Henderson, E. v Australian Telecommunication Commission [1986] FCA 566
Federal Court of Australia
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CATCHWORDS
ADMINISTRATIVE LAW - temporary employee - whether appointment as
an "officer" - repetitive strain injury ~-sick leave - slow
progress on rehabilitation programme - CMO report - opportunity
to provide further information - whether basis on which
respondent could find applicant unfit for employment as a data
processing operator ~ whether respondent required in the
circumstances to afford applicant an opportunity to be heard -
whether order should be made in the light of non-compliance with
another condition precedent to employment.
Administrative Decisions (Judicial Review) Act 1977 s.5
Telecommunications Act 1975 $8.38, 39
TeLlecommunications Regulations r.35a.
Trigger v. The Australian Telecommunications Commission
FUL Court, 17.12.84, unreported).
Kioa v. West (1986) 60 A.L.J.R. 113.
ELIZABETH HENDERSON V. AUSTRALIAN TELECOMMUNICATIONS COMMISSION
NO. G47 of 1986
Jackson J.
lst December 1986
Brisbane
IN THE FEDERAL COURT OF AUSTRALIA
QUEENSLAND DISTRICT REGISTRY No. G47 of 1986
GENERAL DIVISION
BETWEEN: ELIZABETH HENDERSON
Applicant
AND: AUSTRALIAN TELECOMMUNICATIONS
COMMISSION
Respondent
CORAM: JACKSON J.
DATE: lst December 1986
PLACE: Brisbane
MINUTES OF ORDER
THE COURT ORDERS THAT:
1. The application for an order of review be refused.
NOTE: Settlement and entry of orders is dealt with in
Order 36 of the Federal Court Rules.
IN THE FEDERAL COURT OF AUSTRALIA
QUEENSLAND DISTRICT REGISTRY No. G47 of 1986
ew ww
GENERAL DIVISION
BETWEEN: ELIZABETH HENDERSON
Applicant
AND: AUSTRALIAN TELECOMMUNICATIONS
COMMISSION
Respondent
CORAM: JACKSON J.
DATE: lst December 1986
PLACE: Brisbane
REASONS FOR JUDGMENT
These are proceedings in which the applicant seexs an
arder of review under s.5 of the Administrative Decisions
(Judicial Review) Act 1977 in respect of a decision
communicated to her by the respondent by a letter dated 20th
March 1986. I shall refer later to the terms of the letter
and to the events which followed it, bt it is sufficient for
the moment to say that it was intended to bring to an end as
from lst April 1986 the applicant's employment by the
respondent as a data processing operator and to communicate tc
her the fact that she was not to be appointed as an "officer"
£ the respondent.
The applicant's employment by the respondent to that
time had been as a member of the Australian Telecommunications
Commission Service which is established by s.38(1) of the
Telecommunications Act 1975 and consists relevantly of persons
"appointed as officers" or "employed as temporary employees"
in accordance with Part V of that Act. See s.38(2). The
Commission's "officers", for whom quite elaborate provision is
made (see e.g. ss.39, 40, 50, 51, 54), are for practical
purposes its "permanent" employees and may only be appointed
if they satisfy the criteria in s.39(2). Appointment as an
officer is initially an appointment on probation for a period
of six months (s.40(1)). Temporary employees may also be
engaged by the respondent (s.42(1)) but the Act itself is
relatively silent on the position of employees so engaged.
(See generally the discussion of the relevant provisions of
the Act in Trigger v. The Australian Telecomnunications
Commission (Full Court, unreported, 17th December 1984)).
The applicant's employment »y the respondent commenced
on 16th April 1984. She was at all times employed by the
respondent as a temporary employee, having been first
interviewed for the purposes of employment on 9th April 1984
by two of the respondent's officers, Mrs de Wit and Ms
Sheehan. The employment which was discussed on that occasion
was temporary employment as a data processor in training and I
am satisfied that during the discussions which occurred the
possibility that a permanent position might result from the
employment was discussed. In particular I am satisfied that
the applicant was informed that if she had passed the
necessary examinations as a data processor and if her work
performance were satisfactory then subject to availability of
a permanent position and subject to her passing a medical
examination she had good prospects of permanent employment by
the respondent in the relatively near future.
I do not accept the applicant's evidence that she was
given an assurance of permanent employment in an earlier
telephone conversation with Mrs de Wit, nor do I think that
any such assurance was given during the interview on 93th Avril
1984. At the same time, as I have said, there were good
prospects of permanent appointment in the future, and this
fact was recognized in the conversation which occurred during
the interview.
