Huynh, V.C. v. Secretary, Department of Social Security [1988] FCA 137
Federal Court of Australia
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WODGMENT No, LE LSS.
Social services - claim for family allowance by father resident
in Australia of children still in Vietnam - children unable to
travel to Australia because of refusal of Vietnamese Covernment
ts arant cxic visas - finding by Administrative Appeals Tribunal
that father excrcising a substantial degree of care and control
over children from Australia - whether Tribunal's decision to
refuse payment of benefit on ground that father did not have
custody, care and control of children because he could not bring
them to Australia disclosed an error of law.
Social Security Act 1947, ss. 95, 96
Social Security and Repatriation Legislation Amendment Act 1985,
3. 124
VAN CONG HUYNH v. SECRETARY, DEPARTMENT OF SOCIAL SECURITY
No. G577 of 1997
f N
- =f
Coram: Sheppard, Morling and Burchett JJ. . 2 52 ia
Place: Cydney ESS Be} my
i-s\s J 2 "SS * <
Date : 20 April 1998 g
I THE CEDERSAL
SCURT oF NUCSTEALIC.
UE SONTH WALES BISTRICT ERCICTE
SENEFIL DIVISIO
BETWEEN:
AND:
CORAM: CHEPPARD,
PLACE: CYDNE?
DATE : 2G AFRIL 1285
MINUTES
THE COURT ORDERS THAT: -
1. The appeal be allowed.
2. The
judgment of
Davies J.
No. G577 of 1987
wee
TAN CONG HUZIH
Appeliant
SECRETARY, DEPARTMENT OF
SOCIAL SECURITY
Respondent
MORLING and BURCHETT JJ.
OF ORDER
and the decision of the
Administrative Appeals Tribunal dated 11 November 1986 be set
aside.
3. The matter be remitted to the Administrative Appeals Tribunal
to be heard and decided again.
1, The
respondent pay the
costs
of the appellant of the
proceedings before Davies J. and of the appeal.
NSTE: Cettlement and cntr-
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NEW SOUTH WALES DISTRICT RECISTEY
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CENERAL DIVICION
BETWEEN :
YAN CONG HUYNH
Appeilant
ANE:
SECRETARY, DEPARTMENT OF
SOCIAL SECURITY
Respondent
CORAM: CHEPPARD, MORLING and BURCHEIT JJ.
DATE : 20 APRIL 1988
REASONS FOR JUDGMENT
SHEPPARD J.: In this matter I have had the advantage of reading
the judgments to be delivered by Morling and Burchett JJ. I
agree in the orders which they propose and generally with their
reasons therefor.
It seems to me that the Administrative Appeals Tribunal fell
into error when it failed to have regard to the provisions of s.
96 of the Social Security Act 1947 when construing s. 95 thereof.
The Tribunal said that the "threshold qualification question"
could not be read down or limited by the provisions of s. 96.
The Tribunal also said that an applicant must be first qualified
by s. 35 before consideration of the actual entitlements under s.
"a"
3 can occur. But, in my respectful opinion, the Tribunal
overlooked the aunflucnce which =. 96 has on the proper
censtruction of 95. This conclusion led the Tribunal to treat
ui
the fact that the appellant had been unable, during the whole of
the relevant period, to obtain exit visas for his children to
leave Vietnam and come to Australia as determinative of the
outcome of the appeal. In my opinion the fact that exit visas
had not been issued was a relevant factor, but it was not a
determinative factor. It needed to be considered along with the
other matters which were the subject of findings by the Tribunal
in relation to the care and control of the children, albeit from
Australia, which the Tribunal found the appellant to have
exercised.
A mumber of Judges of this Court have said from time to time
that decisions of the Tribunal are not to be read hypercritically
with a view to detecting statements which may suggest errors or
misunderstandings of the law. I have adopted that approach in
this case. But, regrettably, I think the matters to which I have
referred reflect a fundamental misunderstanding of the task which
the Tribunal had with the consequence that the matter must go
back for a further hearing.
| certify thatthis and the — preceding
page are. a true copy of the reasons for
judgment herein of The Honourable
Mr Justice Sheppard. A ges A
Associate
Dated 20 APRIL /72F
IN THE FEDERAL COURT OF AUSTRALIA
)
)
NEW SOUTH WALES DISTRICT REGISTRY ) No. G577 of 1987
)
)
GENERAL DIVISION
BETWEEN: VAN CONG HUYNH
Appellant
AND: SECRETARY DEPARTMENT OF
SOCIAL SECURITY
Respondent
CORAM: SHEPPARD, MORLING and BURCHETT JJ.
