Envirotech Australia Pty Ltd v Enviro-Clear Co. Inc. [1988] FCA 437
Federal Court of Australia
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- JUDGMENT No..4320. S85
CATCHWORDS
Patents — Revocation - Petition "by any other person" - Petition
after expiration of term - Costs of applicant. re
Patents Act 1952 — ss. 99, 100(1)(e), (g) ri
IN THE MATTER of the Patents Act 1952 (as amended) Section 99 and
IN THE MATTER of a Petition by ENVIROTECH AUSTRALIA PTY. LTD. for
revocation of Australian Letters Patent No. 438,566 in the name of
ENVIRO-CLEAR COMPANY INC.
No. VG245 of 1987
seyoce
Jenkinson J.
Melbourne
12 August, 1988
mans ee we
IN THE FEDERAL COURT OF AUSTRALIA )
VICTORIA DISTRICT REGISTRY
) No. VG245 of 1987
GENERAL DIVISION )
CORAM:
PLACE:
DATE:
IN THE MATTER of the
Patents Act 1952 (as
amended) Section 99
- and -
IN THE MATTER of a
Petition by ENVIROTECH
AUSTRALIA PTY. LTD. for
revocation of Australian
Letters Patent No.
438,566 in the name of
ENVIRO-CLEAR COMPANY INC.
MINUTES OF ORDER
Jenkinson J.
Melbourne
12 August, 1988
THE COURT ORDERS THAT:
1.
(NOTE:
Patent numbered 438566 in the Register of Patents be
revoked.
The applicant serve on the Commissioner of Patents an
office copy of this order.
The respondent Enviro-Clear Company Inc. pay to the
applicant the applicant's costs (including reserved
costs) of the petition.
Settlement and entry of orders is dealt with in 0.36 of
the Federal Court Rules.)
IN THE FEDERAL COURT OF AUSTRALIA )
VICTORIA DISTRICT REGISTRY ) No. VG245 of 1987
GENERAL DIVISION )
IN THE MATTER of the
Patents Act 1952 (as
amended) Section 99
~- and -
IN THE MATTER of a
Petition by ENVIROTECH
AUSTRALIA PTY. LTD. for
revocation of Australian
Letters Patent No.
438,566 in the name of
ENVIRO-CLEAR COMPANY INC.
CORAM: Jenkinson J.
PLACE: Melbourne
DATE: 12 August, 1988
REASONS FOR JUDGMENT
Petition for revocation of a patent.
Australian patent numbered 438,566 was granted to
American Sugar Company on a Convention application for a term
reckoned from 14 November 1969 which expired on 14 November 1985.
The priority date of each claim of the complete specification was
26 November 1968. The title of the invention was "Method and
apparatus for separating liquids from solids". The invention is
concerned with finely divided solids in suspension in a liquid.
On 30 June 1983 the patentee assigned its whole interest in the
letters patent to Enviro-Clear Company Inc., by which a licence
wm epee
2.
was granted the next day to Bulk Materials (Coal Handling)
Services Pty. Ltd. Both transactions were the subject of entries
in the Register of Patents. A petition for extension of the term
of the patent was presented to the Supreme Court of New South
Wales by the patentee and the licensee, but the petition was
withdrawn in about June 1987. This petition for revocation was
presented on 3 September 1987. The patentee and the licensee
having entered appearances in the proceeding on the petition, the
licensee was excused from further attendance by an order made on
25 September 1987. Other orders made that day were an order
dismissing a motion by the patentee that the petition be dismissed
and an order that, unless the patentee should give to the
applicant's solicitors notice within a specified time that the
patentee desired to oppose the petition, "the petitioner need not
serve copies of its affidavits in support of its petition on" the
patentee. No such a notice was given and there was no appearance
for the patentee or the licensee on the hearing of the petition.
The principal ground of the petition is that the
invention was not novel in Australia on the priority date. The
other ground supported by evidence and submission was that the
invention so far as claimed in the claims of the complete
specification was obvious and did not involve any inventive step
having regard to what was known or used in Australia on and before
the priority date.
