O'Brien, John David v The Repatriation Commission [1984] FCA 87
Federal Court of Australia
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CATCHHORDS
ROFATRIATION - pension - former mowber of Royal Australian Air
Force suffering from essential hypertension - stress suffered
during period of war service and d=velopment of consequential
anxiety neurosis - whether incapacity ayising out of war gevvice
~ Tribunai's farlure to proviae® adequate reascas constit. ing
erroc of law - statutory standard of proof - Tribunal required to
be satisfied beyond reagonable douk™ of a negative - proposition
that Tribunal chould be satisfied beyond reasonable doubt that
there is no connection between war service and incapaclty unless
there is something in material pointing toa possibility real as
distinct from fanciful of such a connection which is not
disproved by other matertal not a principle cf law of general
application - "real" possibility of existence of fact may be left
open on material although nothing in matertal pointing to tnat
possibility - nature of statutory process - whether investigatory
~ difficulty of obtaining satisfaction beyond reasonable doubt in
the face of confiicting expert opinions.
Repatriation Act 1920, 33. 23, 24Aa, 24AA(1)(b), 24AB,
24Ab(3)(a), 47, 4712), 48, 101, 101(1)(b), LOL(IA), 101(2) (bd),
LO7VG, 107VG(b), LO7VH, LO7VH(2Z), 1O7VZ, 107VZ2ZB
Administrative Appeals Tribunal Act 18975, sub-s. 43(2)
Inceme Tax Assessment Act 1936, 5.190
JOHN DAVID O'BRIEN V. THE REFATRIATICGN COMMISS [OM
(No. NSW G64 of 1983)
SWEENEY, KELLY AND FITZCERALD Jd.
BRISBANE
Tl APRIL 1984
IN THE FEDERAL COURT OF AUSTRALIA )
NEW SOUTH WALES DISTRICT REGISTRY ) NO. G.64 OF 1983
GENEPAL DIVISION )
ON APPEAL FROM THE ADMINISTRATIVE APPEALS TRIBUNAL
BETWEEN ;
JOHN DAVID 0' BRIEN
Appellant
AND:
THE REPATRIATION COMMISSION
Respondent
ORDER
JUDGES MAKING ORDER: SWEENEY, KEELY & FITZGERALD JJ.
DATE OF ORDER: 11 APRIL 1984
WHERE MADE: SRISBANE
THE COURT ORDERS THAT:
l. The appeal be allowed.
2. The decision of the Administrative
Appeals Tribunal dated 15 March 1983 be
set aside and the appellant's claim be
granted.
3. The respondent pay the appellant's taxed
costs of and incidental to the appeal.
IN TiiE FEDERAL COURT OF AUSTRALIA )
)
NEW SOUTH WALES DISTRICT REGISTRY ) NO. G.64 of 1983
)
GENERAL DIVISION )
On appeal from the Administrative Appeals Tripunal
Between:
JOHN DAVID O'BRIEN Applicant
and
THE REPATRIATION COMMISSION Respondent
Coram: Sweeney, Keely and Fitzgerald JJ.
Place: Brisbane
Date : 11 April, 1984
Reasons for Judgment
Sweeney, J.
This is an appeal from a decision of the Administrative
Appeals Tribunal ("the Tribunal") given on 15 March 1983
affirming the decisions of the Repatriation Commission ("the
HS rae ee ween ee eee eRe ee
~ ot ose
Commission") dated 28 October 1975, 27 October 1976, 17 May
®
1977, 24 November 1977 and 2 June 1978 disallowing the
applicant's appeal against a decision of the Repatriation
Board to disallow nis claim for a pension pursuant to the
provisions of the Repatriation Act 1920 ("the Act" un
respect of a condition of essential hypertension.
S.101 of the Act provides as follows:
"(1) Upon the incapacity or death -
(a) of any member of the Forces who was employed
on active service, whose incapacity or death
has resulted from any occurrence that nuppened
during the period from the date of his
enlistment to the date of the termination of
his service in respect of that enlistment;
or
(b) of any member of the Forces whose incapacity
or death has arisen out of or is attribucable
to his war service,
the Commonwealth shall, subject to this Act, be
liable to pay to the member, or his dependants, or
both, as the case may be, pensions in accordance
with Division 1:
Provided that -
(a) (b) (c) (da) (e) ....
(1AA) ...
(1A) For the purpose of paragraph (b) of
sub-section (1) but without affecting the
generality thereof, the incapacity or death of a
member shall be deemed to have arisen out of his
war service if it was the result of an accident
that happened to him while travelling directly to
Teen neha oe ree meena ae
"
or from his place of employment on war service or
was, in the opinion of the Commission, due to an
accident that occurred or to a disease or an
aunfection that was contracted, and that would not
have occurred or been contracted but for his being
on war service or but for changes in his
environment consequent upon his being on war
service.
(2) Wotwithstanding that, in the case of a member
of the Forces, who, after his enlistment, served in
camp in Australia for at least six montns or was
employed on active service, the origin or cause of
his incapacity or death existed prior to his
enlistment, then, if in the opinion of the
Commiecsion or a Board -
(a) the incapacity from whicn the member 158
suffering or from whicn he has died has
been contributed to in any material
degree, or has been aggravated, by the
conditions of his war service; and
(b) wee,
the Commonwealth shall, subject to this Act,
be liable to pay to the member or his
dependants, or poth, as the case may be,
pensions 1n accordance with Division 1.
(3) (4)"
A Ful] Court of this Court in Law's case 31 ALR 140
(affirmed on appeal by the High Court 147 CLR 635) considered
the meaning of the expressions "has arisen out of" and "is
attributable to" in s.101 of the Act.
The court said (at p.150):
"In s.101(1)(b) the words "arising out of" require
a consequential relationship of the incapacity or
: death with the service out of which at is said to
arise, Tt 1s nol useful to attempt to put a gloss
upon the words of the Act by saying that the causal
relationship must be "immediate", "direct" or
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"proximate" or by saying it connotes a "real",
"sole" or "dominant" cause.
The Act does not say death wnich 1s "caused by" or
"results from" his war service - phrases which
might connote a proximate causal. relationnip. 'the
expression "arisen ont of" is satisfied if some
less proximate causal relationship 1s established.
Of course, a suggested relationship which us
fanciful is nok sufficient; and a suggested
relationsnip may be so tenuous as to preclude its
consideration as answering the deseription "arisiny
out of".
The court also said (at p.151):
"Tt seems clear that the expression "aitributable
to" in gach case involves an element of causation.
The cause need not be the sole or dominant cause:
at is sufficient to show ""atlributability" if Lhe
cause 1s one of a number of causes provided it is a
contributing cause. Under s.1U1l(1)(b), st as
sufficient to show "attributapility" 212f a member's
war service is a contriputing cause to the
incapacity or death in respect of which the claim
is made."
Aickin J. in Law's case discussed the amendments made to
3.47 by Act No. 56 of 1977. We said (at p.642-644):
"Prior to the 1977 amendment, s.47, which had been
enacted as s.39B in 1943, was as follows:-
'(1) The Commission, a Board, an Appeal Tribunal
and an Assessment Appeal Tribunal, in hearing,
determining or deciding a claim, application
or appeal, shall act according to substantial
justice and the merits of the case, snall not
be bound by technicalities or leyal forms or
rules of evidence and shajl give to the
claimant, applicant or appellant the benefit
of any doubt-
{a} as to the existence of any fact, maiter,
cause or circumstance which would be
favourable td the claimant, applicant or
ee
ne nee eee eel ow me ee Nee ee ee
appellant; or
(bob) as to any question whatsoever (includainy
the question whether the incapacity from
which the memper of the Forces 15
suffering or from which he has died was
contributed to in any material deyree, or
was aggravated, by the conditions of his
war service) which arises for decision
under his claim, application or appeal.
*(2) Lt shall not be necessary For the claimant,
applicant or appellant to furnish proof to
supporL his claim, application or appeal but
the Commission, Board, Appeal Tribunal or
Assessment Appeal Tribunal determining or
@cciding the claim, applicatton or appeal
shall be entitled to draw, and shall draw,
from all the circumstances of the case, from
the evidence furnished and from medical
opinions, all reasonable inferences in favour
of the claimant, applicant or appellant, and
an all cases whetsoever che onus of proof
shall lie on the person or authority who
contends that the claim, application or appeal
should not be granted or allowed to the full
extent claimed.'
It will be observed that the onus of proof was
placed on the person or authority contending that
the claim, application or appeal should not be
granted or allowed. fn relation to appeals that
meant in substance that the onus of proof was
placed on the Commission. The nature of the onus
was not stated specifically but there can be no
doubt that 1t was the ordinary civil onus, ie that
of proving the material facts on the balance of
probabilities, but it was an onus which reguired
that degree of proof of a negative proposition.
The precise operation of the 'nenefit of any doubt'
in such a context is not altogether clear, but
presumably it meant no more than a doubt as to the
balance of propabilities in respect of each of the
matters on which entitlement depended.
The amended section inserted in 1977 involved some
changes in subd-s (1), including the removal of the
reference to the 'benefit of any doubt'. The
former s.47(2) was replaced by a new sub-section as
follows:-
'fhe Commission, Board, Appeal Tribunal or
Assessmeut Appeal YTribunal shall grant the
a A he a tae ee ee me
claim or application or allow the appeal, as
the case may be, unless ut is satisfied,
beyond reasonable doubt, that there are
insufficient grounds for granting the claim or
application or allowing the appeal.'
Section 12(2) of the 1977 Act provided that tne
terms of the new s.47(2) appired, whether or not
the hearing or consideration of the claims or
appeals had commenced before the amendment came
into operation.
The significance difference between the old and the
new provision 1s that the standard of proof is
specified. fhe new provision provided that the
Commissicn, Board or ''ripunal must be satisfied
beyond reasonable doubt of the negative proposition
that there were insufficient grounds for allowiny
the claim or appeal. The new section did not use
the expression 'onus of proof' but the fact that
the Tribunal was placed under a duty to grant a
claim or allow an appeal unless so satisfied is
enough to place the onus of proof to the specified
standard on the Comaission."
Ic was not in dispute that the provisions of s.107VH of
the Act applied to the Tribunal in its conduct of the review.
S.10/Vil provides:
"(1) In a proceeding on a review, the ribunal
shall have regard to the evidence that was before the
Commission or a Board when the decision the subyect of
the review was made and to any further evidence pvefore
the Tribunal in the proceeding that was not before the
Commission or the Board but would have been relevant
to the making of a decision in the proceeding before
the Commission or the Board.
(2) On the completion of its consideration in a
proceeding on a review-
(a) where the decision the subject of the
review was a decision refusing a claim
or application for pension - the
Tribunal shall set aside the decision
unless it 1s satisfied, beyond
reasonable doubt, that there were
insufficient grounds for yranting the
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claim or application; or
(b) in any other case - the Tribunal shall
set aside the decision the subject of
the review unless it is satisfied,
beyond reasonanle doubt, that tine
Gecision 21s the decision that the
Tribunal would have made if it had
conducted the proceeding in which the
decision was made.
(3) Where the Tribunal sets aside a decision the
subject of a sceview, it shail substitute for that
decision such decision as the Tribunal considers to be
in accordance with this Act.
(4) Where the Tribunal does not set aside a
decision the subject of a review, 1t shall affirm that
decision."
The test provided for in s.107VH(2)(a) is identical with
that ian s.47(2).
in the present case there was conflicting medival
evidence on the question whether there was a relationship
between the applicant's war-time stress or anxiety state and
his later essential hypertension. The approach to be adopted
to such a situation was considered in Law's case (cited
above) by a Full Court of this court which said: (ac
p-153-154)
"KR feature of the evidence was a conflict in the
medical opinions of Dr Perkins and Dr Stockler on
the one hand and Sir Edward Dunlop on the other.