DATE: 20 APRIL 1988
REASONS FOR JUDGMENT
MORLING J.: This 1s an appeal from a decision of a judge of
the Court (Davies J.) dismissing an appeal from _ the
Administrative Appeals Tribunal. The decision of the Tribunal
was given on an application for review of a decision of the
Secretary of the Department of Social Security to cancel family
allowance in respect of three of the appellant's children who
reside in Vietnam. The Tribunal decided that the Secretary's
decision should be affirmed.
An appeal from a decision of the Tribunal lies only on
a question of law - see s.4 of the Administrative Appeals
Tribunal Act 1975. Davies J. was of the opinion that there
was no error of law in the Tribunal's decision and accordingly
dismissed the appeal.
2.
The crucial question which arose for consideration in
the Tribunal was whether, in terms of s.95({1) of the Social
Security Act 1947 ("the Act") the appellant had the custody,
care and control of his children in respect of whom he sought
family allowance. At all relevant times s.95{1) was in the
following terms:
"95. (1) Subject to this Part, a person who has
the custody, care and control of a child (not being
a child who is an inmate of an institution) or an
institution of which children are inmates 1s
qualified to receive a family allowance in respect
of each such child in accordance with this
section."
Substantially the same question arose under s.6(1) of the Act
in respect of the period after amendments were made to the Act
by Act No. 95 of 1985. After these amendments took effect,
the right to receive family allowance was granted to a person
who has a "dependent child" (s.95(1)), that expression being
defined in s.6({1) as meaning a child under the age of 16 years
who 1s in the custody, care and control of the person. The
entitlement of the appellant to receive family benefit was
afforded by transitional provisions contained in the 1985
amending Act but for present purposes it is unnecessary to
consider these provisions.
There was no dispute before the Tribunal as to the
facts upon which the appellant's claim for family allowance
fell to be determined. They are compendiously referred to in
the judgment under appeal from which the following account of
them 1s taken.
3.
The appellant is a native of Vietnam. His wife and
three of his children still reside in that country. After the
unification of Vietnam in 1975 he was sent to a re-education
centre where he was detained for three years. During that time
some of his children stayed with his parents in Sadet, his home
village. The other children stayed with their mother at her
parents' residence in another town. Upon his release from the
re-education centre, the appellant was united with his family
and thereafter they lived for a number of years in Sadet.
In 1983 the appellant and his two eldest children fled
Vietnam by small boat arriving in Australia in October of that
year. His wife and three younger children remained in Vietnam
because of the danger of the voyage. He and his wife hoped
they would be reunited. They retain that hope. However, his
wife and the three youngest children have been unable to obtain
permits entitling them to leave Vietnam.
In October 1984, Mrs Huynh and the three youngest
children attempted to flee Vietnam but were arrested. The
children were retained in custody for one month and then
released into the custody of their mother's parents. Mrs
Huynh was kept in custody for about twelve months.
Since the appellant's escape from Vietnam, his three
youngest children and their mother have resided with her
parents, save for periods when they were kept in custody.
4.
The appellant has regularly sent parcels of medicine
and goods to his family at a cost of $1,000 to $1,200 per
annum. He has kept in constant communication by post with his
wife and his directions have been sought with respect to all
matters of significance so far as the children are concerned.
The Tribunal concluded that the appellant was a concerned and
caring father who was doing his best to bring about a
reunification of his family in Australia. It also found that
the appellant's wife and children were substantially supported
by him, and that they also rece1zved some support from the
appellant's family and his wife's family in Vietnam.
Upon these facts the Tribunal made findings which it
expressed in the following terms: -
"I find that the applicant has not had factual
custody, care and control of his three children
resident in the DRVN (i.e. Democratic Republic of
Vietnam) since the time of his departure in 1983.
In the absence of valid exit visas from the DRVN he
is not able to resume such custody care and
control, Accordingly, he has not and does not
meet the threshold qualification for receipt of
family allowances set by section 95(1) of the Act."
In reaching its decision the Tribunal expressed the
view that the reference in s.95(1) of the Act to "custody, care
and control" was a reference to factual, rather than
constructive custody, care and control. Adopting this
approach, it affirmed the Secretary's decision to cancel
payment of family allowance to the appellant because although
he contributed significantly to the maintenance of his children
and was doing his best to be reunited with them, he had no real
5.
control over their movements. In 1ts reasons the Tribunal
said:
"In the circumstances of this case such factual
'custody, care and control' does not and cannot for
the present exist. This is most easily tested by
reference to the most critical decision the
applicant can take, namely a decision to bring his
wife and the three children to Australia. Whilst
ever the Government of Vietnam has not issued exit
visas, the applicant 1s unable to factually resume
the 'custody, care and control' he so earnestly
wants. Factual 'custody, care and control' is in
reality exercised by his wife and whilst she was
imprisoned appears to have been exercised by her
parents. I readily accept that the applicant
contributes significantly to the maintenance of the
children, seeks to exercise some controls over them
and is doing his very best to reunite the family.
