Adamson, R.M. v. Amalgamated Metals Foundry & Shipwrights Union [1985] FCA 685
Federal Court of Australia
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JUDGMENT No, 1222 sued 2mm
CATCHAORDS
Industrial law - registered organizations - whether power to
conduct inquiry into election validly conferred on court -
judicial power of Commonwealth.
Commonwealth of Australia Constitution, Chapter III
Conciliation and Arbitration Act 1904, Part IX, s. 118B(1)(a), s.
140, s. 143, s. 171C, s. 4(1), s. 40(1)
Commonwealth Electoral Act 1918, s. 361
Judiciary Act 1903, s. 7885,
Acts Interpretation Act 1901, s. I15A,
Federal Court Rules 0. 16 R. 4(2), 0. G6 R. 8, O. 33 R. 3.
R. v. Kirby; Ex parte Boilermakers' Society of Australia (1956)
94 C.L.R. 254;
Attorney-General of the Commonwealth v. R. (1957) 95 C.L.R. 529;
_R._v. Commonwealth Court of Conciliation and Arbitration; Ex
parte Grant (1950) 81 C.L.R. 27;
R. v. Spicer; Ex parte Australian Builders' Labourers'
Federation (1957) 100 C.L.R. 277;
Re Application by Prichard for an Inquiry into an Election in the
~
South Austr: an Branch of the Federat Clerks' Union of
Australia (Federal Court of Australia, Gray J., 2nd April 1985,
unreported ) ;
Re Application by Prichard for an Inquiry into an Election in the
South Australian Branch of the Federated Cierks' Union of
Australia (Federal Court of Australia, Gray J., 26th February
1985, unreported) ;
R. v. Joske; Ex parte Australian Building Construction Employees
and Builders' Labourers' Federation (1974) 130 C.L.R. 87;
R. v. Joske; Ex parte Shop Distributive and Allied Employees'
Association (1976) 135 C.L.R. 194;
Holmes v. Angwin (1906) 4 C.L.R. 297;
Leary v. Australian Builders' Labourers' Federation (1961) 2
F.L.R. 342.
IN THE MATTER OF AN APPLICATION BY ROBERT McCOLL ADAMSON FOR AN
INQUIRY INTO AN ELECTION IN THE AMALGAMATED METALS FOUNDRY AND
SHIPWRIGHTS UNION.
GRAY J.
SYDNEY
17TH JUNE, 1985
N.S.W. No. 28 of 1984
IN THE MATTER of an
application by ROBERT McCOLL
ADAMSON for an Inquiry into
an Election in the
METALS FOUNDRY
AND SHIPWRIGHTS UNION.
JUDGE: GRAY d.
DATE: 17TH JUNE 1985
REASONS FOR JUDGMENT
On 30th August 1984, Robert McColl Adamson ("the
applicant") lodged with the Industrial Registrar an application
for an inquiry into an election for the office of National
Organiser - Division 4 in the Amalgamated Metals Foundry and
Shipwrights Union ("the Union"), an organization of employees
registered pursuant to the Conciliation and Arbitration Act 1904
("the Act"). On 5th September 1984, the Industrial Registrar
referred the application to the court, pursuant to 5s. 159(4)(a)
of the Act, the election having been conducted pursuant to s. 170
of the Act.
When the matter was first called before the Court, the
applicant was given leave to be represented. Similar leave was
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given to Charles Karoly Bali, who was the successful candidate in
the election, and to the Union. There was also an appearance by
a solicitor on behalf of the Australian Electoral Commission.
Leave was given to the Australian Electoral Commission to
withdraw from the proceeding, when it became apparent that no
live issue concerning the conduct of the election by the
Australian Electoral Commission remained. Counsel appearing for
Mr. Bali also appeared for one Ralph Benson Marsh. Although Mr.
Marsh was not a candidate in the election, a subpeona has been
directed to him, calling for the production of certain documents.
The history of the matter can be gleaned from certain
judgments already delivered. In a judgment delivered on 5th
October 1984, reported at 56 A.L.R. 351, the Court held that the
application was made within the time laid down by the Act. Ina
further judgment delivered on 2nd November 1984, reported at 57
A.L.R. 280, the Court held that the allegations made by the
applicant were arguably capable of amounting to an
"irregularity", within the meaning of the Act. This latter
judgment was the subject of a purported appeal, rejected by the
Full Court as incompetent on llth March 1985.
Mr. Bali and Mr. Marsh now wish to contend that the
provisions of Part IX of the Act are beyond the power of the
Parliament of the Commonwealth and invalid, in that the
jurisdiction which those provisions purport to vest in the
Federal Court of Australia is not part of the judicial power of
the Commonwealth, or incidental or ancillary to the exercise by
the Court of any of its judicial functions, and accordingly the
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Court has no jurisdiction to make any order in this matter.
Steps have been taken to obtain from the High Court of Australia
writs of prohibition and certiorari, upon the footing that this
Court lacks jurisdiction. At present, the High Court has not
granted an order nisi for either of these writs. For a short
time, the High Court did order that proceedings in this matter be
stayed, but it has refused to extend that stay.
The policy expressed in Part IX of the Act is plainly
that inquiries into elections should be conducted as
expeditiously as is reasonably practicable. For this reason, it
seemed to me that I should proceed with the inquiry,
notwithstanding the existence of the proceedings of the High
Court. It therefore becomes necessary for me to consider for
myself whether the Court has jurisdiction under Part Ix. In
doing so, I am not intending any disrespect to the High Court.
