Repatriation Commission v Dunlop, Olga Pauline [1984] FCA 171
Federal Court of Australia
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CATCHWORDS
Repatriation - war widows pension - death of former member or
Armed: Forces as the result of ai stroke precipitated by
hypertension - cause of hypertension unknown - consideration
of onus and standard of proof provisions of Repatriation Act
m
aAS
ser
ia°9 - analysis of facts of case and of Tribunal's decr
Revatriation Act 1920, ss. 47. 1O7VH, iG7VK and i07V2
REPATRIATION COMMISSION v. OLGA PAULINE DUNLOP
No. G43 of 1983
Coram: Shepvard J.
Date : 22 June 1984
Svdney
al-
boas
IN THE FEDERAL COURT OF AUSTRALIA
NEW SOUTH WALES DISTRICT PEGISTRY No, G43 of 1983
GENERAL DIVISTON
On Appeal from the
Repnatriation Avveal Tribunal
LITE EY
REPATRIATION COMMISSTON
Applicant
QLGA PAULINE DUNLOP
Resrondent
ORDER
JUDGE MAKING ORDER
ve
Sheppard J.
DATE OF ORDER : 22 June 1994
WHERE MADE : Sydney
THE COURT ORDERS TUAT:
il. The aoveal be allowed
2. The decision of the Repatriation Pevyiew Tribunal of &
February 1983 be set aside and the mactver be remitted to
the Tribunal to be neard and decided again.
- sete ' wus, -- =T
- ae ~ font tie oe
aes ue . >
~ eT nn NS
IN THE FEDERAL COURT OF AUSTRALIA )
)
NEW SOUTH WALES DISTRICT REGISTRY ) No. G43 of 1983
)
GENERAL DIVISION )
on Aopeal trom ths
Repatriation Avresal Tribunal
BEDTWEEN
REPATRIATION COMMISSTON
Applicant
OLGA PAULINE DUNLOP
Respondent
SHEPPARD J. 22 June 1984
REASONS FOR JUDGMENT
Yet again the Court 158 concerned with the onus and
standard of orocf wrovisions in the Pepatriation Act 192
iD
("the Act"). The Commission has apvealed against a decision
of the Repatriation Review Tribunal given on 8 February 1983
whereby tne Tribunal set aside the decision of tha Commission
made on i6 January 1980. Tne Tribunal found that the
tanple to sav <to the dependanz=s of one Be
yt
a
Commission was
a
fs)
'<
Pe)
pu
fs}
ih)
o
Davey Uunloo deceased. tne pensions vayabie in ac
iD
oO
with Diviston 1 of Parc ITI of the Acct. The 2 1
oO
wu
qmarsted on and fren 3 Juivy 1979.
| veal poh
-- 2.
The case is one where it is said that the cause of thr
hypertension which eventually precipitated the death of the
deceased is unknown. It is the fact that the cause of death
is unknown that gives rise to the central problem in the
case.
The principal matters which the Commission and the
s
Tribunal had before them consisted cf che service ceccra sf
ju
the deceased during World War II, a number of medical reports
and histories and certain medical cpinions. The service
record shows that the deceased enlisted in the Army on 26
June 1942. On 19 October 1942 he was sent to the Northern
Territory where he arrived on 1 November 1942. On 8 June
1943 he was transferred to the Australian Imperial Force. He
spent most of the war at various places in the Northern
Territory. He was discharged in Sydney on 3 December 19¢5 as
the result of the end of the war. His record shows that he
had a number of illnesses during his service years but none
of these is particularly relevant to the present case.
In 1971 he made application for a pension because of
problems with his sight and hearing. Aqain, these matters
are not relevant to this case. In 1972 he was found to be
suffering from diabetes. In 1975 and 1976 he was suffering
certain dicestive complaints but tests did not reveal any
serious abnormality. In a medical report dated 27 February
1975 it was noted that he was suffering from ischaemic heart
'§
disease. At the end of 1975 ne was involved in a rotor
acerde st and there was an investigation eventuallz '9 see
i
whether he had suffered any cerebral damage. A lumbar
puncture was performed in 1977. No abnormality was revealed.
In September 1977 he was found to have an enlarged
heart, ischaemic heart disease with atreal fibrillation and
heart failure. He was admitted to hospital where he remained
from 6 December to 13 December 1977. His symotoms improved
stqanificantly during the week he was in hospital and "he was
discharged well." He died on 1 May 1978 at the Mona Vale
District Hospital to which he had been admitted the day
before as the result of a stroke. Dr. Glerum, who certified
the causes of his death said that they were, "I Cerebral
haemorrhage, II Hypertension, cardiomyopathy."
