In the matter of applications by O'Dowd, Gregory Vincent and Sullivan, Peter Kevill for inquiries into an election in the Commonwealth Bank Officers Association [1984] FCA 267 | Legal Lookup
In the matter of applications by O'Dowd, Gregory Vincent and Sullivan, Peter Kevill for inquiries into an election in the Commonwealth Bank Officers Association [1984] FCA 267
Federal Court of Australia
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CATCHWORDS 'Lo \ \ Ls / 4
Industrial Law - registered organizations - application for
inquiry into election - statutory declaration - whether compliance
with State statute sufficient - whether requirements of application
mandatory - whether Court has power to remedy defect.
Conciliation and Arbitration Act 1904 s. 159(2) s. 160 s. 161
Acts Interpretation Act 1901 s. 27(c), s. 38, s. 30(2)
Statutory Declarations Act 1959 s. 6,<&% s. 10
AS
SL > care
Federal Court of Australia Act 19782 5 a .
an .
Judiciary Act 1903 s. 79
Grech v Bird (1936) 56 C.L.R. 228
¥.Z. Finance Co. Pty. Ltd. v Cummings (1964) 109 C.L.R. 395
Dilworth v Commissioner of Staups [1899) A.C. 99
R. v_ Commonwealth Court of Conciliation and Arbitration; Fx parte
Federated Clerks Union of Australia, New South Wales Branch
(1950) 81 C.L.R. 229
Re Election in Administrative and Clerical Officers' Association
Commonwealth Public Service (1980) Industrial Arbitration Service
Current Review, case no. B87
Re_an Inquiry into an Election in the Amalgamated Metal Workers
and Shipwrights Union; Ex parte Nagui (1982) 59 F.L.R. 173
Re Application by Ferris for Inguiry into Election in Australian
Workers Union (1982) 2 I.R. 432
GRAY J.
MELBOURNE
4TH SEPTEMBER 1984
IN _THE FEDERAL COURT OF AUSTRALIA
QUEENSLAND DISTRICT REGISTRY
INDUSTRIAL DIVISION
JUDGE MAKING ORUER:
DATE OF OPNE'R
WHERE MATL
THE COURT ORDERS
dismissed.
that
OPDER
GRAY J.
4TH SEPTENSE
MELBOUPNE
each of the
No. Q 1 of 1984
No. Q 2 of 1984
IN THE MATTER OF
Applications by GRePy
VINCENT 9' DOWD ana PEPER
KEVIEL SULLIVAN for
Jn
Inguirt1ies unto an Dlection
un the COMMON
OFFICERS '
purported Applications
Ls
ve
IN THE FEDERAL COURT OF AUSTRALIA
No. Q 1 of 1984
)
)
QUEENSLAND DISTRICT REGISTRY )
)
) No. Q 2 of 1984
INDUSTRIAL DIVISION
IN VWHE MATIN OF
' Appitcations by GPEGORY
VINCENT Of DCD and PTER
KEVITL SUES TYAN for
Inguirres ante an LEleccion
in the Ch ONTALTH LAUR
Orr (CEerRrs! i"
JUDSE: GRAY J.
DALE: 4th FevlLoember 1°84
REASONS Coe JUDSM aT
Before the Court are {eo seprrate purported Spplicetsons
for inquiries pursuant to Part YA of the Conerlraturs nd
Arbitration Act 1904. By consent, the two were heard together.
Each sought an inquiry into an election for the office of Federal
Secretary in the Commonwealth Bank Officers' Association.
Mr. Murdoch appeared for both Applicants, and Mr. Holmes
for the Orgenization, Arthur Mobbs (the successful candidate) and
two unsuccessful candidates.
It is to be noted that there was no necessity for two
separate Applications. Fach raised the same matters. One
application could have been made, even if both the Applicants
joined in it. Such a course could have resulted in a saving of
costs.
The election concerned was conducted by the Australian
Electoral Commission, pursuant to a request made .inder s. 170 of
the Conciliation and Arbitration Act 1904. Altogether, there
were five candidates, Mr. Mobbs, Mr. Redford, Mr. Lawrence, Mr.
Friers and one of the Applicants, Mr. Sullivan. A ballot was
conducted between 26th July 1983 and 23rd August 1983. After
distribution of preferences, Mr. Mobbs had the highest nunhber of
votes. On 25th August 1983, he was declared elected.
The purported Applications for inciixies vere filed wit
the Industrial Registrar shortly before the end of tie six month
period allowed by s. 159(2)(b) of the Ceonciliatici and
Arbitration Act 1904. Each was accompanied by a stuavutery
declaration of the Applicant stating that he was a member of the
Commonwealth Bank Officers' Association,and that the facts stated
in his Application were truc to the best of his knowledge,
information and belief. In each case, the declaration contained
the following clause:
"AND JI make this Statutory Declaration helieving the
contents to be true and correct in all respects and by
virtue of the Oaths Act 1867-1981."
Each of these statutory declarations was declared on 17th
ae
February 1984 before a Mr. Tutt, who 18 the solicitor for the
Applicants and, apparently, also a Justice of the Peace. The
Oaths Act 1867-1981 is an Act of the Parliament of the State of
Queensland.
In the course of the hearing, the Court raised with
Counsel for the parties the question whether the requirement of
S. 159(2)(d) of the ConciJiation and Arbitration Act 1904 that an
application under s. 159 shall be accompanied by a statutery
declaration was satisfied by the existence of a statutory
declacation made pursuant to a State statute. Counsel for the
parties stated that they had not considered this question. Each
Counsel was given leave to rely on weitten submissr.ons after the
close of the hctartnag ona number of watcers, including thic
question.
To ascertain the meaning of the words "statutory
@eclaration" in s. 159(2)(d) of the Conciliaticn and Arbitration
Act 1904, resort must be had to the Acts Interpretation Act 1901,
Section 27 of that Act contains the following provision:
27. In any Act, unless the contrary intention appears-
(c) The words "statutory declaration" shall mean a
declaration made by virtue of any Act authorizing
a declaration to be made otherwise than in the
course of a Judicial proceeding;
(d) wee
nema
Mr. Murdoch did not submit that a contrary intention appears in
s. 159 of the Conciliation and Arbitration Act 1904, which would
oust the statutory definition. On an examination of s. 159, I
can find no such contrary intention. I therefore act on the
footing that, where the words "Statutory declaration" appear in
s. 159(2)(d), they are to be construed by reference to the
definition of those words found in s. 27(c) of the Acts
Interpretation Act 1901.
