Repatriation Commission v Brooke, Lillian [1984] FCA 377
Federal Court of Australia
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IN THE FEDERAL COURT OF AUSTRALIA )
NEW SOUTH WALES DISTRICT REGISTRY ) No. G 86 of 1982
GENERAL DIVISION )
IN THE MATTER OF the
Repatriation Act 1920
BETWEEN:
THE REPATRIATION COMMISSION
Appellant
AND
LILI TAN BROOKE
Respondent
ORDER
JUDGE MAKING ORDER: Evatt J
DATE OF ORDER: 22 November, 1984
WHERE MADE: Sydney
THE COURT _ORDERS THAT.
1. The appeal herein be dismissed
[> . ,
Neview
The decision of the Repatriation Gemmrsster-
Tribunal made 29 March 1982 be confirmed.
The Appellant Commission to pay the
Respondent's costs in accordance with
slO7VZZ2K of the Repatriation Act 1920.
IN THE FEDERAL COURT OF AUSTRALIA )
NEW SOUTH WALES DISTRICT REGISTRY ) No. G 86 of 1982
GENERAL DIVISION )
IN _THE MATTER OF the
Repatriation Act 1920
' E TWEEN:
THE REPATRIATION COMMISSION
Appellant
AND:
LILLIAN BROOKE
Respondent
CORAM Evatt J. 22 November 1984
REASONS FOR JUDGMENT
This is an appeal brought by the Repatriation
Commission pursuant to sl07VZ2ZH of the Repatriation Act
1920, (hereinafter called the "Act"), from the decision
of the Repatriation Review Tribunal, (hereinafter called
the "Tribunal"), made 29 March 1982 which decision set
aside the Repatriation Commission's decision dated 4
September 1979 and substituted therefor a determination
that the death of Robert Talbot Brooke be accepted under
s24 of the Act as being "related to war service"
effective on and from 9 March 1978.
The Respondent to the Appeal is Lillian Brooke,
the widow of Robert Talbot Brooke (hereinafter calied
the. deceased).
For convenience, the decision of the Tribunal
is set out in full:-
"Mr Brooke died on 30 January 1978 and on 9
June 1978 the Repatriation Commission
received a letter from the Applicant, (the
Respondent to this Appeal), claiming that her
husband's death was due to his war service.
A formal claim was subsequently lodged on 27
July 1978.
The Applicant's claim was rejected by a
Repatriation Board on 20 November 1978 and an
appeal to the Repatriation Commission was
disallowed on 4 September 1979.
The late member was born on 11 August 1899.
He served in the Australian Army on full-time
duty from 27 July 1917 to 13 September 1919
and by reason of this service is eligible for
consideration for the purposes of
Repatriation legislation under the provisions
of Section 24 of the Repatriation Act 1920.
The death certificate in respect of the late
member recorded the cause of death as:
"heart failure due to congestive
cardiac failure; also, carcinoma of
bladder and prostate."
On 26 October 1978 Dr Locke, a departmental
medical officer, provided a report
in respect
of the late member's death. Dr Locke's report
included the following statement:
"He had chronic bronchitis (C.0.A.D.)
due to his smoking habit. He had
evidence of generalised
arteriosclerosis - he had ischaemic
limb disease requiring amputation for
gangrene. He had angina (ischaemic
heart disease). His cancer of
prostate and bladder caused
haematuria - causing anaemia. It was
during transfusion that he developed
pulmonary oedama - due to failure of
the heart to cope with the extra
blood volume. This settled but he
remained in cardiac failure until he
died.
His death was a combination of
factors - weak heart due to ischaemia
and made worse by anaemia resulting
in heart failure - the same as
congestive cardiac failure in this
instance with the symptoms of
pulmonary oedema. His chronic
bronchitis was a cause also of his
congestive cardiac failure."
In answer to the question: "If the cause
of death includes more than one disability,
state
relat
whether there is any causal
ionship between them?", Dr Locke wrote:
"Yes. The congestive cardiac failure
is part and parcel of heart failure.
Treatment of anaemia from carcinoma of
bladder was a cause of the ex-member's
congestive cardiac failure."
In its published reasons for disallowing
the Applicant's appeal and refusing the
claim, the Commission said that the medical
officer had expressed the opinion that the
incapacities that resulted in death were
completely unrelated to service. The
Commission went on to. state that it
accepted the opinion expressed by the
medical officer as a reasonable explanation
as to the causes of the incapacities that
led to death and the relationship of those
incapacities to service.
