Right To Life Association (NSW) Inc. v. The Secretary of the Commonwealth Department of Human Services & Health & Anor [1994] FCA 687
Federal Court of Australia
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SUDGMENT No. soc Q3 oul ma?
CATCHWORDS
ADMINISTRATIVE LAW - standing for judicial review of
administrative action - meaning of "person aggrieved" -
whether incorporated "right to life" association sufficiently
aggrieved to challenge decision not to stop clinical trials of
therapeutic goods - legislative objects of therapeutic goods
legislation.
Administrative Decisions (Judicial Review) Act 1977 (Cth)
Therapeutic Goods Act 1989 (Cth)
Therapeutic Goods Regulations
Australian Conservation Foundation v Commonwealth (1980) 146
= i Vv (1981) 38 ALR
Australian. Institute of Marine and Power Engineers vy
Secretary, Department of Transport (1986) 71 ALR 73
Ogle v Strickland (1987) 71 ALR 41
Broadbridge v Stammers (1987) 76 ALR 334
v inis
(1988) 83 ALR 79
f
v_Minis
(1989) 19 ALD 70
'oO Cs) 8 (1989) 52
SASR 288
(1993)
No NG 606 of 1994
Lindgren J
23 September 1994 26 SEP 1994
Sydney FEDERAL Court OF
PRINCIPAL
REGISTRY
IN THE FEDERAL COURT OF AUSTRALIA
NEW SOUTH WALES DISTRICT REGISTRY ) No. G 606 of 1994
GENERAL DIVISION )
RIGHT TO LIFE ASSOCIATION (NSW)
INC.
Applicant
AND:
THE SECRETARY OF THE
. COMMONWEALTH DEPARTMENT OF HUMAN
- - SERVICES & HEALTH
First Respondent
FAMILY PLANNING VICTORIA INC.
Second Respondent
CORAM: LINDGREN J
PLACE: SYDNEY
DATE: 23 SEPTEMBER 1994
MINUTE OF ORDER
THE COURT ORDERS THAT:
(A) The first question for separate decision be answered as
follows:
1. Is the applicant a "person aggrieved" within the
meaning of the Administrative Decisions (Judicial
Review) Act 1977?
Answer: No.
NOTE: Settlement and entry of orders is dealt with in
Order 36 of the Federal Court Rules
IN THE FEDERAL COURT OF AUSTRALIA )
NEW SOUTH WALES DISTRICT REGISTRY ) No. G 606 of 1994
GENERAL DIVISION )
BETWEEN:
RIGHT TO LIFE ASSOCIATION (NSW)
INC.
Applicant
AND:
THE SECRETARY OF THE
- . COMMONWEALTH DEPARTMENT OF HUMAN
- SERVICES & HEALTH
Piret Respondent
FAMILY PLANNING VICTORIA IXC.
Second Respondent
CORAM: LINDGREN J
PLACE: SYDNEY
DATE: 23 SEPTEMBER 1994
REASONS FOR JUDGMENT
BATURE OF PROCEEDINGS
The applicant seeks, in the alternative, pursuant to section
5, 6 or 7 of the Administrative Decisions (Judicial Review)
Act 1977 ("the AD(JR) Act") relief in respect of a "decision",
"conduct" or "failure to make a decision" respectively, of the
first respondent (also called in these reasons, "the
Secretary"). According to the application, the relevant
decision was one conveyed to the applicant in a letter dated
31 August 1994 from the Acting Secretary, Commonwealth
Department of Human Services and Health, and was a "decision
.e. not to stop three clinical trials of the drug Mifepristone
which are proceeding under Clinical Trial Notification (CTN)
Numbers 93/434, 94/137 and 94/138".
The applicant conceded that it would have difficulty in
relying on "conduct" under s. 6 and in relying on a "failure
to make a decision" under s. 7, and made no submissions in
respect of those sections. ~Accordingly, the hearing before me
proceeded on the basis that the application was for an order
of review of a "decision" under section 5 of the AD(JR) Act.