These factors go some way towards establishing
factual 'custody, care and control' but in the
absence of any real control over their movement to
Australia, they are insufficient in my view to
establish the reality of that 'custody, care and
control'. Provided these other factors are
maintained, I merely express the view that I would
have no difficulty in finding such 'custody, care
and control' once the exit visas are issued."
Before the trial judge, counsel for the appellant did
not challenge any, save the ultimate, findings of fact made by
the Tribunal. The ultimate finding that the appellant did
not have the custody, care and control of his three youngest
children was attacked on two grounds. First, it was submitted
that the finding was based upon the erroneous view that the
test to be applied in determining the application was whether
the applicant had the "factual custody, care and control" of
the children, and that constructive custody, care and control
was insufficient for this purpose. Secondly, it was submitted
that the Tribunal's statement that it would have no difficulty
in finding that the applicant had custody, care and control of
6.
the children once exit visas were issued to them disclosed an
error of law in the Tribunal's decision, It was submitted
that the fact that exit visas had not been issued to the
children was erroneously regarded by the Tribunal as being
conclusive and that 1t fazled to determine the application by
reference to a survey of all the facts as to the applicant's
relationship with his children and the circumstances in which
they were living.
Davies J. rejected both these arguments. He
reiterated the view, which he had expressed in Secretary to the
Department of Social Security v Ho (Federal Court, 27 October
1987), that the criteria for entitlement to a family allowance
look to the factual circumstances of the case rather than to
legal entitlement and that a person may receive a family
allowance in respect of a child only if that person has the
responsibility for the welfare of the child and undertakes the
child's care and control.
I agree with this view. It is, of course, destructive
of the submission that constructive custody, care and control
of a child suffices for the purposes of the legislation.
Indeed, on the hearing of the appeal it was not contended that
Davies J. erred in rejecting this argument.
However, counsel for the appellant pressed the
argument that the Tribunal had erred in law in reaching its
decision. It was submitted, in effect, that it could be
discovered from its reasons that it had construed s.95(1) of
7.
the Act as requiring a finding that the appellant's children
were not within his custody, care and control because exit
permits had not been issued to them permitting them to leave
Vietnam. The submission continued that when regard is had to
the whole of the Act, and in particular to s.96(5), 1t 1s
apparent that family allowance may be payable to a claimant
whose children cannot join him in Australia because of their
unabilaty to leave the country in which they are residing.
It is plain that family allowance may be payable toa
claimant in respect of children who are living overseas and who
are experiencing difficulty in obtaining exit permits
permitting them to travel to Australia. Section 96(5)
contemplates that family allowance may be payable where the
child to whom the claim relates 1s living outside Australia and
the Director-General is satisfied that the claimant intends to
bring the child to live in Australia as soon as it is
reasonably practicable to do so. Moreover, s.103 of the Act
fixes a period of four years during which a family allowance
may be payable in respect of a child by virtue of s. 96(5).
The critical question is whether the Tribunal
construed s.95(1) as requiring it as a matter of law on the
facts of the present case, to make a finding that the applicant
did not have the custody, care and control of his children. I
have come to the conclusion that there are statements in the
Tribunal's reasons from which it can be inferred that it did,
indeed, place this construction upon the sub-section. The
Tribunal observed that "an applicant must be first qualified by
8.
section 95 before consideration of actual entitlement under
section 96 can occur". After recognizing that there may be a
delegation by a parent of the custody, care and control of his
child to a third person, the Tribunal further observed that
"any such delegation presupposes the on-going possibility of
restoration of direct factual 'custody, care and control'".
In my opinion these observations, coupled with the Tribunal's
statements that it "would have no difficulty in finding such
'custody, care and control' once the exit visas are 1ssued" and
that "no entitlement could exist prior to the time that exit
visas are issued" sufficiently demonstrate that it took the
view that the mere inability to obtain exit visas was of itself
destructive of the claim for family allowance. My conclusion
that the Tribunal took this view is reinforced by the form of
words used by the Tribunal in expressing its ultimate finding,
viz: "I find that the applicant has not had factual custody,
care and control of his three children resident in ...
