Westwood, Paul Denison v Lightly, Edward Stanley & Ors [1984] FCA 83
Federal Court of Australia
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CATCHWORDS
Administrative law - judicial review - Australian
Federal Police - promotion therein - appellant
formerly a member of the Commonwealth Police -
appointed to Australian Federal Police - appeliant
formerly eligible for promotion in Commonwealth
Police without any requirement that he pass qualifying
examination - qualifying examination required as
condition of promotion to higher rank in Australian
Federal Police - construction of s. 74 of Australian
Federal Police Act 1979 which provides that the terms
and conditions of service of a member of the Australian
Federal Police be deemed to be the terms and conditions
of service that were formerly applicable to him as a
member of another force ~ whether appellant's entitlement
to be considered for promotion without further qualifying
examination a term or condition of employment for the
purpose of s. 74 - resort to explanatory memorandum and
second reading speech for purpose of ascertaining mischief
to which statutory provision directed.
Australian Federal Police Act 1979, ss. 25, 26, 30, 31,
36, 40, 46, 72- 78.
Australian Federal Police Regulations 5, 6, 7 and 9
Commonwealth Police Act 1957
PAUL DENISON WESTWOOD v. EDWARD STANLEY LIGHTLY & ORS.
No. G282 of 1983
Coram: Sheppard, Neaves and Kirby JJ.
6 April 1984
Sydney
IN THE FEDERAL COURT OF AUSTRALIA)
)
)
)
)
NEW SOUTH DISTRICT REGISTRY No. G282 of 1983
GENERAL DIVISION
On Appeal from The Federal Court
of Australia constituted by a
single judge
BETWEEN
PAUL DENISON WESTWOOD
Appellant
AND
EDWARD STANLEY LIGHTLY,
DERECK JOHN BARRETT and
LESLIE BURROWS, members
of the Australian Federal
Police Promotion Appeals
Board
First Respondents
THE COMMISSIONER OF POLICE
Second Respondent
ORDER
JUDGES MAKING ORDER: Sheppard, Neaves and Kirby JJ.
DATE OF ORDER: 6 April 1984
WHERE MADE: Sydney
THE COURT ORDERS THAT:
1. The appeal be dismissed
2. The appellant pay the costs of the second respondent
of the appeal.
IN THE FEDERAL COURT OF AUSTRALIA )
)
NEW SOUTH WALES DISTRICT REGISTRY ) No. G282 of 1983
)
GENERAL DIVISION )
On Appeal from The Federal Court
of Australia constituted by a
Single judge
BETWEEN
PAUL DENISON WESTWOOD
Appellant
AND
EDWARD STANLEY LIGHTLY & ORS.
Respondents
CORAM: Sheppard, Neaves and Kirby JJ.
DATE: 6 April 1984
REASONS FOR JUDGMENT
SHEPPARD J.: In this appeal from a single judge of
this Court (Beaumont J.) I have had the advantage of
reading the judgments to be delivered by the other
members of the Court. I am in agreement with their
conclusion that the appeal should be dismissed. I
can state my own reasons for that conclusion shortly.
The question is whether the expression, "terms
and conditions of service," ins. 74 of the Australian
Federal Police Act 1979 ("the Act") is wide enough to
include the existing entitlement of a member of one
of the component forces to be considered for promotion
without the need to pass any further qualifying
examination. As a matter of the ordinary use of
language the expression in question 1s capable of
that meaning; cf. The Queen v. Booth; Ex parte The
Administrative and Clerical Officers' Association
(1978) 141 C.L.R. 257 especially at pp. 262 - 263.
Furthermore, there 1s nothing in s. 74 itself to suggest
that the expression is to be read down. Especially is
that so when one takes into account, as one should,
that the section is one designed to protect the existing
rights and entitlements of members of the component
police forces who were to make up the bulk of the
new Force. The section should thus receive a
beneficial construction. There is no reason for
confining 1t or reading 1t down unless considerations
arising from the construction of the Act as a whole
lead one to conclude that this should be done.
Having considered the Act as a whole, I have reached
the conclusion that the expression in question must be
read down so as to exclude the matter relied upon by the
appellant. It is my opinion that existing qualifications
for promotion were not to be carried by members of the
component forces with them into their new service.
My reasons for this conclusion stem from a
consideration of ss. 26, 30 and 31. Relevantly, s. 26
provides in para. (1) (b) that, subject to the Act,
the Commissioner may promote a person who is a non-
commissioned officer to a higher non-commissioned rank,
being a rank that the person is, in accordance with
the regulations, competent and qualified to hold.
Regulations have been made pursuant to s. 26 providing
for the passing of an examination by persons seeking
to be promoted to the rank sought by the appellant in
this case. See generally regulations 5, 6 and 7.
Section 30 of the Act, which is found in Part V
entitled, "Terms and Conditions of Service", says the
Minister may determine the terms and conditions of
service of members. Sub-section 31(1) provides that,
subject to Part V, the Minister may, on behalf of the
Commonwealth, make an agreement in writing with an
association relating to terms or conditions of service
of members of that association. "Association" is
defined in s. 29 to mean, in effect, an association of
members of the Force formed for the purpose of Part V
of the Act.
