United States Tobacco Company v Minister of Consumer Affairs & Anor[1988] FCA 391
Federal Court of Australia
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CATCHWORDS
ADMINISTRATIVE LAW —- Judicial review - practice and procedure -— motion
to be joined as a party to proceedings ~- Federal Court rules - inherent
jurisdiction ~- statutory jurisdiction - parties to litigation -
intervention by non statutory body not made party to proceedings -
'person interested' - sufficient or special interest - amicus curiae
defined and explained.
Administrative Decisions (Judicial Review) Act 1977 - ss 5 and 12
Federal Court of Australia Act 1976 - s 23
Federal Court of Australia Rules ~ Order 6 Rule 8
Trade Practices Act 1977 ~- ss 65C and 65J
UNITED STATES TOBACCO COMPANY Applicant
-v-
THE MINISTER FOR CONSUMER AFFAIRS First Respondent
THE TRADE PRACTICES COMMISSION Second Respondent
No. G 158 of 1988
CORAM: FEinfeld J.
DATE: 14 July 1988 -, yee vo
PLACE: Sydney ' . ir
IN THE FEDERAL COURT OF AUSTRALIA
)
)
GENERAL DIVISION ) No. G 158 of 1988
)
)
NEW SOUTH WALES DISTRICT
CORAM:
DATE:
PLACE:
NOTE:
Between: UNITED STATES TOBACCO COMPANY
Applicant
E
THE MINISTER FOR
CONSUMER AFFAIRS
First Respondent
E
THE TRADE PRACTICES COMMISSION
Second Respondent
Einfeld J.
14 July 1988
Sydney
MINUTE OF ORDERS AND DIRECTIONS
Application of Australian Federation of Consumer Organisations
Inc. to be joined as a further respondent or to intervene as if
a party is refused.
Leave is granted to the Australian Federation of Consumer
Organisations Inc. to appear as an amicus curiae at and prior to
the hearing of this matter.
Costs of this motion are reserved.
The question of the costs of the amicus curiae may be argued at
a convenient time.
Settlement and entry of orders are dealt with in accordance with
order 36 of the Federal Court Rules.
IN THE FEDERAL COURT OF AUSTRALIA
GENERAL DIVISION No. G 158 of 1988
wee ww
NEW SOUTH WALES DISTRICT
Between: UNITED STATES TOBACCO COMPANY
Applicant
And: THE MINISTER FOR
CONSUMER AFFAIRS
First Respondent
E
THE TRADE PRACTICES COMMISSION
Second Respondent
CORAM: Einfeld J.
DATE: 14 July 1988
PLACE: Sydney
REASONS FOR JUDGMENT
The United States Tobacco Company (the applicant) 1s seeking an order of
review pursuant to section 5 of the Administrative Decisions (Judicial
Review) Act 1977 (the Judicial Review Act) of what 1s alleged to he a
decision by the Minister of Consumer Affairs (the Minister) to which the
Judicial Review Act applies, to gazette a notice (the notice) pursuant
to section 65J (1) of the Trade Practices Act 1974 (the Act) on 13
January 1988. The notice signified the Minister's intention to declare
certain smokeless tobacco goods unsafe pursuant to section 65C(5) of the
Act. An order of review 1s also sought of the conduct of the Minister
and the Trade Practices Commission (the Commission) in relation to a
conference called by the Commission on the Minister's instruction under
section 65J(4) of the Act (the conference).
On 28 March 1988, I gave judgment refusing a motion by the applicant,
argued on 25 March, for interlocutory injunctions seeking to restrain
the holding and continuance of the conference and for other relief
Leave to appeal from that decision was refused by Foster J on 5 May
1988. At the hearing of that aspect of the proceedings before me, the
Australian Federation of Consumer Organisations Inc. (AFCO) appeared and
orally asked to be joined as an additional respondent. No notice of
motion for joinder or affidavit was produced at the time. The
applicant's motion was urgent, as the conference was due to resume on
the next working day. All parties consented to AFCO's request (the
applicant only reserving its position as to costs) and AFCO had appeared
before the Commission at previous sittings of the conference. For these
reasons, I gave AFCO provisional leave to participate in the
interlocutory application and said I would join it as a respondent upon
its filing an affidavit establishing its status and interest in the
proceedings. Affidavits were not filed until 12 and 13 April 1988.
They were filed in G 769 of 1988 which, as my judgment on 28 March
shows, was deferred by consent on 25 March, and has subsequently been
dismissed with costs. No costs were awarded to AFCO in the
interlocutory proceedings in this matter.
On 19 May 1988 AFCO applied on motion filed in court on 13 May to become
a party to the action proper, supported by the affidavits dated 11 and
12 April 1988 of Robin Brown, its Executive Director and Public Officer,
and Peter Kenneth Cashman, its solicitor, respectively. Alternatively,
it seeks leave to intervene in the proceedings. Both applications are
opposed by the applicant. The Minister and the Commission neither
opposed nor supported the application.
The evidence establishes that AFCO 1s an umbrella organisation of a
number of federal and state consumer bodies and organisations such as
the Australian Consumers' Association, State Consumer Associations and
the New South Wales Association for Consumer Education. Its main
objective is to protect consumer interests. It acts in the interests of
developing the consumer movement and the formation of consumer
organisations. It 1s the body through whom individual consumers' can
advocate particular concerns relating to such varied areas as health,
public transport, the development of safety and performance of, and
information regarding, consumer goods. Its constitution provides inter
alia as follows:
"21 The objects and powers of the Federation are:
(a) to represent the views of the Federation on
matters affecting consumers;
(b} to provide a forum for the discussion of
matters that are of common interest to
consumer organisations;
(c) to focus attention on consumer problems
and consumer affairs;
(da) to assist and encourage the formation of
consumer organisations;
(e) to act as a central agency by providing, as
far as possible, facilities and services
for consumer organisations that are members
of the Federation;
(f) to establish and maintain high ethical
standards and to encourage high standards of
performance in the interests of consumers
among members of the Federation;
(g) to co-operate and affiliate with organisa-
tions having similar objects both within and
outside Australia;
(h) to study or compare or have studied and
compared matters of all kinds concerning
consumers which are relevant to the
interests of organisations that are members
of the Federation and to the commmunities
served by those organisations;
(1) to collate or have collated and to
distribute consumer information to mempers
of the Federation and to the public;
(j) to foster consumer education;
(k) to carry out or have carried out tests,
investigations and studies on matters
affecting consumers,
(1) to prepare or have prepared and publish
infommation, opinions and reports on
matters affecting consumer organisations or
consumers ;
(m) to raise funds from grants, donations,
subscriptions and loans from international,
national, State and Local Government
authorities, from councils, corporations,
foundations and associations, from private
persons, from the sale of publications or as
fees for services, and to receive any gifts,
legacies or other benefits, provided always
that the raising of such funds or the
receipt of such gifts, legacies or other
benefits shall be wholly compatible with the
objects, aims, stated policy and inde-
pendence of the Federation;
(n) to apply the funds of the Federation in
promoting its objects and, in particular, to
purchase, take on lease or in exchange, hire
or otherwise acquire any real or personal
property, to construct, maintain or alter
any building or works, and to invest moneys
in such manner as the Executive Committee,
without restriction of any laws limting the
investment of moneys by trustees, may from
time to time determine;
(0) to do all such things as are incidental or
conducive to the attainment of the objects
and the exercise of the powers of the
Federation
In the construction of these expressions of objects
and powers the expressions shall be given their
widest possible meaning consistent with their sense
and intention, and objects and powers shall not be
regarded as being 1n any way limted or restricted
because of the manner in which they are expressed —
provided always that 1n all activities in pursuance
and fulfilment of its objects and powers the
Federation shall act and react 1n a manner that 1s
strictly non-party political "
The conference was first convened on 10 February 1988 when the applicant
disputed its validity and sought an adjournment until these Federal
Court proceedings had been heard. It reconvened on 9 March 1988, when
the Commission requested written submissions from the parties as_ to
whether or not the conference should continue notwithstanding the
Federal Court proceedings. On 23 March 1988 the conference convened for
a directions hearing which was then re-scheduled to 28 March 1988, the
date on which my earlier judgment was delivered.
