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JUDGMENT No4 Q2k/——waa
CATCHWORDS
Administrative Law - Telecommunications Act 1975 -
appellant's dismissal from the Telecommunications Commission
for disregarding a direction to attend a medical examination
- validity of Telecommunications (Staff) By-law 51 -
authority to require appellant to attend a medical
examination - appeal procedures within the Telecommunications
Commission Service - whether proper compliance with those
procedures.
Administrative Decisions (Judicial Review) Act 1977
Telecommunications Act 1975 55.58,59,62,111,112
Telecommunications Regulations; Reg.19
Telecommunications (Staff) By-laws; By-law 51
CLYDE FRANCIS MUNNINGS
and
SMITH, W.J. McDERMOTT and L. FRANCIS
pitting as a Disciplinary Appeal Board u Board under
5.62 of the Telecommunications Act 1975)
T. No. G9 of 1986
NORTHROP, BEAUMONT AND SPENDER JJ.
25 AUGUST 1987
BRISBANE
IN THE FEDERAL COURT OF AUSTRALIA )
)
TASMANIA DISTRICT REGISTRY ) T. No. G9 of 1986
)
GENERAL DIVISION )
ON APPEAL FROM THE FEDERAL COURT OF AUSTRALIA
BETWEEN
CLYDE FRANCIS MUNNINGS Appellant
and
D.W. SMITH, W.J. McDERMOTT and L. FRANCIS
(sitting as a Disciplinary Appeal Board under
6.62 of the Telecommunications Act 1975)
Respondents
COURT: NORTHROP, BEAUMONT AND SPENDER JJ.
DATE
25 AUGUST 1987
PLACE: BRISBANE
MINUTE OF ORDER
THE COURT ORDERS THAT the appeal be dismissed with costs.
(Settlement and entry of Orders is dealt with in 0.36 of the
Rules of Court.)
IN_THE FEDERAL COURT OF AUSTRALIA )
)
TAS DISTR REGISTRY ) T. No. G 9 of 1986
)
GENERAL DIVISION )
ON APPEAL FROM THE FEDERAL COURT OF AUSTRALIA
BETWEEN :
CLYDE FRANCIS MUNNINGS Appellant
and
D.W. SMITH, W.J. McDERMOTT and L. FRANCIS
(sitting as a Disciplinary Appeal Board under
5.62 of the Telecommunications Act 1975)
Respondents
cy
OQURT: NORTHROP, BEAUMONT AND SPENDER JJ.
DA' : 25 AUGUST 1987
PLACE: BRISBANE
REASONS FOR JUDGMENT
NORTHROP AND SPENDER JJ.
Clyde Francis Munnings, the appellant, has appealed
from the judgment of the Federal Court of Australia
dismissing an application by the appellant for an order of
review under the Administrative Decisions (Judicial Review)
Act 1977 ("the Judicial Review Act") of a decision made by a
Disciplinary Appeal Board ("the Appeal Board") constituted
under the Telecommunications Act 1975 ("the Act") dated 19
April 1985. The respondents were the members of the Board
which made the decision sought to be reviewed, ("the Appeal
Board decision"). The Appeal Board decision confirmed the
decision against which the appeal was made by the appellant
to the Appeal Board.
To understand the nature of this appeal, it is
necessary to give a brief outline of the statutory structure
supporting the function of the Appeal Board. This can be
done by repeating what was said by Northrop J. 1n Australian
Telecommunications Commission v. Hart (1982) 65 F.L.R. 41 at
pp.51-53:-
"The Australian Telecommunications Commission
(the Commission) 15 a statutory authority. It is
constituted a body corporate by s. 21 of the
Telecommunications Act 1975 (Cth) (the Act). It is
established under s. 4 of the Act, its functions
are set out ins. 5, its duties are set out in 65.
6, and its general powers are set out ins. 9. The
composition of the Commission 1s set out ins. 22
of the Act. Under s. 33 of the Act, the Commission
15 empowered to delegate to persons therein
specified, either generally or otherwise as
provided by the instrument of delegation, all or
any of its powers under the Act. An officer of the
Commission is a person coming within a class of
persons to whom a delegation may be given. As is
common with similar services, the word 'officer' is
defined to mean a person appointed as an officer of
the Commission, while the word 'employee' is
defined to mean a person appointed as a temporary
employee: s. 3 of the Act.
Part V of the Act, comprising s. 34 to 70
inclusive, contains provisions relating to the
staff of the Commission. Section 38 establishes
the Australian Telecommunications Commission
Service (the Service) which consists of the persons
appointed as officers or employed as temporary
employees in accordance with Pt. V. This provision
is similar to many other services constituted under
Commonwealth and State statutes such as the Public
Service, the Teaching Service, the Australian
Postal Commission Service and the Railway Service.
Under s. 39 of the Act, the Commission is empowered
to appoint persons as officers of the Commission,
while under 5s. 42 the Commission 15 empowered to
engage persons as temporary employees. Upon
attaining the age of sixty years, an officer is
entitled to retire from the service, but in any
event ceases to be an officer on attaining the age
of sixty-five years: 5s. 54 of the Act. Section 43
is of importance and sub-s. (1) is set out:
'Subject to this Part, officers and employees hold
office on such respective terms and conditions as
the Commission determines.' Subsection (2)
contains transition provisions not relevant for
present purposes. Under 5s. 2111(1) (9g) the
Commission is empowered to make by-laws making
provision for or with respect to the terms and
conditions of employment of officers and employees.
Division 6 of Pt V of the Act, comprising 65s.
57 to 64 inclusive, relates to dismissals and
punishments. Under s. 57, a reference to
Misconduct in relation to an officer, 15s a
reference to a faiure of the officer to fulfil his
duty as an officer. Section 58 makes provision for
disciplinary action against an officer. For
present purposes s. 58(1)(a) 15 relevant and is set
out:
'58.(1) For the purposes of this Division, an
officer shall be taken to have failed to fulfil his
duty as an officer if and only if -
(a) he wilfully disobeys or wilfully
disregards a direction given to him as an officer
and given by a person having authority to give the
direction.'
The subsection sets out anumber of other
provisions which constitute misconduct. The
section then contains detailed provisions
concerning the procedures to be followed when
disciplinary action against an officer is
contemplated. Detailed reference will be made to
some of those provisions later in these reasons.
Under s. 62(1) of the Act an officer may appeal to
a Disciplinary Appeal Board against a direction or
decision made or given with respect to him by an
officer of the Commission under s. 58. The Appeal
Board is required to hear each appeal submitted to
1t and may confirm, vary or set aside the direction
or decision against which the appeal is made (5s.
62(5)) and is to give reasons in writing for its
decision on an appeal. Under s. 63 the Commission
is required to establish Disciplinary Appeal Boards
which are to be constituted in accordance with that
section. Under s. 64 the Commission has power to
review findings made by a Disciplinary Appeal
Board.
Division 8 of Pt V of the Act, comprising ss.
66 to 70, relates to the powers and functions of
the Commonwealth Conciliation and Arbitration
Commission in respect of the service. Under those
provisions, the Conciliation and Arbitration
Commission is empowered to prevent or settle, by
conciliation or arbitration, industrial matters in
respect of the service and to hear and determine
industrial,questions in respect of the service
submitted to it. This means that the Conciliation
and Arbitration Commission 15 empowered to make
awards in relation to salaries, wages, rates of pay
or other terms and conditions of service or
employment of officers or employees in the service.
The provisions of any awards 50 made prevail over
any inconsistent terms and conditions of employment
of officers and employees determined by the
Telecommunications Commission under s. 43 and 5.
111(1)(g) of the Act."
That passage has application to the present appeal.
At all material times the appellant was an officer
in the Service. At all material times R.W. Griggs was an
officer in the Service. On 8 May 1984, Griggs, in his
capacity as Chief Manager, Personnel and Industrial
Relations, wrote to the appellant. The letter was received
by the appellant. It was lengthy. It referred to a number
of previous events which had occurred in relation to the
appellant and his fitness for continued duty as an officer of
the Commission. It contained the following two paragraphs: -
"Accordingly, I have arranged for a further
appointment to be made for you with the
Commonwealth Medical Officer. It has been arranged
for 11.30 a.m. on Monday, 21 May 1984. I direct
you to attend. You should report to the
Commonwealth Department of Health, 3rd Floor,
Kirksway House, Kirksway Place, Battery Point at
least five minutes before the appointed time.
