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p> CATCHWORDS
Appeal against conviction after trial on two counts of
supplying heroin and one count of being in possession of
heroin for purpose of supply.
Summing-up - No need for explanation of defence case to be in
a single self-contained whole.
Unsworn statement - Limitation on trial judge's power to
comment.
Confession - Standard of proof.
Appeal against sentence - Possession of mixture containing
5.37 grams of pure heroin - Prior sales of same mixture —-
3 years imprisonment concurrent for supply and 6 years
cumulative for possession for supply with non parole period of
4 years 8 months not manifestly excessive.
Cumulative sentences - Power to impose.
Poisons and Narcotic Drugs Ordinance 1978, s.4
Crimes Act 1900 (N.S.W.) in its application to the Australian
Capital -
Territory ss.444, 447 :
Evidence Ordinance 1971, s.74
Crimes Act 1914, s.19
Interpretation Ordinance 1967
Interpretation (Amendment) Ordinance 1985
Interpretation (Amendment) Ordinance (No. 2) 1985
RONALD JOSEPH DOMINGUEZ v. THE QUEEN
No. ACT G67 1985
CORAM: Evatt, Sheppard & Miles Jd.
6 December 1985
RECEIVED
12DEC 1985
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IN THE FEDERAL COURT OF AUSTRALIA )} -
AUSTRALIAN CAPITAL TERRITORY No. ACT G67 of 1985
DISTRICT, REGISTRY
GENERAL DIVISION }
BETWEEN:
RONALD JOSEPH DOMINGUEZ
Appellant
AND:
THE QUEEN
Respondent
MINUTE OF ORDER
JUDGES MAKING ORDER: Evatt, Sheppard & Miles JJ.
DATE OF ORDERS: 6 December 1985
WHERE MADE: Canberra
THE COURT ORDERS THAT:
1. The appeal against conviction be dismissed.
2. The appeal against sentence be dismissed.
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IN THE FEDERAL COURT OF AUSTRALIA
AUSTRALIAN CAPITAL TERRITORY No. ACT G67 of 1985 ~
DISTRICT REGISTRY
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GENERAL DIVISION )
BETWEEN:
RONALD JOSEPH DOMINGUEZ
Appellant
AND:
THE QUEEN
Respondent
CORAM: Evatt, Sheppard & Miles JJ
DATE: 6 December 1985
REASONS FOR JUDGMENT : 1
THE COURT
Ronald Joseph Dominguez was charged on indictment on
two counts of supplying a controlled substance, namely heroin,
to a person whose name is unknown and on a third count of
having a controlled substance, namely heroin, in his
possession for the purpose of supplying that substance to
another person or to other persons. These are offences under
s.4 of the Poisons and Narcotic Drugs Ordinance 1978 of the
Australian Capital Territory.
After a lengthy trial in the Supreme Court of the
Australian Capital Territory he was convicted on all counts
and sentenced. The sentences imposed were three years
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imprisonment on the first count, three years imprisonment on
the second count concurrently with the sentence imposed on the
first count, and six years imprisonment on the third count
cumulative on the sentence imposed on the first count. A non
parole period of four years and eight months was fixed. The
periods already spent in custody were taken into account. He
appeals against the convictions and against the severity of
the sentences. The grounds of the appeal against conviction
as they were eventually argued are that the learned trial
Judge in his summing-up failed to adequately put the defence
case, misdirected the jury on the appellant's unsworn
statement and misdirected the jury on the standard of proof
relating to certain confessional evidence.
The evidence in the Crown case came mainly from Det.
Sgt. Bruce Wayne Lewis, then the Officer-in-charge of the Drug
Squad, Australian Federal Police, and Constable Rodney Peter
West, also a member of the Drug Squad. Their evidence was as
follows. On Sunday, 23 December 1984 at about 5.50 p.m. they
went with other members of the police force to 14 Lawley
Place, Deakin in execution of a search warrant. They there
saw the appellant. When the appellant was asked whether there
were any drugs on the premises he replied, "You might as weil
have these, you will find them anyway". He then took from a
pocket of his shorts five silver foil packages (referred to in
evidence as "foils") and handed them to Sgt. Lewis. Sgt. Lewis
asked "What is in the packages?" and the appellant replied
"Heroin". Sgt. Lewis said, "Who owns it?" and the appellant
replied, "I do". The appellant denied that there were any
other drugs on the premises and stated that another .
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man, who had nothing to do with drugs, also lived in the
house. A search of the premises ensued and in the backyard
under some dead leaves the police discovered a plastic bag
containing another eighteen foils. Sgt. Lewis broke one
of them open and found it to contain a white powder.
Sgt. Lewis questioned the appellant as to the eighteen
foils and the appellant said, "Yes, its heroin". Sgt. Lewis
asked, "Who owns it?". The appellant replied, "Me".
A further search of the yard disclosed a sum of $4050
in eight separate rolls of fifty dollar notes in a_ stone
retaining wall. The following conversation then occurred
between Sgt. Lewis and the appellant:
'I said, "Ron, detectives have just located a
quantity of money in the rear yard" and I showed
him the plastic bag which I had taken from the
rear yard containing the eight bundles of
Australian notes. I said "Can you tell me who
owns it?". He said "I do". I said "Where did it
come from?". He said "Selling heroin". I said
"What did you intend to do with the other heroin
that was located in the rear yard?". He said "I
was going to sell some and use the rest". I said
"Where did you sell it from?". He said "From
here".'