It will be noted that the words "any Act" appear in the
opénang words of s, 27, and again in paragraph (c). Those 'ords
A
appear ian many sections of the Arcts_ Interpretation Act 1901.
Sect.cn 38 of that Act provides as follows:
"3B. (1) An Act passed by the Parliament of the
Commonwealth may be referred to by the vord "Act" alone.
(2) An Act passed by the Parliament of the United
Vanjdon way be referred to by the form "Imperial Act."
(3) An Act passed by the Parliament of a Stace may be
referred to by the term "State Act."""
In s. 30(2), the word "Act" is used un contradistinction to the
words "State Act", These provisions compe) the conclusion that
the word "Act" in s. 27(c) means an Act of the Australian
Parliament, and does not include an Act of the Parliament of a
State. If this were not the casé, the phrase "any Act" ins.
27(c) would be used ina totally different sense from the sense
in which it is used throughout the Acts Interpretation Act 1901.
No ground exists for holding this to be the case.
Se
The definition of "statutory declaration" in s. 27({c) of
the Acts Interpretation Act 1901 1s similar to the definition of
the same term which was found in the Oaths Act 1900 of New South
Wales. In Grech v Bird (1936) 56 C.L.R. 228, at pages 243-244,
McTiernan J. explained the history of such a provision. The
object was, apparently, "CO suppress the practice of
administering and receiving oaths and affidavits voluntarily
taken and made in matters mot the sukject of any judicial
inquiry or in any pending casc." This need for some document in
which 2 person was capable of "swearing" as to something, without
the taking of an oath, and without the making of an affidavit, in
the absence of a court proceeding, exyplains the presence of the
words "to be made otherwise than in the course of a judicial
procerding" in the definition ain 5S. 27(c) of the Acts
Interpretition Act 1901.
An application to the Industrial Reqiri_ar pursuant ta
s. 159 of the Conciliation and Arbitration Act 1994 1s nota
judicial proceeding. The only judicial proceeding which takes
place in respect of such an application the unquiry which
results from the reference by the Industrial Registrar of such an
application to this Court. It follows that the words "statutory
declaration" ins. 159(2)(d) must be given the meaning attributed
to them by s. 27(c) of the Acts Interpretation Act 1901, namely a
declaration made by virtue of any Act of the Australian
Parliament authorizing a declaration to be made otherwise than in
the course of a judicial proceeding.
tome
ee
. - + - a nie - ee toe ee ee ee ee
The only Act of the Australian Parliament which is of
general application, and which authorizes such a declaration to
be
made is the Statutory Declarations Act 1959. This
contains the following relevant provisions:
eee ee ee ee
"6, (1) A person may, 1f he so desires, make a
statutory declaration in relation to eny matter.
(2) Subject to the next succeeding sub-section, a
statutory declaration may be used-
(a) for the purposes of a law of the Commonwealth or of
a Territory, unless the contrary intention appears
in that law;
(b) in connexion with any matter urising under a law of
the Commonwealth or of a Territory, unless the
contrary inteution appears in that low; ov
(c) in connexion with the administration of any
Department of Etate of the Common-ralth.
(3) The last preceding sub-section dees not autlncrize a
Statutory declaration to be used as evidence in a
judicial proceeding but nothing in this section prevents
a statutory declaration from being sc used.
7. Where, in a law of the Commonwealth or of a
Territory (whether passed or made before or after the
commencement of this Act), a reference 1s made toa
statutory declaration, the reference includes a
reference to a statutory declaration made by virtue of
this Act, unless the contrary intention appears in that
law.
8. A statutory declaration may be in accordance with
the form ain the Schedule to this Act and may be made
before- :
(a) a Magistrate;
(b)} a Justice of the Peace;
(c) a Commissioner for Affidavits;
(ad) a Commissioner for Declarations;
(e) a Notary Public;
(f) a person before whom a statutory declaration may be
made under the law of the State in which the
declaration is made; or
(g)} an Australian Consular Officer or an Australian
Diplomatic Officer as defined by section two of the
Consular Fees Act 1955."
Act
Section 9 provides for the appointment of person to be
Commissioners for Declarations. Section 10 provides as follows:
"10. Where, by alaw of the Commonwealth or of a
Territory (whether passed or made before or after the
commencement of this Act), a declaration 1s required to
be made by a person hefore sone other person, the
declaration may, unless the contrary intention appears
an that law, be made before the person mentioned in that
law or before a person before whom a statutory
declaration under this Act may be made."
Section 11 creates an offence of wilfully making a false
+
statement in a statutory declaration, and provides fer its
prosecution and punishment. Section 12 confers federal
jurisidiction on State courts with respect to such an offence,
and rakes other provision fol prosecution cf such an offence.
Tt wil) be secn that s. 6(2)(a) perrits the usc of a
statutory declaration under s. 159(2 of the Conciliation and
Arbitration Act 1904, which is, of course, a lav of the
Commonwealth. It will be noted that s. 7 is phrased in terms
which appear to be extensive, and not exclusive or exhaustive.
