Choo Cheng Kui v Quinn, Kenneth & ors [1984] FCA 294
Federal Court of Australia
Full text
Select any passage to save a personal note with optional tags.
_ 244, | ey
CATCHWORDS
Administrative law - Judicial Review - Committal proceedirgs -
Legal professional privilege - Access by defendant and
advisers to statements of prosecution witnesses - Discretion.
CHOO CHENG KUI v. KENNETH QUINN, JACK N. RYDER AND
ATTORNEY-GENERAL FOR THE
COMMONWEALTH OF AUSTRALIA
No. 328 of 1984
Fox, McGreger and Beaumont, JJ.
25 September 1984.
In THE FEDERAL COURT OF AUSTRALIA
NEW SOUTH WALES DISTRICT PEGISTRY
eewr ve
GENERAL DIVISION No. 328 of 1984
BETWEEN : CHOO CHENG KUI
ss
Applicant
AND: KENNETH QUINN
First Respondent
AND: JACK N. RYDER
Second Respondent
AND: ATTORNEY-GENERAL FOR THE
COMMONWEALTH OF AUSTRALIA
Third Respondent
o)
Bs)
jw]
IB
Judges making order: Fox, McGregor and Beaument, JJ.
Date order made: 25 September 1984.
Where made: Sydney.
THE COURT ORDERS THAT:
1. The Court declinss to answer aquesticn3s 1 to 5 in
the special case and answers question 6 in the negative.
2. The appellant pay one-half of the costs or the
i)
second and third respondents of the special case.
3. The proceedings be remitted to Beaumont,
dismissal of the application.
J.
for
IN THE FEDERAL COURT OF AUSTRALIA
)
)
NEW SOUTH WALES DISTRICT REGISTRY ) No. 328 of i984
)
)
GENERAL DIVISION
BETWEEN :
"* CHOO CHENG KUI
Applicant
AND:
KENNETH QUINN
First Respondent
AND:
JACK N, RYD
Second Respondent
AND:
ATTORNEY-GENERAL FOR _THE
COMMONWEALTH OF AUSTRALIA
Third Respondent
CORAM: FOX, McGREGOR and BEAUMONT JJ.
DATE 25 Sertember 1984
REASONS FOR JUDGMENT
FOX
This special case has been stated by a judce of the
Court hearing an application under the Administrative Decisions
(Judicial Peview) Act 1977. The application yreiates to
>
committal proceedings against the applicant. The first
respondent is the presiding Magistrate, and the second respondent
an informant. Several informations, with more than one
informant, are being heard at the one time. The offences charged
concern drug trafficking, and several witnesses have been broucht
from England by the prosecution to qive evidence. The details of
the facts are more fully dealt with in the reasons for judgement
of McGregor J. ard Beaumont J.
The questions raised concern access to the statement of
one witness, although a ruling with reard to it will probably
govern other cases. Apparently counsel for the informant had
been making statements of prosecution witnesses available to the
defence as the witnesses were called to give evidence, but some
were very lengthy and counsel had scught one or more adjournments
to consider them. This caused inconvenience, as well as delay
and expense, and counsel for the pwrosecution on one or more
occasions opposed the length of adjournments which were soucht.
Eventually counsel for the defence called for all statements, in
relilance upon s.12 of the Evidence Act 1898 (N.S.W.). It 1s not
necessary to follow this call in relation to all statemencs. One
made by the witness in question, a Miss Dine, was produced to the
Magistrate, but access to 1t was opsesed by the prosecuticn. The
grounds of opposition were two: (a) production was protected by
leqal professional privilede and (b) the Maqistrate's discretion
should be exercised against the grant of access. The Magistrate
ra¥
declined to give access to the document, on the expressed groun
of legal professional privilege.
I am not clear whether the learned Magistrate gave
reasons or said anything concerning the exercise of a discretion.
We do not have any transcript or note of what he said.
*%
I should say in connection with my last observation
that, in response to urgent requests on both sides, the Court has
dealt with the whole matter with considerable expedition. The
application was filed on 14 September, the svecial case was
stated on 19 September, and heard by the Court on 20 and 21
September. A consequence has been that the judge hearing the
case did not have time to consider the evidence and come to
conclusions thereon himself, and the material in the special case
has principally consisted of two competing affidavits, which are
in conflict at a number of places. We have not seen the document
which us the subject of debate. The argument before us has,
however, helped to narrow the issues and explain what 1s really
un dispute. An understanding of the facts was on occasion
assisted by statements from the bar table. On that basis, 1t 1s
possible to express an opinion on some matters.
