Douglas, Heather Catharine v Allen, Robert Norman & Ors [1984] FCA 75
Federal Court of Australia
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Administrative law - judicial review - Commonwealth Teaching
Service - Australian Capitai Territory Tachnical and Further
Education component - application 'for Master Teacher
~
I
Classification - cecommendation by Eligibility Committee and
Review Committee - adopticn of recommendation by Director of
service - whether decisions subject to judicial ceview -
extension of time to institutes proceedings - whether rules
or natural justice apply toe decisions - legitimate
expectations - procedure for applicaticns set down in
Handbook - expectation that appizcation to be daealt with in
Broad contormity with Handbook - whether breach of rules of
Mmatural justice - necessity for cral hearing or further
enquiries
Administrative Decisions (Judicial Review) Act 1377
Commonwealth Teacning Service Act 1972
Commonweaith Functions (Statutes Review) Act 1981 Part VIII
HEATHER CATHARINE DOUGLAS v. ROBERT NORMAN ALDEN;
RAY JOLLIFYE, CAMES CHARLES VENZS, EWAN EDWIN HAZEL
DOROTHY PATRICIA ARNO and ROBERT VIRGONA
Seccnd Respondents
PHILLIP JOHN IRBOTSON, WAYNE KENNETH BRADLEY and
PATRICIA HACKETT
Third Respondents
No. ACT G94 of 1983
Moriing J.
3 April 1984.
Sydney
U
IN THE FEDERAL COURT oF AUSTRALIA
AUSTRALIAN CAPITAL TERRITORY
wee eee Oe
No. ACT GS4 of 1983
DISTRICT REGISTRY
GENERAL DIVISION
BETWEEN : HEATHER CATHARINE SOUGLAS
Applicant
AND: ROBERT NORMAN ALLEN
as the Director
First Respondent
AND: RAY JOLLISSE.
JAMES CHARLES VENIS,
EWAN EDWIN HAZELL,
DOROTHY PATRICIA ARNO and
ROBERT VIRGONA
Second Respondents
AND: PHILLIP JCEN ZB50TSCN,
WAYNE KENNETH BRADLEY and
PATRICTA HACKETT
Third Responaents
ORDER
JUDGE MAKING ORDER : Morling J.
DATE OF ORDER : 3 April 1984
WHERE MADE 3 Sydney
THE COURT ORDERS THAT:
lL. The application is dismissed.
IN THE FEDERAL COURT CF AUSTRALIA
AUSTRALIAN CAPITAL TERRITORY
DISTRICT REGISTRY
wee weve w
GENERAL DIVISION
BETWEEN : HEATHER CATHARINE POUGLAS
Applicant
AND: ROBERT NORMAN ALLEN
First Respondent
AND: RAY JOLLIST=,
JAMES CHARLES VENTS,
EWAN EDWIN HAZELL,
poner PATRICIA ARNO and
ROBERT VIRGCNA
Second Respondents
AND: PHILLIP JOHN IBBOTSON,
WAYNE KENNETH BRADLEY and
PATRICIA HACKETT
Third Respondents
MORLING J. 3 April 1984
REASONS FOR JUDGMENT
The applicant Mrs Heather Catharine Douglas seeks
orders of review under the Administrative Decisions
(Judictal Review) Act 1977 (the "Judicial Review Act"y. Mrs
Douglas is an officer cf the Commonwealth Teacning Service
established by the Commonwealth Teacning Service Act 1972,
as amended (the "Teaching Service Act"). In 1982 she
2.
applied to be classified as eligible for promotion to Master
Teacher classification within the Australian Capital
Territory Technical and Further Education Component of cwne
Commonwealth Teaching Service. She was unsuccessful in her
application and now seeks orders of review in respect of a
number of decisions which she alleges were made in the
course of dealing with her appiication, and in respect of
conduct said to have been engaged by officers of the
Teaching Service in relation to those deczsions.
Section 19 of the Teaching Service Act which was
enacted in its present form by the Commonwealth Functions
(Statutes Review) Act 1981, provides that the Commonwealth
Teaching Service established and in force immediately before
the commencement of that section is continued in existence
for all purposes. The Service is divided into four
components. The relevant component for present purposes 15
the Australian Capital Territory Technical and Further
Education component (the "TAFE component"). The first
respondent is the Director of the Office of the Australian
Capital Territory Further Education in the Department of
Education. He 1s responsible for the overall organization
or the Australian Capital Territory Further Education
system. He is designated as the relevant authority for the
TAFE component of the Commonwealth Teaching Serv-ce under
sub-s. 19(5) of the Teaching Service Act.
The second respondents are the members of an
Eligisility Committee whic ccnsidered Mrs Beuglas'
application for assessment of her eligibilicy to appiy for
Master Teacher classification and recommended that sne be
deemed ineligible for such classification. The third
respondents are the members of a Review Committee which
considered the recommendation of the Eligibiiity Committee
and decided that the recommendation should be supported.