The appellant was found to have $595 in cash on his
person. A further sum of $350 was found in cash on a shelf in
the kitchen. Also in the kitchen were found a quantity of
small plastic bags, a set of scales, a roll of aluminium foil
and a quantity of glucose powder. During the search the
appellant requested to speak to Sgt. Lewis privately and
accompanied him into a bedroom where he asked, "Can we do a
deal?". Sgt. Lewis replied that there would be no deals
done. There was a similar conversation at the remand centre
on 21 January 1985.
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The appellant was then accompanied to the office of the
Criminal Investigation Branch where, according to the Crown
evidence, a conversation took place which was recorded on a
typewriter. After the conversation concluded, the appellant
signed a record of that conversation. The record of interview
was admitted into evidence. It was objected to upon the
ground that the participation of the appellant in the
interview, and his signature to the record, were not obtained
voluntarily. Alternatively, it was submitted that the record
should be excluded from evidence on discretionary grounds.
The decision of the learned trial Judge to admit the record of
interview into evidence is not the subject of any ground of
appeal.
According to the record of interview, the appellant
confirmed what he had told the police earlier on the day in
question. On being shown the scales, the aluminium foil, the
Plastic bags and the packet of glucose, he stated that they
were all used in connection with the preparation of heroin.
The appellant stated that he had bought one ounce of heroin in
Canberra the previous Thursday or Friday from a person whom he
knew only as Paul, and that it was obtained on credit and that
it was worth $1600. The record of interview continued with
the following questions and answers:
"9.38 "What did you intend to do with the
heroin?"
A. "It was for sale to support my own habit."
Q.39 "How was the heroin packaged when you first
got it?"
A. "It was in one plastic bag."
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Q.40 "Who made it up into the smali foil deals?"
A. "I did."
Q.41 "How many small silver foils did you make
up?"
'A. "I made 38 up out of the ounce."
Q.42 "How much of that did you intend to use?"
A. "About a third to a half."
Q.43 "What did you intend to do with the rest of
the heroin?"
A. "Sell it."
Q.44 "How much were you seliing the heroin for?"
A. "$350 a deal."
The appellant then stated that he was a heroin addict
using two and a half to three grams a day. He said that he
had last used heroin that afternoon at about 3 o'clock, that
he was not feeling any effect of that heroin at the time of
questioning, that he clearly understood the questions being
asked and had no difficulty in answering them. He declined
the services of a doctor. He was then shown the cash found in
the backyard and acknowledged that it was his. The record of
interview continued:
"9.54 "Where did you get this money from?"
A. "From selling heroin."
Q.55 "Over what period of time did it take you
to collect this amount of money?"
A. "Three or four days."
Q.56 "How many different people did you sell
heroin to in that three or four days?"
A. "About half a dozen."
6.
Q.57 "Is the three or four day period you
referred to starting from last Friday?"
A. "Yes."'
The accused was then shown the $950 found in the wallet
in the kitchen and after acknowledging that it was his, stated
that $350 was from selling heroin and the rest was "from
work".
Finally, in the record of interview the appellant
acknowledged that a number of syringes and spoons with a white
substance adhering to them located by the police on the
premises were his.
The recorded interview commenced at 8.03 p.m. and
concluded at 10.01 p.m. During that time the appellant was
said not to have displayed symptoms of withdrawal' from
heroin. The signature of the appellant was witnessed by
Sgt. Lewis and Constable West. No senior officer was invited
to participate in it or check it with the appellant.
Evidence was also given in the Crown case by three more
police officers. Constable Thrift gave evidence of locating
the glucose powder, plastic bags and the aluminium foil.
Constable Moses gave evidence of the conversations at the
house between Det. Sgt. Lewis and the appellant and said that
he could not see any outward sign that the appellant was
affected by a narcotic drug. He had some years experience as
an agent with the Federal Bureau of Narcotics. Constable van -
Akker gave evidence of finding the bank notes in the retaining
wall in the rear yard.
Scientific evidence was given by Mr. Peter Gary Smith,
an analyst who received the five foils and the eighteen foils"
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and subjected their contents to analysis. The contents of the -
five foils were 3.46 grams in mass, containing .99 of a gram
of pure heroin. The contents of the eighteen foils were
14.81 grams in mass, containing 4.38 grams of pure heroin.
The total mass of pure heroin was 5.37 grams. Apart from the
heroin content the powder was made up of glucose. Mr. Smith
formed the view that the chemical composition of the two lots
of powder was such that it was likely that they came from the
same stock.
Dr David Neal McGrath gave evidence in the Crown case
that he examined the appellant at the city watch-house at the
request of the police in order to see whether the appellant
needed any treatment. The examination took place at about
4.10 a.m. on 24 December 1984. Dr McGrath formed the view
that the appellant was suffering mild narcotic withdrawal.
His experience of such matters was limited; he had not had
previous direct experience of a patient with narcotic
withdrawal and he consulted a textbook after his visit to make
his assessment.
The appellant made a statement and called some
evidence. His statement was lengthy and it is more convenient
to summarise it than to set it out in full. In his statement
he admitted that he was in possession of the five foils of,
heroin at the time of the police visit and said that he had
purchased that heroin that morning because he intended to fly
to Wingham the following day to spend Christmas with his
parents. He said that he was a heroin addict and had had his
8. Dot:
last dose of heroin at about 3 o'clock that afternoon. He
said that the police stripped him of his clothing and
handcuffed him to a chair in his house. He began to feel the
onset of withdrawal symptoms. He admitted that he said to
Sgt. Lewis in the bedroom, "Can we make a deal?" and that when
the sergeant declined he was taken back to the loungeroom and
there was then produced a bag with a number of silver foils in
1t. He was questioned as to the ownership and replied "I
don't know". Stg. Lewis responded, "Well, you're going to
wear them anyway". He went on to say that he was taken to the
police station and was told that a record of interview would
take place to which he replied, "No, I don't want any part in
it".
