David John Lally v the Honourable Stewart John West, Minister for Immigration and Ethnic Affairs [1984] FCA 357
Federal Court of Australia
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CATCHWOSDS
357 '
Administrative law - judicial review - competency of
application - whether Court has jurisdiction in absence of
notice for reasons pursuant to s.13(1) Judicial Feview Act
1977 - whether notice of request for reasons given prior to
decision 2S proper notice pursuant to s.13(1) Judicial Feview
Act.
Administrative Decisions (Judicial Review) Act 1977 s.13
DAVID JOHN LALLY v. THE HONOURABLE STEWART JOHN WEST
THE MINISTER OF ETATE FOR IMMIGPATION
AND ETHNIC AFFATRS
V. No. G 249 of 1984
Northrop J. _
Melbourne
5 November 1984
IN THE FEDERAL COURT OF AUSTRALIA
»)
)
VICTORIA DISTRICT REGISTRY ) V. No. G 249 of 1984
)
)
GENERAL DIVISION
BETWEEN:
DAVID JOHN LALLY Applicant
and
THE HONOURABLE STEWART JOHN WEST
THE MINISTEP OF STATE FOR
IMMIGRATION AND ETHNIC AFFAIRS Respondent
CORAM: Northrop J.
DATE: 5 November 1984
PLACE: Melbourne
ORDER
THE COUPT ORDERS THAT:
1. The Objection to Competency be allowed.
2. The Application be dismissed with costs.
IN THE FEDERAL COURT OF AUSTRALIA
)
)
VICTORIA DISTRICT PEGISTRY ) V. No. G 249 of 1984
)
)
GENERAL DIVISION
BETWEEN :
DAVID JOHN LALLY Applicant
and
THE HONOURABLE STEWART JOHN WEST
THE MINISTER OF STATE FOR
IMMIGRATION AND ETHNIC AFFAIRS Respondent
CORAM: Northrop J.
DATE: 5 November 1984
PLACE: Melbourne
REASONS FOR JUDGMENT
By his amended application, D.J. Lally ("the
Applicant") is seeking orders relating to three separate
decisions made on 26 June 1984. The three decisions which
were made by the Minister for Immigration and Ethnic Affairs
("the Minister") can be identified as follows:
1. A decision under the Australian
Citizenship Act 1948 that the
Applicant should not be granted
citizenship.
2. A decision under sub-section 6A(1)
Migration Act 1958 that the
Applicant should not be granted an
entry permit. In that sub-section a
reference to an entry permit is to
be read as a reference to an entry
permit other than a temporary entry
permit; see sub-section 6A(8). For
the sake of convenience this
decision 1s described as a decision
that the Applicant should not be
granted permanent residence.
3. A decision under s.31A Migration Act
that the Applicant leave Australia
within 21 days from 10 July 1984.
The decisions were recorded in writing and were
furnished to the Applicant's solicitor by letter dated 9 July
1984. There had been a long history relating to
correspondence and other dealings between the Applicant and
the Department of Immigration and Ethnic Affairs ("the
Department") and this explains some of the contents of the
letter dated 9 July 1984, which omitting formal parts is set
out:
"I refer to your letter of 27 March 1984
to the Minister for Immigration and
Ethnic Affairs concerning Mr David John
Lally and to the departmental letter to
you of 23 March 1984.
On 26 June 1984 the Minister considered
afresh Mr Lally's applications for
citazenship and permanent residence.
The Minister decided that Mr Lally
(i) should not be granted citizenship;
(ii) should not be granted permanent
residence; and
(iii)should leave Australia within 21
days of the date of this letter.
As the decisions are adverse to your
client I am, pursuant to your earlier
request for a statement of reasons under
Section 13 of the Administrative Decision
(Judicial Review) Act 1977, supplying you
with the submission placed before the
Minister. This submission satisfies the
requirements placed upon the decision
maker under the said provision.
I must also inform you that as_ the
Minister has decided that Mr Lally must
depart Australia, he should do so within
the time specified or otherwise action to
enforce his departure will be taken under
Section 18 of the Migration Act".