It was the practice of the respondent when engaging
staff in the position of the applicant to send a letter
setting out the terms of employment and it is contended by the
respondent that in accordance with the practice the applicant
was sent the original of Exhibit D to Mrs de Wit's affidavit
of 18th June 1986 which is relevantly as follows:-
"CONFIRMATION OF FIXED TERM EMPLOYMENT
Position DATA PROCESSING OPERATOR IN TRAINING
Commencing Salary (Gross) $8462 per annum
Location REVENUE BRANCH
Period of Employment from 16/4/84 to 31/1/85
I wish to confirm arrangements made recently in
connection with your employment in the above position.
As discussed employment is offered for the above period
only. However, if adverse reports on your conduct,
diligence or efficiency are received at any time during
this period, your services may be terminated.
The basic conditions of service as an employee are
described overleaf.
Commencing Instructions
Please report at: 8.30 am
to: 7th Floor
Communications House
131 Barry Pde
FORTITUDE VALLEY "
The applicant denies that she received such a document
and there is no direct evidence of the posting of it. In the
circumstances I am not prepared to make a finding that the
letter was sent to or received by the applicant but I am
satisfied that in one way or another t*~* applicant was aware
at all times that her employment was of a temporary nature
although, as I have said, there was a significant possibility
that she would become a permanent employee.
In the latter part of 1984 it became apparent to Mrs de
Wit that a vacancy was likely to arise for the appointment to
a permanent position of a data processing operator. The
applicant was spoken to in this regard and she was one of a
number of persons who were in consideration for the
appointment to the position.
It had not been necessary for the applicant to be
medically examined for the purpose of her initial appointment
but it was necessary, no doubt by reason of s.39(2)(a) of the
Telecommunications Act, for her to be so examined for the
purpose of a permanent appointment, and in consequence of this
she was medically examined by a Commonwealth Medical Officer,
Dr Ephraums, on 3rd December 1984.
It was necessary for Mrs de Wit to make a formal
recommendation for permanent appointment in respect of the
applicant, and she did so on 12th November 1984. When doing
so she had some reservations about her suitability because of
her sick leave record and she enclosed the sick leave record
with the recommendation. In response the Appointments Officer
in the respondent's Personnel and Industrial Relations
Department by a memorandum dated 10th December 1984 said in
relation to the applicant that:-
"As her sick Leave has been excessive, she should not
have been recommended for appointment but informed that
recommendation of her appointment would be deferred for
six months and that meanwhile she should endeavour to
obtain a satisfactory sick leave record.
Please take action to warn Miss Henderson accordingly
and inform her that the recommendation for her
appointment will be deferred for 6 months during which
she should establish a satisfactory sick leave record
or her services will be terminated."
Mrs de Wit accordingly wrote to the applicant on 8th
January 1985 stating:-
"I regret to advise that I am unable to recommend your
permanent appointment as the amount of sick leave taken
has been excessive.
Your sick leave record will be reviewed in May 1985 and
should it still not be satisfactory consideration may
have to be given to termination of your services. It
is hoped this review will indicate a satisfactory leave
record so that appointment can proceed.
In view of the above the period of your fixed term
temporary employment has heen extended to 31 May 1985."
Although that letter was dated 8th January 1985 it was
not in fact received by the applicant until 26th February 1985
when it was handed to her after she had recommenced
employment. She had been on sick leave from 12th December
1984 until late February 1985 as a result of an accident which
occurred while she was on her way to work, a period of sick
leave which I accept was not then or later taken into account
in considering whether she had taken "excessive" sick leave.
After the applicant resumed employment on 26th February
1985 the incidence of her sick leave, other than the sick
leave taken in consequence of the accident to which I have
referred, reduced and on 4th June 1985 Mrs de Wit wrote to the
applicant in the following terms:-
"On 8 January 1985 you were sent a letter advising that
permanent appointment could not be recommended because
of your unsatisfactory sick leave record.
Your sick leave record has been reviewed and it has
been decided to proceed with permanent appointment. It
will be necessary for you to be re-examined by the
Commonwealth Medical Officer before appointment can
take place."
I should mention at this point that it was argued,
albeit faintly, that the letter of 4th June 1985 was an
appointment of the applicant as an officer under s.39(1) of
the Act. That provision is as follows:-
"(1) The Commission may appoint as officers such number
of persons as it thinks necessary for the purposes of
this Act".
The exercise of the power conferred by s.39(1) is limited,
however, by s.39(2) which provides inter alia that:-
"(2) A person shall not be appointed as an officer
unless -
(a) the Commission is satisfied, after he has
' undergone a medical examination required by the
Commission, as to his health and physical
fitness; "
and it is clear that the respondent has never been so
satisfied. It was argued in the alternative that the terms of
$.39(2)(a) are not a "condition precedent" to the exercise of
the power conferred by s.39(1), but rather a "condition
subsequent" and that a person might be appointed subject to a
later compliance with s.39(2)(a). The opening words of
$.39(2) are clear, however, and militate against the adoption
of such a view.
In the result I am satisfied that the applicant has
never been appointed an "officer".