On 15 October 1979 the Applicant lodged an
application for review by this Tribunal of
the Commission's decision of 4 September
1979. The application came on for hearing
by the Tribunal on 27 May 1980. This
hearing was adjourned pursuant to
slO7VY(1)(b) of the Repatriation Act
pending the outcome of Court cases in
respect of the Repatriation Commission v
Nancy Law.
The application for review came again
before the Tribunal on 29 March 1982. The
Applicant did not attend but was
represented by Mr F. Hibbett of Sydney
Legacy. Mc Hibbett did not tender any
medical evidence on behalf of the Applicant
but submitted that the late member died
when his heart failed following a _ blood
transfusion. administered to correct
anaemia caused by his cancer. The heart
had been weakened by ischaemia. Mr Hibbett
submitted that the claim should have been
accepted because the cause of the cancer
and the ischaemia were unknown in this case.
It is now the duty of the Tribunal, in
accordance with the provisions of s107VH of
the Repatriation Act, to set aside the
Commission's decision of 4 September 1979,
unless the Tribunal is satisfied beyond
reasonable doubt that there were
insufficient grounds for granting the
claim. The test to be applied by the
Tribunal is satisfaction beyond reasonable
doubt that the cause of the late member's
death is not related (in the ways specified
in 624 of the Act) to his war service.
This test was considered by the High Court
of Australia in The Repatriation Commission
v_ Nancy Law (1980-1981) 147 CLR 635, 36 ALR
411. It means:
1. In relation to any fact necessary to
establish the relationship, there is an
onus of proof on the Commission to
gatisfy the Tribunal beyond reasonable
doubt that the fact does or does not
exist.
2. Where the Commission fails to satisfy
this onus, the Tribunal must set aside
the Commission's decision and allow the
claim.
The Commission's case against the claim by
this Applicant appears to be founded on the
opinion of Dr Locke, an opinion which the
Commission found to be a reasonable
explanation of the causes of the
incapacities that led to death and the
relationship of those incapacities to
service.
In fact, Dr Locke did not give an
explanation of the causes of the
incapacities that led to death. He stated
that in his opinion these incapacities were
not due to war service but he gave no
opinion as to the cause of the late
member's ischaemia, carcinoma of prostate
Or carcinoma of bladder.
The reasons given by the Commission for
disallowing the claim do not, in the
Tribunal's view, discharge the onus placed
on the Commission. The Commission stated
that it could find no basis for accepting
that the ex-member's service was in any way
responsible for his death. But the Act
does not require that a link between death
and service can be shown. As has been
said, s81l07VH requires the Commission to
Satisfy the Tribunal beyond reasonable
doubt that there is no such link.
When it made its decision, the Commission
did not have before it any medical evidence
as to the origin or cause of the late
member's cancer, treatment for which was a
cause of his death. There are probably
causal factors here which have yet to be
detecmined and which could be related to
war service.
In these circcumstances, the Tribunal cannot
be satisfied beyond reasonable doubt that
the late member's death did not arise out
of his war service.
Accordingly. the Tribunal sets aside the
Commission's decision of 4 September 1979
and substitutes for that decision that the
death of Robert Talbot Brooke is accepted
under 824 of the Repatriation Act as being
related to war service. This decision will
have effect on and from 9 March 1978, being
a date fixed in accordance with
8107V2ZG(1)(d) of the Act, that is to say, a
date three months before the day on which
the claim for pension was lodged."
On the appeal before this Court coming on for
hearing, the Appellant filed in Court, without
objection, an amended Notice of Appeal. The grounds
thereof are set out in full:
"B.Grounds of Appeal
1. That the Repatriation Review Tribunal
erred in taking the view that because
the aetiology of the disease (the
treatment of which caused death) was
unknown it could not be satisfied to the
required standard of proof that' the
death @id not result from any occurrence
that happened during War Service.
That the Repatriation Review Tribunal
erred in law in failing to accept the
only uncontradicted medical evidence
before it that "the incapacities that
resulted in death were completely
unrelated to service" and thus to be
satisfied to the required standard that
death did not result from any occurrence
that happened during war service.
That the Presiding Member of the
Repatriation Review Tribunal erred in
failing to exercise its powers under
s107VZ(1) of the Repatriation Act 1920
to make investigations into the cause of
the late member's ischaemia, carcinoma
of prostate or carcinoma of bladder in
circumstances where it regarded those
matters as important to the making of a
decision.