The applicant filed a notice of motion on 9 September 1994
seeking an order that the first respondent direct that the
clinical trials not be conducted, or if already in progress be
stopped, pending the determination of the proceedings. The
motion for interlocutory relief came before me for hearing on
15 September 1994. The parties agreed, however, that if the
proceedings could be heard on a final basis this year, the
application for interlocutory relief should not proceed. I
fixed the proceedings for final hearing before me on 26, 27
and 28 September 1994.
The parties asked that three questions be determined prior to
the final hearing and that the hearing on these three
questions occur on the day which had been set aside for the
hearing of the interlocutory application, namely 15 September
1994. Since the determination of the questions would not
involve any disputed questions of fact, and a determination of
them might dispose of the proceedings finally, and not
withstanding the absence of a notice of objection to
competency under Order 54 rule 4 of the Federal Court Rules, I
made by consent, an order under Order 29 rule 2 of the Rules
that the following three questions be decided separately from
any other question in the proceedings:
li. Is the applicant a "person aggrieved" within the
meaning of the i
Beview) Act 1977?
2. (a) Was there a "decision" by the first respondent
within the meaning of section 5 of the
Administrative Decisions (Judicial Review) Act
1977 or a "failure [by the first respondent] to
make a decision" within the meaning of section
7 of that Act?
(b) Was there "conduct" by the first respondent
within the meaning of section 6 of the
Administrati Decisi (Judicial Revi
1977?
3. Under paragraph (e) of Item 3 of Schedule 5A to the
i (Cth), is there a
positive obligation on the first respondent to
investigate possible breaches of State law?
As will appear, until the end of the hearing on 15 September
1994 there was but one respondent, the Secretary, and the
words "by the first respondent" have been inserted by me in
the quesitons with the parties' consent. These Reasons for
Judgment relate to question 1 only.
THE HEARING ON 15 SEPTEMBER 1994
On the hearing on 15 September 1994, Mr D F Rofe QC with Mr A
J Tudehope of counsel appeared for the applicant and Mr DM J
Bennett QC with Mrs A C Bennett of counsel appeared for the
first respondent. Mr J M Snowdon, solicitor, sought, and was
granted without objection, leave to appear for Family Planning
Victoria Inc.
At the conclusion of the hearing, when the further course of
the proceedings was being discussed, Mr Snowdon applied for an
order joining his client as a party. The applicant did not
Oppose this, subject to a submission which it would wish to
make that it should not, in any event, be ordered to pay the
costs of Mr Snowdon's client. As will appear, Mr Snowdon's
client had an interest which would be affected by the result
of the litigation. I ordered that Family Planning Victoria
Inc. be added as second respondent, reserving the right of the
applicant to submit that it should not, in any event, be
liable to pay the second respondent's costs.
On the hearing, the evidence comprised affidavit evidence and
documents admitted as exhibits. There was no oral evidence.
After the hearing there were short written submissions by the
applicant dated 19 "September 1994, by -the first respondent
dated 20 September 1994, and by the applicant in reply dated
21 September 1994.
It was not in issue that Mifepristone, also known as ""RU486",
was within the definition of "therapeutic goods" contained in
s 3 of >the Therapeutic Goods Act 1989. ("the Act"). The
object of the Act is stated in s. 4 as follows:
"4. The object of this Act is to provide, so far as the
Constitution permits, for the establishment and
maintenance of a national system of controls related to
the quality, safety, efficacy and timely availability of
therapeutic goods that are:
(a) used in Australia, whether those goods are produced
in Australia or elsewhere; or
(b) exported from Australia."
Part 3 of the Act provides for the maintenance of an
"Australian Register of Therapeutic Goods". The purpose of
the Register is stated in sub-section 17(1) to be that of
"compiling information in relation to, and providing for
evaluation of, therapeutic goods for use in humans."