Sections 30 and 31 are, as I have mentioned, in
Part V. Section 26 earlier referred to 1s in Part IV
of the Act which is entitled, "Appointment and
Service of Members". In my opinion it follows that
the expressions, "terms and conditions of service of
members", and "terms or conditions of service of
members", in ss. 30 and 31 do not include any term
or condition of service related to a member's
qualification for promotion. That is a matter which
1s provided for comprehensively in s. 26 and the
regulations made thereunder. If that were not the
case, the Minister, by determination under s. 30, or
the Minister and an association, by agreement pursuant
to s. 31, could effectively overcome the provisions
of s. 26 and the relevant regulations. This could lead,
not only to uncertainty, but also toa most undesirable
situation where, by reason of industrial pressure, the
Minister was constrained to alter standards for
promotion in the Force.
In reaching this conclusion I have taken into
account the opening words of sub-sec. 26(1), "Subject
to this Act", and the provisions of para. 40(c), which
is in Part V. It provides that the regulations may
make provision for and in relation to the promotion of
members, including the right of members to appeal
against promotion of other members, and the estabia.ghment
of a Promotions Appeals Board to hear and determine such
4.
appeals. In my opinion neither the opening words
of sub-sec. 26(1) nor the provisions of para. 40(c}
were intended to enable the Minister, by determination
or agreement, to bypass the qualifications for
promotion which regulations made pursuant to s. 26
were to prescribe.
It follows from the above analysis that the
expression, "terms and conditions of service", does
not include any condition related to qualification
for promotion. That is true in relation to the
expression where used in s. 30 and the similar expression
used in s. 31. It follows, in my opinion, that the same
expression, where used in s. 74, should be given the
same Meaning. That 1s particularly so when one takes
into account that express reference to ss. 30 and 31
is made in s. 74. What the section 1s dealing with is
terms and conditions of service which fall within ss. 30
and 31. Consequently it 1s not purporting to preserve
to a former member of one of the component forces
qualifications for promotion held by him in that
force at the time of his appointment to the new
Force.
I am strengthened in the conclusion which I have
reached by a consideration of the provisions of s. 78
which makes very specific provisions in relation to
promotions appeals which members of the component forces
5.
were entitled to bring when they were transferred to
the new Force. In my opinion this is an indication
the limits to whicn the legislature intended to
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otect 1cations for proretion.
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t remains to say that in reaching my conclusicn
I have considered the terms of the Minister's second
reading speech when the bill was introduced into
Parliament and the terms of an explanatory memorandum
which was attached thereto. I have taken these
generally into account, but I do not find in them, one
way or another, any assistance in the task of
construction which 1s involved.
Before concluding I should mention a formal matter.
The respondents to the proceedings and to the appeal
originally included the Australian Federal Police
Promotion Appeals Board. During the hearing we raised
with counsel the question of whether the Board was
correctly joined by that name. We were informed that
1t was not a body able to be sued in any corporate name
or style. We suggested that there should be an amendment
substituting the names of the persons constituting the
Board which sat to determine the appellant's appeals. I
understand that that amendment has been made, but, in
case it has not, I indicate that no order should be taken
out until it has.
In the result I am of the opinion that the appeal
should be dismissed with costs.
lcertiy thatt arc the Ss preceding
6. pages are ..t ue "on, of the reasons for
judgment heraix _. ri.2 Honourable
Mr Justice Sheppard. 1 Kth on
péréa 67% RAIA aed OG Associate
7 Ns ~
IN THE FEDERAL COURT OF AUSTRALIA )
)
NEW SOUTH WALES DISTRICT REGISTRY ) No. G282 of 1983
)
GENERAL DIVISION )
ON APPEAL FROM THE FEDERAL COURT
OF AUSTRALIA CONSTITUTED BY A
SINGLE JUDGE
BETWEEN : PAUL DENISON WESTWOOD
Appellant |
AND: , EDWARD STANLEY LIGHTLY,
— DERECK JOHN BARRETT and
LESLIE BURROWS, members
of the Australian Federal
Police Promotion Appeals
Board
First Respondents
AND: THE COMMISSTONER OF POLICE
Second Respondent
CORAM: Sheppard, Neaves and Kirby JJ.
DATE: 6 April 1984
REASONS FOR JUDGMENT
NEAVES J. Paul Denison Westwood ("the appellant"), a
member of the Australian Federal Police, appealed to
the Promotion Appeals Board ("the Board") established
by tegulation 18 of the Australian Federal Police
Regulations ("the regulations") made under the
Australian Federal Police Act 1979 from decisions of
the Commissioner of Police ("the Commissioner") select-
ing certain members of the Australian Federal Police
for promotion to vacancies in the rank of station sergeant.
The Board dismissed the appeals on the ground that the
appellant was not qualified by examination to hold the
rank of station sergeant. Thereupon the appellant
commenced proceedings in this Court under the Administrative
Decisions (Judicial Review) Act 1977 tu review the Board's
decision. That application having been dismissed, the
appellant instituted the present appeal.
The Australian Federal Police came into being on
19 October 1979. Immediately prior to that date there were
in existence the Commonwealth Police Force established by
the Commonwealth Police Act 1957 and the Police Force of
the Australian Capital Territory established by the Police
Oxdinance 1927. The existing members of those police
forces were, by virtue of section 72 of the Australian
Federal Police Act 1979, to be appointed under section 25
or section 26 of that Act as members of the Australian
Federal Police, such appointments to take effect on 19
October 1979.
The appellant was, immediately prior to
19 October 1979, a member of the Commonwealth Police
Force with the rank of senior sergeant, having been
promoted to that rank on 4 February 1975. le was
appointed under section 26 of the Australian Federal Police
Act 1979 a member of the Australian Federal Police with the
rank of senior sergeant, that being the rank in the Australian
Federal Police declared by the regulations to be equivalent
to the rank of senior sergeant in the Commonwealth Police
Force (see regulation 5 and Schedule 1, Table 1).
