Edwards Hot Water Systems v S.W. Hart & Company Pty Ltd [1983] FCA 265
Federal Court of Australia
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CATCHWORDS
Copyright - Artistic work - Whether copyright in technical
drawings infringed by three dimensional article > Whether
article 'would appear to be a reproduction to a non-expert -
Whether design registrable - Industrial application or design
- Dual protection under Copyright and Design Law.
Copyright Act 1968, ss.14(1)(b), 21(3), 71, 74, 77.
Desians Act 1906, ss.4, 17, 18.
EDWARDS HOT WATER SYSTEMS (a firm) v. 5S.W. HART & CO. PTY. LTD.
Appeal No. 43 of 1982
Fox, Woodward and Franki JJ.
12 October 1983
Sydnev
pene TO a le me ee ee ee wee wee et ee +
IN THE FEDERAL COURT OF AUSTRALIA
WESTERN AUSTRALIA DISTRICT REGISTRY Appeal No. 43 of 1982
GENERAL DIVISION
ON APPEAL FROM THE SUPREME:
COURT _OF WESTERN AUSTRALIA
BETWEEN :
EDWARDS HOT WATER SYSTEMS
(a firm)
' Appellant '
AND:
S.W. HART & CO. PTY. LTD.
- Respondent
ORDER
i
JUDGES : Fox, Woodward and Franki JJ. :
DATE OF ORDER: 12 October 1983
WHERE MADE: Sydney.
THE COURT ORDERS THAT:
1. The respondent have leave to apply within fourteen days
to speak to the form the orders are to take consequent
upon the reasons for judgment just delivered.
2. If no application for that purpose is made within
fourteen days, the matter will be re-listed for the
delivery of the orders intimated in the reasons for
judgment.
~
IN THE FEDERAL COURT OF AUSTRALIA
WESTERN AUSTRALIA DISTRICT REGISTRY Appeal No. 43 of 1982
GENERAL DIVISION
ON APPEAL FROM THE SUPREME:
COURT _OF WESTERN AUSTRALIA
BETWEEN .
EDWARDS HOT WATER SYSTEMS
(a firm)
Appellant
AND:
S.W. HART & CO. PTY. LTD.
Respondent
CORAM: Fox, Woodward and Franki JJ.
I
REASONS FOR JUDGMENT
This is an appeal from the Supreme Court of Western
Australia (Brinsden J.) in which he found in favour of the
present respondent in proceedings for infringement of copyright.
The respondent, the plaintiff in those proceedings, has for some
years carried on a successful business in the manufacture and
Sale of solar heating appliances in respect of which it uses the
trade name "Solarhart". The appellant has for some years carried
on a business in respect of water heating appliances of one type
and another and has in recent years moved into the solar heating
business. It uses the name "Solar Edwards" in connection with
its products. I -shall on occasion use the convenient terms
Solarhart and Edwards to describe the drawings and units the
subject of this case.
The case of the respondent is that the appellant has
infringed the respondent's copyright in certain drawings by
reproducing those drawings in a three-dimensional form. It is
not disputed that the drawings are artistic works, or that the
respondent has the copyright therein. It is, however, disputed
that there was an infringement of that copyright. The appellant
also relies upon secns. 71 and 77 of the Copyricht Act 1968 ("the
Act").
The drawings in question are on three sheets (No's.
B310/29, B310/30 and 310/43). They were prepared in 1976 and
1977, and are engineering drawings sufficient to enable
production. On each of the sheets there are principal drawings
and some detail. The first two sheets referred to have legends,
and it is not disputed that reference can be made to those in
understanding the drawings. The defendant had access to the
first two drawings, and a drawing of the respondent's of an
earlier and smaller tank, but he did not have access to the
last-mentioned drawing. The Judqge's conclusion was that the
appellant had obtained a tank produced from the drawing referred
hts Rae, AE nthe el ete i an ail ma ths ne het Oe Le A Ne ne a ee lel fc
to, and dissected it.
Solar heating equipment consists essentially of three
parts. There is the absorber panel, the plates of which absorb
the sun's rays and transmit the heat into copper pipes through
which water flows. The water is stored ina tank which is the
reservoir for the household or other reticulation system. This
latter is the third element of the total apparatus, and it is not
necessary to give it any particular attention in this case. The
absorber plates are essentially rectangular sheets of aluminium
painted black on one side, under which, in grooves, run a number
of what are called riser tubes. At the top and bottom are
horizontal tubes of larger diameter, called headers, to which the
visers are attached. The bottom one is an inlet for cold water
which comes from the tank, and the top one is the conduit for the
hot water into the tank. The risers, headers and plates are
fixed in a metal casing with a glass front.
The length of the plates is governed by the length of
the riser tubes, which is in turn important to the thermo-syphon
operation of the system. In brief, this means that as the water
is heated it rises to the top of the riser tubes and is taken
into the top portion of the tank. The cold water which comes
from the bottom portion of the tank is introduced to the riser
tubes through the bottom header. so that there is in effect a
gradual heating of the water as it rises up the tubes.
The appellant's solar heating equipment which was
alleged to offend was in evidence, as was the unit of the
respondent created from the drawings. The exercise is, however,
one of comparing drawings of the respondent on the one hand, with
the solar heating product of the appellant on the other.
The Copyright Act 1968 is a patchwork of xarlier
legislation, the history of which, as related to its United
Kingdom counterpart, is set out in Copinger and Skone James (12th
ed., Ch. 1); note also The Modern Law of Copvright, lLaddie
Prescott and Victoria (1980) paras. 2.1 to 2.8. A number of key
concepts, such as what it is that gives copyright, and what
precisely the law protects, are not dealt with in the
legislation. The confusion created has led to a mass of case law
which in general is notable for its refined and sophistic
approach to what are very practical matters. This in turn has
led to a position in which even simple factual situations cannot
be resolved before the courts without many days of hearing, often
one or more appeals, and enormous cost. The well-known case of
LL.B. (Plastics) Limited v. Swish Products Limited (1979) R.P.C.
551-636, consideration of which is important for the present
case, is an example. It related to a simple drawer for domestic
use. According to the report, its hearing occupied ten days
before Whitford J., a Judge much experienced in this field,
twelve days before the Court of Appeal and eight days before the
House of Lords. As has happened in a number of cases in Encland,
if not most, where successive appeals have been taken, the Court
of Appeal reversed the trial Judge, but was itself reversed by
the House of Lords, - in both cases, unanimously. Plainly, at
least in relation to copyright in drawings said to have been
copied by the production of working objects, the protection of
copyright by an owner, where it properly exists, is not for the
inexperienced or faint-hearted.
The case we are dealing with relates to equipment which,
in concept at least, is not particularly complicated. and which
is widely used. Argument which, if I may say so, was admirably
presented, nevertheless occupied seven days. One conclusion that
seems to stand out, is the urgent need for a wholly revised piece
ef legislation according with modern requirements and values,
which can be readily understood and applied.
The scope and function of the legislation is to be
understood by reference to the operation of other law in the area
of intellectual property, such as that respecting patents and
designs. Section 71 of the Act (which is closely similar to
5.9(8) of the Copyright Act 1956 (Eng.)) was plainly introduced
(in 1968) in order to limit the copyright protection qiven to
drawings, in relation to the production of objects from them. It
is only in relatively recent years that "artistic works" have
come to include technical drawings (see per Buckley L.J. in Solar
Thomson Engineering Co. Limited v. Barton (1977) R.P.C. 537, at
p.558), and, as a result, for it to be possible for copvright to
be infringed by a three-dimensional object which can be said to
have been "reproduced" from such drawings. Section 21(3) of the
Act is as follows:
"Z2Laaas
(3) For the purposes of this Act, an
artistic work shall be deemed to have been
' réproduced -
(a) in' the case of a work in a
two-dimensional form - if a version
of the work is produced in a
three-dimensional form; or
(b) ain the case of a work in @a
three-dimensional form - if a
version of the work is produced in
a two-dimensional forn,
and the version of the work so produced shall
be deemed to be a reproduction of the work."
The Report of the Copyright Committee (1952) U.K. Cmd. 8662 (the
Gregory Committee), to which! we were referred. and which is
- |
mentioned in several of the cases, has this to say in para. 258:
"The problems of artistic works: (b) Reproduction
in 'any material form'. The question then arises how
far the reference in Section 1(2) to reproduction in
'any material form whatsoever' would and should cover
articles made according to the drawings or desians. It
is clear from the present case law, especially the
'Pop-Eye' case to which we have already referred, that
an article such as a doll or breoch is to he regarded
as a 'reproduction' of a sketch showing the fiqcure
forming the design of the doll or brooch. We think
that this view, whether it is left to be inferred or
perhaps, better still, brought out by some specific
provision dealing in the Act with 'reproductions', is a
reasonable one, subject to the recommendations we have
made above, in relation to revision of Section 22 and
subject also to the requirement that a reproduction to
infringe, must at least be a visible copy of the
original work, obvious to the layman. For example,
plans and other drawings referring to articles or
ei nit tl id Selene sent sien Arvin cae thnr alr Ae a ea het Sere i ee eae NR a en ed tl hn
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machines frequently contain no sketch or view of what
would be the outward appearance of the article and, in
such cases at least, copyright in such drawings need
not be infringed by constructing the article. In one
case (Chabot v. Davies (1936), 155 Law Times Reports
page 525) it was held that the copyright in an
architect's elevation representing a shop front was
infringed by the erection of the shop since this was
regarded as a reproduction of the elevation 'in a
material form'. We do not dissent from such an
application of copyright protection, provided the test
is whether the building or other reproduction can be
recognised visually by an ordinary man as being, in
fact, a reproduction, even if in another material or on
a different scale to what has been drawn. Tt should
not be an infringement of the copyright in the drawings
to erect a building or to construct an article based
thereon if the result has no clearly visual resemblance
to the drawing. Thus, we consider that a limitation
(additional to any" imposed according to our
recommendations in respect of Section 22! is desirable
in the protection to be given to a drawing by reason of
its reproduction as a building, machine or utilitarian
article; othewise the scope of the Copyright Act would
again be extended into fields far beyond its main or
original intent and properly to be covered by other
forms of protection if at all."
