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Conciliation and Arbitration - Motion to quash information -
Speaking words calculated to bring a member of the Australian
Conciliation and Arbitration Commission into disrepute - Speaking
words calculated to bring the Australian Conciliation and
Arbitration Commission into disrepute - Whether forbidden if words
spoken after termination of the proceeding of the Commission -
Disrepute in respect of a member's role as amember of the
Commission - Whether institution of proceeding 1s an abuse of
process - Allegation that neither proceeding was a bona fide
prosecution - Whether proceedings should be stayed or struck out
as they might be tried on indictment in a State court.
Conciliation and Arbitration Act 1304 - 5s. 118A, 182(1)(a)(11),
Judiciary Act 1903 - s.39(2)
Acts Interpretation Act 1901 - 5.42
The Constitution of the Commonwealth - 5.80
R. v. Chairman, County of London Quarter Sessions £19541 1 9.B. 1
R. v. Philpotts (1883) I.C. and K. 112, 174 E.R. 736
The King v. Nicholls (1911) 12 C.L.R. 280
Connelly v. Director of Public Prosecutions [1964] A.C. 1254
Howard v. Gallagher (1986) 69 A.L.R. 424
The Queen v. Ward (1978) 140 C.L.R. 584
Cockle v. Isaksen (1957) 99 C.L.R. 155
Rowell v. Child (1983) 48 A.L.R. 333
Clyne v. Director of Public Prosecutions (1984) 154 C.L.R. 640
Spratt v. Hermes (1965) 114 C.L.R. 226
ROBERT CHARLES HOWARD v. NORMAN LESLIE GALLAGHER
Nos. Vi2 of 1986 and V13 of 1986
Jenkinson J.
Melbourne
17 July, 1987
ZOMLeey |
FEDEnaL cc) OF
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IN THE FEDERAL CUURT OF AUSTRALIA )
VICTORIA DISTRICT REGISTRY ) No. V12 of 1986
INDUSTRIAL DIVISION i) No. V13 of 1386
BETWEEN: ROBERT CHARLES HOWARD
Prosecutor
AND: NORMAN LESLIE GALLAGHER
Defendant
CORAM: Jenkinson J.
PLACE: Melbourne
DATE: 17 July, 1987
REASONS FOR JUDGMENT
Motions to quash informations or to strike out
summonses.
Each of the two proceedings in which the Court 1s moved
on behalf of the defendant is a prosecution for an offence against
paragraph 182(1)(d)(ii) of the Conciliation and Arbitration. Act
1904. Each proceeding was instituted by summons issued upon
information, pursuant to s.191(2) of that Act. In the proceeding
VG12 of 1986 the information and the summons) state the charge
thus:
"That on the 4th April 1986 in the State of
Victoria, NORMAN LESLIE GALLAGHER did commit
an offence against Section 182(1) of the
Conciliation and Arbitration Act 1904 by
speaking words calculated to bring a member of
the Australian Conciliation and Arbitration
Commission, namely the Hon. Mr. Justice J.T.
Ludeke, into disrepute."
omission of the defendant
ba
In compliance with the requirement of 6.49 R.2(1)(b)
summons for an offence shall "give particulars of the
summons included the following particulars:
"(a) The words were:
Well after all Justice Ludeke did appear
for the Master Builders of New South
Wales for years and was no doubt only
making statements which the M.B.A. would
agree to' and After all it was people
like Mr. Willis and Mr. Crabb that
probably wrote it for the Judges'.
(b) The words were spoken to reporters on the
footpath near the Trades Hall at
approximately 11:00 a.m. on the 4th April
1986.
(c) The words were spoken with reference to
the reasons for the decision handed down
by the Australian Conciliation and
Arbitration Commission constituted by
Ludeke and Alley, JJ. and Maher C. in
matter C No. 1852 of 1985."
In the proceeding VG13 of 1986 the charge 15 1n these terms:
"That on the 4th April 1986 in the State of
Victoria, NORMAN LESLIE GALLAGHER did commit
an offence against Section 1821) of
the Conciliation and Arbitration Act 1904 by
speaking words calculated to bring the
Australian Conciliation and Arbitration
Commission into disrepute."
The particulars of the charge in that proceeding were stated
the summons thus:
"(a) The words were:
that
to which the prosecution relates",
a
or
the
in
provides:
After all 1t was people like Mr. Willis
and Mr. Crabb that probably wrote 1t for
the Judges
tb) The words were spoken to reporters on the
footpath near the Trades Hall at
approximately 11:00 a.m. on the 4th April
13986.