The appellant contends that he is qualified to
hold the rank of station sergeant in the Australian Federal
Police by virtue of the operation of section 74 of the
Australian Federal Police Act:1979. That section has,
since its enactment, provided -
"(1) Until a determination under section
30 or an agreement in effect under section 31
otherwise provides, the terms and conditions of
service of a member of the Australian Federal
Police who was, immediately before the commenc-
ing date, a member of an existing Police Force
shall be deemed to be the terms and conditions
of service that were, immediately before that
date, applicable to him as a member of that
Force.
(2) A reference in sub-section (1) to
terms and conditions of service that were,
immediately before the commencing date,
applicable to a person shall be read as
including a reference to -
(a) a determination made by the Public
Service Arbitrator;
(b) a determination of the Public
Service Board in force under the
Public Service Act 1922;
(ec) a determination of the Minister in
force under sub-section 5(4) of the
Commonwealth Police Act 1957;
(d) a determination of the Police
Arbitral Tribunal in Force under
the Police Ordinance 1927 of the
Australian Capital Territory as
amended; or
(e) an agreement made, or purporting to
be made, under section 5B of that
Ordinance as amended."
It is common ground between the parties that
the appellant has not passed the qualifying examination
for the rank of station sergeant prescribed by regulation
7 of the regulations and is not expressly exempted from
taking that examination by regulation 9. In those cir-
cumstances it is submitted for the Commissioner that
the Board's decision was correct and the appellant is
not qualified to hold the rank of station sergeant in
the Australian Federal Police, section 74 not having
the operation for which the appellant contends.
Before examining the respective submissions
it is necessary to refer to some of the legislative
provisions relating to the Commonwealth Police Force
and the Australian Federal Police and to what was done .
under those provisions.
The Commonwealth Police Act 1957 provided
that the Commonwealth Police Force was to consist, inter
alios, of Commonwealth police officers of such number,
ranks and grades as the Attorney-General, with the con-
currence of the Public Service Board, should determine
(sub-section 4(1)). Commonwealth police officers were
to be appointed by the Attorney-General (sub-section 5(2)).
ray
They were not subject to the Public Service Act 1922
and their terms and conditions of service were to be
such as the Attorney-General, with the concurrence of
the Public Service Board, should determine (sub-section
5(4)). In 1976 the references to the Attorney-General
were amended to refer to the Minister administering the
Commonwealth Police Act 1957 (see Act No. 91 of 1976).
Immediately prior to 19 October 1979 thé ranks
and grades in the Commonwealth Police Force below the
rank of inspector were constable, first constable, senior
constable, sergeant and senior sergeant. The terms and
conditions applicable to members of the Commonwealth
Police Force immediately prior to that date were set out
in consolidated form in a document entitled "Commonwealth
Police Force Terms and Conditions of Service". That
document dealt with a great variety of subject matters,
their general scope being sufficiently demonstrated by
reference to the headings of the various parts and
divisions into which it was divided. They included such
matters as appointments and retirements, classification
and increments, travelling and other allowances, fares ~
and mode of travel, hours of duty and overtime, removal
expenses, leave of absence and holidays, uniforms and
insignia of rank and assistance with studies. Part VI
(clauses 51 to 66 inclusive), which is of particular
relevance to the present appeal, dealt with promotions
and transfers.
Clause 52 provided for a vacancy to be filled
by the Commissioner of the Commonwealth Police Force
promoting or transferring a member to the vacancy. In
the selection of a member for promotion consideration
was to be given first to the relative efficiency (as
defined) and, in the event of an equality of efficiency
of two or more members, to the relative seniority (as
defined), of members available for promotion. Promotion
was to be provisional and subject to a right of appeal.
Promotions Appeal Committees were established by clause 53,
In some cases a Committee was empowered to determine the
appeal: in others it could only make a report on the
claims of the parties, the decision being made by the
permanent head of the Department of State responsible for
the administration of the Commonwealth Police Act 1957
(clause 55).
Clause 51 provided that, on the recommendation.
of the Commissioner, the permanent head might, by instru-
ment in writing, determine that a member was not to be
promoted to a specified rank in the Commonwealth Police
Force unless the member possessed such qualifications or~
complied with such conditions as he should think fit. The
permanent head was empowered to hold, or authorise the
holding of, examinations and to determine conditions of
entry for any examination and the conditions under which
examinations were to be conducted.
Immediately prior to 19 October 1979 a deter-
mination under clause 51 was in force the effect of which
was that a member of the Commonwealth Police Force was not
to be promoted to the rank of first constable, senior
constable or sergeant unless he had first passed satis-~
factorily the relevant examination for promotion to those
respective ranks. There was no requirement to pass a
qualifying examination in the case of promotion to the
rank of inspector or to any higher rank.
I turn now to the provisions of the Australian
Federal Police Act 1979 and the regulations made thereunder.
It will be sufficient, for the purposes of this appeal, to
refer to the provisions of the Act as they stood at the
date of their enactment in June 1979.
By virtue of section 6, the Australian Federal
Police was to be constituted by the Commissioner, a
Deputy Commissioner or Deputy Commissioners, commissioned
and non-commissioned police officers (comprising a com-
ponent performing general police functions) and commissioned
and non-commissioned protective service officers (comprising
a component performing police protective service functions).