The submission referred to in the letter was not enclosed
with the letter but the defect was remedied and the
submission was furnished to the Applicant's solicitor under
cover of another letter dated 10 July 1984 which made it
clear that in decision 3. the Applicant should leave
Australia within 21 days after the date of the letter of 10
July 1984.
The Applicant has not sought an order of review
under the Administrative Decisions (Judicial Review) Act 1977
("the Judicial Review Act") of any of those three decisions.
On 14 September 1984 the Applicant filed an
application in the Federal Court seeking relief under the
Judicial Review Act. On 28 September 1984 the Applicant was
given leave to amend that application. The relief sought in
the amended application can be summarized:
(a)
(b)
(c)
declarations that the letters of 9
and 10 July 1984 together with the
enclosure constitute a statement in
response to a request by the
Applicant made under sub-section
13(1) Judicial Review Act with
respect to each of the three
decisions but that those letters and
that statement do not set out the
findings on material questions of
fact and a reference to the evidence
or other material on which those
findings were based and the reasons
for decision and that they do not
contain adequate particulars thereof
an order under sub-section 13(1)
Judicial Review Act that the
Minister furnish to the Applicant a
statement with respect to each of
the three decisions in compliance
with that sub-section
an order under sub-section 13(7)
Judicial Review Act that the
Minister furnish to the Applicant a
statement containing further and
better particulars with respect to
the findings, evidence or other
material and reasons relevant to
each of the three decisions.
The Minister gave notice of objection to the
competency of the application. The substance of the
objection to competency was that since the Applicant had not
by notice in writing given to the Minister requested him to
furnish the statement referred to in sub-section 13(1)
Judicial Review Act with respect to any of the three
decisions, the Court had no jurisdiction or power to make any
of the orders sought. The objection to competency was heard
on 8 October 1984, At the conclusion of the hearing the
Court announced that it proposed to allow the objection and
that it would make the formal order and furnish its reasons
for so doing at a later date. Immediately thereafter the
Court commenced to consider directions ina related matter in
which the Applicant was seeking an order of review of a
decision made by the Minister under s.18 Migration Act. The
further directions hearing in that matter has been adjourned
to 5 November 1984 being the date on which the order will be
made in the proceedings seeking orders under s.13 Judicial
Review Act and being the date on which these reasons will be
published.
To understand the contentions made with respect to
the objection to competency it is necessary to set out in
some detail parts of s.13 Judicial Review Act:
"13.(1) Where a person makes a decision
to which this section applies, any person
who is entitled to make an application to
the Court under section 5 in relation to
the decision may, by notice in writing
given to the person who made the
decision, request him to furnish a
statement in writing setting out the
findings on material questions of fact,
referring to the evidence or other
material on which those findings were
based and giving the reasons for the
decision.
(2) Where such a request is made, the
person who made the decision shail,
subject to this section, as soon as
practicable, and in any event within 28
days, after receiving the request,
prepare the statement and furnish it to
the person who made the request.
(3) Where a person to whom a request
is made under sub-section (1) is of the
opinion that the person who made the
request was not entitled to make the
request, the first-mentioned person may,
within 28 days after receiving the
request-
(a) give to the second-mentioned
person notice in writing of his
opinion; or
(b) apply to - the Court under
sub-section (4A) for an order,
declaring that the person who
made the request was not entitled
to make the request."
Sub-sections (4) and (4A) need not be set out.
" (5) A person to whom a request for a
statement in relation to a decision is
made under sub-section (1) may refuse to
prepare and furnish the statement if-
(a) an the case of a decision the
terms of which were recorded in
writing and set out in a document
that was furnished to the person
who made the request-the request
was not made on or before the
twenty-eighth day after the day
on which that document was so
furnished; or
(b) in any other case-the request was
not made within a reasonable time
after the decision was made,
and in any such case the person to whom
the request was made shall give to the
person who made the request, within 14
days after receiving the request, notice
in writing stating that the statement
will not be furnished to him and giving
the reason why the statement will not be
so furnished. .