(c) The words were spoken with reference to
the reasons for the decision handed down
by the Australian Conciliation and
Arbitration Commission constituted by
Ludeke and Alley, JJ. and Maher C. in
Matter C No. 1852 of 1985."
Section 182 of the Conciliation and Arbitration Act 1904
"(1) A person shall not -
(a) wilfully insult or disturb a member
of the Commission when exercising
powers or functions;
(b) interrupt the proceedings of the
Commission;
(c) use insulting language towards a
member of the Commission; or
(d) by writing or speech use words
calculated -
(i) to influence improperly a
member of the Commission or
a witness before the
Commission; or
(ii) to bring a member of the
Commission or the Commission
into disrepute.
Penalty: $500 or imprisonment for 12 months,
or both.
(2) A reference in sub-section (1) to the
Commission or to a member of the Commission
shall be read as including a reference to a
person authorized to take evidence on behalf
of the Commission."
It was the submission of Mr. Hill, who appeared with Mr.
Strong in support of the motions, that on its proper construction
paragraph 182(1)(d){(ii) forbad the use of words of the specified
description only 1f the words were used during the pendency of a
proceeding of the Commission and with reference to that pending
proceeding. Evidence was tendered, and it was common = ground
between the parties, that the words alleged in the particulars to
have been used by the defendant had been spoken, if spoken at all,
after the proceeding of the Commission with reference to which
they were alleged to have been spoken had terminated in the
decision to which reference is made in paragraph (c) of the
particulars. But quashing or dismissal of an information before
the defendant has been charged and has pleaded cannot be grounded
upon evidence : the defect must appear on the face of the
information : Req. v. Chairman, County of London Quarter Sessions
C1954] 1 Q.B. 1; Gurner's Criminal Law, Ch. XXV; R. v. Philpotts
(1843) 1C. and K. 112; 174 E.R. 736. During the hearing of the
motions amendment was made, by consent, of paragraph (c) of the
particulars of the charge in each summons by adding at the end
thereof the words "being the decision that a declaration under
s.4(1) of the Building Industry Act 1985 be made". That
sub-section empowers and requires a Full Bench of the Australian
Conciliation and Arbitration Commission to make, if on application
by the Minister of State for Employment and Industrial Relations
it be satisfied of the existence of certain facts, a declaration
that it is so satisfied, and to cause the declaration to be
recorded in writing. The making and recording of the declaration
bring to an end the proceeding which the sub-section contemplates,
3)
leaving the Commission and the members who constituted the Full
Bench no further function in relation to the proceeding. The
amendments of the particulars were made in order to make 1t
appear, in each case, on the face of the documents in which the
formal statement of the charge is found that the contravention of
paragraph 182(1)(d)(i1) charged was a use of words spoken after
the termination of the proceeding of the Commission with reference
to which those words were used. Having regard to the provisions
of 0.49 RR. 1 and 2 of this Court's Rules and to the terms of
Forms 51 and 52 of the First Schedule thereto, I think that the
particulars may be taken as part of the formal statement of the
charge, and that the motion to quash the information may be
determined as 1f those particulars had been set out in the
information.
In support of the submission that paragraph
182(1)(b)(1i) did not comprehend words written or spoken otherwise
than during the pendency of the proceeding of the Commission with
reference to which the words were used, Mr. Hill suggested that
all the other prohibitions of s.182(1), as well as those contained
in the succeeding sections 183 and 184, were of conduct occurring
either before the Commission in session or while a proceeding was
pending before the Commission, and with reference to that
proceeding. Paragraph 182(1)(d)(11) should be understood in the
Same sense, 1t was" said. Unless the meaning assigned to the
paragraph were more restricted than that which a literal
construction of the words would permit, absurdity and injustice
would result : any condemnation of the wrong doing of a member of
the Commission, even wrong doing unconnected with his membership
of the Commission and condemned by words spoken in private, would
contravene the statutory prohibition, it was said. There were
only two constructions open, Mr. Hill submitted : either that for
which he contended or the literal construction which resulted in
absurdity and obvious injustice.
The construction for which he contended was consonant
with, indeed indicated by, the history of the sub-section, Mr.
