court,
without anv indication that such leave is only granted to a
person interested in establishing that no basis for relief
exists, also point in the same direction. Finally, para.
10(2)(b) expressly provides one circumstance in which the Court
has a jurisdiction to refuse relief, notwithstanding that a basis
for relief is established. Unless that provision is to be read
35.
as impliedly excluding other reasons which might disentitle an
applicant to relief, a construction which, no doubt, is arguable
but is not in our view correct, s.10 constitutes a recognition of
the existence of the discretion which we consider is to be found
in the statute.
"Decision"
Against that background, we turn to the first question
raised by the objection to competency, namely, whether the
magistrate has made a "decision" or engaged in "conduct" for the
purposes of a "decision" within the meaning of the Act. There
are two elements in this issue, but we propose to assume
initially that what has been done bears the requisite
administrative character.
Particular difficulties have been encountered in
determining what is relevantly a "decision" when what 1s in
question is a ruling during the course of proceedings which does
not of itself determine the outcome of the proceedings at that
point. See, e.g. Re Davidson's Patents C1921] 1 Ch. 69;
Registrar of the Workers' Compensation Commission of New South
Wales v. F.A.I. Insurance Ltd £19771 1 N.S.W.L.R. 422 at pp.436
and 448; Co-operative Retail Services Ltd v. Secretary of State
for the Environment C1980] 1 W.L.R. 271; R. v. Lands Tribunal;
ex parte City of London Corporation £19813 1 W.L.R. 985;
Metropolitan Water Sewerage and Drainage Board v. Histon €1982] 2
N.S.W.L.R. 720 at pp.722, 725 and 727-729; and Bland v. Chief
36.
Supplementary Benefit Officer C1983] 1 W.L.R. 262. It has been
said that, in judicial proceedings, "the natural, obvious and
prima facie meaning of the word 'decision' is decision of the
suit by the Court": Rajah Tasadoluq Rasul Khan v. Manik Chand
C19023 L.R. 30 Ind. App 35, cited in Commonwealth v. Bank of New
South Wales (1949) 79 C.L.R. 497 at p.625, but that obviously
provides no basis upon which to accord to the word a similar
prima facie meaning in respect of a decision of an administrative
character.
\ The difficulty was first noticed in the subject context
in Director-General of Social Services v. Chaney (1980) 31 A.L.R.
571 which concerned the Administrative Appeals Tribunal Act, not
the Act. It is of course necessary in seeking to apply decisions
on the one statute to cases involving the other to recognize that
there are important differences; for example there is no
counterpart in the Administrative Appeals Tribunal Act to either
sub-s. 3(3) or of s.6 and sub-s. 3(5) of the Act.
Mrs Chaney lodged with the Administrative Appeals
Tribunal an application to review a determination of the
Director-General of Social Services which confirmed earlier
determinations within his Department that she was not entitled to
a Widow's Pension. The earlier determinations had been made at a
time when no appeal lay to the Administrative Appeals Tribunal
but the Director-General's confirmatory determinaion was made
after the Administrative Appeals Tribunal (Social Services Act)
Regulations had commenced operation.
37.
When the application for review came before the
President of the Tribunal (Davies J.), counsel for the
Director-General argued that the Tribunal had no jurisdiction.
The learned President ruled on the material before him that the
Tribunal did have jurisdiction and, on Mrs Chaney's application,
made an order which was directed to entitling Mrs Chaney to
receive a pension pending the determination of the application
for review or further order. The Director-General appealed to
this Court under sub-s. 44(1) of the Administrative Appeals
Tribunal Act which permits an appeal on a question of law from
any "decision" in a proceeding before the Administrative Appeals
Tribunal.
The Full Court, by a majority (Deane and Fisher JJ,
Northrop J. dissenting), held that the appeal was incompetent.
The leading matority judament was delivered by Deane J. In an
oft-quoted passage his Honour exposed the problem as follows (at
p.590):
"The word 'decision' 1s a word of
indeterminate meaning. In some contexts, it
can refer to the mental process of making up
one's mand. In the context of judicial or
administrative proceedings, the word will
ordinarily refer to an announced or published
ruling or adjudication. In such a context,
the word 'decision' may be apt to include the
determination of any question of substance or
procedure, ... or the meaning of the word may
be limited to a determinaion effectively
resolving an actual substantive issue. When
the word 'decision' has the last mentioned
limited meaning, it can refer to any such
determination, whether final or immediate ...
or be limited to referring only to a
determination which effectively disposes of
the matter in hand."
38.
Little difficulty has been experienced with the initial
choice presented in that statement. It has been generally
accepted that it is an overt manifestation of the result of a
decision-maker's thought processes, not unrevealed views, which
may be the subject of review: see, @.g. per Northrop J. in
Ricegrowers' Co-operative Millis Ltd v. Bannerman (1981) 38 A.U.R.
535 at p.541. The question whether it is only an administrative
determination which effectively disposes of the matter in hand
which is a reviewable "decision" is not so easily answered and
was not answered in Chaney's Case. What was there of concern was
not what administrative decisions are reviewable by the Tribunal,
but what decisions by the Tribunal may be appealed. The majority
held that, subject to presently immaterial qualifications, only
a determination which effectively disposed of proceedings before
the Tribunal was a "decision" for the purposes of sub-s. 44(1) of
the Administrative Appeals Tribunal Act.
