La Macchia, G. v. Minister for Primary Industry [1986] FCA 637
Federal Court of Australia
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Administrative Law - appeal from Adminzstrative Appeals Tribunal -
decision of Minister for Primary Industry to cancel Fishing Boat
Licence and Master Fisherman's Licence - variation of Minister's
decision by Tribunal - whether Tribunal's decision a suspension or
a cancellation - whether the power in s.9A(3A) of the Fisheries
Act exercised retrospectively - whether the conviction of one of
several holders of the Fishing Boat Licence a conviction of "the
holder of the licence"
Words and Phrases - "the holder of the licence"
Acts Interpretation Act 1901, ss.15AA, 23.
Administrative Appeals Tribunal Act 1975, ss.43(1), 44.
Fisheries Act 1905 (W.A.)
Fisheries Act 1952, ss.7, 8, 9, 9A, 13(1).
Fishing Legislation Amendment Act 1985, s.10.
t
at Dah
GAETANO SALVATORE LA MACCHTIA v. THE MINISTER
FOR PRIMARY INDUSTRY
WA G121 of 1986
Bowen C.d., Toohey and French JJ.
Perth
22 December 1986
RECENin~ \
3 1 HEE 1980
FEDERAL COURT OF
AUSTRALIA
PRINCIPAL
AEGISTAY
IN THE FEDERAL COURT OF AUSTRALIA ) NO. WA Gi21l OF 1986
WESTERN AUSTRALIA DISTRICT REGISTRY)
GENERAL DIVISION )
ON APPEAL from the General
Administrative Division Appeals
Tribunal constituted by Deputy
President R.D. Nicholson, Mr I.A.
Wilkins and Dr. J. Billings
BETWEEN
GAETANO SALVATORE LA MACCHIA
Applicant
AND
THE MINISTER FOR PRIMARY INDUSTRY
Respondent
CORAM: Bowen C.J., Toohey and French JJ.
De December 1986
REASONS FOR JUDGMENT
BOWEN C.J.
I agree with the reasons for judgment of Toohey J.
Iecertify that this and-the-
preseding pages are a true copy of the
Reasons for Juc.cment herein of his Honour
the Chief Judge, Sir Nigel Bowen
oy wiliawn
Datedt 22 Neeowler (2&6
Associate
IN THE FEDERAL COUFT
OF AUSTRALIA
WESTERN AUSTRALIA
DISTRICT REGISTRY
GENERAL DIVISION
No. WA G121 of 1986
wee ee
ON APPEAL from the General Administrative
Division of the Administrative Appeals
Tribunal constituted by Deputy President
R.D. Nicholson, Mr. I.A. Wilkins and
Dr. J. Billings
BETWEEN :
GAETANO SALVATORE LA MACCHIA
Applicant
and
THE MINISTER FOR PRIMARY INDUSTRY
Respondent
CORAM: Bowen C.d., Toohey and French JJ.
22 December 1986
REASONS FOR JUDGMENT
TOOHEY J.
This is an appeal from a decision of the Administrative
Appeals Tribunal substantially affirming a decision by the
respondent Minister to cancel Fishing Boat Licence No. 61205 and
Master Fisherman's Licence No. 71309.
The respondent had added, as a rider to his decision to
cancel the licences, that applications for new licences "not be
considered until at least 3 weeks after the date of cancellation".
The Tribunal varied that rider by directing that:
-
Subject ta application tnerefor, the Respondent
consider granting a new Fishing Boat Licence and a new
Master Fisherman s Licence to the Applicant and such
others as apply with him from and including 22 December
1986".
The application to the Tribunal was made by Gaetano
Salvatore La Macchia as the holder of the Master Fisherman's
Licence and as one of the holders of the Fishing Boat Licence.
When the matter came before this Court counsel for Mr. La Macchia,
at the suggestion of counsel for the respondent, added G.M. La
Macchia and G. & A. Zagami as applicants. The three additional
persons were holders, with Mr. La Macchia, of the Fishing Boat
Licence.