The Commission and, 1n turn, the Tribunal, appcar
to have preferred the opinions of Dr Perkins and Dr
Stockler. In cases involving onus of proof where
the civil standard of proof applics, this may be an
acceptable course. Where, however, a Tribunal has
to be satisfied peyond reasonable doubt that a
perme qt ee rene nn ao ween ee ee eee ee - . see wee -
Bd ee ee we tee at oe
ke ste eee
fee ee eS eee
particular finding is not open, notwithstandiny
that it is supported by medical opinion, it 1s not
sufficient to point to contrary medical optnion
which 1s preferred. It is insufficient uniess the
contrary Opinion is such as to destroy the
favourable opinion. Here there was no contrary
opinion which could support the destruction of Sir
Edward Dunlop's opinion. There 1s simply a
difference of opinion.
When all that appears are contradictory medical
opinions expressed in written reports by medical
practitioners of good repute, in genera] a finding
that one of those opinions is untenable cannct be
made unless that opinion is inherenLlly incredible,
or the other opinion or the evidence of other
witnesses exposes a manifest error in it, or its
lacredibility appears on examination or
cross-examination of ats author. Sir s#dward
Dunlop's opinion was not shown to be untenable:
all that was shown was that a diiferent opinion was
held by other reputable medical practitioners."
In the High Court, Aickin J, with whom Gibbs CJ, Stephen
J and Mason J agreed, said: (at p.650~-651)
"The conflict between the material provided by the
Commission and that provided by the resnondent was,
un the end, a conflict of expert inedical opinion on
the question of whether the cancer was caused by
smoking which arose out of or was attributable to
war service. The Review Tribunal appears to have
preferred the opinion of the Commission's wedical
officers to that of Sir Edward Dunlop. Ina civil
court 3t would be necessary for the judye, or the
jury' if there were one, to hear oral evidence from
the expert witnesses and to resolve any conflict on
the balance of probabilities, takiny into account
the impression given by each expert witness. The
Review Tribunal in the present case was 1n a very
different position. In the first place it had only
the written reports of the expert witnesses.
moreover, it was required to find in favour of the
applicant unless it was satisfied beyond reasonable
Goubt that there were insufficient grounds for
doing so. Thus a heavy onus was placed upon the
Commission to satisfy the Tribunal beyond
a
ibe ote
ea ee ee te et
soe
reasonable doubt of that negative proposition.
Although the medical reports were in conflict, no
challenye appears to have been made to the sltandiny
or expertise of any of the medical experts. In
that situation it 1s difficuit indeed to see how
the Tribunal could properly have been satisfied
beyond reasonable doubt that the reports favourable
to the applicant were wrong."
Repatriation Commission v Bishop (1983) 48 ALR 461 at
p-468 was cited on behalf of the respondent as authority for
the proposition that "while there is no onus on a claimant,
there must be something in the material before the Tribunal
pointing to a possibility, real as opposed to fanciful, of a
connection between death and war service". (See also
Repatriation Commission v Compton, Toohey J, unreported, 20
February 1984).
In my respectful opinion, the matter for the decision
the Tribunal is best left in words the Act itself, so that
the Tribunal should pose fer itself the question wnether it
is satisfied beyond reasonable doubt that there are
insufficient grounds for granting the claim. In doing so, it
will avoid the difficulties which were pointed out by
Windeyer, J. in the Commonwealth v Butler (1958) 102 C.L.R.
465 at 479 where his Honour said:
"On those simple facts the ordinary answer of an
ordinary man to the question 'did the death of the
deceased result from the occlusion of September,
1955?', would surely be: 'No. He did not die from
that occlusion. He died two years later from
another occlusion.'
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earn
WANT et ME heat A a ee ee ee
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But once the simple question is elapcrated py
attempted para-phrases and explanations of the
words 'results from', logical and philosophical
difficulties emerge however much judges and
lawyers may assert that they are eschewiny all
philosophical consideration of the chain of
causation. Attempted explanations of causation and
consequence can, I feel, be as unhelpful and
unhappy as definitions of reasonable doubt. In Lhe
search for some grounds for isolating a particular
event from the totality of circumstances precediny
a later event, various adjectives, such as 'direci'
'proximate', '''decisive', 'immediate', 'effective'
and ''real,' have been pressed into service to
qualify 'cause'. From these there 1s an easy arift
to such term as 'materially contributiny factor"
Tne posing of the question in the words of the Act will
not necessarily produce the answer that where Lhe aetiology
of a condition from which an applicant suffers is unknown, ne
must succeed in his claim. Very often such an applicant will
succeed, but the state of the evidence, including the state
of medical knowledge of a particular condition, may lead to
the result that the Tribunal will conclude that, while it
cannot be satisf1ed beyond reasonable doubt of the precise
cause of the condition, it may be so satisfied that-there was
no connection between war service and the condition.
One of the witnesses relied upon by the applicant was Dr
Paul. F. Finlayson, a highly qualified and experienced
psychiatrist. In his report dated 30 July 1980, he referred
to the applicant's enlistment on 20 January 1942 at 28 years
of age in the R.A.A.F. and continued as follows:
"de had a young son at that stage and seldom
sought medical attention from a Doctor. iis only
medical attention appears to be an Appendicectomy
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sixceen years prior to enlistment and a broken bone
in his right foot some four years before. He
served in the R.A.A.F. an Austcalia from the 20th
January, 1942 until the lst July, 1946. He was not
involved in any overseas service.
AN ANALYSIS OF SERVICE IN THE R.A.A.F. DURING
1943-1946:
Prior to his War Service, (ir. O'Brien was a
hard-working Proof Reader at the Sun Newspapers who
was thwarted in his desire to enter the printiny
profession, having lost two training positions
because of the Depression and conditions of the
time. When forced to survive, he was enterprising
enough to do so by selling eygs and butter on nis
bike. He only sought medical treatment from a
Doctor for essential conditions such as
Appendicitis and a Broken Foot. This is hardly the
behaviour of a 'Dependent Hypochondriac'.
During his four and a half years service in the
R.A.A.F. he attended sixty-e1ght sick parades and
thirty-eight medical examinations. This is clearly
a dramatic chanye in his atcitude towards seekiny
medical advice. It 431s also directly related tc his
War Service as it did not occur prior to war
service.
An examination of his' records indicate that
frequent references were made during his medical
examinations and sick parades to his problems belny
on a functional or on a neurotic nature. In short,
ne was a man who became acutely anxious duriny his
War Service. In addition, whilst he began his war
Service normotensive (Blood Pressure 110/70), ne
finished with a Blood Pressure of 140/96. This
Blood Pressure recording 1s clearly hiyh. A Blood
Pressure reading taken by me on the 14.7.80,
indicates that despite the present treatment he is
having, hzis blood pressure can still be high (B.P.
180/110)."
Dr Finlayson went on to outline "the nature of the
anxiety during war service" as follows:
"Mr. O'Brien was clearly exposed to a factor or
faccors during nis War Service which changed his
emotional and pnysical states. This chanyc has
ee a ee a a ed - eae - - -
wee ee ee
ba eab rn eees
continued since his War Service.
On examination, Mr. O'Brien 1s a very conscientious
man and I would agree with Dr Clement's opinion (a
Psychiatrist) on the 11.9.61 that Mr. O'Brien is
Obsessional. I would further state that he is a
Compulsive as well as Obsessionul. That is, he is
formal, meticulous and has a strong drive to do the
correct thing.
During his War Service, Mr. O'Brien's wife became
emotionally distressed. She became pregnant ayain,
found her accommodation most unsatisfactory and
aunformed Mr. O'Brien of her plight. Wer condition
hecame so critical that whilst Living in a renced
room in Kings Cross in her pregnant stute, sne
wrote a letter to him threatening to commit suicide
by jumping off the Gap. Mr. O'Brien becare caught
in the band of loyalty and support to his wife and
what he should do for his-country as an enlisted
member Of the R.A.A.F.
So great was his desire to do overseas War Service
that he enrolled in a Turner's Covrse. His plan
was to work as a Turner on th2 Navy Ships, but this
ambition foundered when the 'worksnops for the
R.A.A.F. planes were going to be on the Cruisers.
However, the Navy changed their minds they probably
decided they could look after thelr own planes and
did not need the R.A.A.F.'
In summary, Mr. O'Brien was caught 1n an emotional
entrapment. On one hand, he wanted to complete his
War Service, preferably with overseas experience.
On the other hand, his wife was becoming severely
depressed and expressing suicidal 1deas because of
her pregnancy and poor living accommodation.
Pinally, he was aware of the nature of his work
Situation and the attitude of his superiors, there.
This latter became.a significant factor when he
returned to Associated Press after the War as a
Proof Reader. So anxious did he become about not
completing his overseas experience that he took a
demotion in a clerical position and avoided contact
with his previous superiors."
The reference to his work situation and the attitude of
his superiors related to the fact that the senior staff in
the proof reading department of the Sun Newspaper were World
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War 1 veterans and the person in charge was before Mr.
O'Brien's enlistment and after his return to the
haghly critical of men who had not served overseas.
newspapec
Dr Finlayson reached the following conclusions:
"lL. Mr. O'Brien has essential Hypertension whicn
requires treatment. My examination of ham on the
14.7.80 indicated that even despite treatment
Hypertension was still present.
2. Mr. O'Brien is jaware of the emotional and
physical changes which have occurred to his
well-being poth during and since War Service.
Because of his Obsessive-Compulsive personality, he
as very sensitive to the fact that he did not nave
Overseas Service during the War. I have actenpted
to reassure him this change in his state js nov of
his conscious doing in order to lessen the effact
of cross examinations and publicity cf this hearing
being detrimental to his health.
3. When one considers this man's history in a
longitudinal manner Lf have no doubt that the
anxisty of the kind suffered by him was
attributable to the condition of his War Service.
4. His anxiety state developed duriny War Service
and there was evidence during War Service that his
blood pressure was capable of reaching Hypertensive
levels. Wot withstanding the fact that the nature
of stress as presently understood is debated, lL
would have to regard this man's anxiety state and
Hypertension as having at least some common causal
factors. H
5. During his Service in the R.A.A.F., he was
clearly in a state of conflict between his duty to
his family and his duty to his country. Although
the situation was resolved to some extent by his
Service being carried out in Sydney and his contact
with his wife and children maintained this was at
the great expense of not doing Overseas Service.
As a resuit he has adopted a behaviour pattern
whereby allness was for him tne unconscious
solution for his stress. It therefore becomes
manaotmea gree mm we ee teen ey me ee ee = - -- - -
we tk ha week rn ee ee
possible that such a pattern would have contributed
to essential Hypertension.
6. Although his father died of heart disease at
the age of 60 years there 1s no evidence that there
1s a genetic factor in the aetivlogy of cssential
Hypertension in his family. I do not regard the
genetic basis as being of great significance in
this man's history as it is an unknown factor
anyway, and oven if present the anxiety and
"stress' he suffered during his four and a half
years with the R.A-A.K. would be the major factor
in potentiating the devclopment of Hypertension.
7. As the nature of stress is debated, an attempt
to directly implicate it in the role of
Hypertension will alvays be at least debated and
probably refuted. 1t is for this reason my
explanation of the genesis of Mr. O'Briens's
Hypertension has been based on facts known about
him and events which are known to have occurred
during his War Service. This has led me to believe
that War Service directly contributed to his
Hypertension."
The Tribunal made no criticism of Dr Finlayson's
qualifications or of his evidence, but 1t found as a matter
of law that the factors which he relied upon as producing
stress and anxiety state could not be said to have arisen out
or to be attributable to war service. They agreed that some
of the factors mentioned by Dr Finlayson were also identified
by the other medical practitioners whose evidence or reports
were before them.
