Select any passage to save a personal note with optional tags.
IN THE FEDERAL COURT OF AUSTRALIA
NEW SOUTH WALES DISTRICT REGISTRY
GENERAL DIVISION
No.G 265 of 1956
~wvyewew
BETWEEN :
DAVID POBERT SIMPSON
Applicant
AND:
L. R. HERON
First Respondent
AND:
G.S. GUTHRIE
Second Respendent
AND:
PB. WILLENSKTI Chairmain of the
Public Service Board,
G.S.GLENN Commissioner of the
Public Service Board and
R.B.D. BEALE Commissioner of
the Public Service Board
sitting as the Public Service
Board under the Public Service
Act, 1922
Third Respondent
MINUTE OF ORDER
JUDGE: Fox J.
DATE OF ORDER: 22 December 19286
WHERE MADE: Sydnev
THE COURT ORDERS THAT:
1. The relief sought under s.39B of the Judiciary Act 1903
on mene ee —~. ne a tg ne a
nt nr i me ii ne *
be struck cut from the statement of claim, with costs.
2. The application for an order of review be dismissed,
with costs.
Note: Settlement and entry or orders is dealt with in
Order 36 of the Federal Court Rules.
ee ee pene Ca mentee mete See en a mR cr one ee ee eee emt ati ee Aires te Se me ee meee eterm te mn eT
IN THE FRFDERAL COURT OF AUSTRALTA
NEW SOUTH WALES DISTRICT REGISTRY No.G 265 of 1986
we wry
GENERAL DIVISION
BETWEEN :
DAVID ROBERT SIMPSON
Applicant
AND:
L.R. HERON
First Respondent
AND:
G.S. GUTHRIE
Second Respondent
AND:
P. WILLENSKI Chairman of the
Public Service Board,
G.S. GLENN Commissioner of the
Public Service Board and
PR.B.D. BEALE Commissioner of
the Public Service Board
sitting as the Public Service
Board under the Public Service
Act, 1922
Third Respondent
CORAM: FOX J.
DATE: 22 DECEMBER 1986
EX TEMPORE REASONS FOR JUDGMENT
FOX J.
The respondents to an application under the
| 2.
{
Administrative Decisions (Judicial Review) Act 1977, in which
orders for prerogative writs are also sought pursuant to s.39B of
the Judiciary Act 1903, have by motion sought an order dismissing
the application on the ground that so far as concerns the
application under the Judicial Review Act, it wags made out of
time, and no leave for that purpose has been qranted.
The application for prerogative writs is challenged
procedurally and on the footing that it has no merit and I will
return to that matter.
The decision challenged was made on 14 December 1982,
and the application was filed on 4 Julv 1986. Although in the
body of the application an order is sought allowing the
oroceedings to be commenced out of time. no separate application
has been made. At a directions hearing on 25 July, it was
acknowledged that an application for leave had to be made, and
directions were qiven with respect to hearing that application
without the filing of a separate notice of motion. When the
respondent's motion came on for hearing, application was made by
the applicant for the enlargement of time, and the matter has
proceeded before me in part as a hearing of that application and
in part as an application for orders to show cause why writs of
certiorari. prohibition and mandamus should not issue (Order 54A
rel).
The case concerns the International Training Institute
a -
meee ee ee ee ee ae eee ce tremenlingnet mt nme Riemer mn eee
("the Institute") which is part of the Australian Develonment
Assistance Bureau ("A.D.A.B."), a section of the Department of
Foreign Affairs ("D.F.A."). The Institute is a small body,
operating under a Principal, who at relevant times was Mr Heron,
the first respondent.
The applicant seeks an order of review cof Mr Heron's
decision not to recommend his reappointment as a Lecturer at the
Institute from 1 January 1983. The application is made on eleven
grounds which includes the taking into account of irrelevant
considerations, the failure to take into account relevant
considerations, breach of natural justice, bias and failure to
observe procedures which were required by law.
Taking the view, correctly, that the history of the case
is a consideration relative to the exercise of the Court's
discretion on this application. a body of evidence has been
adduced which goes to that matter.
The applicant obtained in May 1982 a temporarv
appointment with the Institute as a Lecturer, Grade III. At the
time, the future of the Institute was in doubt. It was known to
the applicant that the continuance of his appointment (and that
of other officers) after 1982 was a matter dependent upon the
continuance of the Institute itself, and a consideration at the
end of the vear of what appointments were to be made, to what
grades, and for what respective periods.