At the time when Mrs de Wit wrote the letter of 4th
June 1985, and indeed when had written the letter of 8th
January 1985, Mrs de Wit had not seen the report from Dr
Ephraums resulting from his examination of the applicant in
December 1984. It was not until later in June 1985 that she
did see that report. The report had noted a statement by the
applicant that at Christmas 1982 the applicant had attended
Princess Alexandra Hospital for examination and X-rays of her
neck "after diving into shallow pool", that she was not
admitted into hospital on that occasion but that she had worn
a brace for two weeks and that she still suffered some neck
discomfort if she slept on a hard pillow. In the report Dr
Ephraums stated his opinion, as the form required, that the
applicant was not likely to reach maximum retiring age if
engaged because of "Late effects of neck injury - History of
headaches". That conclusion was agreed in by Dr Schmidt,
another Commonwealth Medical Officer at Brisbane. Dr Ephraums
was also of the view that the applicant should be re-examined
in 11 months to enable a decision to be made on her permanent
employment in the light of her neck condition.
After Mrs de Wit became aware of the terms of that
report she caused to be sent to the applicant a letter dated
26th June 1985 which was as follows:-
"On 4 June 1985 you were sent a letter advising that
your sick leave record has been reviewed and it had
been decided to proceed with your permanent appointment
and that you would be required to be re-examined by the
Commonwealth Medical Officer before appointment could
take place.
I now further advise, that as a result of your initial
medical examination of 3 December 1984, the
Commonwealth Medical Officer has advised that you do
not meet the standard for appointment at this time and
that you will be required to attend for a
re-examination in early November before a final
decision regarding your medical fitness can be given.
Further details will be forwarded to you at a later
date."
On 27th June 1985, however, the applicant was absent
from work on sick leave, the cause being repetitive strain
injury which I accept was caused by her work with the
respondent. She was absent from the same cause the next day,
and then for a period from 3rd July until 17th September 1985.
(Once again I accept that these periods were not later taken
into account in considering whether she had taken excessive
sick leave.) She returned to work on 18th September 1985 and
provided a report from Dr Martin Devereaux, a rheumatologist,
who said that:-
"She has now made a full recovery. I would be grateful
if you could slowly introduce her back to her data
processing - with initial variety and avoidance of
prolonged periods at the keyboard.
Within 5-10 days I would expect she should be capable
of all work."
The applicant, on her return to work, was placed on a
programme for rehabilitation arranged by the respondent's
Occupational Health Section. The aim of the programme was to
start with a little data processing and work up to more and
more until she reached a stage where she was able to key in at
data processing for fifty minutes out of every sixty. By
mid-January 1986, however, the applicant was able to work over
a whole day for about 10 minutes each hour at the keyboard,
for about 35 minutes each hour doing clerical work and having
a break of about 10 minutes, although on occasions in the
mornings she was able to work for about 25 minutes at the
keyboard. She agreed in evidence that at all times her
performance was not nearly sufficient to be employed as a data
processing operator but said that the length of time involved
in her rehabilitation was due to the fact that she was "snowed
under with clerical work" which "seemed to have more
importance than the keyboard work".
I do not believe the applicant's evidence that the
length of time involved in her rehabilitation was because she
was snowed under with clerical work. I think that the
applicant knew that her progress in rehabilitation was slow
and was seeking to provide an explanation, which was untrue,
for her having performed poorly, in comparative terms, at the
rehabilitation course. The average time taken by repetitive
strain injury sufferers in the rehabilitation course before
being able to resume work as data processing operators was
about one month. Whilst I am not prepared on the evidence to
find that the applicant was told of that fact, I yet think
that the applicant knew that her performance was not as good
as that of other repetitive strain injury sufferers in the
course.
As will be apparent from the remarks which I have just
made Dr Devereaux's prognosis had proved too optimistic and
the applicant was still suffering from repetititive strain
injury on 16th January 1986 when she was re-examined by Dr
Ephraums. Dr Ephraums noted in one of his reports of that
date that in June 1985 the applicant had had "RSI both wrists
and forearms" and that "Pain persists in R/forearm & wrist".
His "recommendation" was expressed as follows:-
"Recommendation - not fit for work as a DPO Gr l.
Redeploy to clerical duties."
He stated the position a little more fully in another report
of the same date.
After receipt of the reports, Mrs de Wit wrote to the
applicant on 6th February 1986 a letter which stated that:-
"AS you are aware permanent appointment as a Data
Processing Operator was deferred because the
Commonwealth Medical Officer declared you medically
unfit for appointment after your examination in
December 1984.
The results of your re-examination by the CMO on 16
January 1986 have been received and he has advised that
you are still are (sic) not medically fit for
appointment as a Data Processing Operator.
In the circumstances I regret to advise that we are
unable to offer further employment; therefore your
services will be terminated from close of business on
Friday 14 February 1986. Salary owing will be made
available on that day at the Paymasters Office and all
other monies owing to you will be forwarded by cheque
to your home address as soon as possible after that
date."