The claim made by the widow of the deceased, the present
respondent, on 6 November 1978, said, amongst other things,
"My husband died in Mona Vale Hospital this year on May lst.
My claim 1s that war must have very bad effects on a verson's
health & that any man who gives his life for his country is
entitled to some consideration & im my case his wife be aiven
a war widow's pension to ease hardship."
On 13 November 1978 Dr. Warner reported on the cause of
the death of the deceased. He noted tne causes of death
(which probably came from the death certificate) as "I
Cerebral haemorrhage, one day, II Hypertension, years,
cardiomyopathy, years." Dr. Warner added,
"The leading cause of death in this case is
hypertension which led to the fatal cerebral
haemorrhade. Ciztnical notes inthe 'f1le
reveal that the veteran also suffered from
Ischaemic Heart Disease wnich would de
causally related ta hypertension.
fat
veing
Race
Cardiomyopathy was a coexisting disease
which did not cause the death in this case.
For aetiology of hypertension see insert
underleaf."
Appended to Dr. Warner's report was a document headed,
"Essential Hypertension." The document distinguishes between
primary and secondary hypertension, primary hypertension
rtension. The
o
otherwise known as essertial hyp
document then deals with the aetiology of essential
hypertension. It says that the precise aetiology of the
condition 1s not known but that it is considered to have a
multifactorial cause anda number of facts are known about
Eight causes are listed and dealt with. These are, in
the terms used in the document, "Genetic or Hereditary, Age,
and Socio-Economic Factors, Hypertension is Common in
Australia, Body Build, Sex, Salt Intake and Emotional
Stress." Under the latter heading the following appears:-
"Although emotional stress has often been
suagested as a cause of essential
hypertension, the scientific evidence does
NOT support this. Emotional stresses can
certainly cause tetporary elevation of blood
pressure, but there is no convincing
evidence that they oroduce the disease
essential hypertension. In one study
commanding great respect William Evans found
NO increased incidence of essential
hypertension in a long tern study of
recruits with labile blood oressure.
(Wm. Evans - 'Diseases of the Heart and
Arteries').
Dr. Warner later said:-
"In our oresent state of knowledge it can de
sazd that the main factors recoanised bv
medical authorit225 as being of vorime
importarce in the develoomernt of essential
hytertensicn are
=e ' weed ot
ema oo
(a) an inherited tendency to develon the
disease
(b) ageing which, in due course, allows the
inherited factors to operate
successfully.
Emotional stress or disturbance is NOT
considered to be of significance.
In this case the main causes of the
essential hvyvertension ara: 1) Genetically
oredetermined factors. There is a pesitive
family history of cardiovascular disease in
this case - father + of heart disease. 2)
Age. The incidence of raised blood pressure
readings increases with age. 3)
Environmental factors such as affect people
living in a Western highly urbanised
community, such as our own. Hypertension 1s
very common in Australia, U.S.A., and other
Western societies but is much less common in
the developing world. However, it has been
noted to be on the increase in places where
urbanisation occurred. 4) Possibly another
factor is excessive salt intake. Some
authorities believe it to be a contributing
factor. Hypertension in this case
contributed partly to Ischaemic Heart
Disease and vertebro basilar insufficiency
(See clinical notes).
There are no factors on service known to
influence the onset of hypertension."
The emphasis is that of Dr. Warner.
Dr. Warner then answered a number of questions upon
which his advice was asked. The questions and his answers
are as follows:-
"QCCURRENCE: Set out whether, in your
opinion, the incapacity from which the
veteran has died resulted from an occurrence
that happened during his eligible period/s
of service.
ELIGIBILITY PERIODS: 26/6/42 to 3/12/45
No. There 1s no evidence of hyoertension,
atherosclerosis, Ischaemic Heart Disease or
any other cardicvascular disease in the
service documents.
Veterans heart and blood ere
recorded as normal on examinatic
we
ior
Iu
w
ur
noo
'so
aes
oO wo
-7 6.
discharqe (D2(a). None of the injuries or
illnesses recorded in the service documents
would have caused such a disabililty.
ATTRIBUTABILITY: Set out whether, in your
opinion, the incapacity from which the
veteran has died, arose out of, or is
attributable to his eligible period/s of
service.
No. It is most likely due to heredity
{father died of heart disease), age and
living in a Western highly urbanised
society. .
There are no factors on service known to
influence its onset.
Not due to any factor or factors known tc
exist on service.
State whether, in your opinion, the death
has been caused by any service-related, or
non-service related disability or the
treatment thereof and the reasons for such
opinion: No.
If the cause of death includes more than one
disability, state whether there is any
causal relationship between them: Yes.
Hypertension and Ischaemic Heart Disease and
Vertebro Basilar insufficiency are causally
related.