That the Repatriation Review Tribunal
erred in failing to take into account
the fact that to conclude that a
member's death is service related within
the terms of s24 of the Repatriation Act
requires a more immediate or proximate
connection with war service than is
required to fit within the terms of s101
of the said Act and that the standard of
proof required is thereby affected.
5. That the Repatriation Review Tribunal
erred in law in finding that "There are
probably causal factors here which have
yet to be determined and which could be
related to War Service" when there was
no evidence to support that finding."
-The orders sought by the Appellant Commission were:
"1. That the decision of the Repatriation
Review Tribunal be set aside.
2. That the case be remitted to the
Repatriation Review 'Tribunal to be
heard and decided again.
3. Such further or other Order as_ the
Court deems fit."
The deceased's files concerning his war
service and treatment received through the Repatriation
Department were before the Board, the Repatriation
Commission and the Tribunal. Such files were also
forwarded to this Court (see s107V2ZJ of the Act and
0.59 £.1 and O.53 r£.10 of the Federal Court Rules).
The parties had access to the files in order
to more readily rcead the photocopied pages of the
Appeal Book herein. It is clear from the files that
the deceased had, for more than ten years prior to his
death, been regularly attending at the Repatriation
Hospital Concord for treatment of, inter alia,
carcinoma of bladder and carcinoma of prostate. In
addition, the deceased had had his right leg amputated
in March 1973 because of peripheral gangrene following
vascular breakdown in that leg. The Court did not and
indeed cou
ld not endeavour to ascertain what other
relevant additional facts may have been within the
deceased's
files, but it is clear that the documents
forming the so called factual matters set out in the
Appeal Book herein are pages from within those files.
Further, it is clear that certain documents within the
-files are not original but are copies of Army records.
There was no evidence to indicate whether such copies
were accurate copies of such original documents or that
the said files contained all relevant particulars or
documents
Departments
or medical
As
Serviceman,
relevant.
1982 read:
(a
Ci
(b
held by the Army or other Commonwealth
in respect of the deceased's Army service
treatment thereafter.
this matter concerned a First World War
ss24, 47 and 107VH of the Act are
Relevant parts of these sections as at March
-24.(1) Upon the death or incapacity-
)} of any person, to whom paragraph (a) or
(b) of the definition of "Member of the
Forces" applies, whose death or
incapacity-
) results Or has resulted from any
occurrence that happened during his war
service;
ii) ....
} weer.
the Commonwealth shall, subject to this
Act, be liable to pay to the member or
his dependants, or both, as the case
May be, pensions in accordance with
this Division.
es
8.47.(2)
(2)
(a)
(b)
(3)
(4)
ll
The Commission or a Board shall
grant a claim or application, and
the Commission shall allow an
appeal, unless it is satisfied,
beyond reasonable doubt, that
there are insufficient grounds
for granting the claim or
application or allowing the
appeal, as the case may be.
In a proceeding on a review, the
Tribunal shall have regard to the
evidence that was before the
Commission or a Board when the
decision the subject of the
review was made and to any
further evidence before the
Tribunal in the proceeding that
was not before the Commission or
the Board but would have been
relevant to the making of a
decision in the proceeding before
the Commission or the Board.
On the completion of its
consideration in a proceeding on
a review-
where the decision the subject of
the review was a decision
refusing a claim or application
for pension-the Tribunal shall
set aside the decision unless it
is satisfied, beyond reasonable
doubt, that there were
insufficient grounds for granting
the claim or application; or
in any other case-the Tribunal
shall set aside the decision the
subject of the review unless it
is satisfied, beyond reasonable
doubt, that the decision is the
decision that the Tribunal would
have made if it had conducted the
proceeding in which the decision
was made.
Where the Tribunal sets aside a
decision the subject of a review,
it shall substitute for that
decision such decision as the
Tribunal considers to be in
accordance with this Act.
"
It was not in dispute that the deceased had
served overseas within the meaning of the Act and that
the above sections were the sections applicable to the
case before the Tribunal.
It was confirmed by Counsel representing the
Appellant Commission that the orders of the Court sought
on the appeal were those in the Notice of Appeal set out
-earlier herein and that the Commission did not seek to
have an order of the Court setting aside the decision of
the Tribunal (see s107VZZH(5) of the Act).