There was then a series of conversations between
Sgt. Lewis and Constable West in which the appellant said that
they concocted the record of interview. He said that he was
asked certain questions and gave answers but could not
remember the details except to the extent that the answers
that he gave were not the answers recorded in the record of
interview. He said that the withdrawal symptoms grew worse
complained to the police officers and was told that they would
get a doctor as soon as they were finished. He was asked
whether he would sign the record of interview and refused. He
claimed that he was then told by Sgt. Lewis that if he did
sign it then he would be given something to make him better
(which he took to be heroin); the police would not oppose bail
and would give him back some of the money. He added that the
police told him that if he signed the record they "would make___
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it known in the court that I was not dealing to make profit,
that I was dealing to support my addiction". He said that he
signed the record of interview because of these factors
together with the craving for heroin that he had developed.
He said that he realised by the stage of the trial that
signing the statement was irrational but would have signed
anything to get heroin at that stage. He denied the alleged
conversation at the remand centre. He concluded by telling
the jury that he had made no admissions about supplying
heroin, that he did not have a supplier in Sydney, that the
eighteen foils were not his, that the money was not his and
that he believed that they belonged to the man with whom he
had been sharing the house and whom he had expected to give
evidence on his behalf.
Dr W.P. Fitt gave evidence on behalf of the defence.
He examined the appellant at the Belconnen Remand Centre on
24 December in the evening. His view was that the appellant
was suffering symptoms of withdrawal from heroin. The brother
of the appellant testified that he had spoken to the appellant
and to Sgt. Lewis on the telephone at about 10 p.m. on the
night of the arrest, and that Sgt. Lewis had said that the
appellant was "coming down from a dose of heroin" and needed
to be kept under observation. The brother saw the appellant
the next morning at Court and in the cells where he was
withdrawn and shivering. Evidence was given by nurses
Lesley-Ann Fraser and Marion Watson to the effect that a
person with heroin addiction such as that claimed by the
appellant would be likely to suffer severe withdrawal symptoms
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about six hours subsequent to the last ingestion of the drug.
It would be common for such a person to strongly crave the
drug to the extent of going to irrational lengths for
short-term gratification regardless of consequences.
The case for the prosecution and the case for the
defence may then be seen in contrast. The appellant had been
found in possession of five foils of heroin. This was
undisputed. There was also found on his person a reasonably
large sum of cash. There was found in and about the house
which he shared with another man a further quantity of heroin,
further large sums of cash and a collection of items which
could be taken by the 'jury to constitute the means of
preparing heroin for distribution to other persons. What was
located in and about the premises was of itself equivocal
insofar as all or any part of it could have belonged to the
other man, and might have had nothing to do with the
distribution of heroin. However the Crown relied on verbal
admissions that ail the heroin and the cash found belonged to
the appellant, that he had sold some of the heroin previously
purchased and intended to sell some of what remained.
Further, the Crown relied upon the evidence contained in the
record of interview: in particular the answers to questions 38
and 43 as to the intention of the appellant to sell the heroin
that was in his possession at the time of his arrest, and
the answers to questions 56 and 60 to support the actual sale
alleged in the first and second counts in the indictment.
Lastly, the Crown was entitled to rely upon the presumption:
under s.4(4) of the Ordinance that if the jury found that the
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11.
appellant was in possession of the eighteen foils, then he was _
in possession of more than the traffickable quantity of the
drug and presumed, unless he proved to the contrary on the
balance of probabilities, to be in possession of the drug for
the purpose of supply.
The case for the defence starts with the appellant's
concession at the trial that he was a heroin addict and had
the five foils in his possession at the time of arrest.
Beyond that he denied possession of the further quantity of
heroin and of the money found in the yard and claimed that the
five foils were solely for his own use. He denied making the
other verbal admissions mentioned above. He denied that the
conversation recorded in the record of interview had taken
place. He admitted signing the record of interview but
asserted that he had done so only after promises made by the
police and because his mind was overborne by the craving for
heroin which he had developed as part of withdrawal from
previous ingestion of the drug. As we understand the nature
of the submissions put on behalf of the appellant he did not
raise the issue that at any relevant time he was intoxicated
by the direct influence of the drug.
The first ground of appeal with which we shall deal is
that the learned trial Judge failed to put the defence case
properly. Failure adequately to put the defence is a well
recognized ground of appeal. The duty to secure for the
accused a fair trial according to law involves an adequate
direction both as to the law and the possible use of the
relevant facts upon any matter upon which the jury could in
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the circumstances of the case upon the material before them
find or base a verdict in whole or in part for the accused:
Pemble v. The Queen (1971) 124 C.L.R. 107 at p.117.