Finally, you are advised that failure to attend
will result in serious consideration being given to
suspending you from duty as an officer of this
Commission."
The appellant did not attend for the appointment
with the Commonwealth Medical Officer at 11.30 a.m. on 21 May
1984. Further, it should be noted that in its reasons for
decision the Appeal Board found that the appellant had no
intention of complying with the direction contained in the
letter of 8 May 1984.
Thereafter, the procedures prescribed by 5.58 of
the Act were set in motion. Sub-section 58(3) provides:-
"(3) Where an officer authorized by the
Commission for the purposes of this sub-section 15
of the opinion ... that an officer may have failed
to fulfil his duty as an officer the authorized
officer shall, as s00n as practicable, decide
whether he should be charged and -
(b) if he decides that the officer should be
charged - by writing under his hand
delivered to the officer, charge the
officer with the failure."
That sub-section refers back to sub-section 58(1).
The relevant provision of that sub-section is paragraph (a).
That paragraph has been set out above in the quotation from
Hart's Case. Mr. G.P. Pullen was an officer authorized by
the Commission for the purposes of sub-section 58(3). The
solicitors acting for the appellant at the hearing of the
application formally admitted that fact for the purposes of
those proceedings. On 23 May 1984, G.P. Pullen charged the
appellant with an offence under 5.58. The charge was in
writing under his hand. It was as follows:-
"AUSTRALIAN TELECOMMUNICATIONS COMMISSION
« CHARGE UNDER SECTION 58 OF THE
TELECOMMUNICATIONS ACT 1975
I hereby charge Clyde Francis MUNNINGS, Clerk Class
2/3, Supply Branch, with the undermentioned breach
of Section 58 of the Telecommunications Act 1975,
namely:
That the said Clyde Francis MUNNINGS, on
the twenty-first day of May 1984 wilfully
disregarded a direction namely, that he
attend for a medical examination by the
Commonwealth Medical Officer at Kairksway
House, Hobart, at 11.30 am on Monday, the
twenty-first day of May, 1984, given to
him in his official capacity by Geoffrey
Peter PULLEN, Manager, Supply Branch, a
person authorised to give the said
direction."
The charge was signed by G.P. Pullen as "Authorised Officer."
It should be noted that the direction referred to in the
charge was given by R.W. Griggs in his official capacity of
Chief Manager, Personnel and Industrial Relations and not by
Pullen.
Sub-section 58(5) provides:-
"(5) Where an officer 15 charged with
misconduct, an officer authorized by the Commission
for the purposes of this sub-section, not being
either the supervisor of the officer charged or an
officer authorized for the purposes of sub-section
(3), shall, without undue delay, hold an inquiry
into the charge."
Mr. D.J. McCarthy was an officer authorized by the Commission
for the purposes of sub-section 58(5). The solicitors acting
for the appellant at the hearing of the application formally
admitted that fact for the purposes of those proceedings.
McCarthy was not the supervisor of the appellant. He held
the inquiry required by sub-section 58(5). He complied with
the provisions of sub-sections 58(6), (7) and (8).
Where the officer who held an inquiry into a charge
is satisfied that the officer charged has failed to fulfil
his duty as an officer, he is empowered to do one of a number
of things specified in sub-section 58(9). For present
purposes, the power conferred by sub-paragraph 58(9)(d)(iii)
was exercised. Under that power the officer is empowered
to:-
"(d) recommend to the Commission, in writing -
(iii) that the Commission dismiss the officer
from the Service."
Where the officer makes such a recommendation, he is required
by sub-section 58(10) to:-
~.» furnish to the Commission, with his
recommendation, full particulars of his findings
in relation to the facts giving rise to the
misconduct."
In the present case, McCarthy, pursuant to
sub-sections 58(9) and (10), by document dated 9 July 1984,
recommended to the Commission that the Commission dismiss the
appellant from the Service and he furnished to the
Commission, with that recommendation, the particulars
required to be furnished under sub-section 58(10).
Sub-section 58(11) confers powers on the Commission
following receipt of a recommendation under. sub-section
58(9). The power relevant for these proceedings, is set
out :-
"(11) Where an officer makes a recommendation
specified in paragraph (9)(d) in respect of an
officer, the Commission may, after consideration of
the particulars furnished under sub-section (10)
aoe
(b) decide -
(i) to give effect to the
recommendation; ... ."
Mr. D.J. Robinson was an officer authorized by the Commission
for the purposes of sub-section 58(11). The solicitors
acting for the appellant at the hearing of the application
formally admitted that fact for the purposes of those
proceedings. On 16 July 1984, Robinson exercised the power
conferred by sub-section 58(11) and dismissed the appellant
from the Service. The notification of that dismissal is set
out:-
"AUSTRALIAN TELECOMMUNICATIONS COMMISSION
NOTIFICATION OF FINDING & DECISION IN RELATION
TO A CHARGE UNDER SECTION 58 OF THE
TELECOMMUNICATIONS ACT 1975
To: Clyde Francis MUNNINGS
Clerk Class 2/3
SUPPLY BRANCH
The Charge preferred against you on the
twenty-third day of May 1984, namely:
'That the said Clyde Francis MUNNINGS, on
the twenty-first day of May 1984 wilfully
disregarded a direction namely, that he
attend for a medical examination by the
Commonwealth Medical Officer at Kirksway
House, Hobart, at 11.30 am on Monday, the
twenty-first day of May, 1984, given to
him in his official capacity by Geoffrey
Peter PULLEN, Manager, Supply Branch, a
person authorised to give the said
direction'
has been considered and found proven.
By virtue of the powers conferred upon me by
sub-section 58(9) of the said Act, I direct that
you be dismissed from the service of the Australian
Telecommunications Commission.
Dated this sixteenth day of July 1984."
The notification was signed by Robinson as "Authorised
Officer." The appellant received the notification.
Under sub-section 58(15), a decision under s.58
with respect to an officer does not take effect, if the
officer appeals against the decision, unless the appeal
lapses, is withdrawn or a Disciplinary Appeal Board confirms
the decision. The appellant appealed from the decision made
by Robinson.
- 10-
Under 5.62, an officer may appeal to a Disciplinary
Appeal Board against a decision given with respect to him
under 5.58. Wide powers are conferred upon an Appeal Board
in the hearing and determination of an appeal. Many express
powers are conferred upon it by the Telecommunications
Regulations made pursuant to 5.112 and sub-section 62(4) of
the Telecommunications Act. Regulations 15 to 30 contain
provisions relating to Appeal Boards. From a consideration
of the Act and the Regulations, there can be no doubt that
the hearing of an appeal by an Appeal Board is in the nature
of a hearing de novo in which witnesses may be compelled to
attend and give evidence. For present purposes it is
necessary to set out one Regulation only, namely Regulation
19:-
"19. Subject to these Regulations, in the
hearing of a disciplinary appeal by a Disciplinary
Appeal Board -
(a) the Board may inform itself in such
manner as it thinks fit;
(b) the procedure to be followed shall be as
determined by the Board;
(ec) the Board is not bound by the rules of
evidence; and
(d) the Board shall proceed without regard to
legal forms or solemnities."
-l1-
Under sub-section 62(3) of the Act, an Appeal Board
may take evidence on oath or affirmation. Sub-section 62(5)
is set out:-
"(5) A Disciplinary Appeal Board shall hear
each appeal] submitted to it under sub-section (1)
and may confirm, vary or set aside the ... decision
against which the appeal 15 made."
Under sub-section 62(8), an Appeal Board 1s required to give
reasons in writing for its decision on an appeal while under
sub-section 62(9):-
"(9) The Commission shall take such action as
is necessary to give effect to the decision of a
Disciplinary Appeal Board."
The appellant appealed against the decision of
Robinson, notice of which is dated 16 July 1984. The notice
of appeal is dated 31 July 1984 and was against the finding
and penalty. The grounds of appeal are set out:-
"The grounds of appeal are :-
1) Mr. D. J. McCarthy had a prior interest in the
Matter and should therefore have disqualified
himself from proceeding to determine the
charge.
