Krongthong, T. v Attorney-Generals Australia for the Commonwealth of Australia [1986] FCA 204
Federal Court of Australia
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ATCHWORDS
ADMINISTRATIVE LAW - Administrative Decisions (Judicial Review)
Act 1977 - application by prisoner for grant of licence to be at
large - Governor-General "acting with the advice of the
Attorney-General" empowered to grant licence - refusal by
Attorney-General to recommend grant of licence - application by
prisoner for reasons for refusal - Special Case stated - whether
decision a decision to which the Administrative Decisions
(Judicial Review) Act 1977 applies.
Crimes Act 1914 (Cth) s.19A
Administrative Decisions (Judicial Review) Act 1977 ss.3, 13
Steiner v. Attorney-General (1983) 52 A.L.R. 148 approved
Gourgaud v. Lawton (1982) 42 A.L.R. 117 dist.
RCNGTHONG THONGCHUA v. ATTORNEY-GENERAL FOR THE COMMONWEALTH OF
AUSTRALIA
No. G382 of 1985
Coram: Fox, Neaves & Burchett Jd.
Sydney
27 May 1986
OPT Loe tt mors
IN THE FEDERAL COURT OF AUSTRALIA
NEW SOUTH WALES DISTRICT REGISTRY
GENERAL DIVISTON
No.G382 of 1985
wee ew
SPECIAL CASE STATED TO THE FULL
COURT OF THE FEDERAL COURT BY
HIS HONOUR MR.JUSTICE BURCHETT
BETWEEN :
KRONGTHONG THONGCHUA
Applicant
AND:
ATTORNEY-GENERAL FOR THE
COMMONWEALTH OF AUSTRALTA
Respondent
MINUTE OF ORDER
JUDGES MAKING ORDER : Fox, Neaves & Burchett JJ.
DATE OF ORDER: 27 May 1986
WHERE MADE: Sydney
Ll. In answer to question three of the Special Case, the
Note:
Court finds that the applicant was not entitled to make
a request for the Statement of Reasons referred to in
the Special Case.
The Court finds it unnecessary to answer questions one
and two of the Special Case.
The Court orders that the costs of the Special Case be
costs in the application before Mr.Justice Burchett.
Settlement and entry of orders is dealt with in
Order 36 of the Federal Court Rules.
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IN THE FEDERAL COURT OF AUSTRALIA
NEW SOUTH WALES DISTRICT REGISTRY
No. G382 of 1985
GENERAL DIVISTON
SPECIAL CASE STATED TO THE FULL
COURT OF THE FEDERAL COURT BY
HIS HONOUR MR. JUSTICE BURCHETT
BETWEEN :
KRONGTHONG THONGCHUA
Applicant
AND:
ATTORNEY-GENERAL FOR THE
COMMONWEALTH OF AUSTRALIA
Respondent
CORAM: FOX, NEAVES AND BURCHETT JJ.
DATE: 27 MAY 1986
REASONS FOR JUDGMENT
FOX J.
The facts in this matter, which comes before us by way
of a special case, can be stated shortly. The applicant is a
prisoner serving a term of imprisonment for an offence against a
law of the Commonwealth. In the ordinary course of events she
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will remain in prison until July 1987. By application dated 22
April 1985, which was forwarded to the Attorney-General of the
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Commonwealth, she sought release on licence. By letter dated 16
July 1985 she was notified that the Attorney-General had
considered her conditional release and had declined to recommend
that she be granted a licence at that stage. By letter dated 9
August 1985, her solicitors, within the time provided, requested
the Attorney-General to furnish a Statement under s.13 of the
Administrative Decisions (Judicial Review) Act, 1977 ("the
Judicial Review Act"). By letters dated 16 August 1985 and 19
November 1985 the applicant was notified that she was not
entitled to a Statement under s.13.
Questions submitted to the Court are as follows:
"(1)} Whether a decision of the Attorney-General of the
Commonwealth of Australia to decline to recommend to the
Governor-General of the Commonwealth of Australia to
release on licence a person serving a4 term of
imprisonment for an offence against a law of the
Commonwealth is a decision to which the Administrative
Decisions (Judicial Review) Act, 1977 applies.
(2) If the answer to question (1) is "yes", whether such
decision is one to which Section 13 of the
Administrative Decisions (Judicial Review) Act, 1977
applies.
(3) Whether upon the facts stated the Applicant was, or was
not, entitled to make the request referred to in this
Special Case."