{There are two alternative grounds upon which AFCO seeks to be joined as
a party to these proceedings. These are pursuant to section 12 of the
Judicial Review Act and on a general law basis.
The General Law Basis
AFCO argued that joinder is authorised and justified by all or any one
of the following:
(a) Order 6 Rule 8(1)(b) of the Federal Court Rules
(b) the inherent Jurisdiction of the court
(c) section 23 of the Federal Court Act 1976.
Federal Court Ruies
Order 6 Rule 8 provides:
%
"8 (1) Where a person who is not a party -
(a) ought to have been joined
as a party; or
(b) 1s a person whose joinder as a party
is necessary to ensure that all
matters in dispute in the proceeding
may be effectually and completely
detemmined and adjudicated upon,
the Court, on application by him or by any
party or of its own motion, may order that
he be added as a party and make orders for
the further conduct of the proceeding
(2) A person shall not be added as an applicant
without his consent "
AFCO submitted that this provision should not be given a restrictive
Meaning. Reference was made to many cases including Re Trade Practices
Commission [1978] 18 ALR 17 at 22 and 23 per Franki J; on appeal to the
Full Federal Court [1979] 27 ALR 551; and to the High Court [1981] 148
CLR 150; McIntosh v Williams [1979] 2 NSWLR 543 at 561 per Hutley JA
(with whom Moffitt P and Samuels JA agreed at 547.)
AFCO further submitted that the test which I should adopt was whether
its rights or liabilities may directly be affected by any order which
the court may make: Penang Mining Co v Choong Sam [1969] 2 Malay Law
Journal 52; Re Trade Practices Commission Labovel; Re Multi-Tech
Services [19821 30 SASR 218. AFCO argued that its rights, arising from
its status as a party to the conference, will be affected by any order
which the court ultimately makes in these proceedings.
In Sinclair v Maryborough Mining Warden [1975] 132 CLR 473 at 478, the
High Court recognised that the attendance of a party to a mining inquiry
gave rise to a right to challenge the legal validity or the conduct of
the inquiry. AFCO says that its situation 1s analagous to the situation
1n Sinclair.
In response to these submissions, the applicant argued that there 1s no
reason why AFCO 'ought to have been joined' and nothing which makes AFCO
a 'party necessary' for the matters that must be determined by the Court
in this case. AFCO was not for instance in the position of a
contractual party who may have a legal or other right to be so joined or
protected. The applicant says that the Minister is clearly the
statutory guardian of the public interest in this matter. Even though
the Minister will be defending a decision he has made, it is his primary
duty, as Minister for Consumer Affairs, to ensure the observing of the
legislation. The Minister's title illustrates his representation of the
public interest. Therefore, the applicant stated, in defending his own
actions, the Minister is simultaneously acting in the public interest.
In considering the equivalent provision under Part 8 Rule 8 of the New
South Wales Supreme Court Rules in Re Great Eastern Cleaning Services
Pty Ltd [1978] 2 NSWLR 278, Needham J held that the Commissioner of
Taxation should be joined as a party to the proceedings and stated at
280-81:
"Clearly, the Commssioner was not a necessary party, in the
sense of being a person who 'ought to have been joined as a
party' The respondent to the application 1s the Corporate
Affairs Commission It was only when one looked at the
evidence filed in support of the summons that 1t became
clear that the making of the order could adversely affect
the legal rights of the Commssioner, in that the
proceedings which he has commenced against the applicant
could founder It seems to me that the Commissioner 1s 1n
a position to put before the Court matters which could be
relevant to the exercise of the discretion. There is no one
else who has been shown to have any interest 1n putting
forward such matters The respondent Commission 15s
unterested only to see that an order for restoration 1s
acccompanied by orders or undertakings which will ensure
that the company will operate in accordance with the
requirements of the law It appears to be an inevitable
conclusion that the Commssioner 1s one whose 'joinder as
a party 1s necessary to ensure that all matters 1n dispute
in the proceedings may be effectually and completely
determined and adjudicated upon' "
In his judgment at 281, Needham J cites Gurtner v Circuit [19681 2 QB
587 with approval. In that case, what is known as the 'wide'
interpretation on the question of allowing a person to be joined asa
party was given by Lord Denning at 595:
"It seems to me that when two parties are in dispute in an
action at law, and the determination of that dispute will
directly affect a third person in his legal rights or in
his pocket, in that he will be bound to foot the bill,
then the court in its discretion may allow him to be added
as a party on such terms as 1t thinks fit. By so doing, the
court achieves the object of the rule. It enables all
matters in dispute to 'be effectually and completely
detemmined and adjudicated upon' between all those directly
concerned in the outcome."