Jhis 1s shown by the use of the word "includes" wnich, in the
context in which it appears, 1s unlikely to be regarded as giving
rise to an exhaustive definition. See Y.Z. Finance Co. Pty. Ltd.
vy Cummings (1964) 109 C.L.R. 395, especially at pages 398-399,
401-402 and 405, where discussion occurs of the well known
passage in the speech of Lord Watson in Dilworth v Cormissioner
of Stamps £1899] A.C. 99, at pages 105-106. The existence of
such an extensive definition raises a question as to what else 15
intended to be included in the words defined. Mr. Murdoch has
submitted that s. 7 of the Statutory Declarations Act 1959 is apt
to show that a reference in an Act of the Australian Parliament
to a statutory declaration includes a reference to a statutory
declaration made under an Act of the Parliament of a State. In
my view, however, this would be a startling conclusion. If the
Parliament had intenced by the words of s. 7 of the Statutor
Declarations Act 1959 to import the laws of each state relating
to statutory declarations, clear words would have been used. The
section does not expressly import any provision of State law; ac
rather assumes that there wil] be other provisions in Acts of the
Australian Parliament which make reference to statutory
declaretions. Wherever such a provision ovis, its cequarchents
Py
can be satisfied by a declaratiucn wade onder the Sroetutare
Declarations Act 1959. Ina specific case, an enactment uf the
Australian Parliament may also provide that its requiraxents of a
statutory declacation might be satistied by a declaration mide
under an Act of a State Farliament relating to = statutary
declarations. Section 159(2)(d) of the Conciliation ani
Arbitration Act 1904 does not do this. The possibility also
exists that Acts of the Australian Parlianent might. provide for
special forms of statutory declarations, or for special classes
of persons Lefore whom such declarations could be taken. In such
event, s. 7 of the Statutory Declarations Act 1959 provides that
the requirements of those provisions are to he satisified by
fulfillment of the requirements of the Statutory Declarations Act
1959, unless a contrary intention appears in the specific
rome
enactment. In my view, 1t 1s impossible to regard s.7 as
importing the provisions of any law of a State.
Section 8 of the Statutory Declarations Act 1959 is also
permissive in ats terms. It provides that a statutory
declaration "may" be in accordance with the form in the schedule,
and ""may" be made before any of the persons listed in that
section. Specifically included are persons before whom a
statutory declaration may be taken under the law of the States
concerned. Plainly, this specifically imports an clement cf
State luw into the proccss of making a statutory declaration.
That element is contined to the classes of persons beforc whom
such a declaration miy be made. There 1s so doubt that, in the
present case, the Applicants could have nade their statutcry
declarations before a Justace of th» Poace, as they did.
Assuming that the Oaths Act 1867-1981 of the State of Quecnsiana
perrzts ai declaration to be taken before a solicitor, 4
Qeclaratior under the Statutory Declarations Act 1959 could also
'Oo
tor
a
be so made. Section G6 of the Statutory Declarations Act 1
does not, however, import any form of a declaration prescrsbed
under any State Act. As with s. 7, it makes allowance for the
existence of specific forms cf statutory declaration required
under other Acts of the Australian Parliament.
The form which appears in the schedule to the Statutory
Declarations Act 1959 contains the following clause:
"And [I make this solemn declaration by virtue of the
aa
10,
Statutory Declarations Act 1959, and subject to the
penalties provided by that Act for the making of false
statements in statutory declarations, conscientiously
believing the statements contained in this declaration
to be true in every particular."
It will be seen that this form of declaration differs from that
adopted by the Applicants under the Queensland Act in at least
one material respect. The form adcpted by the Applicants
contains no reference to any penalty for the making of a false
statement. In making the declarations, the Applicants did not
have brought to their attention, by such a clause as that quoted
above, the question of penalties for false stutements. Quicve
apart fron this, the only legislation referred to ain the
Applicants' declaravions was the G@ ths Aci Th67-1901, vhoch 3s,
of coursc, a State Act. Each declaration mice by the Apelscants
urports to be made under Strate legislation, and not under an
- 4
Act of the Australian Parlianent.
For these reasons, I am satisfied that neither of the
declarations which accompanied the Applications in the present
case was a "Statutory declaration" within the meaning of those
words ins. 159(2)(d) of the Conciliation and Arbitraticn Act
1904. The fact that each of the declarations may have beena
statutory declaration for the purposes of the law of Queensland
is, in my view, insufficient to satisfy the definition of
"statutory declaration" in the Acts Interpretation Act 1901. The
provisions of the Statutory Declarations Act 1959 do not import
the law of any State with respect to the taking of statutory
declarations.
Having reached this conclusion, I must consider the
effect of a failure to comply with 5. 159(2)(d). In BR. ov
Commonvealth Court cf Conciliation and Arbitration; ex parte
Federated Clerks' Union of Australia, New Seuth Nales Branch
(1950) 81 C.h.R. 229, the High Court of Australia gave
consideration to the effect cf non-conpliance with that was then
». 96A(7) of the Concitiriationianc fvibPiteation act 199°, the
plLovzsions of which were in precisely tne same form as thuse now
found 1m s. 159(2). In that case. a purported anplication had
been wade to the Inmductrial Regi-trar other. se than in the
prescribet Gorm. Vhes purported application had been referred te
the then Court of Conciliation and irbitration by the Irduttrial
Registrar The Ceovrt High held, by ao omayoraity, that no
ayPpiicatron within the section had been made, that the reftrence
to the Court had been made without auLlnority, and that the Court
had no jurisdiction to proceed sith the matter. A OVWeL of
prohibition was granted to restrain the Court of Conciliation and
Arbitration from proceeding with the purported Inquiry. In Re
Blection in Administrative and Clerical Qfficers' Associntisn,
Commomuvwealth Public Service (1980) Industrial Arbitration Service
Current Review, case no. B87, Sheppard J. held that the
provisions of 5. 159(2){d) of the Conciliation and Arbitration
Act 1904 were mandatory, following the decision of the High Court
to which I have referred. His Honour refused to proceed in
respect of a purported application referred by the Industrial
12.
Registrar on finding that the application had not been
"accompanied by" a statutory declaration, the statutory
declaration having been filed with the Industrial Registrar six
days after the filing of the application, and outside the
Limitation period specified in s. 159(5)(b). lis Honour rejected
a submission that the duty ci the Industrial Registrar to refer
automatically an application ain rergect of an election conducted
undcr s. 1706 ot the Act distinguished that case fron the decision
of the High Court in the Clerks Union case. In Re an Traceisr
into an "lection un the Puciaametod Metal Lurkers and Snitw sghts
Unien; ex pirte Naqvi (1982) 59 F.LL.R. 173, BFwatt J. also "eld
that the provisions of all parayraphs of 5. l29(2) of the
Cons ilrayion
Agy P21 wo weanlacory. day viat
{
case, at the time wnen the statutory dectauvation tus made, the
application to which 1t yurported to refer was net in oristenve.