AGGRAVATION: Set out whether, in your
opinion, the incapacity from which the
veteran has died has been contributed to in
any material degree, or has been aggravated,
by the conditions of his sligible veriod/s
of service.
ELIGIBILITY PERIODS: 26/6/42 to 3/12/45.
No. Not prior to enlistment.
I have studied the records relating to the
veteran."
Upon the basis of this material the claim went toa
Repatriation Board on 8 December 1978 which, for reasons
which it gave, was satisfied beyond reasonable doubt that
there were insufficient arounds for qrarting the claim.
On 5 February 1979 the widow wroce to the Board saying
that she wished to appeal against its decision. Amongst
other things she said:-
"Juchout war service
he was subjected to
a Smee --
' we
you will agree can cause heart conditions in
later years. The foundations of his
complaint could have been laid during the
war years so you will also agree there were
many strains & stresses during those years."
On 16 January 1980 the Commission disallowed the appeal.
In its reasons the Commission referred to Dr. Warner's report
and to the service of the deceased. It concluded its reasons
.
"The Commission accepts the opinion expressed
by the departmental medical officer as a
reasonable explanation as to the cause of
the incapacity that led to death and the
relationship of that incapacity to service.
The Commission can find no basis for
accepting that service was in any way
responsible for the late member's death and
is satisfied beyond reasonable doubt that
insufficient ground exists to grant the
clain. For these reasons, the appeal will
be disallowed."
The widow then applied to the Tribunal for a review of
the Commission's decision pursuant to s. 107VC of the Act.
Before the matter came before the Tribunal a further medical
opinion was sought from a Dr. Perkins. [In a report dated 21
July 1981 he said:-
"1. The veteran served from 26.6.42 to
3.12.45 nearly all of this period in
the Northern Territory. Although some
degree of stress would be involved I do
not consider that the nature of his
service should have had any continuing
effects. There is no evidence in the
service records of any reaction at the
time. Thera is no clear evidence of
any stress reaction since but the widow
told Dr. Abrahams of a personality
Change on 6.12.77 which I consider to
be unrelated to his war service. I do
not consider there were continued
effects of stress from war service in
this case.
wb
8.
2. The veteran suffered sudden loss of
consciousness while at lunch on 30.4.78
and died the next day without regaining
consclousness. Death was attributed to
cerebral haemorrhage secondary to
hypertension but there was no proof of
haemorrhage and hypertension was not
remarkable. He also had auricular
fibrillation (probably due to
cardiomyopathy but possibly also to
ischaemic heart disease) which could
have caused a cerebral embolism. The
onset was foo sudden for cerebral
thrombosis.
3. If hypertension was oresent it
developed after 17.2.77 and was mild.
I do not consider it contributed to
death. There was E.C.G. evidence of
ischaemic heart disease in which
factors such as age and diabetes
mellitus would be involved. Diabetes -
mellitus was diagnosed in 1971 and was
not related to war service. There is
mention of effects of alcohol as a
cause of his ataxia. The history of
alcohol intake is too meagre to justify
this (12.2.71 "social at weekends";
9.5.77 "average 5 middies/week";
17.8.77 "moderate to heavy" (?)) but a
combination of cerebellar ataxia,
cardiomyopathy and liver enlargement is
consistent with organic effects of
alcohol. If this were so I find no
relation between such effects and his
war service."
The matter came before the Tribunal on 10 December 1981,
The presiding member thought that there was a conflict of
opinion between Dr. Warner and Dr. Perkins as to the cause of
'D
death. He decided to request the Secretary of the Departrent
of Veterans' Affairs to arrange for a further investigation.
The hearing of the application was adiocurned,. On 5 January
1982 the ovoresiding member wrat2 to the Secretary and
yecuested, oursuant tos. LO7VZ cf the Act, that he arrange
wide
|
ee eee
"for an independent vascular specialist, and if considered
aporopriate, other spectalists to express an opinion
concerning the cause of Mr. Dunlop's death and to the
possible relationship of his war service to the conditions
which caused his death." The presiding member added:-
"Having regard to the decision of the High
Court in the Repatriation Commission v. Law
concerning the onus of disproof xaeyvond
reasonable doubt. the specialist should be
asked to provide an opinion, in relation to
the questions asked. as to the range of
possibilities inthis case, that is, how
likely or unlikely a particular conclusion
is. He sheuld say, if he can, whether there
is or is not a real possibility that the
Applicant's war service could have caused or
contributed to the conditions causing the
subject incapacity."
As a result of this letter Dr. Sevier, a Sydney
physician, was asked to express an opinion. A copy of the
letter was sent to him and his attention particularly drawn
to it. Dr. Sevier was also furnished with the departmental
summary relating to the deceased. I have already referred to
the most relevant documents in that summary.