The events giving rise to the application to the
Tribunal may be described in this way. On 13 June 1985 Mr. La
Macchia was convicted -~f an offence under para.13(1)(i) of the
Fisheries Act 1952 of the Commonwealth. The offence was that on
or about 19 April 1984, at waters off Perth, he acted in
contravention of a Fisheries Notice in that he, being a person in
charge of vessel LFB F569 (the "Vulcano"), used in proclaimed
waters a quantity of rock lobster pots which were not licensed
pursuant to the provisions of the Western Australian Fisheries Act
1905.
The Fisheries Department in Western Australia
administers the Fisheries Act of the Commonwealth on behalf of the
Australian Fisheries Service within Western Australia. There was
ua
corcespondence between Ir. La Macchia » solicitors and both the
Fisheries Department and the Australian Fisheries Service
regarding action that might be taken both in respect of Mr. La
Macchia and the "Vulcano" by reason of Mr. La Macchia's
conviction. This culminated in a decision by the respondent on 14
October 1986 to cancel the licences in the terms already
mentioned. The power of cancellation derived from sub-s.9A(3A) of
the Fisheries Act which came into operation on 31 August 1985 as
part of the Fishing Legislation Amendment Act 1985. It 1s a power
exercisable in a number of circumstances, including conviction of
the holder of a licence of an offence against the Act.
The applicants attacked the Tribunal's decision on
several grounds. The principal attack was along these lines. The
Fisheries Act confers on the Minister a power to cancel licences
in the circumstances appearing in sub-s.9A(3A). It does not
confer upon the Minister a power to suspend licences except in
particular circumstances which are not relevant to this appeal.
The decision of the Tribunal was in truth a suspension of the
licences rather than their cancellation since the Tribunal
contemplated the restoration of the licences from 22 December
1986. Indeed the Tribunal concluded its reasons in these terms:
"If action to cancel had been taken in 1984 and 1985 the
Tribunal may have been satisfied that cancellation for
three weeks was suitable. However, having particular
regard to the delay in resolving the matter to the
point where the Applicant was entitled to consider that
the matter had come to an end, the Tribunal considers
that the correct period for the cancellation to endure
1s the period of two weeks".
In the applicants submission, there was an impermissible use of
the power to cancel to achieve a suspension for which the Act does
not provide.
I have some svmpathy with this argument but it cannot
succeed. Certainly the use by the Tribunal of expressions such as
"cancellation for three weeks was suitable" and "the correct
period for the cancellation to endure is the period of two weeks"
suggest an intention to bring about a result short of permanent
deprivation of the licences. But the Tribunal's reasons must be
read in their entirety. When they are so read, it is apparent
that the Tribunal was under no misapprehension as to what it was
doing. In the course of its reasons the Tribunal commented:
"The act of cancellation has a different legal quality
to suspension and it is cancellation not suspension
which takes place on an exercise of power under
sub-section 9A(3A). The act of cancellation lacks the
temporal limit characteristic of suspension".
It is clear that the Tribunal was affirming the decision of the
Minister to cancel the licences and it is equally clear that the
Tribunal well understood the consequences that followed.
Applications for new licences were required; the granting of such
licences was a matter for the Minister.
Sub-section 43(1) of the Administrative Appeals Tribunal
Act 1975 requires the Tribunal to affirm, vary or set aside the
decision unaer review. The Tribunal varied che decision under
revlew in cwe respects. First, it directed cancellation of the
licences as From 8 December 1986, a step thought by the Tribunal
to be appropriate having regard to the time at which the
application came before it. Secondly, 1t varied what I have
described as the rider to the Minister's decision by including
what may also be described as a rider to its own decision. rt
directed the respondent to consider granting new licences (if
sought) as from 22 December 1986. The Tribunal did not direct the
respondent to grant new licences, whether from 22 December 1986 or
from any other date. What it required the respondent to do was,
on application, to give consideration to granting new licences as
from that date. Thus, both in form and in substance, it
maintained the cancellation of the licences. Certainly it
expressed a view as to the appropriate time that might elapse
before new licences be granted. That was a view expressed by the
Tribunal, having regard to the impact of cancellation upon the
applicants' fishing activities. Whether the respondent grants new
licences will be a matter for him in the exercise of the power
conferred by s.9 of the Fisheries Act, as will the date from which
any new licence operates.