(6) For the purposes of paragraph
(5)(b), a request for a statement in
relation to a decision shall be deemed to
have been made within a reasonable time
after the decision was made if the Court,
on application by the person who made the
request, declares that the request was
made within a reasonable time after the
decision was made.
(7) If the Court, upon application
for an order under this sub-section made
to it by a person to whom a statement has
been furnished in pursuance of a request
under sub-section (1), considers that the
statement does not contain adequate
particulars of findings on material
questions of fact, an adequate reference
to the evidence or other material on
which those findings were based or
adequate particulars of the reasons for
the decision, the Court may order the
person who furnished the statement to
furnish to the person who made the
request for the statement, within such
time as is specified in the order, an
additional statement or additional
statements containing further and better
particulars in relation to matters
specified in the order with respect to
those findings, that evidence or other
Material or those reasons."
Sub-sections (8) to (11) inclusive need not be set out but it
should be noted that each of the three decisions is a
decision to which s.13 applies.
On the material before the Court and from
admissions made by counsel for the Applicant, it is clear
that the Applicant has not, since 26 June 1984 being the date
on which each of the three decisions was made, by notice in
writing requested the Minister to furnish a statement under
sub-section 13(1) Judicial Review Act. Counsel for the
Applicant contended however that such a request had been
given on 31 October 1983. As will appear later the Court
finds that the notices in writing given on that date cannot
in fact refer to the decisions given on 26 June 1984 but that
finding is not necessary to determine the correct
construction to be given to s.13 Judicial Review Act.
The Judicial Review Act is remedial in nature
conferring rights on persons Who are aggrieved by decisions
of an administrative character made under a power conferred
by Federal law. Under s.5 a person so aggrieved may make
application to the Federal Court for an order of review in
respect of the decision on any one or more of the grounds
specified in that section. In order to enable such a person
to enforce those rights effectively, s.13 prescribes
procedures by which the person who made the decision may be
compelled to give reasons for the decision which reasons must
contain the material referred to in sub-section 13(1). The
person making the decision may, at the time the decision is
made, give reasons for his decision. If no reasons are given
or if the person aggrieved considers that the reasons given
are not adequate, he may give the notice in writing under
sub-section 13(1).
The wording of sub-section 13(1) makes it clear
that the sub-section operates only when a decision has been
made. It 1s only where a decision has been made that the
person aggrieved may by notice in writing request the person
who "made the decision" to furnish the statement referring to
matters "on which those findings were based". The syntax of
the sub-section supports the view that the request must be
made after the decision has been made. A request may be made
before a decision has been given, but that request cannot be
a request under sub-section 13(1). If pursuant to sucha
request before the decision is made, reasons are furnished at
the time the decision is given to that person, there is
nothing to prevent that person, if he 1s a person aggrieved,
from making the request under sub-section 13(1) after the
decision has been made with reasons furnished to him. This
1s of particular importance if the person aggrieved desires
to enforce the rights conferred upon him by' sub-section
13(7).
Section 13 contains its own code dealing with time
limits for the giving of reasons for decisions. The time
limit contained in sub-section 13(2) runs from the time the
request is made to the person "who made the decision". That
time limit could have no application if the request under
sub-section 13(1) could be given before the decision is made.
Sub-section 13(1) contains no time limit within which the
request is to be made but a consideration of sub-section
13(2) and paragraph (a) of sub-section 13(5) makes it clear
that the request under sub-section 13(1) must be made on or
before the 28th day after the day on which the document in
which the decision is recorded was furnished to the person
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aggrieved; see Ralkon Agricultural Co. Pty. Ltd. v.
Aboriginal Development Commission (1982) 43 A.L.R. 535. The
Judicial Review Act does not empower the Court to extend that
time limit of 28 days. Where the decision is not recorded in
a document furnished to the person aggrieved, the relevant
time within which the request may be made under paragraph (b)
of sub-section 13(5) and under' sub-section 13(6) ais a
"reasonable time after the decision was made".