In my opinion the Tribunal erred in concluding that the
anxiety state developed by the applicant during the period of
his enlistment neither arose vut of nor was attributable to
his war service within the meaniny of s.101(1)(b) of the Act.
The applicant's enlistment led lo his loss of freedom of
Penner wre cee ee ee eee . -- - - - eet e es -
choice and in particular the right to choose where he worked
and lived.
The
tensions which Dr Finlayson noted arose out of or
were attributable to the applicant's war service and the
Tribunal was in error in holding to the contrary.
PO e rernme 4
The Tribunal made the following findings:
a as
"TV,
vu
.
i
The applicant between 20 January 1942 and 1
July 1946, both dates inclusive, was a member
of the Forces on war service.
The applicant experienced 2 period of
suppressed hostility before and after the
period of his war service induced by
circumstances at his work.
Applicant developed during or after his period
of war service an anxicty neurosis.
The cause of this anxiety state was some or
all of the following, viz., having a wile with
a young child, then having a wife who becaine
pregnant; in what were said to nave been
unfavourable living conditions; having a wife
who depended a lot on him; having a wife wno
was unable to obtain suitable support systems
for herself within the community or reasonable
accommodation; having a wife who was
threatening to jump over the Gap; having a
wife who was experiencing stress and he was
removed from it; then having a will to go
overseas and living in the hind of his wife
wanting him near her; preoccupation with wnat
he conceived to be the attitude of his
colleagues at work; and with the question of
overseas service.
If the applicant developed or there was
aggravated an existing condition of anxiety
state during or after the period of his war
service, it did not arise out of nor was ut
aggravated by nor attributable to his war
service within the meaning of that expression
ere
in the Act s.100.
6. On 12 December 1974 the applicant was
diagnosed as having hypertension.
7. The applicant's hypertension arose out of or
was developed by reason of constituttonal
factors.
8. Any stress which may have aggravated the
applicant's anxiety neurosis or aggravated or
contributed to the development of his
condition of hypertension did not arise out of
nor was it attributable to his said war
service.
9. The applicant's incapacity from his condition
of essential hypertension did not arise, was
not attributable to and was not aggravated or
accelerated by his war service."
Immediately following these findings 1t went on to say:
"On a consideration of all evidence and
submissions, we are satisfied beyond reasonable
doubt that there are insuffic1rent grounds for
granting the claim or application of the
applicant."
Tne Tribunal was satisfied that the applicant developed
"during or after the period of his war service an anxiety
neurosis",
and went on to adopt amongst the causes of his
anxiety state the factors which had been relied upon by Dr
Finlayson.
Its finding that his anxiety state neither arose
out of nor was attributable to his war service was based upon
its exclusion of the factors relied upon by Dr Finlayson.
Te tte ee eee een eee een ee
Ti Ne ee em en ets ae eee ee eee ee ee
an
In the light of Dr Finlayson's evidence, the Tribunal
could not properly have been satisfied beyond reasonable
doubt that there were insufficient grounds for yranting tne
claim. The other medical evidence did not destroy Dr
Pinlayson's opinion. His opinion was not untenable oc
inherently incredible, nor was any manifest error in 16
exposed by the other medical evidence. All that was shown
was that a different opinion was held by other reputable
medical practitioners. It was conceded by other medical
witnesses that the opinion that stress may be a cause of the
development of essential hypertension was a respectable one.
The Tribunal's exclusion from its consideration of the
war-time stress factors relied upon by Dr Finlayson also led
it into error when it turned to examine the post-war stresses
to which he was subjected. It should have regarded him as a
person already affected by relevant stress factors who was
later subject to further stress, but it did not do so.
I would allow the appeal with costs and order that the
applicant's claim be granted.
I certify that this and the
sixteen (16) preceding pages
are a true copy of the Reasons
for Judgment herein of The
Honourable Mr Justice Sweeney.
Dated: 10 April, 1984
Associate
IN THE FEDERAL COURT OF AUSTRALIA )
NEW SOUTH WALES DISTRICT REGISTRY ) NO. G.64 OF 1983
GENERAL DIVISION )
ON APPEAL FROM THE ADMINISTRATIVE APPEALS TRIBUNAL
BETWEEN :
JOHN DAVID 0' BRIEN
Appellant
THE REPATRIATION COMMISSION
Respondent
CORAM: Sweeney, Keely and Fitzgerald Ju.
DATE: 11 April 1984
REASONS FOR JUDGMENT
Keely and Fitzqgerald JJ.: On 14 October 1974 the appellant, John
David O'Brien, lodged a claim for medical treatment and pension
pursuant to the Repatriation Act 1920 ("the Act") in respect of
an alleged incapacity of essential hypertension. This appeal
from the Administrative Appeals Tribunal ("the Tribunal") has
come before the Court almost 10 years after the claim was
originally made. The decision of the Tribunal now under appeal
was given following a review by the Tribunal of decisions of th
Repatriation Commission ("the respondent") pursuant to a request
made under 3.107VZZB of the Act. Notwithstanding the inadequate
drafting of the Act in this as in many other respects, it is not
in dispute that the provisions of s.107VH of the Act were
applicable, mutatis mutandis, to the Tribunal in its conduct of
the review: cf. Repatriation Commission v. Byrne (1981) 40
A.L.R. 296; and Lennell v. Repatriation Commission (1982), 4
A.L.N. No. 29.
Nor is it now in dispute that the appellant does suffer
from essential hypertension or that his essential hypertension is
a disease within the meaning of sub-s. 101(1A) of the Act.
Accordingly, it was accepted that the appellant was entitled to
succeed before the fribunal unless it was satisfied beyond
reasonable doubt:
(1) that the appellant's essential
hypertension has not arisen out of and
is not attributable to his war service
(para. 101(1)(b) of the Act); and
(ii) that his essential hypertension has not
been contributed to in any material
degree or been aggravated by the
conditions of his war service (sub-s.
101(2) of the Act).
For the purposes of para. 101(1)(b) but without limiting the
generality thereof, an incapacity is deemed to have arisen out of
war service if it is due to a disease or an infectionn that would
not have been contracted but for war service or but for changes
in environment consequent upon being on war service. No
provision of the Act other than s.101 was suggested to he
directly material to a definition of the elements of entitlement,
although other provisions, for example sub-ss. 47(2) and
107VH(2), were put forward as having a bearing on the proper
outcome of this appeal.
The appellant was born on 21 March 1914. On 20 January
1942, he enlisted in the Royal Australian Air Force. His war
service was within Australia and not in a theatre of war (8.23 of
the Act). There is nothing to indicate any incapacity prior to
enlistment, but his personality was such that he was more than
normally prone to tension and anxiety.
Although there is some evidence of isolated incidents in
the course of his duty during his war service which might have
caused the appellant some stress, his duty did not expose him to
chronic stress and it was open to the Tribunal on the whole of
the evidence and taking into account the conduct of the
proceedings by both parties to be satisfied beyond reasonable
doubt that the appellant's duties during his war service were
wholly immaterial to his essential hypertension. On a reading of
the Tribunal's reasons as a whole, we have concluded that the
Tribunal should be considered to have so found.
However, the appellant was subjected to other stress
during the period of his war service. As a result of this
stress, he developed an anxiety neurosis which troubled him
4.
throughout his war service which was punctuated by medical
consultations for troubles often diagnosed as being functional in
origin, and which continued after his war service ceased on 1
July 1946.
The Tribunal held that the appellant's stress during the
period of his war service and the consequential anxiety neurosis
could not be relevantly connected to his war service (or,
perhaps, to the conditions of his war service or to changes in
his environment consequent upon his war service) so as to satisfy
s.101 of the Act. Although the Tribunal's reasons are far from
clear, its conclusion on this aspect of the matter seems to have
been dependent on an erroneous view of the operation of s.101 of
the Act.
In our opinion, if the appellant's stress during the
period of his war service was occasioned by his inability to live
with his wife who was experiencing considerable difficulty in
coping with her separation from him and caring for young children
in unfavourable living conditions and by his inability, in
consequence of his family situation, to serve overseas, which he
felt compelled to do by the attitude of his workmates in the
civilian job to which he wished to return after the war, a
sufficient causal relationship existed between the appellant's
war service and the stress which caused his anxiety neurosis to
satisfy the test prescribed by para. 101(1)(b) of the Act; his
stress and his anxiety neurosis were attributable to his war
service. We do not wish to add to what was said concerning what
igs required by para 101(1)(b) by the Full Court in Law v.
Repatriation Commission (1980) 31 A.L.R. 140, affirmed (1981) 147
C.L.R. 635. It seems to us far too subtle for the purposes of
the Act to submit, as the respondent did, that although the
appellant was at the time on war service, his stress and anxiety
neurosis were attributable to the war but not to war service.
It is unnecessary to consider the other provisions of
s.101 of the Act relied on by the appellant and it seems
preferable not to do so, particularly since a number of questions
of construction were not fully debated; for example, what
constitute changes of environment consequent upon being on war
service in sub-s. 101(1A), what are conditions of war service in
para 101(2)(b), and whether sub-s. 101(2) has any application
except in respect of incapacities which antedated enlistment. It
is also unnecessary to deal with the appellant's submission that
the Tribunal erred in not acting upon "findings" by Repatriation
Boards in 1961 and 1970 that the appellant's anxiety neurosis was
attributable to war service. There was nothing pointed to in the
Act which gives such "findings" conclusive effect and neither the
"findings", payments under them, and/oc the appellant's failure
to take some course which might have been open to him had the
"findings" not been acted upon, with the detrimental consequence
that time had passed and evidence and opportunities been lost,
could conceivably give rise to an estoppel. The "findings" and
the resultant conduct of the parties simply constituted part of
the material before the Tribunal which was required to form its
own views.
The respondent sought to establish before the Tribunal
that no connection exists between the appellant's war-time stress
and resultant anxiety neurosis and his essential hypertension so
that his hypertension was not attributable to his war service
even if his stress during the war and his anxiety neurosis were
attributable to it.
Initially, it was the respondent's contention before the
Tribunal that the appellant's hypertension is not essential
hypertension but is pathological, perhaps renal, in origin. The
Tribunal did not accept that theory and, as previously stated, it
is not now in dispute that the appellant suffers essential
hypertension. Further, the respondent does not question that the
Tribunal could not, on the evidence, have been satisfied beyond
reasonable doubt that stress is not able to cause or contribute
to or aggravate hypertension although there was an unresolved
issue upon which there was a conflict of expert evidence
concerning whether an anxiety neurosis could have any such
effect.
Apart from the possibility that a pathological event may
have occasioned the initial appearance of the appellant's
hypertension (or increased hypertension) in 1973 when there was a
sudden significant increase in his blood pressure level, various
other hypotheses were advanced, dissected, and debated. Eight
medical experts gave both reports and oral evidence and a number
of others gave veports only. At least some of the doctors,
7.
including those with strongly conflicting views, were obviously
highly qualified and of considerable eminence. The Tribunal made
no express selection between their views by way of detailed
findings.
One possible theory was that the appellant's
hypertension was simply and solely the consequence of the
degenerative processes of ageing in one genetically pre-disposed
to such an incapacity. Support was sought to be found for this
by the respondent in a statement by the Tribunal in a summary of
"findings" which it included in its reasons for its decislon that
the appellant's hypertension "arose out of or was developed by
reason of constitutional factors". However, that statement is
capable of heing read as meaning no more than that the
appellant's hypertension was essential not pathological. It is
sufficiently clear from the Tribunal's reasons taken as a whole
that it was not satisfied beyond a reasonable doubt that stress
did not cause, contribute to, or aggravate the appellant's
essential hypertension.
Reference has already been made to the appellant's
war-time stress and resultant anxiety neurosis. The Tribunal
accepted that he suffered further stress in his work situation in
the period from 1946 to 1957, at which time he accepted demotion
as a means of relief. During these years, the appellant's work
situation occasioned him resentment and "suppressed hostility".