Sub-section 18(1) provides as follows:
"(1) The regulations may, subject to such conditions (if
any) as are specified in the regulations, exempt :
(a) all therapeutic goods, except those included in
a class of goods prescribed for the purposes of
this paragraph; or
(b) specified therapeutic goods; or
(¢c) a specified class of therapeutic goods;
from the operation of this Part."
Sub-Regulation 12(1A) of the Therapeutic Goods Regulations
("the Regulations") provides as follows:
"For the purposes of subsection 18(1) of the Act, the
therapeutic goods or the classes of therapeutic goods
specified in an item in column 2 of Schedule 5A are
exempt from the operation of Part 3 of the Act subject to
compliance with the relevant conditions specified in
column 3 of that Schedule."
Schedule 5A is divided into three columns headed "Item No",
"Therapeutic Goods" and "Conditions" respectively, and the
entries -for Item No.3 are as- follows:
"3 Therapeutic goods used (a) before starting to use the
solely for experimental goods, the sponsor must
purposes in humans notify the Secretary:
(1) in a form approved by
the Secretary; and
(ii) in accordance with the
requirements (if any)
determined by the
Secretary for the form
of notification;
that the sponsor intends to
sponsor a clinical trial
using specified goods; and
(b) the notification must be
accompanied by the relevant
notification fee referred
to in item 14 or 14A of
Schedule 9; and
(c) the approval of the goods
for this purpose must be
given by the sponsor (if
the sponsor is conducting
the trial), or by the body
or organisation conducting
the trial for the sponsor,
having regard to the advice
of the ethics committee
that has, or will assume,
responsibility for
monitoring the conduct of
the trial; and
(d) the terms of the approval
by the sponsor, body or
organisation referred to in
paragraph (c) must be no
less restrictive than the
terms advised by the ethics
committee; and
(@) the Secretary must not, at
any times
(i) have become aware that
to conduct or continue
the trial would be
contrary to the public
interest; and
(ii) have directed that the
trial not be
conducted, or be
stopped; and
(f) the sponsor (if the sponsor
is conducting the trial),
- - or the body or organisation
- - conducting the trial for
the sponsor, must not
receive, or have received,
advice from the ethics
committee that is
inconsistent with the
continuation of the trial."
A "sponsor" is relevantly defined as a person who imports, or
arranges the importation of, the goods into Australia.
Section 20 of the Act prohibits a sponsor of therapeutic goods
from knowingly or recklessly importing them into Australia for
use in humans unless they are "registered goods* or "listed
goods" in relation to the sponsor or are "exempt goods" (that
is to say goods exempted from the operation of Part 3 or 4, or
as the case may be, by the Regulations) or are the subject of
an approval or authority under s. 19.
The Therapeutic Goods Administration ("TGA") within the first
respondent's Department ("the Department") received three
Clinical Trial Notifications ("CTN's") in relation. to
Mifepristone. The first CIN was given by Ian S. Fraser,
Associate Professor of Obstetrics and Gynaecology, within the
Sydney Centre for Reproductive Health Research, which was
apparently a joint initiative of The University of Sydney and
the Family Planning Association of New South Wales, under
cover of a letter dated 5 August 1993. Professor Fraser gave
notice that he would be responsible for the importation of
Mifepristone tablets in three different concentrations (200mg,
50mg and 5mg) and that they would be given in single dosages
of 600mg, 50mg or 10mg as noted on the CTN form which
accompanied his letter. Professor Fraser -advised that he
would be importing the tablets directly from the World Health
Organisation's Special Program of Research in Human
Reproduction in Geneva, and that the study was a multicentre
study being organised by the World Health Organisation.
Although the letter referred to the enclosed CTN form as an
"application for a study", it was not expressed as an
application at all, but as a notification. This is consistent
with Item 3 in Schedule 5A to the Regulations quoted earlier,
which contemplates only a notification to the Secretary. The
CTN was in printed form (no doubt provided to interested
persons by the TGA) divided into three sections: one headed
"To be completed by sponsor", one headed "To be completed by
chairperson of Ethics Committee responsible for review of
clinical trial application", and a further section also headed
"To be completed by sponsor".