At the time of his appointment and from time to time
thereafter Mr. Heron and the next senior officer of the
Institute, a Dr. McLaren. had encouraged the applicant in a
belief that his employment would be continued, subject to
arrangements being made, at the responsible level, for the
continuance of the Institute. In August 1982 it was decided that
the Institute would continue, and permanent positions were
advertised. The applicant duly applied for a position as a
Senior Lecturer, although he indicated at the same time that he
would consider another (and lower) grade. Mr Heron replied that
the applicant would not be considered as a Senior Lecturer but
that he would be interviewed for the immediately lower level of
Lecturer, Grade I. The applicant appeared before an interviewing
panel on 8 December. On 10 December 1982. when Mr. Heron was
away for a few days, he was told by Dr. McLaren that he would be
re-emploved. So far as the evidence qoes no mention was then
made of grade or of duration of appointment.
The applicant went overseas, confident that his
employment with the Institute was to continue. However, the
panel had in fact decided not to recommend him for appointment as
a Lecturer, Grade I and not to consider him for other grades. By
letter dated 14 December 1982, and signed by Mr. Heron, he was
told that his application for employment by the Institute had
been unsuccessful. He iid not receive this letter until late in
January 1983, when he returned from overseas.
After receipt of the letter the applicant teck many
steps and made many approaches to a variety of bodies and persons
which from his point of view were related to the decision and to
his claim for certain amounts payable to him while he served.
On 31 January 1983 he wrote to Mr. Heron and asked for a
reference but did not therein complain of the decision. Between
then and 2 March he consulted lawvers and received advice about
the Judicial Review Act, at least so far as concerned the
obtainina of a Statement under s.13. On the latter date he
requested s.13 Statements from Mr Heron and from the Director of
the A.D.A.B. On 2 May (well outside the 28 davs provided for by
the Act) a letter was sent to him from Mr Heron stating that the
decision in question was not within the class of decisions to
which s. 13 applied.
Meanwhile, on 6-March he made a complaint to the
Grievance and Appeals Bureau of the Public Service Board. By
letter dated 5 May the Bureau explained (apparently not for the
first time) that investigation by it was not a substitute for the
applicant's legal rights. On 8 July the Bureau rejected the
complaint on the ground that in its view proper procedures had
been followed in dealing with his application for re-employment.
In November 1983 the applicant again sought legal advice
concerning an application under the Judicial Review Act. On 16
January 1984 the applicant's solicitors wrote to the D.F.A.,
Canberra, making a claim and referring to their advice to their
client that the decision not to reappoint the applicant would
probably be set aside under the Judicial Review Act. On 10
August 1984 the Australian Government Solicitor ("A.G.S5."") sought
particulars from the applicant's solicitors of the basis of the
clain. On 19 October 1984 the applicant's solicitors supplied
the particulars. Discussions between the applicant's solicitors
and the A.G.S. took place in June, July and August 1985. On 4
July 1985 the applicant's solicitors informed the applicant that
the A.G.S. had said that an offer of settlement would be made,
but the making of such a promise seems to be in dispute. On 13
August 1985 the applicant's solicitors informed him that the
A.G.S. had said that if the applicant did not wish to wait any
longer he should commence proceedings; and that the solicitors
had advised against doing so at that stade. On ll October 1985
the A.G.S. rejected the claim andon 22 October gave reasons
therefor.
On 12 September 1984 a complaint had been lodged by the
applicant with the Commonwealth Ombudsman. On 2 October 1984 the
Ombudsman replied that he would not investigate the matter for
the time being as it was under review and a reply to the A.G.S.'s
request for particulars was being awaited. On 18 November 1984
the applicant asked the Ombudsman to look at the matter again in
view of the fact that a month had passed since the particulars
were supplied. On 11 December 1984 the Ombudsman replied that
there were no "special circumstances" justifying investigation of
a ed woe ee eee ee ee
the events of December 1982. but that he would investigate the
"alleged unreasonable delay by the C€D.F.A.] in finalising Cthe
applicant's] claim for compensation". On 16 July 1985 the
Ombudsman wrote stating (incorrectly) that an offer of settlement
had been made by the A.G.S. on 30 June 1985 and so it was
"inappropriate for this office to become involved". On 26 March
1986 the Ombudsman forwarded reports about the delay from the
D.F.A. and_ the Attorney-General's Department to the applicant.