The specification declares the methods proposed for
continuously separating finely divided and suspended solids from
liquids to have application to a wide variety of mixtures of such
3.
solids and liquid : "commercial and municipal waste waters, such
as factory waste liquors and partially clarified sewage .... waste
liquids from beet and cane sugar manufacture, waste liquids from
canneries, breweries, meat packing plants, rendering plants and
other food processing plants .... pigments or suspended particles
of coal from aqueous suspensions .... effluents in pharmaceutical
operations" are given as examples. The evidence of prior use and
publication is concerned only with mixtures of the juice of sugar
cane and the finely divided solids which are found in suspension
in that liquid in the course of cane sugar production. The
applicant manufactured and sold in Australia during the term of
the patent equipment used in separating liquid from solids in cane
sugar production.
I accept the submission of Dr. Emmerson Q.C., who
appeared with Mr. Shavin for the applicant, that a petition for
revocation may be entertained and granted after the expiration of
the term of a patent. In accepting that submission I follow the
decisions of Romer J. in John Summers & Sons Ltd. v. The Cold
Metal Process Coy. (1948) 65 R.P.C. 75 and of Wild C.J. in Usher
v. Nordhoff and Company (Pty.) Ltd. [1972] R.P.C. 636.
I accept also the submission that the applicant is a
person entitled to present the petition. The contrast between,
on the one hand, the limitations expressed in s.59 of the Patents
Act 1952, by which the right to oppose the grant of a patent is
restricted to the Minister "or a person interested", and in s.86
of the Patents Act 1903, by which the right to petition for
revocation of a patent was restricted to several specified classes
ween ere ent
iN
4.
of persons and the Attorney-General, and on the other hand the
expression "any other person" in s.99 of the Patents Act 1952
gives good ground for understanding the latter phrase in its
literal, unrestricted sense. It was in that sense that Bryson J.
appears to have understood the phrase in E. I. Du Pont De Nemours
and Co. v. Commissioner of Patents (1978) 8 I.P.R. 293 at 297,
307-308.
The first claim of the complete specification reads:
"A continuous process for rapidly separating
finely divided suspended solid materials from
Liquids at a predetermined controlled rate,
comprising the steps of forming a slurry of
solid agglomerates in an influent feed of
liquid containing finely divided and suspended
solids by the addition of a settling aid,
forming a settling zone having a relatively
stationary upper boundary and containing
previously formed solid agglomerates,
introducing said influent liquid slurry at a
position within said settling zone, altering
the direction of motion of the influent feed
to cause it to flow outwardly through said
previously formed agglomerates to cause
additional agglomeration of the solids and the
formation without additional agitation of a
dense settleable mass of the solids and
agglomerates, removing a dense underflow from
beneath said settling zone at a rate to
maintain said relatively stationary upper
boundary, and continuously removing an
overflow of clarified liquid from above said
upper boundary of said settling zone, whereby
separation of the solids and liquids rapidly
occurs in said settling zone."
Other claims disclose the means of altering the direction of
Motion of the influent feed to be a baffle so placed as to
deflect, at a point adjacent to the point of entry of the influent
feed into the settling zone, the vertical motion of the influent
5S.
to a substantially horizontal motion. Other claims disclose a
means of removing the dense underflow from beneath the settling
zone to be a moveable rake to direct the underflow solids to the
bottom outlet.
The evidence in support of the petition was of three
persons who before the priority date were employed by the Bureau
of Sugar Experiment Stations, a body constituted under legislation
of the State of Queensland, and of Dr. John Ronald Allen, who was
concerned at material times with the publication of a periodical
entitled "Proceedings of the Queensland Society of Sugar Cane
Technologists", in which the prior publication on which the
applicant relies had occurred. The principal deponent was Keith
John Nix, who commenced employment by the Bureau in 1965 after
taking baccalaureates in Applied Science and Chemical Engineering
from the University of Queensland. One of the functions of the
Bureau has been research to improve cane sugar production. From
that time until November 1966 Mr. Nix and other officers of the
Bureau carried out studies of the functioning of each of two large
vessels used in the production of cane sugar in Queensland and
known as ATV clarifiers. Each was at a different cane sugar mill
and may be conveniently identified by a word from the name of the
company operating the mill : the Isis clarifier and the Fairymead
clarifier. Papers written by Mr. Nix giving the results of these
studies were published in one or other of the issues of the
periodical to which I have referred for the years 1966, 1967 and
1968, all three of which issues were published before July 1968.