It was not in question in Chaney's Case that the
definition of "decision" in the Administrative Appeals Tribunal
Act was not directly applicable to the construction of sub-s.
44(1): see per Northrop J. (at p.585) and Deane J. (at p.591)
who said:
"Section 3(3) of the Act defines a
reference in the Act to a 'decision' as
including a reference toa Litany of
activities of both a positive and
negative nature culminating in 'doing or
refusing to do any other act or thing'.
The provisions of s3(3) would seem more
apposite to define a reference to the
substantive 'decision' of the original
decision maker than to confine the scope
of a reference toa 'decision' of the
Tribunal upon review. Subject to that
39.
qualification, the specific activities
mentioned in the definition in s 3(3),
which are in the nature of effective
action rather than intermediate
'decision' on the path to such action,
provide some indication that a reference
to 'decision' in the Act is, prima facie,
a reference to the ultimate or operative
determination rather than a reference to
an adjudication or determination of
issues arising in the course of making
such an ultimate or operative
determination. The indication which
s.3(3) provides to that effect is,
however slight." (Emphasis added).
In our opinion, nothing in that passage warrants a conclusion
that Deane J. was offering a considered opinion that, in sub-s.
3(3) of the Administrative Appeals Tribunal Act, "decision"
Meant, or prima facie meant, only "ultimate and operative"
determinations, and not "intermediate determinations" in the
administrative decision-making process.
In Riordan v. Parole Board of the Australian Capital
Territory (1981) 34 A.L.R. 322, Lockhart J. at p.329 expressed
himself as disposed to give the word "decision" 'the same prima
facie meaning in the Act which Deane J. had suqgested it might
have in sub-s. 3(3) of the Administrative Appeals Tribunal Act.
No doubt, Lockhart J's opinion would have to be read as confined
to sub-s. 3(2) of the Act which is analogous to sub-s. 3(3) of
the Administrative Appeals Tribunal Act. At the least. some
modification is made necessary in the case of the Act by sub-s.
3(3) and, perhaps more importantly by sub-s. 3(5). Under the Act
not only may "doing or refusing to do any ... act or thing" bea
"decision" (para. 3(2)(q)), so may the making of a report or
recommendation pursuant to an enactment before such a decision is
40.
made (sub-s. 3(3)); and "the doing of any act or thing
preparatory to the making of" such a decision, although not
itself a "decision", may constitute reviewable "conduct".
In Riordan's Case, what was sought to be reviewed was an
opinion which had been expressed by the Parole Board of the
Australian Capital Territory. Under s.19 of the Parole Ordinance
1976 (A.C.T.), when a non~parole period expired, the Parole Board
was required to form an opinion whether the information before it
justified the release of the prisoner. If it was of the opinion
that the information before it did not justify the prisoner's
release, the Board was required to give the prisoner a statement
in writing of the reasons for its opinion and an opportunity to
be heard. A parole order could then only be declined if the
prisoner either failed to request an opportunity to be heard or
if the Parole Board, having taken into account any matters put to
it by him, was of the opinion that the prisoner should not be
released.
Lockhart J. pointed out that even if a prisoner failed
to request that he be heard by the Parole Board, it did not
follow that the Board was obliged to decline to make a parole
order. It might change its opinion for a variety of reasons
including any additional material which might be placed before it
whith it did not have when forming its earlier opinion. His
Honour said (at p. 331):
41,
"Nothing follows directly from the Board's
initial opinion save that the machinery of
s.19 is invoked to permit the applicant. if he
so desires and, provided he makes his request
in writing within the specified period, to be
brought before the Board and put his case to
it as to why he should be released on parole"
Accordingly. in his Honour's opinion, the Board's initial opinion
was merely the catalyst which entitled a prisoner in respect of
whom a non-parole period had expired to appear before the Board
to put his case; it involved no adjudication or determination of
an issue or, if it did, involved only the determination of an
issue arising in the course of making an ultimate determination
and not an ultimate determination itself. Lockhart J. proceeded
on the basis that sub-ss. 3(3) and (5) of that Act did not arise
for consideration. His Honour described the question to be
decided in that case (at p.326) as whether the Parole Board's
opinion was a "decision to which this Act applies" within the
meaning of the Act and, his Honour said (at p.331) that the
question whether the Board's opinion "answers the description of
'conduct engaged in for the purpose of making a decision'" was
not a question which arose on the hearing of the objection to
competency which was before him and so he would say nothing about
it.
We think there may be a question concerning the
proposition that the Parole Board's opinion was not an
adjudication or determination of any issue, Further, we cannot
accept that an interim opinion is necessarily not a reviewable
decision.
42.
In Roberts v. Garrett (1982) 40 A.L.R. 311, the
applicant brought an application for review under the Act in
respect of a ruling, rejecting a preliminary submission advanced
by the applicant, which had been given in the course of
proceedings before a Tribunal established by s.16 of the
Commonwealth Employees (Re-deployment and Retirement) Act 1979.