Iam, however, clearly of the view that 1t 15 a case in
which this Court should not make anv order at this staqe. Nearly
everything said in arqument has reinforced my belief in the
unwisdom of interfering with the course of proceedings before the
Magistrate. Certainly, there are no "exceptional circumstances"
such as are referred to in Lamb v. Moss (1983) 49 A.L.R. 533 at
546, 564.
The problem seems to me to be one which had very small
beginnings, arising as 1¢ did out of an expressed need to have
time to consider a statement. Difficulties tnereafter
snowballed, and sensible, practical arrangements became elevated
into claims to strict rights.
The policy of the Justices Act 1902 (N.S.W.) in relation
to committal proceedings is to emphasise their importance and to
give defendants full opportunity by cross-examination of
prosecution witnesses, objections to evidence, the giving of
evidence, by addresses and by other proper forensic means, to
avoid committal, or to test the case against them, before trial.
The relevant provisions of the Evidence Act and of the Justices
Act apply to committal proceedings in a Stats, 1n relation to
Zederal charges by reason cf ss.68 and 79 of the Judiciary Act
1903 (see Lamb v. Moss (supra) at pe.560-561).
I think counsel for the respendent virtualiy came to
acknowledge, especially in the light of whac was said in Macdisen
v. Goldrick (1976) 1 N.S.W.L.R. 651 and Attornev-General for New
South Wales v. Findlay (1976) 9 A.L.R. 521, that a Magistrate has
a discretion as to whether he grants access toa document
produced to him on summons, or on call under s.12. He has af
course to consider relevance (in the broad sense) and matters
such as legal professional privilege and confidentiality, but he
has inthe enda judicial discretion, to be exercised in the
interests of the fair conduct of the hearing. The timing of
access is of course a matter which he has to consider. and that
may be important in a particular case. As I have said, we do not
know, ain relation to Miss Dine's statement (or any other
statement), what view, if any, he had in relation to his exercise
of this discretion.
So far as appears from the material before us, the
informant has not established a sufficient basis upon which to
claim legal professional privilege for Miss Dane's statement.
The scope of this privilege has in recent years been dealt with
authoritatively in Grant v. Downs (1976) 135 C.L.R. 674 and Baker
v. Camebell (1983) 57 A.L.J.R. 749. It is not shown in this case
that the purpose of the making of the statement was to submit it
to legal advisers for advice or for use in legal proceedings. It
1s mot sufficient that 1t merely passes through the hands of
solicitors, or 18 Drepared or used for purposes other than those
mentioned. The statement rather had the character berne bv the
statements commonly given to police, which are used, 1f at all,
for further investigations or as proof in summary or committal
proceedings. In the present case, one wonders again at how the
poroblem came to be seen as one of such magnitude, when the maker
of the statement was about to give the evidence to which it
related. The defence would then have nad the statement, and,
even 1£ that did not hapoen, counsel for the prosecution would
have been under an obligation to draw attention to any material
differences between the statement and the evidence. I gather
from some of the evidence that Miss Dine has been maxing
statements, and having discussions, with police officers and
others, 1n England and here, relative to coronial proceedings,
committal proceedings "and court ovoroceedings for a number of
years, and part, at least. of what she has said relates to the
charges against the present applicant. I understand also that
counsel for the respondent has already had some sight of the
subject statement.
There is a question asked in the special case (No. 6)
which enables mé to say, as I do, that in my view no relief
should be granted, and the application should be dismissed.
Otherwise the questions should not be answered. The applicant
should pay half the costs of the second and third respondents of
this stated case.
I certify that this and the five
(5S) preceding pages area true
copy of the Reasons for Judament
herein of his Honour Mr. Justice
Fox.
Af Associate
Dated: 25 September 1984.
IN THE FEDERAL COURT OF AUSTRALIA)
)
NEW SOUTH WALES DISTRICT REGISTRY) No. NSW 328 of 1984
)
GENERAL DIVISION )
BETWEEN :
*% CHOO CHENG KUI
Applicant (Defendant)
AND:
KENNETH QUINN
First Respondent
AND:
JACK N. RYDER
Second Respondent
AND:
ATTORNEY-GENERAL FOR THE
COMMONWEALTH OF AUSTRALIA
Third Respondent
Coram: Fox, McGregor and Beaumont JJ.
Date: 25 September 1984
REASONS FOR JUDGYENT
McGregor J.