Publication was by delivery to all Australian members of the
Queensland Society of Sugar Cane Technologists, who numbered more
ows
"
aoe
_
6.
than 600 persons, to all overseas members, who numbered more than
50 persons, to the National Library, the Queensland State Library
and the Queensland Parliamentary Library. Copies were also
available immediately after publication for purchase by any member
of the public from the Society. Summarily stated, the evidence
for the applicant is that all the essential integers of the claims
of the complete specification were manifested in the operation of
the ATV clarifiers at the Isis and Fairymead cane sugar mills
during the several years preceding the priority date and were
before that date disclosed in the papers published by Mr. Nix.
It is convenient to deal with the first and eighteenth
and nineteenth claims of the complete specification together. The
latter two claims read:
-"18. In an apparatus for rapidly and
continuously separating finely divided and
suspended solid materials from liquids at a
predetermined and controlled rate, a settling
vessel having a top and bottom outlet means,
inlet means including conduit means extending
to a position within said settling vessel,
means for introducing a substantially vertical
flow of influent feed of liquid containing
freshly agglomerating solid materials to the
point of entry established by said conduit
means, baffle means adjacent the point of
entry established by said conduit means for
altering the direction of motion of said
influent feed whereby the influent feed is
directed in a horizontally outward direction
with respect to said point of entry, means
controlling the rate of discharge of solid
Materials through said bottom outlet means to
control and thereby establish settling and
sludge zones above and below said point of
entry of influent feed, and means for
withdrawing a clarified effluent through said
top outlet.
19. Apparatus as in Claim 18 in which said
means for altering the direction of flow of
said influent feed comprises baffle means
'
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7.
positioned closely adjacent said point of
entry for said influent feed."
The slurry with which ATV clarifiers were before the
priority date, and are, concerned consists of sugar cane juice, a
sucrose solution containing phosphate, in which soil, protein and
other impurities are suspended, and to which has been added
calcium hydroxide. A product of chemical reaction between the
phosphate and the calcium hydroxide is calcium phosphate, which
forms solid agglomerates with material suspended in the solution,
This slurry is introduced into the clarifier after being heated.
Each of the Isis and Fairymead clarifiers consisted before the
priority date of four compartments in vertical sequence, but for
the purposes of this proceeding attention may be confined to a
single compartment. The compartment is a circular metal chamber
about 5 feet high, 24 feet in diameter in the case of the Isis
clarifier, 32 feet in the case of the Fairymead. The influent
flows vertically down a feed pipe in the centre of the compartment
which it enters in what is called in the claims and in the
evidence "the settling zone". At the bottom of the compartment
during operation of the clarifier is a dense mass of solid matter
saturated in liquid. At the top is clear liquid almost free of
solids. Those solids and that clear liquid are what it is the
object of the process within the clarifier to separate. Between
those two zones is a zone in which occurs the process of
agglomeration, and of settling towards the lower zone, of solid
particles. This is called "the settling zone". Within that zone
and immediately below the point at which the influent enters the
compartment is a baffle plate lying in a substantially horizontal
8.
plane, by which the vertical motion of the influent 1s altered to
a substantially horizontal motion through the settling zone.
Across the lower part of the compartment a rake moves the "dense
underflow", as it is called in the first claim, into the centre of
the compartment where a circular depression called "the boot"
receives the mud, which is drawn out of the clarifier through a
pipe in the boot. The clarified sugar cane juice is drawn out of
the clarifier through a pipe or pipes at the top of the
compartment. The rates of flow, which is continuous, into and
out of the compartment, of influent and of clarified juice and
mud, are so controlled as to maintain relatively stationary the
boundaries between the three zones to which I have referred. The
agglomerates in the influent cohere with the agglomerates already
in the settling zone to form larger solid particles which settle
without agitation, except that which the centrifugal passage of
the influent causes. Liquid drawn out of the clarifier at
predetermined points is passed through a turbidimeter consisting
of a photo-electric cell, and sounding an alarm to alert operators
when suspended solids in the liquid at that point exceed what is
desirable. The operators thereupon manually adjust the rate of
discharge either of the clarified cane juice or the subjacent mud;
and they adjust also at need the rate of introduction of the
influent into the clarifier.
