Dredge, C.W. v Repatriation Commission [1986] FCA 7
Federal Court of Australia
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CATCHWORD S
ADMINISTRATIVE LAW - glaim for war pension - "no evidence"
submission fails desp—e factual errors - whether wrong standard
of proof applied.
REPATRIATION - appea
apparent misapplicat
Administrative Appeg
From Repatriation Review Tribunal -
of standard of proof - matter remitted to
Tribunal.
Repatriation Act, 9, $.47, s.107VG, s.107VH, s.107VZZH
CLIVE WILLIAM DRE
Vv.
THE REPATRIATION ISSTON
QLD G94 of 1984
PINCUS J. ;
BRISBANE y
24 January 1986
FEDERAL 'Count oF
AUSTRALIA
IN THE FEDERAL COURT OF AUSTRALIA )
QUEENSLAND DISTRICT REGISTRY ) QLD G94 of 1984
GENERAL DIVISION )
BETWEEN :
CLIVE WILLIAM DREDGE
Appellant
THE REPATRIATION COMMISSION
Respondent
MINUTES OF ORDER
JUDGE MAKING ORDER: PINCUS J.
DATE OF ORDER: 24 January 1986
WHERE MADE: BRISBANE
THE COURT ORDERED THAT:
1. The appeai be allowed.
2. The decision of the Repatriation Review Tribunal be set
aside.
3. The matter be remitted to be heard and decided again, with
such further evidence as the parties wish to adduce, by the
Administrative Appeals Tribunal.
4. The respondent pay the appellant's taxed costs of and
incidental to this appeal and the hearing before the
Repatriation Review Tribunal.
NOTE: Settlement and entry of orders is dealt with in Order 36
of the Federal Court Rules.
IN THE FEDERAL COURT OF AUSTRALIA )
QUEENSLAND DISTRICT REGISTRY ) QLD G94 of 1984
GENERAL DIVISION )
BETWEEN :
CLIVE WILLIAM DREDGE
Appellant
THE REPATRIATION COMMISSTON
Respondent
PINCUS J. 24 January 1986
REASONS FOR JUDGMENT
This is an appeal from a decision of the Repatriation
Review Tribunal constituted under the Repatriation Act 1920
affirming a decision of the Repatriation Commission refusing the
appellant's claim for a war pension.
The appeal 1s brought under s.107VZZH, sub-s. (1) of
which allows an appeal to this court "on a question of law...".
The section falls into Part IIIC of the Act which was repealed
with effect from 1 January 1985 by Act No. 97 of 1984, s.19, but
under s. 59 of the 1984 Act the court is empowered to hear and
determine the appeal as if Part IIIC had not been repealed; there
is, in effect, a proviso to that, namely that orders remitting
a case to be heard and decided again, under sub-s.107VZZH(5), are
to direct a rehearing by the Administrative Appeals Tribunal.
The other critical statutory provisions in issue are
ss.47, 107VG and 107VH. For the sake of brevity, I shall not set
these provisions out in full, but merely summarize their content.
Section 47 has the effect that the Commission, in determining
such a claim as this, is not bound by the rules of evidence and
must grant the claim unless satisfied, beyond reasonable doubt,
that there are insufficient grounds for granting it. Section
107VG, which applies to the Repatriation Review Tribunal, makes
the rules of evidence not binding upon it and s.107VH, in its
application to this case, has the effect that the Tribunal must
set aside the decision, the subject of the review, unless
satisfied beyond reasonable doubt that it would have made the
same decision.
The appellant contended that the Tribunal''s conclusion,
adverse to him, was not open on the evidence and that i1t
Misdirected itself as to the onus of proof ina passage more
particularly referred to below. Such a point as the latter may
sometimes be considered without any detailed analysis of the
facts found, but it is my view that in this case one cannot
arrive at a proper conclusion as to whether the Tribunal
misdirected itself without considering the facts and reasons as a
whole.
The appellant served in the Australian Army from 1946 to
1948 and again from 1951 to 1953. During the latter period, he
fought as a member of the Third Battalion, Royal Australian
Regiment, in the Korean War. During that period of service, he
contracted a major and a minor illness. The former was
infectious hepatitis, for which he was treated in hospital for
some time. The records show that he went into hospital on 20
November 1952 and on 18 December 1952 is recorded as being
symptom-free. However, he was not recorded to be fit for duty
until 9 January 1953. He then returned to duty until April 1953.
The hepatitis did not recur. The minor illness was some dental
trouble including gingivitis. He was apparently treated
privately for that condition after his discharge from the army in
June 1953.