Hill submitted. When the Conciliation and Arbitration Act 1904
was first enacted, s.83 had provided:
"No person shall wilfully ansult or disturb
the Court, or interrupt the proceedings of the
Court, or use any insulting language towards
the Court or by writing or speech use words
calculated to improperly influence the Court
or any assessor or any witness before the
Court or to bring the Court into disrepute, or
be guilty in any manner of any wilful contempt
of the Court.
Penalty: One hundred pounds."
At that time the class of contempt cof Court described as
scandalizing a Court was thought to be practically obsolete, Mr.
Hill submitted, citing The King v. Nicholls (1911) 12 C.L.R. 280
at 285. It was not to be thought that the legislature had
intended to revive that species of contempt by wholly prohibiting
intemperate criticism of the Commonwealth Court of Conciliation
and Arbitration, Mr. Hill submitted. And he drew further support,
he said, for his suggested construction of the words which are now
found in paragraph 182(1)(d)(i1) from the subsequent amendments of
the Act, which clearly distinguished the Court's power to punish
for contempt and the penal provisions now to be found in s.182(1).
I do not doubt that some restriction must be by
construction placed upon the literal reach of those words in
paragraph 182(1)(d)(ii) which prohibit the use of words calculated
to bring a member of the Commission into disrepute. But I find no
ground for understanding either of the prohibitions contained in
the paragraph to be in effect only during the pendency of the
proceeding with reference to which the words are used. Reputation
and disrepute are not so transient that protection of the former
by prohibition of words calculated to give rise to the latter
could sensibly he attempted in episodic discontinuity. Nor 1s
there anything 1n the language of the paragraph to suggest that
the legislature contemplated such a restriction. If the other
prohibitions in the sub-section, and in the two succeeding
sections, were capable of contravention only during the pendency
of the proceeding of the Commission with reference to which the
contravention was committed - as to which 1t is unnecessary to
express an opinion - that circumstance 1s of insufficient weight,
in my opinion, to give validity to Mr. Hill's construction. Nor
do I find any support for that construction in the legislative
history of the provisions now contained in sub-section 182(1).
I do not accept the submission that only two
constructions of paragraph 182(1)(d)(ii) are fairly open. I think
that the paragraph should be construed as referring, in relation
to a member of the Commission, to disrepute in respect of that
member's role as a member of the Commission. It may be that some
further constraint upon the operation of the paragraph would be
Placed by construction, but it is umnecessary to go further than
to say that the stark alternatives presented by Mr. Hill are not
mn my opinion the only possible readings of the paragraph.
In each proceeding the Court has been moved to strike
out - or, as I think to have been intended, to stay - the
proceeding on the ground that its institution is an abuse of the
Court's process. Several grounds were advanced in support of the
motion, and reliance was placed upon them singly and in
combination.
Evidence was adduced of what has recently appeared in
newspapers that is, in Mr. Hill's submission, calculated to bring
the Australian Conciliation and Arbitration Commission into
disrepute. Evidence was adduced that no prosecution for an
offence of the description now contained in sub-section 182(1) was
known to have been launched in the last sixty years. Evidence was
adduced that the prosecutor 1S - or was at the time the
anformations were laid - an officer of the Victorian Public
Service and a member of the staff of a Minister of the Crown in
that State. Evidence was adduced of newspaper reports, the
content of which would suggest that the Minister, and other
Ministers in that State, were at the time when the informations
were laid strongly opposed to the defendant in relation to
industrial affairs connected with the matters which were the
subject of the proceeding to which reference is made in paragraph
(c) of the particulars. The Crown Solicitor for the State of
Victoria 15 the solicitor for the prosecutor in each of the
proceedings in this Court. And I was invited to take judicial
notice of what were said to be the notorious industrial and
political controversies that were commonly the settings in which
the Australian Conciliation and Arbitration Commission performed
ats functions. From all this the conclusion must be drawn, 1t was
submitted, that neither proceeding was a bona fide prosecution,
but that each was an improper attempt by persons of political
importance to oppress a defendant to whom they were bitterly
opposed in political and industrial controversy. And, the
submission concluded, those circumstances should attract the
exercise of the Court's inherent power to prevent abuse of its
process.