McGregor J. upheld an objection to competency. His Honour said
(at p.324):
"I consider that the majority here have done
no more than give a ruling, necessarily
interim. ona view they have formed of an
argument. This is not a 'decision', still
less one of an 'administrative character'. ...
The majority have, I consider, after giving a
ruling, then merely recorded an intention to
resume the hearing of the appeal which they
undertook on the requirement of the applicant.
Again, there is there, no decision or anything
to be relevantly described as of an
'administrative character'."
Later McGregor J. expressed the opinion that the applicant was
not "a person presently 'aggrieved' by the interim ruling or ...
the present intention to resume the hearing". His Honour's view
that the applicant had not been shown to be a person whose
interests were or would be adversely affected was, as we
understand it, dependent upon the opinion which he had earlier
stated that the Tribunal had not "expressed a concluded view",
However, we have some difficulty in seeing why a party to
proceedings is not a person aggrieved when a submission which, if
accepted, would resolve proceedings in the party's favour, 15
either rejected or not accepted. A person who can show a
43.
grievance beyond that of an ordinary member of the public is a
person aggrieved: see Toohey's Ltd v. Minister for Business and
Consumer Affairs (1981) 36 A.L.R. 64 per Ellicott J. (at p.79), a
statement which has been approved on a number of occasions by the
Full Court (see for example Ricearowers Co-operative Mills
Limited v. Bannerman (1981) 38 A.L.R. 535; and Fowell v.
Ioannou (1982) 45 A.L.R. 491 at p.504; see also sub-s. 3(4)).
Roberts v. Garrett, like Riordan's Case, lends support to the
proposition that such an interim ruling as was there in question
is not a reviewable decision under the Act.
On the other hand, in Huston v. Costigan (1982) 45
A.L.R. 559, Toohey J. held that a refusal by a Royal
Commissioner to discontinue hearing evidence which related to
charges pending against the applicant was a reviewable decision
within the meaning of the Act. His Honour (at p.562) derived
support from the opinion of Ellicott J. in Ross and Heap v.
Costigan (1982) 41 A.L.R. 319 that the Royal Commissioner's
proposal to question witnesses regarding certain matters
affecting the applicants was (perhaps more accurately might be) a
"decision" and was, in any event, conduct for the purpose of
making a decision. As Toohey J. there pointed out, that aspect
of Ellicott J's judgment was not challenged on appeal: cf. Lloyd
v. Costigan (unreported judgment of the Full Court delivered 9
May 1983).
44,
In Director-General of Social Services v. Hangan (1982)
45 A.L.R. 23, Fitzgerald J. said (at p.46) that the position
remains that there is no automatic test which can be universally
applied to say whether or not a particular determination isa
reviewable "decision". Even had Deane J. in Chaney's Case,
supra, expressed a concluded view that "intermediate"
determinations are never reviewable, there would in appropriate
cases remain scope for debate as to whether a particular
determination was properly characterized as merely
"intermediate". Hangan's Case, like Chaney's Case, concerned the
Administrative Appeals Tribunal Act, not the Act. As we have
already mentioned, the latter includes material provisions which
are not to be found in the former, especialy sub-s. 3(3), s.6 and
sub-s. 3(5). As a result of those provisions. any distinction
which might be able to be drawn for the purposes of the
Administrative Appeals Tribunal Act between "intermediate" and
"ultimate and operative" determinations becomes increasingly
obscured when attention is turned to the Act.
The review of the authorities we have undertaken
reveals, in our opinion, some inconsistency 1n the approaches of
various of the juddes of the Court as to what is a decision for
the purposes of the Act. This is understandable. The legislation
has been in force for little more than three years. The factual
situations which have been presented to the Court for
consideration have been many and varied. Judges have
understandably adopted a pragmatic and a cautious approach to the
question of construction which is involved. Care has been taken
not to decide more than has been necessary in order to dispose of
45.
the instant case. The advantage of this approach has been the
leaving open of the question of the meaning of "decision" pending
the acquisition by the Court as a whole of a sufficient
experience to give it more understanding of the ramifications of
what is involved.
In our opinion this case raises more squarely than any
in the past the problem of what is a reviewable decision. We are
required to express a more precise view about it than has so far
been necessary. We have been assisted in our task by the
judgments to which we have referred and our knowledge of the
accumulated experience which the Court has had in administering
the Act.
The attribution of a wide meaning to "decision" in the
Act to include any decision of an administrative character seems
to us to accord with the broad list of activities which are
included in the non-exhaustive statutory definition of the word
in sub-s. 3(2) which are further expanded in sub-3. 3(3). The
very presence of the latter sub-section is, in cur opinion,
incompatible with the notion that only ultimate and operative
determinations are reviewable. Furthermore, such an approach
seems to us. to be consistent with the Schedules to the Act. It
igs unnecessary in these proceedings to say more andit is
therefore inappropriate to enter upon the as yet unresolved
46,
question as to the proper use of those Schedules in the
interpretation of the Act: compare Evans v. Freeman (1981) 35
A.L.R. 428 at p.434 and Tooheys Limited v. Minister for Business
and Consumer Affairs (1981) 36 A.L.R. 64 at p.73; affirmed 42
A.L.R. 260, with Australian National University v. Burns (1982)
43 A.L.R. 25: see, generally, Pearce on Statutory Interpretation
p.72 para. 92.