Whilst it is true that, in normal circumstances, parties should
not be expected to litigate in two courts at once, that factor is
outweighed in the present circumstances by the need to proceed
quickly in respect of the inquiry. There is also the
consideration that, if I hold that the provisions of Part IX of
the Act contain an invalid grant of non-judicial power to the
Court, the necessity for Mr. Bali and Mr. Marsh to proceed in the
High Court will disappear.
Argument on the jurisdictional point took place hefore
me on 6th and 7th June 1985. Mr. McCarthy appeared with Mr.
Watson for Mr. Sali and Mr. Marsh. Mr. Madgwick 0.C. appeared
with Mr. Moore and Ms. Schurr for the Applicant. Mr. Shaw and
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Mr. Rothman appeared for the Union, and Mr. Gummow and Mr.
Robertson appeared for the Attorney-General for the Commonwealth,
who intervened in the proceeding as a result of notice given
pursuant to s. 78B of the Judiciary Act 1903.
It is necessary to describe the nature of an election
inquiry under Part IX of the Act. The word "irregularity" is
defined in s. 4(1) of the Act, in a way which is not exhaustive.
See the judgment reported at 57 A.L.R. 280, and the remarks of
St. John and Wilcox JJ. in the judgment of the Full Court
delivered on 11th March 1985. By s. 159(1), a right is given to
a member of an organization, or a person who has been a member
within the preceding twelve months, and who claims that there has
been an irregularity in or in connection with an election for an
office in the organization, or a branch thereof, to make an
application for an inquiry. The application is lodged with the
Industrial Registrar, under s. 159(2)(b). What the Industrial
Registrar does with it is determined upon whether the election
has been conducted under s. 165A (pursuant to an order of the
Court in a previous inquiry), or s. 170 (upon a request by the
organization or branch concerned, or a number of its members, to
the Industrial Registrar), or is conducted independently of these
provisions. In the case of elections conducted under s. 165A or
s. 170, the Industrial Registrar is obliged by s. 159(4)(a) to
refer an application directly to the Court. In other cases, 5.
160(1) obliges the Industrial Registrar to be satisfied that
there are reasonable grounds for an inquiry and that the
circumstances of the matter justify an inquiry, before referring
the matter to the Court.
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Once a reference has taken place, an inquiry is deemed
to have been instituted. In cases where the election the subject
of the inquiry has been conducted pursuant to s. 165A or s. 170,
s. 159(4)(b) provides that the Court is not required to proceed
with the inquiry unless it is satisfied that there is reasonable
ground for the application. When an inquiry has been instituted,
5. 162 requires a Judge to fix a time and place for conducting
the inquiry, and to give directions to ensure that all persons
who are or may be justly entitled to appear or be represented are
notified of the time and place. Sections 164 and 165 of the Act
should be set out in full:
"164(1) The Court shall allow to appear or be
represented at an inquiry all persons who apply to the
Court for leave to appear or be represented, being
persons who appear to the Court to be justly entitled to
be heard, and the Court may order any other persons 50
to appear or be represented.
(2) The persons appearing or represented, or ordered
to appear or be represented, at an inquiry shall he
deemed to he parties to the proceedings.
(3) The Attorney-General may, at any stage of an
inquiry, intervene by counsel, solicitor or agent on
behalf of the Commonwealth.
(4) For the purposes of this Part-
(a) the procedure of the Court is, subject to
this Act and the regulations, within the
discretion of the Court; and
(b) the Court is not bound to act ina formal
Manner and is not bound by any rules of
evidence but may inform itself on any matter
in such manner as it thinks just.
(1) At an inquiry the Court shail inquire into and
determine the question whether any irregularity has
occurred in or in connection with the election, and such
further questions concerning the conduct and results of
the election as the Court thinks necessary.
(2) In the course of conducting an inquiry the Court
may Make such orders (including an order for the
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recounting. of votes) as the Court thinks necessary for
=thecpurposes .of the inquiry.
€3) If the Court finds that an irregularity has
occurred, the Court may, subject to sub-section (4),
-make .one:or:more of the following orders:
- {a} an order declaring the election, or any
step in or in connection with the election,
to be void;
(b) an order declaring a person purporting to
have been elected not to have been elected,
and declaring another person to have been
elected;
(c) an order directing the Industrial Registrar
to make arrangements-
(i) in the case of an uncompleted
election - for any step in or in
connection with the election
(including the submission of
nominations) to be taken again and
for the uncompleted steps in the
election to be taken; or
(ii) in the case of a completed election -
for any step in or in connection with
the election (including the
submission of nominations) to be
taken again or for a new election to
be held;
(da) an order (including an order modifying the
operation of the rules of the organization
to the extent necessary to enable a new
election to be held, a step in or in
connection with an election to be taken
again or an uncompleted step in an
election to he taken) incidental or
supplementary to, or consequential upon,
any order under this section.
(4) The Court shall not declare an election, or any
step taken in or in connection with an election, to he
void, or declare that a person was not elected, unless
the Court is of opinion that, having regard to the
irregularity found, and any circumstances giving rise to
a likelihood that similar irregularities may have
occurred or may occur, the result of the election may
have been affected, or may be affected, by
irregularities.