(Vietnam) since the time of his departure in 1983. In the
absence of valid exit visas ... he is not able to resume such
custody care and control. Accordingly, he has not and does
not meet the threshold qualification for receipt of family
allowances set by section 95(1) of the Act."
I see the force of the argument that, taken as a
whole, the Tribunal's reasons should be taken as conveying that
there were many factors which might have supported a finding
that the appellant had the custody, care and control of his
children in Vietnam but that, absent their ability to obtain
exit visas, it was not persuaded on the whole of the evidence
a or nn
9.
that such a finding should be made. But that 1s not the way
in which the Tribunal expressed its conclusion.
The Tribunal is an administrative body whose decisions
should not be too closely scrutinized for the purpose of
searching for errors of law in what may be imprecise language.
However, it erroneously treated the inability to obtain exit
visas as conclusively demonstrating that the appellant did not
have the custody, care and control of his children. In my
opinion that was an error of law. The appellant was entitled
to have his application considered upon the basis that the
Tribunal was not constrained to reject it by reason of the
unability of his children in Vietnam to obtain exit visas.
Accordingly the appeal should be allowed and the
application should be remitted to the Tribunal to be determined
according to law. The respondent should pay the appellant's
costs before Davies J. and on appeal.
I certify that this and the eight (8) preceding pages
are a true copy of the Reasons for Judgment of His
Honour Mr Justice Morling.
Associate: u/
Counsel for applicant: D.M. Bennett Q.C. with
I. Khan
instructed by: John C. Cooke
Legal Aid Commission
Counsel for respondent: R.B. Wilson
instructed by: Australian Government
Solicitor
Date of Hearing: 22 February 1988
Date of Judgment: April 1988
IN THE FEDERAL COURT OF AUSTRALIA
NEW SOUTH WALES DISTRICT REGISTRY No. G577 of 1987
wwe ww
GENERAL DIVISION
BETWEEN:
VAN CONG HUYNH
Appellant
AND:
SECRETARY TO THE
DEPARTMENT OF SOCIAL
SECURITY
Respondent
CORAM: Sheppard, Morling & Burchett JJ.
DATE: 20 April 1988
REASONS FOR JUDGMENT
BURCHETT J.
The question on which this application turns is
whether, in rejecting the appellant's case, the Administrative
Appeals Tribunal gave effect to an (as the appellant contends)
erroneous understanding of the law, or to a view of the facts.
Similar questions not infrequently arise in appeals from
the Tribunal. Because in a particular case the Tribunal reasons
by stating propositions, it does not follow that they are
propositions of law. See Minister for Immigration and Ethnic
Affairs v. Pochi (1980) 31 ALR 666 at 683-4; Minister for
Community Services and Health v. Chee Keong Thoo (unreported,
Davies, Wilcox and Burchett JJ, 9 March 1988), per Davies and
Wilcox JJ. at 14, per Burchett J. at 13-14.
2.
In the present case, assistance 1s provided by the
careful way in which the Tribunal's reasons are broken up into
sections: paragraphs 1-3 are introductory, paragraphs 4-18 fall
under the heading "The Facts", paragraphs 18-25 (there is a
second paragraph 18) are then headed "The Law", and finally there
is paragraph 26, "Findings". The propositions challenged by the
appellant appear in the section headed "The Law", and in the
ultimate conclusion derived therefrom. Those propositions,
whether they should be characterized as propositions of law or of
fact, do form the basis of the decision. Confirmation that the
Tribunal not only stated them under the heading "The Law", but
also did see itself as rejecting the appellant's case upon a
point of law, is to be found in an observation made in the course
of discussion of the facts bearing upon the extent to which the
appellant's children in Vietnam are dependent upon him for their
support. The Tribunal pointed to a lack of precision in the
evidence, unchallenged though it was in cross-examination, and
added: "In light of the view of the relevant law I have reached
this lack of precision is of no real consequence." (Emphasis
added.)