2) There was no evidence which, being properly
considered, would allow a finding that the
subject charge was proven.
3) The misrepresentation which Telecom knowingly
made to the appellant, as to the reason for
requiring him to be medically examined, was
acted upon in good faith by the appellant to
his disadvantage.
- 12 -
4) The said misrepresentation raises an estoppel
between Telecom and the appellant, Telecom
being now precluded from asserting that its
several Directions to the appellant were other
than for medical examination to determine his
blood pressure.
5) Telecom wrote to the C. M. 0. recklessly, not
caring whether its allegations (about the
appellant) were true. Telecom refused to
correct one allegation which it knew to be
false.
6) The appellant did (not) willfully disregard a
lawful direction, by Telecom, that he attend
the C.M.0. ."
On 29 August 1984, the appellant was provided with
a copy of the recommendation and the particulars required to
be furnished under sub-section 58(10) which McCarthy had
given to the Commission. By letter dated 15 October 1984,
the appellant wrote to the Commission pointing out that the
charge found against him referred to a direction given by
Pullen and stating that Pullen had not directed him to attend
for a medical examination on 21 May 1984. A reference to the
particulars furnished by McCarthy shows that he had set out,
correctly, that Griggs had directed the appellant to attend
for the medical examination.
By letter dated 16 October 1984, the Commission
notified the appellant that when the appeal came on for
hearing before the Appeal Board on 22 October, it would seek
to amend the charge and the notification of finding and
decision by deleting the words "Geoffrey Peter Pullen" and in
lieu thereof inserting the words "Roger William Griggs." The
Commission refused to consent to an adjournment of the
- 13 -
hearing of the appeal which adjournment had been sought by
the appellant in his letter of 16 October if the Commission
sought an amendment. It is noted that the changing of the
names without the consequential changing of titles resulted
in an error appearing in the charge. It should be noted also
that Pullen had not directed the appellant to attend any
medical examination on 21 May 1984 or at any time thereabouts
and that there was no room for confusion arising from the
wrong name appearing in the charge.
The hearing before the Appeal Board commenced on 22
October 1984. Despite the objection by the appellant, the
Appeal Board allowed the amendment sought by the Commission
and refused the adjournment sought by the appellant. The
hearing of the appeal at which the appellant appeared on his
own behalf, occupied 12 sitting days extending to 25 January
1985. The Commission called 7 witnesses and tendered 22
documents. The appellant called 11 witnesses and tendered 77
documents. There were 2,333 pages of transcript. In
addition, further material was placed before the Appeal Board
at a special sitting before a Mr. Charlton, in accordance
with the Regulations, on 25 February 1985, which resulted in
a further 190 pages of transcript.
The Appeal Board published its decision and reasons
for decision on 19 April 1985. The Appeal Board confirmed
the decision to dismiss the appellant. Its reasons for
decision were very comprehensive and dealt with all aspects
of the material relied upon by the appellant. Most of that
- 14 -
material related to matters extending over a long period
affecting the relationship between the Commission and the
appellant including previous disciplinary proceedings and an
appeal to another Disciplinary Appeal Board. It is difficult
to see the relevance of most of those matters to the appeal
being heard by' the Appeal Board. In reality, what the
appellant was seeking was a general inquiry into the
relationship between the Commission and himself. At the
hearing of the appeal before this Court, the appellant who
appeared on his own behalf, attempted to adopt the same
course but this Court refused to permit him to do so. The
charge against the appellant was simple, namely, that he
wilfully disregarded a direction given to him to attend for a
medical examination. The appellant had no intention to
attend for that medical examination. A number of matters of
defence were raised but the hearing of the appeal before the
Appeal Board should not have taken s0 long.
The Appeal Board was very conscious of the problen.
It dealt very sympathetically with the appellant and his
allegations and allowed him "a good deal of latitude" both in
cross-examination of witnesses called by the Commission and
in evidence led on behalf of the appellant. It very
carefully prepared and worded its reasons for decision. The
Appeal Board dealt with the allegations of the appellant
against the Commission and against his superior officers.
Some extracts from those reasons are set out:-
- 15 -
"From its consideration of all the evidence in
this appeal the Board is satisfied beyond
reasonable doubt that the Appellant had an
invincible belief that of his superior officers
Messrs. McCabe and Townsend at least were grossly
incompetent and so biased against him that they had
in fact managed to engineer his dismissal. ... "
"The weight of evidence before the Board is
unequivocably the other way. The Appellant failed
completely'in his attempt to establish a general
incompetence on the part of Messrs. McCabe,
Townsend and Pullen or, for that matter, on the
part of any other officer of the Commission. The
Appellant also attempted to show that those three
officers were biased against him. And Mr Townsend,
at least had demonstrated over a long period, a
Malicious bias towards hin. The Board was
Satisfied that the evidence did not support the
allegation of bias on the part of Messrs McCabe and
Pullen. Nor did it indicate that Mr Townsend had
acted out of sheer malice towards him. There were
hints throughout the proceedings that at some time
a personal relationship had existed between the
Appellant and Mr Townsend. The Board was unable,
however, to draw any conclusions as to the nature
of that relationship and the effect it might have
had on their respective roles within the
Commission. What 15 clear is the Appellant had
become such a thorn in Mr Townsend's side that
there was a general antipathy between them. But on
the evidence before it the Board could not
determine whether, on Mr Townsend's side, that
antipathy could be said to amount to a bias of some
kind. ... "
"In summary the Board accepts that for all of
these reasons Messrs Pullen, McCabe and Townsend
had every reason to believe that they could no
longer tolerate the Appellant's behaviour within
the Branch. The final direction, given by Mr
Griggs, that he should attend the Commonwealth
Medical Officer was, in the Board's view, a
reasonable one in all the circumstances. . "
"The Board makes one further and more general
observation in respect of this entire matter. rt
is clear that by May 1984 the basis of the
employment relationship between the Appellant and
the Commission had been shattered, perhaps
irretrievably. Of his supervisors, the Appellant
held at least Messrs McCabe and Townsend an
contempt. For the Commission's part, a number of
officers, including the Manager of the Appellant's
own Branch, had been driven into a state of angry
frustration. Of the disruption to the normal work
of the Branch and the unacceptable additional
administrative costs which were being incurred as a
- 16-
result of the Appellant's behaviour there can be no
doubt. Nor can it be doubted that an employer is
entitied to give lawful and reasonable directions
to his employees. The Appellant had demonstrated
all too clearly that he had no intention of
complying with the direction in question in this
appeal. Nevertheless, all members of the Board
were saddened by the plight of the Appellant."
At the hearing of the application under the
Judicial Review Act, the appellant was represented by
counsel. The grounds and particulars thereof relied upon and
as amended finally during the course of the hearing, were
lengthy and difficult to understand. In substance, the
grounds relied upon can be summarised:-
1. By-law 51 was invalid and thus the appellant
was not under any obligation to attend for the
medical examination.
2. The reliance on By-law 51 was invalid since
Griggs could not have "reason to believe" that
the appellant was in such a state of health as
to render him incapable of his duties.
3. That Griggs had no authority or power to give
the direction.
4. That as a result of his suspension without pay
on 18 May 1984, the appellant was under no
duty to attend for medical examination on 21
May 1984.
-1i7 -
5. That the amendment of the charge allowed by
the Appeal Board vitiated the whole of the
proceedings before the Appeal Board.
It should be noted that there was no ground alleging that the
Appeal Board, properly directing itself as to all relevant
matters of law, could not have reached the conclusion that
the appellant had wilfully disregarded the direction given to
him by Griggs. This is the "no evidence" ground. At the
hearing of an application under the Judicial Review Act, the
Court should be careful not to exercise discretions and to
apply facts which are properly the function of the person who
made the decision sought to be reviewed.
The trial Judge dismissed the application. He gave
careful consideration to all the grounds relied upon by the
appellant. Although properly stating the law that the Court
does not exercise the discretions of the decision maker, the
trial Judge, to some extent, examined the material before the
Appeal Board and came to the same conclusions as the Appeal
Board.