For the purposes of this appeal it is not necessary to refer
to the protective service officers or the component which they
comprise.
There were to be such commissioned and non-
commissioned ranks as were prescribed by regulation
(section 23). The non-commissioned ranks prescribed
included the rank of station sergeant (regulation 4(a)).
Sub-section 26(1) of the Act provided, so far as material -
"Subject to this Act, the Commissioner
may, by instrument in writing -
(a) appoint a person to be a non-commissioned
officer in a component, being an appoint-
ment to a rank that the person is, in
accordance with the regulations, compet-
ent and qualified to hold;
(b) promote a person who is a non-commissioned
officer in a component to a higher non-
commissioned rank in either component,
being a rank that the person is, in
accordance with the regulations, competent
and qualified to hold;
{c) ....
(d) ...."
Sub-section 25(1) made similar provision in relation to
appointments and promotions to commissioned ranks.
Part V of the Act, headed "Terms and Conditions
of Service", comprised sections 29 to 59 inclusive. Ref-
erence should be made to sections 30, 31, 36, 40, 42 and 46.
Section 30 provided -
"Subject to this Part, the Minister may
determine the terms and conditions of service
of members."
Sub-section 31(1) provided -
"Subject to this Part, the Minister may,
on behalf of the Commonwealth, make an agree-
ment in writing with an association relating
to terms or conditions of service of members
of that association."
de
"Association" was defined in sub-section 29(1) to mean
an association of members formed in accordance with
regulations made by virtue of section 40.
No relevant agreement under sub-section 31(1)
was placed before the Court but a determination under
section 30 was made by the Minister on 11 July 1980.
The operative clause of that determination provided that
the terms and conditions of service for members of the
Australian Federal Police were to be in accordance with
the attachment to the determination. The determination
was to apply, inter alios, to each member of the Australian
Federal Police who was, immediately before 19 October 1979,
a member of the Commonwealth Police Force.
Section 36 was in the following terms -
"(1) In the selection of a member for
promotion to a rank, consideration shall be
given to the relative efficiency of the
members available for promotion and, in the
event of equality of efficiency of 2 or :
more of those members, then to the relative
seniority of those members.
(2) For the purposes of this section -
(a) "efficiency", in relation to a
member, in relation to a rank,
means the possession by the member
of special qualifications and
aptitude for the discharge of
duties of the kind to be performed
by members holding that rank, to-
gether with merit, diligence and
good conduct; and
(b) the seniority of members shall be
determined as prescribed."
By virtue of section 40, regulations made
under the general regulation-making power conferred
by section 70 might make provision for and in relation
to a number of specific matters including the promotion
of members, the right of members to appeal against the
promotion of other members, and the establishment of
a Promotion Appeals Board to hear and determine such
appeals (paragraph (c)).
By section 42 there was established a tribunal
to be known as the Federal Police Arbitral Tribunal to
which the Minister might submit matters relating to the
terms and conditions of service of members and an associ-
ation might submit matters relating to the terms and
conditions of service of members of that association.
The Tribunal, however, was given no power to determine,
inter alia, matters relating to appointments or pro-
motions or matters relating to terms and conditions
expressly provided for by the Act or the regulations ox
by any other law of the Commonwealth applicable to
members (section 46).
.
Part VII of the Act, comprising sections 71 to 80
inclusive, enacted transitional provisions. By virtue of
section 72, a person who, immediately before 19 October
1979, was a member of an existing police force (i.e. the
Commonwealth Police Force or the Police Force of the
Australian Capital Territory) was to be appointed under
10.
sections 25 or 26, as the case required, to be a member
of the Australian Federal Police, such appointment to take
effect on 19 October 1979. Section 73 provided that,
where an appointment, other than an appointment in pur-
suance of section 72, was to be made to a rank in the
Australian Federal Police within 5 years, or such longer
period as might be prescribed, after 19 October 1979,
preference over any other applicant was to be accorded
to a member of the Australian Federal Police who was a
member of an existing police force immediately before
that date, who was qualified to hold that rank and who
was, in the opinion of the Commissioner, suitable for
the appointment.
The text of section 74 has already been set
out.
Other transitional provisions provided for the
recognition of service as a member of an existing police
force for superannuation, long service leave and maternity
leave purposes (section 75), for the recognition of a grant
of leave for a period commencing on or before 19 October~
1979 and ending on or after that date (section 76) and
for the retention of accrued rights in respect of recreation
leave and leave on the ground of illness (section 77).
Section 78 empowered the making of regulations enabling
a person who, immediately before 19 October 1979, had a
11.
ue
right of appeal against a prescribed promotion to
appeal against the appointment made in pursuance of
section 72 of the person so promoted as if that appoint-
ment were a promotion made under the Australian Federal
Police Act 1979. "Prescribed promotion" was defined to
mean the promotion of a member of an existing police
force made before 19 October 1979, being a promotion
that was subject to appeal and, immediately before that
date, had not been confirmed or cancelled. Section 79
enacted transitional provisions in relation to the
determination of disciplinary' charges in respect of
offences alleged to have been committed before 19 October
1979 by a person appointed in pursuance of section 72.
The regulations provided that, for the purposes
of an appointment under section 72, a person who, immedi-
ately before 19 October 1979, was a member of an existing
police force was competent and qualified to hold a rank
in the Australian Federal Police that was equivalent to
the rank that he held in that existing police force
immediately before that date. As previously mentioned,
the rank in the Australian Federal Police that was equi- |
valent to the rank of senior sergeant which the appellant
held in the Commonwealth Police Force was the rank of
senior sergeant (regulation 5).