Contrary to the applicants' submission, there is in the
Tribunal's decision no implied promise of reinstatement of the
licences, no clear intent that licences be restored after a
certain period and no absence of intention to deprive the
applicants permanently of their licences. These are all matters
which the Tripunai has left to the Minister. albeit with a fairly
strong indication of what the Tribunal would do if 1t stood in the
Minister's shoes.
When the Tribunal gave its decision on 24 November, it
was open to the applicants to apply forthwith for a Fishing Boat
Licence and a Master Fisherman's Licence. Equally 1t was open to
the respondent, on receipt of such applications, to consider
whether he would grant licences and if so from what date.
There are, I think, only two other matters in the
applicants' case that call for comment.
The first is the argument that, in relying upon a power
in sub-s.9A(3A) which did not exist at the time of the conviction
of Mr. La Macchia, a penal power was exercised retrospectively.
There are two answers to this contention. The first is that the
Minister was not exercising a penal power even though cancellation
imposed a hardship on the applicants by depriving them for a time
of their ability to fish commercially. Cancellation is not part
of the penalty a Court of Petty Sessions may impose. It is part
of the scheme of the Act which seeks to control commercial
fishermen in their fishing activities. Rock lobsters are a
valuable common property resource and activities damaging the
resource are hard and costly to police. The power of cancellation
is an important aspect of the system of control and should be seen
in that light.
Secondiv, while the Minister could not have qiven a
notice prior to the sub-section coming into operation. he was not
constrained thereafter to rely upon a conviction that itself
occurred after the sub-section came into operation. The
commission of an offence, whether before or after 31 August 1985,
is a circumstance warranting the giving of a notice under
sub~s.(3A). The order does not have retrospective effect simply
because 1t relies upon conduct that occurred before the power
existed. See In re A Solicitor's Clerk £19571 1 W.L.R. 1219 at
1222; O'Neill v. Reid C1959] N.Z.L.R. 331 at 335-336; Customs and
Excise Commissioners v. Thorn Electrical Industries Ltd. £19753 1
All E.R. 439 at 447-448,
The other argument is that Mr. La Macchia was only one
of several holders of the Fishing Boat Licence and that therefore
it could not be said, in terms of sub-para.9A(3A)(b)(i), that "the
holder of the licence is convicted of an offence ...". To assess
the argument it is helpful to set out para.(b) in full.
"(b) in the case of a licence granted under sub-section
9(2) or (3) in respect of a boat -
(i) the holder of the licence is convicted of an
offence of a kind referred to in paragraph
(a); or
(ii) during any period during which the holder of
the licence held a licence in respect of the
boat - another person is convicted of an
offence of a kind referred to in paragraph (a)
in relation to the use of the boat;".
Sub-paragrapn +'11' is cast in wide terms so that tne
other person convicted of an offence in relation to the use of the
boat need stand in no special relationship to the holder of the
licence. Indeed it would be enough that a person stole a licenced
boat and committed a relevant offence, though one would not expect
the Minister to exercise his power of cancellation in such a case.
But 1t 1s clear that the legislature intended to cover the
situation where any person, whether the holder of a licence or
not, was convicted of an offence under the Act. It is therefore
unlikely that the legislature contemplated that, in the case of
several holders of a Fishing Boat Licence, the power of
cancellation should not operate where only one of the holders was
convicted of an offence.
