Fasano, B. & Anor v Minister for Immigration & Ethnic Affairs [1987] FCA 386
Federal Court of Australia
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NOT FOR DISTRIBUTION
IN THE FEDERAL COURT OF AUSTRALIA
NEW SOUTH WALES DISTRICT REGISTRY No. G.134 of 1987
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GENERAL DIVISION
BETWEEN: BARBARA FASANO
Applicant
AND: MINISTER FOR IMMIGRATION
AND ETHNIC AFFAIRS AND
ANOR
Respondent
Judge: Gummow J.
Place: Sydney
Date: 3 July 1987
REASONS FOR JUDGMENT
This is an application under the Administrative
Decisions (Judicial Review) Act 1977 ("the ADJR Act) seeking an
order for review of a decision taken on 9 March 1987 to refuse
what was described as an application for an entry permit giving
the applicant permission to engage in employment whilst she
remains in Australia.
The applicant submits that there are grounds for
review under s.5(1)(f£) (error of law) and under 8.5(1)(e) in
conjunction with each of five paragraphs in s.5(2), namely (a)
(irrelevant considerations),(b)(relevant considerations not
taken into account),(c)(extraneous purpose),(f£)(rule or policy
applied without regard to the
(g)} (unreasonableness).
I should emphasize at the outset that the proceedings
are not by way of appeal from the administrative decision in
question. In reviewing an administrative decision it is not
the function of the Court to substitute its own decision for
that of the administrator by re-exercising a discretion vested
by law in the administrator alone. The concern of the Court
is thus not with the merits of the decision but with the
manner in which it was made, as is indicated by the grounds
relied upon by the applicant which I have listed above.
Further, the exercise of an administrative discretion of its
nature involves a choice between more than one possible course
of action, on which there is room for reasonable people to
hold differing opinions as to which is to be preferred. See
Minister for Aboriginal Affairs v Peko-Wallsend Ltd (1986) 66
ALR 299 at 309, Secretary of State for Education and Science v
Tameside Metropolitan Borough Council [1977] Ac 1014 at 1064,
Rv Entry Clearance Officer, Bombay Ex parte Amin [1983] 2 AC
818 at 828-829, Nottinghamshire County Council v Secretary of
State for the Environment [1986] 1 All ER 199 at 202-203.
The applicant is a citizen of the United States of
America. She was born in New York on 19 October 1958. In the
United States she had pursued a career as a _ professional
actress. It is common ground that for the purposes of these
proceedings the applicant is and has been at all relevant
times the de facto spouse of another non-Australian citizen,
3.
Mr David Novik, within the meaning of the expression "de facto
spouse" in the Department's written policy "Entry Requirements
for Dependants of Non Temporary Residents". Mr Novik is
employed by CBS Records Australia Ltd and he was sponsored by
that company for temporary residence in Australia.
The applicant arrived in Australia on 10 January
1986. She was permitted to enter with temporary entry status
and her employment was prohibited without the written
permission of an authorised officer under the Migration Act
1958 ("the Migration Act"). The applicant has, since 10
January 1986, left and re-entered Australia and she is
currently permitted to remain with temporary entry status
until 10 January 1988. Employment is still prohibited without
written permission of an authorised officer under the
Migration Act. Since she has been in Australia the applicant
has had a number of offers of employment by theatrical agents
and producers who wish to engage her for theatrical roles for
which she would be well suited.
Sub-sections (6)and (6A)of s.6 of the Migration act
provide as follows:-
(6) An entry permit that is intended to
operate as a temporary entry permit shall be
expressed to authorize the person to whom it
relates to remain in Australia for a
specified period only, and such a permit may
be granted subject to conditions.
4.
(6A) Without limiting the conditions subject
to which an entry permit referred to in
sub-section (6) may be granted, such a
permit may be granted subject to a condition
imposing restrictions with respect to the
work that may be performed by the holder in
Australia, including restrictions on
performing any work, or work other than
specified work or work of a specified kind,
without the permission, in writing, of an
authorized officer.
It is common ground that the applicant was granted her
temporary entry permit on the footing that she was dependant
de facto spouse of Mr Novik.
It is also not disputed that the provisions I have
mentioned in s.6 carry with them the power, during the
currency of a temporary entry permit, to vary or withdraw
conditions and that a decision in exercise of that power is a
decision under the Migration Act and a decision to which the
ADJR Act applies (cf Minister for Immigration and Ethnic
Affairs v Mayer (1985) 157 CLR 290).