As stated above, the appellant appeared in person
on the appeal. He had prepared the notice of appeal. In his
supplementary notice of appeai he set out 34 grounds of
appeal. Most of these were not in proper form but at least
formed the basis of submissions. Many raised matters which
had not been raised at the hearing of the application. The
~ 18 -
appellant, at the hearing of the appeal, sought to retract
concessions made by his lawyers at the hearing of the
proceedings before the trial Judge, particularly with respect
to the authority of officers of the Commission. The Full
Court refused the appellant leave to do that. The
proceedings before the trial Judge were conducted on the
basis of those admissions and concessions and the appeal also
must be so conducted. Pursuant to a notice to admit, the
solicitors for the appellant formally admitted the authority
of Pullen, McCarthy and Robinson for the purposes of
sub-sections 58(3), (5) and (11) of the Act respectively.
The appellant is bound by those admissions for the purposes
of this appeal. In addition, the respondents sought the
following admissions under the notice to admit, namely:-
"1. That Roger William Griggs was at all material
times an officer delegated to issue a
direction pursuant to By Law 51 of
Telecommunications (Staff) By Laws.
2. That no formal evidence of the delegation
referred to in paragraph one hereof was placed
in evidence before the Respondents."
In their Notice of Admission, the solicitors for the
appellant responded as follows:-
"1. The applicant is unable to admit the Notice of
Facts set out in Paragraph 1, of the Notice
dated July 22 1986, because the fact is not
within the knowledge of the Applicant. The
Respondent through its solicitor had indicated
to Counsel for the Applicant that it would
supply sufficient material to enable this
admission to be made. If such material is
produced, and is sufficient to show the
accuracy of the statement, then such an
admission will be made.
- 19 -
2. The applicant admits paragraph 2."
At the hearing of the application, counsel for the
appellant admitted that Griggs was an officer of the
Commission and on 8 May 1984 and also, if relevant, on 16 May
had a delegation and authority to give the direction under
By-law 51. As a result, counsel for the respondents
announced that he would not tender the formal delegation as
evidence. It should be noted that at the hearing before the
Appeal Board, the appellant did not raise any question
relating to the lack of delegated authority in Griggs to give
the direction under By-law 51. The appellant cannot raise
that issue now.
Under paragraph 111(1)(g) of the Act, the
Commission is empowered to make By-laws, not inconsistent
with the Act and the regulations made under 5.112 of the Act,
making provision for, or with respect to:-
"(g) the terms and conditions of employment of
officers and employees."
The Commission has made By-laws pursuant to that power. The
By-laws are cited as the Telecommuniacations (Staff) By-laws.
They comprise an extensive and comprehensive set of rules
making provision with respect to the terms and conditions of
employment of officers and employees of the Commission.
- 20 -
Division 4 of Part II of the By-laws, comprising By-laws 42
to 52 inclusive, is headed "Sick Leave" and deal with the
granting and taking of sick leave by officers. By-law 51 is
set out:-
"S51. (1) If'the Commission has reason to believe
that an officer is in such a state of health as to
render him incapable of performing his duties or
constitute a danger to his fellow officers or the
public, the Commission may require the officer to
obtain and furnish a report as to his condition
from a duly qualified medical practitioner, or may
require him to submit himself for examination by a
medical officer of the Department of Health or a
medical practitioner named by the Commission.
(2) Upon receipt of the medical report, the
Commission may direct the officer to absent himself
from his duties for a specified period, or, 1f
already on leave of absence, direct him to continue
on leave for a specified period, and the officer's
absence shall be regarded as absence on leave owing
to illness."
It as to be noted that that By-law prescribes a method by
which the Commission has power to direct an officer to take
sick leave. Sick leave, obviously, 15 a matter coming within
the power to make By-laws for or with respect to "the terms
and conditions of employment of officers." By-law 51 is
valid. See also Trigger v. Australian Telecommunications
Commission (1984) 4 F.C.R. 242.
Mr. Griggs had authority to require the appellant
to submit himself for examination by a medical officer of the
Department of Health. He exercised that authority and gave
the direction of 8 May 1984. That direction could be given
- 21 -
only if Griggs, exercising his delegated authority, "had
reason to believe" that the appellant was in such a state of
health as to render him incapable of performing his duties.
Much of the hearing before the Appeal Board was directed to
the question of whether Griggs had that "reason to believe"
at the time he'gave the direction of 8 May. It should be
noted that "reason to believe" is not to he equated with
establishing as a fact that the appellant was in such a state
of health as to render him incapable of performing his
duties. During the hearing of the appeal before us, it was
quite apparent that the appellant either did not understand
or refused to admit the difference between a reason to
believe and the proof of the fact that the appellant was in
such a state of health as to render him incapable of
performing his duties. As a result of the refusal by the
appellant to attend for the medical examination the
provisions of By-law 51(2) could not be applied. At no stage
was it relevant whether the appellant was in such a state of
health as to render him incapable of performing his duties
and thus could be required to take sick leave.
The Appeal Board gave careful consideration to all
the material before it and found that Griggs did have "reason
to believe." It is not necessary for this Court to refer to
all that material, it is sufficient to say that there was
ample evidence to support that finding. On no view could it
be said that there was no evidence before the Appeal Board to
support that finding. The trial Judge held that the finding
by the Appeal Board on this issue was justified. We agree.
- 22 -
In any event, the trial Judge held that at common
law, Griggs had power to give the direction of 8 May 1984.
We do not express any view on that issue, but a reference to
Hart's Case and to Trigqger's Case tends to support the
opinion of the trial Judge. See also Minister for Aboriginal
Affairs v. Peko-Wallisend Ltd. (1986) 66 A.L.R. 299 per Mason
J. at pp.307-8.
From what has been said earlier, it is clear that
Griggs had the authority to give the direction to the
appellant to attend for a medical examination.
The fourth ground relied upon by the appellant
depends upon facts which have not been set out. Following
receipt of the letter of 8 May 1984, the appellant, on
Wednesday 16 May, applied for sick leave to keep an
appointment with his own doctor at 11.00 a.m. on Monday, 21
May, being the day and time at which he had been directed to
attend the Commonwealth Medical Officer. By letter dated 16
May 1984 and handed to the appellant on that day, Griggs
wrote to the appellant acknowledging receipt of the
application for sick leave on 21] May and directing the
attention of the appellant to his letter of & May. The
letter continued:-
- 23 -
"If there are emergent circumstances that prevent
your attendance at the Commonwealth Medical
Officer's appointment, I would appreciate written
advice stating your reasons for your inability to
attend. This advice, by close of business 17 May
1984, is required so that alternative arrangements
may be made for your medical examination."
The appellant did not give any written advice as suggested in
that letter on 17 May or at all. On Thursday, 17 May, the
appellant was absent from work on sick leave. He spoke to
Griggs by telephone confirming that he, the appellant, would
not keep the appointment with the Commonwealth Medical
Officer. At no time did he give any reason why that
appointment could not be kept. By notice dated 17 May 1984,
Griggs, in the purported exercise of powers conferred by s.59
of the Telecommunications Act, suspended the appellant from
duty. The notice is set out:-
"Whereas I have reason to believe that you may have
failed to fulfil your duty as an officer within the
meaning of Section 58 of the Telecommunications Act
1975,
And Whereas I am of the opinion that it would be
prejudicial to the effective operation of the
Commission if you were to continue to perform the
duties of your position.
Now Therefore I suspend you from duty forthwith."
The notice was handed to the appellant on Friday, 18 May.
- 24 -
Section 59 empowers the Commission to suspend
officers. For present purposes, the relevant parts of the
section are set out:-
"59. (1) Where -
(b) the Commission is of the opinion that an
officer may have failed to fulfil his duty
as an officer,
and the Commission is of the opinion that 1t would
be prejudicial to the effective operation of the
Commission, to the interests of the public or to
the interests of the officer and his fellow
officers 1f the officer were to continue to perform
the duties of his existing position, the Commission
may, by notice in writing -
(c) suspend the officer from duty."
Under sub-section 59(2) where an officer is suspended on this
ground, before he 1s charged with misconduct:-
"he shall, until an officer authorized for the
purposes of sub-section 58(3) decides whether he
should be charged, be deemed to be absent on leave
of absence with salary."