The legislation in question is s.19A of the Crimes Act
1914 (Cth). The more relevant parts of that section are
sub-sections 2 and 14 which are as follows:
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' (a) a person is serving a term of imprisonment for an
. offence against a law of the Commonwealth; or
(b) a person is being detained in prison by virtue of a
direction given under section 17,
The Governor-General may, if he thinks it proper so to
do in the circumstances, grant to that person, by
writing under his hand, a licence to be at large.
(14) For the purposes of the preceding provisions of this
section. "the Governor-General" means the
Governor-General of the Commonwealth, or the person for
the time being administering the government of the
Commonwealth, acting with the advice of the
Attorney-General."
It seems to me plainly to be the intention and purpose
of the section that a prisoner is entitled to apply to he
released on licence. The person who can make a favourable
recommendation is nominated as being the Attorney-General. With
this indication, it seems to me that he is the person who has a
duty to consider the application to be relased on licence. If he
is in favour of the application, he must have it forwarded to the
Governor-General with an endorsement to the effect that it is
proper in the circumstances to grant to the particular applicant
a licence to be at large.
The question has been raised whether the
Governor-General should also be the person to refuse the
application, in which event the Attorney-General would be acting
in an advisory capacity and would note the papers in accordance
with his view. There is not, however, any provision dealing with
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*the refusal by the Governor-General of an application for a
licence, nor with any notification concerning refusal. If the
procedure mentioned is the correct one the Attorney-General could
be regarded as not making a decision within the meaning of the
Judicial Review Act (but see s.3(3) of the Judicial Review Act).
The matter qoes further however, because the definition of
"decision to which this Act applies" (s.3(1) contains an
exclusion in the following terms "other than a decision bv the
Governor-General..."). If therefore the view is correct the
Judicial Review Act would not apply.
On the other hand, a decision of the Attorney-General
that he should not recommend to the Governor-General the arant of
a licence may be final and complete in the sense that the papers
do not go to the Governor-General and the decision is that of the
Attorney-General. We understand that this is what happens in
practice, namely that the Attorney-General only advises the
Governor-General in relation to cases where it is proper that a
licence be granted. I think this is the better view of the
section and of the way it is intended to operate. The matter
gets to the Attorney-General because, as already mentioned, he is
the person nominated to decide on whether the grant of the
licence should be recommended. That is his essential role; he
has to decide whether the application should be recommended or
not. If not, there is no notation of advice to the
Governor-General. It can be arqued that a decision in that
situation would be more akin to a failure to recommend. but this
mould still be a decision within the meaning of the Judicial
Review Act (see s.3(2) o£ the Judicial Review Act). One thing
that does not seem possible to me is to reqard the refusal or
adverse decision by the Attorney-General as constructively a
decision of the Governor-General.
It seems to me that the Attorney-General's decision that
there not be favourable advice given to the Governor-General is
reviewable under the Judicial Review Act. It is a decision to
which s.13 of that Act applies. Such a decision is one made by
the Attornev-General in the course of carrying out his duties
under s.19A. He has to consider whether a favourable
recommendation is to be sent to the Governor-General, but in my
view this involves a power to refuse the application. The
section cannot be construed as one dealing simply with
applications which are from the beginning in a position that they
will receive favourable consideration and treatment.
As I. have already said. it seems to me that the
Attorney-General has a duty arising under the section to consider
whether a recommendation should be made or not, and if he decides
that there should be no recommendation, he is in effect deciding
to refuse the application and it is my view that the dissatisfied
applicant can then invoke s.13 of the Judicial Review Act.
It is not necessary at this stage to say anything about
the application in this case of the qrounds of review in s.5 of
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_the Act, except that no order should be sought which would
impinge upon the advice which, on a re-consideration of the
matter (if that happens), he might give to the Governor-General
(Steiner v. Attorney-General for Commonwealth of Australia (1983)
52 A.L.R. 148).
In my view the questions asked should be answered by
saying that the applicant was entitled to make an application
under s.13 of the Act.
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I certify that this and the five (s)
preceding pages are a true copy of the
Reasons for Judgment here1n of his Honour
J Mx. Justice fox
Associate
Dated: & 7 May 148
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IN_THE FEDERAL COURT OF AUSTRALIA
NEW SOUTH WALES DISTRICT REGISTRY
No. G 382 of 1985
GENERAL DIVISION
s
BETWEEN : KRONGTHONG THONGCHUA F
Applicant i.
AND: THE ATTORNEY-GENERAL OF THE i
COMMONWEALTH OF AUSTRALIA 2
°
Respondent be
CORAM: Fox, Neaves and Burchett Jv. .
| DATE: 27 May 1986 :
REASONS FOR JUDGMENT
Neaves and Burchett Jd. .