The appellant''s case is that he has arthritis high in
the spine as well as in the shoulders, is unable to work and is
therefore entitled to a pension under the Repatriation Act. He
says that condition was causally connected with his service in
Korea or, more precisely, that it has not been proved not to have
been so connected. An initial difficulty, as a matter of common
sense, was that the appellant was unable to produce any medical
records showing that he suffered from arthritis until many years
after he left Korea, that is until 1976. However, he told the
Tribunal that he had in fact suffered from arthritis at a time
much closer to his war service. The relevant findings as to this
early arthritic trouble are to be found in part at p.22 of the
Tribunal's reasons:
"He has suffered from arthritic pain since the mid
1950's.
As pointed out, it is not in dispute that the
applicant has suffered from severe arthritic pain
since the mid 1950's, and that he was prescribed
the regular use of Aspros by the late Dr. Bennett
in 1956 and has continued that medication since
that date."
At p.24 the Tribunal refers to a letter of Dr. Everingham of 27
May 1983 and says that:
"It accepts as a fact the details as set out in his
report of 27 May 1983 in paragraphs 1, 2 and 3."
The material referred to included the following:
"Dr. Trout's 1/10/81 report does not discount the
fact that in 1956 Dr. Bennet of Muttaburra
prescribed arthritis medication for severe pain
and advised regular use of aspirin which he's used
off and on ever since. Mr. Dredge had to
discontinue it after a stomach haemorrhage and
intravenous infusion some years ago (locum for Dr.
Ross Smith, Rockhampton, St. John's Hospital,
Rockhampton). The arthritis wouldn't be apparent
on discharge.
Although this was the first severe pain (1956) Mr.
Dredge had minor symptoms earlier."
In view of the absence of any documentary evidence to support the
assertion that the appellant suffered severe pain from arthritis
un 1956 and thereafter, it would, perhaps have been open to the
Tribunal to reject that. However, it did not do so. Despite the
lack of documentary support, the Tribunal also accepted the
appeliant's claim that he suffered trouble with his gums.
Paragraph 3 of the letter of 27 May 1983 reads as follows:
"During the hepatitis he had a shocking taste in
the mouth, his gums were spongy and he believes
bled a little. On later return to Japan from
Korea he saw a dentist at R.H.U. He told him he
had a vitamin deficiency and should seek
specialized treatment on return to Australia. He
made no reference to this on discharge.
His dentist Jim Finemore, Mayor of Ipswich,
referred him to a Dr. Finemore of Brisbane who cut
back the gums of about five teeth at a time at
several weekly visits to Brisbane, leaving a
dressing over the treated area for a week each
time. When he injected one side, the fluid would
run out the other side of the gum because of the
spongy inflammation."
"
The comment made by the Tribunal that the gingivitis was
"temporary and minor" must be read in the light of the specific
acceptance of the account of its treatment, just quoted.
The Tribunal made no detailed findings as to the nature
of the appellant's service in Korea. Ina letter to the Tribunal
dated 6 March 1983 the appellant said:
"IT would ask you also to consider the stress factor
involved in serving in a war zone as an infantry
man in relation to my health problems as described
above. To anyone who has experienced the heavy
work involved in digging bunkers, carting
ammunition etc. whilst under shell fire and aware
of the real presence of snipers, will not need me
to enlarge on the stress factor. Add nightly
patrols, insufficient food (American C_ rations)
and very little sleep is in the opinion of my
doctor more than enough to constitute stress.
After returning home from hospital in Japan I was
placed in a forward position and I feel this would
have been most detrimental to my rather weakened
system."
The appellant placed other material before the Tribunal enlarging
on the "insufficient food" allegation just quoted, but he did not
seem to press that when he discussed the matter personally with
members of the Tribunal. He rather advanced the suggestion that
he could not eat because he had hepatitis. However that may be,
the Tribunal found against him on that aspect, holding that it
was satisfied that he did not suffer from malnutrition.
There was, however, accepted evidence that he became ill
as set out above and (although the Tribunal said nothing about
it) no reason appears to reject the appellant's case that he had
engaged in active service in hard conditions.
The question then becomes whether the respondent proved
beyond reasonable doubt that the onset of arthritis, which first
manifested itself some three years later, was not so related to
the appellant's war service as to entitle him to a pension. For
present purposes, it seems enough to mention one way in which
such a relationship might be found, that is by finding that the
arthritis was "contributed to in any material degree...by the
conditions of his war service": para.101(2)(a) of the
Repatriation Act 1920.
On the face of it, the respondent's task in attempting
to exclude beyond reasonable doubt the existence of the necessary
connection between the appellant's war service and the arthritis
from which he began to suffer afew years later might seem a
formidable one. For the purposes of determining whether it was
open to the Tribunal to hold that the respondent had adduced the
necessary proof, it is necessary to mention in some detail what
appear to have been the principal circumstances relied upon by
the Tribunal.