CHOO CHENG KUT (applicant) brought an apolicaticn
pursuant to Administrative Decisions (Judicial Review) Act 1976
(Judicial Review Act) to review the decisions or conduct of
KENNETH QUINN (firse respondent) JACK N. PYDER (secord
respondent) aun respect of certain decisions to be referred to
hereafter. The ATTORNEY-GENERAL FOR THE COMMONWEALTH OF
AUSTRALIA (the Attorney General) was also named as a respondent.
The applicant, said to be a resident of Singapore, was
brought to this country pursuant to certain extraditior
Proceedings. On 20 June 1984 he was charged, on information of
one or both the first and second respondents, in relation to
conspiracies with other persons named to commit offences against
$.233B of the Customs Act 1901. Committal proceedings were
commenced before the first respondent at the Paddington Court of
Petty Sessions which are presently continuing and have continued
now for some 12 days. These wroceedings commenced on 5
September last on which date the applicant was charged with three
further offences of conspiracy. It is said that the committal
proceedings may last for six weeks. It is common ground that the
respondents, at least the second respondent, has scrovided for the
defence extensive particulars of overt acts, a copy of the
depositions taken from prosecution witnesses called in Sydney for
the extradition proceedings (though these were not all the
f=]
A
i
+
Tt
~
~
witnesses subseauently to gqiva evidence at oo
a
jw
a
im
tf)
pA
A.
w
rary
B
<
i)
%
1D
1h
proceedings): also as witnesses hitherto were
to the defence a copy of the statement attributed to that
witness.
On Friday 7 Sepotember 1984, a witness, was called: a
copy of such a statement was given to the representatives of the
applicant so that it remained in their possession during the
week-end. On Monday 10 Seotember 1984 an applicaticn was made by
counsel for the apolicant for an advournment on the basis that
the length of the statement wnich had been received only as sne
entered the witness box was such that further time to prepare
cross examination was required. The statement was recovered by
the vrosecution from the representatives of the defence and
returned to the custody of the learned Magistrate. Subsequently
argument ensued as to whether the defence were entitled to have
access to it. The learned Magistrate after nearing arcument,
including argument by or on behalf of the respondents that tne
statement was subject to legal professional privilege, refused to
allow such access. It is in respect of this "decision" of the
first resoondent that these proceedings were brought.
Subsequently the matter came before a Judge of this court who
gave certain directions; then the matter was listed for hearing
whereafter a case was stated for the consideration of this Court
in which certain questions are posed for its consideration.
Senior counsel for the applicant has submitted that by
reference to the ordinary principles of justice the applicant's
advisers have a right to have access to the statement. He
referred to authority including Baksh v. The Oueen C1958] A.C.
167; Sankev ov. Whitlam 1979-1980 142 C.L.R. 1; Maddison v.
Goldrick (1976) 1 N.S.W.L.R. 651, oartaicularly at p.663; the
same case reported in the High Court sub.nom Attornev-General for
N.S.W. ov. Findlay (1976) 9 ALR 521, particularly at ».522.
Senior counsel for the respondents submitted that a
iT
ne
legal professional privilege attached to the statement; that
Magistrate then had a discretion. Alternatively, he submitted,
that 1f there could not be sustained a claim for legal
professional privilege, the Magistrate had a discretion which was
not shown to have heen wronaly exercised. He referred to
Maddison v. Goldrick. He submitted that on the material in the
affidavit of Gregory Eugene Smith, no auestion of ¢.g. identity
-*
of the applicant arose and that the applicant's lawyers had
already been provided with far more material by the prosecution
than 1s usual in such proceedings; that defence lawyers asa
matter of practice and procedure usually only cbtain ccoies of
statements of important witnesses in such proceedings once
cross-@xamination commences and they have established that the
witness has used the statement to refresh memory.
Having regard to the exigencies of the situation, 1t 15
not approvriate that I should attempt to recapture or state fully
the arguments submitted on either side.
Pursuant to 3.16 of the Judicial Peview Act this Court
has a discretion to make the orders referred to in that secticn.
One of these orders is (sub-s.1l(a)) to set aside the deczsion in
respect of which the application 18 made; another (sub-s.1l(c))
to declare the rights of the parties in any matter to which che
decision relates; and, further, (sub-s.1(d)) to direct any of
the parties, 1.e. parties to the application fer review, to ao
any act. These sub-sections could apply to these sroceedings,
though they have not been explicitly referred to in oral
argument. We are asked to answer certain questions in the
stated case referred to as to the obligation of the Magistrate or
the entitlement of the applicant to make avairlable or to be given
access to the statements of witnesses preposed to be called by
the prosecution in committal proceedings. The passage upon
which particular reliance was made by the applicant in Maddison
~~
v. Goldrick (supra) at p.663 per Samuels J.A. read -
"Once a proper call has been made under s.12, as I
think 1t was, there being then no claim for
professional privilege, the Magistrate clearly had
a discretion to make the documents available to the
defence if he thought the circumstances warranted
that course. There could be no question cf his
directing the prosecution to produce them by dint
only of some inherent power which, 1t was
contended, he did not possess. The documents were
produced by the exigencies of the subpoena process;
and a necessary part of that process is the Court's
discretion to make the material available to the
party making the call."