Under the heading "The Law", the Tribunal referred to
sections 95,96 and 103 of the Social Security Act 1947, as it
stood until 5 September 1985, and to the amendments which applied
from that date by virtue of the Social Security and Repatriation
Legislation Amendment Act 1985. The particular provisions that
are relevant depend on the circumstances of the case, which are
very briefly outlined in what follows. (For a more full
n
3.
statement, I am content to accept the account given by Morling
J.) The appellant fled Vietnam by boat in 1983, arriving in
Australia in October of that year. He promptly completed
sponsorship documents in respect of his wife and three youngest
children, who had remained in Vietnam because of the notorious
dangers facing those who fled by sea. He also sought payment of
family allowance in respect of the three children, for whose
support from the first month of his arrival in Australia he was
sending substantial amounts to his wife in Vietnam, totalling
from $1000 to $1,200 per annum. The allowance was paid from 15
March 1984 until 14 August 1984, as at which date it was
cancelled. Since the question raised by the appeal was the
entitlement of the appellant from 14 August 1984, primary
attention was focused on the legislation which was in force at
that time and until 5 September 1985. The amending legislation
included a transitional provision designed to cover the position
of persons entitled under the pre-existing law.
The legislation prior to 5 September 1985 included the
following provisions:
Section 95 (1) "Subject to this Part, a person
who has the custody, care and control of a
child (not being a child who is an inmate of
an institution) or an institution of which
children are inmates is qualified to receive a
family allowance in respect of each such child
in accordance with this section.
Section 96 (1) "Subject to section 104 [a
provision concerned with persons employed by
government stationed outside Australia, or
members of the Defence Force out of Australia,
or other persons usually resident in Australia
but temporarily absent] a family allowance
shall not be granted unless -
(a)
(b)
(5)
(6)
4.
the claimant (not being an institution) -
(1) ais in Australia; and
(i1) if not born in Australia, has, during the
period of 12 months immediately preceding
the date on which the claim was lodged,
had his usual place of residence in
Australia; and
the child in respect of whom the family
allowance 1s claimed -
(i) is living in Australia, whether or not he
is temporarily absent from Australia; and
(ii) if not born in Australia, has, during
that period of 12 months immediately
preceding the date on which the claim was
lodged, been resident in Australia.
Paragraph (1)(b) does not apply in relation to
a claim for a family allowance where -
(a) the child to whom the claim relates is
living outside Australia; and
(b) the claimant is living in Australia and
the Director-General is satisfied that
the claimant intends to bring the child
to live in Australia as soon as it is
reasonably practicable to do so.
A family allowance shall not be granted or
paid to a person by virtue of sub-section (5)
in respect of a child for any period for which
a payment, similar to a family allowance has
been, or is being, paid to or in respect of
that child under the law of some other
country... ."
Section 103(3) "Where a family allowance is
payable in respect of a child by virtue of
sub-section 96(5) and -
(a) the child has not been brought to
live in Australia within a period of
4 years commencing on the first day
in respect of which the family
allowance became payable; or
(b) at any time within that period of 4
years, the Director-General is
satisfied that the person to whom
the family allowance was granted
does not intend to bring the child
5.
to live in Australia as soon as it
is reasonably practicable to do so,
the family allowance ceases to be
payable."
In the reasons of the Tribunal, there are also set out
comparable provisions which applied after 5 September 1985. It
is unnecessary to reproduce those provisions here, but reference
should be made to the fact that they are affected by the terms of
a transitional provision contained in the amending legislation,
the Social Security and Repatriation Legislation Amendment Act
1985. Section 124(4) of that Act provides as follows:-~
"Where, immediately before the day (in
this sub-section referred to as the "relevant
day")
on
which this section comes' into
operation, a family allowance under Part IV of
the Principal Act was payable to a person in
respect of a child (being a dependent child of
the person) living outside Australia by virtue
of sub-section 96 (5) of that Act as in force
immediately before the relevant day, the
family allowance is, subject to the Principal
Act as amended and in force on and after the
relevant day, but notwithstanding the
amendments of that Act made by paragraphs
106(b) and (c) and section 107 of this Act,
payable to the person in respect of the child
if -
(a) the period of 4 years commencing on
the first day in respect of which
the family allowance became payable
has not expired; and
(b) the Secretary continues to be
satisfied that the person intends to
bring the child to live in Australia
as soon as it is reasonably
practicable to do so."
The Tribunal proceeded to refer to the requirement in
section 95(1), that the person qualified "has the custody,
care
~ Aes oe
6.
and control of a child", as "" the essential threshold
qualification for entitlement" which, it said, "cannot be read
down or limited by the entitlement provision of section 96".
That is a proposition of law, and on the face of it incorrect,
since one provision of a statute can be read down or limited by
the context provided by another. The Tribunal went on to discuss
this "threshold question of 'custody, care and control'" in the
light of the minister's speech made at the time section 95(1) was
introduced, in 1947. The Tribunal described it as "a practical
and comprehensive criterion", and said it must take account of
delegation by a parent, as, for example, when children are sent
to schools or child care centres or stay away from home on
holiday. A significant comment was added:
"Some other circumstances of delegation are
implied in section 96(5) in relation to
children living outside Australia. Yet any
such delegation pre-supposes the on-going
possibility of restoration of direct factual
'custody, care and control'."