The Report goes on to deal with the situation concerning
registered or registrable desiqns, to which s.77 of our Act has
reference. In relation to s.7l., the particular concern was the
relationship between the protection given by copyriqht law and
that given by patent law. A patent is of course a grant of
letters patent, anda detailed procedure is prescribed to that
end. The grant of a patent may be opposed. In any event, there
are a number of recuirements, not existing in the case of
copyright law, which must be fulfilled before a patent is
granted, such as novelty and the need for an "inventive step."
and absence of prior publication or prior user, within the
jurisdiction. A patent, unlike copyright, creates a monopoly,
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and enures for sixteen years, unless extended. Copyright does
not in general exist in the ordinary three-dimensional object (a
huilding or a model of a building is, by definition (s.10) made
an artistic work). It would not exist, for example, in either of
the solar heating appliances dealt with in this case. Features,
er possibly the whole, of some such appliances could be the
subject of patents, if the stringent requirements of patent law
were satisfied, but protection against infringement would be for
the limited period I have mentioned.
Copyright, on the other hand. enures for fifty years
from the death of the author, - a very long time indeed.
Copyright does not provide the monopoly which a registered patent
does, hecause at only gives protection against "reproduction".
The work may enjoy copyright although it is substantiallv the
same as an earlier work, of which it is not a "reproduction".
Nevertheless. the author of drawings can secure a very lonaq-term
protection against anyone reproducing them for the purpose of
manufacture. whether or not what is depicted can be the subject
of a patent; a patent may have been refused. A somewhat similar
situation exists in relation to desians. registrable under the
Desiqns Act 1906. The matter can doubtless be looked at from a
number of points of view (see, for example, the comments of
Whitford J. in the L.B. (Plastics) Case, (supra.) at pp.569-570),
but the considerations I have endeavoured to outline suqgest to
me that a court should not be anxious to adopt a liberal approach
to the protection of the copyright in engineering drawings when
an article said to be similar thereto, or similar thereto in
substance, is alleged to have infringed. In particular, s.71
should be given its full effect, according to its ordinary
meaning.
Copyright arises because of the skill and labour which
the author devotes to the work, and it is only his skill and
labour, as shown in the production of that work, which is
protected. The standard of skill required is minimal. Many
people, perhaps the majority of the population, can produce one
or more copyright works within a few minutes. Given that the
work is "original", that is to say, the work of the author, there
is seldom any question as to whether it is entitled to copyright
protection.
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A matter much emphasised in this case, as in others
which have come before the Court, is that an "idea" conveyed by
the copyright work as distinct from the copyricht work itself,
is not protected. It was submitted on behalf of the appellant
that the elements alleged to constitute a reproduction in this
case were really the putting into operation of ideas, perhaps
those found in the respondent's drawings and its units, but
actually, as to many, from outside sources, such as the
C.S.0.R.0. This dichotomy between ideas and their expression is
apt to be misleading, and to confuse. The work will be the
product of some thought or idea, however superficial the
intellectual level. In the case of the present drawinags, there
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was obviously much thought given to what form they should take.
Some of the work possibly originated with the author or his
employers, with little or no reference to existing materials.
The idea, however, becomes merged in the work, the form of which
is the only subject of copyright protection. A person who
reproduces may well, and truthfully, be able to claim that he
took the idea, but he will have done so by reproducing the work.'
On the other hand, he may merely be using an idea, from whatever
source he obtained it. It is at least theoretically possible for
him to obtain ideas from a source or sources, and to produce a
work the same or virtually the same as a copyright work, without
himself infringing that work. Difficult questions of fact can
arise in determining whether ideas are used, or a reproduction is
made.
I 1,
'An aspect of "skill" in technical drawings is that it
dees not relate to the efficiency of function of an object
produced from them. There can readily he copyright in drawings
which depict something which will not work, or cannot effectively
be produced from them. ""Drawing" is defined in s.10 to include
"a diagram, map, chart or plan". The 'absence of need for
artistic quality in an "artistic work" is nade plain by the
definition of that term in the same section:
""fartistic work' means -
(a) a painting, sculpture, drawing,
engraving or photoggaph, whether the
work is of artistic 'quality or not;
ll.
(b) a building or a model of a building,
whether the building or model is of
artistic quality or not; or
(ce) a work of artistic craftsmanship to
which neither of the «last two
preceding paragraphs applies;".
'Copyright is the exclusive right, among other acts, "to
reproduce the work in a material form" (5.31(1)(b)(i)). In s.14
'it is provided, in effect, that the reproduction of a
"substantial" part is to be regarded as a reproduction of the
whole. It is established that what is a substantial part is to
be judged more by the quality of the work than the quantity.
This is a rather vaque guide, but nonetheless, when understood in
the context of a particular case, is perhaps sufficiently
meanineful. Doubtless it involves consideration of the
importance of one part of the work in relation to the whole, and
te the relative skill which was involved, or may be taken to have
been involved (see per Buckley L.J. in Catnic Components Limited
and Anor. v. Hill & Smith Limited (1982) R.P.C. 183, at p.223).
As a matter of common sense, the element of quantity remains a
consideration. It is established by the authorities that to be a
reproduction, the alleged infringing document (or article) need
not'' be identical in all respects, but, must, at least closely
resemble the copyright work. This is not a licence to make a
broad comparison; the question is whether there has heen a
reproduction, that is to say, a reproduction by copying (Copinger
and Skone James, (supra.) para. 458). The word "version" used in
s.21(3), which I have set out above, is I think intended to be
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largely neutral, but, if taken at all literally, or
etymologically, emphasises the need for the object to accord with
the drawings. The Shorter Oxford Dictionary gives "translation"
as a synonym. In the context of copyright legislation it is to
be taken that the element of copying remains ta he satisfied
before there is an infringement.
Division 7 of 'Part III of the Act is entitled "Acts not
Constituting Infringements of Copyright in Artistic Works".
Section 71, to which I have already referred, is as follows:
"For the purposes of this Act -
' (a) the making of an object of any kind that
is in three dimensions does not infringe
the copyright in an artistic work that is
in two dimensions: and
{b) the making of an object of any kind that
is in two dimensions does not infringe
the copyright in an artistic work that is
in three dimensions,
if the object would not appear to persons who are
not experts in relation to objects of that kind to
be a reproduction of the artistic work."
This section propounds a test sometimes described as "lay
recognition". It is undoubtedly difficult to interpret and to
apply. In my view, however, these considerations should not be
used as a reason for limiting the general thrust of its meanina.
If the circumstances stated in s.71 exist, there is no
infringement. A non-expert looks at the three-dimensional
13.
ebject or objects, - in this case the absorber panels and the
tank. If they do not appear to him to be a reproduction (i.e., a
"yersion") of the works (two drawings in one case, and one
drawing in the other) there is no infringement. It is to be
assumed that he will examine carefully the drawings, and the
objects said to infringe. He is not an expert in relation to the
objects, and his knowledge of how they work will be that of such
a person. It is reasonable to assume, and has been accepted in
the authorities, that he is also not an expert in reading and
understanding engineering drawings. Some he will readily
understand. Others, hecause of their complexity or otherwise, he
will not. In the latter case there will be no infringement. It
has been laid down that a defendant. in the position of the
present appellant, has to establish the "defence" under 5.71.
As a defendant will normally proceed with his case after
the plaintiff has led evidence going to prove infringement, it
may be useful for some purposes to say that s.71 operates once a
case of infringement has been established, so that concentration
is centred on the question whether to the non-expert elements
already relied on are apparent. It seems to me, however, that in
a case such as the present, at least, it is best to adhere to the
test as -propounded by the section. The question is whether to
the non-expert the object would not appear to be a "reproduction"
of the work. The term "reproduction" is seemingly used ina
sense which does not include the question of actual copying (see
mv earlier remarks concerning s.21(3)). The fact is that s.71
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14.
negates infringement, and is cast in qeneral terms, requiring_a
visual comparison. It is my view that s.7l1 was drafted in its
present terms to overcome problems such as I mentioned earlier in
these reasons. I should add that in this case no evidence
relating to the application of s.71 was called from a non-expert.
T express no view as to whether any such evidence is necessary,
ar would be admissible, but point out that the test posed by s.71
was left to be decided by the trial Judge, and has now to be
examined by us.
We spent some time inspecting the appellant's product,
and were helped by counsel in our understanding of the plans, and
their relationship to the product. The respondent's product,
said to have been produced from the drawings in question (with
minor additions or alterations only) was also in Court. There
were also drawings made by the respondent from the appellant's
product. The drawings from which the appellant's unit was
produced were not in evidence.
The facts have been stated in some detail by Franki J.
In relation to the tank, I am of the view that no case of
reproduction was made out, and that, in any event. the
application of 5.71 means that there was no infringement. The
appellant's tank differed in many respects from that depicted in
the respondent's drawing of the 300 litre tank (No. 310/43). The
history of this drawing was dealt with by his Honour, the trial
Judge. The external coverings of the tanks is markedly
arg i AA ht ee se nn te el OE El ly ee are Ot ee Nr RE SR Sat te er oa nt meet tet nad met? mmm SAF
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15.
different; there is plainly no resemblance there. The external
shape of the tanks themselves is different. The drawing shows,
in cross-hatching, the intended location of something as 4
lining, while the inside of the appellant's tank has no lining in
a corresponding location or at all. The respondent's drawing
shows what has been called a sacrificial anode inside the tank;
there is no such item in the appellant's tank. Various external
fittings are different in shape and size. The dimensions of the
tank domes differ. There are other differences.
His Honour relied upon a number of similarities which he
regarded as significant. One particular matter he discussed as
follows:
"The hot and cold water outlets are in the same
relative positions as is the position of the
relief valve and all three are on the dome end
of the tank when one or more of them might
have been elsewhere." :
He found a similarity in the amount of insulation provided for
between the tank and cover, both above and below the tank. He
refers to the insulating material as being identical, but the
drawing does not show what material was to be used. His Honour
refers to the fact that both hot water outlets are fitted with a
scoop, but they are different in shape. The sameness of the
relative amounts of water to be above the thermostats was relied
upon, but in fact the thermostats themselves are in different
positions. Further, there is no indication in the drawing as to
allan iin dtr tiene NN Re ntsc la i "a ti nate Na et a Lr ee a et EO et a as ed ee a Re ee te
.
16.
the level of water to be held in the tank. .
In relation to findings on matters of fact, such as
copying and substantiality, a trial Judge has many advantaqdes not
enjoyed by an appellate court. In the present case the
conclusion about copying was not entirely inferential, but was
supported by what in his Honour''s view were false or evasive
answers Given by certain witnesses for the present appellant.