A construction of sub-para.9A(3A)(b)(i) that would
promote the purpose underlying the Act is to be preferred to a
construction that would not promote that purpose (Acts
Interpretation Act 1901 s.15AA). The Court cannot rewrite the
legislative provision. But it is unnecessary to do so. Undue
emphasis on the use in sub-para.(i) of the definite article in the
expression "the holder of the licence" diverts attention from the
result that Parliament intended to achieve and which, in my view,
1t did achieve. The matter should be approached in this way. Did
Mr. La Macchia, who was convicted of an offence under the Act,
answer the description "holder of the licence"? He did, as indeed
did the other applicants. But 1t was enough for the purposes of
sub-s.3A(2A; that Mr. La Macchia himself answered the description;
whether others answered 16 as well is not to the point.
References to the use of the singular to include the
plural (Acts Interpretation Act s.23) do not advance the matter.
As Bray C.J. said in Reg. v. Olsen; Ex parte Vahlberq and Vahiberg
(1975) 11 S.A.S.R. 156 at 164: "The Acts Interpretation Act does
not authorise ... a distributive construction". But for present
purposes it does not matter. For reasons already given, I am of
the opinion that the conviction of Mr. La Macchia fell within
sub-para.9A(3A)(b)(i).
For these reasons I joined with the other members of the
Court in dismissing this appeal on 10 December 1986.
I certify that this and the
preceding 8 pages are a true
copy of the reasons for
judgment herein of his Honour
Mr. Justice Toohey.
A L———
Associate
Dated: 22 December 1986
Counsel for the applicant: M.J. McPhee instructed by
McPhee & Meyer
Counsel for the respondent: D.R. Williams, Q.C. and H. Riley
unstructed by Australian Government
Solicitor
Date of hearing: 10 December 1986
IN THE FEDERAL COURT
OF AUSTRALIA
WESTERN AUSTRALIA
DISTRICT REGISTRY
GENERAL DIVISION
No. WAG 121 of 1986
On Appeal from the General
Administrative Division of
the Administrative Appeals
Tribunal constituted by
Deputy President R.D.
Nicholson, Mr I.A. Wilkins
and Dr. J. Billings
BETWEEN: G.S. & A.M. LA MACCHIA
and G. & A. ZAGAMI
Applicant
and
THE MINISTER FOR PRIMARY
INDUSTRY
Respondent
CORAM: BOWEN CJ, TOOHEY & FRENCH JJ
DECEMBER 1986
REASONS FOR JUDGMENT
FRENCH J.
The applicants are the owners of the fishing boat
"Vulcano".
They use the boat to fish for rock lobster, an activity
which is the subject of extensive regulation under Commonwealth
and State fisheries legislation.
These laws among other things provide for the licensing
of fishermen and their boats and limit the number of pots that may
be set from each licensed boat.
In the case of the Vulcano the limit, in 1984, was 84
pots.
On 19 April 1984 the first named applicant exceeded that
limit by 6, having set a total of 90 pots from the boat.
This fact was discovered on that day by Fisheries
Inspectors carrying out a routine pot count in waters west of
Garden Island and south south west of Cape Vlaming.
Nearly fourteen months later on 13 June 1985 the first
named applicant was, in respect of that overpotting, convicted of
a breach of sub-s.13(1)(i) of the Fisheries Act 1952.
Upon his conviction he was fined $200.00 and six of his
pots were confiscated.
But that was not the end of the matter. The conviction
led to a decision taken by the respondent on 14 October 1986 to
cancel the Master Fisherman's Licence which had been granted to
3.
the first named applicant under sub-s.9(1) of the Fisheries Act
1952 .
At the same time the Fishing Boat Licence held by all
the applicants in relation to the Vulcano was also cancelled. This
licence had been issued pursuant to sub-s.9(2) of the Act.
The only record of the decision before the Court took
the form of the handwritten word "agreed" over the signature of
the respondent endorsed on a Minute signed by the Director of the
Australian Fisheries Service.
