Webb, David William v Harris, Dennis Barry [1983] FCA 380
Federal Court of Australia
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CATCHWORDS
Vehicles and traffic - Driving with prescribed concentration of
alcohol - Breath Analysis - Non-compliance with procedures of
Motor Traffic (Alcohol and Drugs) Ordinance and regulations -
Whether procedures before and after analysis relate to the
carrying out of analysis ~- Whether compliance with each provision
of the Ordinance is an element of offence under s.19.
Motor Traffic (Alcohol and Drugs) Ordinance ss.4(1), 12(5), 19,
42.
Motor Traffic (Aicohol and Drugs) Requiations regs. 4, 5.
DAVID WILLIAM WEBB v DENNIS BARRY HARRIS
A.C.T. G 26 of 1983
~
CORAM; Bowen C.J., Gallop and Davies Jd.
19 December 1983
Canberra
IN THE FEDERAL COURT OF AUSTRALIA
AUSTRALIAN CAPITAL TERRITORY
DISTRICT REGISTRY No. A.C.T. G26 of 1983
GENERAL DIVISTON
On appeal from the Supreme Court of
the Australian Capital Territory
BETWEEN: DAVID WILLIAM WEBB
Appellant
AND: DENNIS BARRY HARRIS
Respondent
ORDER
JUDGES MAKING ORDER: Bowen C.d., Gallop and Davies Jd.
WHERE MADE: Canberra
DATE: 19 December 1983.
THE COURT CRDERS THAT:
1. The appeal be dismissed.
2. David William Webb pay to Dennis Barry Harris his costs of
the appeal.
IN _ THE FEDERAL COURT OF AUSTRALIA
AUSTRALIAN CAPITAL TERRITORY
DISTRICT REGISTRY No. A.C.T. G26 of 1983
GENERAL DIVISION
On appeal from the Supreme Court of
the Australian Capital Territory
BETWEEN: DAVID WILLIAM WEBB
Appeliant
AND: DENNIS BARRY HARRIS
Respondent
CORAM : Bowen C.J., Gallop and Davies JJ.
DATE: 19 December 1983.
REASONS FOR JUDGMENT
BOWEN C.J. Mr. Webb was convicted by the Court of Petty
Sessions of the Australian Capital Territory on 8 June 1982 of an
offence against s.19 of the Motor Traffic (Alcohol and Drugqs)
Ordinance 1977 ("the Ordinance"). He appealed to the Supreme
Court of the Territory against this conviction but his appeal was
dismissed on 27 May 1983. He now appeals to this Court against
the decision of the Supreme Court.
The facts and the relevant provisions of the legislation
are set forth in the reasons for judgment of Davies J. I shall
not recapitulate them.
The first question which arises concerns the
interpretation of para. 19(b) of the Ordinance. Under this
paragaph one element of the offence created by s.19 is that the
person charged -
"has, in accordance with the provisions specified in this
Ordinance, been required to provide a sample of his
breath for breath analysis."
There are fairly elaborate provisions specified in the
Ordinance dealing with the subject of a person being required to
provide a sample of his breath for breath analysis. They are to
be found in ss. 8 to 14 inclusive. The step of making this
requirement is one which is treated as of some significance in
the Ordinance (see paras. 41(a)(ii) and (v1) and 41(b)(ii) and
(v'). In my view the draftsman of s.19 was clearly referring to
those provisions of the Ordinance relating to this requirement
and was not referring to other provisions of the Ordinance
relating to the carrying out of the breath analysis or the
analysis of the blicod. Indeed, to emphasise this the draftsman
has embedded the reference to the provisions of the Ordinance in
the phrase "has been required", by splitting that phrase so that
para. 19(b) reads -
"has, in accordance with the provisions specified in the
Ordinance, heen required..."
~3-
I find myself unable to read the words -
",.1in accordance with the provisions specified in the
Ordinance..."
as having any wider meaning than I have stated or as having any
application to para. 19(c) or the concluding words of s.1i9.
As a consequence of this interpretation of para. 19(b),
it appears to me that no reliance can be placed upon it to
suggest that it 1s necessary to prove as an element of the
offence under s.19 compliance with the provisions or the
Ordinance other than those relating to the requirement to provide
a sample of breath for breath analysis.
It may be suggested that the concluding words of s.19
themgelves are such as to make compliance with the provisions of
the Ordinance relating to the carrying out of the breath analysis
an element of the offence.. These words are:
",.-13 guilty of an offence if the result of the breath
analysis as recorded or shown by the approved breath
analysing instrument used in the analysis is or exceeds
.08".
"Breath analysis" is defined in sub-s. 4(1) as meaning -
",.an analysis of a sample of the person's breath carried
out for the purposes of this Ordinance by means of an
approved breath analysing instrument."
~4-
Clearly, to establish an offence under $.19 proof would have to
be given of a breath analysis, which fell within this
description, and proof also would have to be given that an
approved breath analysing instrument was used in the analysis.
But s.19 does not otherwise require proof of compliance with the
provisions of the Ordinance as an element in the offence.
It is, perhaps, because this 1s so that s.42 provides,
in effect and subject to a qualification arising from the wording
of sub-s. 42(2), that the Court hearing a charge for an offence
against the Ordinance arising out of the carrying out of a breath
analysis must dismiss the charge where it -
"ig not satisfied that there has been compliance with
every provision of the Ordinance or the regulations
relating to the carrying out of the breath analysis."
This provision would be unnecessary if compliance with every such
provision was an element of the offence.
We were referred to Gosden v Billerwell (1980) 47 F.L.R.