Substantiality is a matter of judgment, and the trial Judege has
the advantage of forming his over a period, as he hears and
considers the evidence. Making as full an allowance for these
matters as I can, I am nevertheless of the view that a case was
not made of reproduction of plan 310/43. This was indeed the
effect of the evidence given on this matter by the draftsman of
the plans, Mr. Riley. At the most, it might be said that the
appellant got a few ideas from the earlier drawing, or the 300
litre unit itself, but I doubt that this was so to any extent,
having in mind what was done and the evidence given on both
sides. I feel freer to differ because, as it seems to me, the
learned Judge placed undue reliance on considerations of function
and other extraneous matters to explain dissimilarities, and thus
to affect his judqment on the matters of substantiality and close
resemblance. I appreciate, of course, that the question of
actual copying was before him, and that the considerations
overlap. To take a few passages, he says:
"It is the difference in construction of the
cylinders which to some extent results in
athe ieee ey a ci tants tin ete, Na te ts hl i i tt AEE AN Set at
16.
the level of water to be held in the tank. .
In relation to findings on matters of fact, such as
copying and substantiality, a trial Judge has many advantages not
enjoyed by an appellate court. In the present case the
conclusion about copying was not entirely inferential, but was
supported by what in his Honour's view were false or evasive
answers qiven by certain witnesses for the present appellant.
Substantiality is a matter of judgment, and the trial Judge has
the advantage of forming his over a period, as he hears and
considers the evidence. Making as full an allowance for these
matters as I can, I am nevertheless of the view that a case was
not made of reproduction of plan 310/43. This was indeed the
effect of the evidence given on this matter by the draftsman of
the plans, Mr. Riley. At the most, it might be said that the
appellant got a few ideas from the earlier drawing, or the 300
litre unit itself, but I doubt that this was so to any extent,
having in mind what was done and the evidence given on both
sides. I feel freer to differ because, as it seems to me, the
learned Judge placed undue reliance on considerations of function
and other extraneous matters to explain dissimilarities. and thus
to affect his judgment on the matters of substantiality and close
resemblance. I appreciate, of course, that the question of
actual copying was before him, and that the considerations
overlap. To take a few passages, he says:
"Tt ais the difference in construction of the
cylinders which to some extent results in
er te at
17.
there being dissimilarities in certain
features of the two units. For example, the
heating elements thouch in the same relative
position are of different construction."
"As the Hart cvlinder has to be enamelled that
process reallv dictates the position of the
het water outlet. It 1s undoubtedly desirable
"to have the'hot water outlet as close to the
top of the tank as vossible cto orevent an
accumulation of air above the hot water., The
Edwards cvlinder being of stainless steel
allowed greater flexibility as ta the
positioning of the hot water outlet so there
was no need for it to have been put on the
dome end as it could easily have heen placed
on the top of the cvlinder wall. Edwards
justified the position by referring to past
manufacturing experience with other units and
difficulties in weiding to the top side."
"The position of the thermostat in the Edwards
unit is such that there ais within two anda
half per cent an equal volume of water above
\! it as in the Hart unit. As has already been
mentioned the location of the thermcestat in
Rilev's view was a very imvortant feature to
which I have alreadv referred. Edwards senior
on the other hand attached no importance to
the positioning as he claims it was nut in
exactly the same position as he had pur it on
all the units powered by electricity which he
had previously manufactured."
His conciusion is expressed this wav:
"Tt us not difficult to visualise from Ex.
4 tne confiquration of the tank. When I de
that exercise in my view there 1s a
substantial similarity between the Edwards
tank and Ex. 4, that substantial similarity
arising by reason of matters of substance
\ rather than precise oetaet: Tk follows
therefore in mv view that choses warts af the
Edwards 305L which worrssoand ta the drawings
show sufficient resemblance to amount co a
als
breach of copyright if the essential element .
of copying has been established." ,
What is protected is the drawing, as such. Similarities are
Similarities because they copy the drawings, and dissimilariries
are dissimilarities, whether or not they ars to he
other circumstances.
In relation to the absorber panels, denicted on olans
B310/29 and B310/30, I have examined his Honour's findinds in the
laght of the criticisms I have made, and have looked at the
matter for myself.
It is well to hear in mind that the statutory term is
"vaproduction". There must of course be a convind. The Acr
nl
tells us that in relation to artistic works. air general. there
need oniv be a reproduction of a substantial part. This is not
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i
"4
the same as a substantial copying. The judicial alos
so far as to say that the reproduction need not be nrecise in all
resemblance or close
U1]
iD
respects, but there must then be a clo
tt
similarity. Caution must be exercised at this point, because it
1s often a very short step to bridge the difference by reference
to function. that is, to gay that while the differences ars due
to the defendant's decision to change. they resuirt un a
performance which the conpvright drawings were calzulated t2
achieve, in mv view, this 13 toa steno out of the crover province
of copyright. It reailv amounts te ne more thar savind rhat the
idea, or the concert, was copied.
This consideration is, I believe, important in relation
to the absorber panels. One aspect relates to the differences in
measurements. The small difference in the lenaths of the riser
pipes, 1920'mm. (Edwards) az against 1865 mm. 'Solarhart)., taken
alone. can be disregarded, but there ares many other differences.
and they do mot in anv way, or at anv point. rasult from a
reproduction to scale of the convright draw: » I shail mention
a
|
ing
'ethers, some of them, if taxen alone, being trivial. The spacing
between the riser pipes in Edwards is 150 mm., in Solarthart 148
mm.; the widths of the absorber panels is Edwards 998 mm.,
Solarhart 1020 mm. (there 15 a protrusion, a cover angle, on the
Solarhart panel which adds 2 mm.); the lenaths of the nanels are
Edwards 1975 mm., Solarhart 1934 mm.; the depths of the absorber
Panels are Edwards 80.mm., Solarhart 70 mm.: the lengths of the
header pipes are Edwards 978 mm.. Solarhart 1901: the diameters
/of the header pipes are Edwards 24.5 mm., Solarharr 25.4 mm.,
their thickness is Edwards 1.2 mm.. Solarnart 0.9 mm.: the width
of the absorber plates is Edwards 948 mm.. Solarhart 9993 mm.. the
length of the absorber olates is Edwards 1905 mm.. folarhart 1295909
mm.; the width of the two absorber oansls courled reoqrether
(including the external header nuts) 1s Edwards 20721 mm.,
Solarhart 2072 mm.; the distance bherween the canels which 15
occupied by the coupling nuts is Edwards 25 mm., Solarhart 32 am.
There are very few instances whers the zame measurements are
used, One 1s the diameter s> the risers. which are both 12.7
mm... but again there is a difference - their thickness.is Edwards
FE |
lomm., Solarnart 0.71 mm.
In an engineering drawing, desianed to prescribe what is
to be produced, it seems to me that differences such as I have
W
i
cor
H
been discussing must be important. is, think, very
difficult, having in mind the manv differences and how thev range
over the whole unit, to sav that the Edwards unit reproduced, aor
was a "version" of the Solarhart drawings. Piainly, the
drawings, even slightly adapted, could not be used for the
production of the unit im question. Mr. Riley ain his evidence
savs that reproduction means using measurements on the drawines,
to within manufacturing tolerance. There can be no question of
the differences to which I have referred heind due ta
manufacturing tolerance.
The learned Judqwe relied heavilv on clese similaritv in
confiduration, and the qualitative importance of this aspect. ta
support findinas of copving and resemblance. I: it eesirable, I
think, that I set out in full the relevant passaqe:
"The avidence to this voint compels m
regard it to be reasonable to draw n
inference of copving so I. should now e
whether this inference can he displaced by
evidence showing how the defendant arriv
ed ar
its desitan and that 1t had not done so hy
copving. So far as the existing literaturs is
concerned I am quite satisfied thar 1t would
not by itself have suagested the confiquration
of the Edwards unit even assuming 'hat ons
started off umeon the assumeticon of 4 need far
a horizontal tank <fontaining about 700 lirres
of water. The literature deals only with .
non-connected services and vertical tanks,
that is vertical storage tanks coupled toa
remote collector system. Tt does not deal
with correlation between the lenath of the
yisers and the phenomenon of thermosvphon.
There 15s no reference in the literature fhat Tf
could discover relevant ta horizontal
evlinders. Nor do I find in the literature
anv necessary correlation which would directly
lead the manufacturer to a ratie of four
square metres of collector plate to 300 litres
of water. Furthermore the literature does nor
sugqgest a combination of an aluminium sheet
and a copper tube. Indeed Ex. 24 at o.5 savs:
'Copper is the current preferred material for
both tubes and sheet .... At the present time
no cheap method of thermally bonding aluminium
to copper has been proved in oractice'. The
configuration of two collector plates of the
dimensions shown on the drawings connected
together and thence to a horizontal tank has
no parallel in anv of the literature nor
indeed in the practice of competing
manufacturers."
It will be seen that his Honour relied upon the noveltv of
important aspects of the Solarhart equipment, and their
appearance in the Edwards unit. At this point 1t seems to me
that his reasoning skirts the borderline between repreduction of
the copvright material, and taking an idea 1 shows, TS thers
Was im fact the noveltv upon which his Honour relies. there is
the consideration to which I have already referred, of artemntind
to use copvright protertion instead cr natent for desian
protection. One aspect that seems to have bean new (so far as
the evidence went) was the siaciung of the tanks in a norizontal
position, lenathwise, as distinct from a vertical position,
His Honour's reasons, as qust set our, also tand to
ba
rd
discount unduly the published information that was available.
particularly ain the C.S.1.P.0. literature. For exarols. the
discussion ina pamphlet issued in 1966 gave almost all th
iy
quidance necessary in relation to the desirable desian of a
thermosyphon. Guidance, some of it detailed, was also provided
in a pamphlet published in 1964.
I have formed the view that in reading hie conclusions
on this part of the case, hie Honour was giving an extended reach
to copvright protection. I am of the view that reproduction was
not established in relation to the drawings of the absorber
panels (drawings 8310/29 and 8310/30).
It seems to me that the application of 5.71 can and
should be considered. notwithstandina the conclusions already
reached. I am of the view that the section nedatives
infringement in relation both to the tank and the panels. and I
savy this whether or not I am correct in my conclusion that
otherwise there were not infringements.