In our opinion, there is no limitation, implied or
otherwise, which restricts the class of decision which may be
reviewed to decisions which finally determine rights or
obligations or which may be said to have an ultimate and
operative effect. Such a conclusion is, in our opinion, in
accordance with the plain legislative intention revealed by the
words of the Act.
We acknowledge that to some the giving of a wide meaning
to ""decision"" in the Act may be disturbing. There will be
concern that the proper administration of government will be
unduly delayed, and in some cases stultified, by a proliferation
of applications to the Court, some perhaps made without anv real
erospect of success, but in the hope that the very making of them
may tend to achieve an applicant's purpose. There will be
concern also that the Court's list will become unduly congested
makirld it less able to provide the expeditious service which is
so clearly desirable in this field. And there will finally be
anxiety that the limited funds of legal aid agencies may be
47,
unnecessarily depleted by premature, and even baseless,
applications. But in Australian National University v. Burns
(1982) 43 A.L.R. 25, Bowen C.J. and Lockhart J. said (p.30):
"Commonwealth leqislation in the field of
administrative law is intended to seek a
balance between Justice to the individual and
efficiency of administration, between private
rights and public advantage. The
administrative process must be efficient in
the sense that government policy must be
implemented effectively. Nevertheless the
achievement of that objective must be
consistent with fair play to the individual.
The community must be satisfied that the
administrative process is conducted with due
regard to maintaining a balance between the
public interest which it advances and the
private interest which it disturbs. The
legislation was intended to provide remedies
for wrongs done to individuals whose interests
are adversely affected by administrative
decisions."
The matters to which their Honours refer constitute a
public interest which is not less important than the expeditious
implementation of government policies and decisions and the due
administration of government in its various aspects. If that
administration is not being carried out according to law, it
cannot be said to be "due" in any real sense of the term.
In any event this Court ig not justified in taking any
narrow view of the wide lanquage used by Parliament in the Act
because of fears that the floodgates will open. To us the
language is clear and unambiguous and requires such a meaning to
be ascribed to it.
48.
To those who have the concerns which we have mentioned
we would say that it should not be overlooked that we have
earlier concluded that this Court has conferred upon it a wide
discretion to grant or refuse relief in a particular case. It is
in the exercise of that discretion that the Court will exercise
control over the circumstances in which and the stage at which
judicial review will be embarked upon. Furthermore, it should be
understood that the Court's discretion is not limited to what is
to occur when it comes to the question of whether to grant or
refuse final relief. By s.15 of the Act there is no automatic
stay of the operation of a decision upon the making of an
application to the Court. It will always be for the Court
carefully to consider whether a stay should be granted. One of
the matters that will be taken into account is whether the
application has been made prematurely. Whilst an opportunity to
apply for a stay would always be permitted, except perhaps in the
most exceptional circumstances, if the opportunity is not availed
of there may be no reason why ongoing proceedings, such as
committal proceedings, should not be continued: cf. Moss v.
Brown (supra) at pp. 131-132.
It should finally be noted that the interpretation to be
placed on the word "decision" in the Act will necessarily have a
bearing on the relationship between the jurisdiction of the
Federal Court and Courts of the States in this field. This 1s
because 3.9 precludes the Court of a State from exercising
jurisdiction to review decisions to which the Act applies. The
jurisdiction of State courts to review matters under federal
enactments (e.g. by declaration) expands or contracts according
49.
as a narrow or a wide meaning is accorded the word "decision" in
the Act (see Clyne v. Deputy Commissioner of Taxation [1983] 1
N.S.W.L.R. 110, and Nomad Industries of Aust. Pty Limited v.
Federal Commissioner of Taxation (1983) 83 A.T.C. 4480). Any
vagueness or uncertainty in the scope of the word "decision" in
the Act could only lead to the growth of a grey area between the
jurisdictions of the Federal and State Courts in this field,
which would be most undesirable. A broad practical approach to
the language of the Act, on the other hand. will not only accord
with the evident legislative policy but will also more likely
result ima consistent and logical relationship between this
Court and State Courts and reduce the grey area of jurisdictional
uncertainty.
We therefore conclude that the Magistrate's opinion that
a prima facie case had been established and his determination to
proceed with the committal proceedings constituted one or more
decisions which are reviewable if of an administrative character
and made "under an enactment". The decisions are those, review
of which was sought, in paragraphs 1, 2 and 3 of the Application.
For reasons earlier given the refusal of the Magistrate to arant
the application mentioned in paragraph 5 1s not a proper subject
for review. That leaves the refusal by the Magistrate to grant
the application mentioned in paragraph 4 that certain witnesses
be recalled for further cross-examination. We have already
50.
pointed out that paragraph 441s really directed to raising an
additional complaint in respect of the magistrate's opinion that
a prima facie case had been established by the prosecution
evidence and that the committal proceedings should therefore
continue.
Tf that refusal does not constitute a decision, a
question arises as to whether it may not constitute conduct for
the purpose of making a decision to which the Act applies; 3$.6.