The foregoing description of ATV clarifiers and their
operation was proved to have been true of the Isis and Fairymead
clarifiers in 1965 and 1966 when Mr. Nix and other officers of the
Bureau were studying their operation with a view to evaluating,
and if possible improving, the efficiency of cane sugar juice
—-,
9.
clarifiers in Queensland. The texts of the articles published in
the Proceedings of the Queensland Society of Sugar Cane
Technologists before July 1968, together with the photographs and
diagrams accompanying and illustrating the articles, disclosed all
that I have described as the normal operation of the two
clarifiers. Each clarifier exemplified each of the elements of
the description. In any event, each article other than the first
contained a reference to each previously published article.
Claim 20 of the complete specification reads:
"Apparatus as claimed in Claim 18 or Claim 19,
in which said means for controlling the rate
of discharge through said bottom outlet means
includes pump means and light-responsive means
for controlling said pump means in accordance
with the turbidity of liquid at a
predetermined point within said settling
vessel."
The diagrams by reference to which claim 26 is formulated make it
clear, as does the text of the complete specification, that the
control of the pump is effected automatically by "suitable
electric circuitry". Control of the pumps of the ATV clarifiers
in use before the priority date at Isis and Pairymead mills was,
as I have stated, manually effected in response to automatic alarm
signals. TI accept the evidence of Mr. Nix that at the time he was
studying those clarifiers in 1965 and 1966 he had the technical
knowledge necessary "to create and install a means of causing the
Turbidimeter which I was using to initiate the operation of a pump
instead of merely sounding an alarm in the manner I have
described. The creation and installation of such a means would
a
Leet eg
10.
not have required an inventive step on my part".
Claim 1 specifies "the addition of a settling aid" as
the means of forming "a slurry of solid agglomerates" in the
influent feed. Claims 2, 3 and 4 read:
"2. A process as in Claim 1 in which said
settling aid is a member of the group of
organic polyelectrolytes.
3. A process as in Claim 2 in which said
polyelectrolyte settling aid is an organic
copolymer of acrylamide of molecular weight
from about 2,000,000 to 3,000,000.
4. A process as in any one of Claims 1 to 3,
in which said settling aid is added ina
proportion ranging from about 0.1 to 30 parts
per million of said influent feed."
A substance sold under the trade name Separam AP30, to which
reference is made in the specification, and another substance sold
under the trade name Sedipur TF2, were both used by Mr. Nix and
his colleagues as settling aids added to the influent during
operation of the Fairymead clarifier before the priority date.
Both substances were members of the group of organic
polyelectrolytes and were both organic copolymers of acrylamide
having molecular weights between two and three million. Although
settling aids were not used during the tests carried out in the
Isis clarifier, Separam AP30 was available for use at that mill.
The settling aid was added to the influent at Fairymead in
proportions within a range from about one to about five parts per
million. I accept the evidence of Mr. Nix that the greater range
specified in claim 4 would be required to comprehend the wide
range of mixtures mentioned in the specification. And I accept
wee
nes
11.
the evidence of Phillip Gwyther Atherton that no higher proportion
of settling aid than 5 parts per million is used in the cane sugar
industry because the Food and Drugs Administration Authority of
the United States of America has made rulings which would preclude
the importation into that country of sugar in the production of
which a higher proportion was used. Mr. Atherton is a Bachelor of
Applied Science and holds a post-graduate Diploma in Sugar
Technology. He is a Fellow of the Royal Australian Chemical
Institute and of the Institution of Engineers Australia. His
experience of the Queensland sugar industry has been continuous
since 1955. It was one of his duties as Senior Mill Technologist
of the Bureau to oversee the research work carried out by Mr. Nix
and other officers of the Bureau at the Isis and Fairymead sugar
cane mills in 1965 and 1966. In one of the articles published
before the priority date the addition of "flocculating agents" to
the influent is recorded. The use of such settling aids was
common in cane sugar juice clarifiers in Queensland before the
priority date.
I defer consideration of claim 5.
Claim 6 reads:
"A process as in any one of Claims 1 to 5, in
which at least a portion of said additional
agglomerates are of an average size greater
than the average size of said previous
agglomerates."
I accept the following evidence of Mr. Atherton concerning this
claim:
Ro
12.