There was evidence before the Tribunal that neither the
appellant's stress during his war service nor his stress in
1946-1957 bore any relationship to his essential hypertension.
On one body of expert opinion, he did not have essential
hypertension prior to his sudden severe rise in his blood
pressure level in 1973. It would have been consistent with that
view, with the rejection of the theory that the hypertension
resulted froma pathological event, and with rejection of the
existence of any relationship between the hypertension and either
of the appellant's periods of stress, an opinion supported by a
body of evidence, for the Tribunal to have found that the sudden
change in blood pressure level in 1973 was caused by a stressful
occurrence at that time and there was evidence of such an
occurrence. However, there is nothing in the Tribunal's reasons
which could support the conclusion that the Tribunal was
satisfied of this beyond reasonable doubt even if such a course
was open to the Tribunal.
A number of other possibilities, including at least the
following, were available for consideration:
(1) that some direct relationship existed
between either or both the earlier
periods of stress and the development
of the hypertension;
(ii) that some direct relationship existed
between the anxiety neurosis produced
by the war-time stress and the
development of the hypertension;
(iii) that although neither the war time
stress nor the resultant anxiety
hysteria bore any direct relationship
to the development of the hypertension,
a relationship did exist between the
hypertension and
(a) the stress in the period
1946-1957; and/or
(b) a stressful occurrence associated
in point of time with the sudden
steep rise in blood pressure
level in 1973;
and the war-time stress and/or the
resultant anxiety neurosis exacerhated
the effect of whichever of the later
stresses was material.
The Tribunal did not deal with (iii) adequately, if it
dealt with it at all. Reference has already been made to its
dealing with (ii) which, so far as can be seen, involved error as
to the application of para 101(1)(b) of the Act as we have
already indicated. In dealing with (1), the Tribunal recognized
the possibility that the stress in the period 1946-1957 may have
been connected with the hypertension but rejected the war-time
stress, although in doing so it used language which raises
concern whether it kept in mind the standard of proof required of
the respondent. Purther, if the evidence which would justify the
exclusion of the war-time stress as a factor connected with the
appellant's hypertension were accepted, the 1946-1957 stress
could not logically be acknowledged as a possible factor.
Counsel for the respondent frankly acknowledged that the
Tribunal's reasons raise serious problems. However, he sought
refuge in the Tribunal's summarized "findings" towards the end of
10.
its reasons and its earlier detailed discussion of the onus of
proof. He submitted that the Court ought not entertain the
notion that egregious error had intruded between the discussion
of onus and the "findings" and that, accordingly, there being
sufficient evidence which might support the Tribunal's decision,
the Court should in effect conclude that the Tribunal had
accepted that evidence and not only preferred it but rejected all
incompatible evidence. What has previously been said reveals
some obvious objections to this course, even assuming that it was
possible for the Tribunal to be satisfied to the prescribed
standard notwithstanding the state of the expert evidence.
But in any event, the submission depends upon attention
being concentrated exclusively, or almost exclusively, upon the
Tribunal's summarized "findings" and inconvenient portions of its
reasons being ignored. Such a course is plainly impermissible.
Further, the "findings" in question, or at least some of them,
are in substance generalized assertions of ultimate issues,
unsupported by any revealed process of reasoning whether in
respect of law or of fact. The adoption of the terms of the Act
does not necessarily mean that the Act has been applied.
The Administrative Appeals Tribunal Act 1975 (sub-s.
43(2)) specifically requires that reasons including any findings
of fact be given by the Tribunal and the manifest object of the
Act is that no entitlement under the Act to a pension which is
claimed should remain unsatisifed. That legislative policy would
be thwarted if inadequacy in the expression of reasons were to
disguise any possible errors. In our opinion, this Court in its
il.
supervision of the implementation of the Act should regard a
failure to comply adequately with the obligation to give reasons
as itself constituting error of law, at least when a claim toa
pension is rejected: see Smith v. Repatriation Commission (29
March 1983, unreported); cf. Australian Timber Workers' Union v.
Monaro Sawmills Pty Ltd (1980) 42 F.L.R. 369, 374, 380; Sullivan
v. Department of Transport (1978) 20 A.L.R. 323.
In the present case, the Tribunal's decision fails to
expose a satisfactory process of reasoning which led to the
rejection of the appellant's claim and contains a_ reason for
concluding that there was error.
In the course of their respective arguments the parties
adopted extreme opposing positions in relation to questions of
evidence and proof under the Act. These questions also arose in
connection with the appellant's contention that the matter should
not be remitted to the Tribunal but a determination should be
made that the appellant is entitled to the pension claimed. It
is not easy to identify how all the rival contentions are
material to the present matter. It is, however, clear that there
continues to be confusion and doubt with respect to the position
where the material leaves a possible issue such as cause of death
unresolved. The respondent invited the Court to remove the
confusion.
12.
The respondent relied upon a statement by Toohey J. in
Repatriation Commission v. Bishop (1983) 48 A.L.R. 461 at p.468
which was cited with approval by Northrop J. in Repatriation
Commission v. Evans (unreported judgment delivered 21 December
1983) and has been the subject of further discussion by Toohey J.
in Repatriation Commission v. Compton (unreported Judgment
delivered 20 February 1984). In effect the respondent argued
that a claim must be rejected unless there is something in the
material pointing toa "real" possibility of each element upon
which an entitlement depends which is not disproved beyond
reasonable doubt by other material. More particularly, it
contends that Mr O'Brien's claim must be rejected because there
is nothing in the material pointing to a "real" possibility of a
particular identified connection between his war service and his
hypertension which is not disproved beyond reasonable doubt by
other evidence.
The appellant argued that no such requirement exists.
According to the appellant, a claimant is entitled to succeed
unless the respondent proves or disproves (as appropriate) beyond
reasonable doubt every fact in respect of which an issue exists
or may exist, even (it seemed) factual issues which of themselves
are incidental or non-essential. The appellant's argument called
in question, although not directly, dicta in Lennell's Case. In
Lennell, Northrop and Sheppard JJ. said in their joint judgment:
13.
"Before turning to the second submission we
should say something of the applicant's
submission that in every case where a
serviceman died of a disease, the cause of
which was unknown, his dependants were
entitled to a pension because it is not
possible to demonstrate that the cause of the
disease from which he died was not a war
service cause. We would reject this
submission because, notwithstanding that the
cause may not be known, it may be possible to
demonstrate beyond reasonable doubt that the
cause could not have been related to war
service. ... We would consider such a general
approach to be unhelpful and dangerous. It
over-simplifies the problem and seeks to
equate the Australian legislation to that in
force in the United Kingdom. In our opinion
the decisions in England in Judd v. Minister
ef Pensions £19661 2 Q.B. 580 and Coe v.
Minister of Pensions (19673 1 Q.B. 238 have no
application in Australia."
The third member of the Court, Toohey J. said at p.15 of his
reasons:
--. To say that the aetiology of a disease is
unknown does not mean that logically war
service cannot be excluded. In a particular
case the cause of the fatal condition may be
unknown but on the material available it is
possible to be satisfied beyond reasonable
doubt that it was not attributable to war
service."
In the course of the present argument, analogies were
drawn between the obligation of the prosecution and the role of
the jury in a criminal trial and the task of the respondent and
the role of the Tribunal under the Act, even to the extent of an
unconvincing attempt by the respondent to support the statement
in Bishop's Case, supra, on the footing that it accords with the
proposition that the prosecution need not negative "excuses" of
provocation or self-defence unless and until there is evidence
14.
upon which those issues arise. Both in subject matter and in
principle such a proposition, which may itself raise problems of
considerable complexity, seems far removed from the proper
construction of the Act and likely to confuse, not elucidate, the
present dispute.
Central to the rival contentions advanced by the parties
in the present case are the meaning and effect of ss. 101 and
107VH of the Act which materially provide:
"101(1) Upon the incapacity or death -
(a) ..-
(b) of any member of the Forces whose
incapacity or death has arisen out of or
is attributable to his war service,
the Commonwealth shall, subject to this Act,
be liable to pay to the member, or his
dependants, or both, as the case may be,
pensions in accordance with Division 1:
Provided that:
"107VH
(1)...
(2) On the completion of its consideration in
a proceeding on a review -
(a) where the decision the subject of
the review was a decision refusing a
claim or application for pension - the
Tribunal shall set aside the decision
unless it is satisfied, beyond reasonable
doubt, that there were insufficient
grounds for granting the claim or
application; or
15.
(b) in any other case - the Tribunal
shall set aside the decision the subject
of the review unless it is satisfied,
beyond reasonable doubt, that the
decision is the decision that the
Tribunal would have made if it had
conducted the proceeding in which the
decision was made."
In Bishop, Toohey J. held that the Tribunal had erred in
law because it had considered that it was bound in law to allowa
claim if the aetiology of an incapacity was unknown. That such a
view by the Tribunal involved error is made clear by Lennell.
Then, after indicating that any suggestion that a claimant bears
any onus "legal or evidential" cannot stand with the High Court's
decision in Law, his Honour, at p.466, quoted the following
passage from the judgment of Aickin J. in that case at p.651 (of
147 C.L.R.):
",..'In so far as the claimant had to prove
anything, she had to establish two things,
first that the carcinoma from which her
husband died was caused by smoking... and
second that his smoking had arisen out of or
was attributable to his war service ...'"
Toohey J. then continued:
"I do not think that Aickin J. was referring
to any onus that lay on the claimant; that
would be inconsistent with the rest of his
judgment. His Honour was saying no more than
that there need be something from which it is
possible to infer the requisite connection.
It must be remembered that in Law's Case there
was, in the language of Murphy J. at p.413,
'formidable support' for the claimant's case.
Hence it was unnecessary to dwell on the
notion of a real or rational possibility."
16.
Then, after referring to Byrne's Case and Lennell's Case, Toohey
J. went on at the top of p.468:
"In the light of these decisions it may be
accepted that, while there is no onus upon a
claimant, there must be something in the
material before the Tribunal pointing to a
possibility, real as opposed to fanciful, of a
connection between death and war service."
Law's Case was far removed from Bishop's Case or indeed
the present matter. In Law, the proceedings before the
Repatriation Review Tribunal had established both the incapacity
which had caused death (lung cancer) and the cause of that
incapacity (smoking). The dispute centred upon whether the
Tribunal could be satisfied beyond reasonable doubt that the
deceased's smoking was not connected with his war service. That
issue was not left to speculation. There was a considerable body
of expert evidence involving conflict of medical opinion. As
Toohey J. pointed out at p.466 of Rishop's Case by reference to
the judgment of Murphy J. in Law, there was in the evidence
"formidable support" for the claimant's case.
We are satisfied that in Law's Case Aickin J. did not
intend to convey that, in every case, if at all, "there need be
something from which it is possible to infer the requisite
connection". The particular passage from the judgment of Aickin
dg. in which he spoke of proof by a claimant has given trouble on
a number of occasions since, especially when it is taken
separately, divorced not only from its immediate context but also
from other statements made by Aickin J. and the overall tenor of
17.
not only his judgment but those of Murphy J. and of the Full
Court of this Court in the same case. The qualified comment of
Aickin J. quoted in Bishop was made in the course of an
explanation concerning what is included in the expression
"insufficient grounds" in ss. 47 and 107VH. It was followed by
the sentence:
"Section 101(1)(b) and (1A) require no more
than that."
Section 101 is, of course, the section which materially defines
the grounds of eligibility. As we understand what Aickin J. was
saying, the passage in his judgment is not directly concerned
with any question of evidence but with the elements of
entitlement to a pension under 3.101, which are established if
not disproved beyond reasonable doubt by the material.
In Law's Case in the Full Court ((1980) 31 A.L.R. 140)
the effect of sub-s. 107VH(2) had been dealt with in a joint
judgment of Bowen C.J., Brennan and Lockhart JJ. at pp.151 ff.