The Court is given various other powers during the conduct of an
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inquiry. By s. 162A, the Court may authorize the Industrial
Registrar to exercise powers to inspect relevant documents, and
to enter premises, require delivery of documents, take possession
of them and retain them. Section 162A(2) requires that the Court
"if it is of opinion that, having regard to all the
circumstances, any person should be given an opportunity of
objecting to the proposed action, give such an opportunity to
that person." Section 163 contains a number of powers under
which the Court may stop the conduct of elections, and make
provision for the filling of offices. These provisions are
normally used onan interim basis, but are not expressly so
limited. Section 166 should also be set out in full:
"166(1) The Court may make such orders for injunctions
(including mandatory injunctions) as it thinks necessary
for the effectual exercise of its powers and functions
and the enforcement of its orders under this Part.
(2) A person shall not refuse or fail to comply with
an order of the Court under this Part or hinder or
obstruct the carrying out of any such order.
Penalty: $500 or imprisonment for 6 months, or both.
(3) Nothing in this section shall affect the powers
of the Court in relation to the punishment of contempts
of the Court."
Section 167 saves acts done by persons purporting to act
in offices where the court has declared void the election of
those persons, but gives to the court a discretion to declare any
act to have been void. Section 168 makes certain provisions a5
to the obtaining of assistance towards the costs of the applicant
for an inquiry, and of other persons.
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Provisions relating to inquiries into elections in
organizations were first introduced into the Act by Act No. 28 of
1949. Those provisions were then Division 3 of Part VI of the
Act. Many of the original provisions have been preserved intact,
some with minor changes of spelling. In some other respects, the
provisions have been amended.
Mr. McCarthy drew attention to the creation of this
Court under Chapter III of the Constitution, and to the continued
binding authority of the Boilermakers' case (R. v. Kirby; Ex
parte Boilermakers' Society of Australia (1956) 94 C.L.R. 254 and
Attorney-General of the Commonwealth v. R. (1957) 95 C.L.R. 529),
to the effect that the Parliament of the Commonwealth lacks the
power to combine in one tribunal judicial power with power of a
non-judicial kind that is not incidental or ancillary to the
exercise of judicial power. These propositions, of course, must
be accepted: the Boilermakers' case hinds this Court. In arguing
that the powers given by Part IX of the Act should be
Characterized as non-judicial, Mr. McCarthy pursued two lines.
In the first place, his argument was that the question is
directly concluded by authority. He made a detailed comparison
between the provisions of the old Division 3 of Part VI of the
Act and the provisions of the present Part IX, for the purpose of
showing that very few changes had occurred. He then referred the
Court to judgments of the High Court of Australia, in which the
view has been expressed that the earlier provisions gave powers
of a non-judicial character. The second line of the argument
involved an examination of a number of features of the present
legislation, for the purpose of showing that they make the Court
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both "actor and judge", or are otherwise features outside those
normally to be found in legislation granting judicial power to a
court.
In support of his first line of argument, Mr. McCarthy
referred to two passages in judgments of the High Court. The
first was in the judgment of Fullagar J. in R. v. Commonwealth
Court of Conciliation and Arbitration; Ex parte Grant (1950) 81
C.L.R. 27, at page 58, where his Honour said:
"The court, although it is not, in inquiring into an
election, exercising judicial power, is a court which
possesses certain judicial power..."
The next passage was in the judgment of the majority of the High
Court in the Boilermakers' case in 94 C.L.R. at page 287-288:
"It is better to mention the provisions which either are
or may be thought to be capable of reference only to the
judicial power of the Commonwealth. Conspicuous among
these are s. 119, s. 29 (1) (a) ands. 29A. These
plainly confer jurisdictions which belong ta judicial
power. Section 29A is not directed to what, in the
language used in Barton v. Taylor £€(1886) 11 App. Cas.,
at p. 2033, may be called the protective and
self-defensive powers of the Arbitration Court. It is
punitive. Section 119 is an ill-framed attempt to vest
summary jurisdiction over offences. Paragraph (a) of s.
29 (1) ais but aversion of s. 38 (d) of the Act of
1904-1946 empowering the court to impose penalties for
breach or non-observance of an order or award. Section
29A gives power to punish for contempts of all
descriptions. These provisions plainly must rest upon
Chap. III. Section 59, which was formerly 5. 44,
includes the Arbitration Court among other courts which
it mentions and gives them severally jurisdiction to
impose penalties for breach or non-observance of an
order or award. This provision is in the same category.
it is to be noticed that the invalidity of such
provisions affects the operation, according to its own
terms, of 5s. 86. The provisions of Div. 3 of Pt. VI
relating to disputed elections in organizations seem for
the most part to depend on s. 51 (xxxv.), including what
is incidental to that paragraph and not to be touched by
Chap. IIl. This may be true of much of 5. 96G but
sub-s. (3) (a) and (b) of that section and s. 96H, with
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which s. 967 is linked, may be thought to be cast in the
-mould of judicial power even although the same purpose
may be achieved by provisions differently conceived.
But that is not a matter now before us."
Sub-sections (1) and (2) of s. 165 of the present Act are in
exactly the same terms as were s. 96G(1) and (2), save that the
spelling of "connexion" has been amended to "connection". In the
original s. 96G(3), the words "in its discretion" appeared after
the word "may"; those words have been removed from s. 165(3).