Dr. Sevier reported on 19 August 1982, His report was
marked "Confidential". The report 2s too long to set out at
length but the more important paragraphs of 1t are as
39)
Tollows:-
"As requested, I have reviewed the summary
(returned herewith), concerning the
above-named, with pyparticular attention to
the Tribunal's letter of Sth January 1982.
It is noted that the Veteran never claimed
for any heart or vascular condition, even
though sundry other complaints were dealt
wet
with in July, 1971 (only s2ven vears orior
to his death). Ye had married the oresent
claimant in Fepruary, 1964. In 1971, he
at
10.
gave his hobby as golf, which does not
suggest any serious cardio-vascular disorder
at that time, and in 1977, he was well
enough to make an Overseas trip.
Having perused the summary, and the
transcript of evidence before the Tribunal,
it is my opinion that the most likely cause
of Mr. Dunlop's death was haemorrhage from
an atherosclerotic cerebral artery, due to
hypertensive cerebro- and cardio-vascular
disease. I consider that this disease is
part of a generalised deqenerati-e orcocess,
associated with ageing, andas such, 12s
constitutional, rather than environmental in
origin. Hence, I am of the opinion, that it
is not related to War service either
causally, or as regards aggravation or
material contribution. The elapsed period
of time (December, 1945 - May, 1978) between
the . end of his service and the
cerebro-vascular accident, would tend to
support this view.
eo ewe eee em meer eee reser ree n mere ereeeesernanenne
The onset of his terminal illness, with
sudden collapse, loss of consciousness,
bilateral clonus and bilateral extensor
Plantar reflexes is far more suggestive of
acute massive cerebral haemorrhage, rather
than a localised cerebral embolus from a
fibrillating auricle. - His fundi showed
Grade ITI hypertensive sions, which are
frequently associated with atheroscleroti
cerebral vessels.
A
The stated opinions of Drs Warner and
Perkins, though differing, are not
necessarily contradictory. Each Doctor 1s
agreed that the actual cause of death was a
sudden cerebro-vascular accident (whether
haemorrhage or embolus) ard as such was in
in no way related to the Veteran's War
Service. The presence of hyvoertension
(other than its degree) is not disouted, nor
is the oresence of auricular fibrillation.
The presumed presence of cardiomyopathy
would have been one of the factors leading
to cardiac enlargement and congestive
cardiac failure (shortness of breath, etc.),
the otner main 'factor being tne ischaemic
heart disease - angina diac¢nesed in 1962,
and the old (silenc) anterior mvcecard:al
"1
. 1l.
infarct diagnosed by Dr. D. Abrahams in
September, 1977. The hereditary factor mav
well have played a part in the occurrence of
coronary artery atheroscleresis (father's
heart disease and mother's diabetes).
In conclusion, I must concur with the causes
of death as stated on the Death certificate
- cerebral haemorrhage, hypertension and
cardiomyopathy. and repeat that, in my
considered view, these causes were in no way
related to the deceased's War Service.
Under the circumstances, the question as to
whether the auricular fibrillation was due
tO ischaemic heart disease, or to
cardiomyopathy, is not really pertinent. It
does seem that the cardiomyopathy probably
» had an alcoholic aetiology, as did the
cerebellar degeneration."
On 20 January 1983 the matter came before a differently
constituted Tribunal. On that day the Tribunal decided to
set aside the decision of the Commission made on 16 January
1980 and to substitute a decision that the Commission was
liable to pay to the devendants of the deceased the pensions
payable in accordance with the Act. Written notice of the
Trzbunal's decision was issued in Svdnrey on 8 February 1983.
The Tribunai vourported to dive reasons for 1ts decision.
tT have used the word ""nurvorted" because one of the
submissions made on behalf of the Commission was that the
Tribunal had not in substance given reasons, as 1t was
reauired to do, with the result that, for this reason alton,
tnere was an error of law.
After aqeneral reference co the facts, 'the Tribunal
yeferred to the decision of the Hugn Court in Rapatriation
T2mmiss2on v Law (1981) 35 A.L.J.R. O94. Of the gecision
+o
-- 12.
"In Nanev Law, the High Court of Australia
ruled that. before a claim could be refused
the Repatriation Commission had to disprove,
or exclude, the existence of a relevant
relationship to war service and the standard
required was proof beyond reasonable doubt.
Insofar as the Board relied on the statutory
report, it is obvious to the point of
demonstration that, in the absence of finite
evidence on causation (not disregarding, in
this regard, what was said in Lennell), the
attribution of the fatal condition to 4a
"most likely" factor, and the inherently
unsatisfactory mature of wnat were termed
"the main causes," as listed, its decision
could not be regarded as complying with the
principles in Law. In short that quality of
evidence cannot reasonably be regarded as
disoroving the claim beyond reasonable
doubt."