357, in which a conviction under s.1i9 was set aside. One ground,
adopted by two of the Judges, was that the instrument used was
not an "approved" instrument. Clearly s.19 makes it necessary to
prove the use of an approved instrument as an element of the
offence. Another ground was that where it was not proved that
the test was carried out 1n accordance with regs. 4 and 5, there
was no room for the application of sub-s.42(2); the figure
recorded so it was said, was denied the character of a "result
obtained in the analysis". While accepting the correctness of
the decision, I find myself with all respect unable to agree with
this latter view. It makes compliance with the Ordinance and
regulations an element to be proved in establishing an offence
under s.19. Yet the draftsman has pointedly avoided this in s.19
and limited such compliance to the requirement to provide a
sample for breath analysis (para. 19(b)). Non-compliance (other
than in relation to such requirement) 15 dealt with in s.42,
where the draftsman has déliberateliv drawn a distinction pnetween
non-compliance which would and non-compliance which would not
significantly effect the result. The view expressed in Gosden v
Billerwell on this point would cender sub-s.42(2) inapplicable.
Turning to the facts of the present case, two questions
have to be determinedzfirst, whether there was compliance with
every provision of the Ordinance or the regulations relating to
the carrying out of the breath analysis and, secondly, if not,
whether such non-compliance fell within the qualification or
exception in sub-s. 42(2).
It has been treated as common ground by the parties that
there was non-compliance with the provisions of the Ordinance and
regulations in two respects, first, that in testing the
instrument prior to its use by Mr. Webb, the operator passed his
own breath, rather than ambient air, through the solution of
standard alcohol (see reg. 4 and Part I of Schedule 1 of the
Regulations), and secondly, that the written statement given to
Mr. Webb after the breath analysis failed to state the type of
breath analysing instrument used in the analysis (see s.12(5) and
reg. 9 and Schedule 4 of the Reguiaticns).
Does either form of non-compliance constitute a failure
to comply with the provisions of the Ordinance or regulations
""yelating to the carrying out of the breath analysis"? [it
appears to me that the non-compliance consisting of passing
breath instead of air through the solution when testing the
instrument prior to its use by Mr. Webb was a non-compliance with
provisions of the regulations relating to the carrying out of the
breath analysis. It was argued that, because it of necessity
took place before the actual carrying out of the breath analysis,
it was not within sub-s. 42(1). However, it is an integral part
of the process of breath analysis and the relevant provisions of
the regulations are certainly provisions "relating to the
carrying out of the breath analysis". The non-compliance
represented by failure to supply a proper statement is more
doubtful. This is something which occurs after the carrying out
of the breath analysis. Indeed s.12(5) emphasises this in its
opening words. It states -
-7-
"As soon as practicable after the breath analysis has
been carried out..."
the operator shall give to the person tested a written statement.
Schedule 4 of the Regulations conveys the same notion. It
requires a statement about the carrying out of the breath
analysis. Are the provisions of s.12({5) of the Ordinance and
reg.9 and Schedule 4 of the Regulations provisions "relating to
the carrying out of the breath analysis"? It depends upon what
relationship 1s intended. With some hesitation I have come to
the conclusion that these provisions, although they deal with a
point of time after the carrying out of the analysis, do relate
to the carrying out of that analysis.
It follows that s.42 requires the charge in these
circumstances be dismissed unless the two instances of
non-compliance come within the exception in sub-s. 42(2). The
Supreme Court held, in the light of its interpretation of sub-s.
42(2) and the facts as it found them, that each of the two
instances of non-compliance fell within the exception in sub-s.
42(2). Accordingly, it upheld the conviction and dismissed the
appeal. I agree with its conclusion in this respect.
I would dismiss the appe
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IN THE FEDERAL COURT OF AUSTRALIA
AUSTRALIAN CAPITAL TERRITORY
No. ACT G26 of 1983
DISTRICT REGISTRY
GENERAL DIVISION
ON APPEAL FROM THE SUPREME COURT OF
THE AUSTRALIAN CAPITAL TERRITORY
BETWEEN: DAVID WILLIAM WEBB
Appellant
AND: DENNIS BARRY HARRIS
Respondent
CORAM: B80wen CJ, Gallop and Davies JJ.
REASONS FOR JUDGMENT
GALLOP J. 19 December 1383
The appellant was convicted on 8 June 1982 in the
Court of Petty Sessions, Canberra, of an offence against
s.19 of the Motor Traffic (Alcohol and Drugs) Ordinance 1977
(the Ordinance). He appealed to the Supreme Court of the
Australian Capital Territory and on 27 May 1983 his appeal
was dismissed with costs. The appeal to this court 1s from
the decision of the Supreme Court dismissing the appeal.
Section 19 of the Ordinance is in the following
terms:
"19, A person who -
(a) has been the driver of a motor vehicle on a
public street or in a public place;
(b) has, in accordance with the provisions
specified in this Ordinance, been required to
provide a sample of his breath for breath
analysis; and
2.
(¢) has provided a sample of his breath for
breath analysis;
1s guilty of an offence 1f the result of the breath
analysis as recorded or shown by the approved breath
analysing instrument used in the analysis is or
exceeds .08."
Having submitted to a screening test pursuant to
s.8(a) of the Ordinance the appellant was taken into custody -
and subjected to breath analysis which resulted in a reading
of .153. In two respects the detailed requirements of the
Ordinance and the Motor Traffic (Alcohol and Drugs)
Regulations (the regulations) were not complied with in
obtaining the result of the breath analysis as recorded
exceeding .08.
