Roberts, Michael John v Secretary to the Department of Aviation [1984] FCA 228
Federal Court of Australia
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CATCHWORDS
Administrative Decisions (Judicial Review) Act - suspension of
pilots licence pursuant to Air Naviagation Requlations - notice
to show cause - whether notice consistent with rules of
natural justice when no protection against self-incrimination
afforded - effect of Administrative Appeals Tribunal Act and
Schedules on Air Navigation Act and requlations -
regulation-making power relating to suspension of licence
conditional on riqht to appeal being provided - whether
implied amendment of Air Naviaation Act by Administrative
Appeals Tribunal Act.
Administrative Decisions (Judicial Review) Act 1977
Administrative Appeals Tribunal Act 1975
Air Navigation Act 1920
ir Navigation Requlations
MICHAEL JOHN ROBERTS v. THE SECRETARY TO THE DEPARTMENT OF
AVIATION
N.S.W. No. G. 73 of 1984
St. John, J.
Eydney
9 Auagust 1984 - =T>
IN THE FEDERAL COURT OF AUSTRALIA
)
)
NEW SOUTH WALES DISTRICT REGISTRY ) No. 73 of 1984
)
GENERAL DIVISION )
BETWEEN: MICHSEL JOHN ROBEPTS
Applicant
AND THE SECRETARY T9 THE
DEPARTMENT OF AVIATION
Respondent
ORDERS
CORAM: ST. JOHN, J.
DATE: 9 AUGUST 1984
PLACE: SYDNEY
THE COURT ORDERS THAT:
l. The application for review 1s dismissed.
ty
The declarations sought are refused,
IN THE FEDERAL COURT OF AUSTRALTA
)
)
NEW SOUTH WALES DISTRICT REGISTRY ) No. 73 of 1984
)
GENERAL DIVISION )
BETWEEN: MICHAEL JOHN ROBERTS
Applicant
AND: THE SECRETARY TO THE
DEPARTMENT OF AVIATION
Respondent
REASONS FOR JUDGMENT
COPAM: ST. JOHN. Jo.
DATE: 2 AUGYIST 1384
PLACE: SYDNEY
On 7 August 1982 the applicant. Michael John Roberts,
was the pilot of a helicopter which crashed resulting in the
death of three passenders. He seeks review of a decision
suspending his licence to flv fixed-wing aircraft and
declarations of invalidity of other decisions suspending
licences to fly fixed-wing and helicopter aircraft.
His commercial pilots licence and helicopter licence
were suspended py notice pursuant to Air Navigation Regulation
("A.N.R.") 257 for a period of twenty-eight days or until an
investigation was completed within that period. By a letter
dated 3 September 1982, the Deleaate of the Secretary to the
Department of Aviation ("the Department") wrote to the
applicant stating that the facts and circumstances of the
accident were such as to warrant consideration of varlation or
suspension of the applicant's said licences. That letter
recited various alleqaticns of fact about the crash which were
stated to be contraventions of various A.N.Rs. The applicant
was aiunvited t) show cause why his licences should not ke
varied or sucpended. The letter concluded with a etatement to
the effect that the previous suspension of the licenses was
continued by virtue of A.N.R. 2870721,
On 22 September 1982 the applicant was charaed by
State police on three counts of manslaughter. By a letter
dated 11 October 1982 the Delegate of tne Secretary to the
Department extended the time during which the applicant could
show cause to 2? March 1983 or until the result of the charges
was known, whichever was the earlier. On 21 Octoper 1982 the
licenses of the applicant expired by effluxion ar time. On
tu
March 1982 the manslaughter charqges vere dismizsed. On 23
April 1983 the applicant wrote to the Derartment asking rIcr
" .assurances that mw? answers (in showing cause) will not be
used 1n any further legal proceedings that mav be contemplated
by the Department". The FPeqicnal Director replied to the
etfect that such assurances would not be aiven and that the
Crown Zolicitor weuld be instructed to prepare informations
alleqing breaches of A.N.Rs. by the applicant and that a
request for extension of time to show cause until those
procecdings were concluded could be made.
0)
In July 1982 the applicant sought renewal of the
expired commercial pilots licence and such renewal was
aranted. On 1? Julv 1983 a Departmental officer -'vrote
purporting fo suspend that licence pending an investiaation.
By a letter dated 28 July 198? the Department repeated in
large part what was stated tn the letter dated 7? September
1982 and ainformed the applicant that the suspension remained
in force until the '...exprration of the time within which you
may show cause..." pursuant to A.N.R. 258. On 2 September
1993 the applicant's solicitors were informed by the
Department that the "show cause" period was extended tc the
conclusion of the proceedings referred to in the letter of 27
May 1282. Such proceedings resulted in the applicant being
committed for trial on same charaez, The trial is in for
uw
mention only at the next sittinvs of the District Court of New
south Wales at Cooma. A hearina 15 apparently unlikely during
those sittings.