"Concerning claim 6, to my knowledge no-one in
Australia has measured whether the additional
agglomerates are of an average size greater
than the average size of the previous
agglomerates. However, as the whole object of
the clarifying exercise is to increase the
size of the agglomerates so that they settle
to the bottom of the clarifier tank and as
this settling is achieved, claim 6 is
axiomatic."
Claims 7, 8, 9, 10 and 11 read:
"7. A process as in any one of Claims 1 to 6,
in which the dense underflow is continuously
removed at a predetermined rate in proportion
to the rate of anfluent feed to thereby
continuously maintain said zone of settling
below a relatively stationary, upper boundary.
8. A process as in any one of Claims 1 to 7,
in which said clarified liquid is continuously
removed at a rate which is substantially
directly proportional to the rate of influent
feed.
9. A process as in any one of Claims i to 8,
in which said influent feed containing
agglomerates is introduced in a substantially
vertically flowing stream and is deflected to
flow substantially horizontally outward
therefrom to rapidly effect said additional
agglomeration.
10. A process as in Claim 9 in which said
substantially horizontal outward flow of the
influent feed is accomplished by arresting the
vertical motion of said influent feed while
permitting free outward circulation of the
feed.
11. A process as in Claim 10 in which the
vertical motion of the influent feed is
arrested at a point at least two inches
vertically displaced from the point of
introduction of the influent feed."
It may be inferred from the description previously given
wayne
13.
of the operation of the Isis and Fairymead clarifiers that in
erder to maintain the boundaries between the three zones
relatively stationary there 21s maintained an appropriate
proportionality between the rates of flow of the single influent
and the two effluents. The rates were "predetermined", but were
subject to modification in response to what the turbidimeter
showed to be the turbidity of the liquid in the clarifier at a
particular point in the clarifier. The content of claims 9, 10
and 11 has been comprehended in that description, except that the
vertical distance between the baffle plate, by which "the vertical
motion of the influent feed is arrested", and "the point of
introduction of the influent feed" has not been stated. In both
the Isis and Fairymead clarifiers that distance was about 8
inches. The diagrams illustrating the articles to which I have
referred and which were published before the priority date make it
clear that the distance is more than 2 inches, although the exact
measurement is not given.
Claim 5 is in these terms:
"A process as in any one of Claims 1 to 4, in
which said influent feed of liquid slurry is
introduced at a rate ranging from about 3 to
10 gallons per minute per square foot of
cross-sectional filtering area within said
zone of settling, said rate of influent feed
being sufficient to induce a degree of
percolation within said zone of settling to
increase the rate of additional
agglomeration."
The rate at which influent was introduced into the Isis and
Fairymead clarifiers before the priority date was about one third
wow teen
14.
a gallon per minute per square foot of cross-sectional filtering
area within the settling zone. I accept the evidence of Messieurs
Atherton and Nix that the rate of introduction of influent feed
will be affected by the size and type of claryifying vessel and
the kind of slurry being introduced (including the type and
proportion of settling aid added to the influent). The
experiments narrated in the complete specification which disclosed
quantitative rates of introduction of influent were concerned with
first carbonation beet sugar juices. I accept the evidence of Mr.
Ahterton that a higher rate of introduction of influent could be
obtained with beet juice than with cane sugar juice because the
former carries far less suspended matter than the latter. I also
accept the evidence of Mr. Nix that first carbonation beet juice
permits a higher rate of influent introduction because the
clarification process is not intended to produce a liquid
virtually free of solids, as the clarification of cane sugar juice
is, and because the calcium carbonate precipitant formed in beet
juice influent feed provides a more rapidly settling flock than
the calcium phosphate precipitant formed in cane sugar juice
influent feed. And I accept the evidence of Mr. Atherton that any
percolation of the influent through the settling zone will
increase the rate of additional agglomeration, so that any rate of
antroduction of influent sufficient to effect that percolation
will increase the rate of additional agglomeration. If all the
essential integers disclosed in claims of the patent in suit other
than claim 5 were published before the priority date, then
achievement of the claimed rate of introduction of influent would
be, as Dr. Emmerson submitted it was, no more than a matter of
"workshop adjustment", in my opinion, provided that the properties
Lae
15.
of the influent feed were not such as to make that achievement a
practical impossibility. (See Blanco White : Patents For
Inventions (4th ed.) para. 4-212; Dennison Manufacturing Co. v.