Mrs Douglas claims that the decisions of the
Eligibility Committee and the Review Committee to recommend
against her application and the decision of the Director to
accept the recommendation were decisions of an
administrative character which are reviewable under the
Judicial Review Act. She claims to be aggrieved by the
making of- the decisions because, so it is alleged, breaches
of the rules of natural justice occurred in connection with
the making of the decisions. A claim that a decision to
adopt certain procedures laid down in a Handbook (to which I
shall presently refer) was reviewable, was inciuded in the
relief originally sought, but was not pressed.
Since early 1981 Mrs Douglas has been working at
the Woden College of Technical and Further Education in the
Department of Secretarial Studies as a Secretarial Studies
teacher. On 16 April 1982 she lodged an application for ner
assessment for elibility to apply for Master Teacher
Classizication in the Australian Capital Terrictery TAFE
component of the Commonwealth Teaching Service. In due
course she received an acxnowledgement of her application
and was informed that she was eligibles to be assessed.
' The applicant claims that breaches of the rules cf
natural justice occurred when her application was dealt
with. Since her application was dealt with in accordance
with established procedures for assessing. eligibility for
Master Teacher classification, it is necessary to refer in
some detail to those procedures.
The Master Teacher classification was introduced
into the TAFE component in 1979 by the then Commonweaith
Teaching Service Commission. The aims of the classification
are set out in paras. 1.3 and 1.4 of the 1982 Handbook of
Instructions and Guidelines for Peer Assessment and Master
Teacher Eligibility ("the Handbook"). The Handbook was
issued by the Commonwealth Teaching Service. The practical
effect of achieving Master Teaching status 1s that a Bard 1
teacher 1s paid at the higher rate applicable to Band 2
classification. Mrs Douglas is a Band l' teacher. There are
five Band levels. A Band 1 teacher who achieves Master
Teacher status remains in his or her 3and 1 position. That
1s to say, achievement of Master Teacher status does not
involve a promotion or transfer,but does iead co an increase
in salary.
The procedures invoived in Master Teacher
assessment were developed in consultation with and with the
concurrence of a body known as the Advisory Committee to the
Commonwealth Teaching Service Commissioner. This body
comprised the Commissioner as Chairman and representatives
of other groups including the Australian Capitai Territory
Teachers' Federation. In summary, the process involved in
Master Teacher assessment for 1982 was as follows:
(a) A teacher desiring assessment made
formal application to the Director.
(b) If the teacher met the qualifications
set out in the Handbook, an
assessment panel was formed. This
consisted of three members, being a
chairperson appointed by the
Principal of the College in which the
applicant was located, and two other
members selected by the chairperson
from persons nominated by the
teacher.
(c) The teacher prepared a report setting
out his or her claims.
(ad) The panel then considered the
application and prepared its report.
It held discussions with the
teacher and gathered information from
whatever sources it considered
appropriate. The teacher received a
copy of the panel's report.
(e) The report was then examined by an
Eligibility Committee comprising a
chairperson nominated by the Director
and four officers nominated jointly
by the Teachers' Federation and the
Director.
(£) After consideration of the panel's
report and any supplementary
information submitted by the
teacher, the Eligibility Committee
made a recommendation to the
(g)
(h)
(1)
(5)
(ke)
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Director. Before recommending
against eligibility, <he Committee
discussed with the assessment panei
the areas, if any, in which the
teacher nad failed to reach the lieve:
of performance expected and
considered a further statement frcm
the panel on those areas. Reasons
for recommending against eligibility
were provided to the Director.
The Director then decided on the
recommendations 'made to him and
advised the teachers accordingly.
Unsuccessful applicants were advised
of their right of appeal to a Review
Committee.
If a review was sought, a Review
Committee comprising a chairperson
nominated by the Director and two
officers nominated jointly by the
Teachers' Federation and the
Director, were appointed.
The Review Committee then considered
the following material:
(i) the assessment report on the
teacher;
(iit) a copy of the Eligibility
Committee's notification to the
teacher's panel, indicating the
areas requiring clarification
or elaboration;
(iii) the written response of the
teacher's panel following its
discussions with the
Eligubility Committee; and
(iv) the reasons given by the
Eligibility Committee when
finally recommending to 'he
~ xs, Director that any particular
applicant be deemed ineligible.
The Director then decided on the
recommendation ~ and advised the
applicant. ~
Neither the Eligibility Committee nor
the Review Committee had any personal
7.
contact with the teacher during their
ceiiberations.
The Chairman, of the assessment panel constituted to
consider Mrs Douglas's application Zor eliagzbility was Mr
Michael Moore. In 1982 he was the Head of the School of
Community Education. Although he knew who Mrs Douglas was,
he had had no contact with her before his appointment as
chairman of her assessment panel.