By a letter dated 10 Novemper 1982 the applicant's
solicitors made the following points to the Secretary to the
Department :-
(1) That they were instructed to answer the letter
of 28th July 1983 (which asked the applicant
to show cause).
4.
(2) That the 'Secretary had consented to the
charges referred to in the Department s letter
of 28 July 1983.
(2) Because of the consent referred to in (2)
above the Secretary could not suspend or
cancel the licence as such action would
presume quilt which the Secretary could nat
do.
On 2 December 1982 the Secretary wrote to the
applicant stating that the applicant's commercial pilots
licence to fly fixed-wing aircraft was suspended pursuant to
A.N.R. 258 16a) and 'c) trom and includina 29 November 1982 to
and iuncluding 29 November 1°85. The Secretary expressed
himself as satisfied that certain A.N.Ps. had been
cantravened.
On L September 1983 a rzalicitor tor the applicant had
a. telephone conversation with an cfficer of the Denartment in
which that officer said that the suspensicn of the renewed
commerczal pilots licence was necessary because the Department
had no grounds to refuse the licence renewal application.
The applicant seeks: -
CL) an order that the decision to suspend made 2
December 1992? be auashed purztuant to the
Administrative Decizions 'Judicial Peview! Act
377; and
(2) an declaration that all interim or oather
Tuspensions of the commercial pilots licence
from 2? September 1932 were invalia.
The primary submission by counsel for the applicant
1s that the presumption that the rules of natural justice
apply to the decision-making process to suspend has not been
displaced upon a proper interpretation of the Air Navigation
Act 1920 ("the A.N. Act") and the A.N.Rs. made thereunder.
The A.N. Act wrovides in £.3A that the ratification.
en behalf of Australia. of the Chicaqo Convention on
International Civil Aviation. 13 approved. The terms of that
convention appear in Schedule 1 to the A.N. Act. Its
expressed objects include the safe and orderly development of
civil aviation. The requlation-making power in the A.N. Act,
2.06. specifically includes safety considerations
(S.26(2)(h)). The A.N.Rs. place qreat eamphasis upon caftcty
considerations. The relevant A.N.Rs. for present ourposes
arein
"Suspension of licence or certificate pending
investigation
257. (1) Where the Secretary has roasen to think
that there may exist fact? or circumstances that
would wustity the variation. Tuspension or
cancellation of a licence or certificate ana
ground specified in the next Tucceeding
requlaticn. the Secretar7 may. by notice in
writing served on the holder of the licence or
certificate. suspend the licence or certificate
for the purpose of an investigation under this
reaulation.
(2) Where the Secretary suspends a licence or
certificate in pursuance of the last preceding
sub-requlation. he shall forthwith investiaate
the matter, and the suspension shall cease upon
the completion of the investigation or at the
6.
expiration of twenty-eight days from and
includina the date on which the suspension took
effect. whichever 1s the earlier, but without
prejudice to the powers of the Secretary under
the next succeeding requlation.
(3) Where--
(a) the Secretary. upon the completion of
an investigation under this
requlation., gives to the holder of
the licence or certificate a notice
under sub-requlation 258(3); and
(pb) the suspension of the licence or
certificate under this requlation had
not ceased before the completion of
the iunvestiqation,
the licence or certificate shall remain suspended
during the time specified by the Secretary in
that notice as the time within which the holder
of the licence or certificate may show cause why
the litence or certificate should not be varied.
suspended or cancelled under requlation 258."
"Variation, suspension or cancellation of licence
or certificate
258. (1) Subject ta this requlation, the
secretary may. By notice in «riting served cn the
holder of a licence or certificate, vary, suspend
or cancel the licence or certificate where he 15
satisfied that one cr more of the fo2llawind
grounds exist, namely:
(a) that the holder of the licence or
certificate has contravened, or
failed to comply with. a provision of
the Act or these Pequlations,
uncludinag these Fequlations as un
Torce by virtue of a law of a State:
(b) that the holder of the licence or
certificate fails to satisfy, or to
continue to #atisfv., any requirement
prescribed by. or specified under.
these Pequlations in relation to the
obtaining or holdina of such a
licence or certificate;
{c) that the holder of the licence or
certificate has failed in his duty
with respect to any matter affecting
the safe or efficrent navigation or
operation of an aircraft:
(d) that the holder of the licence or
certificate 1s not a fit and proper
person to have the responsibilities
and exercise and perform the
functions and duties cof a holder of
such a licence or certificate: ar
(e) that the holder of the licence or
certificate has contravened, or
failed to comply with. a direction or
instruction with respect to a matter
affecting the safe navigation and
operation of an Aircraft, being a
direction or instruction that 15
contained in Air Naviqation Orders.