Monarch Marking Systems Inc. (1983) 66 A.L.R. 265 at 274).
Claim 15 reads:
"A process as in any one of the preceding
claims in which said influent feed is
introduced at a rate of the order of 7.5
gallons per minute per square foot of
cross-sectional area of said settling zone."
I find nothing in the claims intervening between claim 5
and claim 15 or in the evidence to make the observations and the
conclusion I have expressed concerning claim 5 inapplicable to
claim 15.
Claim 12 propounds the direction of the flow of influent
feed into the settling zone to be upwards. It is convenient to
set out with claim 12 the claims numbered 21, 22 and 23:
"12. A process as claimed in any of Claims 9
to 11 whenever said influent stream is an
upward flowing stream introduced centrally of
the settling zone and is deflected to flow
radially outward.
Pe es
21. Apparatus as claimed in any one of Claims
18 to 20, in which moveable rake means are
positioned between said inlet and bottom
outlet means, said rake means surrounding said
inlet means, and movable with respect thereto
to positively discharge underflow solids to
said bottom outlet means.
22. Apparatus as in any one of Claims 18 to
21, in which said top outlet means comprises a
16.
peripheral opening in the top of said settling
vessel, and conduit means associated therewith
for receiving a gravity overflow of clarified
liquid.
23. Apparatus as claimed in any one of Claims
18 to 23, in which said conduit means for the
influent feed comprises a standpipe passing
through the bottom of said separation vessel,
and extending vertically to a position
intermediate the top and bottom of said
separation vessel."
Claims 18, 19 and 20 have been set out above. Claims 25 and 26
are in identical terms, except that the former commences with the
words "A process" and the latter with the word "Apparatus". Claim
25 is in these terms:
"A process for rapidly and continuously
separating finely divided and suspended solid
materials from liquids substantially as
hereinbefore defined with reference to the
accompanying drawings."
I defer consideration of claims 19, 21 and 22. It will be
observed that claims 12 and 23 indicate that the influent is
introduced into the separation vessel from the bottom and that
therefore the vertical flow of the influent to the baffle plate is
upwards, whereas in the Isis and Fairymead clarifiers the vertical
flow was downwards. The drawings to which reference is made in
the last two of the claims, numbered 25 and 26, are, respectively,
of process and apparatus in which the flow is upwards. I accept
the evidence of Mr. Nix that "it would make no difference whether
the influent is introduced through the top or the bottom of the
clarifier because it is introduced in a closed pipe through either
the bottom or the top of the clarifier and released into the
"
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17.
clarifier substantially horizontally at a predetermined location.
Ordinarily, until such time as the influent is released into the
clarifier, it has no effect on the practical working of the
invention. The practical working of the invention is not affected
by the mode by which the influent is released. This would be
obvious to anyone skilled in this field. It would only be useful
to introduce the influent at the bottom of the clarifier if
physical constraints prevented top entry and, in that event, such
a workshop variation would be obvious to a man skilled in the
field." Accordingly I find that, so far as the patented invention
was claimed as involving vertically upwards, rather than
downwards, motion of the influent feed between the point of
introduction of the feed to the settling zone and the point at
which vertical motion is altered to cause the influent feed to
flow substantially horizontally outward, it was obvious and did
not involve an inventive step having regard to what was known and
used in Australia before the priority date.
Claims 21 and 22 may now be considered. The rake in use
at the Isis and Fairymead mills was described, and shown in
diagrams, in the articles published before the priority date; and
from those articles it can be appreciated that the rake was
positioned between the feed inlet and the bottom outlet, that the
rake surrounded the inlet and was movable with respect to the
inlet, and that its radial operation discharged the underflow
solids to the bottom outlet pipe in the boot of the compartment.
Such a rake, as propounded in claim 21, was in common use in
Queensland sugar cane juice clarifiers before the priority date.
The means for drawing off clarified juice which is propounded in
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a nn we meewn wg
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18.
claim 22 was in use in the Isis and Fairymead clarifiers and was
described in the articles. Each compartment of the Isis and
Fairymead clarifiers was equipped with several such peripheral
openings and associated conduits.