Commencing on 2 Mav 1983 the applicant had sought access
under the Freedom of Information Act to documents concerning his
appointment and the fact that he was not reappointed. There is
onagoing correspondence about this; some documents were produced,
an application was on9 February 1984 made for review bv the
Administrative Appeals Tribunal anda similar application was
made on 30 May 1984. The applications were mostly made to the
D.F.A., but some were made to the Public Service Board.
At one stage Senator Childs was asked to intervene about
delay in providing the s.13 Statements and at another the
Professional Officers Association was approached.
On 4 March 1986 the applicant wrote to the Public
Service Board seeking a settlement offer from it and on 4 Julv
1986 he lodged the present application.
There was a total of seven persons who were appointed
pursuant to the selection made in December 1982, but they were
appointed to specified qrades and for a specified number of
years. Three were appointed for 3 years, and four were appointed
for 4 vears, all from 1 January 1983. The appointments in
relation to three have therefore expired and in relation to four
will expire in a few weeks. So far as appears, the Institute is
likely to continue for at least another 1 or 2 years.
Tf successful in his application to apply out of time
the applicant seeks at this stage an interlocutory injunction
which may be prohibitive or may be mandatory in nature, or
perhaps some of both. No matter what is done, however, it is
quite apparent that the passage of time has resolved the
situation, and it is impossible to restore it to the way it
existed at the end of 1982 and beginning of 1983.
In the alternative, counsel for the applicant has talked
of damages. Although this would be a matter for a final hearing
it is necessary to first get leave to apply out of time. So far
as concerns the prerogative writs which are sought, the most that
the applicant would expect at this stage is an order to show
cause in accordance with the Rules (0.54A, r.1). As I have said
no document has been filed seeking such orders, but the case has
proceeded as if they are included in the relief sought. I have
not taken particular note of the procedural defect in this reqard
but I may have to return to it later.
ee
The applicant has been very active since his
unsuccessful application for re-employment and I think it may
reasonably be inferred that the Institute and the D.F.A. have had
a broad awareness of his continuing activity and a knowledge that
he has complained to many people and authorities concerning what
he regards as his unfair treatment. It has not been so apparent
at all times that there was the same awareness that he was qoing
to seek relief of the nature now sought and that he was going to
apply under the Judicial Review Act. Indeed, the evidence
suagests that there were at least long periods when the relevant
authorities and people were entitled to think that no further
steps were being taken in that reqard. The applicant gives by
way of explanation for his failure to apply within time, or at
least at an earlier date, his desire to exhaust all extra-curial
remedies before coming to Court. No further explanation is qiven
as to whv he had this wish. although it is suggested that the
costs of litigation were a significant factor. So far as appears
there was no express threat at any stage that failing
satisfactory resolution of his complaint he would apply to the
Court.
As to the time within which. under the Act, an
application should have been filed. counsel for the applicant
contends that time ran from final refusal of the statement under
s.13 and he therefore places the expiry date at 30 Mav 1983.
Counsel for the respondent submits that this proceeds on a
misconstruction of the Act and that the date was 28 davs after
10.
the applicant became aware of the decision in late January 1993.
I do not think it matters much in this case but in my view the
latter construction is correct. The applicant was overseas in
January, but, if the submission of the respondent is correct, he
then had 28 davs to apply. If the time ran from the makina of
the decision. he would have had to apply for an enlargement of
time in any event, but the circumstances then would have been
verv different. It is apparent however, from the very nature of
the case that if action was to be taken with a view to securing a
revision of the decision, and the appointment or opportunity for
appointment of the applicant, it would have had to be taken very
promptly. I do not think it could be said that it was
unreasonable to go overseas wnen he did and for as long as he
did, but he must have been aware and I think was aware that the
appointment had to be made formally and that the authority to
make it was not in the hands of Dr. McLaren or of Mr. Heron.
The applicant contends that once it was decided. or
contemplated, that other people were to be appointed, and that he
was not. having in mind the statements made to him by Mr. Heron
and Dr. McLaren. he should have been qiven an opportunity to
vaise those matters with the panel and the decision-maker. It
does not seem to me that this its sound. He applied for the
position as a fresh appointment and he was heard by the panel.