It was not disputed on appeal to the Supreme Court
that the operator had failed to comply with the procedure
set out in regs 3 and 4 and Schedule 1_of the regulations
for analysing the breath of a person by means of the
instrument which was used, namely the "Breathalyzer' Model
1000". The operator passed his own exhaled breath into the
chamber instead of ambient air as part of the standard
solution test required to be carried out by the operator
before commencing breath analysis.
Secondly, the Supreme Court found that there was a
failure to comply with s.12(5) of the Ordinance in that the
written statement handed to the appellant in purported
compliance with the section did not identify the type of
instrument used in carrying out the breath analysis as
required by reg.9.
Both forms of non-compliance were conceded on the
hearing of the appeal to this court. The question for
decisicn on the appeal is whether these fa1lures should have
resulted in the conviction recorded in the Court of Petty
Sessians being set aside or whether the information by which
the proceedings were instituted was saved by the provisions
of s.42 of the Ordinance. Section 42 1s in the following
terms:
"42.(1) This section applies where the Court
hearing a charge for an offence against this Ordinance
arising out of the carrying out of a breath andlysis or
the analysis of a sample of the blood or from the body
of a person is not satisfied that there has been
compliance with every provision in the Ordinance or the
regulations relating to tne carrying out of the breath
analysis or the analysis of the sample of blood.
(2) Unless the Court 1s satisfied that the result
which would have been obtained if there had been
compliance with every provisicn referred Lo in
sub-section (1) would have been not less than the
result obtained in the analysis, che Court shall
dismiss the charge."
Tn considering the application of s.42 the Supreme
Court said that its first purpose 1s to encourage strict
adherence to the proper procedure and that 1ts_ second
purpose (contained in sub-s.(2)) 1s to prevent or lessen the
likelihood of an acquittal which 1s unmeritorious because
based on a technicality. The court expressly rejected a
submission on behalf of the applicant that. the words in
$.42(1) "every provision of the Ordinance or regulations
relating to the carrying out of the breath analysis"
referred only to the provisions concerning the breath
analysis in the narrowest sense, i.e. the procedures
prescribed in Part II of Schedules 1 and 2 respectively.
The Supreme Court held that s.42 applied to the
charge under appeal both in respect of the failure to
comply with the procedure set out in regs 3 and 4 and
Schedule 1 to the Regulations for analysing the breath of a
person and also in respect of the failure to comply with
s.12(5) of the Ordinance in that the written statement
handed to the appellant in purported compliance with the
section did not identify the type of instrument used in
carrying out the breath analysis as required by reg.9.
Having found that s.42 did apply, the Supreme
Court then went on to consider the operation of s.42(2) and
held that it was satisfied that the result which would have
been obtained 1f there had been compliance with every
provision referred to in sub-s.(1) (1.e. every provision in
the Ordinance or the regulations relating to the carrying
out of the breath analysis) wouid have been not iess than
the result obtained in the analysis.
The Supreme Court considered the conflicting
expert evidence on this subject and concluded that the
result of the analysis of the appellant's breath, had
ambient air been used in the first stage of the breath
analysis procedure instead of the operator's own exhaled
breath, would have been no less than 1t was in fact.
The Chief Justice said "I am satisfied that the
result which would have been obtained 1f ambient air had
been used would not have been less, by reason of the use of
ambient air, than the result obtained in the analysis, this
conclusion being in accordance with the vroper construction
of s.42(2)". He therefore held that he was not required to
dismiss the charge on the ground that ambient air was used.
The appellant did not challenge the aforesaid finding of
fact on the hearing of the appeal.
The Chief Justice came to the same conclusion
about the non-compliance with the requirement that the type
of instrument be specified in the written statement. He
said "I am satisfied in accordance with s.42(2) that the
furnishing of a proper statement could not have affected the
result of the analysis". He held that he was not required
to dismiss the charge on the ground that the written
statement was faulty. Likewise this finding of fact was not
chailenged.
For the purposes of the present appeal the
appellant would be entitled to have the charge dismissed 1f
he had not been required to provide a sample of his breath
for breath analysis in accordance with the provisicus
specified in the Ordinance (s.19(b)), and the failure te
comply with such provisions 1s not saved by the operation of
$.42.
It was submitted on behalf of the appellant that
the words underlined, as tney appear in s.19(b), refer to
every provision of the Ordinance, the regulations and the
Schedules thereto relating to the provision of a sample of
breath for breath analysis from the driver of a motor
vehicle on a public street or in a public place. If there
has been a failure to comply with any of those provisions,
an offence against s.19 has not been made out because one of
the elements of the offence, namely that the driver "has in
accordance with the provisions specified in this Ordinance
been required to provide a sample of his breath for breath
analysis", has not been proved.
It was further submitted that the forms of
non-compliance in the present case do not come within the
terms of s.42(1) of the Ordinance, because they are not
provisions of the Ordinance or regulations "relating to the
carrying out of the breath analysis". It was submitted that
those words, as they appear in s.42, refer only to those
provisions of the Ordinance or regulations non-compliance
with which will or might affect the result. In other words,
s.42 only applies wnere there is a causative relationship
between the breach of the prescribed procedures and the
possible result of tne actual analysis obtained.
The appellant argued that as neither the failure
to comply with tne vrevisions relating to the standard
solution cest nor the requirement to give the appellant a
written statement containing the particulars required by the
regulations to be included in such a statement could ever
affect the result of the analysis obtained, s.42 had no
application and the charge could not be saved,
notwithstanding those forms of non-compliance, by the
operation of s.42(2).