Later, he said, p.666 -
",.e,once the call made under 5.12 complies with
formal requirements, the documencs must be vroduced
to the magistrate (at least where no claim for
legal professional rivilece 1s made), rhe
magistrate, before exarcising his discretion to
make them available to the defence, must be
satisfied that they are reculred fer some
legitimate forensic purpose. Tn the eresent case,
in my opinion, such a purvose was sufficiently
disclosed. But 1t might not be enough for counsel
to indicate that his purpose in seeking access to
witnesses' statements was merely to have the means
un advance of detecting discrepancies between the
witnesses' testimony in court and the statements
previously made if any such discrevancies were to
emerge."
>
a
The "legitimate forensic purpose" was to shew "that the
admissions alleqedly made by the defendant in the recerd of
interview could have been derived fron information obtained by
the police from witnesses....whom they had interviewed" (p.$57).
This decision was the subject of an application for special leave
um the High Court in respect of which the Chief Justice, after
indicating that special leave would not be granted. said that he
would refuse that application for the reason that he "had no
sufficient doubt of the propriety of the judgment." I have noted
that in the Reasons of Samuels Jg.A. in the Supreme Court, there
was reference to the discretion of the Magistrate, a matter which
apparently was also accepted by the learned Chief Justice in his
Reasons.
We were told that the Magistrate refused to give access
to the statements because he was persuaded that a claim of legal
professional privilege to the documents was made out; but not
that he has considered whether he should exercise the discretion
otherwise referred to in the authorities lastly cited.
Accordingly, if there had not been established a claim for leaal
professional privilege, on the evidence so far in this case the
learred Magistrate would still have to exercise the discretion to
which Samuels J.A. referred. Sea alsc The Commissioner for
Railways v. Small (1938) 38 S.R. 564 (Smail) at p.574: National
Emplovers' Mutual General Association Utd. v7. Waind (1978) 12
N.S.W.L.R. 372 (Waind) at 9.384 (affirmed by the High Court at
(1979) 141 C.L.R. 684).
We are, however, ourselves asked to exercise a
discretion under the Judicial Review Act 5.16. This Court has
already indicated that in respect of the exercise of 1ts power in
.
relation to the hearings in committal proceedings, those oowers
should be exercised only in the most excentional cases,
especially where applications are made during the cours? of such
proceedings. See Lamb v. Moss 49 ALP 533 at p.564. Orally,
counsel has not attempted to contend that there has been any
denial of natural justice here; with respect, such a contention
would be untenable anyway. His submission is that as a matter of
right the statement | being relevant, and not the subtect of
privilege, access should be given to it at the request of the
applicant's advisers. This argument appears to overlook the
discretion referred to Samuels J.A. 1n the passage quoted and
supported, it would appear, in the Reasons of the learred Chief
Justice of the High Court and the authorities of Small and Waind.
The test which one relying on leqal professional privilege must
satisfy is as propounded in Grant v. Downs (1976) 135 C.L.R. 674
at p.688. The privilege will travel bevond the underlving
rationale unless confined to -
",... those documents which are drought into
existence for the sole purpose of submission te
legal advisers for advice or for use in lecal
oroceedings...."
If anything, the orinciple propounded by Jacobs J. (0.634) was
less stringent; and considerably less restricted as formulated
by Barwick C.J., pp.677,678. Lord Wilberforce in Waugh v.
British Railways Board (19803 A.C. 521 at op.532,533 refused to,
or did not, accept the test adopted by the majority in Grant v.
Downs: he agreed with Barwick C.J. and in substance with the
dissenting judgment of Lord Denning in the Court of Appeal in
Waugh. Lord Simon of Glaisdale (p.537) and Lord Edmund-Davies
(pp.543,544) agreed with the test propounded by Barwick C.J.
On the rather meagre evidence as to the statement of the
particular witness and the circumstances under which it was
taken, I am not able to say that the claim for legal professional
privilege (the onus being on those who seek to maintain it) has
been made out. And it 1s apparent that the learned Magistrate has not yet
considered the rore general discretion to which Samuels J.A. referred.