Paragraphs (a) and (b) of s. 165(3) are in the same terms as were
the equivalent provisions in s. 96G, save for the same spelling
amendment as was made ins. 165(1). Section 96H is now s. 166,
with changes which do not affect its substance. Section 96J is
now s. 167, with a spelling amendment similar to that made in 65.
165(1).
The comment of Fullagar J. in Grant's case was in the
context of a description of the powers of the Industrial
Registrar. The High Court was called upon to determine whether
an application for an inquiry, which was lodged prior to the
coming into operation of regulations prescribing the form of such
an application, was properly lodged. Fullagar J. applied the
principle often applied to judicial tribunals, that a statutory
jurisdiction is to be exercised, notwithstanding the absence of
rules of court providing for the manner of its exercise. His
Honour took the view that, although the powers of the Industrial
Registrar were not judicial, he was an officer of a tribunal with
some judicial powers. His Honour's comment (which, of course,
was made about the Court of Conciliation and Aribitration) was in
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the nature of a passing observation. Counsel for the
Attorney-General of -the Commonwealth in Grant''s case did submit
that the provisions of 5s. 96G were of an administrative
character, and prima facie arbitral functions, but full argument
on the point did not occur. The statement of Fullagar J. was not
essential to his Honour's reasoning. The other members of the
court reached the Same conclusion, without following the
reasoning of Fullagar J. Their comments do not echo those of
Fullagar J. as to the nature of the power to inquire into
elections.
The comments of the majority in the Boilermakers' case
were, however, part of the reasoning upon which their Honours'
judgment was based. As part of the process of determining
whether the Court of Conciliation and Arbitration was capable of
exercising judicial power, their Honours analyzed its powers to
determine whether they were substantially judicial or
substantially non-judicial. The conclusion was reached that they
were substantially non-judicial. The passage which I have quoted
eccurs as part of this examination.
It does not follow, however, that I should simply apply
what was said by the majority of the High Court in the
Boilermakers' case to the present 5. 165(1) and (2). The remarks
of the majority themselves tend to indicate that they were not
reaching a fully reasoned conclusion as to each of the powers
examined. There was no full argument on the question. In
addition, there have been significant changes to the legislation
since the Boilermakers' case. In the original 5s. 96F(5), the
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provisions of s. 39 of the Act were expressly made applicable to
proceedings under Division 3 of Part VI. Section 39 then
contained the provisions which are now found in 5s. 40(1),
relating to the proceedings of the Australian Conciliation and
Arbitration Commission. Paragraph (c) of those provisions
requires the Commission to "act according to equity, good
conscience and the substantial merits of the case, without regard
to technicalities and legal forms."
When the legislation was re-cast after the Boilermakers'
case, this provision was expressly made applicable to the court
in dealing with election inquiries; it was reproduced in s.
164(4)(c). In the review of the allocation of functions, as
between the Commonwealth Conciliation and Arbitration Commission
and the Commonwealth Industrial Court, which took place after the
High Court's decision in R. v. Spicer; Ex parte Australian
Builders' Labourers' Federation (1957) 100 C.L.R. 277, this
paragraph (c) was removed. The effect of that was to require the
court, in dealing with inquiries into elections, to act according
to law. The second major change in the legislation, which also
came about in 1957, was a substantial change in s. 165(3)(c) and
(ad). The majority of the High Court in the Boilermakers' case
had excepted from its characterization of s. 96G as non-~-judicial
Paragraphs (a) and (b) of sub-s. (3). Those powers, were, as I
have said, left untouched. The remaining powers in sub-s. (3)
were revised, to remove what might have been thought to he
administrative elements in then. In particular, the original
paragraph (d) permitted the court to direct the taking of
safeguards against irregularities, to appoint its own returning
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officer in conjunction with the returning officer acting under
the rules of the organization or branch concerned, and to
authorize such appointed returning officer to exercise such
powers as the court directed. Under the present legislation, the
Court has lost its administrative role, and is confined to
directing the Industrial Registrar to make arrangements for the
conduct of new elections or steps in elections, and to modifying
the operation of the rules to any extent necessary.
It has been held frequently that there are many
functions which the Parliament may choose to allocate either to a
judicial or toa non-judicial tribunal, and which take their
character from the nature of the tribunal to which they are
allocated. See R. v. Davison (1954) 90 C.L.R. 353, at pages
369-370 per Dixon C.J. and McTiernan J., Cominos v. Cominos
(1972) 127 C.L.R. 588, at pages 606-7 per Mason J., R. v. Joske;
Ex parte Australian Building Construction Employees and Builders'
Labourers' Federation (1974) 130 C.L.R. 87, at page 95 per
Barwick C.J. and page 99 per Gibbs J. (as he then was), R. v.
Quinn; Ex parte Consolidated Foods Corporation (1977) 138 C.L.R.
1, at page 6 per Gibbs J. (as he then was) and pages 9-10 per
Jacobs J., with whom Stephen and Mason JJ. concurred, and R. v.