It was submitted on behalf of the respondent that
the words "in accordance with the provisions specified in
this Ordinance", as they appear in s.19, should be narrowly
confined to those provisions which relate to a driver being
required to provide a sample of his breath for breath
analysis. The words do not refer to the forms of
non-compliance established in the present appeal. The
failure to comply with the standard solution test 18 not a
provision specified in the Ordinance in respect of requiring
am,
a driver to provide a sample of his breath for breath
analysis, nor is the failure to comply with the requirement
that the driver be given a written statement after the
breath analysis has been carried out setting out the
particulars required a provision specified in the Ordinance
with respect to requiring the driver to provide a sample of
his breath for breath analysis. Hence, so the argument ran,
the elements of the offence against s.19 had been made out,
notwithstanding the failure to comply in those two respects
and without resort to s.42.
Alternatively, 1t was submitted that 1f the
provisions in the Ordinance and regulations which had not
been complied with in the present case came within s.19,
s.42 applied, as they are "provision(s) of the Ordinance or
the regulations relating to the carrying out of the preath
analysis". The Supreme Court was rightly satisfied that the
result which would have been obtained, 1f there had been
compliance with every provision referred to in s.42(1),
would have been not less than the result obtained in the
analysis. The court was correct, therefore. in not
dismissing the charge by reason of those forms of
non-compliance.
In Gosden v. Billerwell (1980) 47 FLR 357, a Full
Court of this court considered an appeal from the Supreme
Court of the Australian Capital Territory against a
conviction for an offence against s.19 of the Ordinance,
which appeal was based on grounds which included the
allegation that the alcohol used in the test may not have
been of the prescribed concentration as defined by reg.3(2)
At p.358 Brennan J. said:
"An offence against s.19 occurs at the time when
the result of the breath analysis 1s recorded or shown,
not when the offender 1s driving a motor vehicle.
There 1S a complex of provisions which define the
conditions for requiring a driver to undergo breath
analysis. If those conditions are fulfilled, then,
pursuant te s. 12, a driver may be required to provide
a sample of his breath for breath analysis and he is
amenable to conviction for an offence under s.19 1f£ the
result recorded or shown by the breath analysing
instrument is or exceeds .08. The -fagure 1s an
absolute figure: it 1s not a proportion of alcohol in
the blood, it is merely a reading recorded or shown by
the instrument. Clearly the legislature intended to
avoid controversies as to the equation between the
proportion of alcohol in fact in a driver's blood, and
the. result recorded or shown by the instrument. If the
reading is or exceeds .08, the offence 1s established,
and 1t is not to the point to argue tnat the blocd
leve] was or might have been different either at the
time of the breath analysis or at an earlier time when
tne offender was driving a motor vehicle.
So absolute a provision invites examination of che
Ordinance and regulations and of the evidence tendered
to prove that the conditions have been fulfilled and
that the requirements for carrying out the analysis
have been complied with. Burt J. (as he then was) in
Beauglehole v. Smith (1) described a conviction under a
provision similar to s. 19 as 'a test tube verdict',
and went on to say: "Between the measurement and the
verdict there is no room for judgment. But the method
whereby the measurement, and hence the verdict, 1s
reached is of course controlled by the law - by the Act
and by the Regulations made under it. And if that
method is departed. from the result which is produced,
whatever scientific validity it may have, has, in my
opinion, no statutory significance'.
Section 42(2) of the Ordinance modifies the
application of that statement to the Ordinance;
nevertheless, the approach to the operation of the
breach analysis provisions of the Ordinance 1s
accurately stated."
The court unanimously held that on the whole of
the evidence 1t could not be found that the solution of
standard alcohol had remained a solution of standard alcohol
during the procedure to be followed before commencing breath
analysis so that the operator can check the operation of the
unstrument before the sample of breath 1s analysed, during
the procedure for obtaining the breath analysis and during
the procedure after the breath analysis to verify the
machine's operation. If the solution ceased to be a
"solution of standard alcohol" as defined in the regulations
by the time when the sample of the appellant's breath was to
be analysed, the operator could not have carried out the
testing of the instrument required by reg.4 (the before
test) and reg.5 (the after test).
Brennan J. said at 0.367:
"Tf the result of the procedures adopted for
analysing a sampie of the appellant's breath was not
proved to be a 'result of the breath analysis' for the
purpose of section 19 nor a 'result obtained in the
analysis' for the purpose of section 42 the appeal must
be allowed, the conviction set aside and the charge
dismissed."
Gosden v. Billerwell 1s authority for the
proposition that the procedures before commencing breath
analysis and the procedures after breath analysis are
"provisions specified in this Ordinance" for the purposes of
s.19.
. In the judgment appealed from, the Supreme Court
construed the words "in accordance with the provisions
specified in this Ordinance", as they appear in s.19, to
mean that any departure from the procedure required by the
Ordinance and regulations meant that the offence had not
been committed. It gave examples of different types of
non-compliance and went on to say "there can be no
difference 1f the non-compliance occurred in that part of
10.
the procedure which took place after the analysis of the
subject's breath; if the written statement required by
s.12(5) is faulty the subject has not been required to
provide a sample. of his breath 'in accordance with the
provisions specified in this Ordinance'".
Kelly J. had adopted a similar construction in
Priest v. Cook (unreported decision dated 22 September 1982)
of the Supreme Court of the Australian Capital Territory.
In that case the court had to consider whether the fact that
the approved instrument used to take and analyse a sample of
a person's breath bore upon 1¢ words and figures in addition
to those specified in reg.3{1) amounted to compliance with
the provisions specified in the Ordinance for the purposes
of s.19.