The Court said that the expression "beyond reasonable doubt"
bears the same meaning in sub-ss. 47(2) and 107VH(2) as it does
in the criminal law although the respective exercises called for
may be different because, under the Act the standard is applied
to a negative proposition, and it was noted that it is
undesirable to attempt to elaborate upon the meaning of the
phrase. At p.152, their Honours said:
18.
"The conditions to be fulfilled before a claim
or application under s.101(1) may be granted
are set out in the sub-section, and the
grounds for granting a claim or application
are the facts (including the relationships
referred to in paras (a) and (b)) which fulfil
those conditions. Where there is some
evidence of facts which might fulfil the
conditions of eligibility, the decision
against allowing the claim must be set aside
unless those facts are negatived beyond
reasonable doubt - and a conclusion adverse to
the claimant cannot be reached without taking
account of the circumstances referred to in
s.107VG. In Cadney v. Minister of Pensions
and National Insurance (19661 1W.L.R. 80,
Edmund Davies J. (as he then was) appears to
have arrived at a similar construction of the
onus provision in the Personal Injuries
(Civilian) Scheme 1964, though he thought that
'reliable evidence' was required to raise a
reasonable doubt. For our part, we should
think it better to consider reliability of
evidence not so much as a condition precedent
to the raising of a reasonable doubt under
3.107VH(2) (or under 3.47(2)) but rather as a
factor relevant to determining whether such a
doubt exists.
Where the death of an erstwhile member of the
forces might have arisen out of war service or
might be attributable to it, a pension cannot
be refused unless it is proved beyond
reasonable doubt that his death was not so
related to his war service. The scheme of the
Act is not to establish an adversary method of
determining claims and applications, but to
have the Department make the relevant
investigations and then to require that, if
there is some evidence that the claimant is
eligible to receive a pension, a pension be
paid unless the investigations or the course
of the proceedings throw up information which
establishes beyond reasonable doubt that a
pension is not payable. ...
19.
At p.153, they said:
" s.. 8-107VH(2) was obviously intended to
operate in favour of claimants and it cannot
operate sensibly unless the standard of proof
beyond reasonable doubt is applied at each
stage of the inquiry into the facts.
Otherwise, one cannot attain satisfaction
beyond reasonable doubt that there are
insufficient grounds for granting the clain.
Section 107VG is consistent with this view."
The respondent directed attention to the two passages "Where
there is some evidence of facts which might fulfil the conditions
of eligibility", and "if there is some evidence that the claimant
is eligible to receive a pension...". But these observations
made by the Full Court did not express universal conditions which
must be fulfilled if a conclusion of disproof beyond reasonable
doubt is to be avoided. On the contrary, they were descriptions
of a particular category of cases, of which category the case
before them was an example, in which a claim must succeed; i.e.
cases in which there 1s some evidence which positively points to
an identified possibility of a connection with war service which
is not disproved. Apart from the obvious requirement that what
is said ina judgment must be read with reference to the topic
under discussion, emphasis is given to this analysis of the Full
Court's statements by the last sentence in the first paragraph
quoted in which the Full Court expressly declined to accept that
reliable evidence in support of a claim was "a condition
precedent to the raising of a reasonable doubt", (that there were
insufficient grounds for granting the claim).
20.
The Full Court concluded its judgment by summarising the
evidence and stating the possibilities to which it gave rise. It
said:
"These possibilities are not fantastic - they
are real possibilities".
The sentence is not authority for the proposition that, in every
case, whatever the circumstances, there are insufficient grounds
for granting the claim in the absence of evidence pointing to a
real possibility. The judgment is authority for the proposition
that aclaim must succeed if there is such evidence and the
possibility is not disproved beyond reasonable doubt.
In the High Court in Law's Case, Murphy J. referred at
p.639 to the legislative intention behind sub-ss. 47(2) and
107VH(2) as being "that no valid claim (is) rejected because of
insufficiency of proof", and said that those provisions "reflect
the view that it is better that some invalid claims be allowed
than that valid ones be rejected" At p.640 he said:
"Although the claimant did not have to adduce
proof, there was formidable support for her
case."
21.
Further down the said page he said:
"... it igs not enough that the Tribunal prefer
the evidence (including opinion evidence)
which tends to disprove the claim. Even if it
rejects the evidence in favour of the claim,
the claimant is entitled to succeed unless the
Tribunal is satisfied beyond reasonable doubt
that there are insufficient grounds for the
claim."
Aickin J., whose judgment was agreed in by Gibbs C.J.,
Stephen and Mason JJ., said at p.645 after setting out ss. 107VG
and 107VH:
"Although those sections are not expressed in
the same words as s.47, the material provision
in s.1l07VH(2) is identical. The Tribunal is
required to set aside a decision refusing a
claim unless satisfied beyond reasonable doubt
of the negative proposition that there were
insufficient grounds for granting the claim or
application."
At p.651, prior to the passage previously discussed, his Honour
said:
». it (the Tribunal) was required to find in
favour of the applicant unless it was
satisfied beyond reasonable doubt that there
were insufficient grounds for doing so. Thus
a heavy onus was placed upon the Commission to
satisfy the Tribunal beyond reasonable doubt
of that negative proposition. ...
For the Commission it was argued that neither
s.47(2) nor s.107VH(2) had anything to do with
the standard of proof and that the reference
to 'insufficient grounds' must mean something
more than that the claim did not meet the
requirements of the section. The argument was
that neither 3.47 nor s.107VH was concerned
22.
with evidence, but dealt with the manner in
which the Commission or the Review Tribunal
directed themselves. It was urged that the
expression 'insufficient grounds' did not
refer to the facts but to liability under
3.101.
This argument misconceives the nature of the
function of the Commission and the Review
Tribunal. The expression 'insufficient
grounds' must include, though it may not be
limited to, the conclusion that the evidence
does not establish on the relevant standard of
proof the absence of the requisite connexion
between the carcinoma and war service."
Then, at p.652, he said:
"Accordingly the submission that s.107VH is
net an 'evidentiary provision' should be
rejected. I am satisfied that the operation
of that section does not involve a two-stage
process and that 1t requires that, in relation
to any fact necessary to establish
entitlement, the Review Tribunal must be
satisfied beyond reasonable doubt that the
fact does not or did not exist before it can
refuse an application or dismiss an appeal by
a claimant. The reference in sub-s. (2) to
the 'completion of its consideration in a
proceeding on a review' is to the entire
process of examining the evidence and
determining whether the Review Tribunal is
satisfied beyond reasonable doubt that each of
the factual requirements has not been
established. Sub-section (2) then directs the
Review Tribunal as to what it must do in the
light of its determination, 1.e. to set aside
the decision if it is not so satisfied, and to
uphold the decision if it is so satisfied."
In our opinion, Law's Case provides no support for the
respondent's present argument.
23.
The subsequent decision of the Full Court in Byrne
likewise provides no comfort to the respondent when the
references to "real" and "fanciful" possibilities are placed in
the context of a case in which it was held that the claim had to
succeed because there was on the material an identified "real"
possibility which was not disproved. There was not the slightest
suggestion that the claim would have had to fail if the material
had failed to point to a particular possible connection.
Byrne's Case concerned claims by widows that their
husbands contracted malaria and other infectious tropical disease
during, or as a result of, war service, and that those infections
caused or precipitated a form of cancer from which each man
suffered much later in his life and from which he died. There
was aoconflict of medical evidence concerning whether or not
there was a causal connection between the original diseases and
the eventual deaths from cancer. The Tribunal after reviewing
the evidence concluded that it justified a finding that a number
of possibilities sufficient for the claimants' purposes were
"real" and not "merely fantastic". The Full Court said at pp.
302-303
"In order to have succeeded the Commission
would have had to demonstrate that no
tribunal, properly directing itself as to
relevant matters of law, could have come to
any other conclusion than that it was
satisfied beyond reasonable doubt that
malarial or other tropical infections could
not have been the cause of the cancer suffered
by the deceased in their later lives. In our
opinion one could not possibly reach that
conclusion. The matter was one essentially
for the Tribunal as the tribunal of fact. We
do not regard the hypothesis put forward by Dr
24.
Metcalf and the other witnesses as fanciful.
We agree that it stands as no more thana
possibility but in our opinion the Tribunal
wag well entitled to take the view, as it did,
that the possibility was real and distinct.
At the foot of p.303 the Full Court said:
"The submission to which we do refer is a
submission that the Act requires two steps in
the process of reaching a decision. The first
step, as we understood the argument, places an
onus upon an applicant to establish causal
connection between the relevant disease and
death upon a balance of probabilities. The
second involves looking at the whole of the
evidence and the determination of the claim in
the applicant's favour unless the Tribunal is
satisfied beyound reasonable doubt that there
are insufficient grounds for granting the
clain. That approach 1s not a permissible
one. There is no first step nor is any onus
Placed on the claimant to establish causal
connection between a disease and death. So
much has been determined by each of the
judgments delivered in Law's case. We refer
to the judgments of Murphy J and Aickin J in
the High Court. All other judges agreed in
the judgment of Aickin J."
Lennell was another case, like Law and Byrne, in which
both the incapacity which caused death and the cause of the
incapacity were known and the dispute concerned whether there was
a possible connection with war service. Mr Lennell was another
smoker who died of lung cancer. The Tribunal rejected the clain.
All three members of the Court (Northrop, Toohey and Sheppard
Jd.)}, the same Court as had sat in Byrne, rejected one submission
for the widow, namely, that in every case where a serviceman died
of a disease, the cause of which is unknown, it necessarily
followed that his dependants were entitled to a pension because
25.
it is not possible to demonstrate that the cause of the disease
from which he died was not a war service cause. The submission
was rejected because it was considered that, notwithstanding that
the cause may not be known, it might be possible to demonstrate
that the cause was not or could not have been connected with war
service. The material passages have already been quoted.
Again like Law and Byrne, Lennetl contained a
considerable body of evidence concerning the possibility of a
connection between Mr Lennell's war service and the lung cancer
from which he died. Mr Lennell was a smoker when he enlisted and
remained a smoker throughout his life. There was no direct
evidence that his smoking habit was increased, altered, or
prolonged by his war service. Nonetheless, the majority,
Northrop and Sheppard JJ., said:
"Notwithstanding the strength of the medical
opinions before the Tribunal, we think there
is a real question of whether there was not a
real possibility that the deceased's smoking
habits were not increased by his war service
and that smoking was the cause of the cancer
from which he died." (The final "not" seems
to be a clerical error.)
Passages in the Tribunal's reasons suggested that it may have
erroneously considered that there was an onus on the claimant.
Accordingly, the majority were of opinion that the appeal had to
be allowed. However, their Honours considered that the medical
evidence was not nearly so powerful as it was in Law and Byrne
and were unwilling to conclude that no Tribunal, properly
directing itself, could have reached the conclusion that it was
26.
satisfied beyond reasonable doubt that there were insufficient
grounds for granting the claim. Consequently, they favoured
remitting the matter to the Tribunal.
Toohey J. dissented, but only on one point. In his
analysis of the High Court's decision in Law, with which the
majority agreed, his Honour said:
"A claimant is entitled to succeed unless the
relevant tribunal is satisfied beyond
reasonable doubt that a fact necessary to
establish entitlement did not or does not
exist. It follows that for a tribunal oc
court to review the material before it witha
view to determining to what extent that
material supports the claim is to take a wrong
approach and one thet must almost inevitably
lead to error."
Later he said:
"What was required to reject the claim was
that the Tribunal be satisfied beyond
reasonable doubt that any facts necessary to
establish entitlement to a pension do not or
did not exist.
In my view, when the reasons are looked at in
their entirety, the Tribunal was s0 satisfied
although it might well have chosen language
more consonant with the approach taken in
Law's Case, both by the High Court and the
Federal Court.