The first section gave the "sponsor's name" as Associate
Professor Ian S. Fraser, and the "Title and aim of the
trial/study" as being:
"A prospective randomized multicentre study to compare
three doses of Mifepristone (600mg; 50mg and 10mg) in
emergency postcoital contraception"
The "Hospital or Institution" in which the trial was to be
undertaken was identified as the "Sydney Centre for
Reproductive Health Research" and the "Time schedule for
trial/study" was stated as October 1993 (expected start) to
the end of 1994 (expected completion).
In the second section of the CTN form were boxes titled "Name
of Ethics Committee" and "Address of Ethics Committee"
followed by boxes for "Chairperson's telephone numbers". The
Ethics Committee was identified as "FAMILY PLANNING NSW ETHICS
COMMITTEE".
The following printed form of certification appeared towards
the end of 'this second part -of the form.
"I certify that I the undersigned am the chairperson of
the Ethics Committee named above, that the Committee
operates in accordance with the NHMRC Statement on Human
Experimentation and Supplementary Notes and that the
Committee has approved the clinical trial as identified
above."
{NHMRC is an acronym for National Health and Medical Research
Council. } -
There was provision in a box for the "Signature of Ethics
Committee chairperson" below the certification and a signature
appeared in it. Against the signature appeared the
handwritten date "9/8/93."
Below the certification appeared the third part of the form,
which, like the first, was headed "To be completed by
sponsor." In this part of the form appeared the printed words
"Notification fee" and in an adjoining box there was printed a
dollar sign against which were typed the digits °90.00".
There was provision in a box for a "Signature of sponsor" and
a signature appeared there.
The TGA acknowledged receipt of the first CTN by letter dated
25 August 1993 to Professor Fraser. This contained, inter
alia, the following:
*CTN Number: 93-434
Date EC Approval: 9/08/93
Name of EC: Family Planning Assoc EC NSW"
The TGA's letter of acknowledgment contained these three
substantive paragraphs:
"It is noted that approval to conduct this trial was
given by the Chairperson of the above Ethics Committee
(EC) who has certified that the committee is constituted
and operates in accordance with the NHMRC Statement on
Human Experimentation and Supplementary Notes.
The TGA has not carried out an assessment of the quality,
safety and efficacy of this product in connection with
this notification. .
Please note that in the event that the Secretary becomes
aware that to undertake or continue the clinical trial
would be contrary to the public interest, he has the
authority to direct that use of the drug product(s) for
this clinical trial must cease."
The gecond CIN was forwarded to the TGA by Professor David L
Healy, Chairman of the Monash Medical Centre, Department of
Obstetrics and Gynaecology, Monash University, under cover of
a letter dated 4 March 1994. That letter was expressed to be
an application for "permission to import Mifepristone from the
Therapeutic Goods Administration branch for two CIN studies".
In the letter, Professor Healy said that he was the sponsor
for these studies "with the Family Planning Association of
Victoria and the World Health Organisation." The second
respondent is the successor to the Family Planning Association
of Victoria.
The CTN which was enclosed with the letter was in the same
form as the first CIN. The first part of this second CTN
stated the sponsor's name as "Professor David Healy", and gave
the "Title and aim of trial/study" as:
"A prospective randomised multi-centre study to compare 3
doses of mifepristone in emergency post-coital
contraception."
The name of the "Hospital or Institution" in which the trial
was to be undertaken was stated as
"1. Family Planning Association of Victoria
2. World Health Organisation"
The "Time schedule for the trial/study"" was stated to be from
1 March 1994 (expected start) to 1 March 1995 (expected
completion).
In the second part of the form ("To | be. completed by
chairperson of Ethics Committee responsible for review of
clinical trial application"), the name of the Ethics Committee
was given as "Human Ethics Committee Family Planning
Association of Vic."