Mrs Douglas submitted to Mr Moore the names of
three Band 2 teachers, none of whom had any professional
knowledge of her. From the names submitted by Mrs Douglas
Mr Moore chose that of Mr T. Farley. Mrs Douglas also
submitted the names of three of her Band 1 peers to Mr
Moore, and from these names Mr Moore chose that of Mrs M
Ball. In the result, the assessment panel consisted of
three people none of whom had had any dzrect personal
professional knowledge of the applicant orior to the
assessment process.
The panel met with Mrs Douglas and considered
comprehensive documentary material submitted by her. Each
panel member read this material and discussed it extensively
se
= ~
=
with her.
According to Mr Moore, whose evidence was rot
challenged, an assessment strategy was worked out and agreed
ee tt A = ee a
8.
between the panel members and Mrs Douglas. She attenced ail
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meetings of the panel. Panei members attenced several o
her classes. About thirty hours sof her 'teaching was
surveyed. In addition, Mrs Douglas submitted considerable
documentary evidence of teaching vertormed prior to the
assessment process. Following each period of teaching
observed panel mempers had meetings and d:scussions with
her.
Members of the panel interviewed a range of people
concerning Mrs Douglas' professional performance. These
included all her full-time colleagues, some of her part-time
colleagues, students, Head of Department, and others. In
addition, some of her former colleagues were contacted. Mr
Moore estimated that about 25 to 28 separate individuals
were interviewed on behalf of Mrs Dougias.
During the assessment process meetings were
frequently held with Mrs Douglas and ail evidence gathered
was discussed at length with her. Mr Moore estimated that
about 15 separate meetings were held between the panei and
Mrs Douglas, the average duration of the meetings being at
least two hours. She also initiated _discusszons with
individual members of the panel and Mr Moore himself had at
least five such meetings with her, gach lasting more than
two hours.
According to Mr Moore, the frequency and length of
these discussions were occasioned Sy the panel's attempt to
be absolutely fair to Mrs Couglas. He said that she was
'
unwilling to accept any negative comment. She claimed that
such comment was either wrong or deliberately vindictive and
she required the panel to gather alternative or new evidence
which she claimed would prove her point of view. Mr Moore
said that sometimes this was in fact the case, and at other
times it was not.
During the assessment process the panel members
showed and discussed with Mrs Douglas drafts of sections of
the report they were proposing to make. She continualiy
queried and objected to any negative comment in the report.
She required the panel to gather additional evidence on
Matters dealt with in the report, and attempted to prove
internal illogicality in the report. She also claimed that
some evidence gathered by the panel was malicious.
According to Mr Moore he gave more than 150 hours
of his time to the assessment of Mrs Douglas. He sar:d that
the other two panel members each contributed in excess of
100 hours of their time.
The panel's report was submitted co the Darecter of
the Office of Australian Capital Territory Furtner Education
on or about 6 August 1982. A ccpy of the report had alreacy
10.
been received by Mrs Douglas herseif on 2 August 1332.
After sne received 17 she gave to the panel a further
statement making comments upon the panel's report. Section
3.8 of the report made observations upon, inter alia. Mrs
Douglas' relationships with some of her senior coilsacues,
who were not supportive of her application.
On 12 August 1982 Mr R Virgona, the Chazrman of the
Eligibility Committee and one of the second respondents,
wrote to Mrs Douglas and to the panel members indicating
that a meeting would be held between the panei and the
Eligibility Committee to discuss the panel's report,
especially certain specified sections of it. The letter
listed a number of sections of the report. Beside some of
the enumerated sections a tick was placed, but no tick was
placed against other sections. Section 3.8 appeared on the
list without a tick. Mrs Douglas said that she formec the
opinion that the Eligibility Committee was satisfied with
the matters raised by the assessment panel 1m section 3.8
because no tick had been placed alongside it. I do not
think this was an assumption which she was entitled to make.
The fact that the Committee did not wish to raise
specifically with the panel the contents of section 3.8 gave
no indication of the Committee's views on the matters
referred to 1n that section.
The letter of 12 August fixed a time and place for
the meeting between the Eligibility Committee and the
assessment panel. It also advised Mrs Douglas that:
"You have the right to read, consider and
cemment on the panels (sic) resume of che
*"
interview at this time and that the Eligibility
Committee will consider any such comments before
making its recommendation to the Director."
The meeting between the Eligibility Committee and
the assessment panel took place on 18 August 1982. There
was some general discussion of the assessment process and of
the question whether the panel was expected to make a
recommendation or not. There was also discussion of Mrs
Douglas' professional impact, a matter upon which opinions
varied. Mr Farley, who swore an affidavit in support of Mrs
Douglas' application, said that, in h2zs cpinion, the
Eligibility Committee would not have been in any doubt that
the panel was recommending that Mrs Douglas be deemed
eligible for Master Teacher classification. At the
conclusion of the meeting, Mr Moore met with Mrs Douglas.