However, having regard to the decision in Lamb v. Moss
(supra) which 1s binding on us and which, with respect, I agree,
I have not been able to discern any factor in the circumstances
of this case which make the matter "exceptional" or "most
exceptional"; and, as has been indicated, any decisien of the
Magistrate was made in the course of proceedings. On the evidence
available it 1s not appropriate to make any general observations
concerning legal professional priviledge in committal proceedine-
attaching to material in the hands of the informant.
The auesticns submitted for our consideration in the
stated case are set cut below -
i. Is the Applicant entitled to access <0 the statements of
the witnesses proposed to be called by the Prosecuticn in
the commital proceedings?
Ww
If g0 wher and in what circumstances is the Applicant
I am
entitled to such access?
Are the statements of the witnesses described in paragrasdh
l above or any of them, the subject of a proper claim of
legal professional privilege?
If the Applicant has no such entitlement as is described
1n paragraph 1, does the Magistrate nevertheless have a
discretion to direct that the Prosecution grant access?
If there is a discretion as described 1n paragraph 4,
rh
ri)
should 1t have been exercised in favour of the Defendant
in this case?
of the view that for reasons already referred to I should
decline to answer any of the foregeng questions.
Court
Should the 2urzsdicticn of this Ceurt under the
o
Administrative Decisions (Judicial Review) Act 1377 »b
exercised in relation to the refusal of the Magistrate to
grant the Applicant access to documents produced to the
Court 1n the present committal proceedings?
No.
The matter will be remitted to the learned Judge of thzs
to make formal orders, including order as to costs,
dismissing this application.
| carbtyie c- 5 and the 4
Preudmg -sges re a true copy of the
Restos fer Judgrrent beren of his Honour
i+ Jostice McGregor.
Sta hrhoa /
Cistiey Associate
Dated? IS Sep ri 19Py
IN THE FEDERAL COURT OF AUSTRALIA )
NEW SOUTH WALES DISTRICT REGISTRY
GENERAL DIVISION No. 328 of 1984
BETWEEN : CHOO CHENG KUI
: Applicant
AND: KENNETH QUINN
First Respondent
AND: JACK N. RYDER
Second Respondent
AND: ATTORNEY-GENERAL FOR THE
COMMONWEALTH OF AUSTRALIA
Third Respondent
CORAM: Fox, McGregor and Beaumont, JJ.
DATED: 25 September 1934.
REASONS FOR JULGMENT
BEAUMONT. J.: This is a special case reserving a number
or questions arising in an application for judicial review
under the Administrative Decisions (Judicial Review) Act,
1377. In that application, review 13 sougnt of certain
decisions made by the first respondent, a stipendiary
magistrate, in the conduct of committal proceedings against
the applicant. The second respondent is one of the
informants in those proceedings. In the application for
review, the applicant sought various forms of relief but the
Principal relief sought was the grant of access to proofs or
statements of the witnesses to be called on behalf of the
prosecution in the committal proceedings.
ot
The applicant has been charged with conspiracy to
commit offences against a law of the Commonwealth and with
common law conspiracy. During the course of the committal
proceedings, which are part heard, counsel for the applicant
made a call under 3.12 of tne Evidence Act, 1898 (N.S.W.)
ror a copy of the statement or a witness then giving
evidence. Counsel for the prosecution produced the
statement to the first respondent but claimed legal
professional privilege in respect of the document. The
first respondent upheld the claim for privilege.
The claim for privilege was based upon a statement
made by Gregory Eugene Smith in these terms:
"Tl. Iam Principal Legal Officer of the
Special Prosecutions Section, Director of
Legal Services Office, Commonwealth
Attorney-Ceneral's Department, Sydney, and
have the carriage of the prosecution of Choo
Cheng Kui on behalf of the Director of Public
Frosecutions pursuant to an arranqement
between the Director of Public Prosecutions
and the Secretary, Commenwealth
Attorney-General's Department.
2. I commenced duties in my present pesition
on 28 February 1983. Prior to that date, for
. 3.
a period of 18 months I had been employed as
an Instructing Solicitor for the Stewart
Royal Commission in Inquiry into Drug
Trafficking.
3. In February 1983 the Governments of the
Commonwealth and New South Wales had
appointed a six man Task Force comprising
Detective Inspector J. Ryden and Detective
Sergeant M. Coughlin of the New South Wales
Police Force; Mr. Graham SBlewitt, Principal
Legal Officer.of the Office of tne Solicitor
for Public Prosecutions and Clerk of the
Peace; Detective Sergeants 8B. Provost and R.