The decision for the purpose of which the conduct was being
engaged in might be the decision that there was a prima facie
case or that the matter should proceed, or, more likely, it would
be the decision which is provided for in sub-s. 41(6) of the
Justices Act whether to commit Dr Moss for trial or not. Upon
the basis of all that we have previously said such a decision
must be within the Act provided, of course, it is of an
administrative character and made under an enactment.
Inevitably, the statuory lanquage presents difficulties
in relation to what is conduct for the purpose of making a
decision. It seems clear that sub-s. 3(5) of the Act provides an
expansive and not an exhaustive definition. Apart from hat is
included by that sub-section, investigation is called for as to
the purposive relationship between the conduct and some decision
of the requisite character. Beyond that, concern is centred on
whether conduct is "preparatory" to a decision. Not every prior
step will be properly so described. It may often, if not always,
be necessary to investiqate the proximity of the connection
between the conduct and the decision and perhaps to have regard
' Sl.
to the intention with which the conduct occured. A further
obvious potential difficulty which may intrude is the necessity
for an applicant to be aqgrieved by the conduct at a time when
details of the actual decision may be unknown and, more
particularly, when it may not be known whether the decision will
be favourable or unfavourable. However, in view of the terms of
sub-s. 3(5), perhaps even taking evidence and/or continuing with
an ainquiry may constitute conduct which can be called in
question.
There is no need to examine such problems in detail in
these proceedings. We see no reason to doubt that the
magistrate's refusal to allow further cross-examination of Crown
witnesses was conduct engaged in for the purpose of makinga
decision.
In view of the conclusion at which we have arrived,
there ig no call for us to consider the alternative bases upon
which counsel for Dr Moss sought to resist the objection to
competency.
Administrative Character
Senior counsel for the appellant was not concerned to
question the nature of the proceedings before the magistrate. He
conceded that they were ministerial or administrative in
52.
character: see Amman v. Wegener (1973) 129 C.L.R. 415,(at pp.
435-436) per Gibbs J., Sankey v. Whitlam (supra) per Mason J. (at
p.83) compare Atkinson v. United States of America Government,
(supra) per Lord Upjohn (at p.239); Pearce v. Cochiarro (supra),
at pp.607-609. But he claimed that the magistrate's decision
to find a prima facile case was nevertheless of a judicial
character. That was because the magistrate, although acting
administratively, was required in the discharqe of his functions,
to act judicially; see inter alia, Royal Aquarium and Summer &
Winter Garden Society v. Parkinson (18923 2 9.B. 431 per Lopes
Lid. at p.452, R. v. Electricity Commissioners ex parte London
Electricity Joint Committee Company (1920) Limited £1924] 1 K.B.
171 per Atkin L.J.(at p.205).
What is presently in issue is only whether or not the
particular decisions now sought to be reviewed are administrative
in character. There is no call to consider here the proper
characterization of other decisions which a magistrate may be
called upon to make beyond those actually sought to be reviewed
even though the power to make such other decisions may he
connected, or ancillary, and such decisions may be called for in
the same proceedings.
We are clearly of opinion that the fact that the
magistrate was bound to act judicially, i.e. justly and fairly,
provides no reason why the conclusion should be drawn that
decisions made or to be made by him in the course of
administrative proceedings were or would be of a judicial, rather
than an administrative, character for the purposes of the Act.
53.
The decision as to whether there is, or is not. a prima facie
case and, if there is, the further decision as to whether or not
to commit an accused person for trial are the central steps in
the administrative process which is involved. To say that a
magistrate hearing committal proceedings is bound to act
judicially is to do no more than to describe how he must perform
his administrative function. It does not turn his decision into
a judicial one nor does it make his decision judicial in
character. Indeed, this 1s clearly established by authority:
see, e.g. R. v. Davison (1954) 90 C.L.R. 353, per Kitto J. (at
p.373), R. v. Trade Practices Tribunal ex parte Tasmanian
Breweries Pty Ltd (1970) 123 C.L.R. 361, at p.373; Sankey v.
Whitlam (supra), at p.80. For that reason alone the appellant's
first submission should be rejected.
"But there is a more particular reason connected with the
operation of the Act itself which leads one to the same result.
The Act recoqnises that many of the decisiorswhich may be the
subject of review pursuant to its provisions will be decisions of
persons, bodies or tribunals that are bound to act judicially.
This 1s most clearly seen from a consideration of the grounds
upon which the Court may grant relief, particularly the ground
provided for in para. 5(1)(a) of the Act which 1s that a breach
of the rules of natural justice occurred in connection with the
making of the decision. The rules of natural justice apply
primarily to persons or bodies bound to act judicially whether in
the discharge of administrative or judicial functions. So the
Act was intended to expose decisions to review when a person or
body acting administratively was bound to act judicially and thus
54,
afford to persons likely to be affected by a decision natural
justice. The acceptance of the appellant's submission would he
seriously restrictive of an important provision of the Act. To
adopt it would run counter to the plain intendment of the
legislation.
Under an Enactment
We are of opinion that the Maqistrate's decisions or
conduct. which are challenged in these proceedinas, were under
the Judiciary Act and, consequently, were "under an enactment" in
the relevant sense.