The Minute to which the respondent agreed concluded with
the following recommendation:-
" - Pursuant to your powers under Section 9A of the
Fisheries Act 1952 cancel the fishing boat licence for
the Vulcano issued in the names of G.S. & A.L. La
Macchia and G. & A. Zagami , and Master Fisherman
Licence issued to G.S. La Macchia.
«. For the reasons set out in the attached Minute to the
Secretary of August 1986
»- And to apply from a date determined by the Director,
Australian Fisheries Service
- Applications for new licences to replace those
cancelled, not to be considered until at least 3 weeks
after the date of cancellation."
The date determined by the Director as the date from
which the cancellations would apply was 15 November 1986.
4.
On 10 August 1986 the Secretary of the Department of
Primary Industry had himself purported to cancel the licences
under the provisions of the Fisheries Act. This decision was the
subject of an Application by the first named applicant for review
in the Administrative Appeals Tribunal.
Subsequently 1t was accepted by the Department that the
Secretary's power to cancel licences had been removed by
amendments to the Fisheries Act enacted in 1985.
The application for review in the Administrative Appeals
Tribunal therefore proceeded and was heard as an application to
review the respondent's decision.
It appears that the Tribunal must have made an order
staying the respondent's decision pending its hearing and
determination of the Application for Review although the terms of
that order do not appear from the papers.
In the event the hearing proceeded promptly and on 24
November 1986 the Tribunal comprising a Deputy President and two
members made an order in the following terms:=
"The decision under review is varied so that
1. Fishing Boat Licence No. 61205 and Master
Fisherman's Licence No. 71309 are each
cancelled with effect from 8 December 1986;
and
5.
26 Subject to application therefor, the
respondent consider granting a new fishing
boat licence and a new master fisherman's
licence to the applicant and such others as
apply with him from and including 22 December
1986."
From this decision the first named applicant appealed to
the Court pursuant to s.44 of the Administrative Appeals Tribunal
Act.
The Notice of Appeal was filed on 4 December 1986 and a
stay of the Tribunal's order was sought on Friday, 5 December
1986. Directions were then given to enable the Appeal to be heard
by a Full Court on 10 December and a stay of the Tribunal's order
was granted pending the hearing and determination of the appeal or
further order.
Upon the hearing of the appeal by this Court counsel for
the respondent suggested that it would be appropriate for all the
holders of the fishing boat licence to be joined as parties.
Counsel for the first named applicant told the Court that he had
instructions on behalf of the other owners to consent to their
joinder as applicants and an order was made accordingly.
Statutory Framework
The essential legal elements of the scheme of regulation
established by the enactment of the Fisheries Act 1952 are in
summary as follows:-
6.
(i) The proclamation of certain waters by the Governor
General as proclaimed waters for the purposes of
the Act (s.7).
(ii) A power to regulate fishing in proclaimed waters by
publication of notices prohibiting various
activities therein (s.8).
(iii) A power to licence persons to take fish in
proclaimed waters (s.9).
(iv) A power to grant a licence to a person in respect
of a boat authorising the use of the boat for
fishing in proclaimed waters (s.9).
(v) A power to cancel such licences (s.9 and
later s.9A.).
An amendment to the Act affecting the power of
cancellation and creating a supplementary power of suspension was
passed in 1973. Both powers were dealt with by a new s.9A then
inserted in the Act.
By Act No. 29 of 1985, s.9A was itself amended and
restructured so that its first three subsections related to the
power to suspend licences. A new subsection 3A relating to the
cancellation of licences was introduced and provided as follows:-
"The Minister may, by notice in writing given to the
holder of a licence granted under Section 9, cancel the
licence if -
(a) in the case of a Master Fisherman's licence -
the holder of the licence is convicted of an
offence against this Act, the regulations or
any other law of the Commonwealth relating to
fishing or against a law of Papua New Guinea
or a State or Territory relating to fishing;
and
(b) in the case of a licence granted under
subsection 9(2) or (3) in respect of a boat-
7.