Since this case was argued before the Court, a
full court of this Court in the matter of O'Brien v. The
Repatriation Commission (1984) 53 ALR 477 has considered
relevant sections of the Act and prior decisions of this
Court and the High Court. The High Court has granted to
the Repatriation Commission leave to appeal against that
Federal Court's decision, which appeal is still pending.
The Court as presently constituted has
considered the detailed analysis by the members of the
Court in O'Brien's Case (particularly Keely and
Fitzgerald JJ) of the reasons for judgment in various
Federal Court judgments and of the High Court in earlier
cases concerning appeals under the Repatriation Act.
After lengthy deliberation the Court is of the view that
the proper course in the present matter is that the
decision of the Tribunal should be affirmed.
I am satisfied that on a proper analysis of the
Tribunal's determination herein it was open to the
Tribunal to reach the conclusion that the Repatriation
Commission had not discharged the onus upon it as
provided by slO7VH of the Act as construed by the High
Court in Law's Case and the earlier Federal Court cases
set out in detail in O'Brien's Case.
It is not to the point that the Court as
presently constituted may as a result of hearing medical
opinions expressed in other cases or indeed of its own
-knowledge be aware of views relative to the aetiology of
carcinomas of certain organs of the human body but in my
view it is notorious, especially in the field of
repatriation pensions and workers' compensation, that
medical science was in March 1982 such that evidence
might have been expected to have been led by the
Commission before the Tribunal indicating the range of
latency periods required before the particular types of
carcinomas suffered by the deceased might have
manifested themselves. There was no evidence that the
particular carcinomas suffered by the deceased must have
been "initiated" no earlier than XK years and no later
than Y years before such manifestations so as to prove
beyond reasonable doubt to the Tribunal that such
"initiator" of the carcinomas must have been subsequent
to the deceased's war service. Again, there was no
evidence to suggest that, in accordance with some
medical science, there was no "occurrence" during the
deceased's war service which, in effect, could have been
a "promoter" of the particular carcinomas or that such
"occurrence" must have happened during a time period
outside his war service.
In Lennell v. The Repatriation Commission, Full
Court of the Federal Court 3/2/1982, (unreported other
than 4 ALN No. 29),aill three members of the Court,
(Northrop, Toohey, Sheppard JJ) rejected a submission
for the widow, namely, that in every case where a
serviceman died of a disease, the cause of which is
unknown, it necessarily followed that his dependants
were entitled to a pension because it is not possible to
demonstrate that the cause of the disease from which he
died was not a war service cause. This submission was
rejected because it was considered that, notwithstanding
that the cause may not be known, it might be possible to
demonstrate that the cause was not or could not have
-been connected with war service.
But here, there was nothing before' the
Tribunal, and no attempt was made by the Commission to
place such material before the Tribunal to show that the
cause of the disease was not or could not have been
connected with the deceased's war service to a degree
that the Tribunal could have been satisfied beyond
reasonable doubt that such cause was not or could not
have been connected with war. service. Dr Locke's
certificate indicated what caused the deceased to die
but did not give a reason for the cause of the disease
other than to say that in his opinion it was not
connected with war service. It is noted that Dr Locke
does not express any reasons for this proposition.
A proper analysis of the reasons of the
Tribunal do not in my view support the Appellant's
claimed expression in its first ground of appeal of the
Tribunal's alleged view regarding the aetiology of the
disease and consequently that ground is rejected.
The second ground of appeal is also rejected.
In support of this ground the Appellant Commission
relied upon the decision of the Court in Read v. Nerey
Nominees Pty. Ltd. 1979 VR 47. In my view it cannot be
said that a tribunal of fact must accept any evidence,
be it medical or lay which is uncontradicted especially
if the tribunal considers that such evidence does not
deal with all necessary aspects of the issues before
it. The Act, of course. (see 5107VK), provides that the
Tribunal shall cause to be prepared a written record of
the decision containing a statement of the reasons for
the decision including any findings of fact in relation
to the matter but in my view a fair reading of the
Tribunal's reasons show that the Tribunal has given
-sufficient reasons in respect of the matter complained
of by the Appellant in this ground of appeal . It has
accepted Dr Locke's opinion as to cause of death but has
indicated that that opinion was not sufficient to
discharge the onus upon the Commission as to the cause
of the disease which led up to his death.
The third ground of appeal concerns the failure
of the Tribunal to exercise its powers under s107VZ(1).