The appellant relied upon the decision of the New South
Wales Court of Criminal Appeal in R_v. Veverka (1978) 1 NSWLR
478. That was a case in which the accused was convicted of
murder arising out of a shooting inside a car. He maintained
in his statement to the jury that the shooting was accidental
and that the rifle discharged without any intention in that
regard on his part. The trial Judge in his summing-up had
dealt with the Crown case as a clear and comprehensive
narrative and in the course of so doing had mentioned
particular answers made on behalf of the appellant to specific
aspects of the Crown case. He did not adopt a similar method
of presenting the evidentiary material when dealing with the
appellant's case. In the judgment of Street C.J., with whom
the other members of the Court agreed, the references made to
the appellant's case during the canvassing of the Crown case
would have been sufficient to raise the relevant
considerations for determination by a trained intellect
accustomed to adjudicating upon issues of fact, but the risk
in following that course in a jury trial was that it gave rise
to a challenge as to whether the jury was presented within the
terms of the summing-up with a clearly defined account of the
defence case. The unsworn statement in Veverka, some two
pages in length in transcript and no "rambling irrelevancy",
was not read to the jury nor paraphrased as an entirety. His
Honour concluded at p.481:
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"There is, of course, no absolute requirement that
an unsworn statement must be read to the jury in
the course of the summing-up although this is a
practice frequently adopted. What is relied upon
here is that there was neither a reading to the
jury of the unsworn statement nor a giving to the
jury of a comprehensive paraphrase of it, nor a
collection by his Honour into one identifiable
portion of the summing-up of the various lines of
evidence upon which the appellant relied as
constituting the entirety of his defence to the
charge brought against him.
It is not easy to resolve a submission of this
nature remote from the atmosphere of the trial,
and from the terms of addresses of counsel. It
is, however, clear from the authorities to which
reference has been made that a summing-up must
contain an adequate presentation of the defence
case to enable the jury, from the terms of the
summing-up itself to comprehend and understand
what the defence case is."
It is important to read this passage as a whole. It
does not, in our view, give rise to the proposition stated in
the headnote to Veverka that an accused person is entitled to
have his case presented to the jury in the summing-up as an
identifiable entirety to an extent equal to that employed in
the presentation of the case for the Crown. It is obvious
that in many cases the prosecution case may well be complex
and require lengthy explanation whereas the defence case may
be simple so that a concise explanation of it is neither
inadequate nor unfair. Nor is it necessary in our view that
the defence case should be put in a single and self-contained
portion of the summing-up, although no doubt that course will
often suggest itself to the trial judge as convenient and
appropriate. The question in every case is whether the terms
of the summing-up itself taken as a whole contain sufficient
presentation of the defence case to enable the jury to
understand what it is.
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14. ~
We turn now to examine the summing-up in question. The
learned trial Judge did not read the unsworn statement of the
accused to the jury in his summing-up. The course adopted by
his Honour was similar to that adopted by the trial Judge in
Veverka in that his Honour explained the nature of the Crown
case in narrative fashion and in the course of so doing drew
attention to the case for the accused as it arose in relation
to each of the particular aspects of the Crown case. In our
view no criticism can be made of this course. The statement
occupies some seven pages or more of the transcript. It
contains a number of irrelevant matters. It is not directed
precisely to the various issues that are raised by each of the
three charges on the indictment; we do not suggest that it
should have been so precisely formulated, but clearly a simple
reading of the statement was likely to be of less assistance
to the jury than a paraphrase and explanation of what was
contained in it.
It is not necessary to refer to each passage in the
summing-up which raises aspects of the defence case. His
Honour outlined in a joint fashion the nature of the Crown
case and the evidence to support it in relation to the first
two counts in the indictment and went on to deal with the
third count at a later stage. He explained to the jury that
the accused did not deny being in possession of five foils
found on his person, admitted that he had tried to persuade
the police to come to some arrangement about that but had done
so simply on the basis that he realised that he was in trouble
because he had been found in possession of some heroin. Bis
15. -
Honour informed the 'jury that the accused denied the alleged
verbal admissions at the house and asserted that the record of
interview was a concoction. He went on to discuss in
considerable detail the evidence relating to the record of
interview, including the cross-examination of the police
officers and including the evidence from the doctors and the
two phychiatric nurses. In addition his Honour read to the
jury certain passages from that part of the accused's
statement which raises the question of his condition at the
time of the interview and the reasons for his signing the
record. The evidence of Mrs. Fraser and Miss Watson was not
referred to in any detail but the jury was reminded by his
Honour of the evidence that they had given "about the terrible
feelings and cravings that drug addicts get".
His Honour then proceeded to direct the jury in
relation to the third count in the indictment, the charge of
having the heroin in possession for the purpose of supplying
other persons. His Honour instructed the jury on the law and
then outlined the Crown case on that count. He told the jury
that it was undisputed that the five foils and the eighteen
foils together contained 5.37 grams of heroin and that if the
jury was satisfied as a matter of fact that the appellant was
in possession of the eighteen foils as well as the five foils,
then as a matter of law the appellant was deemed to have the
heroin in his possession for the purpose of supply to other
persons. His Honour pointed out to the jury that the accused
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16.
had not raised the question of justifying his possession by
way of claim of lawful authority. His Honour continued as
follows:
"Indeed the accused said "I didn't possess the
eighteen foils". He denies possession. He does
not say "Well if they were in my possession I was
going to use them all mysel£—" such as you do get
in cases like this."
His Honour concluded by instructing the jury as to the
way in which they could approach the accused's unsworn
statement, a subject to which we shall return shortly. The
jury retired to consider their verdict, there was further
discussion between counsel and the jury was called back and
given a further instruction in terms that counsel for the
accused had indicated were satisfactory. The further
direction was in these terms:
"The accused's case is not that he did not sign
the record of interview, that his case is not that
he did not know that he was signing the record of
interview rather, it is his case that at the time
his state was so irrational, as a result of heroin
withdrawal, that he signed it for the reasons that
he explained."
It was also submitted on behalf of the appellant that
the summing-up was deficient in that it made no reference to
some inconsistencies in the evidence given by the police
officers. However, the trial Judge was not obliged to put to
the jury all the arguments that were or could be raised by
counsel for the defence as to deficiencies in the Crown case.