I shall consider the 'tanks first. It 15S perhaps
sufficient to sav that if the non-expert could fulliv understand
the plans, he would observe very little indeed about the
appellant's product which would appear to him to be a
reproduction of them. The most ne is likely to sav 'leaving
aside insianificant matters) is that there are three cornections
at the end of the tank, which aposar in the same oosition an the
drawings, relative to the tank and tc each other. However, he
will see that they are very different in appearance. and there is
nothing on the drawing to account for that. I agree with
Woodward J. and Franki J. on this matter.
Concerning the absorber panels (and related units) I
have come to the same conclusion as Franti J. I aqree in
substance with his reasons. but should add some remarks of my
own. Qne matter about which I fand difficultv 15 in assessing
the non-expert's interpretation of the drawings. Frank: J. has
confessed, somewhat modestlv I suspect, to "some knowledce"
concerning the understanding of drawings. I cannot make the
confession of Danckwerts L.J. in Dorling v. Homnor Marine Limited
and Another (1965) 1 Ch. 1, at pp.21-22. or the dasclaimer of
Lord Hailsham in L.B. (Plastics) (supra.) at p.520, as my own
training and experience have left me with "some" capacity to read
engineering drawings. Nevertheless, one matter which strikes me
is that, as a Court of three Judges, we spent much time in
seeking assistance from counsel to understand the subiect plans,
including the legends thereto, sometimes, I suspect, to the voint
of being told what thev were meant to mean. As far as I can
recall, counsel were always able to oproaffer che ass2rstance
sought. I cannot help feel that the non-expert. even diven ail
the support from the evidence to which he would be sntirled vould
be at a loss when it came understanding adequately, esnecially ro
the point of visualising in three dimensicns, the various
b
sectional drawings, s@paratelv, cry as par
The need for an adequate understanding of the drawings,
and a visualisation of how a product made therefrom would anvear,
125 emphasised by the consideration thar at a first look, the
panel part of the appellant's equipment annears verv similar to
that which 15 provided for on part of the drawings. This 1s the
'
bulk of the 'apparatus; there is a aqlass covering under wnich is a
rectangular bluick-coloured surface, with a series of vertical
yidges, obviously! containing pipes, running the full lenath of
the surface. where is then some ancillary apparatus running
horizontally at top and bottom. The number of risers could
readily be counted on both drawings and equipment, and found to
be the same. The fact 1s that similar arrangements (not
necessarily with the same number of risers) are well enouch
known, in the industry, and among the lay public.
Closer examination would disclose other similarities
hetween the respondent's drawings and the annellant's product.
However, difficulties so00n arise in a translation from the
drawings to the object of some of the cantants of the former.
There are dissimilarities, some of them obvious. The differences
in dimensions I have already referred to. Some will he readilv
apparent, some not. The depth of the equipment '10 mm.) will be
amonaq the former. The flanges of the absorber plates of the
equipment are of a different shape to that srovidecd for in the
drawings, - one turns at an angie from the vertical of ferty-five
degrees; the other is stecped up in two bends, in that has heen
described as a qull-wino effect. Whiie the dravingds enow arn
bd
un
.
aluminium rerlective foil behind the absorber plates, there 15 no
such provision in the anpellant's unit. There are then a number
of less obvious differences, some depeandina on a close
understanding of the subsidiarv drawings.
In all. I think it likely that the non-sumert, even ,were
he able to understand fullv the drawings. perhanos would not
conclude that there was a reproduction. His first, and T thint,
Ly
mn
insurmountable difficultv would be in understanding rhe drawings.
The learned Judee dealt very shortly with the
application of 5.71 and said that the appellant 'the defendant
before him) had not satisfied the onus. It may be that where I
B
differ from him most on this question is in the wosition of th
b
non-expert, and in the knowledge or understanding to 2
attributed to him. Obviously, this last-mentioned matter is one
of judgement, upon which views can readily daffer. The question
r 12 case, "he
posed by the section is one of fact. Tf, af ain th
parties leave the determination of the fact ro the Court withour
evidence, it can be placed in a d2ifficuirr. Tr ous inevitable
that the Judae will then use his own knowledqe and experience.
What he must do 'and what, I suggest we must 4a
n
we
iTim]
fy
ut
wT
utni]
removed from the hearing! is to determine the fact, az sosed br
the section and uninfluenced by, ameng sther marters. expert
evide in relation to the plans. and on the qestion of
a
a
1]
yeproduction. This us doubtless a difficult disemtcdimen- for a
Judere who has heard the expert evidence and formed sonclusions on
nh
its
copying and reoroduction., and mot much iess difficuit for the
appeliate court. but 1 15 a task required when 5.71 15 to be
applied. All I can sav 15 to repeat what I said at the
beginning, mamely that the Act needs a thorouth cverhaul, in
relation both te concepts and draftina.
fam
os
3)
in
I+cin
H
Tv
P
w
ui
ie]
It}
There 1s no need for me to axplore
5.77 of the Act. ana I do not deo so.
In my opinion the appeal should be upheld with cosrs.
The orders made in the Supreme Court should be set aside and the
action there dismissed. The respondent should Pay che
£
appellant's costs of the proceedings in that Court. If anv
question should arise as to the scale of costs, or as to anv
other particular matter of the nature of these deait with in
order (4) of his Honour's orders, that question 1s remitted to
be decided bv the Supreme Court.
T mertify that a
cvanty-firre #251 9 2
a true ccnvy at ro
Judamenr of his oH e
Fox,
IN THE FEDERAL COURT OF AUSTRALIA
)
) .
WESTERN AUSTRALIA DISTRICT REGISTRY ) Appeal No. 43 of 1982
)
)
GENERAL DIVISION
ON APPEAL FROM THE SUPREME COURT OF WESTERN AUSTRALIA
BETWEEN:
EDWARDS HOT WATER SYSTEMS (a firm) Appellant
and
S.W. HART & CO. PTY. LTD. Respondent
CORAM: Fox, Woodward, Franki JJ.
DATE: 12 October 1983
WOODWARD J. REASONS FOR JUDGMENT
I have had the advantage of reading the draft judgment
of Franki J. His Honour has set out the facts of the case, which
I need not repeat, and I find myself in agreement with everything
he has said about the law to be applied in this appeal.
With one important exception, I also agree with him
about the way that law should be applied to the facts of this
case. In particular I agree with his acceptance of the learned
trial Judge's view that, in spite of a number of minor
differences, there was a substantial similarity between the
appellant's absorber plate and the absorber plate depicted in the
drawings of which the respondent owned the copyright.
I also share Franki J's doubt about the learned trial
judge's parallel finding of "sufficient resemblance" (on which to
base an action for copyright infringement) between the
respondent's drawings and the appellant's storage tank. I do not
think I would have come to the same conclusion as the learned
trial judge, but I do not find it necessary to decide whether this
Court could properly interfere with his Honour's finding on this
question of fact.
Again, like Franki J., I can see no reason for this
Court to interfere with the trial judge's findings, based on the
evidence before him and the view he took of the witnesses, that it
was reasonable to draw an inference of copying and that there was
no evidence sufficient to displace that inference.
I accordingly approach the question of what Franki J.
has described as the ""non-expert defence", relied on by the
appellant, on the basis that the evidence to that point has
established an infringement of the respondent's copyright, at
least so far as its absorber plate drawings are concerned.
S.71 of the Copyright Act 1968 provides
"For the purposes of this Act -
(a) the making of an object of any kind that is in
three dimensions does not infringe the
copyright in an artistic work that is in two
dimensions; and
(b) the making of an object of any kind that is in
two dimensions does not infringe the copyright
in an artistic work that is in three
dimensions,
if the object would not appear to persons who are
not experts in relation to objects of that kind to
be a reproduction of the artistic work."
The provision seems to be intended to inhibit the
tendency for copyright law to overlap and interfere with
well-established principles of patent law, which has become a risk
in recent years with design drawings being treated as artistic
works capable of copyright protection.
I accept the principles which Franki J. has drawn from
the relevant English authorities and the gloss he has added to the
effect that a judge applying the test must be credited only with
some ability to interpret detailed design drawings. I take this
to mean the ability of an intelligent layman who has had occasion
to study such drawings from time to time but has never worked with
them closely.
It follows from this that I accept also Franki J.'s
conclusion that a defence under s.71 may aften be established, on
the balance of probabilities, where the drawings concerned are
"detailed sectional drawings of a fairly complex three-dimensional
mechanical article made up of many parts".
I should say that I have felt some concern about the 'way
in which a Court of Appeal should approach this question of fact.
However, because the members of the Court are in just as good a
position as the trial judge to make the necessary visual
comparison, I have reached the conclusion that it is proper for us
to consider the matter for ourselves, while paying due respect to
the decision reached at first instance.
Coming then to the act of visual comparison between the
relevant drawing (B310/43) and the appellant's tank and associated
parts, I have no difficulty in saying that the tank "would not
appear to persons who are not experts in relation to objects of
that kind to be a reproduction of the artistic work".
Indeed I would regard this as a very clear example of
the proper application of the defence. The general impression
received by the non-expert is one of quite striking difference
between the drawings and the three-dimensional object. It is only
with the help of evidence from experts that one begins to see the
points of identity found by the trial judge to be significant. To
this extent, therefore, I differ from the learned trial judge and
would allow the appeal so far as infringement of copyright in
drawing B310/43 is concerned.
My difficulty in this case arises in relation to
drawings B310/29 and B310/30 and the requirement to compare them
with the appellant's absorber plates and associated parts. Here I
find my first impression to be one of broad similarity between the
drawings and the three-dimensional products. On closer
examination, some points of difference appear but, as Lord Salmon
pointed out in L.B. (Plastics) Limited v Swish Products Limited
(1979) RPC 552, this is not really to the point. His Lordship
said, at p.631,
i
"The defence ...- is concerned with points of
resemblance or identity which are really there, but which the
non-expert would have failed to recognize as points of resemblance
or identity in the three dimensional form with the result that it
would not have appeared to him that there had been the
reproduction of any substantial part of the original artistic
work".
Applying this test to the appellant's absorber plates
and associate parts and the related drawings I believe, with the
learned trial judge, that the non-expert defence fails. It is on
this issue only that I differ from Franki J.