The letter was handed to the applicant on the same day.
The consequence of the letter of 6th February 1986 was
that industrial action was threatened by the applicant's union
and in the result it was decided to give the applicant an
opportunity to put forward any further material which she
wished. That decision was conveyed on 14th February 1986 when
Mrs de Wit handed to the applicant a letter in the following
terms:-
"I refer to my letter of 6 February 1986 advising
termination of services from close of business on 14
February 1986. That decision has been taken in line
with the conditions of Staff By-Law 156 (copy attached)
and based on the following facts:
(a)
(b)
(ec)
Whilst employed on a temporary basis you began
to suffer from RSI in June 1985 and since then
you have had long periods of sick leave for that
reason and have not been able to perform the
duties for which you were employed.
After lengthy participation in a rehabilitation
work program your progress toward resumption of
normal duties has been inadequate.
Resulting from an examination on 16 January 1986
advice has been received from the Commonwealth
Medical Officer indicating you are not medically
fit for appointment as a Data Processing
Operator.
Before the decision of 6 February is enacted it has
been decided to offer you the opportunity to provide
any further information which could have a bearing on
my decision making process. Any such information must
reach me personally by 4.00 pm on Friday 21 February 1986.
In the light of this decision it has been decided to offer
a further fixed term period of employment from 17 February
1986 to close of business on 28 February 1986."
It will be seen that paragraph (a) of the letter
referred only to sick leave related to the repetitive strain
injury.
The applicant's response to the invitation was to
provide medical reports from Dr §.G. Coleman, an orthopaedic
surgeon, a further report from Dr Devereaux and a report from
her general practitioner, Dr A.B. McKay. I shall refer below
to the terms of those reports but it is sufficient for present
purposes to say that in consequence of their receipt it was
arranged that the applicant would see, at the instigation of
the Department of Health, Dr David Vickers, an orthopaedic
surgeon in private practice, in early March 1986.
Although the Letter of 14th February had referred to a
term of employment ending on 28th February, the term was
extended to 28th March 1986 because of delays involved in
obtaining the medical reports.
Dr Vickers provided a report dated 7th March 1986 and
after receiving that report and Dr Ephraums' comments thereon
of 20th March 1986, Mrs de Wit wrote on 20th March 1986 to the
applicant stating that:-
"I refer to my letter of 14 February 1986 advising that
your employment would be extended to allow examination
of any evidence which might support the continuation of
your employment. All information has now been examined
and the following has been determined.
(a) Specialist advice from Dr N Vickers informs us
that -
" ....++.I did however perform an examination as a matter
of routine and found no abnormality."
",.....If she had a genuine case of upper limb
disability from keyboard operating in the past, chances
are this would happen again."
"..ee.-T don't believe that a trial of work back at the
keyboard is likely to do her any particular harm".
(b) On the basis of further consideration of all
medical information the Commonwealth Medical Officer
has determined that the decision of 16 January 1986
that you are medically unfit for appointment as a Data
Processing Operator remains unchanged.
(¢) Your sick leave record is once again far in excess
of the level considered acceptable for appointment to
take place. Since 1.11.85 you have availed of 13 days
l hour 6 minutes sick leave and have supported your
absences with approved medical certificates on only two
occasions totalling 5 days 4 hours 41 minutes. I refer
to my previous warning of 8.1.85 which stated - "Your
sick leave record will be reviewed in May 1985 and
should it still not be satisfactory consideration may
have to t2 given to termination of your services."
(d) As you have been declared unfit for permanent
appointment the only employment option would be further
fixed term employment as a Data Processing Operator.
Due to a number of circumstances at present we have a
surplus of four DPO's (not including yourself) and we
will not need to employ any further staff in the
foreseeable future.
Taking into account all the above factors, there is no
change to our decision to cease your employment.
Therefore I regret to advise that your services will be
terminated as of close of business on Tuesday 1 April
1986.
All salary owing to you will be available at the
Paymaster's Ofice on 1 April and all other monies owing
will be forwarded to your home address by cheque as
soon as possible after that date."
Some negotiations occurred between the applicant's
union and the respondent and the applicant was continued in
temporary employment pending the determination of the dispute
which by 10th April 1986 had come before the Australian
Conciliation and Arbitration Commission. On that date
Commissioner Grimshaw recommended that the applicant be given
a three month trial of work. His recommendation was in the
following terms:-
"The evidence suggests Ms Henderson no longer suffers
from R.S.I..
It is the recommendation of this Commission, having
considered the submissions of the parties and the
exhibits tendered, particularly the medical evidence
that Ms Henderson should be re-employed as a Data
Processing Operator and that she be examined by the
Commonwealth Medical Officer on a monthly basis.
Copies of those reports to be sent to me and that this
matter will be relisted for report in 3 months time.