The existence of the power 15 not in question, although
the considerations which may influence its exercise may be. (See
Connelly v. Director of Public Prosecutions 196417 A.C. 1254 at
1299-1301, 1334-1338, 1346-1361.) I am not aware of a case in
which improper purpose in the institution of a prosecution has
been held, of itself, to justify the exercise of the power. Nor
of a case in which 1t has been held that the frequent commission
of a statutory offence by persons who have not been charged with
its commission tends to justify, or to support, a conclusion that
prosecution of that offence is an abuse of process. "The inherent
power of the court to control its own process, civil or criminal,
should not prevent access to the courts when a lawful claim is
presented. So to hold would involve grave interference with the
liberty of the subject to have access to the courts ......" : per
Lord Hodson in Connelly's Case £1964] A.C. 1254 at 1336. I find
no justification for exercise of the power sought to be invoked,
even on the footing that the circumstances are as Mr. Hill
alleged. It is therefore unnecessary that I state my opinion = on
10,
the admissibility of the evidence tendered in proof of those
circumstances, or state any finding on the soundness of the
inferences I was invited to draw from that evidence.
Mr. Hill further submitted that each charge could be
tried only on indictment, and might be so tried in a State court
invested with federal jurisdiction by s.39(2) of the Judiciary Act
1903, and that for that reason each of the proceedings in this
Court should be stayed or struck out. He was inhibited from
advancing some, and from developing other, submissions by which he
desired to support the conclusion that each charge was triable
only on indictment by conclusions which I had previously expressed
in refusing 1n each proceeding a motion for trial by jury : Howard
v. Gallagher (1986) 69 A.L.R. 424.
Section 191 of the Conciliation and Arbitration Act 1904
provides:
"(1) A person who has committed an offence
against this Act or the regulations may
be charged accordingly before the Court
and the Court may impose the penalty
provided by this Act or the regulations
in respect of that offence.
(2) Proceedings before the Court under this
section may be instituted by summons
issued upon information, without
indictment."
The reference to "the Court" is to the Australian Industrial
Court, but s.118A(1) provides:
"On and after the date of commencement of this
Part -
ll.
(a) the jurisdiction and powers expressed hy
this Act to be vested in or exercisable
by the Court or a Judge of the Court are,
except in relation to matters in respect
of which the hearing of proceedings in
the Australian Industrial Court had
commenced or been completed before that
date, vested i1nand exercisable by the
Federal Court of Australia or a Judge of
that Court and, subject to this section,
are exercisable in accordance with the
Federal Court of Australia Act 1976; and
(b) a reference in this Act to the Court
(other than in sections 104, 105,
sub-sections 111(1) and (2) and = sections
114, 115, 116, 117, 118 and 184) shall,
in relation to, and to matters arising
out of, that jurisdiction or those powers
as so vested or exercisable, be read as
references to the Federal Court of
Australia in its Industrial Division."
Part VA of the Conciliation and Arbitration Act 1904, in which
5.11B8A falls, commenced on 1 February 1977. The offences are
charged, by information laid on1l April 1986, to have been
committed on 4 April 1986.
Mr. Hill submitted that s.191 of the Conciliation and
Arbitration Act 1904 conferred on the Australian Industrial Court,
and on this Court, a jurisdiction which was additional to the
jurisdiction conferred by s.39(2) of the Judiciary Act 1903 on
State courts, and did not operate to take away or exclude or in
any way diminish the jurisdiction conferred by the latter section.
I do not doubt that the submission is correct : see The Queen v.
Ward (1978) 140 C.L.R. 584; Cockle v. Isaksen (1957) 99 C.L.R. 155
at 161; Rowell v. Child (1983) 48 A.L.R. 333. What 1s brought
into question by the submission that these offences are triable on
indictment is not the existence of jurisdiction, but the existence
of a particular subject of adjudication (Rowell v. Child 48 A.L.R.
at 335.) But I do not accept the next step in Mr. Hill's argument
: that 1f these charges were to be instituted in a State court,
s.42 of the Acts Interpretation Act 1901 would, as he put it in
respect of each of the offences charged, "make 1t indictable".
Section 42 of the Acts Interpretation Act 1901 provides:
"Offences against any Act which are punishable
by imprisonment for a period exceeding 6
months shall, unless the contrary intention
appears, be indictable offences."
In Howard v. Gallagher (1986) 69 A.L.R. 424 at 428 I expressed the
opinion that 35.191 was to be construed as manifesting that
contrary intention by commanding summary trial by the Australian
Industrial Court or this Court of every charge of an offence
against the Conciliation and Arbitration Act 1904 or the
regulations under that Act brought in that Court. I was
influenced to adopt that construction because it seemed right,
having regard to s.80 of the Constitution, to strain against a
construction which would impute to the legislature an intention,
not plainly expressed, that the executive government be empowered
to determine whether a charge of an offence punishable by
imprisonment for 12 months should be tried by a jury or summarily.