We take into account the fact that the trial Judge was not
asked by counsel for the defence to put anything further to
the jury on the defence case apart from the further direction
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which his Honour did in fact give and to which we have
referred.
Taking the summing-up as a whole, we are not convinced
that his Honour failed to make clear to the jury the nature of
the attack made on the Crown case on behalf of the appellant
nor the positive defence raised by him in answer to the Crown
case. In our view there was no danger that the jury would
have been left in any doubt that the accused alleged that the
heroin found in his backyard together with the money there was
not his and that the foils found in his possession were for
his own use, that he denied the verbal admissions alleged,
that he denied that the record of interview took place and
that he explained his signing the record of interview by
reference to his craving for heroin.
This ground of appeal fails.
The next ground of appeal is that the learned trial
Judge misdirected the jury on how they should assess the
appellant's unsworn statement. What his Honour said is as
follows.
"The law requires you to take that statement into
account together with all the other evidence. But
it is obvious to you that there are certain
infirmities in him taking that course. He suffers
certain defects in the way he presents to you by
having taken that course.
What he said to you is not, itself, evidence in
the same sense as evidence given from the witness
box on oath, and it is not subject in any way as
was the evidence of the Crown witnesses to the
test of cross-examination.""
With the possible exception of one feature with which
we shall shortly deal, this direction was in accordance with
18.
the long-standing practice in the Territory. The nature of
the unsworn statement of an accused person in a criminal trial
in the Australian Capital Territory was the subject of a very
comprehensive judgment of Smithers J. (with whom Bowen C.d.
and Fisher J. agreed on the point) in the appeal of Peter
David Sorgenfrie (1981) 3 A.C.R. 404. In the light of that
judgment it may be thought that there is little that we could
add on the subject. However in deference to the research and
industry of counsel for the appellant we think it desirable to
deal expressly with the submissions that were made. We start
with the proposition that the prohibition of comment on the
part of the trial Judge on the accused's failure to give
evidence now contained in s.407 of the New South Wales Crimes
Act does not apply in the Australian Capital Territory. In
the Territory the legislative provision is contained in s.74
of the Evidence Ordinance 1971 which provides as follows:
74.(1) On the trial of an indictable offence, the
failure of the person charged or his spouse to
give evidence shall not be made the subject of
comment by counsel for the Crown.
(2) Where -
(a) two or more persons are being tried together
for an indictable offence; and
(b) comment is made by or on behalf of any of
those persons on the failure of any of those
persons or of the spouse of any of those
persons to give evidence,
the judge may make such observations to the jury
in regard to the comment or the failure to give
evidence as he thinks fit."
When s.74 of the Evidence Ordinance 1971 was enacted,
s.407 of the Crimes Act of New South Wales in its application
19,
to the Australian Capital Territory which had hitherto--been
in force in the Territory was repealed. It was submitted on
behalf of the appellant that subs.(2) of s.74 of the Evidence
Ordinance 1971 acknowledges that there are limits on what
comment -a judge may make upon the failure of an accused person
to give evidence and that in order to ascertain what those
limits are it is necessary to look at the state of the law in
New South Wales as it stood before the enactment of the
provision that became s.407 of the Crimes Act in that State.
In this regard the appellant relied upon the decision of the
Privy Council in Kops v. The Queen (1894) A.C. 650. That case
was decided on appeal from the Supreme Court of New South
Wales where it had been held that it was within the province
of the trial Judge to comment upon the accused's failure to
give evidence. In dismissing the petition for- leave to appeal
their Lordships said at p. 653:
"The learned Judges did not lay down - it was not
within the scope of the case necessary to lay down
any general rule as to such comments. There may
no doubt be cases in which it would not be
expedient, or calculated to further the ends of
justice, which undoubtedly regards the interests
of the prisoner as much as the interests of the
Crown, to call attention to the fact that the
prisoner has not tendered himself as a witness, it
being open to him either to tender himself, or
not, as he pleases. But on the other hand there
are cases in which it appears to the Lordships
that such comment may be both legitimate and
necessary."
In the light of that passage it was submitted on behalf
of the appellant that in telling the jury that the accused
suffered "certain defects" by having made an unsworn
statement, the learned trial Judge was going beyond the bounds
of legitimate comment.
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20.
In Sorgenfrie the nature of the direction required on
the unsworn statement was described by Smithers J. at pp.20-21
as follows:
"Having regard to the foregoing it is my opinion
that in the trial in the Australian Capital
Territory of the offences for which the appellant
was tried it was necessary that the jury should be
directed that statements of fact in the o
appellant's unsworn statement, were to be 4
considered as evidence of the facts stated and ~
given such weight, alongside the other evidence,
as the jury might, in all the circumstances and w
having regard to its inherent "infirmities",
consider it to be entitled. Whether any such
statement would be believed would of course depend :
on whether it was in itself regarded as credible rt
by the jury, and whether although otherwise ~
credible it might be contradicted by other 7
evidence more credible. But the evaluation of the
credibility of what was said in the unsworn
statement, inherently in itself, or in competition
with other evidence supporting a contrary
inference or fact, would be for the jury. But *-
nevertheless in some circumstances a jury acting
properly and sensibly might believe the unsworn :
statement of the prisoner rather than the sworn >
evidence of some other witness. It is always :
possible that the truth may be spoken from the .
dock and falsehoods from the witness-—box."