H1s Honour referred to the use of the expression
"in accordance with the provisions specified in this
Ordinance" in paragraph (b) of s.19, and the absense of
those words in paragraph (c). He referred to ss.9, 11 and
12 of the Ordinance which show that there may be a clear
distinction between the identity of the police officer who
may require. a person to provide a sample of his breath for
breath analysis and the identity of the police officer who,
being an approved operator, actually carries out the breath
analysis. The police officer requiring a person to provide
a sample of his breath for breath analysis is bound by the
terms of paragraph (b) of s.19 to make that requirement in
accordance with the provisions specified in the Ordinance.
His Honour posed the question whether the police officer to
11.
whom the sample of breath 1s provided is bound to obey the
provisions specified in the Ordinance for the result he
obtains to be admissible in evidence against the suspect.
It appears that neither appellant nor respondent in that
case sought to argue that the approved operator was not
bound to follow the appropriate procedures and the court
observed that counsel had adopted the correct view.
Kelly J. held that the scheme of the Ordinance and
regulations 1S to lay down precise conditions under wnich a
person may be convicted of an offence against s.19. He
referred to the dicta of Brennan J. in Gosden v. Billerwell
(above) and held that as there was no identified instrument
in relation to which the vegulations lay down apvropriate
procedures, the charge must be dismissed. de held that the
words "in accordance with the provisions specified in this
Ordinance" were to be read as incorporated in paragraph (c)
of s.19.
-Section 12 of the Ordinance sets out the procedure
for providing a sample of breath for breath analysis. The
evident purpose of the section, and the regulations made
thereunder, 1S to ensure that the sample is provided when
vequired, that the breath analysis is carried out only by an
approved operator, that the particular instrument 1s
properly checked for accuracy, .that the result of the
analysis of the sample is properly obtained and recorded,
and that the person 1s informed contemporaneously of the
details of the relevant procedures and their results. ft is
to be noted that an approved operator is distinguished from
12.
the member of the police force requiring the person to
provide the sample of his breath.
Section 12(5) reads:
"(5) AS soon as practicable after the breath
analysis has been carried out, the approved operator
who carried out the breath analysis shall give to the
person a written statement, signed by the approved
operator, containing the particulars as required by the
regulations to be included in such a statement."
Pursuant to s.12(3) regulations have been made
making provision for and in relation to the procedures to be
followed before commencing breath analysis, during breath
analvsis and after breath analysis. By reg.3 the procedures
to be followed when Model 1000 instrument is used are set
out in Schedule 1 and, when Model 900 instrument 1s used are
set out in Schedule 2. The regulations are to be read as
part of the Ordinance for the purposes of s.19. Section 4
of the Motor Traffic Ordinance 1936 provides, inter alia,
that in that Ordinance unless the contrary intention
appears, the words "this Ordinance" include the regulations
made under 1t. Section 3 of the Ordinance provides that the
Motor Traffic Ordinance 1936 is incorporated and shall be
read as one with the Ordinance. Consequently, both
Ordinances being read as one, regulations made under either
are included in the Ordinance so read and are to be deemed
part of the two Ordinances. Regulations 3(1) and 6(1) are
therefore to be read as part of the Ordinance and vart of
"the provisions specified in this Ordinance" within the
meaning of s.19.
In the interpretation of s.19 a construction that
would promote the purpose or object underlying the Ordinance
13.
(whether tnat purpose of object 1s expressly stated in the
Ordinance or not) is to be preferred to a construction that
would not promote that purpose or object (Interpretation
(Amendment) Ordinance 1982, s.11A(1)). I agree with the
observation made by the Chief Justice in the present matter
that the purpose or object of the Ordinance 1s to lay down a
complex of provisions defining the conditions for requiring
a driver to undergo breath analysis and 1f those conditions
are complied with the driver is liable to conviction for an
offence under the Ordinance 1f the result recorded or shown
oy the breath analysing instrument 15 or exceeds .08. The
figure is an absolute figure, and unlike the earlier
legislation, is not merely an evidentiary provisicn whereby
the figure recorded 1s referable to tne commission of an
offence of driving a motor vehicle with more than the
prescribed concentration of: alcohol in the blood. The
offence 1s established 1f the absolute figure or more is
recorded.
It was submitted on behalf of the appellant' that
such purpose or object underlying the Ordinance is promoted
by a construction that the provisions of s.12 and the
regulations made thereunder are all "provisions specified in
this Ordinance" for the purposes of 5.19. If the
prosecution fails to demonstrate that all the procedures
prescribed by s.12 and the regulations relevant to the
obtaining of the result of the breath analysis have been
carried out, the result will be that a charge under s.19 has
not been made out.
It was further submitted that this construction of
s.19 can be tested by reference to the mandatory terms of
14.
s.12(2) requiring that a breath analysis shall be carried
out by an approved operator. If the narrower construction
were put upon the terms of s.19, the purpose or object
underlying the Ordinance wnicn I have referred to above
would not be promoted. Tt would mean that, although the
person had been required to provide a sample of his breath
for breath analysis in accordance with the provisions
specified in the Ordinance and had provided a sample of his
breath for breath analysis carried out by some person other
than an approved operator, the elements of the offence would
nevertheless be made out. -
In my opinion the argument, though plausible, 1s
not the true meaning of s.19. I have had the advantage of
reading the judgments of Bowen C.J. and Davies J. and agree
with thelr construction of the provisions of s.19 and 42.