The reference to Lennell is a reference to the decision
of the Full Court of this Court in Lenneli v. Revatriation
Commission (3rd February 1982, unreported).
The Tribunal then referred to the request made by the
earlier Tribunal on 5 January 1982 for a further medical
opinion.
The Tribunal said:-
"The Tribunal respectfully comsiders tha
thers are questionable features about =
step taken by the Presiding Member in thi
instance. It is of the opinion that
bearing in mind the onus which th
Commission bore, the evidence was in a
condition in which it should have been
comcluded - and apart from what has been
stated above, <chis is reinforced by the
uncertainty as to the cause of death - that,
at that stage. the Commission had not
discharged it onus. The Tribunal
acknowledges chat section 107VZ gives the
Presiding Member authority to taxe this
step, put it auestions the necessity for
doing so, having regard to the unambiguous
statements cn onus, anc the imolictations
thereof, by the Hien Court of Austraiza in
Law.
13.
There is the additional factor or the
statements in the Presiding Member's letter
on the principles in Law. Reference was
made to the Hicgh Court ruling concerning
onus of disproof beyond reasonable doubt, as
in Law," but the specialist was invited "to
say, if he can, whether there is or is nota
real possibility that the Applicant's war
service could have caused or contributed to
the conditions causing the subject
incapacity." This latter test antedated the
High Court ruling on "onus" ard, while it
may be reqarded as more comsistent withn
Court rulings in Law prior to the High Court
decision. these rulings, so far at least as
onus was concerned, have been made largely
irrelevant, as also was the stated test.
By way of response to the Presiding Members'
request, there was furnished, on September,
1982, to the Tribunal report - marked .
"confidential" - from Dr. John Sevier,
F.R.A.C.P., (Honorary Consulting Physician,
Sydney Hospital). The reason why the report
was marked "confidential" is not obvious to
the Tribunal, but, because of the statutory
provisions, this fact limits the Tribunal's
capacity to refer to it. The Tribunal could
seek to be released from this limitation,
but, for present purposes, it is not
considered necessary to do so."
A number of things need to be said about tnese
oaragraphs. Firstly, I find no rtuscificacion for the view af
the Tribural that it was unable to use the report of Dr.
Sevier because it was marked "Confzdentzal". The statutory
provisions to which the Tribunal refer were not mentioned in
arqument. In any event, if there were a orcblem, the
Tribunal could. as it itself mentioned, have soucht 'to he
released from any eroargo. iIrdeed, I would yo so far as vo
say that if there were such a oroplem, the Tribunal snould
be
-- 14,
Then the first of the quoted paragraphs ssems to suggest
that the earlier Tribunal should not have sougnt the
additional medical opinion from Dr. Sevier but should have
proceeded to dispose of the case upon the basis of the
material before it. Notwithstanding the Tribunal's later
acknowledgement that the proceedings before it were
s
anquisiterial in character, there seems to be underlying ctnis
criticism the view that the proceedings are more adversarial
than inauisitorial. That is not the case. The position is
the reverse. No doubt each Tribunal has a wide discretion to
conduct proceedings before it inthe manner it considers
best. But inmy view attempts such as were made by the
earlier Tribunal to obtain assistance in the resolution of
difficult cases are to be encouraged. In Repatriation
Commission v. Bugg (27th July 1983, unreported) I referred to
this problem (po. 24-25). In that case the Tribunal had
complained of the absence of evidence, argument and
submzssion to assist it in the resolution of the case before
1t. I expressed my sympathy for what the Tribunal had said.
QO
I would, with respect, reject the view which seems to me to
be implicit in the first of the quoted paragraphs of the
Tribunal's decision in this case tnat the course of seeking
assistance by the obtaining of a further mecical opinion was
in some way erroneous.
Finally, ain relation to the quoted paragraphs of the
Tribunal's decision it was submitted on behalf of the
a
Tommissicn that the orovisions oF s. l107V% of th t,
1 15.
pursuant to which the earlier Tribunal purported to seek the
report, did not permit such a course. The relevant orovision
1s para. (1)(c) which is as follows:-
"The presiding member in relation to a
proceeding before the Tribunal may, at any
time, request the Secretary -
eee we em heme remem eer een eer eevee erreeeeenseeraene
(c) to arrange for the making of anv
investzqation, or any medical
examination, that the presiding member
thinks necessary wit respect to the
sroceeding, and to forward to the
Tribunal a report of that investigation
or examination."