On a proper analysis of the Tribunal's
reasons, I am satisfied that at each relevant
step it considered the material before it and
was satisfied beyond reasonable doubt that
there are insufficient grounds for granting
the claim. The Tribunal was satisfied that
stress did not initiate Mr Lennell's cancer,
that it did not produce an acceleration of his
death, that there was no impairment of his
27.
immune mechanism, that he did not suffer from
immuno-deficiency, that the site of his
adenocarcinoma was not in an area of scar,
that there was no scarring of his lung, that
he had a smoking habit before enlistment which
wag not increased, altered or prolonged by his
war service, and that if any unknown factor
caused or contributed to the adenocarcinoma it
was 'only remotely possible' that such a
factor was war caused or related to war
service.
Ido not think it 1s inconsistent with Law's
Case to say that it is only remotely possible
that an unknown factor was war caused or
related to war service and then go on, as the
Tribunal did, to conclude: 'We consider any
such possibility as fanciful or tenuous'. To
gay that the aetiology of a disease is unknown
does not mean that logically war service
cannot be excluded. In a particular case the
cause of the fatal condition may be unknown
but on the material available it is possible
to be satisfied beyond reasonable doubt that
it was not attributable to war service."
Later, his Honour said:
"The Tribunal was satisfied that the time of
any 'insult' associated with the
adenocarcinoma must have been later than the
termination of Mr Lennell''s service and not in
any way related to it."
Once again, it is apparent that the references to "real"
and "fanciful" possibilities were entirely appropriate because of
the nature of the case. Further, Lennell's Case well
demonstrates the difficulties which result from attempts to found
upon isolated passages in judgments. Toohey J. considered that
the Tribunal was satisfied that stress did not initiate Mr
Lennell's cancer and that it was no more than fanciful to suggest
that there might have been some other unidentified factor in his
war service which caused or contributed to it. The majority on
the other hand considered that the Tribunal had failed to allude
28.
to the question of whether there was or was not areal or
distinct possibility of the cancer having been increased by the
stressful experiences which Mr Lennell suffered during his war
service.
The majority in Lennell did not expressly deal with the
question whether, if the Tribunal had rejected the possibility
that stress increased Mr Lennell's smoking habit, it would have
been entitled to have been satisfied beyond reasonable doubt that
there was no connection between his war service and his cancer on
the basis that the possibility that other unknown factors in or
related to his war service were connected with his cancer was
"fanciful". However, their Honours' reasons give no support to
such a suggestion. They said:
"It is true that if one is concerned with the
question of whether or not something may have
been caused by real or distinct possibilities,
one may legitimately tackle the problem by
deciding that some relevant factor was
positively not a cause. The very positiveness
of the decision excludes the fact as being no
more than tenuous or fanciful. But if the
Tribunal does approach the matter in this way,
it ought, notwithstanding the latitude in
language that it should properly be allowed,
be careful to keep in mind what it is that it
is about. It must be at pains to avoid the
danger of imposing upon a party an onus which
he does not bear."
Their Honours rejected the submission that "in every case where a
serviceman died of a disease, the cause of which was unknown, his
dependants were entitled to a pension because it 1s not possible
to demonstrate that the cause of the disease froz which he died
was not &@ war service cause", but only because, "notwithstanding
29.
that the cause may not be known, it may be possible to
demonstrate beyond reasonable doubt that the cause would not have
been related to war service". Their Honours went on to say that
"because of the amount of evidence which there is concerning the
deceased's medical history and war service the case was one for
determining whether the possibility of a connection between death
and war service was not open on the evidence and thus had been
disproved, " As was pointed out in Rose v. Repatriation
Commission (1982) 44 A.L.R. 504 at p.514, the majority in Lennell
did not say that the absence of evidence necessarily means that a
claim may not succeed.
Lennell's Case illustrates the difficulties in being
satisfied of a negative beyond reasonable doubt by proof which
negatives each of a number of possible factors without
establishing either that there are no other possible factors or
that, if there are, whatever they are they were not or could not
be material. Insofar as the dissenting judgment of Toohey J. in
Lennell's Case may have proceeded on the basis that it was
sufficient for the material to disprove a particular identified
possible connection, it affords the first possible support for
the respondent's present contention.
The passages from Bishop's Case upon which the
respondent places principal reliance have already been set out.
Bishop is referred to in Repatriation Commission v. Morcombe, an
unreported judgment delivered on 19 September 1983, in which
Beaumont J. dismissed the Repatriation Commission's appeal from
the Tribunal because he was of the opinion that on the material
30.
before it the Tribunal's conclusion that there was a real
possibility of a connection with war service was open to it asa
conclusion of fact. Morcombe is simply another example in the
Law and Byrne line of cases.
However, as stated, Bishop was cited with approval by
Northrop J. in Repatriation Commission v. Evans. In Evans, like
Bishop and Repatriation Commission v. Bugg, an _ unreported
decision of Sheppard J. delivered on 27 July 1983, it was found
that the Tribunal had erred because it had considered that it was
bound in law to allow a claim if the aetiology of a disease is
unknown. The apparent adoption of Northrop J. of the view that,
where the aetiology of an incapacity is unknown or in doubt,
there must be something in the material which points to a
possibility, real as opposed to fanciful, of a particular
connection between incapacity and war service if a pension is to
be granted was obiter. His Honour did not apply that proposition
to the case before him which was remitted to the Tribunal for
reconsideration.
In Repatriation Commission v. Compton, Toohey J. allowed
an appeal from the Tribunal because he held that it had
misinterpreted Bishop and also had wrongly approached the matter
as though the proceedings were adversary and the Commission had
an onus which it could only discharge by evidence led by it. In
the course of his judgment, Toohey J. said:
31.
What I sought to do in Bishop's case was to
examine certain decisions of this Court and of
the High Court with a view to explaining that
in the material before the particular tribunal
there must be something pointing to a
possibility, real as opposed to fanciful, of a
connection between death and war service. If
there is not, the tribunal is likely to
conclude that it is satisfied beyond
reasonable doubt that there was no
relationship between the war service and the
death. Where there is evidence to support a
connection between death and war service, the
onus cast by the Act upon the Commission would
ordinarily lead to a conclusion that the onus
had not been satisfied 'unless the evidence
pointing to a connection between death and war
service could be dismissed as merely fanciful'
(p.467).
That statement, and the passage in Bishop's Case which
was approved in Evans Case, constitute the foundation of the
present argument for the Commission.
In our opinion, a proposition that the Tribunal should
be satisfied beyond reasonable doubt that there is no
"connection" between war service and incapacity or death unless
there is something in the material pointing to a "real"
possibility of such a connection which is not disproved by other
material cannot be accepted as a principle of law of general
application for a number of reasons.
In the first place, it does not accord with sub-ss.
47(2) and 107VH(2) of the Act, and is not consistent with Law's
Case in which those provisions were explained.
32.
In the second place, it is doubtful whether it really
has the support claimed for it by reference to Bishop, Evans and
Compton. We have already expressed the view that the relevant
statement in Evans may have been obiter. That is also true of
the relevant statements in Bishop and Compton. In neither was
the claim rejected because there was no material which might
point to a real possibility of a connection between war service
and incapacity or death. In each there was evidence. Each was
remitted to the Tribunal to re-determine the claim on the facts.
Further, it is by no means clear that Toohey J. really intended
to lay down the proposition for which the Repatriation Commission
contends as a legal proposition of general application.
In Bishop, Toohey J. said at p.469:
"Counsel for the respondent suggested that
there was a logical contradiction in saying,
on the one hand, that the aetiology of a
disease is unknown and, on the other hand,
that there is no real possibility that it was
contributed to by war service. I do not
agree. In a particular case it may be
possible to say that, although the cause of a
particular disease in a particular
ex-serviceman is unknown, medical evidence is
against its origin as early as the years of
World War If or against an origin having
anything to do with war service or any
circumstances connected therewith."
The final sentence of that paragraph accords with the majority
statement in Lennejl and is a far more limited basis for
rejection of a claim than the mere absence of some material which
positively points to the existence of the requisite connection.
33.
In Compton, Toohey J. again returned to what he had said
in Bishop at p.409. He said immediately after the passage
previously quoted:
"Where the aetiology of a disease is unknown
the same principle is in operation but its
application may be somewhat different. Where
the cause of the disease from which an
ex-serviceman died is unknown, it does not
follow as a matter of law that the tribunal
cannot be satisfied beyond reasonable doubt
that the disease was not attributable to war
service. In many cases that, no doubt, will
be the conclusion reached. But in a
particular case the tribunal may decide that
the evidence is against the disease having its
origin as early as the war years or against it
having an origin having anything to do with
war service or any circumstances connected
therewith. A conclusion by a tribunal that it
is satisfied beyond reasonable doubt that the
disease was not attributable to war service
may, in the particular circumstances, be a
proper conclusion. See Lenneli Vv.
Repatriation Commission (1982) 4 ALN No. 29."
Then, at the conclusion of his judgment, he said:
"Claims before the Commission are not to he
determined by the mechanical application of
some formula. It is necessary to examine all
the evidence available and then to determine
whether, on that evidence, the Repatriation
Board or other tribunal concerned is satisfied
beyond reasonable doubt that the death of the
member of the Forces was not attributable to
war service. If the tribunai is not so
satisfied the claim must be allowed. In
making that determination the tribunal should
have regard to possibilities, 30 long as they
are not fanciful."
Finally, it seems to us that the Repatriation
Commission's proposition is demonstrably fallacious.
34.
The notion of a "real" as distinct froma fanciful
possibility almost certainly has Its source in statements to be
found in the criminal law. To enable a jury to be satisfied
beyond reasonable doubt of the guilt of the accused, it is often
put that it is necessary not only that guilt should be a rational
conclusion but that it should be the only rational conclusion.
By way of explanation, it is sometimes said that innocence is an
alternative rational conclusion only if it is a "real"
possibility and not a ""bare" or "fanciful" possibility which
rests upon mere conjecture. Such propositions are "principles of
logic and common sense": cf. Barca v. R. (1975) 133 C.L.R. 82
per Gibbs, Stephen and Mason JJ. at p.105. a case concerning a
conviction based on circumstantial evidence.
In a case in which an issue must be proved beyond
reasonable doubt and there is a conflict of evidence, the
question whether the issue has been proved may often be
conveniently restated by asking whether any other conclusion is
possible on the evidence. But it is not a different question;
it is merely the same question conveniently reformulated ina
manner fitting particular circumstances. Further, the need which
is sometimes felt to describe the possibility spoken of in the
reformulation as "real" is not intended to introduce a new
element into the test but merely to express the test more
emphatically. The intention is not to import a requirement of a
particular degree of possibility but to emphasise that, in the
particular context, a possibility cannot be created by a mere
flight of the imagination; the possibility which will suffice
must be one which is "real" only in the sense that it is not
35.
merely "fanciful". All such explanations of a concept such as
reasonable doubt run the risk of the "easy drift" spoken of by
Windeyer J. in The Commonwealth v. Butler (1958) 102 C.L.R. 465,
479 to a point at which the exegetical formula becomes
substituted for the true test. The problem is exacerbated
because the terms used to expand and explain almost inevitably
themselves become the subject of semantic debate which
necessitates further elaboration. As Windeyer J. said in Butler
at p.480, the words of a statute are more easily applied without
such glosses.