Attention was not directed in argument to s.7 but the
provisions of ss.(1) and (2) of s.7 may have importance in the
present case. They provide as follows:
7. (21) The Minister may, in his absolute
discretion, cancel a temporary entry permit
at any time by writing under his hand.
(2) At any time while a temporary entry
permit is in force or after the expiration
or cancellation of a temporary entry permit,
a further entry permit may, at the request
of the holder, be granted to the holder
and, where such a further entry permit is
granted while a temporary entry permit is in
force, the further entry permit shall come
into force only upon the expiration or
cancellation of the existing entry permit.
I say this because in the letter of 13 March 1987 (which I
shall shortly describe) the application was identified as one
for an entry permit giving permission to engage in employment
in Australia. This is consistent with a request for
cancellation of the existing temporary entry permit and the
granting of a further temporary entry permit without the
condition on the present permit as to prohibition of
employment. If the matter is seen in this way then clearly
there would have been a decision to which the Act applied,
namely a decision under s.7.
The application in question in these proceedings was
made in writing by the applicant's solicitors on her behalf.
The application was supported by a detailed statutory
declaration by the applicant and by further statutory
declarations by other persons, some resident in this country
and others resident in the United States. The grounds upon
which the permission to work was sought were set forth in the
application as follows:
"(a) Because Ms Fasano needs to work to maintain
professional status and level of career
development in a sense equivalent to and
materially and in all the circumstances' the
same as those where continuing employment in
a person's usual occupation is necessary
(and not merely desirable) to maintain
6.
professional registration in that person's
home country; and
(b) in the particular circumstances of Ms
Fasano's case the maintenance of a condition
of her temporary entry permit prohibiting
employment causes her and will continue' to
cause her and her spouse considerable
hardship; and
(c) In light of the matters set out in (a) and
(b) above, it would be unreasonable in the
circumstances to maintain the condition
prohibiting employment; and
(d@) It would in all other relevant respects be
unreasonable to maintain the condition
prohibiting employment."
The refusal of the application was communicated by a letter
from the Department to the applicant's solicitors of 13 March
1987. The immediately material portions of that letter are as
follows:
Ms Fasano has authority to remain in Australia
until 10 January 1988. Her temporary entry
permit contains a condition prohibiting
employment. The Australian Government's
Temporary Residence Policy generally excludes
dependants of temporary residents from permission
to work in Australia.
Applicants for temporary residence intending to
bring dependants with them are informed of the
Government's policy and are required to complete
an undertaking that their dependants will not
engage in employment in Australia without written
permission of the Department of Immigration and
Ethnic Affairs. They are also informed of the
circumstances in which an exception to the
general employment prohibition can be made.
The policy exempts people eligible for temporary
residence in their own right, people who need to
work to maintain professional registration and,
in limited circumstances, people who are in
financial difficulty.
7.
Ms Fasano put forward as her grounds for
exemption from employment prohibition that she
needs to work as an actor to maintain
professional standing and the momentum of her
career development and that, if she remains
excluded from employment in her occupation, she
and her spouse will be caused considerable
hardship.
She has supported her case with statutory
declarations which attest to the importance to
her career of continuing to act professionally
and to the adverse personal consequences of being
excluded from professional acting, in particular
the effect this is having on her de _ facto
relationship.
Ms Fasano's claims were considered by Mr John
Davidson the Assistant Director, sponsored Entry
Section. He concluded that the need to work for
the purpose of maintaining professional
recognition and career development is not a need
to work to maintain professional registration
within the meaning of the Government's policy.
In particular he noted that there 1s no evidence
that professional registration is a pre-requisite
to employment as an actor in the applicant's home
country.
Whilst the policy guidelines do not contemplate
hardship other than financial hardship as grounds
for removing employment prohibition, the
Assistant Director considered if the "adverse
consequences" raised by the applicant were a
compelling circumstance warranting a decision to
approve employment outside the guidelines. He
concluded they were not. He based his conclusion
on the fact that the cause of the "adverse
consequences", employment prohibition, was a
circumstance which the applicant was aware of
before she came to Australia. Accordingly, her
claim that she erred in her judgement about the
consequences of accepting the condition to her
entry to Australia is not a strong reason for
releasing her from the condition.