Hegarty; Ex parte City of Salisbury (1981) 147 C.L.R. 617, at
page 628 per Mason J., with whom Gibbs C.J., Stephen and Wilson
JJ. concurred. The intention of the Parliament to allocate to
the Court the function of inquiring into elections within
organizations is plain. The fact that the Parliament has also
made it clear that, in conducting such inquiries, the Court is to
act according to law is a powerful indication that such inquiries
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are now to be regarded as judicial. The removal from amongst the
Court's powers of those aspects which formerly permitted the
Court of Conciliation and Arbitration to adopt a supervisory role
over the conduct of further steps in elections, or of new
elections, is another indication to the same effect. In my view,
the legislation is significantly different from that which was
pronounced upon by the majority of the High Court in the
Boilermakers' case.
The first limb of Mr. McCarthy's argument is unduly
narrow. It concentrates upon sub-ss. (1) and (2) of s. 165, and
singles them out as having heen dealt with specifically by the
majority in the Boilermakers' case. Those provisions, however,
must been seen in the context of Part IX of the Act. If their
context has changed, it may be that the nature of the functions
has also changed. Accordingly, I do not regard the question
which I now have to determine as being the subject of conclusive
authority. It is therefore necessary to examine the second limb
of Mr. McCarthy's argument.
This limb of the argument placed heavy reliance upon
what was said by the Privy Council in the Boilermakers' case, at
page 542, as to the extent to which it was legitimate for the
Commonwealth Parliament to join non-judicial with judicial powers
in the same tribunal. There the Privy Council excluded from such
a conjunction of powers "any combination of functions in which a
tribunal might be both actor and judge". Mr. McCarthy pointed to
a number of features of Part IX of the Act, and contended that
they made the Court both actor and judge. The unusual, and even
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unique, mature of many of the provisions of Part IX was also
relied upon.
In the first place, attention was directed to the manner
in which an inquiry is commenced, by application to the
Industrial Registrar, and reference of the application by him to
the Court. It was said that this placed a barrier in the way of
a potential litigant in coming to the Court, a barrier of a_ kind
not normally found in judicial tribunals. Once the matter is
before the Court, it was said, even an applicant does not have
the right to appear as a party; leave must be granted to him or
her, as it must to any other person. Particular emphasis was
given to the power of the Court to order persons to appear or be
represented. This was said to place the Court in the position of
selecting parties, and to be a most unusual and significant
intrusion into the rights of people.
Attention was then directed to s. 165(1). In its terms,
this imposes upon the Court a duty to inquire into and determine
the question whether any irregularity has occurred in or in
connection with the subject election. The function of
determining a question was pointed to as being unusual. More
importantly, it was contended that the duty to inquire is imposed
without reference to any issues which might be raised by the
applicant, or indeed by any other party; the Court is required
to investigate at large the occurrence of any irregularities. It
has been held that, in conducting an inquiry under Part IX, the
Court is not limited to the grounds raised in the application.
See Re Elections for Offices in Australasian Meat Industry
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Employees Union (1963) 5 F.L.R. 260, at page 265, Jutte v.
ted eerin Unio Australi Section (1967) 10
F.L.R. 195, at pages 201-201, Re Australian Postal and
Telecommunications Union; Ex parte Wilson (1979) 28 A.L.R. 330,
at page 333, and Re lications b Bra and Others for
Inquiries into Elections in the Australasian Society of
Engineers, South Australian Branch (Federal Court of Australia,
Gray J., 21st August 1984, unreported). Further, the duty to
inquire seems to extend to the occurrence of irregularities of
all kinds, including those which would not have been capable of
affecting the result of the election concerned and which by
reason of the provisions of s. 165(4), could not lead to any
order. It was this duty which was relied upon most strongly as
demonstrating the role of the Court as an actor. In the same
sense, the duty of the Court to inquire into "such further
questions...as the Court thinks necessary" in 5. 165(1) was said
to make the Court, rather than the parties, the determiner of
what issues it would address.
In Re Application by Prichard for an Inquiry into an
Election in the South Australian Branch of the Federated Clerks
Union of Australia (Federal Court of Australia, Gray J., 2nd
April 1985, unreported), it was held that an inquiry under Part
IX of the Act must continue, even though the original applicant
withdraws from the proceeding. Mr. McCarthy relied upon this
feature as distinguishing the proceedings under Part IX from
ordinary judicial proceedings.
Reliance was also placed on the breadth of the power
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under 5. 165(2) to make "such orders...as the Court thinks
necessary for the purposes of the inquiry", and the discretionary
mature of the powers given by ss. 165(3) and 163(1).
In the case of elections conducted under s. 165A or 5s.
170, reference was made to the power of the Court to terminate
the proceeding early, unless it is satisfied that there is no
reasonable ground for the application. It was argued that this
power again pointed to the lack of control which an applicant has
over the direction of an inquiry.
In Re Application by Prichard for an Inquiry into an
Election in the South Australian Branch of the Federated Clerks
Union of Australia (Federal Court of Australia, Gray J., 26th
February 1985, unreported), the Court held that an inquiry under
Part IX is not affected by s. 60(2) of the Bankruptcy Act 1966 if
the original applicant is adjudicated bankrupt. In the course of
that judgment, I said:
"There can be no doubt that the conduct by the court of
an inquiry concerning an election is a "civil
proceeding" in a broad sense. It does not in any sense
involve reliance on any cause of action given by common
law or equity. Nor is there any cause of action given
to an applicant by the statute; as I have said, the
conduct of the inquiry is in the hands of the Court, and
the applicant for such an inquiry is given no statutory
right to proceed for any relief or remedy. The
provisions of Part IX of the Act are in marked contrast
to those of other sections of the Act which do give such
a right directly to a member of an organization, e.g.
ss. 140 and 141. For these reasons, I do not regard an
inquiry under Part IX of the Act as a "civil proceeding,
whether at law or in equity" within the meaning of s5.