It was apparent from the panel's findings that he was nota
candidate for any other grade. I do not know whether he told the
panel of the assurances he had been given. Quite likely, he
ee ee ee = ee
11.
thought that out of order and one can agree that that might weil
have been so. The panel obviously could not be infiuenced by
statements made to various people at various times by way of
re-assurance or encouragement. Mr. Heron himself was part of that
panel.
Reliance is placed upon rights said to arise from the
statements made by Mr. Heron and by Dr. McLaren in December. It
is first said that one or other or both gave rise to a contract.
The lanquage used does not permit of that conclusion. but in any
event neither person had actual or ostensible authoritv to make
the appointment, or was believed to have that authority. This
seems plainly to have been accepted by the applicant himself when
he applied for reappointment and appeared before the panel.
Afterwards, Dr. McLaren was seeking to inform the applicant what
he understocd to be the result of the panel's recommendations and
perhaps his expectation that the recommendations would be
accepted. He has not given evidence at this stage and I will
make no further comment on the matter. There is no in my view
any form of contract, but if there had been it would not provide
a basis for coming to this Court under the Judicial Review Act
or, in the circumstances, for obtaining a prerogative writ.
It is then said that there is a form of estoppel arising
which prevented the Institute from acting on a basis contrary to
one in which the applicant was regarded as being appointed. This
requirement fails for a mumber of reasons which I think are
apparent from what I have already said.
The case is in sum, one in which the application to have
time enlarged is made years after the time appointed but the case
itself seems to have no merit. The consequence of any relief of
the nature of judicial review of administrative action would be
quite unreal, in the sense that it would not be possible. having
in mind the lapse of time to quash the decision or otherwise deal
with the decision in a way which has taken account of subsequent
events.
Counsel has not been able to explain to me how any order
made now under the Judicial Review Act could do justice to the
applicant and to the persons who were appointed. or to others
concerned. The parties to this case do not include the persons
who were appointed and if any of them was to be displaced at this
late stage, beside the utter confusion to which that would lead,
there would have to be some opportunity for them to be heard.
There has not simply been the lapse of time but the fact that the
relevant authorities and people were not apprised of the fact
that an application might be made. On the contrary, concerned
parties were allowed to proceed on the basis that no such
application would be made. I think the first letter in reply to
Mr. Heron is a siqnificant starting point in this reqard. I do
not know whether it is submitted that the applicant should be
treated as a possible additional appointee, but that in itseif
would lead again to an unreal situation.
IT have said more than once in the course of argument
that one can sympathise with the position of the applicant.
having been told, as he had in my view, by Dr. McLaren that he
had been re-appointed or was virtually re-appointed, that when he
went overseas he had a belief to that effect and came back and
found the panel had not in fact appointed him at all. The panel
itself duly heard the applicant and apparently had a quite clear
(and unfavourable) view about where he stood in relation to the
proffered appointments.
My view is therefore that the application for the
extension of time should be refused and I do refuse it. That
leaves the apolication which started this matter, in other words
the respondent's application to have the case dismissed.
T have not heard any arqument as to whv, if extension of
time was refused, the application which has in fact been filed
without leave should not be dismissed.
There is, within that application as I have said, relief
sought which has reference to section 39B of the Judiciary Act.
I think as a matter of pleading, apart from anything
else that it cannot stand where it is; it is part of a dismissed
application and I will order that the relief sought under s.398
be struck out from the statement of claim. If the applicant
wishes and is so advised he may renew the application more in
14.
accordarce with the rules and one can see then what happens to
it. He does not of course lose the benefit of the fact that it
was in the amended statement of claim. and has been for a while,
because those documents still exist. I add that I do not see
how, as matters stand, the 3.39B application can he sustained
separately. I make those orders with costs.
I certify that this and the
thirteen preceding pages are
a true copy of the Reasons
for Judament herein of his
» Honour Mr. Justice Fox.
tl a
_——
Associate
Dated: 22 December 1986
Counsel for the Applicant: Mr AS Martin
Solicitor for the Applicant: Messrs Carneys
Counsel for the Respondent: Mr L Katz
Solicitors for the Respondent: Australian Government
Solicitor
Dates of hearing: 17, 18 November:
22 December 1986
Date judgment delivered: 22 December 1986