Applying that construction to the argument advanced, 1f a
person had been required to provide a sample of his breath
for breath analysis and had provided -a sample after being
required by some person other than an approved operator, an
offence against s.19 would not have been committed because
he would not have been required to provide a sample of his
breath for breath analysis ""in accordance with the
provisions specified in this Ordinance" as those words
appear in s.19(b).
I turn to consider the respondent's submission
that s.42 applies to the case where the Court hearing a
charge for an offence against the Ordinance arising out of
the carrying out of a breath analysis is not satisfied that
there has been compliance with every provision of the
15.
Ordinance or regulations relating to the carrying out of the
breath analysis.
The purpose of s.42, so it was submitted on behalf
of the respondent, isto ensure that cases are not dismissed
because of arid technicalities. It was submitted that the
procedure for performance of the standard solution test 1s
provided by regs.3 and 4 and is therefore a "provision of
the ... regulations relating to the carrying out of the
breath analysis"; the requirement that the approved operator
give to the person a written statement containing the
particulars required is set out in s.12(5) of the Ordinance
and is therefore a "provision of the Ordinance ... relating
to the carrying out of the breath analysis" within the
meaning of s.42(1).
I deal first with the failure to comply with
vcegs.3 and 4 and Schedule 1 by reason of the fact that the
Operator passed his own exhaled breath into the chamber
through the solution of standard alcohol instead of air.
Regulations 3 and 4, made pursuant to s.12(3)(a) of the
Ordinance, make provision for and 1n relation to the
procedures to be followed by an approved operator and, so
far as reg.4 1S concerned, the particular procedures to be
followed immediately before commencing a breath analysis by
means of an approved breath analysing instrument of the type
used in the instant case. The purpose or object underlying
the provisions is to ensure that the particular instrument
is working properly before the person provides a sample of
his breath for analysis. If at is not, the approved
operator "shall not" use the instrument. The proper working
16.
condition of the instrument is determined by reference to
the temperature of the standard alcohol solution and the
result of the analysis of air passed through the solution.
The temperature on the thermometer immersed in the
solution of standard alcohol immediately pefore alr 15S
passed into the chamber must be "not less than 33.8 degrees
celsius or more than 34.2 degrees celsius" (reg.4(a)) and
the result of the analysis as shown by the instrument of the
alr passed through the solution of standard alcohol must be
"not less than .093 and ... not more than .106" (reg.4(b)).
In Gosden v. Billerwell there was a doubt ahout
whether the solution at the relevant time was a solution of
standard alconoil and therefore the operator could act have
carried out the test of the instrument required by
reg.4 (the before test) and reg.5 (the after test).
Brennan J., with whom Sheppard and Kelly JJ. concurred on
this point, said that when the tests prescribed by
regs.4 and 5 are not carried out or do not yield the results
specified in those regulations, there is no room for the
application of s.42(2). He said that in such case the
procedures adopted were not proved to pe a "result obtained
in the analysis" for the purpose of s.42. If the instrument.
could not be used in the analysis of a sample of breath of a
person because of reg.4, s.42 can have no operation so as to
validate the result obtained in an analysis by use of such
instrument.
Again I agree with the construction determined by
Bowen C.J. and Davies J. If the instrument could not be
used in the analysis of a sample of breath of a person
17.
because of reg.4, the prosecution would have a more
difficult evidentiary burden to discharge in order for the
proviso in s.42(2) to operate, but the result obtained would
nevertheless be a "result obtained in the analysis" for the
purpose of s.42.
The next question 1S whether non-compliance with
s.12(5) of the Ordinance by failure to give to the appellant
a written statement containing the particulars required by
the regulations 1s saved by the operation of s.42. Section
12(5) lays down a procedure to be performed by the approved
operator aS soon as practicable after the breath analysis
has been carried out. Its evident purpose 1s to ensure that
the person who has provided a sample of his breath for
breath analysis is informed contemporaneously of the date on
which, and the time and place at which, the requirement to
provide a sample of breath for breath analysis was made, the
type of instrument used, the results of the standard alcohol
solution test (the before test) and the result of the breath
analysis as shown by the instrument (Schedule 4, Part 1 or
Part 2 as the case may be).
: The provisions of s.12(5) only come into operation
after the breath analysis has been carried out. Because of
that very fact, failure to comply with those provisions
could never produce a result which would have been less than
the result obtained in the analysis within the meaning of
s.42(2). Therefore, 1f non~compliance with s.12(5) 1s a
form of non-compliance contemplated by s.42 1t would always
be excused by the operation of sub-s.(2) of s.42 with the
consequence that the court would not dismiss the charge. [In
18.
reality there would never be any sanction for failure to
comply with s.12(5). But that result does not necessarily
determine the proper construction of s.42. Again I agree
with the construction set out in the judgments of the other
members of tne court.
In coming to that conclusion I am conscious of the
fact that 1t is a different conclusion to that arrived at by
me un O'Connor v. Smith (No. SC 205 of 1983 delivered 21
September 1983). That was an appeal to the Supreme Court of
the Australian Capital Territory against a conviction under
s.19 and after allowing the appeal and setting aside the
convictions on other grounds, I gave reasons for upholding
other giounds of appeal although 1t was not strictiyv
necessary to do so, especially as the present appeal had
been instituted to this court.
After concluding that the form of statement
provided to the appellant in that case did not comply with
s.12(5), I held that s.42 did not operate and that the
information should have been dismissed. I was wrong in that
view and should have held that the result which would have
been obtained, if there had been compliance with every
provision referred to in s.42(1), would have been not less
than the result obtained in the analysis. Fortunately the
fate of the appeal would not have been any different.