60(5) of the Bankruptcy Act 1966. Such an inquiry is
not, therefore, stayed by operation of s. 60(2) of the
last-mentioned Act.
~ 1B ~
Mr. McCarthy relied upon these statements as authority for the
proposition that, in inquiring into an election, the Court was
applying administrative or policy considerations, rather than
legal considerations.
The fact that 5s. 164(4) of the Act gives the Court a
discretion as to the procedure to be followed at an inquiry, and
dispenses with the need to comply with the rules of evidence, was
said by Mr. McCarthy to point against the exercise of judicial
power.
Finally, Mr. McCarthy pointed to the absence of any
right of appeal from an election inquiry, by virture of s.
118B(1)(a) of the Act.
As can been seen from the foregoing summary of the
second limb of Mr. McCarthy's argument, that argument rested upon
an examination of specific features of the legislation, each of
Which was said to indicate the exercise of a non-judicial power,
followed by the conclusion that there were sufficient of these
non-judicial features to render the whole process non-judicial.
In my view, there are three considerable flaws in this argument.
In the first place, the concentration upon specifics
means that the argument does not look at the whole process which
the Court undertakes in an election inquiry. The controversy
before the Court in such an inquiry is the issue whether any
irregularity has occurred in or in connection with the subject
- 19 -
election. The machinery for determining this controversy is set
in motion by an applicant from the specified classes of persons.
Provided that there is substance in his or her allegations, the
Court then proceeds to determine the controversy. The unusual
nature of the subject matter may be thought to lend itself to the
procedures laid down by Part IX. An applicant's knowledge of the
extent of irregularities in an election may be incomplete; the
Parliament plainly considered that to confine the proceedings to
matters within an applicant's knowledge would be too narrow.
Natural justice requires that interested parties be given a
hearing. Unlike a Royal Commission, the Court does not have
counsel assigned to assist it in conducting an inquiry; it must
do the best it can to ascertain the evidence from those who
become parties to the inquiry, and, if necessary, by calling upon
the Industrial Registrar to use his powers of investigation. Its
procedures are intended to be flexible, and its task of
ascertaining the facts is intended to be, so far as is possible,
uninhibited. The technique of inquiry, however, is merely a
means of ascertaining the facts. When the controversy is
determined, and irregularities are found to have occurred, the
Court must then address itself to the question whether those
irregularities may affect, or may have affected the result of the
election. If so, the Court has a wide range of orders from which
to choose, to give effect to its findings. These orders are
based on findings as to the antecedent legal rights of persons
involved in the election. They do not involve the making of new
rules for the future. It is in the making of orders that the
Court will principally affect the participants in an election.
To concentrate upon the process of finding the facts, and to
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ignore the process of making orders is to look only at a small
part of the function of the Court in conducting an inquiry into
an election.
The second flaw in Mr. McCarthy's argument is that, in
selecting specific features of the legislation, it fails to ask
the question of each such feature whether it is fundamental to
the power exercised by the Court, or merely incidental or
ancillary thereto. If the process of an inquiry is viewed as one
involving the determination of a controversy, followed hy the
making of orders to give effect to the legal rights of the
participants in that controversy, it will be seen that many of
the features to which Mr. McCarthy's argument drew attention are
properly characterized as incidental or ancillary. Even if those
features do tend to indicate an absence of judicial power, this
will be insufficient to invalidate the legislation.
The remaining flaw in the argument is that it
incorrectly characterizes many of the features to which attention
is drawn as non-judicial. Some of the specific aspects of the
legislation to which attention is drawn are similar to functions
traditionally performed by courts and, in some cases, already
adjudicated upon as being appropriate aspects of the judicial
power of the Commonwealth. Merely to point to a specific power
as unusual, or even unique, is not to say that it is
automatically non-judicial.
In exercising its powers under Part IX of the Act, the
Court is not an "actor" in the sense of being an initiator of
'
- 21 -
proceedings. One of the objectionable features of the old form
of s. 140 of the Act, which the High Court found to exist in R.
v. Spicer; Ex rte Austral Builders' urers' Federation
(1957) 100 C.L.R. 277 was that the court did have a real power to
act of its own motion in declaring invalid the rules of a
registered organization. The court could, as it were, stumble
across objectionable rules in the course of other proceedings,
and instigate its own attack upon them, judging the results of
that attack as well. Under the present Part IX, the Court
cannot, of its own motion, begin an inquiry into an election, the
eccurrence of which comes to its notice by other means. It must
wait until its processes are put into action by reference of an
application made to the Industrial Registrar. The existence of
some administrative procedure as a pre-condition to the
occurrence of a proceeding in court is not a stranger in the
exercise of judicial power in the traditional sense. Courts have
long been accustomed to the commencement of proceedings for
indictable offences either by the process of committal hearing,
or by decision of the Attorney-General to prefer an ex officio
indictment.