He gave her a complete verbal summary of all that had gone
on at the meeting. His discussion with her occupied more
than two hours. On 18 or 19 August Mr Moore also gave her a
- handwritten resume of the panel's meeting with che
Eligibility Committee. Mr Moore said that he believed this
handwritten report complied with the requirements of para.
2.3.5 of the 1982 Handbook. This paragraph refers to a vaply
which the panel may make to the applicant's comments on 'the
ee ae Pe A nt
12.
written resume of the meeting between the assessment panel
and the Eligibility Committse.
On 20 August 1982 Mrs Douglas delivered a
memorandum to the Chairman of the Eligibility Committee. In
this memorandum she made comments on the written resume
given to her by Mr Moore. She made lengthy observations cn
her past working exper1rence and its relevance to her
application for Master Teacher classification.
Evidence was given by Mr Jolliffe, a member of the
Eligibility Committee. He said the purpose of the committee
was to evaluate the professional performance of applicants
for Master Teacher eligibility on the basis of material
contained in various reports presented to the Committee and
utilizing criteria specified in the Handbook. He said the
Committee read and assessed the written documents submitted
on behalf of all applicants, including Mrs Dougias. In her
case, these documents included a supplementary statement
submitted by her after she had seen the report prepared by
her assessment panel.
Mr Jolliffe said that each memper of the
Eligibility Committee used a check list to assist in the
appraisal of each applicant and subsequent discussion of the
application. In its discussion with Mrs Douglas' assessment
panel the Committee sought to clarify its iundavidual and
ee ee en
ee P— a oe eee ~
13.
collective understanding and perception of her professional
performance. Shortly after its discussion with the panel
the Committee met to discuss all applicants, including Mrs
Douglas. It had before i1t a written resume prepared by the
panel concerning matters raised in 1ts dzscussion with the
Committee. The Committee accepted this written resume as
the statement referred to in §.2.3.5 of the Handbook. It
also considered further written material submitted to it by
Mrs Douglas. It arrived at the decision that it should
recommend that Mrs Douglas be deemed ineligible to apply for
the status of Master Teacher. In all, it considered 10
applications for classification as Master Teacher. It
recommended that four applicants be regarded as eligible for
classification, and that a further six applicants, including
Mrs Douglas, be deemed ineligible.
On 14 September 1982 the first respondent wrote to
Mrs Douglas advising her that the Eligibility Committee had
recommended that she be deemed ineligible at present to
apply for classification as a Master Teacher, and 'hat he
proposed to accept the recommendation. She was advised
that she could request the Review Committee to review her
case. On 16 September 1982 she sought review of her case,
and referred to a number of matters which she requested
should be brought to the attention of the Review Commictee.
For the most part, the matters referred to were adverse
comments by her on the objectivity and motivation of persons
whose opinions had not supported her case.
-_——
er ee ee ee ee
14.
te to the first
uw
oO
On 21 September 1982 Mrs Douglas wr
respondent claiming that the Eligibility Committee did not
have before it a reply from the oanel as ecified in para.
a
'S
2.3.5 of the Handbook. The applicant requested that che
Review Committee be provided with copies cf ali documents
relating to her application for eligibility, including che
contents of her letters or 16 and 21 September 1982.
Apparently when the Review Committee met to
consider the Eligibility Committee's decision it was at
first unable to come to a decision because 1t was of th
view that the assessment panel had failed to give a rating
or judgment on what it regarded as the critical area of Mrs
Douglas' professional relationships. Accordingly on 29
September 1982 the Review Committee wrote to the first
respondent seeking his advice as to whether it would be
appropriate for it to approach the panel to seek informaticn
on that matter. The first respondent advised the Review
Committee that having regard to the terms of the Handbook it
was not open to the Committee to itself approach the panel.
However he advised the Committee that if 1t was unmabie, for
the want of information, to come to a recommendation, he
would consider referring the matter back to the Eligibility
Committee to obtain the information. The Review Commzttee
dad not take up this offer. In due course 1t wrote to the
first respondent in the following terms:
1s.
"The Eligubilicy Committee based its refusal 29
grant eligibility for Master Teacner cn the
grounds that Mrs Douglas diac not meet che
criteria velated to 'educationally constructive
professional relationships'.
The panei identified a polarisation between
varlous yespondents on this issue, but mersly
reported differing points of view. There was no
attempt in 32.8 to reach a balanced judgement or
make a rating.
Under these circumstances, the Eligibility
Committee would not have had sufficient evidence
before it to make a judgement that Mrs Douglas
met all criteria.