On p.426 his Honour continued:
"The statement that the contents of an unsworn
statement 1s not evidence in the sense that ;
evidence on oath from the witness-box is evidence Pe
is one that has been made to juries for many
years. But the sense in which the unsworn
Statement, as evidence, differs from the sworn
statement made in the witness—box, as evidence, is !
not that the former lacks probative value if :
believed but that because of its infirmities .
referred to above, its capacity to evoke belief mo
is, ex facie, less potent than if a statement is
made on oath in the witness-~box."
The term "infirmities" seems to have been used for the -.
first occasion on this subject by O'Connor J. in Peacock v.
The King (1911) 13 C.L.R. 619 at p.674 where his Honour said:
21.
"Any statement of a prisoner not on oath carries
on the face of it certain infirmities. It has not
the sanction of an oath and the prisoner who makes
it is deeply interested in asserting his
innocence."
The use of the term "infirmities" in relation to the
unsworn statement has subsequently been approved on many
occasions, see e.g. Rv. Simpson (1956) V.L.R 490.
Rv. Simic (1979) V.R. 497 and in Sorgenfrie.
It is true that in telling the jury that the appellant
"suffers certain defects in the way he presents to you by
having taken that course" his Honour stepped outside what
might be regarded as the traditional direction. Whether there
is any real distinction between the term "infirmities" and the
term "defects" is, we think, unnecessary for us to determine.
We would think that what his Honour meant in the sentence
under consideration is that the accused suffered certain
disadvantages by adopting the course of making an unsworn
statement. If the jury so understood what was put to them,
then it could hardly be to the prejudice of the accused. On
the other hand if the sentence under consideration is taken on
its own it is arguable that the jury might have understood it
to mean that the case for the accused was somehow deficient or
lacking in strength. However, once the sentence is put in
its context, and having regard to the summing-up as a whole,
including the directions which his Honour properly gave on the
onus and standard of proof, we do not think that his Honour's
direction on the unsworn statement could have been understood
by the jury in any way which went beyond a legitimate comment
on the part of the learned trial Judge. In our view there was
pita,
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22.
no miscarriage of justice occasioned by the direction, and the'
appeal on that ground must aiso fail.
The remaining ground of appeal against conviction is
concerned with his Honour's directions as to the standard of
proof in relation to the evidence of verbal admissions and
record of interview. It was submitted, as we understand it,
that the jury should have been instructed that if they were
not satisfied beyond reasonable doubt that the accused had .
made the admissions alleged then they should acquit the
accused.
The appellant relied upon certain passages in the
judgments in Chamberlain v. The Queen (1984) 51 A.L.R. 225.
In particular reliance was placed on the following passage
appearing in the judgment of Gibbs C.J. and Mason J. at p.237:
"It follows from what we have said that the jury
should decide whether they accept the evidence of
a particular fact, not by considering the evidence
directly relating to that fact in isolation, but
in the light of the whole evidence, and that they
can draw an inference of guilt from a combination
of facts, none of which viewed alone would support
that inference. Nevertheless the jury cannot view
a fact as a basis for an inference of guilt unless
at the end of the day they are satisfied of the
existence of that fact beyond reasonable doubt."
In similar vein Brennan J. said at page 21 that "the
primary facts from which the inference of guilt is to be drawn
must be proved beyond reasonable doubt". Murphy J. said at
page 66 that "the jury should not accept any fact for the
purpose of inferring guilt unless in the light of all the
evidence the existence of that fact is established beyond
reasonable doubt", and further "that every crucial element be
proved beyond reasonable doubt".
st
23.
It is trite law that the prosecution is not required to
prove every fact about which evidence is given beyond a
reasonable doubt. It is in the end a jury question as to
which of the facts alleged are "primary", "crucial" or "basic"
for the purposes of inferring guilt. In Chamberlain
Gibbs C.J. and Mason J. at p.239 accepted as correct in
principle a submission put in Moss v. Baines (1974) W.A.R. 7
at p.i1 that "every fact necessary to be proved to sustain
proof beyond reasonable doubt of every element of the offence
charged must itself be proved beyond reasonable doubt".
Ultimately it is for the jury to decide which are the facts
which are necessary to be proved to sustain proof to the
requisite degree of every element of the offence charged. In
certain situations no doubt the trial Judge can give the jury
assistance in this respect. If for instance the only evidence
against an accused person is his confession then it would
follow that unless the confession was proved beyond a
reasonable doubt guilt may not be inferred. It is however not
correct to say that the jury must be instructed that every
item of evidence that goes to prove the confession must itself
be proved beyond reasonable doubt. Further, if there is
evidence apart from the confession which inculpates such an
accused, it is for the jury to decide whether in the light of
all the evidence they consider the confession, or indeed any
fact which the evidence tends to prove, as so crucial or basic
that guilt cannot be inferred without proof of that crucial or
basic fact to the degree of proof beyond reasonable doubt.
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24. aes
In the present case the 'jury had before it in addition
to the evidence of the verbal admissions and the record of
interview the undisputed evidence of the appellant's
possession of the five foils together with the evidence of the
finding .of money and items which could have been used for the
purposes of distribution in and about the premises. Being no
doubt aware of the weak nature of the Crown case apart from
the confessional material, the learned trial Judge mentioned
the matter of the admissions on a number of occasions during
the course of the summing-up.
Dealing generally with the evidence of the admissions
his Honour said:
"The accused has made all sorts of admissions to
the police which are obviously inculpatory or
against his interests, if you are satisfied those
admissions were made you can act upon those
admissions against the accused, because as I say
people do not ordinarily say inculpatory things
unless they are true ... so you are entitled to
use the admissions ... which the Crown says the
accused made as evidence against him provided only
that you are satisfied that he did in fact make
them. Once you get to the stage where you think
he did make them then they are evidence against
him.