As a corsequence, the facts stated ain tne applic.tion haa not
been verified by a statutory decilaraticn. fine Honou. dismissed
the purported application for an inquiry. Finally, reference
should be made to Re Application by Fertis for Inquiry into
Election 3n Australian Workers Unzron (1982) 2 I.R. 432 at page
We
447, where Fitzgerald J. accepted that the requirements of s.
159(2) are nandatory and that a failure te comply with them
substantially avoids the application.
It follows from these decisions that, the Applications
in the present case not being accompanied by statutory
declarations within the meaning of s. 159(2)(d) of the
13.
Conciliation and Arbitration Act 1904, those Applications were
void, and the Industrial Registrar had no power to receive them
or to refer them to the Court. The Court, therefore, had no
jurisdiction to embark upon an inquiry into the election
concerned.
It was put by Mr. Murdoch that s. 51 of the Federal
Court_of Australia Act 1976 prevented the Applications from being
invalidated by any dcfect in the statutory declarations. That
section provides as follows:
"61. (1) No proceedings in the Court are invalidated by
a formal defect cr an irregularity, unless the Court 15
of opinion that substantiol wnjustace his been taused by
the defect or arregulerity and that the injustice cannot
he remedied by an order of the Court,
(2) The Court or a Judge wav, on such conditions
(if ony) as the Court or Jdwiee thinks fit, make an order
declaring that the procecding t5 not invalié hy rauson
of a defect that it or he considers to be torial, or by
reason of an irregularity."
It may be seen that the section only applies to proceedings in
the Court. In the present case, the defects were in Applications
to the Registrar. On the authorities to which I have referred,
those defects deprived the Industrial Registrar of any power to
deal with the Applications, and in particular any powers to refer
them to the Court. Accordingly, there was no proceeding in the
Court. Section 51 could not operate. An argument similar to Mr.
Murdoch's was rejected by the High Court of Australia in the
Clerks Union case. In that case, 1t was argued that what was
then s. 40(m) of the Conciliation and Arbitration Act 1904, under
of ee
14.
which the Court of Conciliation and Arbitration had power to
correct, amend or waive any error, defect or irregularity,
whether in substance or in form, was applicuble, so that the
Court could have permitted the amendment of the purported
application. The High Court held that that power was applicable
only to matters which were before the Court; as there was no
matter before the Court, the provision did not apply.
It might also be pointed out that s. 79 of the Judiciary
Act 1903 cannot be relied upon to import the provisions of *he
Oaths Act 1867-1981 of the State of Quecnsland. That provision
operates to make the laws of the State binding on courts
exercising federal jurisdiction in that Siate, an 211 ca-as 10
which those lews are applicable. Becavse there 1s no Proceeding
before the Court, the Court as not cipoble of exercising its
}
jurisdiction in the State of Quecnciand, cr at all. In andi
4.
tion,
as I have held, the prcvisions of the Oaths Art 1667-19281 of the
State of Queenslund are not applicable to the case.
Mr. Murdoch also sought to rely upon the provisions of
s. 159(4)(a) of the Conciliation and Arbitration Act, and
particularly upon the provision that, when the Industrial
Registrar refers an application to the court, "thereupon an
inquiry shall be deemed to have been instituted". His argument
was that this provision operates to overcome all formal defects.
In effect, this would leave the Industrial Registrar with the
sole right to decide whether the reyuirements of s. 159(2) had
acme
15.
been satisfied. Again, a similar argument was rejected in the
Clerks Union case. At the time of that case, the Act contained
the provision that 1s now s. 161(1), which also deems an inquiry
to have been instituted ian the Court following reference by the
Industrial Registrar, pursuant to s. 160, of an application.
That deeming provision was held by the High Court not to have
given to the Court of Conciliation and Arbitration any
jurisdiction which that Court lacked by reason of the defects in
the purported applicution.
I am, therefore, satisfied that no Application was
prorerly rade to the Industrial Registrar in these matters, and
that this Court has no jurisdiction to proceed with any inquiry
anto the question whether irreqularities have occurred in cr in
connexion with the subject election.
I should say that I have not found it easy to reach this
conclusion. I am disturbed by the thought of making any decisicn
which renders 1 more difficult and more technical to bring
before this Court an application for an inquiry concerning an
election. Nevertheless, having considered the matter carefully,
I am compelled to this conclusion.
It is a matter of regret that the parties have been put
to the trouble and expense of conducting a full hearing in the
purported inquiry before this point was discovered. It is alsoa
matter of regret that, the point now having been determined
16.
against the Applicants, they will find that the time limit laid
down in s. 159(5)(b) has expired, and that 1t 1s not possible for
them to bring another application. It is worth noting, however,
that if the original Applications had been made earlier than they
were, and if the point had been determined in time, a further
application could have heen brought.
It may be some consolation to the parties for me to
state that, 1f I had found that any irregularity had cccurred in
or in connexion with the subject election, I should have felt
constrained by s. 165(4) of the Conciliation and Arbitration Act
1904 to refrain from making any order in respect of the election
or any ol.poan iit. In my view, 1t vas extrenoly unlikely tno.
any irregularity thich 1 might bave fouud to have eristed ray
have affected the result of the clection.
lt seems to me that, in the circumstances as I have
found them to he, I am unable to exercise the power given by s.
168(2) of the Conciliation and Arbitration Act 1904, to certify
that the Applicants acted reasonably in applying for an inquiry
That power can only be exercised by the Court "upon an inquiry".
As I have held, there 1s no inquiry before the Court. It 15
unfortunate that the Applicants will he deprived of any
opportunity to approach the Attorney-General for any payment of
costs and expenses which they have incurred in relation to their
purported Applications.
17.