We express our concern that an applicant may
have been denied Master Teacher status because
the panel did not make a judgement and the
Eligibility Committee appears not to have
demanded one.
Decision
That the recommendations of the Eligibility
Committee that Mrs Douglas not be granted Master
Teacher eligibility be supported."
Upon receiving this letter the first respondent
wrote to the Chairman of the Eligibility Committee enclosing
the Review Committee's letter and all the previcus papers in
Mrs Douglas' application. The letter was in the following
terms:
"The Review Committee nas given me a
recommendation which may be correct in the
technical sense. but which, on tne grounds cf
natural justice, I cannot accept.
The Review Committee has indicated difficulty
with the area of professional relationships and
in particular with Section 3.8 of Form il1c.
This relates to the fact that the original panel
did not provide a rating or a statement setting
out why the rating scale was not considerea to
be applicable. I would accordingly appreciate
|
\
\
16.
1t 1m the Eligibility Committee weuld caxe cne
necessary acticn to remedy this."
In response to this letter the Chairman of the
ligibility Committee reconvened tne committee. On 10
November 1982 he advised the first respondent that:
"The Committee in fact were unanimously agreed
that they had made their valid recommendations
to you previously and they reaffirmed this,
stating that they had made their recommendations
after due and proper consideration 'of all the
permissible evidence placed before them."
The Chairman expressed some concern that, in the opinion of
his Committee, the procedures that had been adopted at the
review stage were inconsistent with those outlined in the
official Handbook.
Upon receipt of the lastmentioned letter the first
respondent again spoke with the Chairman of the Eligiblity
Committee. As a result of that discussion he made the
following note on Mrs Douglas' file:
"I have discussed this with Mr Virgona. I am
satisfied that the Eligibility Committee dis-
charged 1ts responsibilities properly in that it
discussed in depth with the panel the question
ef professional relationships and was able to
come to a conclusion. I accept the
recommendation that Mrs Douglas not he granted
M.T. eligibility."
Mr Allen said that before making the above note he
had specifically raised with the Chairman of the Eligibility
17.
Committee the cuestion whether the absence of a rating by
that Committee on Item 3.8 of the relevant form was a factor
in the Committee's decision to recommend against Master
Teacher eligibility. The Chairman advised him that the
matter of a rating was not significant and that the ratin
was based on an in depth assessment of all the areas covered
in the relevant form.
On 27 January 1983 the first respondent wrote to
Mrs Douglas advising her that the Review Committee had met
and had not recommended that the recommendation of the
Eligibility Committee be varied. He said that he had
therefore accepted the recommendation that she be deemed
ineligible at present to apply for classification as a
Master Teacher. He attached to the letter a copy of the
reasons given by the Eligibility Committee for the
recommendation. Those reasons were in the following terms:
"From the evidence, the Committee assesses you as
having sound teaching skills, but as requiring
to place far greater emphasis on building
educationally constructive professional
relationships with your colleagues within th
College, relationships through which one spreads
one's professional influence, relationships
which the Committee sees as necessary for those
applicants whom it recommends for Master Teacher
eligibility."
On 4 February 1983 Mrs Douglas wrote to the first
respondent stating that she considered the reasons given by
18.
t
the Eligibility Committee and upheid by the Review Committee
wer? not adequate. She requested a detailed explanation of
reccemmencation and
te
the reasons for the Review Committees'
for the first respondent's decision. Her letter concluded
with the observation that she was aware that she was
entitled to such an explanation under s.13 of the Judicial
Review Act.
On 7 March 1983 Mrs Douglas was furnished with a
comprehensive statement pursuant tos.13 of the Judicial
Review Act. The present application was not commenced until
28 November 1983. The reasons for the delay in bringing the
proceedings appear in correspondence that passed between the
solicitors for the parties and 1t is ummecessary to refer to
its detail.
The first question which arises 'for consideration
1s Whether the court should make an order extending the time
within which these proceedings may be brought. Counsel for
the respondents stated that they had not suffered any
prejudice by the delay in bringing the proceedings and he
did not oppose the grant of an extension of time. Having
regard to the delay in bringing the proceedings I would net
have granted an extension of time had any cf the respondents
been prejudiced by the delay. The absence of any such
prejudice is not, of itself, suffic1rent to -custify an
extension of time. The circumstances in which an extension
er ee eee
19.
of time should be granted to permit the bringing of an
application under the Judicial Review Act have deen
considered in many cases. The cases are referred to in the
judgment of Neaves J. in Excell v Harris & ors. (18 October
1983) and there is no occasion to refer again to cnem. As
1s pointed out in some of the cases, it is not only the
interests of the applicant and the respondent that requires
to be considered. In the present case, it is also necessary
tO have regard to the interests of other teachers who could
possibly be artfected by the granting of the relief sought by
the applicant. During the course of argument I informed
counsel for the applicant that I would not be minded to
grant an extension of time to permit an attack to be made
upon the validity of the procedures laid down in the
Handbook, since such an attack, if successful, might
unsettle other recommendations made by the Eligibility
Committee. Counsel indicated that, if an extension of time
were granted, the argument that the Handbook vrocedures were
invalid would not be pressed. In these circumstances and
having regard to the absence of prejudice to either the
respondents or any other person, I think it is appropriate
that I should make an order extending the time within which
these proceedings may be brought.