Sub-section 13(7) confers a separate right upona
person aggrieved. On the face of that sub-section the right
arises only where "a statement has been furnished in
pursuance of a request under sub-section (1)". Sub-section
13(7) can have no application to a statement furnished
pursuant to a request made before a decision 15 made. It is
for that reason that if a person aggrieved desires to obtain
further and better particulars of reasons given at the time
the decision is made, the person aggrieved must, after the
decision has been made and reasons have been furnished, give
the requisite notice under sub-section 13(1).
The Applicant has not given a notice in writing
under sub-section 13(1) within 28 days or at all after each
of the decisions which have been recorded in writing and set
out in a document furnished to him. It follows therefore
that no statement "has been furnished 1n pursuance of a
request under sub-section (1)" to him and thus the Court has
no jurisdiction or power to make the orders sought in the
~ ll -
application. The objection to competency must be upheld and
the application dismissed with costs.
To conclude these reasons, it is necessary to make
brief reference to an issue of fact relating to the giving of
notice under sub-section 13(1) before the three decisions
were made on 76 June 1984. By letter dated 31 October 1983
the solicitor for the Applicant wrote to the Minister
enclosing three notices in writing each dated 30 October 1983
under sub-section 13(1). Each notice was directed to the
Minister. The letter and the notices made reference to named
officers of the Department. Each notice referred to a
decision which had been made in September 1983 and furnished
to the Applicant in October 1983. By letter dated 24
November 1983, the Secretary of the Department referred to
the three notices under sub-section 13(1) and gave notice
that under sub-section 13(3) the Applicant was not entitled
to make the requests for statements of reason. The Applicant
took no action under sub-section 13(4A) to have that matter
determined by the Court. By a further letter dated 23 March
1984, signed by the Assistant Secretary (Legal Branch)
the Department notified the Applicant's solicitor that the
Applicant's application for permanent residence was being
reviewed. The letter contained the following paragraph:
"A fresh decision will be taken according
to law. As the Department will not be
implementing the original decision and a
fresh decision, when taken, will supplant
the original decision it is not proposed
to supply a statement of reasons for the
original decision.
You will be notified as soon asa fresh
decision has been taken by the Minister.
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If that decision 1s adverse to your
client, a statement of reasons will be
supplied in respect of that decision in
pursuance of your earlier requests. When
made, that decision will be the only
operative decision with respect to your
client's application for permanent
residence."
Thereafter fresh decisions were made on 26 June 1984 and were
furnished to the Applicant under cover of the letters dated 9
and 10) «=July 1984. The reference to the earlier
correspondence explains the penultimate paragraph of the
letter of 9 July 1984. The statement was furnished to the
Applicant under cover of the letter of 10 July 1984.
Counsel for the Applicant contended that the
notices dated 30 October 1983, although referring to
decisions made in October 1983, constituted notices under
sub-section 13(1) with respect to each of the three decisions
made on 26 June 1984. He contended that the Minister had
accepted that position and had acted accordingly. In my
opinion that contention should not be accepted. Parties to
proceedings cannot by consent confer jurisdiction or power on
the Court. Further, the notices were directed to the
Minister who by letter dated 24 November 1983 relied upon
sub-section 13(3). I do not accept counsel's contention that
the letter dated 24 November 1983 does not apply to the
decisions of the Minister since the decisions were made by
officers of the Department and not the Minister. For these
reasons I am not satisfied that on any view the notices dated
30 October 1983 can be treated as notices under sub-section
13(1) with respect to the decisions made on 26 June 1984. In
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any event s.13 does not permit notices given prior to the
making of the decision to be a notice under sub-section
13(1).
1 certify that this and the TWELVE (12)
preceding pages are a true copy of the
Reasors for Judgment herein of the
H-zomable Mr. Justice A.M. NORTHROP
Associate Pang bow
Dated: 5 NevEMBER 1984