Lord Denning did not follow the 'narrow' interpretation of Devlin J in
Amon v Raphael Tuck & Son Ltd [1956] 1 QB 357 at 380:
"Of course, whatever the object, it is the words of the rule
that now govern the matter, and it is true that the words
'all the questions involved in the cause or matter' are very
wide. They are so wide that no-one suggests that they can
be read without same limtation The limtation 1s not
something that is left to be settled by the court in its
discretion It is there in the earlier words of the rule
The person to be joined must be someone whose presence 1s
necessary as aparty What makes a person a necessary
party? It is not, of course, merely that he has relevant
evidence to give on some of the questions involved; that
would only make him a necessary witness It is not merely
that he has an interest 1n the correct solution of some
question involved and has thought of relevant arguments to
advance and 1s afraid that the existing parties may not
advance them adequately The only reason which makes 1t
necessary to make a person a party to an action 1s so that
he should be bound by the result of the action, and the
question to be settled therefore must be a question in the
action which cannot be effectually and completely settled
unless he is a party "
Apparently to bridge the gap between these two approaches, the House of
Lords, 1n Vandervell Trustees Ltd v White [1971] AC 912, considered that
the similar provision in the English Supreme Court Rules [O 15 R 6 (2)]
should be interpreted generously but literally. Their Lordships were of
opinion inter alia that parties should only be joined where the dispute
between the existing parties required the additional parties for the
thorough resolution of the issues involved.
Having considered the authorities, Needham J in Great Eastern Cleaning
Services went on to say at 281:
"Although 1t 1s not possible to find a principle unanimously
adopted in the decisions, and although the conclusion I have
suggested might be inconsistent with the principles put
forward in some of the cases, it seems to me that the rule
must be construed in accordance with the ordinary meaning of
its words, unless there 1s an authority binding on me which
decides to the contrary I think the House of Lords, in
Vandervell Trustees Ltd v White [1971] AC 912, construed the
words of the equivalent English rule without placing on them
any such gloss as, for example, was placed upon them by
Willmer J in The Result [1958] P 174 and by Devlin J in Amon
v_Raphael Tuck & Sons Itd [1956] 1 QB 357 The English
Court of Appeal decision in Gurtner v Circuit [1968] 2 OB
587 1s inconsistent with there being any such gloss "
I agree with respect with Needham J's general approach. "Parties" to
litagation will normally be persons or entities with some self-interest
at stake in the actual outcome of the case. They will not be people who
are interested in, in the sense of being generally concerned by of
worried about, the subject matter or the way 1t is resolved. Unaided by
a statutory facility, they will not generally be public bodies, however
worthy and expert, which will neither gain nor lose anything for
themselves (as distinct perhaps from the political, organisational or
public interests they exist to protect or promote) from the
determination of the litigation.
AFCO also says that 1t is a party with 'sufficient interest' in the
matter: Rushby v Roberts [1983] 1 NSWLR 350, and that 1t 1s a 'person
interested' within the wide definition given in Australian Conservation
Foundation v Environment Protection Appeal Board [1982] 49 LGR 326. It
also claims to have a 'special interest' in this matter as referred to
in Australian Conservation Foundation v Commonwealth [1980] 146 CLR 493
and Onus v Alcoa of Australia Ltd [1981] 149 CLR 27. AFCO seeks to
establish its interest, special interest or sufficient interest by
reference to four main factors:
(1) It made submissions to the Minister before he gazetted the
notice and claims to be therefore partially responsible for its
issue.
(i1) It was a party to, in the sense of being present at, the
conference (as was the National Health and Medical Research
Council, the Commission and the Minister on 9 March 1988; on the
18 February 1988, these same parties and the Federal Bureau of
Consumer Affairs had been present).
(111) It has special knowledge of facts concerning possible injury to
smokeless tobacco users because of 1ts access to documents in
the public domain. It says i1t can produce factual evidence
which will assist the court in resolving the issue before it:
Shales v Lieschke [1985] 3 NSWLR 65 at 80 per Kirby P.
(iv) It claims to be the 'premier person or body concerned with
consumer protection' which is the object and purpose of Division
1A of the Act.
In response to these four factors, the applicant put the view that AFCO
should not be considered in any different or particular way than the
other persons or bodies who made submissions to the Minister. The
evidence disclosed that these included the Australian Rough Riders
Association Incorporated, the Embassy of the United States of America,
the Australian Bushmen's Campdraft and Rodeo Association Ltd, Curry's
Merry Muster Rodeo Association, the Society of Snuff Grinders, Blenders
& Purveyors of the United Kingdom, Wests Softball Club of Bundaberg
(Qid) and some 43 other organisations and individuals. Not much
therefore turns on this status of AFCO as supporting the present motion.
For similar reasons, the same may be said of AFCO's reliance on its
attendance at and participation 1n the conference. In any event, my
inclination would be to treat each application on its own merits without
reference to the characteristics of non applicants for joinder. These
are factors to take into consideration, but by themselves they are not
decisive.
So far as evidence is concerned, the applicant asked me _ to infer that
the Minister's evidence, being in the same interest, would be no
different to any evidence which AFCO could bring, in the light of the
fact that traditionally the Minister has represented the public
interest. I am not sure that I should accept this conclusion, but as no
information was given of the evidence which could be produced to the
Court by AFCO, and as I can see only very limited use to which any
available evidence of the tenour vaguely intimated could be put in this
-12-
application, I am simply not in a position to determine this matter
affirmatively in favour of AFCO.
The applicant further stated that AFCO had no special statutory or other
role allowing it to describe itself as the 'premier person or body
concerned with consumer protection'. Rather, the applicant stated, the
Minister as the person responsible for the administration of Division 1A
of Part V of the Act, is appropriately so described. Assuming that both
arms of this point of view were wrong, and that the claim by AFCO was
correct, this would not provide a basis for joinder. Every case
involving fish would potentially attract the Fishmongers Association. A
building case would be susceptible to a wide range of applications for
joinder. In a democratic community, almost every subject matter 1s the
concern of one society or another. The involvement of a public body in
the general subject matter of a suit can hardly be a significant
criterion for becoming a party. This is not a 'floodgates' argument.
It is merely that our adversarial system of litigation is not intended
to accomodate such groups as parties.