Sub-section 68(2) of the Judiciary Act has received the
attention of the Courts ona number of occasions and there 1s
little difficulty in appreciating the manner of its primary
operation in effecting a grant of federal jurisdiction or power
to State Courts including power to conduct committal proceedings
in respect of federal offences. Given that there is a State
enactment which invests a State Court with jurisdiction - in this
case, the investiture by the Justices Act of the Magistrates
Court with jurisdiction to conduct committal proceedings in
respect of State offences - sub-s. 68(2) "extends the operation
of the State enactment" (which does not apply of its own force in
relation to alleged offences aqainst federal law) "and applies
it" in relation to such offences: Seaegq v. R. (1932) 48 C.L.R.
251 in the joint judgment of Rich, Dixon, Evatt and McTiernan
JJ, (at p. 255); sub-s. 68(2) qives the State Court in respect
58.
ef federal offences "a jurisdiction analogous, similar or
corresponding to that of the State Court in respect of offences
against the laws of the State" in Williams v. R. CNo. 1] (1933)
50 C.L.R. 536 per Starke J. (at p.543); cited with approval by
Gibbs J. in Reg v. Bull (1974) 131 C.L.R. 203 (at p.258); the
State Court has jurisdiction "by the joint operation" of sub-s.
68(2) and the State law, per Dixon J. in Williams ENo. 1] (supra,
at p.544); by their "combined effect", aubid per Dixon J. (at
6.545); per Evatt and McTiernan JJ. (at p.549), cf. Peel v. R.
(1971) 125 C.L.R. 447, per Walsh J. (at p.461) and ver Gibbs J.
(at p.465); sub-s. 68(2) "operates upon" the State law to give
the State Court jurisdiction in respect of Federal offences,
Williams ENo. 11 per Dixon J. (at p.546) and in Williams v. R.
CNo. 22 (1933) 50 C.L.R. 551 (at p. 558); Peel v. R. (supra)
per Gibbs J.(at p. 469); ",.. the method pursued (by sub-s.
68(2)) is... to take up and adopt" with respect to Commonwealth
effences all the jurisdiction of the State Court with respect to
State offences, per Dixon J. in Williams ENo. 2] at p.559;: cf.
ibid at p.561; "when sec. 68(2) speaks of the like jurisdiction
with respect to persons who are charged with offences against the
laws of the Commonwealth, it recoqnizes that the adoption of
State law must proceed by analogy" ibid per Dixon J. (at p.561);
accepted in Peel v. R. (supra), per Walsh J. (at p.464), and per
Gibbs J. (at p.469). These cases, especially Peel v. R. also
establish that the existence of the jurisdiction implicitly
carries with it the right and authority to invoke the
jurisdiction.
56.
In none of the cases on sub-3. 68(2) which we have
found has it been necessary to analyse the position in respect of
the powers of the State Court in the exercise of the Federal
jurisdiction with which it is invested by that provision, and
there has been little reference to sub-s. 68(1). Some guidance
can, however, be obtained in relation to sub-s. 68(1) from
judicial discussion of other sections in the Judiciary Act.
Just as the investiture of jurisdiction in State Courts
which is effected by sub-s. 68(2) does not exclude the operation
of sub-3. 39(2) of the Judiciary Act in criminal cases (R. v.
Bull, supra, e.g. at p.258, per Gibbs J. and p.275 per Mason J.),
so, presumably, s.79 of the Judiciary Act is not displaced in
whole or in part by sgub-s. 68(1). However that may be, there are
marked similarities between the latter two provisions which make
the decisions in respect of s.79, which has been the subject of
considerable attention, apposite to sub-s. 68(1), which has been
little considered.
The first matter to be noticed for present purposes 135
that the operation of s.79 is, broadly speaking, to pick up and
apply State laws: cf. John Robertson and Co Ltd v. Ferguson
Transformers Pty Ltd (1973) 129 C.L.R. 65. In this respect, 3.79
is little dafferent in effect from sub-s. 68(2). The State law
is given effect in the exercise of federal jurisdiction not of
its own force as a State law but by the force of the Judiciary
Act as a federal law.
57.
Section 64 of the Judiciary Act is another example of
such a provision although, in other respects, it has a markedly
different operation. In Maquire v. Simpson (1977) 139 C.L.R.
362, Barwick CJ. pointed out at p.369 that, in the exercise by a
State Court of federal jurisdiction, "... the appropriate law to
govern the rights of the parties must be derived directly or
indirectly from the Commonwealth ...". In the same case, Gibbs
dg. (at p. 377) spoke of the effect of s.64 as being to apply a
State law not by its force as a State law but by force of
Commonwealth law. In that case, his Honour described the effect
of s.64 as being to "render applicable" a State law which
otherwise did not bind by its own terms (p. 395). Earlier, he
had quoted with approval (at p.382) the statement by Kitto J. in
Asiatic Steamship Navigation Co Ltd v. Commonwealth (1956) 96
C.L.R. 397 at p.427, "that 5.64 must be interpreted as takina up
and enacting" other law, including State law, in su1ts in which
8.64 13 relevant. Similarly, in Maguire v. Simpson, supra, Mason
Jd. said at (p.396) that State laws were "picked up and made
applicable" by s.64, and Murphy J. (at p.408) said that 3.64
"incorporates by reference" State laws and makes them applicable
and that the State laws become "surrogate Commonwealth law"; cf.