Accordingly the Assistant Director decided to
refuse Ms Fasano's application. There is no
right of review of this decision by the
Immigration Review Panel.
8.
It will be apparent from this letter that in reaching
the decision regard was had primarily to a_ particular
government policy and also to hardship (other than financial
hardship) that might be a compelling circumstance warranting a
decision to approve employment outside the guidelines. The
policy referred to is contained in a document which is in
evidence and which is headed "Entry Requirements for
Dependants of Temporary Residents."
The proper role of a government policy in a setting
such as the present one was described by Brennan J. in Re
Drake and Minister for Immigration and Ethnic Affairs (No. 2)
(1979) 2 ALD 634 at 640. After observing that a policy must
be consistent with the statute in question, his Honour
continued -
It must allow the Minister to take into account
the relevant circumstances, it must not require
hin to take into account irrelevant
circumstances, and it must not serve a_ purpose
foreign to the purpose for which the
discretionary power was created. A policy which
contravenes these criteria would be inconsistent
with the statute ... Also, it would be
inconsistent with ss 12 and 13 of the Migration
Act if the Minister's policy sought to preclude
consideration of relevant arguments running
counter to an adopted policy which might be
reasonably advanced in particular cases. The
discretions reposed in the Minister by these
sections cannot be exercised according to broad
and binding rules (as some discretions may be:
see, eg, Schmidt v Secretar of State for Home
Affairs (I9695] 2 ch 149): The Minister must
decide each of the cases under ss 12 and 13 on
its merits. His discretion cannot he so
truncated by a policy as to preclude
consideration of the merits of specified classes
of cases. A fetter of that kind would be
objectionable, even though it were adopted by the
Minister on his own initiative. A Minister's
policy, formed for the purposes of ss 12 and 13
of the Migration Act, must leave him free to
consider the unique circumstances of each case,
and no part of a lawful policy can determine in
advance the decision which the Minister will make
in the circumstances of a given case.
That is not to deny the lawfulness of
adopting an appropriate policy which guides but
does not control the making of decisions, a
policy which is informative of the standards and
values which the Minister usually applies. There
is a distinction between an unlawful policy which
creates a fetter purporting to limit the range of
discretion conferred by a statute, anda lawful
policy which leaves the range of discretion
intact while guiding the exercise of the power."
See also, for an example of a policy providing guidelines
inconsistent with the proper observance of statutory
criteria, Green v Daniels (1977) 51 ALUR 463 at 467.
The appellant submitted that the policy, as framed,
directed attention away from considerations which were
relevant in the sense that the decision maker was bound to
have regard to them within the meaning of Minister for
Aboriginal Affairs v Peko-Wallsend Ltd (1986) 66 ALR 299 at
308. It was further submitted that although the decision
maker went outside the strict confines of the policy (as
appears from the penultimate paragraph of the portion of the
letter of 13 March 1987 which I have earlier set out), there
was a failure to consider the application upon its merits by
failing to take into account matters to which the decision
maker was bound to have regard.
10.
As examples of matters to which the decision maker
should but did not have regard in this case, the appellant
referred to (i) conditions pertaining to the particular
industry or pursuit in which the applicant sought to work,
(ii) the potential contribution which might be made by the
applicant to that industry or pursuit, and (iii) circumstances
peculiar to the applicant such as the length of time she would
remain in Australia, personal hardship (that is to say not
only financial hardship) and change of circumstances and the
like.
The applicant also submitted that the decision maker
in this case had wrongly taken into account the existence of
other procedures whereby the applicant could possibly secure
employment in this country on a limited basis. This was 4
reference to a policy for granting of entry permits to
entertainers and associated personnel. This policy, which is
distinct from the policy I have previously referred to, also
was in writing and was in evidence. Central to it is the
undertaking by a sponsor that an artist will adhere to the
specific purpose of the visit and not undertake other
engagements without prior approval of the Department.
However, what the present applicant sought was a general
permission to work in the theatre, not approval pursuant to
sponsorship for a particular engagement or engagements.
ll.
At the conclusion of the letter of 13 March 1987 it
was said that it remained "open to Ms Fasano to test her
eligibility for permission to work as a temporary resident in
her own right." The letter continued:-
This would entail the lodgement of an application
for an entry permit giving permission to work in
Australia (M314) supported by a temporary
residence entertainer sponsorship (M148) for a
specific acting engagement. The sponsorship
would be assessed against the standard policy
requirements for the temporary entry of
entertainers. A copy of the policy and
procedural requirements is enclosed.