The applicant submitted that this 1s a case where the approach used in
the Australian Conservation Foundation v Commonwealth (above) should be
followed because the ACF was a body like AFCO seeking standing in a case
against a person seeking substantive relief. In that case it was said
by Gibbs J at 530-1 (to which remarks I also referred in Abdul Quiddus
Ebrahim1i v The Minister for Immigration & Ethnic Affairs unreported 23
May 1988):
"I would not deny that a person might have a special
interest in the preservation of a particular environment
However, an interest, for present purposes, does not mean a
mere intellectual or emotional concern A person 1s not
interested within the meaning of the rule, unless he is
likely to gain some advantage, other than the satisfaction
-~13-
of righting a wrong, upholding a principle or winning a
contest, 1f his action succeeds or to suffer some
disadvantage, other than a sense of grievance or a debt for
costs, if his action fails. A belief, however strongly
felt, that the law generally, or a particular law, should
be observed, or that conduct of a particular kind should be
prevented, does not suffice to give its possessor locus
standi If that were not so, the rule requiring special
interest would be meaningless Any plaintiff who felt
strongly enough to bring an action could maintain it "
Gibbs J concluded that the Foundation had no special interest as did
Stephen J for substantially the same reasons. Stephen J stated at 539:
"An individual does not suffer such damage as to give rise
to standing to sue merely because he voices a particular
concern and regards the actions of another as injurious to
the object of that concer "
In Onus {fabovel Brennan J, with whom Gibbs CJ, Mason, Murphy, Aicken and
Wilson JJ agreed, said at 74-5:
'
"A plaintiff must show that he has been specially affected,
that is, in comparison with the public at large he has been
affected to a substantially greater degree or in a
significantly different manner. It is not necessary to show
the plaintiff is uniquely affected; there may be some others
whose interests might be affected 1n like manner Whether
a plaintiff has shown a sufficient interest in a particular
case must be a question of degree, but not a question of
discussion "
AFCO submitted that being a 'person interested' has a wider meaning
than the expression ' person aggrieved' as appears in section 5 (1) of
the Judicial Review Act. Lockhart J in Ogle v Strickland [1987] 71 ALR
41 stated at 50:
" 'the words 'a person who is aggrieved' do not mean the
same as 'any person' "
The same must be said of 'person interested'.
- 14-
Lockhart J went to say at 50:
"I do not say that, 1f anybody at all has standing to bring
applications under the Judicial Review Act, the 'floodgates'
will open and the court will be swamped with cases. This
argument has been advanced on numerous occasions and
rejected: see, for example, Dyson v Attorney-General [1911]
1 KB 410 per Farwell LJ at 423; Colonial Sugar Refining Co
Ltd _v Attorney-General(Cth) [1912] 15 CLR 182, per Griffith
CJ at 189-191 and Barton J at 202-4; and Phelps v Western
Mining Corp Ltd [1978] 20 AIR 183; 33 FIR 327 per Deane J at
333-4. It 1s an argument without substance and reality
There are real constraints which would discourage people
from instituting proceedings whose only interest 1s strong
views or feelings. The burden of costs, including the risk
of orders for costs being made against them 1f they lose,
and the power of courts to control their own proceedings,
including the power to dismiss proceeedings or strike out
pleadings if they are vexatious, frivolous or an abuse of
process are examples of some constraints."
These strong words warrant universal attention and application. But
AFCO stated that 1n determining the question of sufficiency of interest,
I should have regard to the purpose of Division 1 Part VA of the Act,
which itself 1s concerned with the protection of the members of the
public. Phelps v Western Mining Corporation Ltd, referred to by
Lockhart J, 1s often and rightly quoted to illustrate that by section 80
of the Act, Parliament intended to involve interested members of the
public in the enforcement and effective operation of the Act. On this
subject Deane J, then sitting as a member of the Full Court of this
Court, said [FLR at 333] with quintessential descriptive prowess:
"The argument that to give the words which the Parliament
has used their ordinary meaning would, to use a popular
phrase, 'open the flood-gates of litigation' strikes me as
irrelevant and somewhat unreal Irrelevant, 1n that I can
see neither warrant for concluding that the Parliament did
not intend that flood-gates be opened on practices which
contravene the provisions of the Act nor reason for viewlng
that prospect, 1f 1t were a realistic one, with other than
equanimty Unreal, in that the argument not only assumes
the existence of a shoal of officious busybodies agitatedly
waiting, behind the 'flood-gates', for the opportunity to
institute costly litigation 1n which they have no legitumate
interest but treats as novel and revolutionary an approach
to the enforcement of laws which has long been established
in the ordinary administration of the criminal law. "
It must be borne in mind that leave will not be granted to intervene
"... to a mere busybody who was interfering in things which did not
concern him": R_v Paddington Valuation Officer [19661] 1 QB 380 at 401.
But Deane J's exemplar of literary skill enables us ordinary folk to
understand the gravamen of the scope of the Act which the essence of
those observations prescribed. AFCO is no busybody but, in my opinion,
1t fails to establish the requirements which rule 8 prescribes. It
simply does not have the requisite involvement in the substance and
outcome of the litigation.
Inherent Jurisdiction
AFCO submitted alternatively that it can and should be joined as a party
to these proceedings under what it described as the 'inherent
jurisdiction' of this Court. It was again put that a_ restrictive
approach should not be taken to this question. Reference was made to
dicta in Rushby v Roberts (above) per Street CJ at 354; Shales v
Lieschke (above) per Kirby P; and Hughes Motor Services Ltd v Wang_
Computer Pty Ltd [19781 35 FLR 346 at 351 per Bowen CJ.
Federal Court Act
Conjointly with its calling in aid the Court's inherent jurisdiction,
AFCO further submitted that a third source of power for joinder was to
be found in section 23 of the Federal Court Act 1976. This provides:
"23. The Court has power, in relation to matters in which
1t has jurisdiction, to make orders of such kinds,
including interlocutory orders, and to issue, or
direct the issue of, writs of such kinds, as the
Court thinks appropriate "
In this connection reliance was placed on the remarks of
Jackson v Sterling Industries Ltd [1987] 71 ALR 457 at 462-3:
Further amplification was provided at
on
the result of the case but on this matter aroused no
"Section 23 of the Federal Court of Australia Act 1976 (Cth)
confers upon the Federal Court a broad power to make orders
of such kinds, including interlocutory orders, as it 'thinks
appropriate' Wade though that power 1s, 1t 1s subject to
both jurisdictional and other limits It exists only 'in
relation to matters' 1n respect of which jurisdiction has
been conferred upon the Federal Court. Even in relation to
such matters, the power 1s restricted to the making of the
'kinds' of order, whether final or interlocutory, which are
capable of properly being seen as 'appropriate' to be made
by the Federal Court in the exercise of its jurisdiction "
gained apparent assent from the other members of the Court:
"The Federal Court was established by the Federal Court of
Australia Act 1976 (Cth). In Thomson Australian Holdings
Pty Ltd v Trade Practices Commission [1981] 148 CIR 150; 37
AIR 66, Gibbs CJ, Stephen, Mason and Wilson JJ said (CIR at
161; AIR at 73):
'The Federal Court of Australia Act sets up the
Federal Court and arms it with certaln powers, eg ss
22 and 23. But generally speaking, and apart from s
32, the Act does not invest the Court with
jurisdiction It leaves 1t with the Parliament to
do so by other statutes (s 19). This the Parliament
has done by other statutes, such as the Trade
Practices Act '
It follows that to determine the jurisdiction of the court
in a particular matter, regard must generally be had to some
statute other than the Federal Court of Australia Act In
Deane J in
468-9 by Toohey J, who dissented
objection and
-17 -
the present case jurisdiction to entertain the claim under
the Trade Practices Act derives from that Act Jurisdiction
to deal with the common law claims made by the respondent
depends upon the considerations mentioned in Fencott v
Muller [1983] 152 CIR 570; 46 AIR 41 and Stack v Coast
Securities (No 9) Pty Ltd [1983] 154 CLR 261; 49 ALR 193
An Act conferring jurisdiction on the Federal Court may of
course confer particular powers on the court in respect of
the subject matter of jurisdiction.