There was a form of certification identical to that in the
first CTN. Below this, in the box marked "Signature of Ethics
Committee chairperson", appeared a signature and opposite it
appeared the date 4 March 1994.
In the third part of the form ("To be completed by sponsor")
the amount of the "notification fee" was again shown as
$90.00. The "Signature of sponsor" was "David L Healy", and
the date was 4 March 1994. Although there was not in evidence
any letter from the TGA acknowledging receipt of the second
CTN, it is reasonable to think that one would have been
written in the form of those which were written acknowledging
receipt of the first CTN and the third CTN (noted below). It
was not in issue that the second CTN was numbered 94/137 by
the TGA.
Professor David Healy was also the "sponsor" in respect of the
third CIN. However, on this occasion, the drug product to be
trialled contained as active ingredients, Mifepristone and
Misoprostol rather than the former alone. Like the second CTN
it was dated 4 March 1994. The "Title and aim of trial/study"
differed from those set out in the first and second CIN's. On
this occasion, it was:
"A multi-centre study of 2 combination regimens of
mifepristone plus misoprostol for termination of early
pregnancy."
As in the case of the second CTN, the name of the "Hospital or
Institution" in which the trial was to be undertaken was
stated to be
"1. Family Planning Association of Victoria
2. World Health Organisation". tae
Like the second CTN, this one stated the "Time schedule" for
the trial or study as being from 1 March 1994 (expected start)
to 1 March 1995 (expected completion), and like it, this one
identified the "Ethics Committee responsible for review of
clinical trial application" as the "Human Ethics Committee
Pamily Planning Association of Vic", contained a certification
in the same form signed by the same signatory as Ethics
Committee chairperson, provided for payment of the same
"Notification fee" of $90.00, and also bore the signature of
Professor Healy as "sponsor".
The TGA wrote to Professor Healy acknowledging receipt of the
third CTN. The letter was in identical form to the letter
dated 25 August 1993 to Professor Fraser noted earlier. It
contained inter alia, the following:
"CTN Number: 94-138
Date of EC Approval: 4/03/04
Name of EC: Family Planning Assoc HEC Vic"
By letters dated 7 March 1994 and 10 March 1994 to Professor
Healy and Professor Fraser respectively, the TGA granted
approvals to the importation of Mifepristone supplied by the
World Health Organisation for use in two CIN studies (no doubt
CTN 94/137 and CTN 94/138 in the case of professor Healy, and
CTN 93/434 in the case of Professor Fraser). Each letter said
"Supply may not commence until CTN notification is confirmed."
There was also in evidence an undated letter from Dr Edith
Weisberg, Research Manager of the Sydney Centre for
Reproductive Health Research to the TGA providing the
following details of the study in which the Centre would be
participating "under the auspices of the World Health
- Organisation":
"We will be enrolling 150 women in a dose finding study
for Mifepristone as a post-coital contraceptive. The
women will be enrolled over a 12 month period and
randomly assigned to a single administration of
Mifepristone in a dose of 600mgs, 50mgs or 10 mgs. The
aim of the study is to determine the minimum effective
dose for preventing pregnancy after midcycle unprotected
intercourse. We have CTN approval File No. 93/19404."
It is reasonable to infer "that that letter related to the
clinical trial, the subject of the first CTN, that is to say,
CTN 93/434.
On 20 April 1994, the applicant wrote to the first respondent
a letter, the substantive paragraphs of which were as follows:
"I refer to the finding in the Supreme Court of New South
Wales, Common Law Division by Newman J - 14479/88 - CES
and ANOR v Superclinics Australia Pty Ltd and ORS 18/4/94
finding that the criteria used by Dr Edith Weisberg
whether an abortion was justified didn't satisfy the law.
Dr Edith Weisberg who is the Medical Director of NSW
Family Planning is to trial the Drug RU486 is apparently
in charge of trials being conducted by the Family
Planning Association (see extracts from Page 9 of
Judgment - full Judgment will be forwarded to you through
the post.)