Since, as I have said earlier, I agree with Franki J.
that there are no grounds for interfering with the finding that
infringement of copyright has been established in relation to
drawings B310/29 and B310/30, and that the defence under s.77
fails for the reasons given by him, it follows that I would allow
the appeal in part only. So far as the formal order of the Court
vis concerned, I would delete sub-paragraph (3) of paragraph 1, and
sub-paragraph (b) of paragraph 3 of the order of the Supreme Court
and direct that the appellant be at liberty, if so advised, to
apply to the Supreme Court to seek to vary that Court's order as
to costs in the light of this judgment. Otherwise I would affirm
the orders of the Court. Bedause the appellant has succeeded on a
substantial issue in this appeal but failed on the majority of the
issues raised, I believe that this Court should make no order as
to the costs of this appeal.
I certify that this and the 5
preceding pages are a true copy of the
Reasons for Judgment herein of the
Honourable Mr. Justice A.E. Woodward
t
We bo phere LLL
Associate
Dated: 12 October 1983
IN THE FEDERAL COURT OF AUSTRALIA }
WESTERN AUSTRALIAN DISTRICT REGISTRY
we
Appeal No. 43 cf 1982
GENERAL DIVISION )
On appeal from the Supreme
Court of Western Australia
BETWEEN: EDWARDS HOT WATER SYSTEMS
(a firm)
(Appellant)
- and -
S.W. HART & CO. PTY LTD
(Respondent)
CORAM: Fox, Woodward and Franki JJ.
12 October 1983
REASONS FOR JUDGMENT
ERANKI J.
This is an appeal from a vudge of the Supreme Court of
Western Australia in which the learned trial Judge found that the
copyright in certain drawings of the respondent had been
infringed by the manufacture and sale of certain articles. The
respondent, S.W. Hart & Co. Pty Ltd. 15 a very large manufacturer
of solar hot water systems in Australia and the appellant,
Edwards Hot Water Svstems ('a Tirm', 18 a major competictor.
The respondent was the owner of three drawings described
aun the judgement in the following terms:
(a) A drawing entitled "20 Squ.ft. - 300 Litre
Standard Solar Panel" depicting a solar water
heater absorber consisting of two panels
connected together in series and certain
details thereof. The drawing bears the
identifying number B 310/29. The drawing was
made inor about the month of March, 1976.
(Exhibit 1).
{b) A drawing entitled "S.W. Hart Standard 20
Squ.ft. Absorber" depicting in detail header
pipe connection nuts. The drawing bears the
identifying number B 310/30. The drawing was
made in or about the month of March, 1976.
(Exhibit 2).
(c) A drawing entitled "430 mm 300L Solar Cylinder
Assembly Detail" depicting a cylindrical tank
of 300 litre capacity encased in insulating
material and surrounded by an outer case. The
drawing was made in or about the month of May.
1977, and bears the identifying number
B310/43. (Exhibit 4).
é
I will refer to these drawings by their identifying numbers. The
author of these drawings was a Mr. Riley. an employee of the
respondent.
It was common ground that each of the drawings to which
I have referred was an original artistic work and that copyright
subsisted in each work pursuant to s.32(1) of the Copyright Act,
1968 ("the Act"). Section 31(1)(b)(i) of the Act provides, inter
alia, that, in respect of an artistic work. copyright includes
the exclusive right to reproduce the work in a material form.
Section 36 of the Act provides that copyright in an
artistic work 1s infringed by a person who, not being the owner
of the copyright, and without the licence of the owner of the
copyright, does in Australia, or authorizes the doing in
Australia, of any act comprised in the copyright.
Section 21(3) of the Act provides:
"For the purposes of this Act, an artistic
work shall be deemed to have been reproduced -
(a) in the case of a two-dimensional form -
1f a version of the work is produced ina
three-dimensional form; or
(BD) ..eeee
and the version of the work so produced shall be
deemed to be a reproduction of the work."
| ?
Section 21(4) provides that $.21(3) "has effect subject
to" ss.65 to 73 inclusive. Section 14(1)(b) provides that unless
the contrary intention appears a reference to reproduction of a
work shall be read as including a reference to a reproduction of
a substantial part of the work. So far as is relevant an
"anfringing copy" of an artistic work is defined in s.10 asa
reproduction of the work being an article the making of which
constituted an infringement of the copyright in the work.
It was conceded at the trial that the respondent was the
owner of the copyright in these three drawings, that they were
artistic works and that they were original drawings. The
appellant commenced to manufacture solar heaters alleged to
infringe the respondent's copyright towards the end of 1978 and
three units which had been sold are referred to in the
particulars, each described as "Edwards Solar Heating System
Model 305" ("Edwards £305"). The respondent manufactured a unit
of about the same size which I will refer to as "Solahart 300L".
The following issues were before the learned trial Judde
and are before us:
(1) Apart from the defences under s.71 and s.77 of
the Act did the appellant infringe the
respondent's copyright in any of the three
drawings?
(2) Was the appellant entitled to succeed ina
defence under s.71 of the Act (the
"non-expert" defence)?
(3) Was the appellant entitied to the benefit of a
defence under s.77 (the "designs" defence) of
the Act?
The learned trial Judge s description of the operation
in general of a solar hot water system was accepted by the
parties in this appeal. It was:
"Whatever type of system it appears to consist
of two fundamental parts: an absorber plate
and a storage tank. The absorber plate
consists of two header pines. the top header
and the bottom header which are connected by a
number of riser tubes. The riser tubes are
covered by a plate (collector plate) usually
painted black and the plate is encased in the
absorber casing, insulated and covered with
qlass. Cold water enters the system either
direct to the bottom header or to the tank and
ui
from the tank to the bottom header. The top
header is connected to the top of the tank.
Hot water is drawn off from the tank. The
absorber plate is exposed to the sunlight
usually in the southern hemisphere facing the
north. As the sun shines through the glass 1t
heats up the collector plate and causes a
transfer of heat through the collector plate
into the risers and thence from the risers
into the water. At the start of the operation
the whole of the system is full of cold water.
As the water heats up there becomes a
difference in density between the cold water
being brought to the bottom of the absorber
piate and the water in the riser pipes which
causes a flow by the cold water falling down
under gravity pushing the hot water in the
riser pipes into the top header and thence
into the tank. The difference in densities is
a measurable fiqure. The flow of water is
called thermosyphon. If no hot water is being
drawn off the tank and in conditions of
maximum sunlight, the tank will fill with hot
water. Meanwhile the collector piate
continues to get hotter and hotter until it
becomes hotter than any of the surrounding
area and starts re-radiating energy.
Eventually it collects less and less energy
until it reaches about 120 degrees centigrade
when it stops working completely. In other
words it reaches an equilibrium. If no water
is drawn off the tank the water will get
hotter and hotter during the daylight, but of
course there will be heat losses over night,
but eventually it will reach a stable or
stagnation temperature. The siaqnificance of
the stagnation temperature is that it isa
temperature which the system will reach
without any usage under full radiation
conditions. in order to overcome the
possibility of insufficient sunlight an
electric element is added to the tank so as to
heat the water to the desired temperature.
Coupled with the electric element 1s a
thermostat to requlate the maximum temperature
to which the water will reach when being
heated by the element. Apart from the
thermostat there would also be an auxiliary
safety therm cut-out as well as a pressure
temperature relief valve.
The description I have given has been a
general description but with particular
relevance to the 1975 model unit manufactured
by the plaintiff."
It will be seen that a solar hot water system of the
type under consideration consists basically of three parts: (l) a
flat plate solar absorber, (2) a carculation system and (3) a
storage tank. I pass now to consider the issues.
The First Issue:
Apart from the defences under s.71 and s.77, did the
appellant infringe the respondent's copvright in any of the three
drawings?
The appellant accepted that there were similarities
between the Edwards L305 unit and the drawings but it submitted
that these similarities should be related to the common idea
underlying both the appellant's and the respondent s heaters
reflecting their common source in C.5.1I.R.0. Research.
Copinger and Skone James, Copyright, 12th Ed. at paras
456-458, deal with the broad concept of infringement involving
copying, and the learned authors say at para 458:
"The foregoing may be summarised by saying
that there is no infringement unless 1t 15
estabiished that the defendant has produced a
work which both Closely resembles tne
plaintiff's work and has been produced by a
direct cr indirect use of the features of the
plaintiff's work 1n which copyright subsists."
The appellant's arqument on this issue was that there
_was not sufficient resemblance between the drawings or any of
them and the Edwards L305 unit for that unit to infringe the
drawings or any of them even if copying was established. It was
also arqued that some similarities were dictated by general ideas
and should be given little weidqht, and that many of the features
in the drawings were found in prior publications such as those of
the C.S.I.R.0. or in solar heaters produced previously by other
persons. The appellant 'placed some reliance ona case under
somewhat different legislation, Hanfstaengi v. Baines & Co.
£1895] A.C. 20 where Lord Watson at p.28 said:
"But in cases where copyright is claimed for
Pictures or drawings which treat an old and
common subject, such as love-making beside a
stile, the privilege of the author must, in my
opinion, be strictly confined to the
particular design which he has cnosen."
It was submitted that the judgment of the House of Lords
in Ladbroke (Football) Ltd. v. William Hill (Footbali) Ltd.
Ci964] 1 W.L.R. 273, which deals with a compilation which set out
details of games of football, was another illustration of tne
same approach. In that case Lord Reid at pp.276-277, in a much
cited vassage, said:
"Broadly, reproduction means copying, and dces
not include cases where an author or compiier
produces a substantially similar result by
undependent work without ccpying. And, if he
does copy, the question whether he has copied
&@ substantial part depends much more on the
quality than on the quantity of wnat ne has
. . oem.
taken. One test may be whether the part which
he has taken is novel or striking, or is
merely a commonplace arrangement of ordinary
words or well-known data. So 1t may sometimes
be a convenient short cut to ask whether the
part taken could by itself be the subject of
copyright. But, in my view, that is only a
short cut, and the more correct approach is
first to determine whether the plaintiffs'
work as a whole 1s 'original' and protected by
copyright, .and then to inquire: whether the
part taken by the defendant is substantial."
Lord Evershed at p.283 said in relation to what is
"substantial" that:
"It will, therefore, depend, not merely on the
physical amount of the reproduction, but on
the substantial significance of that which is
taken."
Lord Pearce at p.293 said:
"Whether a part is substantial must be decided
by its quality rather than its quantity."
Senior Counsel for the appellant arqued that one should
give very little weight to features of the drawings which were
commonplace or, indeed, not original or novei. He referred to
what Jacobs J. (as he then was) said in Beck v.