Senior counsel for the respondent submitted that there was
not involved either the making of an investigation or a
medical examination. He said that medical examinations
contemplated by the provision were of living veterans and
that an investigation was limited to an investigation of
factual matters arising from a serviceman's or woman's
military service and medical history. I express no view on
the meaning in the provision of the expression "medical
eyamination." I am satisfied that what was here done was an
"anvestigation" for the purpose of the section. Tam
satisfied therefore that the report of Dr. Sevier was
properly sought by the earlier Tribunal, was properly before
the Tribunal which made the decision and was material which
it was obliged to taxe into accounc.
That may itself be sufficient to warrant the conclusion
of iaw in what che Tribunal
Ss
'S
Q
"Ss
"hat there ig disclosed an 2
hat said. In saying wnat TI have, I nave not overlooned «nat
16.
the Tribunal said in the immediately following paragraph of
the decision where the Tribunal expressed views on the
siqnificance of what Dr. Sevier had said. The trouble is
that the Tribunal went on to say that it had disregarded Dr.
Sevier's opinion. The paragraphs of the decision in which
these matters appear are as follows:-
"It aus sufficient to say that Cr.
Sevier's
report did not answer eltner or the
questions vosed by the Presiding Member.
Nor is it sufficiently conclusive? to satisfy
the voroper test under Law, and, in this
reaard, while a most powerful opinion on the
ordinarily accepted basis of medicai advice,
the approach by Dr. Sevier was not
dissimilar, and, therefore subject to the
same deficiency on the law applicable in
this case, as that provided by the
Departmental Medical Officer in the
statutory report. Dr. Sevier makes
reference to "the most likely" cause of
death; states that Mr. Davey's (sic.)
father's death "may well have provided an
hereditary factor in the veteran's
subsequent demise" and expresses an opinion,
without stating the evidentary foundation
for it, that it "(did) not appear" that the
deceased was sudjected to much trauma or
stress during war service.
The Tribunal finds that. in ressect of the
Board's decision dated 8 December 19793 and
the Commission's decision dated 16 January
1980, the onus of disproving Mrs Dunlop's
claim was not discharged and. therefore, the
claim should have been allowed. As stated
previously and for the reasons given, the
action taken by the Presiding Member of the
Tribunal (above) was questionable ard che
further opinion from Dr. Sevier need not
have been obtained. For this. reason, and
for the £ this decision. tne
he
er
The Tribunal will sect aside the Commission s
cecision unaer review and crant Mrs LCunico''s
claim."
. 17.
The emphasis is mine.
I do not find 1t necessary to @xpress a final view on
-thether the Tribunal's treatment of Dr. Sevier's report
itself disclosed an error of law. but I incline te the view
that it does. Be that as it may, I prefer to rest my
aecision on a broader basis. Befor2 [I state it, I should
.
8)
oms further mar
IAD eee .
yefear to
in
t
ut
th
ns
vu)
Prior to concluding its reasons the Tribunal referred to
some other decisions of the Tribunal and of this Court.
After referring to these the Tribunal said:-
"Both the Federal Court and this Tribunal,
not only in Kupfer but other cases also. has
made decisions the effect of which was to
grant claims, under the Repatriation
legislation for essential hypertension.
Having regard to the characterisation of
this Tribunal as an administrative tribunal.
operating at present within predominantly
inquisitorial procedures, it would doubtiess
appear paradoxical and anomalous 1f the
Tribunal did not make the same deciszon,
while the evidence and the law applicable
remain essentially of the same kind."
One of the ovrincipal matters arqued was chat the
Tribunal haa misairected itself as to tne stanaard OF orocr
: 13.
1983, unreported) and of Toohey J. in Repatriation Commission
v. Compton (29th- February 1934, unreported). Recently in
O'Brien vy. Repatriation Commissicn (11 April 1984,
unreported)), a Full Court of this Court comprising Sweeney,
Fitzgerald and Keely JJ. has dealt with the question of the
standard of vsroof. Keelv and Fuitzaerald JJ. reviewed the
above aecisiors and als. Law's <rase, Lenreii': 1as3 274
another decision ofr the Full Court of this Court,
Repatriation Commision v. Byrne (1981) 40 A.L.R. 296. tne
learned Judges concluded that Toohey J.'s view expressed in
Bishop's case (at p. 468) was erroneous and ought not to be
followed. Counsel for the Commission has submitted that the
judgment in OQ'Brien's case is in this respect itself wrong
and that I ought not to follow it. He has submitted that I
am able to take that course because what the Judges said
about Bishoo's case was obiter.