The Federal Court 1s a creature of statute, but so too are
the superior courts and other courts of this country The
High Court itself has the jurisdiction conferred upon 1t by
the Constitution and Acts of the Parliament. Though it 1s
common to speak of the inherent jurisdiction possessed by
superior courts of unlimited jurisdiction, in truth there 1s
within the federal system of this country no court of
unlimited jurisdiction. The notion of inherent jurisdiction
18 1n any event capable of misleading for, when examined, 1t
is invariably concerned with the power of a particular court
to act in a particular way: see for instance the analysis
of judicial decisions in Riley McKay Pty Ltd v McKay [1982]
1 NSWIR 264. In R v Forbes; ex parte Bevan [1972] 127 CIR 1
at 7 Menzies J said of inherent jurisdiction that 1t 1s 'the
power which a court has simply because it 1s a court of a
particular description'. A Full Court of the Federal Court
commented in Parsons v Martin (19841 5 FOR 235 at 241; 58
AIR 395 at 401:
'In our opinion a court exercising jurisdiction
conferred by a statute has powers expressly or by
implication conferred by the legislation which
governs it. This is a matter for statutory
construction. We are of opinion also that it has
in addition such powers as are incidental and
necessary to the exercise of the jurisdiction or the
powers so conferred
In view of the way in which the phrase 'inherent
jurisdiction' 1s used in many of the cases, 1t seems
advisable generally to avoid the use of 1t to refer
to this incidental and necessary power of a
statutory court ' "
Wilson and Dawson JJ said at 460-1:
"However, the declaration of the Federal Court as a superior
court 1s to be given effect as far as it can be and, as
Aicken J remarked in Philip Morris Inc v Adam P Brown Male
Fashions Pty Ltd [1981] 148 CLR 457 at 535, the vesting of
Judicial power in the specific matters permitted by the
Constitution (see ss 75, 76, 77) carries with it such
-18-
implied power as 1s necessarily inherent 1n the nature of
the Judicial power itself Having regard to the declaration
of the Federal Court as a superior court and a court of law
and equity, the implied power should be construed as being
no less in relation to the jurisdiction vested in it than
the inherent power of a court of unlimited, or general,
jurisdiction.
Be that as 1t may, 1t cannot be suggested that either the
power to grant relief under s 23 or an implied power to
prevent an abuse of process extends to the creation and
enforcement of rights in addition to those for the
protection or enforcement of which the jurisdiction of the
court is invoked The power given by s 23 1s expressly
limited to the making of orders in relation to matters in
which the court has jurisdiction and it does not extend the
jurisdiction of the Federal Court Nor could that court's
umplied power be employed to create and enforce new rights
Whilst the implied power carries with it all that is
necessary for the proper functioning of that court, 1t does
not extend its jurisdiction beyond that which is vested in
1t."
These observations thus make clear that:
there is no independent jurisdiction inherently available, in
the sense of historically or necessarily accruing, to the Court
to exercise powers to make orders;
the Court has power to make orders which are incidental or
necessary to the exercise of jurisdiction elsewhere derived;
section 23 does not confer any jurisdiction on this Court but
merely provides it with necessary incidental powers to give
effect to the jurisdiction derived elsewhere.
This means that the fate of AFCO's application depends upon jurisdiction
arising under the Judicial Review Act.
Section 12 Judicial Review Act
This provides:
"12(1) A person interested in a decision, in conduct that
has been, 1s being, or 1s proposed to be, engaged in
for the purpose of making a decision, or in a
failure to make a decision, being a decision,
conduct or failure in relation to which an
application has been made to the Court under this
Act, May apply to the Court to be made a party to
the application.
(2) The Court may, in its discretion -
(a) grant the application either unconditionally
or subject to such conditions as it thinks
fit; or
(b) refuse the application."
The applicant submitted that AFCO is not 'a person interested' in any
decision which is the subject of the application for review, within the
meaning of this section.
The applicant further submitted that in exercising the discretion
provided by the section, I should consider the fact that AFCO has no
financial interests at stake and therefore that it would not suffer any
detriment by not being joined. It further stated that 'person
interested' should be given a legal interpretation as opposed to its
ordinary meaning, that is, that AFCO would not have any rights or
liabilities affected by not being joined as a party.
In Fordham v Evans [1986-87] 14 FCR 474, 1t was held that a person who
has legal rights against another may be affected by a decision and is
thus a person interested within section 12 (1) of the Judicial Review
Act. The applicant submitted that emphasis 1s to be placed on a person
- 20 -
being affected or being more concerned by the outcome of a decision than
someone who is not 'interested'. At 476 Jenkinson J said of 'a person
interested' in section 12:
"As Young CJ pointed out in Australian Conservation
Foundation v Environment Protection Appeal Board [1983] VR
385 at 393, the expression 'person interested' has been used
in many statutes The subject matter of the interest has a
substantial influence on the detemmnation of the meaning
to be assigned to the expression in any particular
statutory context: cf Roehampton Swimming Pool Ltd [1968] 1
WIR 1693 at 1696-1699 In respect of the expression 'person
who 18s aggrieved by a decision', Ellicott J observed in
Tooheys Ltd v Minister For Business and Consumer Affairs
[1981] 54 FIR 421 at 437:
'I am satisfied from the broad nature of the
decisions which are subject to review and from the
fact that the procedures are clearly intended in
part to be a substitution for the more complex
prerogative writ procedures that a narrow meaning
was not intended '
The same considerations suggest the same conclusion
concerning the phrase 'person interested in a decision' in s
12(1)."
His Honour went on to say at 476-77:
"It is sufficient for present purposes to say that in my
opinion a person whose legal rights against another may be
affected by a decision 1s a person interested in the
decision, within s 12(1), 1f the possibility 1s a real, and
not a remote, fanciful possibility
To go so far 1s to go no further, 1n enlargement of the
class comprehended by the phrase 'a person interested in a
decision', than Ellicott J went in enlargement of the
class comprehended by the expression 'person who 1S
aggrieved by a decision' Indeed, 1t 1s to go not so far,
for Ellicott J and the members of the Full Court in
Ricegrowers Co rative Mills Ltd v Bannerman [1981] 56 FIR
443 declared that the latter expression comprehended any
person who can show a grievance which will be suffered as a
result of the decision beyond that which he or she has as
an ordinary member of the public It might be thought that
the draftsman of s 12(1) would not have wished to offer to
every person able to show a grievance which will be suffered
as result of the decision or as the result of the quashing
or setting aside of the decision, beyond that which an
ordinary member of the public will have, an opportunity to
-~21-
be made a party to the proceedings for review of the
decision The question whether or not the draftsman did
confer the opportunity on a class so widely defined need not
be answered on this occasion, I think "
In Ebrahimi [above] I drew attention to the views expressed in Onus and
Ogle v Strickland {both above], with which I respectfully agree, that
there should be no artificial or narrow limitation on the expression
'aggrieved'. The same applies to 'interested'. But the applicant's
assertion here was that AFCO would be no more affected than any other
member of the public. It therefore submitted that there 1s no question
of discretion in this matter.