Mr. Holmes made an Application for an order that the
costs of his clients be paid by the Applicants. This Application
was based upon s. 197A of the Conciliation
1904, and in particular on the argument that the Applications
were made vexatiously or without reasonable cause within the
meaning of that section. There was nothing vexatious about the
Applicaticns.
made, 1t has been necessary for ne
diificutlt questions of the construction of several]
Although I have beld that
they were not properly
ta consider carefully
Statutes to
reach thut conclusion. In the circumstances, I am unable to oay
Je
that the Apolication: were made without
wore necessary 'for mre to consider ihe
should Ee disposed to say thit, uron fhe
them at the time when the 4ppiacebron. ve
reg.rd to the stale of the authoritiss,
reasonable cuuse to make an application.
reasonable cause. Tf 1t
merjts of the matter, T
information avarl. vie tu
Feo comuenecd, and haviuny
tho Aprlicants did have
It 3s unlikely that the
existence of tyo separate Applicavlons lad any substant al cfitect
on the costs of those who apreared
Accordingly, I make no order as to costs.
The order of the Court will
in response to them.
be that each of the
purported Applications for an Inquiry is dismissed.
le Sr (GON
&
and Arbitration Act
ae mc
ee
sole?'
(R.
CATCHWORDS
Industrial Law - registered organizations - application for
inquiry into election - statutory declaration - whether compliance
with State statute sufficient - whether requirements of application
Mandatory - whether Court has power to remedy defect.
Conciliation and Arbitration Act 1904 s. 159(2) s. 160 s. 161
Acts Interpretation Act 1901 s. 27(c), s. 38, s. 30(2)
Statutory Declarations Act 1959 s. 6
Judiciary Act 1903 s. 79
Grech v_ Bird (1936) 56 C.L.R. 228 .
¥.2. Finance Co. Pty. Ltd. v Cummings (1964) 109 C.L.R. 394
Dilworth v Commissioner of Stamps [1899] A.C. 99
R. v_ Commonwealth Court of Conciliation and Arbitration; Ex parte
Federated Clerks Union of Australia, Now South Wales Branch
(1950) 81 C.L.R. 229
Re Election in Administrative and Clerical Officers' Association
Commonwealth Public Service (1980) Industrial Arbitration Service
Current Review, case no. B87
Re_an Inquiry into an Election in the Amalgamated Metal Workers
and Shipwrights Union; Ex parte Naqui (1982) 59 F.L.R. 173
Re Application by Ferris for Inquiry into Election in Australian
Workers Union (1982) 2 I.R. 432
GRAY J.
MELBOURNE
4TH SEPTEMBER 1984
ee ee
we
ry
IN THE FEDERAL COURT OF AUSTRALIA
QUEENSLAND DISTRICT REGISTRY
INDUSTRIAL DIVISION
JUDGE MAKING ORDER:
DATE OF ORDER
WHERE MADL
THE COURT ORDERS that
dismissed.
eer re a erm ee
No. Q 1 of 1984
No. Q 2 of 1984
wee ww
IN THE MATTER OF
Applications by GREGORY
VINCENT DOWD and PETER
\ KEVILL SULLIVAN for
Inquiries into an Election
in the COMMONKEALTH BANK
OFFICERS' ASSOCIALION
ORDER
GRAY J.
4TH SEPTEMBER 1984
MELBOURNE
each of the purported Applications is
mer
ad
IN THE FEDERAL COURT OF AUSTRALIA
No. Q 1 of 1984
)
)
QUEENSLAND DISTRICT REGISTRY )
)
) No. 0 2 of 1984
INDUSTRIAL DIVISION
IN THE MATTER OF
' Applications by GREGORY
VINCENT O'DOWD and FIER
KEVILL SULLIVAN for
Inquiries into an Election
in the COMMONARALTH BANK
OFFICERS' ASSOCIATION
JUDGE: GRAY J.
DATE: 4th September 1984
REASONS FOR JUDGMENT
Before the Court are two separate purported Applicet:ons
for inquiries pursuant to Part IX of the Conciliation and
its
Arbitration Act 1904. By consent, the two were heard together.
Each sought an inquiry into an election for the office of Federal
D
Secretary in the Commonwealth Bank Officers' Association.
Mr. Murdoch appeared for both Applicants, and Mr. Holmes
for the Organization, Arthur Mobbs '(the successful candidate) and
two unsuccessful candidates.
It is to be noted that there was no necessity for two
separate Applications. Each raised the same matters. One
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application could have been made, even if both the Applicants
joined in it. Such a course could have resulted in a saving of
costs.
The election concerned was conducted by the Australian
Electoral Commission, pursuant to a request made under s. 170 of
the Conciliation and Arbitration Act 1904. Altogether, there
were five candidates, Mr. Mobbs, Mr. Redford, Mr. Lawrence, Mr.
Friers and one of the Applicants, Mr. Sullivan. A ballot was
conducted between 26th July 1983 and 23rd August 1983. After
distribution of preferences, Mr. Mobbs had the highest number of
votes. On 25th August 1983, he was declared clected.
The purported Applications for inquiries were filed with
the Industrial Registrar shortly before the end of the six ronth
period allowed by s. 159(2)(b) of the Concijiation and
Arbitration Act 1904. Each was accompanied by a statutory
declaration of the Applicant stating that he was a member of the
Commonwealth Bank Officers' Association,and that the facts stated
in his Application were true to the best of his' knowledge,
information and belief. In each case, the declaration contained
the following clause:
"AND I make this Statutory Declaration believing the
contents to be true and correct in all respects and by
virtue of the Oaths Act 1867-1981."
Each of these statutory declarations was declared on 17th
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February 1984 before a Mr. Tutt, who is the solicitor for the
Applicants and, apparently, also a Justice of the Peace. The
Oaths Act 1867-1981 is an Act of the Parliament of the State of
Queensland.
In the course of the hearing, the Court raised with
Counsel for the parties the question whether the requirement of
s. 159(2)(d) of the Conciliation and Arbitration Act 1904 that an
application under s. 159 shall be accompanied by a statutory
declaration was satisfied by the existence of a statutory
declaration made pursuant to a State statute. Counsel for the
parties stated that they had not considered this question. Each
Counsel was given leave to rely on written submissions after the
close of the hearing ona number of matters, including this
question.
To ascertain the meaning of the words "statutory
declaration" in s. 159(2)(d) of the Conciliation and Arbitration
Act 1904, resort must be had to the Acts Interpretation Act 1901.