(i) the holder of the licence is convicted
of an offence of a kind referred to in
Paragraph (a); or
(ii) during any period during which the holder
of the licence held a licence in respect
of the boat - another person is convicted
of an offence of a kind referred to in
paragraph (a) in relation to the use of
the boat."
Grounds of Appeal
The grounds upon which the applicants appeal to this
Court are:-
"(a) A power exercised by the Respondent to cancel the
(b)
(c)
fishing boat licences with the clear intent of
restoration of same after a given period of
cancellation is not authorised by s.9A (3A) of the
Act because the exercise of such power lacks the
legal quality of permanence necessary for a true
cancellation. The exercise of such a power in
those circumstances amounts to nothing more than a
suspension and the use of a power to cancel to in
effect suspend.
Even if the Respondent had the power to cancel
and then to consider restoration of the Master
Fisherman's Licence held by the applicant, he had
no power to cancel the Fishing Boat Licence the
subject of the orders where that licence was held
by several people jointly and only one of those
people, the Applicant has been convicted on offence
pursuant to the Act. (sic) It is submitted this is
so particularly in circumstances where the offence
by the Applicant was committed prior to the coming
into force of Section 9A(3A). To exercise such a
power, in effect, is to apply additional penalities
retrospectively to parties who were not subject to
such penalties at the time the offence was
committed by only one of the co-holders of the
licence.
The exercise of the power by the Respondent to
cancel the licences for a given period with an
implied promise to reinstate was nothing more
8.
than a de facto suspension of licence and thus
the use of a power to effect a purpose other than
that for which the power was granted making the
use of that power void for male fides."
Characterisation of the Decision to Cancel
the Licences
By para. (a) of the Grounds of Appeal the applicants
contend that the purported cancellation of the Licence by the
respondent was not a cancellation at all. By reason of the "clear
intent of restoration...after a given period" the exercise of the
power is said to have lacked "the legal quality of permanence
necessary for a true cancellation".
The opening words of the Minute containing the
recommendation for cancellation of the licences accepted by the
respondent described its purpose as:-
"To seek your agreement to cancel the fishing boat
licence issued to G.S. & A.M. Lamacchia for the boat
""Vulcano" and Master Fisherman's Licence issued to
Mr G.S. Lamacchia (sic)
- And not to consider new licence applications for
Lamacchia or Zagami until at least three weeks after the
Gate of cancellation, at which time all relevant issues
would be considered."
The form and expressed purpose of the respondent's
decision permit of only one legally relevant characterisation. It
was a decision to cancel the licences, that is to say a decision
to "render void, to obliterate, to put an end to...." - Shorter
Oxford English Dictionary.
9.
If the respondent intended at the time of his decision
to grant new licences upon application made after the expiry of
three weeks from the cancellation date, that intention did not
affect the legal character of the decision.
The question remains open whether the power was
exercised for an improper purpose as alleged in para. (c) of the
Grounds.
The provisions of the Fisheries Act 1952 relating to the
suspension and cancellation of licences are of a protective
Character. Such provisions are a familiar feature of laws which
regulate, in the public interest, the right to engage in
particular occupations or to exploit certain classes of natural
resources.
If one of the occasions prescribed by the Fisheries Act
1952 for the exercise of the power to cancel a licence has arisen,
then, in the absence of express limiting criteria, the purposes
for which that power may be exercised are as wide as the purposes
of the Act itself.
If the object of the cancellation in this case was to
remove the applicants from participation in the rock lobster
fishing industry for a period of 2 or 3 weeks, then that was an
object which was not on the face of it, inconsistent with the
scope and purposes of the statute. It would not in my opinion
10.
constitute an improper purpose vitiating the exercise of that
power,
The order made by the Tribunal did in its second limb
use language which might lend itself to interpretation as a
limitation or qualification of the decision to cancel, giving it
the character of a suspension.