This, the applicant submitted, showed consideration of a
matter to which it was not legitimate to have regard, viz the
possibility of the applicant securing employment here on some
other and restricted basis.
As I have indicated, the applicant submitted that the
case was one for review under s.5(1)(£) of the ADJR Act and
s.5(1)(e) together with paragraphs (a),(b),(c),(£),(g). I turn
to consider the application of these provisions to the general
submissions I have described.
Where a statute confers a discretion which in its
terms is unconfined, the factors that may be taken into
account in the exercise of the discretion are similarly
unconfined except insofar as they may be found in the subject
matter, scope and purpose of the statute. These may imply
12.
some limitation on the factors to which the decision maker may
legitimately have regard. Likewise, where the complaint 1s
that a relevant consideration has not been taken into account
and the discretion is unconfined by the terms of the statute,
the court will not find that the decision maker is bound to
take a particular matter into account unless an implication
that he is bound to do so is to be found in the subject
matter, scope and purpose of the Act. Authority for these two
Propositions 1s to be found in the Minister for Aboriginal
Affairs v Peko-Wallsend Ltd (1986) 66 ALR 299 at 308-309.
It also is to be noted that on two recent occasions
the Full Court of this Court has indicated that the
discretions under the Migration Act both to grant and to
cancel entry permits, whether temporary or otherwise, and to
grant and to cancel visas, are relevantly unfettered:
Minister for Immigration and Ethnic Affairs v Conyngham (1986)
68 ALR 441 at 450-451, The Minister for Immigration and Ethnic
Affairs v The Lebanese Moslem Association (19 February 1987
unreported, pp. 17-18).
In my view, the nature of ine discretions conferred
by the provisions of the Migration Act concerned in the
present case is such that there was, within the meaning of the
authorities, no taking into account an irrelevant
consideration and no failure to take into account a relevant
consideration. It follows that no ground is made out in
13.
reliance upon s.5(1)(e) in association with paragraphs (a)and
(b) of s.5(2). The same is true of the reliance upon paragraph
(c) of g.5(2).
I turn then to consider paragraph (g) of s.5(2). The
question here is whether the exercise of power was so
unreasonable that no reasonable person could have so exercised
the power in question. The interpretation of this provision
is sufficiently discussed in Minister for Aboriginal Affairs v
Peko-Wallsend (1986) 66 ALR 299 at 310. The concept of
unreasonableness was perhaps put somewhat differently in
Prasad v Minister for Immigration and Ethnic Affairs (1985) 6
FCR 155 at 167-170. On either footing, in my view no case of
any unreasonableness in the necessary sense is made out in the
present case and, indeed, it was not strongly pressed for the
applicant.
That brings me to paragraph (f) s.5(2), namely
improper exercise of power because the power was exercised in
accordance with a rule or policy without regard to the
particular merits of the case. In my view, the policy in
question was applied with regard to to the merits of the
particular case as were the policies considered in Leung v
Gibbons (28/3/85, unrep.) and Turner v Minister for
Immigration and Ethnic Affairs (1981) 35 ALR 388 at 393-4.
Further, regard was had beyond the confines of the policy and
the decision maker took a view of the particular merits as
14,
they lay outside the confines of policy. That view of the
merits do not coincide with what had been put forward by the
applicant. But this does not mean that the power was
exercised in accordance with a rule or policy and without
regard to the merits of the particular case.
Finally it is said the decision involves an error of
law within the meaning of s.5(1)(f). As I understand the
submissions for the applicant, the error of law flowed from
one or more or a combination of the other grounds upon which
the decision was impugned by the applicant. As they have
failed it follows that this ground also fails.
Accordingly, the application is dismissed with costs.
I certify that this and the thirteen (13)
preceding pages are a true copy of the
Reasons for Judgment of his Honour Mr Justice
Gummow.
Associate: Mavke aL :
Date: 3 July 1987
Counsel and Solicitors for Mr G.A. Flick with
Applicant: Mr B. O'Sullivan
instructed by
Allen Allen and
Hemsley
Counsel and Solicitors for
Respondent: Mr P. Robertson
instructed by
Australian Government
Solicitor.
Date of Hearing: 29 June 1987
Date of Judgment: 3 July 1987
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