I turn now to consider the merits or the
application. The two substantial questions which arise for
consideration are, first, whether the rules of natural
20.
justice apply to the maxing of any of the decisions sought
to be reviewed, and second, whether, :f so, a breach of
those rules occurred in connection with the maxing of any of
r@)
the decisions. It was conceded that the Director's decision
not to classify Mrs Douglas as a Master Teacher was an
administrative decision which was reviewabie under the
Judicial Review Act. The same concession was not made in
respect of the decisions of the Eligibility Committee or the
Review Committee. However, in the view I take of the case,
it is umnecessary to give separate consideration to the
question whether the Committees' decisions are reviewable
under the Act. It was common ground that, for all
practicable purposes, it was the Director's decision which
mattered. Success in attacking the other decisions would be
ef no avail to Mrs Douglas if the Director's decision
stands. Since the Director's decision is conceded to be
reviewable, it is appropriate to consider whether an order
should be made for the review of that decision.
It was contended on behalf of the applicant that
she had a legitimate expectation that she would be class-
ified by the Director as a Master Teacher. This peing the
case, so it was submitted, a decision affecting that
legitimate expectation was required to be made in accordance
a
with the rules of natural ju 2. Heatley v Tasmanian
Racing and Gaming Association 137
C.L.R. 487; F.A.L.
Insurances Limited v Winneke (1982) 41 A.L.R. 1 and Ansell v
Wells (1982) 43 A.L.R. 41 were relied upon.
21.
It was submitted in the alternative that even l
the applicant did not have a legitimate expectation that she
would be classified as a Master Teacher she at ieast rad a
legitimate expectation that she wouid be interviewed
personally by the Eligibility Committee which would make its
own enquiries as to any epposition to her classification.
Another alternative submission was that the applicant had a
legitimate expectation that, should the Elzgibility
Committee not recommend her classification as a Master
Teacher, the Director would himself independentiy make the
enquiries which the Eligibility Committee should have made.
To determine whether the applicant did have a
requisite legitimate expectation it is necessary to refer to
the nature of the application which the Director declined to
grant. The applicant was a Band 1 teacher in the teaching
service. She did not seek a promotion. Had she done so,
the provisions of the Teaching Service Act would have
applied, 30 as to give her a right of appeal to 2a Promotion
Appeal Board. By applying to be classified as a Master
Teacher the applicant sought a recognition of her teaching
expertise which, 1f acknowledged by the Director, would have
led to an increase in her salary. It was open_to any Band 1
teacher, such as the applicant, to seek Master Teacher
status. However I can see nothing in the applicant's terms
of employment or in any statute which could have given rise
to a legitimate expectation on her part that she would he
22.
granted the status of a Master Teacher. In reality, she
had, at any relevant time, no more than the
(8)
pportunity to
seek recognition of what she cla:med to de her supericr
teaching talent.
The phrase "legitimate expectation" was first
adopted by Lord Denning M.R. in Schmidt v Secretary of State
for Home Affairs (1969) 2 Ch. 149. Many of the cases in
which the meaning of the phrase has been examined and 1ts
content discussed are referred to in Cole v Cunninghan
(1983) 49 A.L.R. 123 at p.129 et seq. There 1s nothing to
be gained by embarking again upon a detailed analysis of the
cases. The view expressed by Barwick C.J. in Salemi v
Mackellar (No. 2) (1977) 137 C.L.R. 396 at 404 that the word
"legitimate" in the phrase expresses a concept of "entitle-
ment or recognition by law" has not found favour in
subsequent cases. A legitimate expectation has been equated
to a reasonable expectation: see Heatley's Case (supra) at
Pp- 508-9 per Aickin J. (with whom Stephen and Mason Jo.
concurred), and Attorney-General Hong Kone v Ne Yuen Shiu
(1983) 2 W.L.R. 735.
In Heatley's Case Aickin J. said (az p.509):
"In cannot be said that the true extent of the
notion that an expectation may be the foundation
of a right to compel observance of 'the relevant
principles of natural justice has yet been fully
worked out or stated with precision. In some
cases a distincticn has been drawn between cases
concerning the original grant of a licence and
those concerning tne renewal of a
aiready grantec. For instance, in
Insurances Limited v Winneke (1982) 56 A
388 cn@ majority aeld that in the circumstances
of that case an insurance company wnich alrzady
neld a licence to transact workers' compensation
insurance business in Victoria was entitled to
know tne reasons why its licence was not to be
renewed and toa fair opportunity tc answer
allegations of misconduct against 12. The fact
thac it already held a Licence was basic to the
Court's finding. Although tne company haa no
legal right to the renewal of its licence it was
held that it had a legitimate expectation that
1t would be renewed."