Firstly, the Tribunal was impressed by the fact that a
Medical Board, on 16 June 1953, found the appellant to be fit
with full and painless movements of the joints. This was
undoubtedly a matter the Tribunal was entitled to take into
account, although it could not in itself have been determinative
of the 1ssue.
The second, and perhaps most important, element of the
respondent's case which brought it success before the Tribunal
was the opinion of a Dr. Leslie, described as a rheumatologist,
and expressed in two hand written documents, the first which I
quote in full:
"I don't believe there 1s a connection between the
hepatitis and long term joint degeneration and
think it unlikely that the malnutrition during war
service would be a Major factor in later
development of 'degenerative osteoarthritis'.
Other factors such as genetic make-up, daily
stresses, particularly physical work are likely to
be far more important in this case."
This opinion must needs be considered in the light of the fact
that the Tribunal found that the appellant did not suffer from
malnutrition. However, if the matter had been taken no further,
it is a little hard to see how the Tribunal could, on the basis
of Dr. Leslie's farst opinion, have found in favour of the
respondent. One of the two "other factors" he mentioned, namely
"dally stresses particularly physical work" had been associated
with the appellant's Korean service. Further, Dr. lLeslie's
opinion appears to be concerned with weighing relative
likelihoods and not with the question the statute poses.
The second opinion advanced by Dr. Leslie may be
summarised as follows. Dr. Leslie knew of no scientific study
linking hepatitis with the appellant's arthritic condition. He
did not think malnutrition caused it. He had not observed a
higher incidence of osteoarthritis of the type suffered by the
appellant in veterans who had spent four years as prisoners of
the Japanese. The effect of these views is further discussed
below.
Thirdly, the Tribunal appears to have relied upon X-ray
and orthopaedic findings of Drs. Gillogley and McClymont
respectively. In my respectful opinion, the reports of those
doctors were, on the critical issue, neutral. Neither expressed
a view as to the cause of the deterioration in the appellant's
joints. All they said was that the deterioration was there.
Fourthly, the Tribunal relied upon opinions of
departmental medical officers of 28 May 1980 and 1 October 1981.
Reliance on the former of these appears to be hard to square with
the Tribunal's acceptance that the appellant suffered from
arthritic pain from 1956. There is no mention in the analysis of
the facts made by the relevant doctor (whose name appears to be
unknown) of the date of onset of the arthritis and he has
advanced his opinion on the basis that the disease first became
manifest in middle age. On the Tribunal's findings, he first
suffered from 1t before he was thirty. The report relies upon
the notion that the condition of the spine was consistent with
the age of the appellant and was, in my respectful opinion, of
little help once the early age of onset was accepted. The second
report was that of aDr. J. Trout. That again, although not
quite so obviously, relies upon the assumption that the condition
first occurred in a significant way many years after the war
service. Dr. Trout described the incapacities as "relatively
recent problems", which is correct only in the sense that the
trouble had only recently become disabling. It is not easy to
follow why the Tribunal relied so much upon these views when it
had, by finding that arthritic pain came on in 1956 and continued
thereafter, contradicted the bases of them.
To return to Dr. Leslie's opinions, it is notable that
there is not to be found in them any precise, or even general,
ascription of a cause of the appellant's ailment. In
Repatriation Commission v. Bishop (1983) 48 A.L.R. 461 at 469,
Toohey J. held in effect that inability to identify the cause of
a particular disease does not necessarily require a conclusion
favourable to the veteran suffering from the disease. The
correctness of that view was accepted by the Full Court in
Repatriation Commission v. O'Brien (1984) 1 F.C.R. 472 at 488,
but I am troubled by the circumstance that Dr. Leslie nowhere
appears unequivocably to say that, without doubt, he is of the
opinion that the appellant's war service did not contribute to
his arthritic condition, signs of which first appeared a few
years later. It should be added that Dr. Leslie makes no
reference to the appellant's assertion, accepted by the Tribunal,
that the arthritis first became manifest in 1956.
Nevertheless, on the whole, I find myself unable to
arrive at the conclusion that it was not open to the Tribunal, on
the evidence, to find in favour of the respondent. Whether I
would myself have done so is not the question. It is true that
there was some evidence tending against the opinion of Dr.
Leslie, consisting principally in a transcript of a radio
interview with a Professor Brookes. However, I do not think that
as a matter of law the Tribunal was obliged to accept the rather
generally expressed opinions in that interview or treat them as
destructive of Dr. Leslie's opinion. In Q'Brien's case (1985) 58
A.L.R. 119 at 128, the leading judgment said that:
10.
"It remains the duty of the Tribunal to decide
questions of credibility even where the witnesses
who are in conflict are expert witnesses, for
example, where a challenge is made to the standing
or expertise of the expert in question or when the
basis of the expert's opinion is destroyed in
cross-examination."