Section 27 of that Act contains the following provision:
27. In any Act, unless the contrary intention appears-
(a) eee
(b) oes
(c) The words "statutory declaration" shall mean a
declaration made by virtue of any Act authorizing
a declaration to be made otherwise than in the
course of a judicial proceeding;
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Mr. Murdoch did not submit that a contrary intention appears in
s. 159 of the Conciliation and Arbitration Act 1904, which would
oust the statutory definition. On an examination of s. 159, I
can find no such contrary intention. I therefore act on the
footing that, where the words "statutory declaration" appear in
s. 159(2)(d), they are to be construed by reference to the
definition of those words found in s. 27(c) of the Acts
Interpretation Act 1901.
It will be noted that the words "any Act" appear in the
opening words of s. 27, and again in paragraph (c). Those words
appear in many sections of the Acts Interpretation Act 1901.
Section 38 of that Act provides as follows:
"38. (1) An Act passed by the Parliament of the
Commonwealth may be referred to by the word "Act" alone.
(2) An Act passed by the Parliament of the United
Kingdom may be referred to by the term "Imperial Act."
(3) An Act passed by the Parliament of a State may be
referred to by the term "State Act.""
In s. 30(2), the word "Act" 1s used in contradistinction to the
words "State Act". These provisions compel] the conclusion that
the word "Act" in s. 27(c) means an Act of the Australian
Parliament, and does not include an Act of the Parliament of a
State. If this were not the case, the phrase "any Act" in s.
27(c) would be used in a totally different sense from the sense
in which it 1s used throughout the Acts Interpretation Act 1901.
No ground exists for holding this to be the case.
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The definition of "statutory declaration" in s. 27(c) of
the Acts Interpretation Act 1901 is similar to the definition of
the same term which was found in the Oaths Act 1900 of New South
Wales. In Grech v Bird (1936) 56 C.L.R. 228, at pages 243-244,
McTiernan J. explained the history of such a provision. The
object was, apparently, "to suppress the practice of
administering and receiving oaths and affidavits voluntarily
taken and made in matters not the subject of any judicial
inquiry or in any pending case." This need for some document in
which a person was capable of "swearing" as to something, without
the taking of an oath, and without the making of an affidavit, in
the absence of a court proceeding, explains the presence of the
words "to be made otherwise than in the course of a judicial
proceeding" in the definition in s. 27(c) of the Acts
Interpretation Act 1901.
An application to the Industrial Registrar pursuant ta
s. 159 of the Conciliation and Arbitration Act 1904 1s nota
judicial proceeding. The only judicial proceeding which takes
place in respect of such an application is the inquiry which
results from the reference by the Industrial Registrar of such an
application to this Court. It follows that the words "statutory
declaration" in s. 159(2)(d) must be given the meaning attributed
to them by s. 27(c) of the Acts Interpretation Act 1901, namely a
declaration made by virtue of any Act of the Australian
Parliament authorizing a declaration to be made otherwise than in
the course of a judicial proceeding.
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The only Act of the Australian Parliament which
general application, and which authorizes such a declarati
be
made is the Statutory Declarations Act 1959. This
contains the following relevant provisions:
"6, (1) A person may, if he so desires, make a
statutory declaration in relation to any matter.
(2) Subject to the next succeeding sub-section, a
statutory declaration may he used-
(a) for the purposes of a law of the Commonwealth or of
a Territory, unless the contrary intention appears
in that law;
(b) in connexion with any matter arising under a law of
the Commonwealth or of a Territory, unless the
contrary intention appears in that law; or
(c) in connexion with the administration of any
Department of State of the Commonwealth.
(3) The last preceding sub-section does not authorize a
statutory declaration to be used as evidence in a
judicial proceeding but nothing in this section prevents
a statutory declaration from being so used.
7. Where, in a law of -the Commonwealth or of a
Territory (whether passed or made before or after the
commencement of this Act), a reference is made toa
statutory declaration, the reference includes a
reference to a statutory declaration made by virtue of
this Act, unless the contrary intention appears in that
law.
8. A statutory declaration may be in accordance with
the form ain the Schedule to this Act and may be made
before- :
(a) a Magistrate;
(b) a Justice of the Peace;
(c) a Commissioner for Affidavits;
(ad) a Commissioner for Declarations;
(e) a Notary Public;
(f) a person before whom a statutory declaration may be
made under the law of the State in which the
declaration 1s made; or
(gq) an Australian Consular Officer or an Australian
Diplomatic Officer as defined by section two of the
Consular Fees Act 1955."
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Section 9 provides for the appointment of person to be
Commissioners for Declarations. Section 10 provides as follows:
"10. Where, by a law of the Commonwealth or of a
Territory (whether passed or made before or after the
commencement of this Act), a declaration is required to
be made by a person before some other person, the
declaration may, unless the contrary intention appears
in that law, be made before the person mentioned in that
law or before a person before whom ae statutory
declaration under this Act may be made."
Section 11 creates an offence of wilfully making a false
statement in a statutory declaration, and provides for its
prosecution and punishment. Section 12 confers federal
jurisidiction on State courts with respect to such an offence,
and rakes other provision for prosecution of such an offence.
Tt will be seen that s. 6(2)(a) permits the use of a
statutory declaration under s. 159(2) of the Conciliation and
Arbitration Act 1904, which 1s, of course, a law of the
Commonwealth. It will be noted-that s. 7 is phrased in terms
which appear to be extensive, and not exclusive or exhaustive.