During this period Telecom should make every effort to
ensure that the equipment is ergonomically designed to
remove or lessen the likelihood of further injury."
The three months trial was to commence on 14th April
1986 but before that could happen the applicant produced a
medical certificate from Dr McKay which stated:-
"I hereby certify that on 2/4/86 YT was consulted by
Elizabeth E. Henderson .. who in my opinion is
suffering from work related injury resulting in "unfit
to work" category and will be unfit for duty up to and
including 1/4/86 to 1/7/86".
In the light of that report, which was at odds with the
medical reports which were the basis of Commissioner
Grimshaw's decision, two events occurred. First the
respondent refused to participate in the trial of work
contemplated by Commissioner Grimshaw, and secondly ;
Commissioner Grimshaw revoked his recommendation. I may say
that Dr McKay has asserted in an affidavit in these
proceedings that at the time when he gave the certificate his
belief was that the applicant "had totally recovered" from the
repetitive strain injury, despite the terms of the
certificate. It is unnecessary, however, to deal further with
that curiosity.
The decision to bring to an end the applicant's
temporary employment (in which was involved the decision not
to take the steps necessary to engage her as an officer) was
attacked on a number of grounds, to which I shall turn ina
moment. Before doing so, however, I should deal with one
argument advanced on behalf of the respondent. That argument
1s that the decision conveyed by the letter of 20th March 1986
is no longer operative because, as it was put in argument:-
",.. the decision has already been reviewed and
reconsidered - and reconsidered in favour of the
respondent for a period of 10 days, and then altered
again because of the production of the medical
certificate, which showed that she was incapacitated
as from 3 April."
I do not accept this argument. It seems to me that
the decision to bring to an end the applicant's temporary
_employment and the concomitant decision not to engage her as
an officer were never changed. It is true that the date on
which those decisions were to take effect was changed, and it
is true that if the three month trial had proved satisfactory
then the decisions would have changed, but I do not think that
there was ever a change in the substance of those decisions.
As I have said the decision conveyed by the letter of
20th March 1986 was attacked on a number of grounds, the first
of which was put in argument as being that a breach of natural
justice had occurred in arriving at the decision that the
applicant was medically unfit for appointment as a data
processing operator. Although the argument was characterised
as breach of natural justice, the bases of the argument were
essentially that the medical reports to which I have referred
showed that all the material as to the applicant's fitness was
"one way", i.e. in her favour, and that the applicant was fit
for employment as a data processing operator.
y think that the argument so advanced is simply not
correct factually.
As I have said Dr Ephraums' report of 16th January
1986 was to the effect that the applicant still had RSI, that
her prognosis was "uncertain", that she was unfit for continued
employment, that she should be redeployed to clerical duties and
that she should avoid repetitive tasks for prolonged periods.
On its face, however, Dr Coleman's report does support the
applicant's case in that while he was of the view that she had a
fatigue type RSI, and was experiencing some pain in the extensors of
the forearm, front of the wrist and in the ulna fingers, he yet
expressed the view that her symptoms were then minimal, that she was
still able to work, and that there was no permanent disability. The
conclusion that she was still able to work appears to have been
based, however, on the view "that she is now working quite
satisfactorily", a view which I find as a fact was not the case.
In relation to the other reports, Dr Devereaux did not give
an unqualified report. He had seen her in the period 16th July 1985
to 17th September 1985 and expressed the view that:-
"With care, rest breaks and avoidance of excess overtime I
would consider her capable of continuing in her chosen
eccupation. She has demonstrated past ability to cope with
data processing when she worked for Westpac."
and Dr McKay said that it would be necessary for her to maintain
work relief in her position but that did not preclude her continuing
in her employment capacity as a data processor.
I think that it is thus impossible to say, as the argument
for the applicant would have it, that the reports to which I have
referred were entirely in favour of the applicant being fit for
duty. Rather they recognized that she would have to be careful in
the way in which she went about her affairs.
Nor, I think, does Dr Vickers' report support the view that
the applicant was fit for appointment as a data processing operator.
His report was as follows:-
"At your request I have interviewed ELIZABETH EMILY HENDERSON
regarding the pain in her upper limbs. The medical component
of my consultation was rather brief as this patient claims
that she has fully recovered from her reversible fatigue
syndrome, and as you are aware, there are no signs in this
condition in any case, so I did not really have anything to
work on. One can only take her word that she has recovered.
I did however perform an examination as a matter of routine
and found no abnormality.
I gather that the point of the consultation was regarding her
employability. I asked her whether she was prepared to
return to keyboard operating, and she indicated that she was.