Presumably, the same duty exists even when the witnesses who may
be thought to be in conflict are not called. Whether or not that
1s so, it appears to me to be the case that (as was submitted by
counsel for the respondent) it is possible to reconcile the views
of the two rheumatologists. In particular, Professor Brookes'
statement that there 1s a well known association between
hepatitis and arthritis was not necessarily inconsistent with the
view of Dr. Leslie on that subject; that was, in substance, that
hepatitis does not produce long-term joint damage, although it
can produce an acute arthritis which gets better by itself.
It need hardly be reiterated that, on the views
expressed above, the Tribunal dealt with factual questions ina
way with which I cannot agree, in that it apparently thought the
opinions of Drs. Gillogley and McClymont threw light on the
question of the cause of the appellant's ailments and in that it
failed to appreciate that the opinions of the departmental
medical officers were affected by its finding as to the date of
onset of the condition. However, although the occurrence of
these factual errors is relevant in determining the "no evidence"
point, they do not in themselves give the appellant any rights in
an appeal of this sort.
11.
That leaves for consideration the appellant's second
point, which was that there is a passage in the reasons which
shows the Tribunal did not apply the right onus or the right
standard of proof. It is as follows:
"There is no evidence before the Tribunal to compel
it to a finding that the spondylitic and
osteoarthritic changes in this member's spine and
shoulders are other than the result of normal
degenerative changes and wear and tear."
Counsel for the respondent did not attempt to suggest that the
expressions used correctly reflect the law and they plainly do
not. His argument was that, reading the reasons as a whole, the
Tribunal showed itself to be properly seized of the legal issues.
In the very next sentence, indeed, there is reference to
satisfaction beyond reasonable doubt that the condition "has
arisen and has progressed uninfluenced by any of the conditions
of his eligible periods of service". A rather similar problem
confronted the High Court in Repatriation Commission v. Law
(1981) 147 C.L.R. 635. There the Tribunal concluded with a
finding in express terms that used the words of s.107VH{(2)(a) of
the Repatriation Act, but the reasons were held to "demonstrate a
misunderstanding of the operation of that provision": p.646. of
the passages quoted by Aickin J. to illustrate the existence of
that misunderstanding, the most striking is the following:
"However, the Tribunal is not convinced that these
conditions were the direct cause of prisoners of
war in general, and Mr. Law in particular, taking
up smoking."
That is similar to, but perhaps not quite as egregiously wrong
as, the Tribunal's mode of expression here.
12.
Authorities are to be found in which there are
exhortations against too strict an approach to the language used
by administrative tribunals: see Repatriation Commission v. Reid
(1984) 54 A.L.R. 157 at 164. In apparent contrast, there is the
approach of the majority of the Full Court in Q'Brien v.
Repatriation Commission (1984) 1 F.C.R. 472 at 485, 486.
Particularly when considering an alleged connection,
between a disability and war service, of a kind which it regards
as rather fanciful, an administrative body may tend to slip into
the use of language which is irreconcilable with the statutory
test. Indeed, that tendency is not confined to such bodies. The
question before me, one which has caused me some difficulty, is
whether the passage complained of by the appellant is merely a
verbal slip or truly reflects a failure by the Tribunal
consistently to use in favour of the appellant the strict test
the law prescribes. In reaching a conclusion on that point, it
appears to me right to take into account in favour of the
appellant the lack of rigor in the Tribunal's treatment of the
facts. The strong reliance placed, despite the findings made, on
the departmental officers' opinions, makes it hard to accept that
the Tribunal kept the statutory test firmly in mind when arriving
at its conclusions.
In the end, and not without some doubt, I have come to a
conclusion analogous to that reached by Philp J. in the
Queensland Full Court in Mahoney v. Fielding; Ex.Parte Fielding
(1959) Qd.R. 479 at 481, in which his Honour said of a court
' 13.
which expressed itself in a way suggestive of misapplication of
the rules as to the standard of proof:
"I find it difficult to believe that the magistrate
meant what he said, but we must assume that he
did."
Although it strains credulity that the Tribunal really thought
that the question was whether there was evidence to "compel it to
a finding" in favour of the appellant, it appears to me that
in this case the appellant is entitled to have the Tribunal taken
literally.
In the result then, the appeal must be allowed and the
matter remitted. By reason of the amendment referred to above,
1t must be reheard by the Administrative Appeals Tribunal. The
respondent must pay the costs.
+ certify that this and the /%X preceding
pages are a true copy of the reasons for
judgment herein of His Honour
Mr. Justice Pincus ma aut «hh
/ 7/5 Associate
Dated
Seay
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