I would dismiss the present appeal with costs.
I certify that this and the severstee .
preceding pages are a true copy of the
Reasons for Judgment herein of his Honour
Mr. Justice Garos
Associate
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Galler
FASOANT FVD
SONS
REASON
FOR vUSGMENT
Tre appellant was cnacged and convicted of
offence :
"That on the l¢th t
in the Austraiian a
WEBB did commit 2
the Motor Trarfi c a ra n
1977, ain that hé, having been the driver of &
motor vehicie, number ACT YJ0O-481 on & osubliic
street, namely Northbourns Avenue Was, 1a
accordance with the orovisions specified in the
sa4i1q Ordinance required to Ssrovide and did oroaviis
a samoie of his oreath Tor breatn analysis and the
cesuic of the saic breath analvsis as cecorded or
snown by the aporovea breath analysing instrument
used in the said anaiys:s excesced .08."
In the ayveal ta che Supreme Court ana on the artcw.l c35
thas Court 10 was conceced on benalit oF the Crown
fa) That che operacor of che breith an
iunstcurent nad failed tS «comply
Requlation ! and Part i cf Scheduls 4
Metor Traific (Aicohoi anc
Regulations in That in testing
instrument prior toa 2ts use ov
appellant, the operator vassec A
breath, rather than ambient air, taro
solution of standard aliconoi;
(2i) That the operator failed to compiy with
s.12(5) and with Regulation 9 and Schedule 4
or the Reguiations in chat the written
statement given by him to the appellant
aiter the breath anaivsis failec to state
the tyve cf breath analysing instrument used
. in the anaivsis.
iz 25 umnecessary to consider whether those concessions were
correctly made.
After hearing evidence, including evidence from a number of
c1rentists, tne Supreme Court was satistied that che result which
ou
would have been obtained 21f there had been com
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wo
is
o
a
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a
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ye
a
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vrovision of the prescribed procedures would not have been less
chan the result actually obtaineaq in tne analysis made. There
te
was adequate evidence before the Supreme Court to Justify this
B
conclusion and it was not seriously challenged before this Court.
T acceot the Court's findings in this respect.
breath anaivsis.
23 guilty of an orfance 17 the vresuit oF tre
breath anaivysis as yrecrorded or showre ov the
approved breath anaiysing instrument used in the
analysis 1S or exceeds .98."
"a2.(1) This section aovlies where che Vourt
hearing a charge for an offence sgainst this
Ocdinance arising out of the carrying cut of a
breath anaiys:s or the analysis oF a sample of the
blood or from the body of a person 15 not
satisfied that there has been compiiance with
every provision of the Ordinance or the
regulations relating to the carrying out of the
preach analysis or the anaiysis of the sample of
blooc.
(2) Uniess the Court is satisfied that the
result which would have been obtained if thers had
been compliance with every provision referred to
in sub-section (1) would nave been not iess than
the result obtained in the analysis, the Courz
shail dismiss the charge."
It was submitted by counsel for Mr Webb that a orosecution
Tor an orfence under 5.19 must Drove compliance with aii tne
requirements specified by the Ordinance and the Requiations in
respect to the steps to se taken before, during and aftera
breath analysis. Counsel ceized upon the sremarsxs of Brennan J.
on
n
un Gosden v Billerweil (1980) 47 FLR 357 where his Honour, with
whose reasons Shepoard J. and Keily co. agreed in this respect,
Said at pages 358-359 :
"So apsolute a provision invites examination o
Ordinance and reguiations and of the evi
tenderea ta srove that che conditions Aave
fulfilled ana- that the requirements foc cars
out the anaiysis have been compiied wth. Bu
fas he was) in Beauglehoie v Smith (i197 vA '
describea a onvyiction under a erovissor similar
to s i939 as a 'vest tube veréict', and went on co
say (at 52 : 'Between tne measurement and tne
yeraict there 15 no room foc judgment. But the
method whereb the measurement, and hencs che
sx
n
verdict, 1 eached zs of course controllec by the
law - by the Act and by the Regulations mace under
1c. And if that method is devoarted from 2
res c 1s oroducea, whatever scienti
val may have, has, in my opinion, 0
Sta gnitzcance.' ",
'Ahen the tests vrescribed by regs 4 and 5 are not
carried out, or do not yield the results svecified
- in those reguiations, there 1s no room f5r the
application of s 42(2). That provision empowers
the court to abstain from dismissing a cnarge zo
non-compiiance with some provision or th
Ocdinance orf sceguiations where the court '1
satisfied chat the cesult which would have bee
obtained if there had been compliance with every
orovision' relating to the carrying out of che
breath analysis 'would nave been not less than the
cesult obtained in th analysis' Unless the
respective tests specifzed in the regulations are :
carried out and yieic the results specified, che
vrohibition upon use of the instrument (reg 4) and
the vequirement that the seading be disregarded
(req 5) woula deny to the riguce recorded or shown
sy the instrument the character of a 'resuit
obtained in the analysis'."
Counsel also relied upon the words "in accordance with the
fied in this Ordinance" which appear in vara
Ufe)
dq
Ry
wv
t
fe)
a
a
a
Ze)
o
fey
rR
Q
r
rapn
(b, of s.i9 ana submitted that those words apply edquaiiv to
me further celled upon the detailec
fe)
w
ns
p
Q
ny
m
'S
a
a
is)
Fh
w
jo
Ww
m
provisions of s.4l which enable vorcort of compliance with the
detailed procedures to be given by vay of certiticate.