Cramp of the Australian Federal Police and
Mr. Phillip Bradley, then an Acting Principal
Legal Officer in the Deputy Commonwealth
Crown Solicitor's Office, Sydney. The role
of this group which became known as the Joint
Prosecuting Team, was to investigate the
activities of several or the Tormer
associates of Terrence John Clark, a3
recommendad by Mr. Justice Stewart in a
Confidential Interim Report.
4. In April 1983 Mr. Bradley was seconded to
the Stewart Royal Commission as Instructing
Solicitor and at the direction of the Deputy
Crown Solicitor, I took over his role asa
member of the Joint Prosecuting Team (J?PT).
I. have been informed by Mr. Graham Blewitt
and do verily believe that prior to my
joining the J.P.T. the police members of the
team met regularly with the lawyers, who gave
advice concerning the interviewing of
potential prosecution witnesses and tne
qathering of other evidence with a view to
launching prosecutions. From the time of my
joining the J.P.T. I reqularly meat with the
other members or the J.P.T. and requiarly
tendered legal advice at those meetings and
over the telephone. From tne very beginning
1t was obvious to me that the cases would be
mainly based on the evidence of
co-conspirators who would require indemnities
against prosecution. The discussions
included consideration of individuals to be
interviewed. I have been informed and do
verily believe that prior to my joining the
J.P.T. the two lawvers had advised that the
statements of potential co-conspirator
witnesses should be obtained on the basis
that the statement was taken initially for
the purpose of obtaining indemnities. This
4.
advice continued to be given by me and Mr.
Blewitt after I joined the team. AS
statements were taken, coples were forwarded
to Mr. Blewitt and myself.
5. In June and July 1983 brzefs of evidence
were provided to me and Mr. Blewitt and
during and after consideration of these,
further discussions took place with the
police members of the J.P.T. Senior and
junior counsel were briefed by me and advice
was taken -. concerning the evidence, the
witnesses, indemnities and other matters.
6. During my period as a member or the
J.P.T. I have written several reports to
senior officers of the Attorney-General's
Department seeking the grant of indemnities
by the Attorney-General for the various
witnesses whose statements were submitted to
me. With those reports I forwarded copies of
the statements and other relevant material
and attended on several occasions in Canberra
with discussions with senior officers
concerning these requests for indemnities.
On one occasion in 1983 I accompanied Mr.
Herman Woltring, then Senior Assistant
Secretary of the Justice Division of the
Attorney-General's Department to the office
of the Attorney-General in Parliament House
where we obtained from the Attorney's private
secretary a number of signed indemnities as
well as the papers I had submitted plus
reports signed by Mr. Woltring.
7. Since March 1984 the Director of Public
Prosecutions, Mr. Ian Temsy ¢.C. has taken
over the major responsibility for aqdranting
indemnities to witnesses and in August 1984 [I
forwarded a lengthy recort to Aim with
supporting statements and other documents
seeking the grant of indemnities from him for
further co-conspirator witnesses. These
indemnities were granted by him.
8. Also in August 1984 I forwarded a
detailed submission to the Solicitor-General
for New Zealand seeking indemnities for a
number or co-conspirator witnesses wno
apoeared to have committed offences in New
Zealand. rt had several telephone
conversations with the Solicitor-General, Mr.
Paul Neazor Q.C., concerning these
applications and subsequently received
° 5.
indemnities signed by him for various
witnesses.
9. During the period April 1983 to date I
have attended on several occasions cn the
office of the Solicitor-General for New South
Wales, Miss Mary Gaudron Q.C. to take part in
discugsions in suppert of the qrant of
undemnities by the New South Wales
Attorney-General in respect of State offences
apparently committed by various
co-conspirator witnesses un this case. Mr.
Graham Blewitt was also present at these
meetings as-~- were on one occasion counsel
briefed by me to conduct the extradition
proceedings. In addition to statements being
taken from co-conspirators, a number of
statements were taken from police and lay
witnesses for the purpose of the various
prosecutions.
10. In my view the sole purpose of the
interviewing and taking of statements was for
the purpose of conducting the prosecution
against Choo and other persons implicated by
the witnesses. I therefore claim 'legal
professional privilege in relation to all of
the 3zaid statements."
The questions reserved for the Court by a single
judge pursuant to s.25(6) of the Federal Court of Australia
Act, 1976 ar2 as rollows:
"Ll. Is the applicant entitled to access to
the statements of the witnesses proposed to
be called by the prosecution in the committal
proceedings?
2. If s0, when and in what circumstances 1s
the applicant entitled to such access?
3. Are the statements of the witnesses ...
the subject of a proper claim of legal
professional privilege?
6.