Claims 13 and 14 read as follows:
"13. A process as in any one of Claims 10 to
12, in which the said relatively stationary,
upper boundary of the settling zone is at
least two inches above the point of arresting
the vertical motion of said influent feed.
14. A process as claimed in any one of the
preceding claims in which the point of
introduction of said influent feed is at least
six inches above the point of removal of said
dense underflow."
The minimum distances propounded in these claims were
exceeded by substantial margins in the Isis and Fairymead
clarifiers and the diagrams in the articles published before the
priority date make it apparent that those distances were exceeded.
Claims 16 and 17 are in these terms:
"16. A process as claimed in any one of the
preceding claims in which a portion of said
dense underflow is recirculated and intermixed
with the influent feed, such recirculation
permitting a degree of control the rate of
agglomeration and the density of the underflow
removed from the settling zone.
17. A process as claimed in any one of the
preceding claims in which the average
retention time of said influent feed in said
settling zone is less than about five
minutes."
we rmeteenee ne
19.
Before the priority date experimental remixing of the underflow
with the influent had been undertaken by Mr. Nix at the Fairymead
mill and had been discussed in an article in the Proceedings of
the Queensland Society of Sugar Cane Technologists published
before the priority date. It had not been the practice to
intermix the solid effluent with the influent in the Australian
sugar cane undustry, but rather to return to the influent the
cloudy filtrate removed from the mud by a filtration process. It
was, however, established and well known practice before the
priority date in this country in sewage treatment and in the
aluminium industry to add back solids recovered from a
clarification process into the influent. The experiments in 1965
and 1966 at the Isis and Fairymead mills had in some instances
demonstrated a retention time of influent feed in the settling
zone of less than about five minutes and a person knowledgeable in
the technology upon which the clarification process was based
would have been able to deduce that that had occurred from the
experimental results disclosed in the articles published before
the priority date.
Claim 24 reads:
"Apparatus as claimed in Claim 23 when
appended to Claim 19, in which said standpipe
and baffle means are adjustably mounted with
respect to each other in the bottom of said
settling vessel."
I accept the evidence of Mr. Nix that making the influent
standpipe and the baffle adjustable each in relation to the other
would be "an obvious workshop adaptation requiring no inventive
20.
skill" and his evidence that such an adaptation would be of use
only in a clarifying vessel intended for experimental use. In
other uses the adjustments would be required only when the vessel
and its associated equipment were being set up for the process to
be undertaken.
Claims 25 and 26 do not disclose a significant integer
not found in the other claims.
My conclusion is that each of the essential integers of
the claims of the patent either was not novel in Australia on the
priority date of the claims, by reason of prior use at the Isis or
Fairymead mill or by reason of prior publication in the
Proceedings of the Queensland Society of Sugar Cane Technologists,
or was obvious and did not involve an inventive step having regard
to what was known in Australia on the priority date. Accordingly
I should accede to the prayer for revocation of the patent.
Dr. Emmerson sought an order that the applicant's costs
of the petition be paid by the patentee. Threats had been made by
the patentee to customers of the applicant concerning
infringement of the patent alleged to have been committed in the
vending of equipment manufactured by the applicant. In July 1987
the applicant's solicitor had invited the patentee to offer to
surrender the patent, but the invitation was declined. The
patentee's motion for dismissal of the petition, which was refused
on 25 September 1987, was grounded upon a contention that the
offer of an undertaking to the Court by the patentee not to take
any proceeding for infringement of the patent had the result that
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21.
maintenance of the petition thereafter was an abuse of process.
For reasons which his Honour gave, Northrop J. rejected that
contention. In those circumstances I think that the applicant
should have an order for its costs against the respondent
patentee. (Cf. In the Matter of Aylott's Patent (1911) 28 R.P.Cc.
287.)
I certify that this and the 20
preceding pages are a true copy of
the Reasons for Judgment herein of
the Honourable Mr. Justice
Jenkinson.
Dated: 12 August, 1988
Counsel for the Petitioner : Dr. J. McL. Emmerson QC and Mr.
D. Shavin
Solicitors for the Petitioner: Freehill, Hollingdale & Page
Dates of Hearing : 23, 24 and 25 May, 1988
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