This is shown by the use of the word "includes" which, in the
context in which it appears, is unlikely to be regarded as giving
rise to an exhaustive definition. See ¥.Z. Finance Co. Pty. Itd.
v Cummings (1964) 109,C.L.R. 395,- especially at pages 398-399,
401-402 and 405, where discussion occurs of the well known
passage in the spcech of Lord Watson in Dilworth v Commissioner
of Stamps [18991 A.C. 99, at pages 105-106. The existence of
such an extensive definition raises a question as to what else is
intended to be included in the words defined. Mr. Murdoch has
submitted that s. 7 of the Statutory Declarations Act 1959 1s apt
to show that a reference in an Act of the Australizan Parliament
to a statutory declaration includes a reference to a statutory
declaration made under an Act of the Parliament of a State. In
my view, however, this would be a startling conclusion. If the
Parliament had intended by the words of s. 7 of the Statutorv
Declarations Act 1959 to import the laws of each State relating
to statutory declarations, clear words would have been used. The
section does not expressly import any provision of State law; ic
rather assumes that there will] be other provisions in Acts of the
Australian Parliament which make reference to statutory
declarations. Wherever such a provision occurs, its reguirecments
can be satisfied by a declaration made under the Statutory
Declarations Act 1959. Ina specific case, an enactment of the
Australian Parliament may also provide that its requirements of a
statutory declaration might be satisfied by a declaration made
under an Act of a State Parliament relating to statutory
declarations. Section 159(2)(d) of the Conciliation and
Arbitration Act 1904 does not do this. The possibility also
exists that Acts of the Australian Parliament maght provide for
special forms of statutory declarations, or for special classes
of persons before whom such declarations could be taken. In such
event, s. 7 of the Statutory Declarations Act 1959 provides that
the requirements of those provisions are to be satisified by
fulfillment of the requirements of the Statutory Declarations Act
1959, unless a contrary intention appears in the specific
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enactment. In my view, 1t is impossible to regard s. 7 as
importing the provisions of any law of a State.
Section 8 of the Statutory Declarations Act 1959 1s also
permissive in ats terms. It provides that a statutory
declaration "may" be in accordance with the form in the schedule,
and "may" be made before any of the persons listed in that
section. Specifically included are persons before whom a
statutory declaration may be taken under the law of the State
concerned. Plainly, this specifically imports an element of
State law into the process of making a_ statutory declaration,
That element is confined to the classes of persons before whom
such a declaration may be made. There is no doubt that, in the
present case, the Applicants could have made their statutory
declarations before a Justice of the Peace, as they did.
permits a dcclaration to be taken before a solicitor, a
declaration under the Statutory Declarations Act 1959 could also
be so made. Section 68 of the Statutory Declarations Act 1959
does not, however, import any form of a declaration prescribed
under any State Act. As with s. 7, 1t makes allowance for the
existence of specific forms of statutory declaration required
under other Acts of the Australian Parliament.
The form which appears in the schedule to the Statutory
Declarations Act 1959 contains the following clause:
"And I make this solemn declaration by virtue of the
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10.
Statutory Declarations Act 1959, and subject to the
penalties provided by that Act for the making of false
statements in statutory declarations, conscientiously
believing the statements contained in this declaration
to be true in every particular."
It will be seen that this form of declaration differs from that
adopted by the Applicants under the Queensland Act in at least
one material respect. The form adopted by the Applicants
contains no reference to any penalty for the making of a false
statement. In making the declarations, the Applicants did not
have brought to their attention, by such a clause as that quoted
above, the question of penalties for false statements. Quite
apart from this, the only legislation referred to in the
Applicants' declarations was the Oaths Act 1667-1981, which 3s,
of course, a State Act. Each declaration made by the Applicants
purports to be made under State legislation, and not under any
Act of the Australian Parliament.
For these reasons, I am satisfied that neither of the
declarations which accompanied the Applications in the present
case was a "statutory declaration" within the meaning of those
words ins. 159(2)(d) of the Conciliation and Arbitration Act
1904. The fact that each of the declarations may have beena
statutory declaration for the purposes of the law of Queensland
aus, in my view, insufficient to satisfy the definition of
"statutory declaration" in the Acts Interpretation Act 1901. The
provisions of the Statutory Declarations Act 1959 do not import
the law of any State with respect to the taking of statutory
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declarations.
Having reached this conclusion, I must consider the
effect of a failure to comply with s. 159(2)(d). In R. ov
Commonwealth Court of Conciliation and Arbitration; ey parte
Federated Clerks' Union of Australia, New South Wales Branch
(1950) 81 C.L.R. 229, the High Court of Australia gave
consideration to the effect of non-compliance with what wus then
s. 96A(2) of the Conciliation and Arbitretion Act 1904, the
provisions of which were in precisely the same form as those now
found ins. 159(2). In that case. a purported application had
been made to the Industrial Registrar otherwise than in the
prescribed form. This purported application had heen referred to
the then Court of Conciliation and Arbitration hy the Industrial
Registrar. The Court Haigh held, by a majority, that no
application within the section had been made, that the refcrence
to the Court had been made without authority, and that the Court
had no jurisdiction to proceed with the matter. A writ of
prohibition was granted to restrain the Court of Conciliation and
Arbitration from proceeding with the purported Inquiry. In Re
Election in Administrative and Clerical Officers' Association,
Commonwealth Public Service (1980) Industrial Arbitration Service
Current Review, case no. 887, Sheppard J. held that the
provisions of s. 159(2)(d) of the Conciliation and Arbitration
Act 1904 were mandatory, following the decision of the High Court
to which I have referred. His Honour refused to proceed in
respect of a purported application referred by the Industrial
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Registrar on finding that the application had not been
"accompanied by" a statutory declaration, the statutory
declaration having been filed with the Industrial Registrar six
days after the filing of the application, and outside the
limitation period specified in s. 159(5)(b). His Honour rejected
a submission that the duty of the Industrial Registrar to refer
automatically an application in respect of an election conducted
under s. 170 of the Act distinguished that case from the decision
of the High Court in the Clerks Union case. In Re an Inquiry
into an Election in the Amalgamated Metal Workers and Shipwrights
Union; ex parte Naqvi (1982) 59 F.L.R. 173, Evatt J. also held
that the provisions of all paragraphs of 5s. 159(2) of the
Conciliation and Arbitration Act 1904 are mandatory. In chat
case, at the time when the statutory declaration was made, the
application to which it purported to refer was not in existence.
As a consequence, the facts stated in the application haa not
been verified by a statutory declaration. His Honour dismissed
the purported application for an inquiry. Finally, reference
should be made to Re Application by Ferris for Inquiry into
Election in Australian Workers Union (1982) 2 I.R. 432 at page
447, where Pitzgerald J. accepted that the requirements of s.