Counsel submitted that the effect of 5.42 1s to "save" a
prosecution in which the evidence does not estabiisn compliance
with ali the specified procedures. He subm2ttea carat 5.42(1%:
applies to thse procedures relating to the carrying out ot the
breath anaivsis and not. in his submission, to che orocedures
specified to pe followed before commencing che breath analysis or
the procesaures specified to de followed after the Dreacth
analysis.
co which che Lezislaturs may give such incidents as it wishes
It is prover, tnerefore, to commence the interpretation of tne
Ordinance Dy examining the words used in the
Ordinary and natural meanings.
It 15 to be notea tnat the words ""1n accordance with the
orovisions specified ain this Ordinance" appear in soaragraph (dD)
of s.19 Dut not in Daragraph (c) or in the concluding words of
the section. . :
Another feature of the legislation is that, in s.42(1), che
oO
words "every provision cf th Ordinance or the regulation
relating to the carrying out of the breath analvsis" are wice
aqenification ali cne
uh
enough to comprehend in their ordinary
matters specified in the Ordinance and the reguiations to 5a
undertaken before, during and after a breath analysis. However,
they do not comprenend the vorovisions of the Ordinance deaiing
with the requirement to proviae a sample of breath for breath
analysis.
Section 42 in terms covers the field which 2s covered by
£
fo
pe
fe) and the conciuding words cf 5.19. The ceason why
ws)
fu
grap
the words "in accordance with the srovisioms specified in the
the concluding words of s.i9 thus oecomes apparent. Tt 25 not
the words "in accordance with the vorovisions specifrted in the
Jrdinance" whicn aifect the ope
'5
ation of oaragraph «(c} anc the
e
concluding words of s.i3, but the provisions of s.42.
f.
This aurtercpretacion is confirmed by che Tact tnar 5 42
save" a prosecution whicn wouid ovhscwise
orrence
fail. Section 42 provides that a prosecution for an
fu
cr
a
st
a)
'y
ct)
uw
c
I~
ul
under s.19 shali, 1f the Court is not satisfied 'ch
which would nave been obtained if there had been compliance with
cr
ie)
in suo-section (1) would have been
not less than the result obtained in the analysis", be dismissed.
every provision referred
Section 42 provides for the dismissai not the saving of
yu
prosecution in the circumstance which it specifies.
I therefore consider that, on a prosecution for an offence
under s.19, the legislation operates as foilows :
(1) Paragraph 19(a@) requires proof that che
accused was the driver of a motor vehicle on
a public street or in a oublic piace.
Paragraph 19(b) requires voroof that the
accusec was, in accordance with the
provisions specified in the Ordinance,
required to provide a sample of his breath
for breath analysis. Paragraph i9(c}
raquires proof that the accused provided a
sample of his breath for breath analysis.
(iv)
(7)
~~
(vi
(vi)
In my op
the operation
leave me with
of s.42(2) is
procedures been
analysis" 1n
detinition of "breath
) s.1¢ togeths
ard the provisions of
pcoct that the analysis was carried
y the owourposes of the Ordinance by
means of approved preath analysin
instrument;
ono
an
Tf any of the above
proved, the prosecution wiii fai
The concluding words of $5.19 cequire sroct
that the resuic of the breath analysis as
ecordea or shown by the approved bréeaca
aneiysing instcument is or exceeds .08;
Sectrons 41 and 42 implredivy require preor
as tO tne extent of compliance with every
provision of the Ordinance oc regulations
reiating to
analysis,
the carfcyving out of
sucn oroor tO extena co
procedures adopted before, during
the breath anaiysis,
If compilance witn every orocedur roved
and if the revalt of fh irsis 1s
oc exceeds .08 the cefrencent snaii be
convicted;
Tr compliance with every vrocedure 15 noc
estabiished but the Court is satisfied thar
che result which would nave been cbtained 1f
there nad been compliance with every
precedure would have been not less than the
result obtained in the analysis and if chat
result us or exceeds .08, the defendant
shall be convicted;
If compliance with every such orocsedure is
not e2stablisned, and if the Court 2s not
satisfied that the result which would have
been obtained ir there had been compiiance
with every peoceduce would have been nor
less than vThe result obtained in che
analysis, the Court shail dismiss the
charge.
inion, the sections are not ambiguous. Moreover,
of the legislation as I have outlined it does not
any sense of injustice or unfaicness. The eifecz
that, unless the Court is satisfied that had the
oroperly carried cut the resuit obtained would
have been not less tnan the result actually obtained, then the
charge shall be dismissed. That result is a fair one. Thus,
there 1s nothing in the orevisions which gives rise to an
assumption which may affect the reading of the words used.
Gosden vy Billerwell, c1ted above, was correct on the Tacts
before che Couct. However, to the extent that the reasoning
jopted therein conflicts wita tae interorstaton I have set out,
Io am of tne view that I must be guided Sy the lserslation
aithough f have given to the judgments great resoect and I decarc
ts
therefrom only after nost anxious anc careial rctsiceration.
Tn tne circumstances or this o¢cesent case, the Surrenme
Court found the facts describec Dy $.19 to he croved and,
although the Court found non-comoizance with two or tne
was satisfied that the resuit of the Dreath analysis woulc nor
have been less nad tnose procedures been fuliv complied with. in
the circumstances, the Court was correct in dismissing 'She
appeal
ZF woula dismiss the appeai with costs.
ee
ecy fa Rae to fof tie reasons ior
pegieunt herein of sve Court lbeee
uae
J SEF Associate
Dated 13 «A fe,
>
vd
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