It was on the basis of that proposition that the
Tribunal said, in the immediately ensuing sentences, that in this
case "factual 'custody, care and control' does not and cannot for
the present exist." The Tribunal referred to the failure of the
Vietnamese government to issue exit visas. Plainly, the
reasoning is that the absence of what is described as "the
ongoing possibility of restoration of direct factual 'custody,
care and control'", by virtue of the absence of exit visas,
exposes a fatal failure to measure up to the legal requirements
of section 95(1). It is in this context of a failure in "the
essential threshold qualification for entitlement" because, as
7.
the Tribunal sees it, a delegation of parental responsibility not
inconsistent with the retention of "custody, care and control"
Must be one where "the ongoing possibility of restoration of
direct factual custody, care and control" continues to be
present, that the Tribunal goes on to state concerning the ties
shown in the present case between the appellant and the children:
"In the absence of any real control over their movement to
Australia, they are insufficient in my view to establish the
reality of that 'custody, care and control'." It seems to me
that, in this context, the whole argument depends upon the
Tribunal's view of the true construction of the statutory phrase.
The Tribunal sees it as demanding that any parental delegation
must be in circumstances preserving an immediate capacity to
restore the direct parental role. An "ongoing possibility", as
the expression is used by the Tribunal, is to be contrasted with
a possibility which may be realized only in the future. The
reasoning does not deny that exit visas will issue in the future,
but insists that, whilst ever they have not issued, there is no
ongoing possibility of restoration of the appellant's position in
his family. That this is the Tribunal's view is confirmed by its
final remarks:
"Provided these other factors are maintained
[i.e. provided the appellant continues to
maintain the children, and exercise controls
over them by correspondence, as he has been
doing in such matters as decisions concerning
medical treatment, education, and activities
such as obtaining bicycles] I merely express
the view that I would have no difficulty in
finding such 'custody, care and control' once
the exit visas are issued. At that time
section 96(5) would become relevant so as to
entitle the applicant... . Since it is my
view that no entitlement could exist prior to
the time that exit visas are issued the
transitional provision, section 124(4) of the
8.
Social Security and Repatriation Legislation
Amendment Act 1985, has no relevance."
There is an assumption in this passage that exit visas
will be issued at some time, but until then section 96(5) 1s not
regarded as relevant, and until then the Tribunal's view is that
no entitlement could exist.
It is because of the Tribunal's view of the narrow
limits within which delegation is consistent with section 95(1)
that it regards the issue, or non-issue, of exit visas as
determinative of the appeal. In my opinion, there is no escaping
from the conclusion that the Tribunal did indeed, as the heading
under which it set out its reasoning indicates, treat the absence
of exit visas as, in the circumstances, fatal to the appellant's
claim, as a matter of law.
At the conclusion of the Tribunal's reasons, its finding
was stated as follows:
"I find that the applicant has not had factual
custody, care and control of his' three
children resident in the DRVN [i.e. Vietnam]
since the time of his departure in 1983. In
the absence of valid exit visas from the DRVN
he is not able to resume such custody, care
and control. Accordingly, he has not and
does not meet the threshold qualification for
receipt of family allowances set by section
95(1) of the Act." (Emphases added)
This is to treat the tie as cut even before the application for
exit visas met with indefinite delay. Since it is common
knowledge that some exit visas have been granted from Vietnam,
9.
the Tribunal's view must mean that the vital factor is the
inability to resume at will and promptly personal custody, care
and control - that is, failure of what the Tribunal had earlier
called "the ongoing possibility of restoration of direct custody,
care and control".
The question then is whether the Tribunal's construction
of section 95(1) of the Act is correct. Senior counsel for the
appellant points out that the ministerial speech made in 1947, to
which the Tribunal referred, was made at a time when section
96(5) was not part of the Act, and at a time when the full impact
of the post-war migration was still far from being reflected in
the laws of Australia. The minister was concerned with questions
of custody as between husband and wife. But it is quite clear
that section 96(5) contemplates, as falling within the
qualification stated in section 95(1), a case where a claimant is
living in Australia, with a child living outside Australia who
will not be coming to Australia in the immediate future. The
provision obviously has migrants in mind.