During the arqument I was informed chat application was
Deing made cto the High Court by the Commission for special
leave to anneal against the decision in )'Brien's case, That
leave was granted on 8 June 1984 after I haa reserved nv
Gecision. However, I see no point in delaving this judomens
until the outcome of the appeal to the High Court. I think
+ ier,
|
19.
gomething to be said for the view that their decision on the
matter in question is obiter but. .f for no other reason tnan
rudicial comity, I should follow a considered decision of a
Full Court so recently given.
This whole area is a vexed one because of the form of
the ledqislation. In order to help the Tribunal, tne
Commission and the Revcatrration Ecards, ani also caries
making application for pensions, judges have snaeavoured to
assist the understanding of the onus and standard of proof
provisions in sub-secs. 47(2) and 107VH(2) of the Act by
endeavouring tO explain their meaning and significance. On
the basis of some of the decisions of tribunais which I have
seen I do not think that their attempts have been
particularly successful. The resent case is another
instance of this as was an earlier matter I had to consider,
Buaga's case (supra). Unfortunately, what jludges have sa:d
has led to glosses on the cwo creovisiors which ought net to
be made. The essential task is tO apvoiy tne woras oF tne
sections. T reveat my cum attempr in Buce's tas2 To "ake
this clear. I tnere said (po. 22 - Z23):-
"What a tribunal in a case such as this must
do 1s to take into account the entirecy of
the evidence and material wnich 1s sefore
ut. After we1gning up This material ict
should ask the auestion, "Am IT satisfied
beyond reasonaple acubt that tnera are
unsufricient qarounds for aranting tne
claim?" The matter whicn neecs enchasisirg
1s that just decause a docter aces not know
the caus2 of a disease he 1s not mrad
trom exyressing tne srt 1sn. as ir.
Cutner and Dr. Staceuier nave done Tnat
Tr@ tanter was unrelatec to war se . ort
mav well ope that in tany cases, es oun
-- 20.
this case itself, a tribunal will. aft
considering all the material before it, 71
the onus of oweroof not discharged. And
certainly the fact that the cause 1s unknown
1s arelevant factor for it to take into
account. But for the reasons diven in
Lennell's case it will rarely be conclusive.
I stress that medical opinions tnat a
disease is not war related may nevertheless
be relevant and significant notwithstanding
tnat the doctor is unable to assign a cause
for the disease." .
ads me to think that wnat i
wo
Nothing in O'Brien's case i
there said is in conflict with the views of the Court there.
Upon that approach, the question in this case is wnether the
Tribunal has misdirected itself as to the onus and standard
of proof.
I have earlier set out the principal paragraphs of the
Tribunal's decision. So far as I can judge its essential
reasoning is to be found in the first of the paragrapns
auoted onp. 16. The Tribunal is there critical of Dr.
Sevier, firstly because he did not answer the auestions asked
him and, secondly, because in some way Or. Sevier's ovinicns
did not "satisfy tne coroner tast under Law." A comparison is
drawn between Dr. Seviear's aporoach and tnat of Cr. Karner
which was apparentiy also regarded as defective. The reason
why the Tripunal made these criticisms was because the
doctors had 19
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-- 2i.
done ius to thrust upon the doctors who made the various
medical reports the task of deciding the matter. In its
opinion the doctors themselves were in some way bound. when
reporting, to couch their lanquage in terms of the language
of a person charged with the duty of deciding whether he was
satisfied beyond reasonable doubt that there were
insurficrent grounds for qrantirg che claim. The formulation
of the opus and standard of proof ana any explanation thereof -
to be found in the various authorities, are not matters for
doctors. They are matters for the Tribunal which has to ask
itself whether. upon the whole of the material berore it, it
is satisfied beyond reasonable doubt that there are
insufficient grounds for granting the claim. What it should
do is to take into account the entirety of the medical and
other evidence as it finds it. The fact that Dr. Sevier may
not have answered questions asked him may be relevant but it
does not mean that what he has said in his report is not
material important to be taren iunta account. What the
td
'S
Tryrzbunal should have dore was t2 out aside its attempted
glosses on Law's case and the other cases to which it refers
in its decision and concentrate on the evidence. When it had
weraned the evidence up it snould then have reacned a
aw
-- 22.
finding tribunal and it ought not to concern itself with
re)
a
attempting to analyse a varlety of authorities, #ach of which
was only antended to emphasise to 1t that 1¢ must in each
case direct its mind to the question of whether it is
satisfied beyond reasonable doubt that there are insufficient
qrounds for granting the claim. I think the vroblem sore
merncers of che Tribunal have 1s tnat <iner tannot resiit tne
remotation to become involved in a daiscussicn of the Law.
This leads them, not only to gloss the statute, but also to
gloss the decisions of both the High Court and this Court
which are bincing on it.