4. If the applicant has no such entitlement
as is described in .... 1, does the (first
respondent) nevertheless have a discretion to
direct that the prosecution grant access?
5. If there is a discretion as described in
--.- 4, should it have been exercised in
favour of the (applicant) in this case?
6. Should the jurisdiction of this Court
under the Administrative Decisions (Judicial
Review) Act, 1977 be exercised in relation to
the refusal of the (first respondent) to
grant the applicant access to documents
produced ee. in the present committal
proceedings?"
In Maddison v. Goldrick C1976] 1 N.S.W.L.R. 651,
the Court of Appeal of the Supreme Court of New South Wales
held that, by the combined operation of s.12 of the Evidence
Act, 1898 (N.S.W.) and s.26 of the Justices Act, 1902
(N.S.W.), am accused in committal proceedings was entitled
to an order that statements of witnesses to be called by the
prosecution be produced to the Court. So far as relevant,
s.12 of the Evidence Act provides that any person present at
any legal proceeding "wherein he might have been compellabls
to... produce documents Dy virtue of a subpoena or other
summons ... issued and served for that vurpose snall bea
compellable to ... produce documents then in his possession
and power in the same manner ... as if he had been duly
subpoenaed or summoned for that purpose." By $.26 of the
Justices Act, a justice 1s empowered to 1ssue a summons toa
person to produce any document or writing in his possession
which is required for the purposes of evidence.
Samuels, J.A., Street, C.J. and Moffitt, P.
concurring, after holding that the call under s.12 in that
case was a proper one, went on to consider the question of
access (at pp.662-3):
*
"In my opinion, therefore, the documents
called for - under 8.12 were sufficrently
described, and the call was a proper one.
Hence, the learned magistrate acted correctly
in directing that the documents be produced
to the court to enable him to inspect them
and to judge whether they should be made
available to the defence. In the event they
were; and the question 13 whether the
magistrate fell into error in permitting
counsel that access.
Before dealing with this point it as
necessary to note the general course of Mr.
Porter's argument. It is basically founded
upon the proposition that counsel called for
'the police brief', and by that means was
seeking (by the illegitimate use of 3.12) a
discovery which the rules of criminal
procedure do not permit. I reject this part
of the argument, not because I question the
principle that there is no discovery in
criminal cases, but because, for the reasons
I have expressed, [I regard the call as a
proper exercise of the rights conrerred by
s.12, read with s.26, and thus as involving
no abuse of the subpoena process.
Mr. Porter then qoes on to contend. however,
that the statements which counsel wa3
permitted to see were protected from
production by the rules relating to legal
professional privilege. Th23 point was never
taken before the learned maqistrate. The
cases cited do not touch it. O''Shea's case
and Charlton's case concern the power of a
magistrate or a judge to order production to
the defence of the statements or Crown
witnesses, where no process to compel the
production of documents had been 1ssued. In
neither case was any question or professional
privilege raised; and Small _s case deais with
the limits of a subpoena, and had, for the
reascns I have mentioned, no apolication.
Once a proper call had been made under s.12,
as I think it was, there being then no claim
for professional privilege, the magistrate
clearly had a discretion to make the
documents available to the defence if he
thought the circumstances warranted that
course. There could be no question of his
directing the prosecution to produce them by
dint only of some inherent power which, 1t
was contended, he did not possess. The
documents were produced by the exigencies of
tne subpoena process; and a necessary part cf
that process 1s the court's discreticn to
make the material available to the party
making the call: Small's case. Here the
magistrate gave counsel access because the
documents were relevant-and clearly they
wera-to the legitimate defence which counsel
had disclosed, and which he proposed to
establish by using them in cross-examination
of Sgt. McDonald."
An application to the High Court of Australia for
leave to appeal against the decision of the Court of Appeal
in Maddison Vv. Goldrick was refused (sub nem.
Attorney-General for New South Wales v. Findiay (1975) 1
A.L.R. 521). In refusing leave, Barwick, C.J... Gibbs and
Jacobs, JJ. concurring said (at p.522):
"IT understand that the Supreme Court decided
in this case no more than, first, that
statements of persons made 43 persons who
would or might be called as witnesses ina
preliminary inquiry brought before a
magistrate can be subpceenaed, or called for
when the statements ar2 in court. and must,
in e1lther case, be produced to the
magistrate. Notwithstanding the use before
tne maqistrats and in arqument before the
Supreme Court of such an inappropriate
expression as 'the police brief', the Supreme
Court clearly treated the cail in fact made
3.
in this case before the magistrate as limited
to such statements of witnesses.