Constructions Pty. Ltd. £1964-5] N.S.W.R. 229 at p.232:
"It 1s clear I think that the degree of
protection of an architectural plan must of
its nature be very iimited and it seems to me
that one of the reasons for the severe
limitation in the deqrée of protection under
Montana
the law of copyright 1s that in any
architectural plan more than any other forms
of literary or artistic preduction there 1s a
greater element which may be described as
common to all plans and that the particular
portion of the plan which may be regarded as
belonging to the owner of the copyright. the
particular features of it and of the
expression, must consequently be more
limited."
Mechanical drawings must be considered in the same category as
architectural plans.
The House of Lords considered the question of the
infringement of the copyright in drawings by the manufacturer of
three-dimensional articles in L.B. (Plastics) Limited v. Swish
Products Limited £19793 R.P.C. S51 ("L.B. Plastics").
| At p.619 Lord Wilberforce, with whom Lord Salmon, Lord
Fraser of Tullybelton and Lord Keith of Kainkel agreed, said:
"There can be no copyright in a mere idea, so
if all that the respondents had done was to
take from the appellants the idea of external
latching, or the "unhanding"" of components, or
any other idea implicit in their work, the
appellants could not compiain. Nor is there
infringement 1f a person arrives by
undependent work at a substantially similar
result'to that sought to be protected. The
protection given by the law of copyright is
_against copying, the basis of the protection
being that one man must not be vermitted to
appropriate the result of another's labour.
That copying has taken place is for the
plaintiff to establish and prove as a matter
or fact. The beginning of the necessary proof
normally lies in the establishment of
Similarity combined with proof of access ta
the plaintiffs' productions."
10.
At p.622 His Lordship said:
"Substantiality being a question of quality
rather than quantity, there is no doubt, in
the judge's words, that the respondents
'copied many of those things which give it its
specific individuaiaty'. These he held, in my
opinion rightly, as not, taken together, being
less than substantial."
In Catnic Components Limited v. Hill and Smith Limited
£19823 R.P.C. 183 ("Catnic") a similar question was considered by
the Court of Appeal. An appeal on other aspects was taken to the
House of Lords. At p.223 Buckley L.J. said:
"I do not question the principle that in
deciding whether what has been reproduced by
an alleged infringer is a substantial part of
the work allegedly infringed, one must regard
the quality (that is to say the importance)
rather than the quantity of the part
reproduced (see Ladbroke (Football) Ltd. v.
William Hill (Football) Ltd. £19643 1 W.L.R.
273, per Lord Reid at p. 276 and per Lord
Pearce at p. 293); but what is protected is
the plaintiffs' 'artistic work' as such, not
any information which 1t may be designed to
convey. If it is said that a substantial part
of it has been reproduced, whether that part
can properly be described as substantial may
depend upon how important that part is to the
recognition and appreciation of the 'artistic
work'. If an 'artistic work' ais desianed to
convey information, the importance of some
part of it may fall to be judged by how far it
contributes to conveying that information, but
not, in my opinion, by how important the
information may be which it conveys or helps
to convey. What is protected is the skall and
labour devoted to making the 'artistic work'
1tself, not the skili and labour devoted to
developing some idea or invention communicated
or depicted by the artistic work'. The
protection afforded by copyright is not, in my
judgment, any broader, as counsel submitted,
il.
where the 'artistic work' embodies a novel or
inventive idea than it is where it represents
a commonplace object or theme."
Although Buckley L.J. was a member of the Court
Appeal whose judgment was reversed in L.B. Plastics,
nothing 1n that case to affect what was said by Buckley L.J.
Catnic.
Lord Hailsham of St. Marylebone in L.B. Plastics
considered the question of the onus of proof which a plaintiff
bears in an action for infringement of copyright and at p.625
cited the following passage from the speech of Lord Wright in
King Features Syndicate Inc. v. 0 & M. Kieeman Ltd. £1941] A.C.
417 when he said at page 436:
"Here the only evidence of actual copying,
direct or indirect, is similarity with regard
to the figure, which is a substantial part of
the sketch, between the copyright worx and the
alleged infringement. I think, however, that,
where there is substantial simiiarity, that
similarity is prima facie evidence of copying
which the party charged may refute by evidence
that, notwithstanding the similarity, there
was no copying but independent creation."
Lord Salmon and Lord Fraser of Tullybelton agqreed with Lord
Hailsham of St. Marylebone.
In L.B. Plastics at p.619 Lord Wilberforce pointea out
that there was a striking general similarity between
12.
respondent's article and the relevant drawings and that the
respondent had the opportunity to copy an article based on the
appellant's drawings and the existence of these facts and certain
other relevant matters established a prima facie case of copying
which the respondents had to answer.
I proceed to consider drawings B310/29 and B310/30,
which depict the absorber comprised of two panels. In general,
no argument was presented that, apart fromthe defences under
ss.71 and 77, these two drawings should not be considered
together although the case was pleaded and conducted on the basis
that separate copyright existed in each drawing. The iearned
trial Judge found 15 points of similarity. These were described
by the appellant in a schedule presented to us substantially as
follows: 7
1. Diameter headers and risers i inch and half
inch.
2. Header-riser pipes set-out the same.
3. Riser pipe spacing.
4. Material of pipes - copper.
5. Riser pipe fixing to collecter plate.
6. Riser pipe length.
7. Collector plate width.
8. Configuration of absorber panel casing.
9. Absorber plates sit on similar insulation.
10. Glass panel above both plates.
ll. Collector plates fluted on vertical edges.
12. Collector plates painted with flat black
paint.
13. Riser-header ccnnection at hole punched in
header and silver soldered.
14. Connections of header pipes to cold water
inlet and hot water outlet and to each other
are similar.
15. Two absorber plates of same size connected to
each other giving votal area of '4 square
metres in each case.
In this =cheaule the evidence was very carefully
analysed and each similarity found by the trial Judge was
considered and the reason for its incorporation in the Edwards
305L was sought to be explained. It is sufficient to say that
some similarities were sought to be explained as common ideas,
others as having their source in C.S.1I.R.0. documents, others as
not being novel or striking. Certain others were said not to
show similarity and jne or two not to be "a subject of
copyright".
' It' does not follow that a relevant similarity does not
exist merely because, for example, the dimensions of a part shown
in a drawing and those of the corresponding three dimensional
part differ somewhat. Many compilations are prepared basically
from a variety of common sources but if cne compilation is ccpied
from the other this factor does not prevent a finding of
infrangement.
Anothenx, schedule was presented to us setting out the
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ia.
dissimilarities between the absorber panels depicted in the
drawing and the Edwards 305L unit. I do not propose to deal with
these in detail.
I agree with the learned trial Judge's view in relation
to the absorber plates that "there is a substantial similarity
between the Edwards absorber plate and the absorber plate
depicted" 'in the two drawings.
'Tt pass now to consider drawing B310/43 which depicts the
tank. Similar schedules were presented to us with regard to
this item.
The learned trial Judge found six points of similarity
between the drawing under consideration and the tank. They were
described by the appellant in the schedule presented to us as
follows:-
1. Relative positions ofr hot and cold water
outlets and relief valve.
2. Both hot water outlets fitted with a scoop
terminating towards top of cylinder.
3. Volume of water above thermostat in L305
within 2.5 per cent of volume above thermostat
in 300L.
4. 60 mm insulation at top in both units. Minor
difference 3 mm at bottom.
5. Insulating material same.
6. Position of heating element.
15.
A like schedule was presented to us setting out dissimilarities.
The learned trial Judge reached the following
conclusion in relation to the tank:
"It is not difficult to visualise from Ex. 4
the configuration of the tank. When I do that
exercise in my view there is a substantial
similarity between the Edwards tank and Ex. 4,
that substantial similarity arising by reason
of matters of substance rather than precise
detail. It follows therefore in my view that
those: parts of 'the Edwards 305L which
correspond to the drawings show sufficient
' resemblance to amount to a breach of copyright
if the .essential element of copying has been
established."
Io am, not satisfied that I would reach the same
conclusion on this issue, which 1s simply a finding of fact, no
question of any error of law being involved. However, betause of
the view I take on the second issue, I will not deal with this
aspect further. I will proceed on the basis that, for the
purpose of consideration of the defence under s.71, I accept this
finding of the learned trial Judge.
Upon the basis that substantial similarity has been
shown to exist between the three drawings and Edwards 4305, I
pass now to a consideration of whether copying was established.
I approach this question by noting the learned trial
Judge's assessment of the witnesses. His Honour said that
16.
"Wherever there exists in the case a conflict ona matter of
expertise I prefer the evidence led on behalf of the plaintiff
(respondent). So far as credibility is concerned, that of the
witnesses led on behalf of the plaintiff was never in issue, but
so far as Edwards senior and junior are concerned, as already
indicated, I am unwilling to accept their evidence in a number of
important respects." Mr Edwards senior was the senior partner in
the appellant firm and Mr Edwards junior an employee of that
partnership. )
The finding of the learned trial Judge that the
appellant had access to drawings B310/29 and B310/30 and the
details of Solahart 300L, as manufactured, was not challenged in
this appeal.
The learned trial Judge came to the conclusion that it
was reasonable to draw an inference of copying in this case
unless that inference was displaced by evidence showing that the
defendant (appellant) arrived at its design otherwise than by
copying and he reached the conclusion that, subject to the
question of any defence under s.71 or s.77, infringement was
established. Since the evidence does not displace the inference
which his Honour had drawn with regard to copying, subject to the
doubt which I have expressed concerning the question of
substantial similarity in relation to the Edwards tank and
drawing B310/43, I proceed to a consideration of the other issues
upon the basis that infringement of copyright has been
17.
established in respect of each of the three drawings.
The Second Issue:
I pass now to consider the question whether the
non-expert defence provided by s.71l was established. This is the
critical question.
S.71 of the Act provides:
"For the purposes of this Act -
(a) the making of an object of any kind that
is in three dimensions does not infringe
the copyright in an artistic work that is
in two dimensions; and
(b) the making of an object of any kind that
is in two dimensions does not infringe
the copyright in an artistic work that is
in three dimensions,
if the object would not appear to persons who
are not experts in relation to objects of that
kind to be a reproduction of the artistic
work."