What is lacking in this case 1s any real analysis of the
factual material. This indeed is the basis for a further
submission made by counsel for the appellant. namely, that
the Tribunal has not given reasons for 1ts decision as it 1s
required todo by para. 1O7VK{1)(b) of the Act. That is
sorething with which I shall deal in a rement. I mention ir
veal attemet to analyse the facts of the ratter. Fealix
decision begins with a triticisr of the Boeard's decis
continues with criticisms. firstly of 'the conduct cf the
at 15 true that tnere 15 reference in 12 tO tne ansencre
=F widance ag to the causa 3f tne nyrertensisn wnicta
se
'
-° 23.
matter which ig relevant to be taken into account. But I
emphasise, as was done in Lennell's case and in a number of
later cases, including Buag's case, that just because a cause
of death cannot be assiaqned, it does not follow that a
tribunal may not, in a particular case, be satisfied beyond
reasonable doubt that there are insufficient grounds for
arantirg the clain. TRS gears T2028 2 Conesert wnitn
tribunals are having difficuity grasping. What can be done
to emphasise or explain the position to them more than has
been done in the various judaments I do not know.
I really would respectfully urge members of the Tribunal
to go back to the words of the Act which are central to the
problem and do their best to apply them without the glosses
which they belfeve they find in the various authorities.
Importantly, they should consider and analyse the facts of
each case in detail. It ius only wnen that exercise has been
carefully performed that tney will perceive their task. In
some cases such an analysis of the facts will maze it clear
chat no resort to the onus and standard of sroof srcvisions
a
eo
@
»
s
ft
py
p
rag
w
fo]
of the Act 18 necessary. The evidence will he
apolicant is entitled to a pension. These cases do rot
usually give rise to difficulty. It 2s where there ars
mouBt tnat tnere are insuriicsient greuras for aoranting tne
clain. That imo oturn oairvcives 22 in iientiivin ana
oe
-"Mero
-7 24.
svecifying in its reasons any matters which to it constitute
doubts which are reasonable. If it has no such doubt. its
decision will be for the Commission. If it has. it will be
for the applicant. But I emphasise that it is the
identification and specificaticn of its doubts, if any, in
1ts reasons which will enable it to decide matters according
=o law. That udentificaticn ana specification wili noc
usually be possible unless an adequate review of the facts of
each case 1s undertaken. If tribunals do not approach their
task in this way, but, instead, do what has been done by the
Tribunal in this case, they will always remain on the
periphery of the case and be in grave danger of not coming to
grips with what is involved.
The fundamental error of law which. in my opinion. is
revealed by the Tribunal's decision in this case is that it
has cast upon the medical witnesses the task of deciding the
matter. Because they did not ccsuch their lanquage in
accordance with its perception of what had been decided in
haw's case, it concluded that tneir evidence was. if not
irrelevant. then unhelpful. That approach denied it the
ability to perform its task as it should have. It did not
turn its mind to che question of whether or not it was
ne
tr
satisfied beyond reasonable doubt, upon the whole of
material before it. that there were insufficiant crounas for
Granting the ciaim: rather, 11 concluded that the doctors
- [= an 3 - .
on -
wt 25,
matter. Yet in truth. it had not itself addressed the
question which the Act required it to consider. In
consequence it didnot dischargqe the function which the
legislature entrusted to it.
That makes it unnecessary for me to deal with the
further submission that the Tribunal has not given reasons
decision dursuant tO cne eblicacticn nas im inact
-~-
LO7VK(1)(b). But I tnink this submission
I think the Tribunal's reasonirg process
was exposed by what 1t said. It was that exposure that
enabled me to conclude that it had committed the error of law
which I have found in its decision.
It remains to say that in the circumstances it is
unnecessary to deal with a further submission made by
counsel for the Commission based on the Tribunal''s reference
to Kupfer's case (supra). In short, the submission was based
on what was said to be che Commission's reliance upon
decision on similar facts pr
[e)
viding quicance a3 to
ehould do in this case. in other words. so i= was suomitced,
the Tribunal had felt itself bound by Kupfer 3 case, nov
because of the legal principle for which 1t 15 authority, but
because that was a case where the veteran was also suffering
from essential hypertension. I axpress no view on thea
submissicn.
In tne circumstances che decision of the Tribunal 1s 327
aside. The case ig remicced to the Tribunal to be "eara and
decided acain. <i express no view as to wnhstner tne Tribunal
26.
should itgelf seek further evidence or offer the Commission
or th respondent the opportunity of leading further
evidence. That is a matter for the Tribunal hearing the case
to decide upon.
| certify that this and the 2S" preceding
pages are a true copy of the reasons for
judgment herein of The Honourable
Mr Justice Sheppard. S p. HUTe HiSow
Associate
ee ee nee
Dated 22 DowE /98L-
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