The existence of a power in the Court to act of its own
motion in taking a step in an existing proceeding is not
necessarily indicative of some non-judicial power. In R. v.
dJoske; Ex parte Australian Building Construction Employees and
Builders' Labourers' Federation (1974) 130 C.L.R. 87, the High
Court held valid the conferment on the Australian Industrial
Court of the powers given by s. 143 of the Act in proceedings for
the deregistration of organizations. Those powers include a
- 22 -
range of discretionary powers, short of deregistration, which may
be activated by the Court on its own motion. Particular
reference should be made to the judgment of Barwick C.J. at pages
94-95.
Upon analysis, the provisions of s. 164(1), as to the
granting of leave to appear and be represented, or the ordering
of persons to appear or be represented, are not remarkable. The
Court is bound to grant leave to all persons who appear to the
Court to be justly entitled to he heard. In all but the most
rare of cases, this must include an applicant, and anyone else
whose legal rights might be affected by the determination of the
controversy before the Court. The power to join additional
parties to an existing proceeding is one traditionally possessed
by most courts, and is usually capable of exercise by the court
on its own motion. The provisions of 0. 6R. 8 of the Federal
Court Rules, and 0. 16 R. 4(2) of the High Court Rules have their
counterparts in rules of the Supreme Courts of the States. The
discretionary powers given by such provisions must, of course, he
exercised in a judicial manner. It would not be open to the
Court, acting under s. 164{1), to require the appearance of a
person wholly unconnected with the possible occurrence of
irregularities in or in connection with the subject election.
Section 164(1) really does no more than to require the Court to
hear all those with an interest, and to permit the Court to call
upon those who may be able to assist it in resolving the
controversy before it. The persons who appear or are represented
are deemed by s. 164(2) to be parties to the proceeding.
- 23 -
In any event, the exercise of judicial power does not
necessarily require that an adversary procedure take place: See
in Re Judiciary and Navigation Acts (1929) 29 C.L.R. 257, at
Pages 266-267 and 7271, R. v. Davison (1954) 90 C.L.R. 353, at
Pages 367-368, and R.v. Trade Practices Tribunal; Ex parte
Tasmanian Breweries Pty. Ltd. (1970) 123 C.L.R. 361, at page 374.
The availability of the discretionary remedies is not
such as to exclude the exercise of judicial power. I have
already referred to the decision of the High Court of Australia
in relation to s. 143 of the Act. Reference should also be made
to R. v. Commonwealth Industrial Court; Ex parte Amalgamated
Engineering Union (Australian Section) ("Shearer's case") (1960)
103 C.L.R. 368 and R. v. Joske; Ex parte Shop Distributive and
Allied Employees' Association (1976) 135 C.L.R. 194. Some of the
remedies dealt with in the last-mentioned case might properly he
described as unique. They were nevertheless held to be part of a
valid grant of the judicial power of the Commonwealth to a court
created under Chapter III of the Constitution.
The procedure for summary termination of an election
inquiry, pursuant to s. 159(4)(b) of the Act, bears some
resemblance to provisions found in the rules of Supreme Courts of
the States, and in the Federal Court Rules, for summary judgment
on the application of a defendant or respondent to a proceeding.
In addition, it must he said that the absence of an unassailable
right on the part of a litigant to have his or her case dealt
with through all stages to judgment is not a necessary aspect of
judicial power. The procedure by way of order nisi, in which the
-~ 24 -
court may, and frequently does, refuse the grant of an order
nisi, is an example of a judicial tribunal dealing swiftly with
the allegations of an applicant which do not warrant further
investigation.
Provisions giving to courts discretions as to
procedures, and releasing them from the bonds of the rules of
evidence, are not altogether uncommon. See, for example, 0. 33
R. 3 of the Federal Court Rules. The existence of discretionary
procedures and less technical means of ascertaining evidence are
not incompatible with judicial procedure. See R. v. Davison
(1954) 90 C.L.R. 353, at page 369, Peacock v. Newtown
Marrickville and General Co-operative Building Society No. 4 Ltd.
(1943) 67 C.L.R. 25, at pages 55-56 and Cominos v. Cominos (1972)
127 C.L.R. 588 at page 604.
The provision preventing appeals from election inquiries
is a valid exercise of the powers of the Parliament under s.s. 73
and 77(i) of the Constitution. See State of Victoria v.
Australian Building Construction Employees and Builders'
Labourers' Federation (1982) 56 A.L.J.R. 506, and Cockle v.
Isaksen (1957) 99 C.L.R. 155.
What was said by the Court in the Prichard case, as to
the absence of a cause of action at law or in equity, or one
given by statute, is correct. It is taking that statement much
too far, however, to rely upon it as authority for the absence of
a grant of judicial power to the Court. Whilst there is no cause
ef action as such given to an applicant, there is, as I have
- 25 -
said, a controversy to be dealt with by the Court, and the
presence of an applicant is required before proceedings can he
commenced.
The most important aspect of Mr. McCarthy's argument is
the significance of the duty of the Court to inquire and to
determine a question. There is nothing necessarily inconsistent
between such a duty and the exercise of judicial power. Mr.
McCarthy could point to no express authority that sucha duty
could not validly be imposed on a court. Section 171C of the Act
requires the Court to determine a question; it was one of the
provisions held valid in R. v. Joske; Ex parte Shop Distributive
and Allied Employees Association (1976) 135 C.L.R. 194. The High
Court, sitting as a court of disputed returns, is required by s.