159(2) are mandatory and that a failure to comply with them
substantially avoids the application.
It follows from these decisions that, the Applications
in the present case not being accompanied by statutory
declarations within the meaning of s. 159(2)(d) of the
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13.
Conciliation and Arbitration Act 1904, those Applications were
void, and the Industrial Registrar had no power to receive them
or to refer them to the Court. The Court, therefore, had no
jurisdiction to embark upon an inquiry into the election
concerned.
It was put by Mr. Murdoch that s. 51 of the Federal
Court of Australia Act 1976 prevented the Applications from being
invalidated by any defect in the statutory declarations. That
section provides as follows:
"51. (1) No proceedings in the Court are invalidated by
a formal defect or an irregularity, unless the Court is
of opinion that substantial injustice has been caused by
the defect or irregularity and that the injustice cannot
be remedied by an order of the Court.
(2) The Court or a Judge may, on such conditions
(if any) as the Court or Judge thinks fit, make an order
declaring that the proceeding 15 not invalid by reason
of a defect that it or he considers to be formal, or by
reason of an irregularity."
It may be seen that the section only applies to proceedings in
the Court. In the present case, the defects were in Applications
to the Registrar. On the authorities to which I have referred,
those defects deprived the Industrial Registrar of any power to
deal with the Applications, and in particular any power to refer
them to the Court. Accordingly, there was no proceeding in the
Court. Section 51 could not operate. An argument similar to Mr.
Murdoch's was rejected by the High Court of Australia in the
Clerks Union case. In that case, 1t was argued that what was
then s. 40(m) of the Conciliation and Arbitration Act 1904, under
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which the Court of Conciliation and Arbitration had power to
correct, amend or waive any error, defect or irregularity,
whether in substance or in form, was applicable, so that the
Court could have permitted the amendment of the purported
application. The High Court held that that power was applicable
only to matters which were before the Court; as there was no
matter before the Court, the provision did not apply.
It might also be pointed out that s. 79 of the Judiciary
Act 1903 cannot be relied upon to import the provisions of the
Qaths Act 1867-1981 of the State of Qucensland. That provision
operates to make the laws of the State binding on courts
exercising federal jurisdiction in that. State, in all cases to
which those laws are applicable. Because there 1s no proceeding
before the Court, the Court is not capable of exercusing its
jurisdiction in the State of Queensland, or at all. In addition,
as I have held, the provisions of the Oaths Act 1867-198] of the
State of Queensland are not applicable to the case.
Mr. Murdoch also sought to rely upon the provisions of
s. 159(4)(a) of the Conciliation and Arbitration Act, and
particularly upon the provision that, when the Industrial
Registrar refers an application to the court, "thereupon an
unquiry shall be deemed to have been instituted". His argument
was that this provision operates to overcome all formal defects.
In effect, this would leave the Industrial Registrar with the
sole right to decide whether the requirements of s. 159(2) had
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15.
been satisfied. Again, a similar argument was rejected in the
Clerks Union case. At the time of that case, the Act contained
the provision that 15 now s. 161(1), which also deems an inquiry
to have been instituted in the Court following reference by the
Industrial Registrar, pursuant to s. 160, of an application.
That deeming provision was held by the High Court not to have
given to the Court of Conciliation and Arbitration any
jurisdiction which that Court lacked by reason of the defects in
the purported application.
I am, therefore, satisfied that no Application was
properly made to the Industrial Registrar in these matters, and
that this Court has no jurisdiction to proceed with any inquiry
into the question whether irregularities have occurred in cr in
connexion with the subject election.
I should say that I have not found it easy to reach this
conclusion. I am disturbed by the thought of making any decision
which renders it more difficult and more technical to bring
before this Court an application for an inquiry concerning an
election. Nevertheless, having considered the matter carefully,
I am compelled to this conclusion.
It is a matter of regret that the parties have been put
to the trouble and expense of conducting a full hearing in the
purported inquiry before this point was discovered. It is alsoa
matter of regret that, the point now having been determined
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16.
against the Applicants, they will find that the time limit laid
down ins. 159(5)(b) has expired, and that it 1s not possible for
them to bring another application. It is worth noting, however,
that if the original Applications had been made earlier than they
were, and if the point had been determined in time, a further
application could have been brought.
It may be some consolation to the parties for me to
state that, if I had found that any irregularity had occurred in
or in connexion with the subject election, I should have felt
constrained by s. 165(4) of the Conciliation and Arbitration Act
1904 to refrain from making any order in respect cf the election
or any step in it. In my view, it was extremely unlikely thot
any irregularity which I might have found to have existed mav
have affected the result of the election.
It seems tc me that, in the circumstances as I have
found them to be, I am unable to exercise the power given by s.
168(2) of the Conciliation and Arbitration Act 1904, to certify
that the Applicants acted reasonably in applying for an inquiry
That power can only be exercised by the Court "upon an inquiry".
As I have held, there is no inquiry before the Court. It is
unfortunate that the Applicants will he deprived of any
opportunity to approach the Attorney-General for any payment of
costs and expenses which they have incurred in relation to their
purperted Applications.
17. -
Mr. Holmes made an Application for an order that the
costs of his clients be paid by the Applicants. This Application
was based upon s. 197A of the Conciliation and Arbitration Act
1904, and in particular on the argument that the Applications
were made vexatiously or without reasonable cause within the
meaning of that section. There was nothing vexatious about the
Applications. Although I have held that they were not properly
made, it has heen necessary for we to consider carefully
aifficult questions of the construction of several statutes to
reach that conclusion. In the circumstances, I am unable to say
that the Applications were made without reasonable cause. If it
were necessary for me to consider the merits of the matter, I
should be disposed to say that, upon the information avaslable to
them at the time when the Applications were comnucnced, and having
regard to the state of the authorities, the Applicants did have
reasonable cause to make an application. It is unlikely that the
existence of two separate Applications had any substantial effect
on the costs of those who appeared in response to them.
Accordingly, I make no order as to costs.
The order of the Court will be that each of the
purported Applications for an Inquiry 1s dismissed.
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