Krongthong Thongchua ("the applicant") is serving a
term of imprisonment to which she was sentenced on 9 December
1983 for an offence against the Customs Act 1901, a law of the
| Commonwealth. On or about 22 April 1985 the applicant sought
the grant, pursuant to the power conferred by s.19A of the
Crimes Act 1914 (Cth), of a licence to be at large. i
Sub-section (2) of that section, so far as material, provides: fs
"(2) Where - t.
. (a) a person is serving a term of .
| imprisonment for an offence against a '
! . law of the Commonwealth; or ts
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the Governor-General may, if he thinks it proper so
to do in the circumstances, grant to that person, by
writing under his hand, a licence to be at large."
Sub-section (14) provides:
"For the purposes of the preceding provisions of
s.19A, 'the Governor-General' means the
Governor-General of the Commonwealth, or the person
for the time being administering the government of
the Commonwealth, acting with the advice of the
Attorney-General".
A licence so granted is sufficient authority for the
release from prison of the person to whom itis granted
(sub-s.19A(3)). It is subject to such conditions, if any, as
are specified in the licence (sub-s.19A(4)). The
Governor-General may vary or revoke a condition of a licence,
impose additional conditions, or revoke a licence
(sub-s.19A(5)). The section provides also for the enforcement
of any conditions attached to such a lLicerice and for the
arrest of a person on breach of the conditions, a power which,
as the Attorney-General said in his second reading speech upon
the Crimes Bill 1960 which proposed the enactment of s.19A, was
at that time "embarrassingly lacking".
By letter dated 16 July 1985, the applicant was
notified that the Attorney-General had on 3 July 1985
considered her conditional release and had declined to
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recommend to the Governor-General that she be granted a licence
to be at large at that stage. By letter dated 9 August 1985,
the applicant by her solicitors requested the Attorney-General,
pursuant to s.13 of the Administrative Decisions (Judicial
Review) Act 1977 (Cth) ("the Judicial Review Act"), to furnish
a statement of reasons for his decision as notified in the
letter dated 16 July 1985. The applicant was subsequently
notified that the Attorney-General was of the opinion that she
was not entitled to make that request (see sub-s.13(3)). The
applicant then. made application to the Court pursuant to
sub-s.13(4A) of the Judicial Review Act for an order declaring
that she was so entitled.
The question whether the applicant is a person who was
entitled to make the request under sub-s.13(1) of the Judicial
Review Act depends upon an affirmative answer being given to
the question whether the Attorney-General on 3 July 1985 made
"a decision to which this section applies" (see sub-s.13(1)).
The expression "a decision to which this section applies" is
defined in sub-s.13(11). That sub-section provides:
"In this section, 'decision to which this section
applies' means a decision that is a decision to
which this Act applies, but does not include -
(a) a decision in relation to which section
28 of the Administrative Appeals
Tribunal Act 1975 applies;
(b) a decision that includes, or is
accompanied by a statement setting out,
findings of facts, a reference to the
evidence or other material on which
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those findings were based aand_ the.
reasons for the decision; or
(c) a decision included in any of the
classes of decision set out in Schedule
2."
Paragraphs (a) and (b) clearly have no application in the
circumstances of the present case and it was not argued that
any provision in Schedule 2 to the Act was applicable. The
question then is whether what the Attorney-General did on 3
duly 1985 amounted to a decision to which the Act applies.
The expression "decision to which this Act applies" is
defined in sub-s.3(1) of the Judicial Review Act to mean:
"a decision of an administrative character made,
proposed to be made, or required to be made, as the
case may be (whether in the exercise of a
discretion or not) under an enactment, other than a
decision by the Governor-General or a decision
included in any of the classes of decisions set out
in Schedule 1." (Emphasis added)
There is no provision in Schedule 1 which has any application
in this case.
. In Steiner v. Attorney-General (Cth) (1983) 52 A.L.R.
148 Beaumont J. dismissed as incompetent an application under
3.5 of the Judicial Review Act for an order of review in a case
similar to the present where the Attorney-General had declined
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to recommend to the Governor-General that the applicant,
Steiner, be granted a licence to be at large. His Honour held
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that efficacy could only be given to the provision of the
Judicial Review Act granting statutory immunity from review of
a decision by the Governor-General if ministerial advice given
in that behalf was also immune from review. In the light of
that decision, the facts in the present case being
indistinguishable from the facts in that case, Burchett J.,
pursuant to sub-s.25(6) of the Federal Court Act 1976 (Cth) and
Order 50 of the Federal Court Rules stated a special case for
the consideration of a Full Court.