If she had a genuine case of upper limb disability from
keyboard operating in the past, chances are this would happen
again. I advised her of this possibility, and indicated that
I thought it would only be reasonable that if she was given
another chance to remain as a keyboard Operator at Telecom,
she would have to accept dismissal if she then had a
recurrence of reversible fatigue syndrome preventing her from
achieving an adequate work performance. She seemed to accept
this point of view, but of course this was only verbal. I
don't believe that a trial of work back at the keyboard is
likely to do her any particular harm, but of course the
decision regarding this can only be taken by the Employer
because of the potential legal repercussions."
It is clear, it seems to me, that this letter can not be
regarded as a letter which suggests that the applicant was fit for
permanent employment as a data processing operator. The applicant
had, as I accept, a genuine case of repetitive strain injury and, as
Dr Vickers said in his report, if this were so the chances were that
it would happen again. That would seem to me to indicate that the
applicant was not fit for appointment.
After Dr Ephraums had received Dr Vickers' report he said in
a further report dated 19th March 1986:-
"Based on my examination of 16 January 1986 I still consider
Ms Henderson unfit for appointment as a Data Processing
Operator. I will however defer to Dr Vickers' expert opinion
and recommend a trial of full time DPO duties for three
months followed by a further medical review."
I see no reason whatsoever why Mrs de Wit was not entitled to
rely upon what was said by the Commonwealth Medical Officer, Dr
Ephraums, namely that the applicant was unfit for appointment as a
data processing operator nor do I see why she was not entitled to
rely upon the view of Dr Vickers that if she had had a genuine case
of RSI the chances were that it would recur. In these circumstances
I think that the contention that there was no basis on which it
could be said that she was unfit for appointment as a data
processing operator is not made out.
It was then argued in the alternative that none of the
reports said that the applicant was unfit for appointment. Once
again, however, this is not the case because Dr Ephraums' report had
specifically so stated.
Thirdly on this aspect, it was put that the applicant was not
given a proper hearing on the question of her medical fitness
because the three medical reports received from her were given no
weight in the decision as to her medical fitness. I am not
satisfied that this is so. Mrs de Wit saw and read the three
reports and, in consequence of having done so, caused the applicant
to be examined by Dr Vickers.
21 '
In the result I am not satisfied that the ground to which fi
have referred has been made out. I turn then to consider the
question of sick leave.
As I have said earlier, the applicant was told by letter
dated 8th January 1985 that her permanent appointment could not be
recommended because of her unsatisfactory sick leave record and on
4th June 1985 was told by letter that her sick leave record had been
reviewed and that it had been decided to proceed to make a permanent
appointment, subject to examination by the Commonwealth Medical
Officer. Sick leave was mentioned in paragraph (a) of the letter of
14th February 1986 but the sick leave then referred to was that
resulting from repetitive strain injury.
The topic of sick leave was not specifically raised with the
applicant until 7th March 1986 when by a letter of that day Mrs de
Wit said to the applicant:-
"With reference to your fixed term temporary emplovment which
expires on 7 March 1986 I wish to advise that a further '1xed
term period of one week ending 14 March 1986 has been
granted.
The extra time is required for us to fully consider all
information to hand in relation to your medical fitness and
the availability of fixed term and permanent employment.
Permanent employment is dependent on satisfactory conduct
diligence and efficiency, a satisfactory sick leave record
and being certified medically fit for appointment by the
Commonwealth Medical Officer. If any one of these conditions
cannot be met permanent employment cannot take place."
I am satisfied that at the time when the letter of 7th March
was written Mrs de Wit had not turned her attention specifically to
the question whether the applicant's sick leave record in the period
since she returned to work on 18th September 1985 was satisfactory.
I am also satisfied that in that period her sick leave record was in
fact unsatisfactory. No medical certificate was produced to account
for the leave taken on 15th November 1985 (a Friday), 16th December
1985 (a Monday), 8th January 1986, 17th January 1986 (a Friday), 7th
February 1986 (a Friday), 12th and 13th February 1986 and 25th and
26th February 1986. After the letter of 7th March was received sick
leave was taken for a further three days in the period 12th - 14th
March and on this occasion a medical certificate was produced. The
applicant, I should note in passing, admitted that not all the days
off were genuine, although "most were".
The argument which is put on behalf of the applicant is that
the applicant was not informed that her sick leave record was
regarded as unsatisfactory and that she should have been given an
opportunity to place information before the respondent to militate
against the view that her sick leave record was unsatisfactory.
Whilst I regard the matter as very much one on which
different minds might take different views, I am in the end of the
opinion.that the dictates of fairness would have required that the
fact that the applicant's sick leave was unsatisfactory be brought
specifically to her attention before a decision adverse to that
issue was made. I take that view because although the need for a
satisfactory sick leave record was mentioned specifically in the
letter of 7th March, the letter in its second paragraph suggested at
the same time that the only questions remaining for consideration
were the applicant's medical fitness and the availability of
positions.
Accordingly I am of the view that (assuming that the case was
one to which the principles of natural justice would apply) the
applicant should have had the opportunity of responding to the view
that her sick leave record was unsatisfactory. Compare Kioa v. West
(1986) 60 A.L.J.R. 113 at 128B-D per Mason J..