Secondly, that, subject to the establishment
of a claim of privilege, such statements may,
in the discretion of the presiding
Magistrate, be made available in whole or in
part, according to his discretion, for
inspection by the defendant or his advisers:
the time at which the inspection is allowed
is a matter for the magzstrate.
ot
Thirdly, that such statements of witnesses
are not as a class subject to professional
privilege. It is to be noted that no claim
of privilege in relation to any particular
statement of a witness based on public
interest of the kind dealt with by Lord Reid
in Rv Lewes Justices; Ex parte Secretary of
State for Home Department (£19731 AC 388 at
400; sub nom Rogers v Secretarv of State for
Home Department C1972] 2 All ER 1057 at 1060,
was made inthe case and no material to
ground such a claim was advanced in the case.
On this understanding of the judgment of the
Supreme Court, I would refuse the application
for special leave for the reason that I have
no sufficient doubt of the propriety of the
judgment of the Supreme Court, so understood
in respect of the matters to which I have
referred.
As is usual, the refusal of special leave
does mot confirm any cther aspects of the
matter or statements dealt with or made in
the judament of the Supreme Court. I would
refuse, for these raason3, the application."
The discretion of the Court to make available, in
whole or in part, documents for inspection by the defendant
or his advisers, veferred to by Barwick, C.J., was further
considered by the Court of Appeal of thea Supreme Court of
New South Wales in National Emplovers' Mutual General
Association Ltd. v. Waind £19783 1N.S.W.L.R. 372. Moffitt,
10.
P., Hutley and Glass, JJ.A. concurring, emphasised (at
p-383) that the documents are in the Court's control and
"are used on its responsibility so far as properly required
for the purpose of the proceedings". The judicial
discretion was there described as one "to permit the use cf
the documents in such way as (the Court) considers will aid
a proper decision of the issues between the parties, by
facilitating the elucidation of the truth in respect of
relevant facts". Reference was made (at p.385) to the
limitation on the exercise of the judge's discretion to
allow inspection to cases where the documents are apparently
relevant or are on the subject of the litigation: "Once the
judge has that opinion, inspection will normally be allowed,
notwithstanding that the document 1s not admissible as it
stands, and notwithstanding that the party seeking
inspection has not given any undertaking to tender 1t, or
use 1t in crog3s-examination."
Apart from the claim of legal prcefessional
privilege, to be considered shortly, there would appear to
be no special circumstances ta justiry tne first
responcent's denying the applicant or his advisers access 'to
the statements of witnesses 1n the committal proceedings
(cf. Alister v. R. (1983) SO A.L.R. 41 per Gibbs, C.J. at
p.46). When inspection should take place is a matter within
the discretion of the first resvondent, such discretion to
be exercised judicially in a way which ensures, if possible,
ll.
a fair treatment of the interests of all concerned.
It is now settled that legal professional privilege
1s confined to documents which are brought into existence
for the sole purpose of their being submitted to legal
advisers for advice or use in legal proceedings, existing or
anticipated (see Grant v. Downs (1976) 135 C.L.R. 674; Baker
v.Campbell (1983) 57 A.L.J.R. 749). In the present case, 17
a relationship of solicitor and client be assumed to exist
between Messrs. Blewitt and Smith and the second respondent,
itself a doubtful matter, the requisite purpose has not, in
my opinion, been established. The purpose or at least one
purpose underlying the preparation of the statement produced
to the Court was to obtain immunity for the witnesses. In
my view, such a purpose is not of the kind necessary to be
established to make out a claim for legal professional
privilege.
It follows, in my opinicn, that the first
respondent erred in usholding the claim for privilege and
thereby denying the applicant and his advisers access to the
statement cf the witness.
It 1s next necessary to consider whether relief
should be granted pursuant to the Administrative Decisions
(Judicial Review) Act. In my opinion, having regard to the
limits on the Court's power to intervene on a point of
ee ae - =e -_--- - -
12.
procedure arising in a part-heard committal proceeding
described in the decision of the Full Court in Lamb v. Moss
(1983) 49 A.L.R. 533 at pp.544-6, relief should not be
granted. The matters in question are, I think, best lert to
the discretion of the first respondent who 1s seized of the
conduct of the committal proceedings. He will, no doubt,
ensure that the judicial discretion vested in him to permit
access to the applicant and his advisers will be properly
exercised.
In the circumstances, I would decline to answer
questions 1 to 5 inclusive in the special case. T would
answer question 6 in the negative.
The matter should be remitted to a single judge for
formal dismissal of the application. In the result, 1t is
appropriate that the appellant should pay one-half of the
seccnd and third respondents' costs.