Under sub-section 59(6) an officer while suspended without
salary is entitled to engage in paid employment.
- 25 -
There appears to be no material before this Court
showing that the appellant was suspended from duty without
salary. The notice of suspension does not in itself have
that effect. On the facts before the Court, until 23 May
1984 when the appellant was charged under 5.58, sub-section
59(2) applied afd the appellant was "deemed to be absent on
leave of absence with salary." The notice of suspension has
endorsed on it in handwriting the words "Suspension without
pay." That could operate only after 23 May 1984. That was
the basis acted upon by the trial Judge in rejecting this
contention by the appellant. Before the Full Court, the
appellant claimed that on 21 May 1984 he was suspended
without salary and was entitled to engage in paid employment.
Accordingly, he contended, in any event, he was suspended
from duty on 21 May 1984 and accordingly was not required to
attend the Commonwealth Medical Officer on that day.
Further, the appellant claims that the suspension
was unlawful and therefore invalid. If that is correct,
there is no doubt he was under a duty to attend the
Commonwealth Medical Officer. It is not for this Court to
determine whether the suspension was invalid. The facts as
found by the Appeal Board are that the appellant had told
Griggs he would not attend for the medical examination and
that he had not forwarded any written request pursuant to the
letter from Griggs dated 16 May. Although suspended from
duty, the appellant remained an officer of the Commission.
- 26 -
He was not required to perform his normal duties as an
officer but that does not mean he was excused from obeying
the duty cast upon him as a result of the direction given
under By-law 51. That direction was but a step in a process
of determining whether the appellant should be granted sick
leave. There is no substance in this contention by the
appellant.
The fifth ground relied upon by the appellant
remains to be considered. This ground is based upon the
contention that the charge laid against him was wrong in that
it alleged that he had disregarded a direction given by
Pullen when in fact Pullen had not given the direction, it
having been given by Griggs. The appellant claims that the
Appeal Board should not have allowed the amendment to the
charge and further that, on the amendment being made, he
should have been granted an adjournment to prepare to meet
the charge as amended.
There are really two separate lines' to this
submission. It could be argued that before the Appeal Board
had jurisdiction to hear and determine the appeal by the
appellant, the procedures provided by 5.58 of the
Telecommunications Act had to be complied with strictly. On
the facts of this case, it was apparent that the charge dealt
with by the officers of the Commission was different from the
charge dealt with by the Appeal Board and therefore the
conditions precedent to the Appeal Board having jurisdiction
- 27 -
to hear and determine the appeal had not been complied with
and therefore the decision of the Appeal Board was invalid.
There are two answers to that contention. If
correct, the decision made by Robinson on 16 July 1984 that
the appellant be dismissed from the Service remains. That
decision has not been challenged in the Court. It is now too
late to challenge that decision. Secondly, the grounds of
the appeal to the Appeal Board do not contain a ground based
on the misnaming of the person who gave the direction under
By-law 51. It may be that the appellant did not know of the
error at the time he gave notice of appeal. Nevertheless, he
had been given notice of the charge against him. He should
have noticed the error, if it was of importance to him and
raised the matter when McCarthy was considering the charge.
He did not do that. Further, the particulars required to be
furnished by McCarthy under sub-section 58(10) make it clear
that he was under no misapprehension. He stated that Griggs
had given the direction and referred to the letter of 8 May
1984.
The second line of the submission goes to the power
of the Appeal Board to allow the amendment. It was hearing
the charge de novo and had to determine the appeal on the
material placed before it. It had wide powers to determine
how the appeal was to be heard and of necessity it had a
power to ensure that the real charge against the appellant
should be heard and determined. Thus it had the power to
allow the amendment sought. The name of the person giving
- 28 -
the direction is not an essential part of the charge. The
charge is that the appellant wilfully disregarded a direction
to attend for a medical examination at 11.30 a.m. on 21 May
1984. The giving of the name of the person who gave that
direction 1s in the nature of particulars of the direction
helping to identify the particular direction. It could he
used also to ensure that the person giving the direction had
the authority to give the direction. On the facts of the
present case, there is no room for doubt or confusion arising
from the misnomer. One direction only had been given. The
appellant had had conversations with Griggs concerning the
direction. The appellant had made it clear to Griggs that he
would not attend for that medical examination. The appellant
should not have been surprised by the charge being made
against him, the only surprise being that Pullen was named,
not Griggs. The appellant did nothing about 1t. In ail the
circumstances, the Appeal Board had power to give leave to
the Commission to amend the charge and exercised that power
quite correctly. Likewise, there was nothing wrong 1n_ the
refusal to grant the appellant an adjournment of the hearing
of the appeal following the amendment.
The other matters sought to be raised by the
appellant related to issues not raised by the application.
The appellant cannot raise these matters on this appeal.
Accordingly, the appeal should be dismissed with
costs.
:
a
i
- 29 -
1 certify that dhiem=end=the twenty-eight (28)
preceding pages are a true copy of the
Regsons for Judgment herein of the
Honourable Mr. Justice Northrop and the
Honourable Mr. Justice Spender.
er
wwe
ul Associate
Dated: 25 August 1987
Se
IN THE FEDERAL COURT OF AUSTRALIA
)
)
TASMANIA DISTRICT REGISTRY ) No. TG 9 of 1986
)
)
GENERAL DIVISION
ON APPEAL FROM A SINGLE JUDGE OF THE FEDERAL COURT OF AUSTRALIA
BETWEEN: CLYDE FRANCIS MUNNINGS
Appellant
AND: D.W. SMITH, W.J. MCDERMOTT AND
L. FRANCIS (sitting as a
Disciplinary Appeal Board under s.62
of the Telecommunications Act 1975)
Respondents
CORAM: Northrop, Beaumont and Spender JJ.
PLACE: Brisbane
DATED: 25 August 1987
REASONS FOR JUDGMENT
BEAUMONT J. This 1S an appeal from orders made by a Judge
of the Court (Everett J.), dismissing an application by the
appellant, an officer of the Australian Telecommunications
Commission ("the Commission"), under the Administrative Decisions
(Judicial Review) Act 1977 seeking an order of review of a
decision of the respondents, who constituted a Disciplinary
Appeal Board ("the Board") under s.63 of the Telecommunications
Act 1975 ("the Act"), by which the Board confirmed a decision of
the Delegate of the Commission in relation to a charge against
him under s.58(3)(b) of the Act. The charge against the
appellant was that he wilfully disregarded an official direction
that he submit himself for a medical examination. The direction
was purportedly given pursuant to Telecommunications (Staff)
By-law 51 as follows:
"Health of officer dangerous to others.
51. (1) If the Commission has reason to believe that
an officer is in such a state of health as to render
him incapable of performing his duties or constitute a
danger to his fellow officers or the public, the
Commission may require the officer to obtain and
furnish a report as to his condition from a duly
qualified medical practitioner, or may require him to
submit himself for examination by a medical officer of
the Department of Health or a medical practitioner
named by the Commission.
(2) Upon receipt of the medical report, the
Commission may direct the officer to absent himself
from his duties for a specified period, or, 1f already
on leave of absence, direct him to continue on leave
for a specified period, and the officer's absence
shall be regarded as absence on leave owing to
illness."
There was no dispute that the appellant failed to
observe the direction. The Delegate found the charge proved and
recommended dismissal. On appeal to the Board, the decision to
dismiss was confirmed.