(2) A notice under the last precedind
sub-requlation shall contain fuli particular: of
the facts or circumstances that constituted the
around or grounds for the variation, suspension
or cancellation of the licence or certiticate. as
the case may be.
(3) Before taking action under this
regulation to vary. suspend or cancel a licence
or certificate. the Secretary thall--
{a) give notice, in writing, to the
holder of the licence or certificate
of the facts and circumstances that,
in the opinion of the fZecretary.
warrant consideration being given to
the variation, cuspension or
cancellation of the licence or
certificate under this) requlation:
and
'bh) allow the holder of the licence or
certificate to show cause within such
fime as the Cecretary specifies ain
that notice, why the licence cr
certificate ehould not be varied.
suswended or cancelled under this
requlation.
8.
(4) The time specified by the Secretary in
the notice under sub-requlation (3) as the time
within which the holder of the licence or
certificate may show cause why the licence or
certificate should not be varied. suspended or
cancelled under this requlation shall be a time
that is reasonable in all of the circumstances of
the particular case."
"Appeal to board of review or court
259. (1) A person aagrieved by --
(a) a refusal of the Secretary to grant a
licence or certificate 'not being a
refusal in pursuance of
sub-requlation 729 (2)): or
(b) the variation or cancellation of a
licence or certificate, or the
suspension of a licence or
certificate etherwise than under
regulation 256 or 267 of these
Requlations,
may elect e1ther --
'e) to have the matter submitted for
review to a board of review: or
ecified cou
'd) to arpeal to a seo r
1on of th
against the decis
Secretary."
iD ct
"Institution of proceedings
317. (1) Proceedings for the commitment of a
person for trial on indictment for an offence
against these Requlations shall not be instituted
except with the consent in writing of the
Secretary.
(2) Proceedinas for the summary prosecution
of an offence against these Reaulations shall not
be instituted except with the consent of the
Secretary or a person authorized by the
Secretary, yvomeiting vwnder his hand, to give
such congents."
The fact that the Secretary
to A.N.R. 257 and
proceedings for
the applicant to
and judge in the same
principles of
Simple.
of the duty imposed upon
duty to suspend in
Secretary is the prosecutor for the purposes of that
legislature has clearly
of natural justice,
Applicant's
cause would involve
show cause
to the audi alteram partem
no value and therefore
submission, in my view.
oprertunity to show cause
on the facts in this
self -incriminating
that the riaht to
authority, nor was any
any way to support the
A.N.R.
breach of certain A.N.Rs.
cause, thereby breaching one
natural justice.
If he is a orasecutor in
him by
appropriate ca
expressed an intention that
in those circumstances,
counsel
self-incrimination the
pursuant to A.N.R.
1s declined, as
admissions be
show cause
both suspended pursuant
258 and consented to criminal
1s relied upon by
submit that the Secretary 15 both prosecutor
of the
The answer 1s, to my v1ew,
the relevant sense by virtue
A.N.R. 217 he has alsa the
Assuming that the
ie)
es.
rule, the
that rule
does not apply.
submitted that because showing
offer to him to
257 and A.N.R. 258 was contrary
rule of natural wastice and was of
a breach of that rule. That
does not have merit. if
1t was on eccasions
case. in order that exposure to
avoided. it cannot be said
did not exist, I know of no
referred to by counsel. wnich would qo
submission.
10.
However, it is notable that the A.N.Rs. as framed
before the Administrative Appeals Tribunal Act 1975 ("the
A.A.T. Act") provided for an option to a licensee who had
suffered suspension bv operation of A.N.R. 258 "to have the
matter submitted to a board of review; or to appeal toa
specified court...": A.N.R. 259. By A.N.R. 265, any statement
By a witness to a court or board of review wa made
uh
inadmissible in evidence against him in civil or criminal
proceedinas. From this it is clear that the legislature had
provided a solution for such a dilemma as the applicant found
himself ain in this case. Commercial eilot licences are
important property rights; often an only means of livelihood.
The combined effect of 3,26 and '¢chedule 1 of the
A.A.T. Act is to abroaqate the right of review by a board of
ceview cf a decision made wursuant to A.N.P. 258. The A.A.T.
Act contains no provision for exclusion of use of evidence
such as in A.N.R. 265. Section 223 of the the A.M. Act
provides that when requlations are made relating to issue of
licenses there should be provision for appeal on, inter 1112,
suspension to a particular court or one of two courts,
Counsel for the applicant has submitted that A.MN.R.