The test sometimes adopted in the criminal context by
drawing a contrast between "real" and "fanciful" possibilities
does not have an exhaustive operation. There is an unspoken
premise. There must be evidence of the essential elements of
guilt, which may include evidence of circumstances from which
appropriate inferences may be drawn, before any possibility
arises that guilt is the only rational conclusion. The answer to
the question whether guilt is the only rational conclusion then
depends upon all the evidence, including such evidence, if any,
as suggests the possibility of innocence. A "real" possibility
of innocence may be founded on something in the evidence which
points to innocence or may arise from a lack of sufficient
cogency in the evidence of guilt or from some deficiency in the
range of that evidence. A "real" possibility of the
non-existence of a fact in the sense of a possibility that is not
merely fanciful may be left open by evidence, although there is
36.
nothing in the evidence which points to that possibility. The
possibility may in such circumstances be "speculative" but it is
nonetheless "real", not "fanciful", in the relevant sense for the
very reason that, on the evidence, the existence of the fact is
not the only rational conclusion.
If there is no evidence of some essential element of an
offence, or if the evidence is neutral in the sense that it
leaves some essential element unknown, there is no rational basis
for a choice between guilt and innocence. Guilt is not the only
rational conclusion. There is no need that there also be
evidence which points to a "real" possibility of innocence. That
"yeal" possibility is left open by the evidence.
There are few specific obligations imposed on an
applicant by the Act; see, for example s.24AA. Nowhere can we
find any indication that logic does not similarly govern the
proof required under the Act, although the description of the
operation of the principles is affected by some differences in
the exercise called for: cf. Law's Case in the Full Court at
p.152 (31 A.L.R.). Generally speaking, the prosecution ina
criminal trial is concerned to establish a positive conclusion
from proof of positive allegations consisting of the essential
elements of a charge. Under the Act, apart entirely from the
question whether it is correct to consider the proceedings as
adversary with an onus placed upon the Repatriation Commission,
it its anegative proposition of which the Tribunal must be
satisfied beyond reasonable doubt; namely, that there are
"insufficient grounds for granting the claim..." on any of the
37.
alternative bases of entitlement for which the Act provides, for
example, in s.101. For the Tribunal to be satisfied beyond
reasonable doubt that there are insufficient grounds for granting
the claim as a conclusion of fact on the evidence (Law's Case in
the Eigh Court at p.651 (147 C.L.R.)), the Tribunal must be
satisfied to the prescribed standard of the non-existence of at
least one constituent ingredient of each statutory basis of
entitlement. On the material, that constituent ingredient, or,
if it consists of more than one essential factual element, one of
those essential elements, must be negatived beyond reasonable
doubt.
The operation of the same principles of logic in a
consideration of the Act leads us to the following conclusions.
If there is material which tends to disprove a fact, the
question arises whether the non-existence of that fact is the
only rational conclusion on all the material, including such
material, if any, as points to the possibility that the fact does
exist. A "real" possibility of the existence of that fact may be
founded on something in the material which points to its
existence or may arise from a lack of sufficient cogency in the
material to disprove its existence or from some deficiency in the
range of that material. A real possibility of the existence of a
fact may be left open by material although there is nothing in
the material which points to that possibility. The possibility
38.
may in such circumstances be "speculative" but it is nonetheless
"real", not "fanciful", in the relevant sense, for the very
reason that, on the evidence, the non-existence of the fact is
not the only rational conclusion.
If there is no material in respect of a fact, or if the
material is neutral in the sense that it leaves the existence of
the fact unknown, there is no rational basis for a choice between
the conclusion that the fact does exist and the conclusion that
it does not. The non-existence of that fact is not the only
rational conclusion. There is no need that there also be
material which points to a "real" possibility of the existence of
that fact. That "real" possibility is left open by the evidence.
Thus, it may not be established beyond reasonable doubt
that incapacity or death is not "connected with" war service
either because there is material which points positively toa
cause of the incapacity or death which is or might be so
"connected" (as, for example, in Law, Byrne and Morcombe), or
because of some inadequacy in the material to show the absence of
a connection.
The English cases are not themselves clear and
unambiguous in their approach to a similar problem and there is
an observation in Lennell to the effect that they cannot be
applied to control the operation of the Act. Nonetheless, we are
fortified in what we perceive to be the logic of the situation by
the statements of Edmund Davies J. (as his Lordship then was) in
39.
Coe v. Minister of Pensions and National Insurance £1967] 1 Q.B.
238 at pp. 241-242. See also A.S. Smith v. Minister of Pensions
(19473 1 W.P.A.R. per Denning J. (as his Lordship then was) at
p.498. Further, what we have said accords with what the High
Court held to be the position with respect to a taxpayer's onus
under 3.190 of the Income Tax Assessment Act, 1936, as amended.
Recent cases in which there has been discussion of a taxpayer's
obligation to disprove intention or purpose include Commissioner
of Taxation v. Macmine Pty Ltd (1979) 53 A.L.J.R. 362 and
McCormack v. Commissioner of Taxation (1979) 53 A.L.J.R. 436.
The operation of these principles is likely to vary in
effect according to the fact to be disproved. But it is
important to emphasise that the differences are not in principle
but only in the application of the principle to differing
circumstances.
If the material leaves the cause of death unknown, it is
likely to prove extremely difficult to be satisfied that the
death was not "connected with" war service in a manner specified
in the Act. However, the possibility of an exceptional case may
be left open as it was in Lennell's Case in relation to an
incapacity of unknown aetiology because it is a judicial
necessity to acknowledge such possibilities lest the law should
appear to have been laid down in a way which excludes them from
consideration: cf. Hughes and Vale Pty Ltd v. N.S.W. (No. 2)
(1955) 93 C.L.R. 127, 164. Rose provides an example of a case in
40.
which a matter was remitted to the Tribunal for determination, as
a question of fact, whether the material proved beyond reasonable
doubt that a death of unknown cause was not "connected with" war
service.
It may well be easier for the Tribunal to be satisfied
that there are insufficient grounds for a claim where the nature
of an incapacity in respect of which a pension is claimed or
which is identified as the cause of death is known, but it is
unknown what caused the incapacity. In such cases, it is quite
feasible that the Tribunal might be able to be readily satisfied
beyond reasonable doubt by the material that the incapacity is
not connected with war service. For example, medical evidence
might establish that such an incapacity may only result from
trauma and that it always becomes manifest within one month of
the trauma. Provided that such evidence was accepted, and there
was no material evidence to the contrary or any such evidence had
been properly rejected, the Tribunal might well conclude that war
service which occurred many years ago had no connection with the
incapacity or, where appropriate, the death.
Satisfaction that there is no connection might often be
even more easily achieved where not only the incapacity but its
cause is identified. It seems probable that, in such cases,
direct evidence would often be available as to whether or not the
connection did or might exist.
41.
In large part, the respondent's argument appeared to
founded upon a misconception. Its argument assumed that, unless
the Tribunal only had to be satisfied beyond reasonable doubt of
the non-existence of those possibilities which were, on the
material, identified as "real" possibilities, all theoretical
possibilities would have to be identified and individually
disproved by the material before a claim could be rejected. Of
course, a search for disproof of individual theoretical
possibilities is one way in which a claim could be approached.
However, it is not the only way. As we have already indicated,
and as was pointed out in Lennell, Bishop and Compton, an issue
such as whether an incapacity of unknown aetiology was connected
with war service can be disproved by more general evidence that,
whatever the cause of the incapacity, it was not or could not
have been so connected.
Further, as Fitzgerald J. sought to point out in Rose,
although an essential fact is left unknown or insufficiently
clear by the material, it may in some cases be appropriate
because of the circumstances to draw inferences which justify or
support a conclusion that there are insufficient grounds for
granting a claim. For example, in some cases an inference
adverse to a claimant might conceivably be drawn from his or her
failure to provide available material in support of the claim.
It is noteworthy, however, that para 24AA(1)(b) of the Act refers
only to such evidence as is available to the claimant as he
considers will support his claim and para 24AB(3)(a) implicitly
recognizes the possibility that no evidence may be furnished hy a
42.
claimant. Indeed, the whole tenor of ss. 24AA, 24AB, 47 and
107VH acknowledges that a claim may succeed in an appropriate
case even though there is no material which positively shows a
basis for a conclusion in favour of a claimant.
Although no such submission was made in this case, it is
sometimes submitted for the respondent that, if there is nothing
in the material to point toa "reali" possibility that incapacity
or death was "connected with" war service, an inference should be
drawn that there is no connection because the statutory process
is investigative not adversary, a proposition said to be
supported by dicta in the judgment of the Full Court in Law and
perhaps in the judgments of Toohey J. in Bishop at p.468 and
Compton, although his Honour's remarks were in terms directed
only to the duties and functions of a Repatriation Board. The
argument is that, because the statutory process is investigative,
it will produce any material which might point to a possible
connection and, if it does not do so, there must be no such
material, and, if there is no such material, there must bea
finding that there is no connection.
There are significant differences in the statutory
provisions concerning the respective statutory functions and
duties of a Repatriation Board, the Repatriation Commission, and
a Repatriation Review Tribunal and it might be asserted with
considerable force that Part IIIA Division 6 of the Act does
import many characteristics of adversary proceedings although
there are special provisions which distinguish the proceedings of
@ Repatriation Review Tribunal from more traditional adversary
43.
proceedings; for example 3.107VZ which permits the Tribunal to
request the Secretary of the Department to provide documents and
to arrange for the making of investigations and medical
examinations and s.107VG which provides that the Tribunal is not
bound by technicalities legal forms or rules of evidence and must
act according to substantial justice and the merits and alli the
circumstances of the case. However that may be, insofar as the
submission requires the inference to be drawn whenever the
aetiology of an incapacity is unknown and there is no material
which points toa reali possibility of a connection, it breaks
down at a number of points.
The inference sought to be drawn by such an argument
requires far more than that the statutory process is capable of
description as investigatory. It is by no means apparent, either
in theory or practice, that the implementation of the process for
which the Act provides does produce all available material.
Perhaps more importantiy, even assuming an entirely thorough
investigation, whether or not an absence of material in respect
of an issue could justify an inference of disproof beyond
reasonable doubt would very much depend upon the nature of the
issue and other circumstances, including the degree of
probability that material would be available if there was a
"real" possibility of an affirmative conclusion and any other
evidence which supported the negative conclusion. Where what is
in question is the existence of a possible connection between war
service and incapacity or death, the absence of affirmative
44,
material will often be related to gaps in current medical
knowledge. Further, the absolute position contended for in the
argument would often collide with the requirement in sub-s.
107VG(b) of the Act that the Tribunal -
",.. shall take into account any difficulties
that, for any reason, lie inthe way of
ascertaining the existence of any fact,
matter, cause or circumstance, including any
reason attributable to -
(1) the effects of the passage of time,
including the effect of the passage of time on
the availability of witnesses; or
(ii) an absence of, or a deficiency in,
relevant official records, including an
absence or deficiency resulting from the fact
that an occurrence that happened during the
service of a member of the Forces was not
reported to the appropriate authorities."
That is not to deny that, in an appropriate case, an
absence of material which points to a "real" possibility that
there is a connection may support or assist to support a
conclusion that there was no connection between war service and
incapacity or death. But no such inference could be drawn as a
matter of course, and a submission that it must be drawn cannot
stand in logic or in law. What if any inference can or ought be
drawn depends on all the material and does not depend merely on
the nature of the statutory process and an absence of material
which points to a "real" possibility that a particular connection
exists. In our opinion, therefore, the respondent's argument
with respect to the operation of s.107VH of the Act cannot be
accepted.
45.
However, nor is the appellant's submission acceptable
that a claimant is entitled to succeed unless the respondent
proves or disproves even non-essential issues of fact beyond
reasonable doubt.
Satisfaction beyond reasonable doubt is required in
relation to essential facts. Not every item of material which
bears upon or may bear upon any factual issue must necessarily
meet the standard of proof beyond reasonable doubt. For example,
satisfaction to a lesser standard in respect of each of a number
of evidentiary facts considered separately may sometimes suffice
to justify or assist to support a factual conclusion beyond
reasonable doubt based upon those facts collectively. There is
discussion of this issue in the context of a criminal trial in
the as yet unreported decision of the High Court of Chamberlain
v. R. in which judgment was delivered on 22 February 1984. The
opinion which we have expressed seems to us to conform with what
was said by Gibbs C.J. and Mason J. in their joint judgment and
by Deane J.