In my opinion however the only legally operative part of
the Tribunal's decision was the cancellation as expressed in
paragraph 1. The direction contained in paragraph 2 was at best
unnecessary, and at worst confusing. The intent to effect a
legally unqualified cancellation is however made clear by the
following passages taken from pages 17 and 18 of the Tribunal's
reasons For decision:-
"In the view of the Tribunal the Minister has power to
cancel the licence even in circumstances where there is
an implied promise of restoration. Provided the act
executed by the Minister and, on this appeal, by the
Tribunal, is one having the legal quality of
cancellation, the implied promise will not rob it of
that quality nor be prevented by a_= restrictive
interpretation of sub-s.9A(3A) in the context of the
surrounding subsections relating to suspension. It will
have that quality if it puts an end to the licence, not
for a period, but for ever even though a new grant of
the licence may subsequently be made or promised."
"The act of cancellation has a different legal quality
to suspension and it is cancellation not suspension
which takes place on an exercise of power under
sub-s.9A(3A). The act of cancellation lacks' the
temporal limit characteristic of suspension."
ll.
For these reasons I am of the view that the contentions
of the applicants expressed in paras. (a) and (c) of the grounds
of appeal must fail.
Application of Subsection 9A(3A) to Innocent
Co-Holders of a Fishing Boat Licence
Paragraph (b) of the grounds of appeal related only to
the fishing boat licence. It seemed to involve two contentions:-
l. AS a matter of construction sub-s.9A(3A) does not
authorise the cancellation of a fishing boat
licence held by a number of persons where only one
of those persons is convicted of a relevant
offence.
2. In any event the exercise of the power in this case
amounted to the retrospective imposition of a
penalty upon persons who were not, as mere
co~holders of the licence, subject to such penalty
at the time of the commission of the offence by the
first named applicant.
The power conferred by sub-s.9A(3A) is a power to cancel
"the licence". An occasion of its exercise is the case in which
"the holder" of the licence is convicted of an offence of the kind
referred to in sub-s.9A(3A)(a). The mode of its exercise is "by
notice in writing given to the holder".
It is the applicants' contention that the occasion for
the exercise of the power contemplated by sub-s.9A(3A)(b)(i) has
not arisen. Only one of the four licence holders having been
convicted of an offence, that event does not, it is said, fall
12.
within the Language of sub-para.(b)(i) which contemplates only the
case in which "the holder of the licence is convicted".
In my opinion that contention 1s correct.
When sub-s.9A(3A)(b)(i) is read with the opening words
of sub-s.,9A(3A) "the holder" who is convicted of the offence is
"the holder" to whom notice of cancellation must be given by the
Minister.
Sub-para. (b)(i) describes the occasion of primary
liability to cancellation of a fishing boat licence. That is to
say the occasion described in sub-para.(b)(i) results from the act
of the licence holder and not from that of some other person.
There is however a derivative liability to cancellation
of a fishing boat licence and the occasion of this liability 1s
described in sub-para.(b)(ii).
The scope of the derivative liability is wide. Tt
appears to extend even to the case where a stranger who uses the
boat without authority is convicted of a relevant offence in
relation to that use.
The applicants contend that the subsection does not
authorise the cancellation of a licence held by more than one
person when only one of its holders is convicted of an offence.
13.
This requires a reading of sub=para.(b)(ii) which gives
rise to an absurdity. The absurdity is that the holder of a
fishing boat licence may be liable to have his licence cancelled
for the act of a stranger in relation to the boat but not for the
act o£ a person who holds the licence with him.
It is no doubt open to argue that the words "another
person" in sub~para(b)(ii) do not extend to any person who is a
holder of the licence.
In my opinion however, where there is one or more
innocent co-holders and one guilty holder of a fishing boat
licence it is open to interpret sub-para.(b)(ii) so that, with
respect to the innocent co-holders, the holder convicted of an
offence is "another person".
With respect to the innocent licence holder, the
occasion for the exercise of the power to cancel the licence is
the conviction of the guilty licence holder as "another person"
within the meaning of sub-para.(b)(ii).