On the question of discretion, Jenkinson J in Fordham stated at 477:
"The structure and verbiage of s 12(2) makes 1t clear that
membership of the class defined in s 12(1) confers no right
to joinder in a proceeding for an order of review under the
Act, but merely a right to have exercised the Court's
discretionary judgment whether to make the applicant under s
12 a party. The Act contains no statement of any criterion
by reference to which the discretion 1s to be guided The
applicant's interest in the decision, by reason of which he
or she gained entitlement to make the application under s
12, will no doubt afford a consideration in favour of
granting the application. But the weight of that
consideration may be great or small, according to the nature
of the interest."
There again seems little doubt that AFCO has not established the
'interest' which the authorities have enunciated.
Intervention
AFCO alternatively sought to be allowed to intervene in_ these
proceedings. I take this application to be primarily to lead evidence,
state a point of view and assist the court to understand, in the context
of the litigation, the interests of the consumers whom AFCO is
established to protect. Of interventions generally, Hutley JA in
Corporate Affairs Commission v Bradley [1974] 1 NSWLR 391 said at 396:
"A person accepted as an intervener becomes a party to the
proceedings with all the privileges of a party Thus he
can appeal, tender evidence and participate fully in all
aspects of the argument. His position is quite different
from that of an amicus curiae. Interveners have been
allowed to appeal Thus the Attorney-General of the
Commonwealth appealed to the Privy Council in Attorney
General of the Commonwealth of Australia v The Queen (the
Boilermakers' case) [1957] 95 CLR 529, though he was only an
intervener in Rv Kirby; Ex parte Boilermakers' Society of
Australia [1956] 94 CIR 254 1n the High Court See also
Attorney-General for Ontarlo v Winner [1954] 2 WIR 418 "
Whatever else can be said about that judgment in general and that
passage in particular, it seems to me that this definition and
distinction cannot be exhaustive, especially for non-statutory
interveners. Even before the enactment of section 78A of the Judiciary
Act 1903, the Federal Attorney General had long been regarded as
occupying a special position in this regard, especially in
constitutional matters. If based on the interventions cited by him,
Hutley JA's dictum cannot therefore be of general application. A person
may, for example, be allowed to intervene on conditions, or on limited
issues, or to argue a particular interest. Such an intervener will,
amongst other things, not normally be subject to orders in the
proceedings, including for the full taxed costs of the parties to the
action. This type of intervention 1s akin to the amicus curiae
procedure and is quite different to joinder as a party.
No cases were cited by AFCO to support this alternate request. In
Australian Railways Union v Victorian Railways Commissioners [19301] 44
- 23 -
CLR 319 at 331 Dixon J, as he then was, commented on the question of
intervention by States and the Commonwealth as 'persons interested':
"I think we should he careful to allow arguments only in
support of some right, authority or other legal title set up
by the party intervening Normally parties, and parties
alone, appear in litigation But, by a very special
practice, the intervention of the States and the
Commonwealth as persons interested has been pemmitted by the
discretion of the Court 1n matters which arise under the
Constitution. The discretion to permit appearances by
counsel is a very wide one; but I think we would be wise to
exercise 1t by allowing only those to be heard who wish to
maintain some particular right, power or immunity 1n which
they are concerned, and not merely to intervene to contend
for what they consider to be a desirable state of the
general law under the Constitution without regard to the
diminution or enlargement of the powers which as States or
as Commonwealth they may exercise."
The concept of intervention in court proceedings in Australia by right
or title, while rare, 1s well established. The most well known example
is the right of intervention bestowed by the Judiciary Act (section 78A)
on the Attorneys-General of the Commonwealth, of each of the States and
of the Northern Territory when a court proceeding involves a matter
arising under the Constitution or involving its interpretation.
Attorneys General do not have to be granted leave to intervene: State
Bank of New South Wales v Commonwealth Savings Bank of Australia (High
Court) {19861 65 ALR 74; (Court of Appeal) [1986] 4 NSWLR 549.
Another example is the statutory power of intervention conferred upon
the Director of Public Prosecutions by the Director of Public
Prosecutions Act 1983. Section 15(a)(ii1) declares the power of
intervention, and section 6(1)(k) confers the function of appearing in
extradition proceedings. In Hempel v Moore [1987] 70 ALR 714, the
Director applied to be joined as a party in appeal proceedings arising
out of an application by Israel for the extradition of a person from
Australia. The Director had appeared in the magistrate's court
proceedings to conduct the matter on behalf of Israel. The extradition
treaty between Australia and Israel provided:
"The requested State shall arrange for the representation of
the requesting State in any legal proceedings relating to
the extradition of the person whose extradition 1s requested
and shall otherwise represent the interests of the
requesting State "
French J found at 717 that:
". the appearance of the Director of Public Prosecutions
in such proceedings is one way in which Australia my
discharge its treaty obligation It does not mean that he
necessarily acts as counsel or solicitor for the requesting
state. Such a role is only appropriate where the requesting
party is a party to the proceedings "
Section 11(1)(o0) of the Human Rights and Equal Opportunity Act 1986,
section 20(1)(e) of the Racial Discrimination Act 1975, and section
48(1)(gb) of the Sex Discrimination Act 1984, confer upon the Human
Rights and Equal Opportunity Commission the function of intervening,
with the leave of the particular court, 1n cases involving human rights
issues, including matters of sex and race discrimination. These
interventions, which may be granted on conditions, appear to indicate a
legislative intention that the Courts pay specific regard, in defining
the common law, interpreting statutory law and exercising discretions,
to Australia's international treaty obligations in relation to human
rights. Leave has been sought and granted in two decided cases thus
far: Tarumi Pty Ltd v Bankstown City Council, [1987] EOC 92-214 and
Aldridge v Booth, Federal Court of Australia, Spender J, unreported, 30
May 1988. In both cases, the leave was sought and granted on certain
legal issues only.