Chamberlain, supra, is also of assistance in relation to
the difficulty of obtaining satisfaction beyond reasonable doubt
in the face of conflicting expert opinions. See also Law (1980)
31 A.L.R. 140, 153; (1981) 147 C.L.R 635, 651. Obviously, the
requisite satisfaction cannot be achieved by a tribunal if even
the experts admit doubt. However, that 18 not the only situation
in which doubt must exist. In Chamberlain, Gibbs C.J. and Mason
J. said:
46.
",.. It is of course the function of the jury
to consider which of two bodies of conflicting
evidence, technical or otherwise, they will
accept. In the present case, Bowen C.J. and
Forster J., in the Federal Court, said:
'Had we seen and heard ail the evidence
on this topic being given, we might have
concluded otherwise, but situated as we
are, we have no doubt that the jury was
entitled to prefer the evidence of one
group of experts to that of the other
group.'
Jenkinson J. took a different view. He said:
'Those means of evaluating evidence which
the jury enjoys by hearing and watching
witnesses, and which are denied an
appellate tribunal, could not in my
opinion have enabled the jury reasonably
to have eliminated the doubt, as_ to
whether the matter tested contained
foetal haemoglobin, which a careful
consideration of the transcript of
evidence and the exhibits raises in the
mind. It may be conceded, as counsel for
the Crown submitted, that idiosyncracies
of manner and voice may undermine
confidence in the reliability of a
witness. But the evidence of Professor
Boettcher and of Professor Nairn claimed
the consideration of the jury upon
grounds which could not rationally be
shaken substantially by those things
which the eyes and ears of a jury
receive, but which a transcript does not
reveal. Each of them was giving his
opinion on matters of science within
disciplines of which each was a master,
and at a level of difficulty and
sophistication above that at which a
juror, ora judge, might by reasoning
from general scientific knowledge subject
the opinions to wholly effective critical
evaluation. The reasoning by which other
expert witnesses criticised the
conclusions of Professor Boettcher and
Professor Nairn, as well as the reasoning
by which the latter two witnesses
supported those conclusions and
criticised the conclusions of the others,
were all matter for the jury's
evaluation. But in my opinion no juror
47.
could reasonably have failed to
acknowledge that, reason ag he might, he
was not ina position to assure himself
of the correctness of a conclusion
against the opinions of the two
professors to the degree which would
eliminate reasonable doubt as to that
conclusion.'
We agree with Jenkinson J. The most that
could be said against Professors Boettcher and
Nairn was that their work was done in the
comparative seclusion of academic
surroundings, so that they lacked the
day-to-day experience of the forensic
scientists called for the Crown, and that they
exhibited 'an unbecoming arrogance' (in the
words of Bowen C.J. and Forster J.) and that
Professor Boettcher did not fare well in cross
examination. There was no challenge to their
knowledge or their honesty or impartiality.
The criticisms they advanced appear to be
rational and conpelling. Of course the Crown
witnesses had answers to those criticisms. We
do not doubt that if the question was whether
there was evidence to support a finding that
the biood in the car was foetal blood, the
question should be answered in the
affirmative. But when the question is asked
whether such a finding could safely be made it
seems tous that the answer must be in the
negative. The conflicting evidence should
have raised a doubt in a reasonable mind, and
there is no other evidence that can resolve
the doubt before a decision on the verdict is
ultimately reached. We conclude therefore
that, in the present case, we must proceed on
the basis that the jury were entitled to
accept as a fact, from which inferences might
be drawn, that those parts of the car, and
those articles in it, that responded
affirmatively to the tests had blood upon
them, but that they could not safely accept as
a primary fact that the blood was foetal
blood."
Deane J., who dissented in the result, also agreed with Jenkinson
J., although Brennan J., the third member of the majority, did
not.
48.
The views which we have earlier expressed persuade us
that the appeal must be allowed, but leaves us less certain
whether it is appropriate to reverse the Tribunal's decision or
to remit the case for re-determination, although most
reluctantly. Our reluctance is increased because it is obvious
that the Tribunal members who have thus far been involved and are
familiar with the matter would be embarrassed and the appellant
might be dissatisfied if the Tribunal is not reconstituted.
Further, the actual outcome of this case may not determine other
seemingly similar claims. Each must be decided on its own facts
and there will always be differences which may or may not be
material. For example, while many who served during the war
experienced stress, by no means all would have developed an
anxiety neurosis during war service as a result.
The error of law involved in the Tribunal's failure to
provide adequate reasons, including any findings of fact, to
justify its conclusion plainly justifies no more than the
remission of the proceedings for redetermination.
Had the Tribunal rejected the appellant's claim merely
because of aview that the appellant's war time stress and
resultant anxiety neurosis were not attributable to war service,
it might be sufficient to hold that its decision was
substantially founded on an erroneous view of the legal questions
involved in that aspect of the matter.
49.
Such an error of law would no doubt have infected the
Tribunal's decision that the appellant's essential hypertension
wag not attributable to war service. However, it is possible
that the Tribunal also might have considered that, even if the
appellant's war-time stress and resultant anxiety neurosis were
attributable to his war service, no connection exists between the
appellant's war time stress and resultant anxiety neurosis and
his essential hypertension. If so, this critical portion of the
Tribunal''s conclusions would have been entirely factual in
character. It would be necessary to reverse any such factual
finding before it could be ordered that the appellant's claim be
granted.
Somewhat similar difficulties seem to us to lie in the
path of the appellant at this point as confronted the
respondent's attempt to uphold the decision to reject the
appellant's claim by reference to the findings, with the
difference that it is the negative which must be established
under the Act. It 1s necessary to be cautious not to engage in
artificial analysis and interpretation of segments of what the
Tribunal said in order to arrive at what is considered to bea
preferred resuit. It is therefore not without considerable
hesitation that we have concluded that the Tribunal's decision
should be reversed.
50.
The evidence was canvassed at length in the course of
the appeal which extended over 4 days. We see no purpose in
discussing it in detail. There was a serious conflict of expert
evidence. Where as here, there has been a _ comprehensive
investigation, the claim must succeed if no tribunal, properly
directing itself as to relevant matters of law, could have been
satisfied beyond reasonable doubt that there was no "connection"
between Mr O'Brien''s war service and his hypertension: cf. Byrne
at pp. 302-303 (40 A.L.R.). We have the gravest doubts whether
such a conclusion was open to the Tribunal consistently with the
observations in Law and Chamberlain with respect to conflicts of
expert evidence.
But, in any event, there seems to us to be another basis
for the conclusion that the pension should be granted.
Shortly stated, we think that the Tribunai's reasons
support the view that it was not satisfied beyond reasonable
doubt that the appellant was not caused stress during the war by
hig inability to handle the pressures which we have earlier
described. It erred in law in our opinion in concluding that
such stress was not attributable to war service. Its reasons,
taken asa whole, indicate that it was not satisfied beyond
reasonable doubt that his post-war stress in the period 1946-1957
did not have a causal relationship with his essential
hypertension. That being so, the evidence could not have
-?
51.
persuaded it beyond reasonable doubt that the war-time stress did
not have sucha relationship. No sufficient basis emerged to
distinguish between the two periods to the requisite degree of
certainty, if at all.
In our opinion, therefore, the Tribunal could not have
been satisfied beyond reasonable doubt that the appellant's
essential hypertension is not attributable to the stress to which
he was subjected during and by his war service. On the material,
including in this case material which in fact pointed to such a
possibility, that was a real possibility.
Reference has been made in previous cases to problems
caused by the drafting of the Act and in this case the Tribunal
criticised "the costly and inefficient procedures" which attend
the resolution of claims for pension under the Act. One may add
how obviously unsatisfactory it is for a claimant where, as here,
so many years have elapsed before the final determination of his
claim. In the ten years since the claim was made, the dispute
has been before a Repatriation Board, the Repatriation Commission
(five times), a War Pensions Entitlement Appeals Tribunal (five
times), a Repatriation Review Tribunal, the Administrative
Appeals Tribunal, and this Full Court.
The bodies appointed to decide claims and expert
witnesses who give evidence before them continue to be troubled
by the application of the requirement that negative propositions
be established beyond a reasonable doubt to circumstances in
which there are deficiencies in the evidence or conflicts of
"se
52.
evidence, particularly conflicts of expert opinions. Evidence is
frequently directed to attempts to establish a positive rather
than a negative conclusion, and it is apparently not found easy
to apply that evidence to answer the question posed by the Act.
The difficulties experienced in the implementation of
the Act are a matter of obvious concern and it may be open to
question whether the means which have been chosen to ensure a
beneficial attitude towards ex-service personnel are really
advancing their interests and those of the community as a whole.
The expense of administering the system for determining claims
must be very large. Often a decision 1s made by a body of three
members. There is a tendency for the same basic medical issues
to be relitigated time and again, with ever increasing escalation
of the number and weight and variety of experts called on each
side. There are an increasing number of cases coming before the
Court on appeal, many legally aided with of course the
Commonwealth's resources also being used to attempt to support
the respondent Répatriation Commission. Technicalities are
constantly intruded into a system in which they can be intended
to have no place. The questions of law said to arise almost
invariably include the question whether the decision appealed
from was open on the evidence consistently with the evidentiary
obligations under the Act, involving the preparation of lengthy
and expensive records and lengthy and expensive review of the
evidence by the Court. Particularly in respect of those who saw
service during or prior to the Second World War, who must now be
decreasing significantly in number, it may be that the cost of
administering the system to preclude claims by those who are
53.
incapacitated but do not otherwise satisfy the prescribed
statutory requirements is not warranted. However, conditions of
eligibility remain part of the existing law.
It was pointed out in Law that the consequences of the
Act are likely to include the grant of pensions on what may be
unfounded claims. That is not a matter for concern by the
Commission or the Tribunal or the Courts. Their role is simply
to give effect to deliberate legislative policy, once understood,
however difficult the language in which it is expressed and
however surprising the results. There are numerous factors which
lead to such results, not only the requirement of proof of the
negative beyond reasonable doubt. Medical science remains
imperfect and language of extremely wide import has been used in
the Act to express the conditions of eligibility. Nonetheless,
there are limits upon what can be said to arise out of or be
attributable to war service, to take para 101(1)(b) of the Act as
an example. The provisions of the Act can only be correctly
implemented by reference to adequate and properly directed
material. Although the proceedings should not be seen as
strictly adversary, the responsibility for the provision of such
material must rest heavily upon the Commission. Departmental
medical reports which constitute mere literal compliance with
8.48 of the Act will seldom if ever be adequate and such a report
in isolation may often prove positively unhelpful. That is not
to say that medical opinions on whether or not an incapacity of
unknown aetiology was "connected with" war service may not be of
assistance; obviously they will frequently be of assistance:
cf. Bugg per Sheppard J. However, perhaps especially in cases
54.
where causation is in doubt, an expert's opinion will probably be
useless if based upon a misconception of the Act's operation and
will be difficult, if not impossible, to evaluate if the
reasoning which led to it is not disclosed. The task of the
Commission and departmental employees is to facilitate the
operation of the Act, not frustrate if (cf. Law's Case at p.640
per Murphy J.); claims are not to be defeated by problems being
disguised.
We would allow the appeal and grant the appellant's
claim. The respondent must pay the appellant's taxed costs of
and incidental to the appeal.
This 1s to certify that this and
tne preceding 53 pages are a true
copy of the Reasons for Judgment
herein of their Ilonours
Mr Justice Keely and
Nr Justice Fitegerald
AssG&ciate
9 April 1984
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