With respect to the guilty licence holder, the occasion
for the exercise of the power is his own conviction as
contemplated by sub-para.(b)(i).
This view of the operation of sub-s.9A(3A) does not
readily commend itself as a natural construction of its language.
14.
In my opinion the subsection requires legislative
attention so that its words and its evident policy may be
consistent.
However given that this interpretation is open, then
though the opening be narrow, the policy of the Act should be
given effect to and anomaly and absurdity avoided if possible.
In my opinion therefore, the subsection does allow for
the cancellation of a licence held by more than one person where
one of its holders is convicted of one of the offences described
in sub-s.9A(3A).
Retrospectivity
The derivative liability created by sub-s.9A(3A)(b)(1i)
was introduced into the Fisheries Act by the Fishing Legislation
Amendment Act 1985, No. 29 of 1985. Section 10 of that Act which
amended s.9A of the principal Act came into effect on 31 August
1985.
The applicants contend that the cancellation of the
fishing boat licence under sub-s.9A(3A) involves the retrospective
application of a penalty to innocent parties.
15.
As Professor Pearce observes in the 2nd Edition of his
text "Statutory Interpretation in Australia" at para. 211, it is
appropriate to talk in terms of retrospectivity only where an
amending act affects rights by changing them with effect prior to
its commencement.
This view gets support from the judgment of Dixon CJ.
in Maxwell v Murphy (1957) 96 CLR 161 at 267 where his Honour
said:-
"The general rule of the common law is that a statute
changing the law ought not, unless the intention appears
with reasonable certainty, to be understood as applying
to facts or events that have already occurred in such a
way as to confer or impose or otherwise affect rights or
liabilities which the law had defined by reference to
the past events."
The fact that the power to cancel a licence under
sub-s.9A(3A) is conditioned upon a class of past events, does not
mean that the inclusion in that class, of events which predated
the law, renders its operation retrospective.
In In Re A Solicitor's Clerk [1957] 1 WLR 1219 the
Disciplinary Committee of the Law Society had made an order under
s.16(1) of the Solicitors' Act 1941, as amended by s.11(1) of the
Solicitors' (Amendment) Act 1956, directing that no solicitor
should thereafter employ the appellant, a solicitor's clerk who
had been convicted of larceny in 1953 without the permission of
the Law Society.
16.
The appellant contended that the Committee was giving
retrospective effect to the Act of 1956 by applying it to a
conviction which took place in 1953. Lord Goddard CJ. with whom
Barry and Havers JJ. agreed said at 1222:~
"...In my opinion this Act is not in truth
retrospective, It enables an order to be made
disqualifying a person from acting as a solicitor's
clerk in the future and what happened in the past is the
cause or reason for the making of the order, but the
order has no retrospective effect. It would be
retrospective if the Act provided that anything done
before the Act came into force or before the order was
made should be void or voidable, or if a penalty were
inflicted for having acted in this or any other capacity
before the Act came into force or before the order was
made, This Act simply enables a disqualification to be
imposed for the future which in no way affects anything
done by the Appellant in the past."
See also Customs and Excise Commissioners v Thorn
Electrical Industries Limited (1975) 1 All E.R. 439 at 447-448.
In my opinion the use of the power conferred by
sub-s.9A(3A) to cancel the applicants' fishing boat licence does
not rely upon any retrospective construction of the amending act.
For these reasons the propositions advanced in support
of paragraph (b) of the Grounds of Appeal also fail and the appeal
must be dismissed.
¥*
17.
I certify that this and the
preceding 16 pages are a true
copy of the reasons for
judgment herein of his Honour
Mr Justice French.
ht bk ——
{
Associate
Dated: 22 December 1986
Counsel for the applicant: M.J. McPhee
instructed by McPhee & Meyer
Counsel for the respondent: D.R. Williams QC and H. Riley
instructed by Australian Government Solicitor
Date of hearing: 10 December 1986