Section 71(b) does not differ in any material way from
s.9(8) of the English Copyright Act 1956. The meaning of s.9(8)
was considered by the House of Lords in L.B. Plastics. Lord
Wilberforce, with whom Lord Fraser of Tullybelton and Lord Keith
of Kinkel agreed, considered the meaning of the section at p.622.
The following principles were there clearly stated:
(a) The section applies only by way of defence and
the defendant bears the onus.
18.
(b) It is only to be considered after the issue of
copying has been decided and on the assumption -
that that question has been decided in favour
of the plaintiff.
{c) The Judge is entitled to take account of any
written matter on the drawing.
(d) The Judge must be credited with some ability
to interpret drawings but the comparison is a
visual comparison. (emphasis added)
(e) The (non-expert) Judge should not repeat the
process which, as Judge with the assistance of
expert and other witnesses, he has gone
through in deciding whether there has been
copy or not.
(f) The Judge's conclusion on this issue is one of
'fact.
Lord Hailsham at p.631, with whom Lord Fraser of
Tullybelton also agreed, said that it would be a wrong approach
in considering this defence to enumerate dissimilarities which a
non-expert would have recognised as dissimilarities sincd the
defence "is concerned with points of resemblance or identity
which are really there, but which the non-expert would have
failed to recognise as points of resemblance or identity in
three-dimensional form with the result that it would not have
appeared to him that there had been the reproduction of any
substantial part of the original artistic work".
Lord Salmon at pp.635-636 said that the sub-section was
"a curious sub-section", that the defendant bore the onus of
establishing the defence under it and that 1t raised soleiy a
question of fact. However curtous and difficult to apply the
ig.
section may be, 1t also may be thought curious that a technical
working
drawing of a complex mechanical article should fall
within the category of "artistic work".
The Court of Appeal considered this section in Solar
Thomson Engineering Co. Ltd. v. Barton £19771 R.P.C. 537. The
judgment
of the Court was delivered by Buckley L.J., who
delivered judgment in the Court of Appeal in L.B. Plastics, and
e»from which the House of Lords allowed an appeal. However I do
not find
anything in the judgment of. the Court of Appeal in Solar
Thomson Engineering Co. Ltd. v. Barton which would be affected by
what was
said by the House of Lords in LL.B. Plastics. In Solar
Thomson Engineering Co. Ltd. v. Barton a defence under s.9(8) was
considered and the drawing in respect of which infringement was
claimed was a sectional drawing of| a pulley tyre. It was alleged
that this
drawing, a sectional drawing, had been infringed by a
three-dimensional object and, at p.559, 1t was said that "the
drawing
observer
his hand
case was
being a sectional drawing, the notional unskilled
should be treated as having a sectioned cheek piece in
for the purposes of section 9(8)". The drawing in that
of a simple nature.
It 15 appropriate to note that, in the field of patents,
Judges have been said by the House of Lords not to be experts in
the reading or interpretation of photograpns and also presumably
of drawings. (See generally Van der Lelv (C.) N.V. v. Bamfords
Ltd. £19633 R.P.C. 61 at p.7i and Terrell, On the Law of Patents,.
20.
12th Edn. vara 926). I am of the view that Lord Wilberforce's
statement that Judges must be credited with some ability to
interpret drawings .in considering a defence under s.9(8) should
be read with the emphasis on the word "some".
Section 71 poses the question whether the' three
dimensional object is a reproduction of the artistic work bearing
an mind that s.14(1)(b) provides' that, unless a contrary
intention appears, a reference to a reproduction of a work shall
be read as including a reference to a reproduction of a
substantial part of a work. The question whether a work has been
reproduced for the purposes of s.71 must be decided upon the
basis of an examination of the object in the eyes of persons not
experts in relation to the objects under consideration. I have
cited passages from Ladbroke (Football) Ltd. v. William Hill
(Football) Ltd., supra, Catnic Components Ltd. v. Hill and Smith
Ltd., supra, and L.B.Plastics, supra, which show that the
question of whether a substantial part has been taken depends on
"its quality rather than its quantity"; "on the physical
significance of that which is taken" and that it is "not any
information which 1t is designed to convey' which 15 protected.
The complexity of the drawings and the number of parts
in the objects under consideration also raise difficulties for
the non-expert. He has to imagine a sectioned article by
dismantling, in some instances, part of the article under
consideration to ascertain what it looks like. Finaliiy he has to
21.
weigh up questions such as "the quantity and quality" and "the
significance of what is taken" before he can decide whether the
three dimensional article 1s a reproduction of the artistic work.
An examination of these drawings reveals a number of
possibly significant features which a person with some ability to
interpret drawings, and not an expert in relation to the object,
would see inthe drawings but would have no idea of their
"quality". In addition, there appear to be features in the
drawings which a person with only some ability to interpret
drawings would not be expected to fully understand and therefore
unable to reach a canclusion whether or not they were reproduced
in the article. In general,' in my opinion, where drawings are
detailed sectional drawings of a fairly complex three dimensional
mechanical article made up of many parts, the defence provided by
s.71 may "often be established on the balarce of probabilities.
'
I have compared the Edwards absorber. plates and the
other associated parts which are depicted in drawings B310/29 and
B310/30 with those drawings. Where necessary, so far as seems
possible for a non-expert, I have attempted to visualise the
three-dimensional object under consideration as being sectioned
so that a comparison can be made with the relevant part of the
drawing under consideration. I have performed the task asa
person with "some" ability to interpret drawings. As a
non-expert in solar water heaters, I find myself of a differsnt
opinion to that of the learned trial Judge and I consider that
22.
the defence under s.7l has been estabiished in regard to those
two drawings.
I take the same view in relation to the Edwards tank and
the associated parts depicted in drawing B310/43. Mr Riley's
evidence concerning similarities between the Edwards tank and the
drawing was to the effect that the similarities were not numerous
and those that did exist were rather of a technical nature and
are, I think, unlikely to be evident to a non-expert. I do not
regard Mr Riley's evidence on this aspect as being more than
useful in determining what were features of a technical nature.
I consider that the defence also succeeds in relation to drawing
B310/43. I would therefore uphold the appeal.
| '
The Third Issue:
|
| .
I pass now to consider whether the appellant is entitled
to the benefit of a defence under s.77. Because of the view I
have taken concerning the defence under s.71 it is strictiy
unnecessary to consider this defence. However, because the
question was argued at length and incase the matter should go
further, I will deal with this issue.
Section 77 of the Copyright Act 1968 at the time of the
hearing provided:
"(1) Where - ~
(a) copyright subsists in an artistic work:
23.
(b) a corresponding design 1s applied
industrially by, or with the licence of,
the owner of the copyright in the work;
(c) articles to which the corresponding
design has been so applied (in this
section referred to as 'articles made to
the corresponding design') are sold, let
for hire or offered or exposed for sale
or hire in Australia; and
(d) at the time when those articles are so
sold, let for hire or offered or exposed
for sale or hire, they are not articles
in respect of which the corresponding
design has been registered under the
Desians Act 1906-1968,
the succeeding sub-sections of this section
have effect.
{2) During the period of 16 years commencing
on the date on which articles made to the
corresponding design were first sold, let for
hire or offered or exposed for sale or hire in
the circumstances referred to in paragraph
(1)(d), it ais not aniinfringement of the
copyright in the work to do anything that, at
the time when it is done, would have been
within the scope of the monopoly in the
corresponding design if the corresponding
design had, immediately before that time, been
registered in respect of all articles made to
the corresponding desian that had, before that
time, been sold, let for hire or offered or
exposed for sale or hire in those
circumstances.
(3) After the expiration of the period
referred to in the last preceding sub-section,
it is not an infringement of the copyright in
the work to do anything that. at the time when
it is done, would, if the corresponding design
had been registered immediately before that
time, have been within the scope of the
monopoly in that design as extended to all
associated designs and articles.
(4) For the purposes of this section, account
shall not be taken of any articles in respect
of which, at the time when they were sold. let
for hire or offered or expcsed for sale or
hire, the corresponding design concerned was
excluded from registration under the Yesigns
24.
Act 1906-1968 by requlations made under that
Act for the purpose of excluding from
registration designs for articles that are
primarily literary or artistic in character
and, for the purposes of any proceedings under
this Act, a design shall be conclusively
presumed to have been so excluded if -
(a) before the commencement of those
proceedings, an application for the
registration of the design under that Act
in respect of those articles had been
refused;
{b) the reason or one of the reasons given
for the refusal was that the design was
excluded from registration under that Act
by regulations made under that Act for
the purpose of excluding from
registration designs for articles that
are primarily literary or artistic in
character; and
(c) no appeal against the refusal had been
allowed before the date of commencement
of the proceedings or was pending on that
date.
(5) The regulations may make provision for
determining the circumstances in which a
design 1s, for the purposes of this section,
to be deemed to be applied industrially."
Section 74(1) provided:
"In this Division, 'corresponding design', in
relation to an artistic work, means a desicn
that, when applied to an article, results ina
reproduction of that work."
Section 75 provided:
"Subject to the next succeeding section, where
copyright subsists in an artistic work and a
corresponding design is registered under the
Desians Act 1906-1968, 1t us not an
infringement of the copyright in the work -
25.
(a) to do anything, while the monopoly in the
registered design subsists under the -
Designs Act 1906-1968, that 1s within the
scope of the monopoly in the design; or
(b) to do anything after the monopoly in the
registered design has expired, that, 1f
it had been done while the monopoly in
the design subsisted, would have been
within the scope of that monopoly as
extended to all associated designs and
articles."
These sections deal with the question of what has been
called the problem of dual protection under the Copyright Act and
Desians Act. The Designs Act 1906 was amended in 1968 (No. 64 of
1968) and the amendments to it and the Copyriaght Act 1968 were
both assented to on the same day.
When the 1968 Copyright Act was enacted it contained the
i!
definition of ("corresponding design" in s.74(1) but it did not
and does not now contain any definition of "design". One of the
amendments made in 1968 was to s.4 of the Designs Act when a
definition of "artistic work" was inserted and it was given the
Same meaning as inthe Copyright Act 1968. A definition of
"corresponding design" was also inserted and it was given the
same meaning as in Division 8 of Part III, 1.8. ss.74-77. of the
Copyright Act 1968. By No. 42 of 1981 the definition of "design"
in the Designs Act was amended. Before that arendment "design"
was defined in s.4 of the Designs Act as ""an industrial design
applicable, in any way or by any means, to the purpose of the
ornamentation, or pattern, or shape, or configuration. of an
26.
article, or to any two or more of those purposes". After that
amendment "design" was defined as meaning "features of shape,
configuration, pattern or ornamentation applicable to an article,
being features that, in the finished article, can be judged by
the eye, but does not include a method or principle of
construction".