The relevant legislative scheme is found in Division 6
of Part V of the Act. Part V deals with staff of the Commission
and Division 6 deals with dismissals and punishments. An officer
shall be taken to have failed to fulfil his duty as an officer
(i.e. "misconduct") if, inter alia, he "wilfully" disobeys or
"wilfully" disregards a direction given to him as an officer and
given by a person having authority to give the direction
(s.58(1)(a)). Where an officer authorised for the purpose by the
Commission is of the opinion that an officer may have failed to
fulfil his duty as an officer, the authorised officer shall, as
soon aS practicable, decide whether he should be charged and 1f
he decides that the officer should be charged, by writing under
his hand delivered to the officer, charge the officer with the
failure (s.58(3)(b)). Where an officer is charged with
misconduct, an officer authorised by the Commission for the
purpose, not being either the supervisor of the officer charged
or an officer authorised to lay the charge, shall, without undue
delay, hold an inquiry into the charge (s.58(5)). Where the
officer who held an inquiry into the charge is satisfied that the
officer charged has failed to fulfil his duty as an officer, he
may, inter alia, direct that a sum not exceeding $40.00 be
deducted from the salary of the officer (s.58(9)(b)); or
recommend to the Commission, in writing, that the Commission
dismiss the officer from the Service (s.58(9)(d)(iii)). Where an
officer makes a recommendation specified in s.58(9)(d), he shall
furnish to the Commission, with his recommendation, full
particulars of his findings 1n relation to the facts giving rise
to the misconduct (s.58(10)). The Commission may then, inter
alia, decide to give effect to the recommendation (s.58(11)). A
decision under s.58 by the Commission or by an officer authorised
under s.58(5) does not have effect - if the officer appeals -
unless the appeal lapses or is withdrawn or a Disciplinary Appeal
Board ("a Board") confirms, either with or without a variation,
the decision (s.58(15)) (see Trigger Ve Australian
Telecommunications Commission (1984) 4 F.C.R. 242 at pp.250,254).
An officer may appeal to a Board against a decision made
with respect to him by an officer or the Commission under s.58
(s.62(l)(a)). A Board shall hear each such appeal and may
confirm, vary or set aside the decision (s.62(5)).
4.
Before going to the detail of the arguments advanced on
the appeal, it should be noted that a significant part of the
appellant's submissions was directed at the background facts
lying behind the dispute. On an application for an order of
review under the Judicial Review Act, in considering whether a
ground for review has been established, it is, of course, open to
the court to determine the underlying facts for itself. The
court will give considerable weight to the decision sought to be
reviewed so far as the decision turns on the facts. The degree
of weight will depend upon the circumstances (see Re Ludeke; Ex
parte Queensland Electricity Commission (1985) 60 A.L.R. 641 at
p.645 (Full High Court)). But, 1f necessary, a party may seek to
prove, by admissible evidence, other facts (see Australian
Communist Party v. The Commonwealth (1951) 83 C.L.R. 1 per
Williams J. at p.225; Lane, The Australian Federal System, 2nd
ed. at p.1087). In the proceedings before Everett J., the
parties relied on the material previously before the Boards
together with the reasons for their decisions. In those
circumstances, there were obvious difficulties confronting the
appellant in inviting us to substitute our view of the facts for
the findings made by the Board. Apart from the rare case of a
total lack of evidence on the point in question, judicial review
of purely factual questions 1s usually not available hoth under
the Judicial Review Act and under s.39B of the Judiciary Act 1903
on an application for a prerogative writ (see, e.g. Hotop,
Principles of Australian Administrative Law, 6th ed. at p.253).
The appellant (who appeared before us in person, although
represented by counsel before Everett J.) seemed not to
appreciate the difficulty he faced in persuading us on an appeal
to make a series of findings of primary facts.
The history of the matter is long and complicated. It
is recited in three main sources: first, the reasons for
decision of a Board given on 9 December 1983 ("the first Board
decision"); secondly, the reasons for decision of the Board given
on 19 April 1985 (the decision sought to be judicially reviewed);
and, thirdly, the reasons for judgment of Everett J. given on 17
November 1986. It 1S unnecessary to repeat that material here.
I will mention only those facts which bear upon the questions
which arise on the appeal.
In his supplementary notice of appeal, the appellant
seeks to set aside the orders made by Fverett J. He also seeks a
number of declarations and orders, including a declaration that
his dismissal was invalid and an order for his reinstatement. It
1S convenient to deal in turn with each of the grounds of appeal
as follows (Ground 1 was formal only):
"2. The learned Judge erred in holding that By-law
51(1) of the Telecommunications (Staff) By-laws,
is a valid exercise of power by the Australian
Telecommunications Commission to act under the
provisions of section 111(1)(g) of the
Telecommunications Act 1975.
By s.111{1) of the Act, the Commission "may make
By-laws, not inconsistent with the Act and the regulations,
prescribing all matters which are required or permitted to be
prescribed by the By-laws, and making provision for, or with
respect to -
(g) the terms and conditions of employment of
officers and employees;..."
In my opinion, By-law 51 is within power. It does not
"go outside the field of operation which the Act marks out for
itself" (see Morton v. Union Steamship Co. of New Zealand Ltd.
(1951) 83 C.L.R. 402 at p.410; Shanahan v. Scott (1957) 96
C.L.R. 245 at p.250; The Queen v. Toohey; Ex parte Northern Land
Council (1981) 151 C.L.R. 170 at p.187; Pearce, Delegated
Legislation at pp.118-9; Bennion, Statutory Interpretation at
p.146). There is an obvious connection between the employment of
an officer and his state of health. A law prescribing procedures
to be followed with a view to checking an officer's medical
condition 1s a law with respect to the terms and conditions of
his employment and is thus within the power conferred by
s.1lll(1)(g) (cf. Trigger, supra, at pp.256-7).
The third ground of appeal is as follows:
"3. The learned Judge erred in holding that Mr.
Griggs is able to exercise the powers of the
Australian Telecommunications Commission, in
relation to By-law 51, without formal
delegation."
It appears that this ground was not raised below.
The direction in question was given by Mr. R.W. Grigqs,
Chief Manager, Personnel and Industrial Relations.
Provision is made by s.33(1) of the Act for the
Commission, by instrument under seal, to delegate to, inter
alios, an officer or employee, any of its powers under the Act.
Although no instrument of delegation was tendered in evidence
7.
before Everett J., it was conceded before the learned judge by
the appellant's counsel that all necessary authorisations and
delegations had been given or made. Even if this concession had
not been made on behalf of the appellant, the ordinary
presumption of regularity would apply (see Cross on Evidence
third Australian Edition (D.M. Byrne Q.C. and J.D. Heydon) at
p28). At any rate, in an application for judicial review, the
onus was on the appellant to demonstrate that, in fact, Mr.
Griggs lacked the requisite authority to act. It follows, in my
view, that even if the appellant were entitled to raise the
matter now, there is no substance in this ground of appeal.
The next ground of appeal is:
"4, That By-law 51(1) of the Telecommunications
(Staff) By-laws is invalidated by the manner in
which the Australian Telecommunications
Commission purports to delegate its authority to
act, under the said By-law."
It was suggested that only the Commission itself could
act under By-law 51. The submission must be rejected as contrary
to the facultative provisions of s.33 of the Act and, if
necessary, an implied power to delegate {see Minister _ for
Aboriginal Affairs v. Peko-Wallsend Ltd-(1986) 66 A.L.R. 299 per
Mason J. at p.307).
The fifth ground of appeal is:
"5S. The learned Judge erred in failing to hold that
the Direction to the Appellant by Mr. Griggs, on
8th May 1984, was vitiated by the refusal of Mr.
Griggs to discuss the reason for his belief,
with the Appellant."
8.
It appears that this ground was not raised below.
It is a condition precedent to the operation of By-law
51 that the Commission, acting through one of its officers, have
"reason to believe" the matter stated in the By-law. This does
not mean that this question 1S unexaminable by a court (see the
cases cited by Ormiston J. in Commission for Corporate Affairs v.
Guardian Investments Pty. Ltd. [1984] V.R. 1019 at p.1023; and
see National Companies and Securities Commission v. Sim (No. 1)
(1987) vV.R. 411 at p.419). The Commission must hold the
requisite belief and there must be a reasonable ground or grounds
for holding it (see W.A. Pines Pty. Ltd. v. Bannerman (1980) 30
A.L.R. 559 per Lockhart J. at pp.571-2). A reasonable ground
does not, of course, mean that it is the better or the preferred
view. A reasonable ground is one that 1S not irrational, absurd
or ridiculous (see Attorney-General's Department v. Cockcroft
(1986) 64 A.L.R. 97 at p.106).
In the present case, the learned judge was satisfied
first, that Mr. Griggs held the requisite belief and, secondly,
that he did so on reasonable grounds. The first finding was one
of primary fact. It was not, and could not be, seriously
disputed. The second finding was largely one of fact, albeit
secondary in character. The appellant now seeks to challenge it
on the ground that there was an obligation upon Mr. Griggs to
discuss his reasoning process with the appellant. There was no
such obligation, express or implied. There is no ground
established for interference with the second finding made by
Everett J. This ground of appeal should be rejected.