These statutory rights or obligations to intervene contain within the
relevant statutes or by clear implication, the interests which the
interveners are intended to advance or defend. A voluntary highly
reputable but non statutory public body like AFCO, seeking to represent
a general consumer interest in product safety, or like the ACF, seeking
to advocate and ensure environmental protection, will not normally be an
intervener in this category. Its role in the legal proceedings of
others could only be to assist the court to understand the matter from a
public standpoint, to provide any relevant expertise, and to describe as
necessary any breadth of general effect 1f available discretions were
exercised or decisions made one way or the other. This raises' the
question of its participation as an amicus curiae.
Amicus Curiae
The origins of the amicus curlae are somewhat mysterious, although there
are cases reported as early as the beginning of the 14th century. The
device was known in Roman law. Instances are noted in the Yearbooks of
1353 (25 Edw III 65) and of 1486 (7 Edw IV 16). It was also found in
the early French courts in limited form. The original "friend of the
court" appears to have been a disinterested bystander who interposed and
volunteered information on a matter of law which the Judge was
overlooking or about which the Judge was apparently mistaken or
doubtful: Fort Worth & Denver City Railway Co v Greathouse and Ors,
Court of Civil Appeals of Texas [1931] 41 SW 2nd 418 at 422.
In Grice v R [1957] 11 DLR (2nd) 699 at 1702, Ferguson J in the Supreme
Court of Ontario said:
"In its ordinary use the term implies friendly intervention
of counsel to remind the Court of some matter of law which
has escaped its notice and in regard of which it 1s in
danger of going wrong "
Holthouse's Law Dictionary described 1t in somewhat more genteel temms:
"When a judge 1s doubtful or mistaken in matter of law, a
bystander may inform the court thereof as amicus curlae
Counsel in court frequently act in this capacity when they
happen to be in possession of a case which the judge has not
seen or does not at the moment remember "
Professor Samuel Krislov of Michigan State University wrote 1n Volume
72 of the Yale Law Journal (No. 4 of March 1964) that "the function of
amicus curiae at common law was one of oral 'Shepardizing', the bringing
up of cases not known to the Judge." Krislov cited one extreme instance
of a member of the House of Commons who, as he had been present at the
passage by Parliament of the relevant statute, wished to inform the
court as amicus curiae of Parlilament's intentions in doing so: Horton v
Ruesby [1686] 90 ER 326.
The Yearbooks and early reports cite instances of amici curiae being
more widely permitted - acting for infants (Beard v Travers [17491 27 ER
1052); drawing attention to manifest error (The Protector v Geering
[1656] 145 ER 394 - where 1t was said that interventions were welcome
since "1t is for the honour of a court of justice to avoid error");
giving information as to the death of a party (Falmouth v Strode [1701]
88 ER 949); and calling attention to existing appropriate statutes (The
Prince's Case [1606] 77 ER 481). In the latter case at 516, the
ultimate denouement occurred when the Court assailed the two amici
curz1ae for their trouble:
"But 1n truth the serjeant and his son have not performed
the office of a good friend or of a good informer, for they
have omitted one clause in the same Act and have thereby
endeavoured to deceive the Court "
These cases and later writings on the subject have demonstrated that the
courts have always avoided a precise delimiting of the scope of the
facility. This means that the judicial discretion to permit the
intervention and its flexibility have been maximised. The amicus did
not even have to be a lawyer. The Supreme Court of Missouri in Ex parte
Brockman [1911] 233 Mo. 135 at 154; 134 SW 977 at 982 quoted this
breadth with exquisite poetry:
"If such appearance was as amicus curiae and as a matter of
grace, then that grace alone concerns us. Grace doth not
abound through consent of one's adversary It droppeth,
withal, like mercy - as the gentle and refreshing dews of
Heaven. It goeth where it listeth "
Ex parte Lloyd (Monte 69), an 1830 bankruptcy case, further 11llustrated
the versatility of the amicus curiae concept. The court reporter for
the case who was also a practising lawyer, had accepted retainers from
both sides in the case. The Lord Chancellor, believing that in his
official judicial role he could not advise the attorney which client to
represent, appointed himself amicus curiae in which capacity he felt he
could advise the lawyer which way to go.
The practice of permitting appearances amicus curiae in the American
and Canadian courts has grown in the last 100 years in particular.
Three general categories have developed:
Government - federal, state and local - and government agencies
and bodies.
Private organisations of professional or other occupational
membership - employers, commercial entities, trade unions, bar
associations and many others.
Private associations and entities, in general formally
organised, which purport to speak for non-occupational broad
public interests - religious bodies, specific racial and
minority groups, civil libertarians, organisations of and for
the disabled, consumer advocates, etc.
extent of the right in North America has also been expanded to
include a person who
"has no right to appear in a suit but is allowed to
introduce argument, authority, or evidence to protect his
interests": Ladue v Goodhead [1943] 44 NYS 2nd 783 at 787;
181 Misc 807
However, over 60 years ago, in Re Perry [1925] 148 NE Rep 163 at 165; 83
Ind App 456, the Appellate Court of Indiana said:
"Courts undoubtedly have the right to allow an attorney, or
other person, to appear as a friend of the court 1n a case,
to act as an adviser of the court, and to make suggestions
as to matters appearing upon the record, or 1n matters of
practice An amicus curiae has no rights in the matter He
can file no pleadings or motions of any kind He can
reserve no exception to any ruling of the court, and of
course cannot prosecute an appeal It has been held in this
state that an amicus curlae may, on leave, file briefs,
argue the case, and introduce evidence "
- 29 -
In Meredith v State University Of Mississippi [19641 376 US 681, where
the United States Supreme Court rejected the contention that there was a
constitutional right of trial by jury, the Federal Government was
permitted to intervene in the Court of Appeals. Its purpose was to
prosecute the University leadership, the Governor and other State
officials for criminal contempt in defying an Appeals Court order that
Meredith, a black, be admitted to the University. In an application by
the defendants for a trial by jury, a question arose as to whether the
Government was a party or an amicus curiae. Justice Goldberg who
dissented on the principal issue, wrote of the amicus curiae at 737-8
without apparent objection from the other Justices:
"A traditional function of an amicus 1s to assert an
interest of its own separate and distinct from that of the
{(parties], whether that interest be private or public It
1s customary for those whose rights [depend] on the outcome
of cases to file briefs, amicus curiae, in order to
protect their own interests . . This Court has recognized
the power of federal courts to appoint 'amici to represent
the public interest in the administration of justice' . In
this case the Government was serving essentially in that
capacity. Its ultimate interest - securing compliance with
the Court's orders requiring Meredith's admission - was
identical with the interest of the private plaintiff, and it
was invited by the court to render necessary aid in that
direction."