Section 17A was also introduced into the Designs Act in
1968 by No. 64 of 1943 ard was amended by No. 42 of 1981. It
provides:
"(1) Where -
(a) copyright under the Copyright Act 1968
subsists in an artistic work; and
(b) an application 1s made .... for the
registration of a corresponding design,
iT
that design shall not be treated for the
purposes of this Act as being other than new
or original or as having been published, by
reason only of any use previously made of the
artistic work unless "
Sub-section (2) of s.17A provides that any regulations
un force under the Copyright Act 1968 that make provision for
determining the circumstances in which a design is, for the
purposes of s.77 of that Act, to be deemed to ke applied
industrially have effect for the purposes of sub-section (1).
Regulation 17, which was introduced by Statutory Rule No. 58 of
1969, 1s the rule referred to and that provides in substance that
for the purposes of s.77 of the Copyright Act a desiaqn shall be
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27.
deemed to be applied industrially, inter alia, if it is applied
to more than fifty articles and that a design shall be deemed to
be applied to an article if the design 1s applied to the article
by a process (whether 'a process of printing, embossing or
otherwise) or the design 1s reproduced on or in the article in
the course of the production of the article.
The critical question arising under this defence is
whether a design which is not registrable under the Desiens Act
comes within the words of s.77(2). The relevant part of that
section is that which provides in substance that there 1s no
infringement by the doing of anything that, at the time it was
done, would have been within thé scope of the monopoly in the
corresponding design if the corresponding design had, immediately
before that time, been registered in respect of relevant
articles. Registration may not be available because what is
sought:to be registered does not fall within the definition of
"design" in the Designs Act or because, for exampie, under s.17
of the Designs Act the design 1s not new or original.
Registration may also be excluded because of requlation 20A made
under the Desians Requlations SR No. 64 of 1969 and regulation 11
of the Desians Regulations SR No. 72 of 1982. I doubt whether
either of those regulations, both of which include a reference to
plans, are of significance in the case before us although s.77(4)
excludes designs within these regulations from the effect of
s.77. These regulations refer to "articies that are primarily
literary or artistic in character". The respondent berore us
28.
conceded that its pleadings had not raised any defence that any
relevant design was not new or original and it did not seek to
show that the question whether any design was new or original was
relevant.
The respondent. argued that s.77 at least required "what
1t calls the corresponding design to be a design within the
meaning of the Designs Act". In my opinion there will, of
course, be designs which come within the word "design" in s.74(1)
which are not new or original but I consider that, before a
design can be a conresponding design within Division 8 of Part
III of the Copyright Act, it must satisfy the definition of
"design" within the Desiqns Act. I consider that the words
"corresponding design" in s.77(2) must be read as "corresponding
design within the meaning of 'design' in the Designs Act". In
Dorling v. Honnor Marine Ltd. C19653 Ch. 1 the question which
arose did not involve any question of whether the designs under
consideration were new or original, but only whether the relevant
designs were otherwise registrable desians.
In that case the decision of the Court was clearly that
the sale of an article, the design for which was not reqistrable
because it did not fall within the definition of "design", did
not fall within s.10(3) of the -English Act as 1t was at that
time. That section corresponded to s.77(2) of the Australian
Copyright Act. This decision has been the subject of much
discussion. It would appear to extend to cases where the desian
uw
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29.
was not registrable because the design was not new or original,
although this issue was not specifically determined Dy the Court.
The next question is: To what does one look in deciding
whether the design is registrable? Does one look to the whole of
the solar panel in drawing B310/29 and the whole of the articles
depicted in drawing B310/30 or does one only look at certain
individual items and, if so, which? One problem in this case is
that relevant amendments to the Desiaqns Act (No. 42 of 1981) took
effect from 1 April 1982, a date prior to the commencement of the
hearing of this action. These amendments might well affect the
registrability of a design because of the alteration in the
definition of "design" and because of the introduction of s.18
into the Designs Act. This section specifically provides that a
design, may. include features which only serve a functional
purpose. 'In relation to the claim for an injunction it is
necessary to consider the position as it existed at the hearing
but any question of damages is to be determined under the Act as
it stood at the time of any relevant infringing act. The
respondent argued that the Court was only concerned with the
whole completed article, for example, the whoie of the solar
panel depicted in drawing B310/29, whereas the appellant arqued
that one had not only to look at the whole of the article
depicted in the drawing but also had to have regard to each
object within the drawina.
The learned trial Judge held that the appellant had not
30.
established any defence under s.77. He considered mainly the
position under the Act prior to the amendment of the Designs Act
which came into effect in 1982. In my opinion his Honour reached
the following four conclusions:
(a) As to individual components, his Honour was not
satisfied that they were articles within s.4 of the Desiaqns Act.
This conclusion depended to some extent on s.29, which was
repealed by the 1981 amendments, and also to some extent upon the
view that an article made in accordance with a registered design
was one likely to be delivered for sale and must therefore be
marked in accordance with s.29. However, the amendment to the
definition of "article", whereby an article includes part of an
article if made separately, may be a significant change.
{b) A design means features that can be judged by the
eye in the finished article. His Honour cited Lord Pearson in
Amp Incorporated v. Utilux Pty. Ltd. £19723 R.P.C. 103 at p.12l.
The absorber plates had no eye appeal.
(c) A design does not inciude a method of construction.
(d) The various components are in their present form by
reason of function and function only.
It is clear that a design, apart from any question of
originality or novelty, can only be registered when it falls
31.
within the definition of "design" in the Designs Act at the
relevant time.
In my opinion there are four questions which arise in
deciding whether the 20 squ. ft. - 300 litre "Standard Solar
Panel" depicted in B310/29 is a design. They are:
(a) Is the solar panel an "article"? An "article" was
defined in the Designs Act prior to the 1981 amendment as meaning
"any article or substance" and after the amendment as meaning
"any article of manufacture and includes a part of such an
article if made separately". It is not clear to me that a
complicated technical object, as is depicted in the relevant
plans, 1s an article, but I proceed upon the assumption that 1t
1s. iI
{
(b) Prior to the 1981 amendment was what is shown in,
for example, B310/29 something which can be said to be applicable
to the absorber plate? Prior to the amendment of 1981 was there
adesign applicable for the purpose of ornamentation or pattern
or shape or configuration of an absorber plate. and after the
amendment was there a design with features of shape,
configuration, pattern or ornamentation applicable to an absorber
plate? In my opinion the drawing is a detailed sectional drawing
of an absorber plate and, notwithstanding the provisions of s.5
which appeared in the Act before amenament, the drawing could not
be registered as a design.
32.
(c) Is the article one which "can be judged by the eye"
or, perhaps putting 1t somewhat differently, can it be said that
it "appeals to the eye"? It was held by the House of Lords in
Amp Incorporated v. Utilux Pty. Ltd., supra, that the appeal was
to the eye of the customer and not to the court. The judgment of
the House included the proposition that that design was not
registrable because it was dictated solely by function. Their
Lordships expressed views which varied to some extent on the
question of appeal to the eye and Lords Reid and Donovan said
that if the shape was not there to appeal to the eye, but solely
to make the article work, then it was excluded from statutory
protection. In the present case I do not consider that it has
been established that the features shown in what is depicted in
B310/29 are features which appeal to the eye. In considering
this question I have been prepared to assume, without so
deciding, that a design is reqistrable even where some of the
features of shape or configuration are internal features which
would not be capable of being seen until the product was
dismantled. See Pp. Ferrero and C.S.pA's Applicaticn [29781
R.P.C. 473.
{d) Is the question of function relevant? This was a
question which was not entirely clear pricr to the 1981
amendment. I interpret the deczsion in Amp Incorporated v.
Utilux Pty. Ltd., supra, as showing that if a shape is chosen not
to appeal to the eye but solely to maxe the article work or to
perform functional requirements, ne design within the definition
33.
an the U.K. Act exists. However, the position under the
Australian Act prior to the 1981 amendment may weil have been
different. This was the view of Wootten J. in British Franco
Electric Pty. Ltd. v. Dowling Plastics Pty. Ltd. (19811 1
N.S.W.L.R. 448 ahd of Kearney J. in Gaden Industries Ptv. Ltd. v.
Kis (Australia) Ptv. Ltd. £1982] 2 N.S.W.L.R. 283. '
In my opinion no detailed argument was directed to
which, if any, of the individual items in the relevant drawings,
assuming novelty and originality, could be the subject of
registration of a design. On the material before us I do not
consider that the Court can attempt this task. In addition, the
respondent had pleaded that copyright existed in the whole of
each, drawing.
I have great difficulty in thinking thar what'2zs shown
in that drawing shows features of shape or configuration that are
applicable to any article. What is in fact shown 1s a fairly
complicated piece of equipment. In my opinion the appellant haa
not shown that the absorber plate depicted in drawing B310/29 or
the absorber depicted in 5310/30 or the solar cylinder assenbiv
detail depicted in B310/43, even if new or original, could be
registered as a design.
In conclusion I mention that I have had the opportunity
of reading the judgment of Fox J. who points out the problems
which arise from the existing legislaticn. I agree that the
ee
' . 34.
relevant legislation is complex and that it could well be
improved. Hcwever. my opinion 158 that most of the difficulty in
the present case arises from the attempt to apply concepts
appropriate for copyright to mechanical articles of a functional
nature which are substantially mass proauced and are not in any
real sense artistic works... In my opinion the task of providing
adequate protection for the originator of such articles lies in
the field of patents or desians rather than in the field of
copyright. This is particularly so un the case of what I regard
as fairly complex scientific articles lixe those under
consideration in this appeal.
Copyright protection for industrial products 1s
considered by some persons to 'be detrimental to industrial
progress. See, for example, "Reform of the Law relating to
Copyright, Designs and Performers' Protection" Cmnd 98302. a
consultative document presented to the British Parliament by the
Secretary of 'State for Trade in July 1581 at p.6 paras 12 and 13.
It is necessary to pear in mind that the law in Australia in
y@lation to petty patents requires an appropriate level of
inventiveness and that the Australian law reiating to designs is
materially different from that in England.
I agree with the orders proposed by Fox Jd.
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