The power- conferred by sub-s.19A(1) of the Crimes Act
1914 (Cth) to grant a licence to be at large to a person who is
serving a term of imprisonment for an offence against a law of
the Commonwealth is a power which may be exercised only by the
Governor-General acting with the advice of the
Attorney-General. In accordance with constitutional
convention, and having regard to the terms of 3.19A, the advice
of the Attorney-General that a licence, conditional or
unconditional, be granted to a person serving a term of
imprisonment for such an offence may not be disregarded by the
Governor-General who must act upon, and in accordance with,
that advice. The act of the Governor-General is the formal
legal act which gives effect to the advice so tendered. In the
absence of advice of the Attorney~General that a licence,
either conditional or unconditional, be granted, the occasion
for the exercise of the power does not arise and no formal
legal act by the Governor-General is required.
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It 1s against the background of powers of this kind,
exercisable upon ministerial advice, that the exclusion from
the decisions which may be the subject of review under the
Judicial Review Act of decisions by the Governor-General is to
be construed. Is it correct to ascribe to the legislature an
intention that only the formal act of the Governor-General
giving legal effect to the advice he has received is to be
immune from review? To take that view, assuming that the
giving of ministerial advice is to be treated as the making of
a decision of an administrative character under an enactment,
would be to enable the review of the decision made by the
Governor-General under the guise of reviewing the ministerial
advice. We agree with the decision of Beaumont J. that so to
construe the legislative provision would be to defeat its
obvious purpose.
Counsel for the applicant sought to construe the
legislative provision in such a way that it would grant
immunity to adecision by the Governor-General based upon
advice that a licence to be at large should be granted but
would grant no immunity where the Attorney-General had decided
that the circumstances of the case were such that he could not
so. advise. To give effect to this view of the legislation
would, in our view, be to prefer the form to the substance.
Given that the effect of the legislation is as we have outlined
above, the question whether it 13 open to the Court to review
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what the Attorney-General does in carrying out the task
assigned to him by s.19A cannot depend upon whether the advice
is favourable or unfavourable to the grant of a licence to be
at large or whether it proposes the grant of a licence but
subject to conditions which the prisoner may or may not
consider to be unduly onerous.
In our opinion the immunity from review under the
Judicial Review Act which is expressed in terms of granting
immunity to decisions by the Governor-General extends to the
action of the Attorney-General in considering whether he is
prepared, in the circumstances of the particular case, to
advise the grant of a licence.
The applicant sought to gain assistance from the
provisions of sub-3s.3(3) of the Judicial Review Act which
provides:
"(3) Where provision is made by an enactment for
the making of a report or recommendation before a
decision is made in the exercise of a power under
that enactment or under another law, the making of
such a report or recommendation shall itself be
deemed, for the purposes of this Act, to be the
making of a decision."
In our opinion, there is no scope for the operation of
that provision in the present case as there is nothing in the
only relevant enactment, namely the Crimes Act 1914 (Cth),
which provides for the making of a report or recommendation
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before a decision is made in the exercise of the power
conferred by sub-s.19A(2). The statutory provision under
consideration in Gourgaud v. Lawton (1982) 42 A.L.R. 117 is
clearly distinguishable.
Sub-section 3(3) of the Judicial Review Act stands in
sharp contrast to the terms of s.19A of the Crimes Act 1914
(Cth). Sub-section 3(3) is concerned with a recommendation
which precedes a decision; in s.19A, the advice of the
Attorney-General is an essential ingredient of the decision
itself. The Governor-General, when exercising such a power,
does not act personally but upon ministerial advice, and the
function of sub-s.19A(14) is not to differentiate a decision
under the section from other decisions of the Governor-General,
but to designate the source of the relevant ministerial advice.
Section 19A, in keeping with wide constitutional usage, says
"the Governor-General may, if he thinks it proper so to do in
the circumstances, grant ....", and the advice of the
Attorney-General is only involved as a part, inueed a necessary
part, of the ordinary process of the making of such a decision
by the Governor-General. It is therefore within a fair
understanding of what is comprehended by the reference in the
Judicial Review Act to "a decision by the Governor-General",
and is plainly not within sub-s.3(3) of that Act. Nor does the
ministerial advice lose its essential constitutional character
because it happens to be in the negative, thus precluding the
possibility of the grant of a licence.
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Tt should be declared that the applicant was
entitled to make the request for a statement of reasons under
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sub-s.13(1) of the Judicial Review Act referred to in the
special case. Question (3) should be answered accordingly. It ~
is unnecessary to answer questions (1) and (2). 7
I certify that this and .
the preceding 8 pages are fe
a true copy of the Reasons '
for Judgment herein of
their Honours Mr Justice
Neaves and Mr Justice ws
Burchs MY '
Arba Associate
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