Williams CNo. 2] (supra, at pp. 563-564) per Evatt and McTiernan
Jd. in relation to sub-s. 68(2) of the Judiciary Act.
There 15, however, a serious limitation upon the
operation of sub-s. 68(1) and of s.79, each of which only picks
up and applies State laws so far as they are applicable. It has
been held that it follows that in general, the effect of s.79 is
that the State law must be applied according to its terms and the
58.
Court exercising federal jurisdiction cannot qive it an altered
meaning. The sole exception to the generality of that statement
which has so far been recognized is that, insofar as a law of the
class described is according to its owm terms limited in its
application to a State Court, s.79 renders it applicable toa
Court which is not a State Court exercising federal jurisdiction:
John Robertson and Co Ltd v. Ferguson Transformers Pty Ltd
(supra), per Walsh J. (at p.83), per Gibbs J. (at p.88) and per
Mason J., with whom Menzies J. agreed (at »p.95); Maguire v.
Simpson (supra), per Gibbs J. (at p. 376). A similar restriction
to that contained in s.79 is expressed in sub-s. 68(1): see
Williams CNo. 2] (supra), per Dixon J. (at p.545); Pearce v.
Cochiarro (supra), per Gibbs J. (at p.607), with whom Stephen
Jacobs and Aickin JJ. agreed. We have found no recognition to
date that, if the State law is according to 1ts terms limited not
only to a State Court but to the exercise of State jurisdiction
by a State Court, sub-s. 68(1) or s.79 renders it applicable to
the exercise of federal jurisdiction by either State or federal
Courts. The presently material State law, 3.41 of the Justices
Act, 1s by its terms confined to committal proceedings in respect
of alleged offences aqainst State law: see e.q. sub-s. 41(1).
Nonetheless, there 1s authority which assumes to the
contrary. A similar limitation was to be found 1n sub-s. 85E(5)
of the Crimes Act, since repealed, which was the provision which
was relied on as investing the State Magistrate with jurisdiction
fo conduct committal proceedings in respect of Commonwealth
offences in Connor v. Sankey £1976] 2 N.S.W.L.R. 570 and Sankey
v. Whitlam €19773 1N.S.W.L.R. 333. Section 41 of the Justices
59.
Act was assumed to be applicable in both cases: gee Connor v.
Sankey, (Street C.J. at p.602), (Moffitt P. at pp. 614-617),
(Reynolds J-A at pp. 625-627) and Sankey v. Whitlam (Moffitt P.
with whom Reynolds J-A agreed at pp. 352-353) and (Hutley J-A at
pp. 361-363). It is instructive that, in those cases, the powers
exercised by the Magistrate under s.4l1 seem to have been
characterized as federal powers. Compare also R. v. Loewenthal;
ex parte Blacklock (1974) 131 C.L.R. 338 at p.345 and Sankey v.
Whitlam (1978) 142 C.L.R. 1, per Mason J. (at pp.93-94).
Possible doubts as to the operation of sub-s. 68(1) are,
however, of little concern for present purposes. In the absence
of some inconsistent Commonwealth statutory provision, the
investiture of a State Court with federal jurisdiction carries
with it the implication that that jurisdiction 1s to be performed
in the ordinary and usual way in which the Court exercises
similar State jurisdiction (Electric Light and Power Supply
Corporation Limited v. Electricity Commission of New South Wales
(1956) 93 C.L.R. 554; Russell v. Russell (1976) 134 C.L.R. 495)
Although committal proceedings are not correctly described as
judicial, the magistrate 1s commonly and not incorrectly
described as acourt: Pearce v. Cochiarro (supra) p.607. On
Chis hypothesis, it is sub-s. 68(2) not sub-s. 68(1) of the
Judiciary Act which applies s.41 of the Justices Act, but the
result 15 the same.
60.
The view that the magistrate's decisions or conduct was
under an enactment is not in conflict with Australian National
University v. Burns (1982) 43 A.L.R. 25 and Parkes Rural
Distributors Pty Limited v. Glasson (Full Court, 21 July 1983,
unreported).
Burns' Case decided that the University's decision to
dismiss Professor Burns was made under his contract of enaqaqement
and not under the powers conferred by 3.23 of the Australian
National University Act 1946. Section 23 empowers the Council of
the University to appoint academics and other officers and
servants of the University and commits to it the entire control
and management of the affairs and concerns of the University.
Under the University Act, the Council 1s empowered to make,
alter, and repeal statutes with respect to all or any of a large
number of matters but no relevant subordinate statutes had been
made. The Full Court held that, although 5.23 was the ultimate
source of the University Council's power to dismiss Professor
Burns, the actual decision to dismiss him, which was founded upon
@ ground expressly provided for in ome of the contractual
conditions of appointment, not only was made under the contract
but was not made under the Act. The case turned on its own
special facts as was recognized by the acknowledgement that, in
other cases, a single decision might be made under both contract
and "under an enactment" for the purposes of the Act, and that
whether that had occurred mugt depend on the circumstances of
each case: see per Bowen C.J., and Lockhart J. (at pp. 34 and
34). The third member of the Court, Sheppard J., poaunted out (at
p-37) that the University Council had relied upon the contractual
6l.
provision, and that only in the most indirect way could it be
said that its decision was also under the Act. In Burns Case,
8.23 of the University Act was obviously considered as a
provision conferring powers in general terms to a body created by
statute as essential incidents of its effective existence and
thus as the ultimate source of all actions taken by that body.