361 of the Commonwealth Electoral Act 1918 to inquire into
certain questions. It has not been suggested that this is not a
proper conferment of judicial power. Holmes _v. Angwin (1906) 4
C.L.R. 297, which was relied on by Mr. McCarthy, is not in point;
it decided that the function of acting as a court of disputed
returns for parliamentary elections in Western Australia was
given to a Supreme Court judge as a designated person, rather
than being given to the Court itself. The power of the Court to
pursue irregularities other than those alleged is only seen as
improper if it is assumed that the Court can only properly be
called on to determine allegations raised by an applicant. The
view which I take is that the Court's function is seen correctly
as the resolution of the controversy whether any irregularity has
occurred, and the making of appropriate orders.
- 26 -
The result of this analysis is that no case has been
made out for saying that any of the powers conferred upon this
Court by Part IX of the Act are invalidly conferred. Two further
points should be made.
So far I have not referred to the only authority in
which it has been expressly held that Part IX of the Act contains
avalid grant of the judicial power of the Commonwealth of
Australia. This is the decision of Joske J. in Leary v.
Australian Builders' Labourers' Federation (1961) 2 F.L.R. 342,
at page 343. His Honour's judgment did not deal in detail with
the authorities. Rather, his Honour posed a series of questions
which emerged from his examination of the authorities. Each of
those questions was answered in the affirmative, in his Honour's
view, and the conclusion was reached that the powers his Honour
proceeded to exercise were judicial in their nature. It is true
that full argument does not appear to have been directed to the
issue. I cannot assume, however, as Mr. McCarthy suggested [I
should, that Joske J. was unaware of the statement made by the
majority of the High Court in the Boilermakers' case, or of the
judgments in R. v. Spicer; Ex parte Australian Builders'
Labourers' Federation. Both of those were recent cases of great
Significance, at the time when his Honour decided the point. His
Honour had been appointed a judge of a court created as a result
of the Boilermakers' case, and must have been aware of the series
of cases on the allocation of powers as between that court and
the then Commonwealth Conciliation and Arbitration Commission.
Although the question does not seem to have been fully argued, I
should regard Leary's case as authority for the proposition that
~ 27 -
Part IX of the Act is valid. Although it is not binding upon me,
I propose to follow it.
In a sense, much of the argument which was put in the
present case is of academic interest only. It must be remembered
that the argument before me is by way of objection to the
jurisdiction of the Court. It is necessary to look at what the
Court is doing, or proposing to do, for the purpose of seeing
whether the functions which it is performing or about to perforn,
or the powers which it is exercising or likely to exercise are
valid. Even if it were held that the Parliament could not
properly confer upon the Court powers to pursue irregularities
other than those alleged by an applicant, or to cause persons to
appear or be represented against their will, such conclusions
would be irrelevant to the present case. The Court has before it
an applicant who has made certain allegations, which are set out
in detail in 57 A.L.R. at pages 283-289, and which I need not
repeat. At present, it is inquiring, or proposing to inquire
into those allegations; its purpose is to determine whether, as
a matter of fact, those allegations are made out and, if they
are, whether they amount to an irregularity within the meaning of
the Act. If they do, the Court will be required to determine
whether that irregularity may have affected the result of the
election, and to make orders accordingly. It has before it only
those parties who sought to appear and be represented, and has
not summoned any other person to appear and be represented. What
the Court is actually doing, or proposing to do falls well within
the subject of any proper grant of judicial power. Further, the
election the subject of this inquiry was conducted pursuant to s.
- 28 -
170 of the Act; those provisions of Part IX which apply
exclusively to elections not so conducted do not affect any
interest of Mr. Bali in this proceeding.
Even if certain aspects of the legislation were held to
be invalid (and I do not suggest that they are), the provisions
of s. 15A of the Acts Interpretation Act 1901 would need to be
considered. Some of the provisions of Part IX of the Act which
were characterized by Mr. McCarthy as granting non-judicial power
would be readily severable by means of a "blue pencil". An
example is the power to order persons to appear or to he
represented. The duty to inquire is quite capable of heing read
down, so as to apply only to allegations made by an applicant, or
by any other party. So to read the legislation is not to redraft
it, but to confine it to part only of the subject matter which
Parliament has attempted to cover. The task is much the same as
that performed in Steele v. Defence Forces Retirement Benefits
Board (1955) 92 C.L.R. 177, at pages 187-188, and differs from
that which the High Court refused to perform in Strickland v.
Rocla Concrete Pipes Ltd. (1971) 124 C.L.R. 468 (see especially
pages 492-493 per Barwick C.J., and pages 503-506 per Menzies
g.). This case also differs from R. v. Spicer; Ex parte
Australian Builders' Labourers' Federation (1957) 100 C.L.R. 227,
on which Mr. McCarthy relied to contend that s. 15A of the Acts
Interpretation Act 1901 was inapplicable. In that case, the
legislation concerned (s. 140 of the Act in its earlier form)
suffered from two major vices. It gave the court power to act of
its own motion in disallowing rules of organizations; it also
gave to the court a discretion, based on criteria which were held
epi
- 29 -
In these circumstances, in my view the challenge ta the
jurisidiction of the Court in the present inquiry fails. The
Court will proceed to give directions as to the future conduct of
the inquiry.