12.
Sub-regulation 6(3) provided -
"Except where regulation 5 applies, a
person is, for the purposes of sections 25
and 26 of the Act, competent and qualified
to hold a rank (in this sub-regulation re-
ferred to as the "relevant rank") other
than the rank of Constable or Protective
Service Constable if the person -
(a) has, while serving in the rank
that he is holding, discharged
his duties to the satisfaction
of his superior officers and
displayed such ability as would
enable him to perform the duties
of the relevant rank; -
. (b) where the relevant rank is the
rank of Sergeant, Protective Ser-
vice Sergeant, Inspector, Protec-
tive Service Inspector or a rank
above the rank of Superintendent -
has been certified by a medical
- practitioner approved by the
Commissioner to be in good health,
of sound constitution and fit both
physically and mentally to perform
the duties of that rank;
~ (ec) has undertaken, to the satisfaction
of the Commissioner, such training
course or courses as the Commissioner
determines in relation to the rele-
vant rank; and
(d) where a qualifying examination is
prescribed in relation to the
relevant rank - has, unless he is
exempted by virtue of regulation 9
from taking the qualifying exam-
ination, passed that qualifying
examination."
By virtue of regulation 7 and the provisions
contained in Schedule 2, a qualifying examination was
prescribed in relation to the rank of station sergeant.
A member might not sit for that examination unless he
13.
Fa
held one of the ranks specified in column 4 of Schedule 2.
One of the ranks so specified was that of senior sergeant.
By virtue of sub-regulation 9(1), a person who,
immediately before 19 October 1979, was a member of the
Commonwealth Police Force and who was appointed to be a
member of the Australian Federal Police in pursuance of
section 72 was exempted from taking a qualifiying examina-
tion in the circumstances there set out. That sub-regula-
tion did not exempt such a person from taking the qualify-
ing examination for the rank of station sergeant. Sub-
regulation 9(3) provided -
"A person appointed to the rank of Senior
Sergeant or Protective Service Senior Sergeant
in pursuance of section 72 of the Act is ex-
empted from taking the Qualifying Examination
for the Rank of Station Sergeant if the person
has passed the Qualifying Examination for Com-
missioned Ranks."
It was common ground on the hearing before the
learned primary judge and on the hearing of this appeal
that, if the regulations, on their proper construction,
applied to the appellant, he was not at the time of the
Board's decision qualified for promotion to the rank of -
station sergeant.
For the appellant it was submitted that, immedi-
ately prior to 19 October 1979, he was qualified to hold,
14.
on
and therefore eligible to be promoted to, any rank in
the Commonwealth Police Force above the rank of senior
sergeant which he then held. In particular, it was said
that he was so qualified and eligible in respect of the
rank of inspector, there being no qualifying examination
prescribed in relation to promotion to that rank. Section
74 of the Australian Federal Police Act 1979 was said to
preserve that qualification and eligibility as one of the
terms and conditions of service that were applicable to
him as a member of the Commonwealth Police Force. The
consequence was, so the argument ran, that he was qualified
to hold, and eligible to be promoted to, the rank of
station sergeant and, indeed, all higher ranks in the
Australian Federal Police. Section 74 was said to have
this result notwithstanding any other provisions of the
Australian Federal Police Act 1979 or the regulations
made thereunder specifying the qualifications necessary
for the promotion of members of the Australian Federal
Police to higher rank.
This argument was rejected by the Learned
primary judge who referred to a number of difficulties
in accepting the broad, unrestricted interpretation of
section 74 urged by the appellant. His Honour was of
opinion that section 74 should be construed in the light
of the whole of the transitional provisions contained in
Part VII of the Australian Federal Police Act 1979 and
15.
concluded that, if section 74 was intended to have the
sweeping operation contended for by the appellant, the
enactment of some at least of the other specific transi-
tional provisions would have been unnecessary. His Honour
also referred to other difficulties in giving section 74
the operation for which the appellant contended. He drew
attention to the scheme of the Australian Federal Police
Act 1979 which did not simply transfer the members of the
Commonwealth Police Force and the Police Force of the
Australian Capital Territory (which had different rank
structures) to the,newly created body but provided for the
appointment of such members to the new body at an equivalent
rank. His Honour said -
"In my view, the absence of exactly identical
equivalent ranks in the two existing forces
is a strong indication that the legislature
did not, by the use of the general expression
"terms and conditions of service', intend to
pick up, as within it, the eligibility and
qualifications of the applicant, if any, to
promotion to superior rank within Compol
{the Commonwealth Police Force]. Given the
coalescence of the two existing forces under
the Act, I think the more likely interpreta-
tion intended to be given to the 'saving'
provision of s. 74(1) is to read it as pre-
serving the rights and obligations of members
of existing police forces in terms of
remuneration, discipline, retirement, dismis-
sal and the like."
His Honour concluded that section 74 should be construed
so as not to comprehend qualifications and eligibility
for promotion.
I am un agreement with the conclusion reached
by the learned primary judge and with his reasons. The
16.
obvious intent of the legislature was to create a single
cohesive police force the initial membership of which was
to include the then serving members of the Commonwealth
Potice Force and the Police Foree of the Australian Capital
Territory. Those forces had a different rank structure
and both differed from the rank structure adopted for the
new body. Elaborate provision was made for the appointment
of each member of the existing forces to the new body at a
rank equivalent to that which he held immediately 'before
the date on which the new body came into existence. Specific
attention was given in section 78 and in the regulations
carrying that provision into effect to questions concerning
promotions made within the existing forces prior to the new
body coming into existence and steps were taken to preserve
rights of appeal.