The applicant's argument also contended that a separate
reason for the decision contained in the letter of 20th March 1986
was the applicant's performance in the rehabilitation programme and
that the applicant should have been given an opportunity to be heard
on that matter before the decision was made.
It is to be noted, of course, that the letter of 20th March
did not refer to the applicant's performance on the rehabilitation
course as a reason for the decision and the contention that this was
a separate reason derives from a passage in the cross-examination of
Mrs de Wit when she said that one of the reasons why the applicant
was not appointed permanently was that she had proven through her
performance in the rehabilitation group that she was not able to
cope with the type of work.
I do not think that on the evidence Mrs de Wit did other than
treat this matter as one aspect of the whole of the question of the
applicant's fitness for the position in the future, and I think that
any obligation to give the applicant the opportunity to deal with
the issue was satisfied by the invitation given to the applicant in
the letter of 14th February to submit such information as she
desired, the letter having mentioned specifically her lack of
progress in the rehabilitation programme.
It was next argued that the decision should be set aside
because the procedure contemplated by reg. 35A of the
Telecommunications Regulations had not been applied. To understand
what is meant by this I should refer to reg. 35A, a regulation which
is authorised by s.112(a) of the Act and which provides that:-
"35A. Division 6 of Part V of the Act applies to and in
relation to an employee who -
(a) has been in continuous employ of the Commission for a
period of not less than one year; or
(b) has been engaged by the Commission to serve for a
period of not less than one year,"
subject to certain modifications and adaptations of Division 6.
Division 6 of Part V provides for procedures to be followed
when allegations of misconduct are made against employees of the
respondent and one of the results which may follow if the procedures
of that Division are followed is dismissal. See s.58(11).
It was argued initially that:-
(a) because the applicant was a person who had been in the
continuous
employ of the respondent for a period in
excess of a year; and
(b) because abuse of sick leave could amount to misconduct
in terms of s.57(2) and s.58(1);
the only procedure which
taking sick leave was an
the course of argument,
made by Division 6 would
into account as a factor
appointed an officer and
the issue further.
Reliance was then
Guidelines issued by the
could be followed where the propriety of
issue was that prescribed by Division 6. [In
however, it wags accepted that the provision
not preclude abuse of sick leave being taken
in determining whether a person should be
it is accordingly unnecessary to deal with
placed upon paragraph D2/1/30 of some
respondent. That part of the Guidelines,
Exhibit 3, was in the following terms:-
"ADVICE TO APPLICANTS - CONDITIONS
D2/1/30 The successful applicant or person to be employed
must be advised as soon as possible, in writing, of the
selection. Other
applicants should be advised in writing as
soon as possible of their non-selection and where avprovriate,
of future suitable vacancies for which they may apoly.
The advice to the
successful applicant or any person being
engaged must contain the following information:
a.
ii.
Details of the position in which the person is to be
engaged, including salary.
When, where and to whom to report for duty.
Arrangements for medical examination. Where medical
examination is being arranged, the person must be
advised that continued employment is subject to a
satisfactory medical report.
Employment is subject to satisfactory conduct,
diligence and efficiency.
The contract of employment may be terminated by Telecom
Australia at any time in accordance with Staff By-law
156 for reasons including but not restricted to
unsatisfactory conduct or efficiency.
Details of the period of employment, where such
employment is for a fixed period, specific project ora
specific event occurs and advice that redundancy
benefits are not available for fixed period employees.
Fixed period means:
a period of employment defined by a specific
commencement date and a specific cessation date, e.g.,
commencing on 1 December 1977, ceasing on or before 30
June 1980; or
a period of employment defined by a specific
commencement date and a maximum period of time, e.g.,
commencing on 1 December 1977 with employment up to a
maximum period of 3 months.
employment for a specific project;
employment until a specific event occurs, e.g., closure
of an exchange.
Any unqualified person employed in a position where
qualifications are required will be required to
relinquish the employment if and when a qualified
person is available.
A copy of the Conditions of Employment Booklet.
A person re-engaged for a fixed period must be advised
in writing of the approval and the conditions mentioned
in the previous part must again be stipulated."
It was suggested that because advice of the nature referred to
in the first paragraph of Guideline D2/1/30 had not been given to the
applicant, her temporary employment could not be terminated and that
failure to comply with the Guideline, assuming it had occurred,
vitiated the decision of 20th March 1986. I fail to see how failure
to comply with self-imposed guidelines as to notification of terms of
employment could, without more, have any effect uvon the matters
dealt with in the letter of 20th March and I regard the point as
without substance.
The next issue concerns Exhibit 4 which is Guideline D3/2/1
and is in the following terms:-
"AUTHORITY
D3/2/1 Telecom Australia may terminate the services of fixed
term employees in accordance with Staff By-law 156, except for
disciplinary reasons where the employee has at least one years
service, or has been employed with the view to employment
beyond one year."