I apprehend that a similar approach was adopted by Deane J. and by
Dawson J. in Clyne ov. Director of Public Prosecutions (1984) 154
C.L.R. 640 at 651-653, 656-657 to the questions of construction
involved in that case. Although the conclusions reached by those
two learned judges on those questions of construction were
13.
contrary to the conclusions of the majority in that case, I dao not
understand that there 1s authority which denies the existence of
what Deane J. called "the presumption that the Parliament would
not have intended ...... that a statutory grant of an executive
power to make regulations prescribing penalties should be
construed as encompassing a grant of an executive power to confer
upon itself a discretion to choose the manner of trial in any
Particular case and thereby determine whether the provisions of
s.80 (of the Constitution) are applicable" (154 C.L.R. at 653). I
think 1t should similarly be presumed that the Parliament would
not have intended to confer upon the executive government's agents
appointed to prosecute by indictment a power, not expressly stated
in the Conciliation and Arbitration Act 1904, to determine
whether, in particular cases, offences against that Act punishable
by more than 6 months imprisonment should be prosecuted summarily
or by indictment. If 5.80 does not deny legislative capacity to
confer such a power on the executive government or its agents, yet
even as "a mere procedural provision" (see Spratt v. Hermes (1965)
114 C.L.R. 226 at 244) the section may derive from its place ina
fundamental constitutional instrument enough significance to
justify at the least a presumption that the legislature will
plainly express, rather than leave to implication, a devolution to
the executive of a power to grant or withhold trial by jury. And
I think the presumption ought to be allowed its influence even if
the result of its application is, as in this case, to deny the
possibility of trial by jury rather than to leave the possibility
open, but at the discretion of the executive.
If, as I held in Howard v. Gallagher supra, every charge
14.
of an offence against the Conciliation and Arbitration Act 15904 or
the regulations thereunder which is instituted im this Court must
be tried summarily, the question remains whether, as Mr. Hill
submits, a charge of such an offence which 15 punishable by
imprisonment for a period exeeeding 6 months would, if 1t were
made the subject of a proceeding ina State court, be triable on
indictment. Mr. Hill contended that such a charge, 1f submitted
to the adjudication of a State Court exercising the jurisdiction
conferred by s.39(2) of the Judiciary Act 1903, would be
indictable by reason of the operation of s.42 of the Acts
Interpretation Act 1901. But in my opinion s.131(2) manifests the
contrary intention to which the operation of 5.42 is subject.
Section 42 being inoperative in relation to offences against
paragraph 182(1)(d)(11), the principle that where a statutory
offence is created without prescription of a remedy the offence 1s
indictable at common law (as to which see Clyne v. Director of
Public Prosecutions (1984) 154 C.L.R. 640 at 645) 15 also
displaced by s.191(2), 1m my opinion. Although that sub-section
is given express operation only in relation to proceedings before
the Australian Industrial Court and, by virtue of sub-section
118A(1) of the Conciliation and Arbitration Act 1904, before this
Court, it has effect also as a displacement of that principle. It
would be strange if offences triable only summarily by superior
federal courts were indictable before State courts.
The last observation echoes an observation by Mr. Hi11,
which he would, if he had not felt himself precluded by what I had
decided in Howard v. Gallagher, supra, have urged in support of a
submission that s.191(2) does not forbid trial of these charges in
15.
this Court by jury. Another submission which Mr. Hill did not
press before me, sitting as a single judge, was that, 1f on its
proper construction 3.191 required ar authorised summary trial of
these charges, 1t was invalidated by 35.80 of the Constitution.
In each proceeding the motion of which notice was filed
on 31 March 1987 will be dismissed.
I certify that this and the 14 preceding pages are a true copy of
the Reasons for Judgment herein of the Honourable Mr. Justice
Jenkinson.
A
eat 7 ae
Associate
Dated: 17 July, 1987
Counsel for the Prosecutor : Mr. R.R.S. Tracey
Solicitor for the Prosecutor Victorian Government Solicitor
Mr. E.F. Hill and Mr. M.J.
Strong
Counsel for the Defendant
Solicitors for the Defendant
Holding Redlich and Cooper
Korbl
Date of Hearing 3 8 May, 1987