It is to be observed that Aickin J. Lert open the
question of the ambit of the cases in which a "Legitimate
expectation" may be found to exist. He said:
"The exact extent of that expression has not been
determined but it certainly applies to renewal
of licences to carry ona particular business
where there is no statutory right of renewal."
He went on to point out the unfairness which could
result to a person whose licence to carry on a business is
not renewed, such a person may have built up a business an
expended money on assets on the basis of an expectation of
renewal of his licence.
In Cole v Cunningham (supra) a Fuil Cours of this
Court considering the circumstances in which a "legitimate
expectation" couid be said to arise said chat 'The gate
(was) ajar ...". The Court empraced she view that a
legitimate expectation may be found in che circumstances
ee age - hom
24.
postulated oy the Privy Council in the folicwing passage
from 1ts decision in Attorney-General sf Yong Kong v Na Yuen
Shiu (supra) at o.741:
"The expectations may be based upon some state-
ment or undertaking by, or on behaif of, the
public authority which has the duty of making
the decision, if the authority has, through 1ts
officers, acted :n a way that would make it
unfair or inconsistent with gocd administration
for hin to be denied such an enquir7."
Notwithstanding the trend to expand the class of
case in which the requisite "legitimate expectation" wili be
found to exist, I reject the argument that the circumstances
of the present case gave rise to a legitimate or reascnable
expectation that the applicant would be classified as a
Master Teacher. Her position was little different from that
of a person who applies for a position in the Public
Service. In such a case, in the absence of very special
facts such as were present in Cole v Cunningham, an
applicant does not have any reasonable expectation that he
will be appointed or afforded an opportunity of being heard
before the appointment is made. The applicant was merely
one of a number of persons who were in a position to seek
recognition of the1r teaching skills. It was open to any
Band 1 teacher to seek to have his or her teaching skills
recognised by achieving Master Teacher status. Mrs Douglas
had no greater expectation 'han any other Rand 1 taacner cf
being granted such status. I do not say for cone moment that
she is not a very experienced and highly ovrcfessicnai
$$$
. 25.
teacher. The evidence makes it clear that she ils.
Nevertheless neither the Director nor any person on 1s
behalf had done anything to cause her tc believe that she
would be classified as a Master Teacher. There is nothing
in the legislation which gives her any right to such a
Classification. Nor do the terms of her employment point to
"any such right, or even any expectation of such an
appointment.
I turn now to consider the applicant's alternative
arguments. I have already referred to the #laborate
provision made in the Handbook for the consideration of
applications for Master Teacher classification. Every Band
l teacher knew of those provisions. It was no doubt
convenient, both to the Director and to Band 1 teachers, to
have the procedures codified and set out clearly in the
Handbook. The use of an assessment panel to collect
information for consideration by the Eligibility Committee
(and by the Director, if necessary) was an integral part of
those procedures. It was to be expected that the assessment
panel might refer to unfavourable as well as favourable
comments on any application. The procedure laid down in the
Handbook for consultation between the panel and the
Eligibility Committee made it plain that the Committee would
rely on the panel's enquiries where it thought apreropriate
to do so. These procedures also made it plain that the
Director might well decide to act upon the recommendation of
IT eee ee
. 26.
the Eligibility Committee and, a fortiori, a recommencation
of the Eligibility Committee which was ccnfirmed by the
Review Committee. In these circumstances the applicant did
wt
~
a
rei)
not have any legitimate or reasonable expectations of
kind referred to in the alternative submissicns put on he
ty
behalf. I can find no basis =n the Handbook or elsewnhers
for Mrs Douglas entertaining such expectations.
However, this does not mean that the applicant did
not have a legitimate or reasonable expectation of any kind.
In my opinion the 1ssue of the Handbook to, inter alia, Band
l teachers with the imprimatur of the Director gave rise to
a reasonable expectation in the applicant that her
application for Master Teacher classification would be dealt
with substantially in accordance with the sxsrocedures laid
down in the Handbook. That is not to say that she had a
reasonable expectation that every minor detail of those
procedures would be observed. But I think that she was
entitled to expect that her application would be dealt with
in broad conformity with the Handbook requirements. As I
have sought to make plain, she was not entitled to hold an
expectation that she would actually be granted Master
Teacher classification. But she was entitled to hold the
more limited expectation to which I have just referred.