I am satisfied that it would not be consistent
with the legislative intention to be ascertained from a
consideration of the object which the legislature was
clearly seeking to achieve and the detailed provisions
which the Australian Federal Police Act 1979 contains
to hold that section 74 preserved to the appellant an .
eligibility to be promoted to higher rank in the Aus-
tralian Federal Police otherwise than in accordance with
the provisions contained in sections 25 and 26 of that
Act namely that promotion be to a rank which he was, in
accordance with the regulations, competent and qualified
to hold.
17.
Re
I should add that, even if the interpreta-
tion of section 74 contended for by che appellant were to
be adopted, further obstacles would stand in his way.
The only relevant term and condition of the appellant's
service as a member of the Commonwealth Police Force was
a right to be considered for promotion to the rank of
inspector or higher rank in that force without the necessity
to pass any qualifying examination. The appellant's argu-
ment did not provide any satisfactory basis upon which
section 74 could be read as transmuting that right into
a right to be considered for promotion to the rank of
station sergeant in the Australian Federal Police.
Should this difficulty be overcome a further difficulty
would arise from the circumstance that the Minister has
exercised the power conferred upon him by section 30 to
determine the terms and conditions of service of members
of the Australian Federal Police who were, immediately
before 19 October 1979, members of the Commonwealth
Police Force. That determination was made on 11 July 1980
and accordingly section 74 then ceased to have any relevant
operation in relation to such members.
For these reasons the appeal should be
dismissed with costs.
"4
I certify that this and the preceding
seventeen (17) pages are 'a truc copy
of the Reasons for Judgment herein of
the Honourable Mr. Justice Neaves.
6 April 1984
rp
Olloacuns
Assodiate.
18.
Pa
IN THE FEDERAL COURT OF AUSTRALIA )
NEW SOUTH WALES DISTRICT REGISTRY ) No G282 of 1983
GENIRAL DIVISION )
ON APPEAL FROM THE FEDERAL COURT
OF AUSTRALIA CONSTITUTED BY A
SINGLE JUDGE
BETWEEN PAUL DENISON WESTWOOD
Appellants
AND EDWARD STANLEY LIGHTLY, DERECK
JOHN BARRETT and LESLIE BURROWS.
members of the Australian Federal Police
Promotion Appeals Board
First Respondents
AND THE COMMISSIONER OF POLICE
Second Respondent
CORAM : Sheppard; Neaves. and Kirby JJ
PLACE: Sydney
DATE: 6 April 1984
REASONS FOR JUDGMENT
KIRBY J: Mr Westwood (the appellant) claims that he was qualified to be promoted
or' to be considered for promotion to the rank of station sergeant or higher
o
rank in the Australian Federal Police without the necessity to pass a qualifying
examination. Several factors led him to his conclusion.
He was a member of the Commonwealth Police Foree with the rank of
senior sergeant immediately prior to the incorporation of that Force in the Australan
Federal Police on 19 October 1979. Immediately before that date no such qualifying
examination was required before consideration for promotion to the next rank in the
Commonwealth Police Force, namely inspector. As the evidence discloses. the appellant,
in fact, pursued a course in law and qualified in law by the time the appeal was argued
before the Court. A reluctance to undertake a further qualifying examination before
claiming consideration for promotion might have seemed reasonable to him.
The entitlement to consideration for promotion without a qualifying
examination would, in ordinary speech, have been regarded as one of the 'terms and
conditions' of his service as a member of the Commonwealth Police Force. The expression
'terms and conditions of service! 1s a wide one and would clearly include rights to
promotion within the service. Cf R v Booth; ex parte Administrative & Clerical Officers'
Association (1978) 14] CLR 257.
Section 74 of the amalgamating statute, Australian Federal Police Act
1979 ('the Act'), specifically set out to preserve terms and conditions of service of
continuing police officers such as the appellant upon their appointment to the Australian
Federal Police. It 1s convement to repeat subsection 74(1) for 1t is of eritical importance:
(1) Until a determination under section 30 or an agreement in effect
under section 31 otherwise provides, the terms and conditions of service
of a member of the Australian Federal Police who was, immediately
before the commencing date, a member of an existing Police Force. shall
be deemed to be the terms and conditions of service that were,
immediately before that date, applicable to him as a member of that
Force.
The respondent conceded that, looked at by themselves and 'out of
eontext' the words in the subsection would support the preservation of the entitlement to
consideration for promotion without further qualifying examination contended for by the
appellant.
No agreement had been made under subsection 31(1) between the Minister
(on behalf of the Commonwealth) and an industrial association (on behalf of members)
relating to terms and conditions of service so as to dislodge the operation of subsection
74(1). Aceordingly. no agreement operated to modify the promise of the preservation of
terms and conditions contained in subsection 74(1). Although a determination under s 30
was made by the Minister on 11 July 1980, that determination did not deal, in its terms,
with the necessity or otherwise for a continuing officer from one of the pre-existing
Forces to submit to examination in order to qualify for consideration for promotion to the
next rank in the new Force. It is not entirely clear whether the making of a determination
under s 30 or an agreement under s 31 1s an event which, of itself, terminates the
preservation of the terms and conditions referred to in subsection 74(1). Another possible
interpretation of the subsection is that the detailed provisions of the determination or
agreement would simply be read with the continuing terms and conditions of service,
modifying the latter only to the extent of any inconsistency. This is the more likely
interpretation. It 1s more compatible with the beneficial objective of the subsection. As
the determination did not specifically deal with qualifications for promotion it did not
'otherwise provide'. Accordingly, on the better view, the 'econtinuing' terms and conditions
of service referred to in subsection 74(1) would remain applicable to a transferred
member of the new Force, such as the appellant.