His Honour later said when outlining the Crown case:
"He made admissions not only at the house but also
in the record of interview and you know how hotly
that is contested in this case. It is possible,
of course, for you to find that he made admissions
at the house but did not make the admissions in
the record of interview. I mean, it is not
necessarily one in all in.
Later on his Honour continued:
"So the way you look at it is this; if you are
satisfied that he made the admissions in the
record of interview, then you must be satisfied
beyond reasonable doubt of the element of supply
in the first two counts, but you do not have to be
oo mrt
tment
concerned with the first two counts,
25.
satisfied beyond doubt that he made the record of
interview. That is not the standard. It is not
the law that a jury should examine separately each
item of evidence adduced by the prosecution, apply
the onus of proof beyond reasonable doubt as to
that evidence, and reject it if you are not so
satisfied.
At the end of the day you must consider all the
evidence, and in doing so you may find that one
piece of evidence resolves any doubts that you
have about another. For example, considering the
evidence of one witness by itself you may doubt
whether it is completely truthful, but other
evidence may provide corroboration, and when you
consider the evidence as a whole you may decide
that the witness should be believed. You should
not look at the evidence of any one witness in
isolation, you should look at the whole case,
consider the accumulation of the evidence and
decide whether you are satisfied beyond reasonable
doubt of each of the elements which the Crown has
to prove.
Now, as I say, you do not have to be satisfied
beyond reasonable doubt that the record of
interview was made as the police say, and that the
confessions, the admissions, were made in it. But
you would have to be satisfied beyond reasonable
doubt of the elements of the offence, namely,
supply of a controlled substance, to wit, heroin,
to another person and it would seem to me that if
you do not think - if you are not satisfied that
the record of interview was compiled in the way
the police say, then there does not seem to be
sufficient evidence of the element of supply in
the first two charges for you to be satisfied
beyond reasonable doubt."
In concluding that part of his summing-up which was
jury as follows:
"T£ you do not think that the answers were given,
then, as I say, it seems to me that you could not
be satisfied beyond reasonable doubt about the
first two charges in the indictment because you
could not be satisfied beyond reasonable doubt
that the Crown had proved that he did in fact
supply in the previous few days to another
person."
his Honour directed the
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26.
Taking the summing-up as a whole, we think that these
passages indicate that his Honour drew to the attention of the
jury the importance of the confessional evidence particularly
as it related to the two charges of supplying heroin. True it
is that his Honour might have appropriately warned the jury of
the dangers of taking into consideration in relation to the
first two counts of supply the evidence which went more
directly to the third count, the charge of having heroin in
possession for the purpose of supply. The question for
determination is whether, again reading the summing-up as a
whole, the jury may have been left in a situation where they
thought that they might properly convict the accused even
though one or more of the necessary elements to prove each
Particular charge was established to a degree which fell short
of being beyond reasonable doubt. We do not think that the
jury was left in any such danger.
None of the grounds of appeal having been made out and
it not otherwise appearing to us that a miscarriage of justice
has occurred, the appeal against conviction must fail.
We turn now to the appeal against sentence.
By the jury's verdict the appellant was found to have
been in possession of 18.6 grams of a mixture containing
5.37 grams of pure heroin. What was in his possession at the
time of his arrest was what remained of what he had purchased
some days previously. He intended to put about one third to
one half of the amount purchased to his own use and to sell
the rest. He had in fact sold some of the heroin in the
packages that he had made up, and had in possession at the .-.
mt ee ees ee eee
27.
time of arrest a sum in excess of $4,000. He was himself a
heroin addict, but that is an explanatory fact rather than a
mitigating one.
The prisoner's antecedents are not such as to entitle
him to any leniency. He is now 35 years old and has what his
Honour described very correctly as a very bad criminal
record. Between 1966 and 1970 he was convicted of numerous
offences, mainly crimes of dishonesty. In 1972 he was
convicted in the Supreme Court in Brisbane of armed robbery
and was sentenced to six years hard labour. Unfortunately, it
seems that whilst imprisoned in Queensland he was introduced
to the use of heroin. After his release in 1978 he remained
free of trouble for some three years, but in 1981 was again
convicted of offences of dishonesty and in 1982 he was
convicted for the first time of a drug related offence. 'There
were a number of offences relating to cannabis over the
ensuing two years and on 1 November 1983 he was sentenced in
the District Court, Queanbeyan to three and a half years
imprisonment for an offence of supplying Indian hemp, and a
non-parole period of twelve months was fixed. He was released
early in June 1984 and was on parole at the time of committing
the offences under consideration. We have been told that
parole has not yet been revoked by the authorities in New
South Wales who are awaiting the outcome of the present
appeal.
There was evidence before his Honour that the appellant
had, whilst on bail awaiting the present charges, undergone
treatment at a drug referral centre and had substantially
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Gen ae een re
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28.
embarked upon a changed lifestyle. His Honour, who heard
evidence on this aspect, was not entirely convinced by it, and
we are in no position to differ from his findings in that
regard. The appellant himself gave evidence before his Honour
as did Dr. Knox, a consultant psychiatrist. His Honour's
conclusions were that there were some prospects of the
appellant establishing a securer and stable life. Again we
would not disturb those findings.