That expectation would have been fortified by the
circumstance that the contents of the Handbook were
apparently discussed at a meeting attended by the applicant
—
Fae
" 27.
at or about the time she made her application. The meeting
=
was held at the Canberra College of Technical and Further
Education and was attended by senior officers of the
Education Department. The contents of the Handbook were
discussed and it was made clear to the applicant that the
Handbook requirements would need to be followed by intencing
applicants. It is to be remembered that although Master
Teacher classification was not strictly a promotion, it did
carry with it a significant monetary advantage as weil as
the recognition of excellence in the teaching profession.
It 1s impossible to say on the evidence in this
case that there was any significant departure from the
procedures laid down in the Handbook. Nor was there any
breach of the rules of natural justice in the procedures
adopted by the Eligibility Committee, the Review Committee,
or the Director. The Lengthy recitation I have already
given of the facts demonstrates that this was so. Elaborate
provision was made in the Handbook to ensure that any
applicant seeking Master Teacher classification had an
opportunity of having her application fairly and oroperiy
assessed. In the instant case, Mrs Douglas not only availed
herself or the procedures in the Handbook but supplemented
those procedures by making additional personal represent-
ations to the Eligibility Committee. Tt is true that she.-
was not given a hearing in person. Sut having regard to the
thorough manner in which her assessment panel presented her
. 28.
application to the Eligibility Commictee chi dxd net
prejudice her. There is no requirement in law that
observance of the rules of natural justice necessarily
requires that a person be given a hearing in person. See R
v Amphlett (1915) 2 K.B. 223; R v Whalley, ex parte Bordin
and Co. (1972) V.R. 748 at 755-6.
It was unfortunate that the Review Committee
erroneously thought that the Eligibility Committee may net
have properly considered the matters yeferred to in
Paragraph 3.8 of the assessment panel's report. The oral
evidence given in the case leaves me in no doubt that "he
absence of a formal rating on that paragraph (which seems to
have been of concern to the Review Committee) in no way
prejudiced the applicant.
Counsel for the applicant argued that it was
incumbent upon the Eligibility Committee to make further
enquiries to investigate any area of conflict between the
applicant and her immediate superiors. The Committee did,
in fact, hold a lengthy discussion witn 'the members of the
assessment panel whose report dispassionately discussed 'his
— matter. There is nothing in the Handbook, or in the rules
of natural justice, which would have required the Committee
to have taken the enquiries any further. It was not a case
in which any charge of misconduct had been made agaznst the
applicant. Nor was it a case in which the applicanc's
29.
superior had lodged a complaint against her. If the
Committee felt it had no need of furtner material ocefore
making a recommendation to the Director, there was no
obligation upon it to make further investigations.
It was not suggested in argument, nor could it have
been, that it was a denial of natural justice for the Review
Committee and the Director to take into account and have
regard to the recommendation of the Eligibility Committee.
In my opinion the Director acted with scrupulous fairness in
considering Mrs Douglas' application. Because of the terms
of the Review Committee's report to him he was at pains to
satisfy himself that the Eligibility Committee had properly
considered Mrs Douglas'S application.
In acase in which the rules of natural justice
apply the tribunal or authority whose decision may adversely
affect the legitimate or reasonable expectations of another
must act with fairness, and what 1s faz:r will depend upon
the circumstances of each case. See University of Ceyion v
Fernando (1960) 1 W.L.R. 223, Mobil 011 Austrai:a Pty
Limited v Federal Commissioner of Taxation (1963) 113 C.i.R.
475 at p.504, R. v Commonwealth Conciliation and Arbitration
Commission, Ex parte Angliss Group (1969) 122 C.L.R. 546 at
552.3 and Ansell v Wells (1982) 43 A.L.R. 41. I am
Satisfied that there was no breach of the rules of natural
justice at any stage of the consideration of Mrs Douglas'
30.
application. Her application was handled with the utmost
fairness by all who considered it.
Counsel for the respondents argued that, in any
event the rules of natural justice did not apply to the
conduct of the Eligibility Committee, the Review Committee,
or the Director because such rules had been impliedly
excluded by the legislature. There is, of course, no doubt
that the rules of natural justice may be meditied by the
terms of the statute and may he, either expressly or
impliedly, excluded. : See Commissioner of Police v Tanos
(1958) 98 C.L.R. 383 at 396 and Salemi v Mackellar (No. 2)
(1977) 137 C.L-R- 396 at 401. It was submitted that the
legislature had specifically identified in 33.28, 29 and 36
of the Teaching Service Act those circumstances in which a
teacher hada' right of appeal or a right to be heard.
However, those sections, deal only with promotion. I do
not think it can be implied from them that in all other
circumstances other than promotions there is no right on the
part of a teacher to be heard when a matter affecting her
legitimate expectations is under. consideration. I
therefore reject the respondents' argument on this point.
However, for the reasons I have given the application must
be dismissed.
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