So considered, it is not difficult to accept that the action to
dismiss Professor Burns which was taken under his contract of
engagement and was not taken under the University Act. Compare
Board of Fire Commissioners (New South Wales) v. Ardouin (1961)
109 C.L.R. 105, per Taylor J. (at p.124). Indeed it may be said
the decision would not have been taken under that Act even 1f it
had not been taken under the contract in the sense that the
dismissal was wrongful because it was not authorised by the
contract. Generally speaking, at least, there is no difficulty
an accepting that contractual bargains, even where one party's
power to contract stems from statute, may occupy a somewhat
special position in relation to the review process.
The approach in Burns may be contrasted with Duncan v.
Defence Forces Retirement and Death Benefits Authority (1980) 30
A.L.R. 165. In that case a dispute arose between the applicant
and the respondent authority concerning whether, for the purpose
of fortnichtly superannuation contributions payable by the
applicant which would be reflected in his retirements benefits,
the applicant should be treated as holding the rank of Commander
(his substantive rank) or Captain (his acting rank). The
authority's opinion was of practical rather than ledal
consequence but was considered to be a "decision" by a Full Court
62.
consisting of Brennan, Keely and Lockhart Jd. A further
question arose whether it was a decision made in the exercise of
powers conferred by an enactment within the meaning of sub-s.
26(1) of the Administrative Appeals Tribunal Act. If it was, it
was necessary to identify the power to make the administrative
decision which the Tribunal was invited to review. The Full
Court said (at p.170) that power was to be found in the provision
of the statute which confided to the authority the "general
administration" of the statute and that the authority acted as 1t
did in its fulfilment of its function of administering the
statute and in the exercise of the powers conferred upon it to do
so.
In Parkes Rural Distributors Pty Ltd v. Glasson, supra.
the applicant applied for an order of review in respect of a
certificate that an amount had been overpaid to it and was
repayable to the State of New South Wales. The certificate had
been issued by an officer of the Australian Public Service who
was, in accordance with an instrument made pursuant to a
Commonwealth Act, appointed to be an "authorised officer" under a
complementary New South Wales statute. Both the instrument under
the Commonwealth Act and the State Act provided for the issue of
such a certificate. The instrument provided how the amount was
to be determined and the State Act required that it be determined
in accordance with the instrument. By the State Act, the
applicant became liable upon issue of the certificate to pay the
amount certified to the State of New South Wales and that amount
was recoverable ina Court of competent jurisdiction. By the
Commonwealth Act and the instrument under it, the amount
ov
Ww
recovered by the State of New South Wales reduced the amount to
which the State was entitled from the Commonwealth by way of
financial assistance.
The majority, Bowen C.J., and Northrop J., held that
the determinations evidenced by the certificate were made under
the Commonwealth Act and instrument and thus "under an enactment"
for the purposes of the Act, notwithstanding that such
determinations were also made under the State Act. They further
held that Parkes Rural Distributors was a "person who was
aggrieved" within the Act, notwithstanding that it was the State
Act which gave the determination an operation in respect of its
legal rights and obligations. (See also Fowell v. Ioannou (1982)
45 A.L.R. 491 at p.504.) In the course of their judgments, their
Honours accepted the views of Bowen C.J. and Franki J. in
Riceqrowers' Co-operative Mills Ltd v. Bannerman (1981) 56 F.L.R.
443, 447 that a person is "aggrieved" for relevant purposes if he
or she can show a grievance beyond that of an ordinary member of
the public although no legal interest is at stake.
Neaves J. dissented because the authorised officer was
appointed under the State Act and it was the State Act which gave
the certificate an effect upon the rights and obligations of the
applicant.
64.
Conclusion
Thus far both the primary judge and this Court have been
limited by the course which the prosecutor adopted in objecting
to the competency of the proceedings.
The present proceedings must now go back to a single
judge. Such matters as this should not be permitted merely to
proceed to trial, with all possible interlocutory steps being
called for, unless and until the real basis of complaint 15
identified and seen to be at least arguable. Further, the judge
to whom the proceedings are remitted will have a discretion to
refuse relief as we have pointed out. The exercise of that
discretion will not necessarily call for a full investigation of
the merits: see Ward v. Williams (supra, at p.514). In our
opinion, the authorities referred to above provide a sound quide
with respect to the principles to be applied. The power to make
an order of review umder the Act in respect of committal
proceedings should be exercised only in most exceptional cases,
especially in respect of a decision in the course of proceedings.
Additional considerations might intrude at the final stage; for
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65.
example, in respect of committal for trial and commitment to
prison pending trial: cf. Sankey v. Whitlam, supra, per Mason J.
at p.82; compare R. v. Governor of Brixton Prison; ex parte
Scharaks [1964] A.C. 556; R. v. Governor of Brixton Prison; ex
parte Armah [1968] A.C. 192. It 1s, however, not necessary to
consider that question further in these proceedings. The only
order which is now called for is that the appeal be dismissed
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