That section reads:-
"107VZ2(1) The presiding member in relation
to a proceeding before the
Tribunal may, at any time,
request the Secretary-
(a) to forward to the Tribunal
further documents in his custody
relating to the proceeding:
(b) to obtain, and forward to the
Tribunal, furcthec documents
relating to the proceeding; or
(c) to arrange for the making of any
investigation, or any medical
examination, that the presiding
member thinks necessary with
respect to the proceeding, and
to forward to the Tribunal a
report of that investigation or
examination."
The Appellant Commission submitted that
in the subsection
circumstances of this case.
should be read as "must" in
reading of the reasons of the Tribunal showed that
gravamen of
the
whole moving force behind
Tribunal's acceptance of the claim was that there
an unexplained
factor. namely, the cause of
deceased's ischaemia, carcinoma of the prostate
-carcinoma of the bladder. It was further submitted
that s8s107VZ(1) has to be read in the light of 8107VG
which reads:-
LO7VG
(a)
(b)
The Tribunal, in conducting a
proceeding, or the hearing of a
proceeding, OL in making a
decision in a proceeding. on a
review: -
is not bound by technicalities,
legal forms Or rules of
evidence; and
shall act according to
substantial justice and the
merits and all the circumstances
of the case, and, without
limiting the generality of the
foregoing, shall take into
account any difficulties that,
for any reason, lie in the way
of ascertaining the existence of
any fact, matter, cause ofr
circumstance, including any
reason attributable to:-
(i) the effects of the passage
of time, including the
effect of the passage of
time on the availability of
witnesses; or
(ii) an absence of, Or a
deficiency in, relevant
official records, including
an absence or deficiency
resulting from the fact
that an occurrence that
happened during the service
of a member of the Forces
was not reported to the
appropriate authorities."
" may tt
the
It was submitted that a
the
the
was
the
and
As I understand the Appellant's submission in
this regard it says that it was incumbent upon the
Tribunal and in particular its presiding member in a
case such as this where there is an apparent gap in the
evidence for the Tribunal to request the Secretary to
obtain further evidence to fill that gap. That is to
say that the Court in those circumstances must construe
the word "may" as meaning "must". The Court was
'directed to Finance Facilities v. Commissioner of
Taxdtion 127 CLR 106, particularly at 124, see also Ex
parte McGaven Re Birne 46 SR (NSW) 58.
The Federal Court has indicated that the scheme
of the Act is not to establish an adversary method of
determining claims and applications. Be this as it may.
But I can see nothing in s107VZ read with or without the
provisions of slO7VG whereby a position could be reached
where the presiding member of the Tribunal was obliged
to seek further evidence to fill some apparent gap and
that his failure to do so must amount to an error of
law. In the circumstances of this case I am satisfied
that such a position was certainly not reached and this
ground of appeal is rejected.
Turning then to the fourth ground of appeal.
It will be recalled that the Appellant Commission did
not seek an order substituting a decision in its favour
but asked that the matter be referred back to the
Tribunal for further evidence and consideration. In
this regard it is pointed out that on 28 October 1982
(i.e. some little time after the determination of the
Tribunal in the subject matter) s24 of the Act was
amended by 610 of Act No. 100 of 1982. Relevant
amendments in effect made the relevant terms of s24 the
game as 6101 of the Act. Consequently. if the matter
had been remitted back to the Tribunal for
reconsideration, the Tribunal would then have
reconsidered it in accordance with s24 as so amended.
Accordingly, this ground of appeal was not pressed.
This then leaves the fifth ground of appeal.
The complaint here is the sentence at the end of the
third last paragraph of the reasons of the Tribunal
-which reads:-
"There are probably causal factors here
which have yet to be determined and
which could be related to war service."
In my view this sentence was not a finding of
fact by the Tribunal. In effect it was a "throw-away"
line not referring to factors to be found within the
files of the deceased but a reference to medical science
generally in respect of cancer or carcinogens. The
sentence certainly did not form a basis for any of the
Tribunal's determination.
Accordingly. the appeal herein is dismissed and
the decision of the Tribunal is affirmed. Pursuant to
s107VZZK of the Act the Appellant Commission is to pay
the Respondent's costs in accordance with that section.
I certify that this and
the Severpeer preceding
Pages are a true copy of
the Reasons for Judgment
herein of his Honour Mr
Justice Evatt. '
War
ssociate
Dated 22 November 1984
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