Although the appellant's primary contention was that he was qualified to
be promoted to the rank of station sergeant in the amalgamated force, the only relevant
term and condition of his service as a member of the Commonwealth Police Force was the
right to be considered for promotion to the rank of inspector or higher rank without the
necessity to pass a qualifying examination. Nonetheless, that entitlement to consideration
for promotion to the next rank in the new Force was denied to him because of the view
taken of the Act by the Promotion Appeals Board. That Board dismissed the appellant's
appeal on the ground that he was not qualified by examination to hold the rank of station
sergeant. By inference the Board took a view of s74 of the Australian Federal Police Act
1979 which was contrary to that contended for by the appellant. A question of law thus
arises which is amenable to the jurisdiction of the Court reviewing the Board's decision
under the Administrative Decisions (Judicial Review) Act 1977. Even if it would not have
been open to Beaumont J, at first instance, to determine that the appellant held the rank
of station sergeant, 1t would have been open to his Honour. if the view contended for by
the appellant was correct, to require the Board to reconsider the matter in the hght of
the correct interpretation of subsection 74(1). This was the effect of one of the orders
claimed by the appellant before Beaumont J.
The central question in the case thus involves the meaning of subsection
74(1). It 1s normal to express the function of the Court in a case such as this as being that
of ascertaining the intention of the Parliament in enacting the provision. This 1s often a
fiction. Parliament will normally have given little if any attention to the myriad of
factual possibilities that can arise and to which its legislation will apply. It 1s
inconceivable that the Parliament collectively or individual Members considering the
Austrahan Federal Police Bill 1979 would have reflected upon the preservation of
mo
~~
ae
promotron_ rights of continuing police officers such as the appellant. as they were
transferred from one of the pre-existing forces into the new amalgamated force.
Until recently, the search for the presumed intention of the Parliament
was confined to the language of the legislation and the context. aided occasionally by
reference to such matters as the Jogislative history or the public policy that could be
inferred from the language of the legislation. In the present case. in the hope of throwing
further light upon the problem or mischief to which subsection 74(1) of the Act was
addressed, the appellant drew attention to the Second Reading Speech made by the then
Mimster for Administrative Services (Mr McLeay) when introducing the Australian
Federal Pohce Bill 1979 into the House of Representatives on 10 May 1979. This course
was not contested. There is now a well-established line of authority in the High Court and
in this and other courts that suggests that judges may have regard to Ministerial Second
Reading Speeches at least for this limited purpose. See Dugan v Mirror Newspapers Ltd
(1978) 142 CLR 583, 600 (Stephen J); Federal Commissioner for Taxation v Whitfords
Beach Pty Ltd (1982) 39 ALR 521 (Mason J); TCN Channel 9 Pty Ltd v AMP Societv (1982)
42 ALR 496 (Full Federal Court); R v Murray [1982] 1 NSWLR 760 (Cross J). Cf Hadmor
Productions Limited v Hamilton [1982] AC 191, 227 (HL).
As disclosed in the Commonwealth Parliamentary Debates (House of
Representatives) 10 May 1979, \Ir McLeay outlined the purposes for the creation of 'the
new single police force'. These included to:
Overcome the problems that are associated with distinctions of
jurisdictional boundaries for the functions of police organisations not only
throughout Australia but also in the Australian Capital Territory; provide
a firm basis for effective co-operative between the Commonwealth and
the State in the law enforcement area; and more effectively and
economieally co-ordinate police resources in the Commonwealth area
(p 2092).
According to the Minister, the Act would come into operation on a date to be proclaimed,
which date 'will identify an incorporation date for the appointment of all present members
of both present forces into the new Australian Federal Police',
In recognition of the consequent changes in the terms and conditions of
employment of continuing police officers coming from the two existing Forces, and
doubtless mindful of the lack of exact equivalence in ihe rank structures of the two
Forees, the Minister then gave certain further assurances:
The legislation meets the assurances that have been given by Ministers
that jobs, career prospects and terms and conditions of employment of
members of both police forces will not be at risk. Provisions of the Bill
expressly provide for the application of existing terms and conditions to
individual members of the two present forces being incorporated into the
Austrahan Federal Police, until a new agreement or determination is
made after the incorporation date. As with any organisation, new terms
and conditions will evolve with the process of negotiation and arbitration
before a Federal Police Arbitral Tribunal, following the incorporation
date ... [T]he Government has been concerned to ensure the opportunity,
and for the present members of the existing forces a preferential
opportunity, for transfer and general mobility subject to the usual
principles of competence and qualifications between the two components.
Training opportunities are to be provided to enable members to achieve
the competence and qualifications that will be needed for promotion and
transfer between components. The allocation of the detailed functions and
personnel to the components 1s provided for the Commissioner to
determine (p 2092).
On the basis of these assurances. and others referred to by Mr McLeay which had
apparently been given by other Ministers relating to 'jobs, career prospects and terms and
conditions of employment', it 1s not surprising that the appellant considered that when the
amalgamation occurred, he would not be disadvantaged in consideration for promotion.