The Government was thus an amicus advocating on the merits, not a mere
intervener offering suggestions as to facts or law to the Court. From
neutrality on the facts and assistance on the law, the amicus has become
an advocate of a particular outcome of the litigation, even its
initiator. (See generally Angell: The Amicus Curiae - American
Development of English Institutions, 1967 International & Comparative
Law Quarterly Vol 16 pp 1017-44)
- 30 -
Australia has not seriously followed either the English common law or
the developed North American practice. With rare exceptions, Australia
has limited all interventions of outsiders to those prescribed or
permitted by statute, those who could make out a case for joinder asa
party, and those types of conditional or partial interveners of whom I
wrote when earlier addressing the remarks of MHutley JA in Bradley
[above]. This is quite a different procedure to the so-called
"McKenzie's friend" facility which has found favour in England:
McKenzie v McKenzie [1970] 3 WLR 472; Mallock v Aberdeen Corporation
(No. 2) [19731] 1 WLR 71; Reg. v Home Secretary ex parte Tarrant [1984] 2
WLR 613. This gives an unrepresented party to litigation the right to
have a friend present in court to assist in the conduct of the hearing.
This has been said in New South Wales, at least for criminal cases, to
be a "matter of indulgence" by the trial Judge to be granted only "in
extraordinary circumstances": Rv E.J. Smith [1982] 2 NSWLR 608 at 614.
Other than the Australian Railways Union case {fabovel] (which was decided
more than 50 years ago and was in any event a constitutional matter not
particularly requiring any outside specialist expertise), and the stout
efforts of the Australian Conservation Foundation to which earlier
references have been made, I have found no Australian authority which
bears upon pemmissibility or desirability in this country of the amicus
curlae procedure at trial, or impedes or limits its use.
The variegated complexity of modern life and technology, increasing
materialism and the possible risks to the public of otherwise lauded
scientific advances, have brought consequent significant legal
challenges. These have been amplified not minimally by the burgeoning
of statutory law expressing vague general principles and requiring the
- 31 -
exercise of broad undefined judicial discretions. For the just
resolution of these issues , the resultant mix beckons, if not requires,
whatever assistance and expertise the Courts can reasonably muster.
Consistent with the need for maximum possible conservation of the costs
and duration of all litigation, 1t seems to me desirable that we adopt
and adapt the English or American amicus curlae procedure as appropriate
to each case.
Earlier I drew a possible distinction between the interests of AFCO as
an organisation and those of its constituency of consumers whose
concerns it exists to protect. Of course AFCO will be answerable under
1ts constitution and derelict to its mandate if it fails to carry out
1ts obligations to this constituency. On the other hand, these
consumers too have nothing directly at stake 1n an application for the
judicial review of any relevant administrative decisions or conduct here
being examined. This case 1s primarily about whether there were errors
of law 1n or preceding the convening of the conference of the
Commission. It is not an application for a determination of the merits
or demerits for consumers of smokeless tobacco products. That 1s why
ultimately AFCO cannot be made a party.
On the other hand, it 1s clear that AFCO has the respect of the
Minister, the Commission and significant sections of the community as a
specialised body with expertise and capacity to assist 1n the due
administration of consumer protection laws in Australia. Some of these
laws, and some of the factual situations which attract their operation,
are complex and concern considerable numbers and particular sectors of
the public in particular, as well as the society as a whole. The
smokeless tobacco products under discussion in this case are not widely
known and understood. Speaking for myself, I know nothing at all about
them except as evidenced in the pleadings and affidavits in these
proceedings. AFCO may therefore be of considerable assistance to me in
the resolution of the issues to be determined here. Its independence of
commercial or government interests provides an additional dimension to
the role which AFCO might be able to play if allowed to intervene as an
amicus curiae.
Conclusions
AFCO has failed to establish that it ought or is 'necessary' to be
joined as party. It seems to me that all the relevant evidence will be
available and all the matters in dispute between the parties can be
resolved without AFCO as a party. AFCO has identified no relevant
interest in these proceedings or their outcome, specific or particular
to AFCO, beyond the fact that it made submissions to the Minister
before, and was party to, the conference. Nor has it produced any
evidence which bears on the issues between the parties. It is true that
the conference may be halted by orders made in these proceedings,
whether permanently so as to prevent its re-instigation or re-
commencement, or temporarily in the sense that it is permitted to be re—
constituted. It is also true that in this event, AFCO will he
'affected' in the sense that it will not be able to be further heard in
the current conference. However, 1f the conference ends, no one will be
heard any more, and the Minister's actions will be nullified. Any views
or desires of AFCO in relation to the use of smokeless tobacco will then
be back 1n the Minister's court. If the conference continues or a new
conference convenes, nothing done in this case will bear upon AFCO's
status at the conference.
- 33 -
This 1s not the 'effect' being spoken of here. Referable to this case,
AFCO must show that it, aS an organisation, or even the general body of
consumers whose wellbeing 1t seeks to advance, will or may suffer by an
order in these proceedings, a financial or other substantive detriment.
This 1t has failed, 1ndeed not even tried, to do.
It 1s difficult for me to predict at this early stage of the proceedings
to what extent, if at all, any public interest issues will he raised in
this case. But to the extent that some such public interest issues are
or may become part of the proceedings, it seems to me appropriate that
AFCO be permitted to participate as an amicus curiae. If no wider
issues arise, AFCO may have no or few interests to advance or concerns
to protect, and its role may be negligible. As the matter proceeds
through the interlocutory stages, this situation should become clearer.
It will then be possible to hear argument on and define the appropriate
extent and form of the intervention for this case.
I see no reason, by way of either principle or authority, why this role
should not embrace a consideration by the Court in due course of AFCO's
presentation of evidence omitted or overlooked by the parties, which is
relevant to one or more of the issues before the Court, so as to assist
the Court in its resolution of those issues, and to protect AFCO's own
and its constituents' interests in the process. If contrary to my
earlier expressed anticipation, AFCO has or wishes to proffer any such
evidence, and the other parties have declined its offer that they
present the material, AFCO may apply at a directions hearing or other
appropriate stage to present the evidence.
I therefore give leave to AFCO to appear as an amicus curiae at and
prior to the hearing of this matter. I reserve the costs of this motion
to be argued at a convenient directions hearing.
I will hear the
an appropriate stage
concerning AFCO's costs as
curiae, but I state my understanding that the overseas
parties at
amicus
practice is that
amici curiae generally bear their own costs.
Counsel and solicitors for Mr. B.W. Walker
United States Tobacco Company instructed by
Baker and McKenzie
Solicitors
Counsel and solicitors for Mr. J. Allsop
the Minister for Consumer instructed by the
Affairs and Trade Practices Australian Government Solicitor
Commission
Counsel and solicitors for Mr. B.J. Preston
Australian Federation of instructed by
Consumer Organisations Inc. Slater and Gordon
Solicitors
Date of hearing 19 May 1988
Date of judgment 14 July 1988