A threshold submission on the question of sentence was
that his Honour had no power to impose a ée cumulative
sentence. This submission was, it seems, based on the
misapprehension that the power to impose cumulative sentences
for offences charged on the one indictment derives from s.444
of the Crimes Act of New South Wales as amended in its
application to the Australian Capital Territory. The power to
direct that sentences passed in respect of conviction on the
same indictment of two or more offences should be served
cumulatively is, however, to be found in s.447 of the Crimes
Act which provides as follows:
"Where a person is, in any case, convicted on the
same indictment of two or more offences similarly
punishable, the Judge may, if he thinks fit, pass
sentence on the second and third counts
respectively for a term to commence at a future
day named by him, within, or at the expiration of,
the term of sentence passed on the last preceeding
count."
It is unnecessary to consider at length the provisions
as to cumulative terms of imprisonment contained in s.19 of
the Crimes Act 1914 to which reference was made in argument.
That section is concerned with offences against the law of the
we
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in is Me
Toe rn rg ee poe ose 7 te
&
29.
Commonwealth. Whilst there has been doubt as to whether, for
the purposes of the Commonwealth Crimes Act, an Ordinance of
the Australian Capital Territory is a law of the Commonwealth
(see Hayes v. The Queen (1967) 116 C.L.R. 459, Spratt v.
Hermes (1969) 114 C.L.R. 227, Webster v. McIntosh (1980) 32
A.L.R. 603, Rv. Clark & Cleaver 5 A.C.T.R. 119) those doubts
for the purposes of the present case have been removed by the
provisions of the Interpretation (Amendment) Ordinance 1985
and the Interpretation (Amendment) Ordinance (No. 2) 1985.
The effect of the 1985 Ordinances, which amend the
Interpretation Ordinance 1967, is that s.19 of the
Crimes Act 1914 is no longer to apply to an Ordinance as if an
Ordinance were a law of the Commonwealth. The present case is
concerned with offences under the Poisons and Narcotic Drugs
Ordinance 1978 and accordingly the matter of accumulation of
sentence 1S governed by the Crimes Act of New South Wales as
amended in its application to the Australian Capital
Territory, and in particular s.447.
It was submitted on behalf of the appellant that his
Honour fell into error by failing to take into account that
the offences were committed primarily for the purpose of the
offender financing his own drug addiction rather than for a
motive of commercial gain. Tt is however abundantly clear
that his Honour gave full consideration to this aspect of the
case. It was further submitted that as a matter of law his
Honour fell into error by failing to recognise that the three
offences formed in effect one transaction which required the
imposition of concurrent and not cumulative sentences. Again
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30.
however on the facts his Honour was perfectly justified in
treating the two offences of previous supply as being separate
from the offence of being in possession for the purposes of
supply at the time of the subsequent raid and arrest.
Ultimately, the only real question for determination by this
Court on the question of sentence is whether the sentences
imposed by his Honour were manifestly excessive. The question
is, of course, not whether this Court or any member of it
would have imposed a sentence or sentences different from that
or those imposed by his Honour, but whether the sentences fall
outside the range that might reasonably be imposed by a
sentencing tribunal in all the facts and circumstances of the
case. We were referred to the decision of this Court in the
appeal of Bozo Jurkovic (1981) 6 A.C.R. 215. The facts of
that case were different from those of the present. ' The
offender there was convicted on one count of possessing heroin
for the purpose of supply for which he was sentenced to five
years imprisonment and on a second count of administering
heroin to himself for which he was sentenced to imprisonment
for one year to be served concurrently. A non parole period
of two and a half years was fixed. The amount of heroin in
possession in that case was .872 of a gram, contained in a
mixture of sugar and heroin weighing .9 grams. There were
other features of the case which went to mitigation and which
are distinct from the facts of the present case. A Full Court
reduced the sentence on the conviction for possessing heroin
for the purpose of supply to four years and reduced the
sentence for administering heroin to three months,
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Boa
none
ne od
31.
substituting a non parole period of twenty-one months. Little
however is to be gained from comparing the actual sentence in
that case. We take note of the principles enunciated in the
judgment of Fox J. at p.220 to the effect that two factors are
of importance; one is the amount of the drug in terms of pure
heroin, the other is whether the supply was for straightout
commercial profit or for financing the prisoner's own
addiction. In the last mentioned type of case his Honour
stated and we would agree that five years imprisonment is in
general at or towards the top of the range if the amount
involved is small. However, in the present case we do not
think that the amount involved can be described as small. The
amount found in the appellant's possession was more than twice
as much as the prescribed traffickable quantity and the amount
already sold by him yielded more than $4,000 in the proceeds
of sale. We are of the view that these factors are sufficient
to establish that there was a real element of sale for profit
on the part of the appellant, and that whilst his part in the
transactions could not be described as being "for straightout
commercial profit" neither was it restricted to financing his
own addiction.
We do not repeat what has been said many times in the
past about the evils of the heroin trade nor about the need
for sentences to reflect an element of general deterrence as
well as the disfavour with which the general community regards
the heroin trade and those who engage in it. In our view the
head sentences were not manifestly excessive when viewed
independently, nor was the total period of nine years
32.
imprisonment when viewed as a mark of the total criminality of
the appellant's conduct. Paying due regard to his Honour's
findings that the appellant is beginning to show some real
insight into his behaviour and the need for reform, we do not
think that the non parole period was manifestly excessive
having regard to the need to fix a minimum term of
incarceration which will properly reflect the seriousness with
which the Court regards the offences. The appeal against
sentence is dismissed.
I certify that this and the thirty-one preceding
pages are a true copy of the Reasons for Judgment
herein of their Honours Evatt, Sheppard and
Miles JJ.
VIR bere,
Associate
Dated: 6 December 1985
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. 7