Specifieally it is not surprising that he assumed that. as a continuing police officer, he
would be qualified for promotion without the necessity of examination, as had been the
ease in the Force to which he had belonged.
It is in these circumstances that it is necessary to turn to the provisions
of the Act and the Australian Federal Police Regulations ('the regulations') to ascertain
whether the apparent effect of subsection 74(1), as reinforced by the Ministerial
statements, must be read down as the Commissioner contends , effectively to exclude the
preservation amongst the 'terms and conditions' which continuing police officers carried
with them, of the right of consideration for promotion without examination. For several
reasons, I believe that a proper construction of the Act and regulations requires the
apparently general language of subsection 74(1) to be so read down.
The provisions of subsection 74(1) are found in Part VII of the Act
comprising transitional provisions. They must be interpreted so that they can operate as
compatibly as possible with the language and scheme of the general provisions of the Act.
AS may be expected, those general provisions constitute the Austalian Federal Police as a
disciplined service, reposing 1n the Commissioner large powers in respect of the promotion
of members. Even continuing police officers such as the appellant are, by the transitional
provision of subsection 72(1), to be appointed 'under s 25 or 26, as the case requires, to be
a member of the Austrahan Federal Police'. Subject to the Act, in the appellant's case
under s 26 (as a non-commissioned officer) the Commissioner was empowered (so far as 1s
relevant) in accordance with subsection 26(1) by instrument in writing, to:
(a) appoint a person to be a non-commissioned officer in a component,
being an appointment to a rank that the person 1s, in accordance with the
regulations. competent and qualified to hold:
(b) promote a person who 1s a non-commissioned officer in a component
to a higher non-commissioned rank in either component, being a rank that
the person is, in accordance with the regulations, competent and qualified
to hold.
The transitional provision in subsection 72(1) entitled the appellant to be appointed a
member of the Australian Federal Police. But the entitlement to appointment was limited
to appointment 'under s26'. Paragraph 26(1)(a) of the Act controls the rank of
appointment. It 1s expressed to be at a level not that the appointee was competent and
qualified to hold in the pre-existing Force, nor that he was competent and qualified to
hold in abstract but to a rank which 'in accordance with the regulations' he is competent
and qualified to hold.
Accordingly it is the Act itself, by the vehicles of paragraphs 26(1)(a) and
26(1b) that imports the regulations. These regulations, in turn, import in the case of
promotion the obligation to perform a qualifying examination prescribed by Regulation 7
of the regulations uress the person is expressly exempted by Regulation 9. True it 1s, the
provisions of s 26 are expressed to be 'subject to the Act'. But that phrase cannot preserve
the operation of continuing terms and conditions under subsection 74(1) in such a way as
to override the specifie reference to the incorporation of the regulations. If 1t were
otherwise there would be no provision in the statute to authorise the appointment of a
continuing police officer such as the appellant to the new Force. That cannot have been
the intention of the legislation.
Clearly it 1s necessary to read subsection 72(1) with its importation of the
provisions in s 26 (and thereby of the requirements of the regulation) compatibly with the
guarantee in subsection 74(1). But in order to make the two provisions in the transitional
arrangements work together, it 1s inevitable that the general promise of the preservation
of 'the terms and conditions of service of a member! made in subsection 7i(1) must be
read down to exclude at least those 'terms and conditions' which previously governed
competence and qualification for consideration for appointment or promotion to a
particular rank. By force of s 26, :mported into the transitional provision by subsection
72(1), such appointment or promotion can only be in accordance with the regulations. To
the extent that the general language of s 74, 1n isolation, might be thought to introduce a
saving provision for continuing members of their terms and conditions relating to
consideration for appointment and promotion. that general provision must be read down so
that it can operate compatibly with subsection 72(1), s 26 and the regulations imported by
foree of these provisions. It 1s important to point out that this 1s not a case where the
regulations, alone, are in competition with the statute. In this case, the statute has, in
specific language, imported the regulation governing competence and qualification for
appointment and promotion. Unfortunately for the appellant, the regulation requires that
the qualifying examination should be passed before consideration for promotion to a
higher rank or that he should be exempted. He has neither passed the examination nor has
he been exempted.
The Board's decision was therefore correct. The appellant is not entitled,
under the legislation, to be appointed or promoted to the rank of station sergeant in the
Australian Federal Police. Nor is he entitled to have his claim to promotion reconsidered
on the basis that subsection 74(1) of the Act has preserved his right to consideration for
promotion without the necessary examination as preseribed by the regulations.
I reach this view with some regret. The result will be that a person who
has qualified in law and who before amalgamation would not have been required to
undergo a specifie examination for consideration for promotion will now have his terms
anc conditions relating to promotion effectively changed so that such an examination 1s
required. This will be so notwithstanding general statements in the Act. by Ministers in
the Parliament and elsewhere, that the terms and conditions of continuing members would
be preserved. Those terms and conditions might reasonably have been expected to include
qualifications for consideration for promotion. Whether the appellant should, by reason of
his other qualifications, be exempted or otherwise recognised in the Force, 1s a matter
that will doubtless have the attention of his superiors. But his application for relief under
the Administrative Decisions (Judicial Review) Act 1977 must be denied.
The appeal should be dismissed with costs.
I certify that this and the
nine preceding pages are a true
~ eopy of the Reasons for Judgment
herein of his Honour Justice Kirby
tied Vl Lull
Associate
Dated: 6 April 1984