Section 103(3) makes it clear section 96(5) will
continue to apply, although the child remains out of Australia
for a period which may extend right up to the end of 4 years,
unless the intention to bring the child to live in Australia as
soon as it is reasonably practicable to do so is abandoned. It
is important that section 103 does not make the test of
termination of the allowance that it is not practicable to bring
the child to Australia, but only that there is a failure of the
intention to do so. It is quite possible for someone to intend
10.
to do something which, objectively, is beyond his capacity.
History, from Hannibal to Hitler, abounds with such intentions.
If the legislative plan had been to make the continuance at all
times of the possibility of bringing the child promptly to
Australia the criterion, it would have been natural for
Parliament to have stated the establishment of impracticability
as the basis for cutting off the benefit; but it has eschewed any
such test, and adopted instead a failure of intent. It is also
important to note that, both in section 96(5) and section 103,
the limiting phrase is "as soon as it is reasonably practicable
to do so", not "as soon as reasonably practicable", which might
have assumed a present capacity and related the question of
reasonable practicability only to the time of the journey. The
expression actually used implies that it is not reasonably
practicable, or may not be reasonably practicable, for the
present to bring the child to Australia, but there is an
intention to do so as soon as it is reasonably practicable. The
length of the period of 4 years emphasises the same point quite
considerably.
It is true that, if section 95(1) stood alone, it would
be susceptible of a construction similar to that which the
Tribunal has given it. Of course, the Tribunal asserted that it
should not be construed by reference to section 96(5). However,
it is a commonplace of statutory construction to take into
account the setting, within the Act, in which a section appears
{a good example is Brayson Motors Proprietary Limited (In
Liquidation) v. The Commissioner of Taxation for the Commonwealth
of Australia (1985) 156 CLR 651 at 658-660, where the context of
ll.
@ provision was powerful enough to wrest it away from a clear
literal effect), and to permit another section to cast light upon
its meaning. Section 15 of the Acts Interpretation Act 1901
provides: "Every Act amending another Act shall, unless the
contrary intention appears, be construed with such other Act and
as part thereof." When section 96(5) was inserted, although it
is expressed in negative terms, there was plainly indicated a
legislative intention that the situation which it contemplated
should fall within the qualification expressed by section 95(1).
Otherwise, the width of section 96(5) would say a great deal, yet
signify nothing. (Cf. Grain Elevators Board (Victoria) v.
President, Councillors and Ratepayers of the Shire of Dunmunkle
(1946) 73 CLR 70 at 86, per Dixon J; Federal Commissioner of
Taxation v. Bill Wissler (Agencies) Pty. Ltd. (1985) 16 ATR 952
at 956; Amalgamated Wireless (A/sia) Limited v. Philpott (1961)
110 CLR 617 at 624; Hunter Resources Ltd. v. Melville (1988) 77
A.L.R. 8 at 22, per Dawson J.). That it was intended to have a
positive effect is also implicit in sub-section 6, which refers
to a family allowance "granted or paid to a person by virtue of
sub-section 5" (emphasis added), and in the opening words of
section 103(3), which again speak of an allowance payable "by
virtue of sub-section 96(5)". The language of those provisions
shows an awareness that section 96(5) has in fact a substantial
operation.
The provision made by section 96(5) requires that
section 95(1) be construed as referring to a person who has the
custody, care and control of a child in a sense capable of
application to a case where the child is living in a different
country, and it is and remains not reasonably practicable for the
12.
parent to bring the child to Australia for a period which may
persist for a number of years. Given the significance of the
problems of migration for the Australian community, the chief
examples Parliament 1s likely to have contemplated relate to
migrants (as 1s confirmed by Senator Guilfoyle's speech when the
Senate considered section 96(5), reported in Senate Hansard for
18 Oct. 1978 at pp 1431-2, and see also House of Representatives
Hansard for 28 September 1978 at pp 1524-5). Those examples must
involve delegation by the parent to others willing to act on his
behalf in a foreign country, and must involve that there is in
practical terms a break in any ongoing capacity to restore the
personal performance of the parent's functions.
The Act should be construed against the background of
the various and complex problems created by mass migration, often
of people with very limited resources, and often of political
refugees and fugitives from civil war, persecution or invasion.
It cannot be supposed that Parliament used the general language
found in section 96(5) with the intention that it should apply to
a multiplicity of reasons for the delay of reunion of a family,
but not to one of the most tragic and most common. It seems to
me that if children are left by a migrant with some person,
whether it be (as in this case) the mother, or some other person,
who accepts custody, care and control, on behalf of the migrant
and acknowledging his right to custody, care and control of the
child, the fact that it is not possible for the child to be
brought to Australia as at the time the application for family
allowance is made is no bar in law to the application - on the
contrary, it is one of the facts bringing into operation section
13.