Next is the sixth ground ;
"6. The learned Judge erred in failing to hold that
a letter to the Appellant from Mr. Griggs, dated
16th May 1984, was of such uncertain denotation
that the Appellant could not be found to have
wilfully disregarded the Direction."
The direction in question was given on 8 May 1984. It
Girected attendance upon the Commonwealth Medical Officer at
11.30 a.m. on 21 May. On 16 May, the appellant submitted an
application for sick leave so as to keep a doctor's appointment
at 11.00 a.m. on 21 May. Mr. Griggs wrote to the appellant on 16
May :
"I am in receipt of advice from your Manager, Mr G.P.
Pullen, that you have in turn sought from your Line
Supervisor sick leave approval in advance to keep a
doctor's appointment at 11.00 am on Monday, 21 May
1984.
May I direct you to my letter of 8 May 1984 which
instructed you to keep the appointment with the
Commonwealth Medical Officer on Monday, 21 May 1984 at
11.30 am.
If there are emergent circumstances that prevent your
attendance at the Commonwealth Medical Officer's
appointment, I would appreciate written advice stating
your reasons for your inability to attend. This
advice, by close of business 17 May 1984, is required
so that alternative arrangements may be made for your
medical examination."
Everett J. accepted the following version of Mr. D.J.
McCarthy, Acting Manager, General Personnel Services, of the
events which subsequently occurred -
"Mr Munnings spoke to Mr Griggs by phone during the
afternoon of Tuesday, 17 May 1984. Mr Griggs prepared
a file note on their discussion. It records that Mr
Griggs attempted to persuade Mr Munnings to reconsider
his decision not to attend the Commonwealth Medical
Officer. Mr Munnings kept pressing for the reasons
10.
for the referral and finally indicated he would be
keeping his private appointment. He at no time gave
any reasons why the pre-arranged appointment with the
Commonwealth Medical Officer should not be kept."
The letter of 16 May, whether looked at in isolation or
in the light of the subsequent events, could not have misled the
appellant. Its terms were plain enough and, if it matters, were
reasonable. I reject this ground of appeal.
The seventh ground of challenge is:
"7. The learned Judge erred in failing to hold that
the suspension from duty of the Appellant, by
the Commission, in anticipation of a future
default by the Appellant, was beyond the powers
of the Commission."
It appears that this ground was not raised below.
The suspension of the appellant was not a matter
directly in question before Everett J. Nor did 1t even have any
collateral significance. Tf the suspension were valid, no
further question could arise for our purposes. On the other
hand, even if the suspension were not valid (a question I do not
need to consider), its invalidity could not bear upon the
appellant's independent obligation to comply with a direction
given under By-law 51. On any view, the purported suspension
could not affect his obligation to submit himself for medical
examination (cf. Csomore v. Public Service Roard of N.S.W.,
Rogers J., Supreme Court of New South Wales, unreported, 4
November 1986; G.J. McCarry, No Work No Pay (1987) 3 Australian
Bar Review 174 at p.177).
ll.
By appeal ground 8:
"8, The learned Judge erred in failing to hold that
the Appellant, being suspended from duty without
salary in breach of section 59(2) of the
Telecommunications Act 1975, was not required to
comply with any Direction of the Commission,
which required performance by the Appellant on
21st May 1984."
The reasons for rejection of ground 7 apply here also.
Next is ground 9:
"9, The learned Judge erred in failing to hold that
a 'requirement' made by the Commission under
By-law 51(1), could not subsequently be
characterised as a 'direction' for the purpose
of supporting an allegation, by the Commission,
that the Appellant was in breach of section
58(1)(a) of the Telecommunications Act 1975."
It will be remembered that s.58(1)(a) speaks of wilful disregard
of a "direction". There 1s no statutory definition of what is a
"direction". "Order" and "direction" are usually interchangeable
terms (see Benson v. Benson (1941) P.90 at p.97). Under the
general law, an employee 1s bound to obey all lawful and
reasonable orders (see G.J. McCarry, The Employee's Duty to Obey
Unreasonable Orders (1984) 58 A.L.J. 327; op. cit., 3 Australian
Bar Review at p.176). Section 58(1)(a) reflects this notion.
Although By-law 51(1) is framed 1n terms of a "requirement", this
is clearly the same thing as an order or direction. It follows
that a requirement under the By-law constitutes a "direction" for
the purposes of s.58(1)(a). I reject this ground of appeal.
12.
By the tenth ground of appeal:
"10. The learned Judge erred in failing to hold that
the Commission was not empowered to authorise an
enquiry and dismiss the Appellant, without first
advising the Appellant that which was alleged
against him."
As has' been noted, s.58 prescribes a number of
procedures designed to afford an officer charged with misconduct
an adequate opportunity to know what 1s alleged against him.
Everett J. found that those procedures had been complied with
here. I agree with his conclusions and, 1n particular, with his
finding that, at all material times, the appellant was apprised
of the nature of the charge against him. It must follow that
this ground of appeal fails.
Ground 11 is:
"Ill. The learned Judge erred in holding that the
Respondents had Jurisdiction to amend the
charge, which was the subject of an appeal
before them, to enable the said charge to
conform with a prior finding of the Commission
delegate."
In its reasons, the Board said:
"Charge 5, as it was served on the Appellant, stated
that on 21 May 1984 he had wilfully disregarded a
direction...'given to him in his official capacity by
Geoffrey Peter Pullen, Manager, Supply Branch, a
person authorised to give the said direction'... In
fact the direction in question was given by Mr R.W.
Griggs, Chief Manager, Personnel and Industrial
Relations Department. On 16 October 1984 (the week
prior to the commencement of the hearing of these
appeals), Mr. D.J. McCarthy, Manager, General
Personnel Services Branch, wrote to the Appellant.
That letter stated, inter alia, 'When the Disciplinary
Appeal Board convenes on Monday, 22 October, Telecom
Australia will seek to amend the Charge and the
Notification of Finding and Decision. The amendment
to be sought will be to delete the words 'Geoffrey
13.
Peter Pullen' and to insert the words 'Roger William
Griggs'.' Mr. Cunningham submitted formally that
Charge 5 should be amended in those terms and that the
appeal should proceed accordingly."
Everett J. was of the view that the Board "acted
properly" in permitting the amendment.
In my opinion, the misstatement of the identity of the
person giving the direction did not invalidate the charge. Read
as a whole, the charge made it plain enough that the misconduct
complained of was the appellant's failure to attend for a medical
examination on 21 May. There was only one official direction of
that kind given requiring attendance on the Commonwealth Medical
Officer on that date. There was thus no room for any suggestion
that the appellant could reasonably have been misled by the
misnomer. Rather it 18 a case of application of the maxim falsa
demonstratio non nocet (see, e.g. Wingqadee Shire Council v.
Willis (1910) 11 C.L.R. 123 at p.148).
In any event, the "appeal" to the Board was in the
nature of a hearing de novo (see Builders Licensing Board v.
Sperway Constructions (Syd.) Pty. Ltd. (1976) 135 C.L.R. 616).
That being so, the question before the Board was not whether the
Delegate's decision was correct. There was a fresh hearing, upon
fresh evidence, before the Board. In that context, 1t was open
to the Commission to indicate to the appellant before that
hearing that there was a misnomer in the wording of the charge.
If, as I doubt, there was any room for confusion previously, it
was thereby removed. I agree with Everett J. that the Board
acted properly in this regard. The appellant has no proper
grounds for complaint on this score.
14.
The 12th and 13th grounds are ~
"12. The learned Judge erred in failing to hold that
delegations numbered one and two of schedule F,
Commission exhibit C6, are invalid.
13. That insofar as delegation number 18 of schedule
K purports to authorise certain officers of the
Commission to form an opinion on behalf of the
Commission, for the purpose of By-law 51(1), it
is ultra-vires."
It appears that these grounds were not raised below.
Given the concessions at the trial, no question can
arise here as to the validity of the delegations.