258 ais ultra vires and cannot be relied upon to suspend a
licence, The argument in support appears to be that A.N.R.
258 cannot stand upon its own without the addition of the
ll.
right of appeal toa court provided for in §.28. The
Administrative Appeals Tribunal 15 not a court. The
regulation-making power 1s subtect to a condition and, if that
condition 18s not fulfilled there is no power unless the
condition is observed, the argument continues.
It could well be that there was a ledislative
oversiaht in not providing for review in a situation where the
licensee would not be exposed to use in criminal charqes
aqainst him of the evidence he gave. The inordinate delay in
havina criminal charges tried in New Couth Wales means that a
licensee mav have to wait years to have his entitlements to
revocation of a suspension of a licence determined.
Section 28 of the A.N. Act 1s couched in the
alternative; an appeal 1s to be provided to a4 particular
court or to such one of two or more courts as the appellant
selects. The effect of the A.A.T. Act on A.N.R. 264 15 to be
found in the words of $.2€(1) and Schedule 1 of that Act.
That section is in the following terms: -
"The provisions of Schedule 1 have effect
according toa their tenor notwithstanding anvthing
contained in any other provision of this Act
(other than sub-section 25(2)) or im any
provizion of any other enactment in force at the
commencement af this Act,"
"Enactment" includes regulations: &.2 of the A.A.T. Act. The
relevant words of Schedule 1 to that Act are:-
"PART III--AIR NAVIGATION PEGULATIONS
3. (1) Applications may be made to the Tribunal
for review of decisions by the 'Secretary to the
Department of Transport--
(b) ...suspending such a licence or
certificate otherwise than under
requlation 254 or 257 of those
Regulations.
3. (2) A person 1s not entitled to--
(a) have amatter to which a decision
relates submitted for review ta a
board of review: or
(b) appeal against a decision,
in accordance with requlation 259 of the Air
Navigation Requlations if an appiication may be
made to the Tribunal in respect of the decision
by virtue of sub-clause (1)."
The appeal referred to inA.N.R. 259 a5 "to appeal to a
specified court against the decision of the Secretary". Under
the heading "Jurisdiction of Courtze ta heac and determine
appeals", A.N.R. 264(1) provides that "The Cupreme Court of
each ftate 15 invested with federal dwarisdiction. and
qurisdiction 1s conferred on the Commonwealth Industrial Court
-.-- to hear and determine appeals under requiation 7259 of
these Reaqulations".
The problem posed is that if the A.A.T. Act
effectively denies the riaght of appeal to a court and
substitutes an appeal to the Tribunal what 1s the status of
requlations made pursuant to a requlation-making power which
13.
is conditional as to the content of the requlation and the
condition has not been complied with? If the A.A.T. Act
abolishes appeals to all courts there remains no specified
court. A.N.R. 258 provides for, inter alia, suspension of a
licence. If the right of appeal to a court 15 removed, 15
that requlation still valid?
The answer 1s to be found in the words of S.26 of the
AWA.T. Act. Althouaqh I have not found the problem easy of
resolution. the presence of specific reference to the A.N.Rs.
in the Schedule and the exclusion of A.N.Rs. 256 and 257. both
of which deal with temporary suspensions. and also A.N.R. 259,
which provides for appeals in respect £9 suspensions pursuant
to A.N.R. 258, are indications that the legislature
appreciated the effect cf Schedule 1 in relation to appeals.
The absence of any specific reference to 3.29 of the A.N. Act
ta
provokes the inference 1t was overlooked. The absence of anv
reference in the Schedule to the A.N.R. 265, an imvoortant
corollary to a right of appeal is not referred to or provided
for in the A.A.T. Act. This A.N.R. 265 13 left standing with
nothing to which 1t 1s applicable left.
Courts have always been careful to confine delegated
leqislation within the limits set by the legislature. To
repeal requlations and thereby impliedliv amend the
regulation-making power without specific mention tends 9
induce tne beiief that the leqislature has overlooked the
14.
serious consequences of its action. However, the words in
$8.26 of the A.A.T. Act are in the broadest terms and are
desiqned as a blanket amendment of all previous legislation,
primary or delegated. I therefore. on balance, come to the
view that there was a leaislative intention to impliedly amend
£.28 of the A.N. Act despite its drastic consequences.
The application for review 1s dismissed and the
declarations sought are refused.
I certify that this and the thirteen (12)
preceding pages are a true copy of the
Reasons for Judgment herein of his Honour
Mr. Justice St. John.
Associate: Bok,
Date: 9 August 1984