96(5), because, if 1t were reasonably practicable to bring the
child to Australia at that time, an applicant who was not doing
so might not be able to show the requisite intention. If this
view involves a different understanding of the words "custody,
care and control" from that reached in cases where those words
were construed in other contexts (such as divorce law or the law
of limitations of actions), that is an insufficient reason to
deny the words the meaning which the present context requires. I
have therefore found it unnecessary to discuss the cases which
are analysed in Secretary to the Department of Social Security v.
Van Luc Ho (unreported, Davies J., 27 October 1987). Although I
cannot, with respect, accept all of the reasoning in that case,
as will be apparent from the foregoing, the decision is not
inconsistent with these reasons.
In my opinion, the Tribunal erred in law in its
construction of the vital provisions of sections 95 and 96. The
Tribunal itself noted that the view it took prevented it applying
the transitional provision in section 124(4) of the amending Act.
It is plain that the error was critical to the finding that was
made, since the Tribunal said:
"I would have no difficulty in finding such
'custody, care and control' once the exit
visas are issued."
An ultimate finding is, of course, for the Tribunal to
make, provided it directs itself correctly in law. But the facts
on which it must be based have been found, and were almost
entirely uncontested. As senior counsel for the appellant
14.
pointed out, although some questions were asked in
cross-examination of the appellant, there was no challenge to the
veracity of his account. According to that account, physical
separation has not destroyed the mutual acceptance of the ties
and responsibilities between members of the appellant's family.
Immediately upon his arrival in Australia in October 1983, as has
been said, he commenced sending support to his wife for the
family, his wife being unable for political reasons to obtain
work, except farming. In November 1983, he lodged sponsorship
documents with the Department of Immigration and Ethnic Affairs.
He has maintained support for his children to the extent of
between $1,000 and $1,200 per annum. When one of the children
suffered tonsillitis, his wife told him so by letter, and he
consulted a doctor in Australia, relaying advice to his wife and
sending medicines. The advice was accepted, as have been the
appellant's views, also communicated to his wife by letter, in
respect of the education of the children and such matters as
whether a child has been permitted to obtain a bicycle.
Reference was made in the Tribunal to the appellant's unjustified
optimism, expressed in 1984, that his wife and children would
come to Australia within a year. However, the fact is that they
did attempt to flee Vietnam in late 1984, unfortunately only to
be arrested. The incident at least attests the reality of the
intention asserted by the appellant. His uncontradicted evidence
was that such incidents have not been treated by the Vietnamese
authorities as a bar to the issue of exit visas. If, at the
time, it could have been said that it was impossible visas could
be obtained within the period of 4 years referred to in the
legislation, no doubt the respondent was in a position to adduce
=~ -~ = - Wweeeee =
15.
evidence of that impossibility. Not only did the respondent not
do so, it was not suggested in cross-examination there was any
such impossibility, though attention was drawn to the inability
of the appellant to obtain the issue of visas up to the time of
the hearing, or any assurance about their issue. That, of
course, is a different matter, and is not at all inconsistent
with the intention specified in section 96(5).
On the evidence, as accepted by the Tribunal, the link
between the appellant and his children in Vietnam is sustained by
communication, sacrifice and the determined provision of support.
It is not just a "floating bridge of dreams", to borrow the
expressive phrase with which (as translated by Seidensticker)
Murasaki ended the Tale of Genji. It is substantial enough, the
Tribunal found, to support the existence of custody, care and
control in the appellant, "once the exit visas are issued". In
view of the fact that the Tribunal's rejection of the appellant's
application was so explicitly put upon a point of law, as to
which it erred, I have been troubled by the submission of senior
counsel for the appellant that this Court should substitute a
decision for the appellant. However, there may perhaps be room
for a further finding of fact under section 124(4) of the
amending Act.
For these reasons the appeal should be allowed, and the
application should be remitted to the Tribunal for determination
in accordance with law. The respondent should pay the
16.
appellant's costs of the appeal and of the hearing at first
instance.
I certify that this and the
preceding fifteen (15) pages
are a true copy of the Reasons
for Judgment herein of his
Honour Mr. Justice Burchett.
Au Associate
Dated: 20 how \49%
Counsel for the Appellant:
Solicitor for the Appellant:
Counsel for the Respondent:
Solicitor for the Respondent:
Date of hearing:
Mr. D.M.Jd. Bennett QC
Mr. I. Khan
Legal Aid Commission
Mr. R.B. Wilson
Australian Government
Solicitor
22 February 1988
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