By-law 156 is in the following terms:-
"Termination of service
156. (1) Where an employee absents himself from duty without
permission and is so absent for a continuous period of not
less than 2 weeks, he shall be deemed to have resigned from
his employment with the Commission at the expiration of that
period of 2 weeks.
(2) Subject to sub-clause (3), the Commission may terminate
the services of an employee at any time.
(3) Where, under the regulations, Division 6 of Part V of the
Act applies to and in relation to an employee, the Commission
shall not dispense with his services under sub-clause (2) by
reason only of the fact that he has done, or omitted to do, an
act or thing in respect of which a charge could be laid
against him or on the ground that a court has convicted him of
a criminal offence within the meaning of that Division or
found, without recording a conviction, that he has committed
such an offence."
The By-law is one of the Telecommunications (Staff) By-Laws
made pursuant to s.111(1) of the Act, which includes power to make
by-laws the subject matter of which is (s.111(1)(g)):-
"(g) the terms and conditions of employment of officers and
employees; "
The power to make by-laws is by s.1l1(1) expressly stated to
be subject to the requirement that the by-laws are not inconsistent
with the Act or the regulations, and it may be that in some
circumstances questions would arise whether By-law 156(2) was not too
widely stated, or should be read down to ensure its validity, e.g. in
circumstances to which reg.35A applies. Whether this be so or not,
however, and whether Guideline D3/2/1 is or is not entirely
consistent with By-law 156(2), it seems to me that that part of
Guideline D3/2/1 commencing with the words "except for" and ending
with the words "beyond one year" has no relevant application. There
was not here a termination of the temporary employment for
disciplinary reasons but rather because the temporary employment
which existed at the relevant time was purely for the purpose of
dealing with the situation pending the making of a decision whether
permanent employment would be offered.
Rather similar considerations apply to a further Guideline
which was relied on, namely Guideline D3/2/3 which is as follows:-
"DISCIPLINE - DISMISSAL
p3/2/3 Any disciplinary action against an employee with at
least one year's continous service may only be taken in
accordance with Regulation 35A. (Statutory Rule 27 of 1977).
Employees with less than one year's actual or intended service
may be dismissed by the Ql1 delegate. It is not necessary for
notice of dismissal to be given."
The short fact is that the decision in question was not the
taking of disciplinary action against an employee in terms of
Guideline D3/2/3. Accordingly, in my view, that provision of the
Guidelines does not assist the applicant.
A further argument advanced on behalf of the applicant was
that in terms of s.5(2)(e) of the Administrative Decisions (Judicial
Review) Act Mrs de Wit, in making the decision evidenced by the
letter of 20th March, exercised a personal discretionary power at the
direction or behest of another person. The person at whose direction
or behest the power is said to have been exercised is Dr Ephraums.
It seems quite apparent, however, that all that was done was that Dr
Ephraums provided his professional opinion in relation to the matter.
There was no "direction" or "behest" on his part
As will be apparent from the foregoing, I am of the view that
if the respondent was required to do so it did not afford the
applicant natural justice in relation to the taking into account of
her sick leave record but that otherwise there is no cause for
complaint by her as to the procedure which has occurred. The
questions which then arise are whether it was necessary for the
respondent to afford her natural justice in the circumstances and
whether it is in any event necessary to decide that question.
I do not think that it is necessary in this case to decide
whether the respondent was required in the circumstances to afford
the applicant an opportunity to be heard in relation to the question
of sick leave. I take that view because it is quite apparent that
the power given to appoint a person as an "officer" under s.39(1) is
a power which may only lawfully be exercised once the respondent has
satisfied itself as to the matters referred to in s.39(2)(a), to
which I have already referred. The respondent was not so satisfied
in the present case and even if there had been no question arising as
to sick leave it could not lawfully have appointed the applicant as
an "officer". In those circumstances I do not think that any order
should be made under s.16 of the Administrative Decisions (Judicial
Review) Act altering the decision in relation to an appointment as an
"afficer". Further it is clear that the temporary employment which
the applicant had at the time when the decision was made was one
which was intended to continue only until her appointment as an
"afficer" or refusal to make such an appointment. Once again no
relief is called for.
The application for an order of review is refused.
were
I certify that Tm Huwhy (30)
preceding pages are a true copy of
the Reasons for Judgment herein of
his Honour Mr Justice Jackson.
Associate: Witencncder liars.
Date: lst December 1986
Counsel for the applicant: Mr M.W.D. White
Solicitors for the applicant: Hawthorn Cuppaidge & Badgery
Counsel for the respondent: Mr R.I. Hanger Q.Cc.
with Mr S. Keim
Solicitors for the respondent: Australian Government Solicitor
Dates of hearing: 20, 21 October 1986