Grounds 14, 15 and 16 may be considered together -
"14. The learned Judge erred in failing to hold that
the persons who made the decision to dismiss the
Appellant had not discharged the onus provided
for in section 58 of the Telecommunications Act
1975.
[It appears that this qround was not raised
below}
15. The learned Judge erred in failing to hold that
section 58(1)({a) of the said Act did not apply
in the circumstances of the dismissal of the
Appellant.
16. The learned Judge erred in failing to hold that
the Appellant could not properly be dismissed by
reason only of his failure to attend for medical
examination."
The task of persuading a court to grant judicial review
on these grounds must be a formidable one. The ultimate issue is
whether, in all the circumstances, the appellant could be said to
have "wilfully" disregarded the direction given to him. This is
15.
essentially a question of fact and as Lord Brightman observed in
Puhlhofer v. Hillingdon London Borough Council [1986] A.C. 484
(at p.518):
"Where the existence or non-existence of a fact is left
to the judgment and discretion of a public body and
that fact involves a broad spectrum ranging from the
obvious to the debatable to the just conceivable, it
is the duty of the court to leave the decision of that
fact to the public body to whom Parliament has
entrusted the decision-making power save in a case
where it is obvious that the public body, consciously
or unconsciously, are acting perversely."
Further, in such cases, even if a ground of review might
technically exist, 1t may be appropriate for the court to decline
to grant relief on discretionary grounds (see Lamb v. Moss (1983)
49 A.L.R. 533 at pp.546-551. And, as was pointed out in Lamb v.
Moss, in some situations, it is appropriate that the court
intervene at an early stage of the proceedings for the purpose of
dismissing the application for Judicial review on discretionary
grounds. In my view, grounds 14, 15 and 16 are no more than an
impermissible attempt, by the "back-door", to re-agitate what the
appellant perceives to be merits of his general employment
situation. As such, 1t was not an appropriate subject for
judicial review and, in my opinion, Everett J. would have been
justified in dismissing the application on that discretionary
ground. In fact, Everett J. did explore the merits of the
appellant's case in considerable detail and found it wanting.
There was no reason of any substance advanced to us on the appeal
which could justify our interfering with his Honour's assessment,
even if it were appropriate that we attempt that exercise for
ourselves. These grounds are rejected.
16.
Ground 17 is:
"17. The learned Judge erred in holding that the
amendment to the charge could be regarded as
'correcting a formal defect'."
This ground 1s rejected for the reasons already
advanced.
Ground 18 reads:
"18. The learned Judge erred in failing to hold that
the provisions of section 62(9) of the
Telecommunications Act 1975 apply to the
addendum, or majority decision, of a
Disciplinary Appeal Board sitting under Section
62 of the said Act, 1n December 1983."
In my opinion, Everett J. correctly dismissed, as
academic, any attempt to review the first Board decision.
Grounds 19, 20, 21, 22, 23, 24, 25 and 26 read:
"19. The learned Judge erred in failing to find that
the Commission had ignored the 1983 decision of
a Disciplinary Appeal Board (DAB), which
required the Commission to discuss, with the
Appellant, the contents of a covert letter which
the Commission had written to the Commonwealth
Medical Officer on 4th July, 1983.
20. The learned Judge erred in failing to hold that
until the Commission discussed the said covert
letter, with the Appellant, the Appellant could
not be required to attend for medical
examination.
21. The learned Judge erred in failing to hold that
the contents of the said letter were not matters
which the Commission could require the Appellant
to discuss with a medical officer.
22. The learned Judge erred in failing to hold that
the contents of the said letter, if true, are
not matters which could justify the formation of
an 'opinion', for the purpose of invoking By-law
51(1) against the Appellant.
23.
24.
25.
26.
17.
The learned Judge erred in failing to hold that
the specific allegations concerning the
Appellant's work performance, which motivated
the Commission to issue the said letter, were
Matters of which the Appellant could reasonably
expect to have been advised.
The learned Judge erred in failing to hold that
the said letter did not advert to any matter
which could be said to constitute a breach of
the terms and conditions of the Appellant's
employment contract, by the Appellant.
The learned Judge should have held that senior
Telecom management did not understand, or chose
to ignore, the Commission's written guidelines
which were designed to ensure the health and
safety of certain officers of the Commission.
The learned Judge should have held that the
Commission had failed its obligation to employ a
competent supervisor."
These are an attempt to restate grounds which have already been
rejected for the reasons then given.
By grounds 27 and 28:
"27. The learned Judge should have held that the
Appellant was not required to obey the
instruction of a supervisor, if compliance would
cause the Appellant to be, incontrovertibly, in
breach of the statutory terms and conditions of
his employment, and liable to be dismissed.
28. The learned Judge erred in failing to hold that
the Respondents had failed to take account of
the equivocation and prevarication of the
witness Mr. B.R.T. Townsend."
It appears that these grounds were not raised below.
These assertions, even if justified - a matter I need
not consider - could not provide any foundation for judicial
review.
18.
Ground 29 reads:
"29. The learned Judge should have held that the
Respondents denied the Appellant natural
justice."
I agree with his Honour, for the reasons he gave, that,
in all the circumstances, the appellant was not denied natural
justice.
By ground 30:
"30. The learned Judge erred in failing to hold that
'error of law' as defined in section 5(1)(f£) of
the Administrative Decisions (Judicial Review)
Act 1977 is not simply a_e reference to any
unlawful procedure by which the D.A.B. reached
its own decision, but will include all errors of
law and procedure alleged by the Appellant
against the Australian Telecommunications
Commission.
It appears that this ground was not raised below.
I agree with Everett J. that, for our purposes, the only
material decision was that of the Board's confirming the decision
to dismiss the appellant.
Ground 31 is:
"31. The learned Judge erred in failing to hold that
a ground of review has been made out, under each
and every head provided for in section 5(1) of
the said AD (JR) Act 1977."
19.
This is merely a restatement of other grounds.
By ground 32:
"32. The learned Judge should have held that the
Direction of the Commission, requiring the
Appellant to attend for examination was vitiated
by fraud.
PARTICULARS OF FRAUD:
(a) The particulars of fraud alleged by the
Appellant, against the Australian
Telecommunications Commission, or its
officers, are contained in an affidavit
sworn by the Appellant on 30th August 1985,
and filed in Application TG2 of 1985 on 2nd
September 1985.
(b) In addition, it is alleged by the Appellant
that the abovementioned covert letter,
Gated 4th July 1983, was written with a
reckless disregard for the truth of the
matters alleged against the Appellant, and
was calculated to persuade a =e medical
officer that the Appellant was unfit for
continued employment by the Australian
Telecommunications Commission."
This ground was not raised below. It 1s without substance.
By ground 33:
"33. The learned Judge erred in failing to hold that
the said covert letter had so compromised the
addresee that the Commission could not require
the Appellant to attend for examination, by the
said addresee."
It appears that this ground was not raised below. It is without
substance.
20.
Ground 34 is:
"34. The learned Judge erred in holding that By-law
51(1) should be qualified by the words 'in a
reasonably satisfactory manner.'"
In my opinion, his Honour correctly construed the By-law
and correctly applied it to the circumstances of this case.
By ground 35:
"35. The learned Judge erred in failing to hold that
the Respondents took account of irrelevant
considerations."
This is merely a restatement of other grounds of appeal.
The appeal should be dismissed with costs.
I certify that this and the
preceding nineteen (19) pages
are a true copy of the Reasons
for Judgment herein of his
Honour Mr. Justice Beaumont
A/ Associate; "8rtn foun
Dat: 0S egy Ho PPI
ATTACHMENT A
Title of Action CLYDE FRANCIS MUNNINGS v.
D.W. SMITH, W.J. McDERMOTT and
L. FRANCIS (sitting as a
Disciplinary Appeal Board under
. 5.62 of the Telecommunications Act
1975)
File Number : T. No. G9 of 1986
Dates of Hearing 22 and 23 July 1987
Judgment Delivered
25 August 1987
Counsel for Appellant Appellant appeared in person
Counsel for Respondents
Dr. G. Flick Q.C. with
Mr. C. Cunningham
Solicitor for Respondents: Australian Government Solicitor
Signed wolfe. de dash.
Date 25 August 1987