In the light of his Honours's [sic] finding this
Association submits that there is a real danger that some
or all of the tests would involve illegal abortions
infringing Section 83 of the Crimes Act 1990 (NSW)
As this matter is of high importance would you kindly let
me have a detailed response to my earlier letter to the
Customs Service, as well as this letter, as a matter of
urgency
I am also faxing a copy of my earlier letter to the
Customs as well as copies of my earlier letter to the
Commissioner of Police.
The Right to Life Association (NSW) ask you to take
action to prevent importation or alternatively to cancel
consent for the drug RU486 to Customs for destruction."
The TGA replied on 8 June 1994 asserting that by reason of the
terms of Item 3 in Schedule 5A, to the Regulations, the first
respondent's approval of the use of the drug RU486 was not
required, that "continuing lawful use of the unregistered drug
under those circumstances would cease only if the Secretary
should direct that the trials be stopped in the event the
Secretary becomes aware that the continuation of the trial
would be contrary to the public interest", and that "to date,
there appears to be no evidence upon which the Secretary could
properly determine that continuation of the trial in question
would be contrary to the public interest."
Prompted, no doubt, by these last words, on 16 August 1994 the
applicant wrote a lengthy letter to the first respondent
referring to the three CTN's, and asserting that in the
opinion of the applicant and of its counsel, the conduct of
the clinical trials was "contrary to the law of NSW and
Victoria, and, thus, contrary to the public interest." There
was supplied, under cover of the letter, an "Executive Summary
of Joint Opinion" signed by senior and junior counsel dated 16
August 1994 in which it was stated to be their view that
"these trials are contrary to 'the public interest' within
Regulation 5A Item 3(e) of the Regulations made pursuant to
Section 18 of the Therapeutic Goods Act 1989". The reason
given was that the trials "appear to involve persons in the
possible commission of offences under s. 83 of the NSW Crimes
Act and s. 65 of the Victorian Crimes Act". The document
stated that in the opinion of the signatories, "the
instructions given to the jury by Menhennitt J in Davidgon's
case (1969) and by Judge Levine in Wald's case (1972)" were
"flawed" and were "not a correct exposition of the relevant
law relating to unlawful abortions as proscribed by those
Statutes", but that even if those "instructions" could be
considered correct in law, no material had been presented to
the Minister or the Secretary which would attract the so-
called "defence of necessity" (in this respect the letter
cited the decision of Newman J in CES § Anor v Superclinics
Australia Pty Ltd & Ors dated 18 April 1994).
I digress to note that the reference in the letter to
Davidgon's case is a reference to R v Davidson [1969] VR 667
(Menhennitt J). That was not a direction to a jury, but a
report of Menhennitt J's ruling given in the course of a trial
as to the meaning of "unlawfully" in s. 65 of the Crimes Act
1958 (Vic) by reference to which the admissibility of evidence
tendered in the course of the trial was to be tested. The
reference to Wald's case is-a reference to R v Wald (1971) 3
DCR (NSW) 25. That was also not a direction to a jury, but a
report of the ruling given by Judge Levine sitting as Chairman
of Quarter Sessions, on an application on behalf of the
accused, at the close of the Crown's case and in the absence
of the jury, for a direction of acquittal in which Judge
Levine ruled on the meaning of "unlawfully" in s. 83 of the
Crimes Act 1900 (NSW). The CES case was an action for damages
by a woman arising out of the fact that her pregnancy had not
been diagnosed until it was too late for her to have an
abortion performed.
The covering five page letter put to the first respondent
matters relating to "THE DRUG - RU486 AND HOW IT WORKS"; s. 18
of the Act and Regulation 12 of, and Item 3 in Schedule 5A to,
the Regulations; section 83 of the Crimes Act 1900 (NSW) and
section 65 of the Crimes Act 1958 (Vic); and certain
definitions of "miscarriages", "abortion", "embryo",
"conception" and "procure". Finally, under the heading "THE
SECRETARY'S ROLE AND DUTY", this submission was put:
"... should the Secretary, at any stage before the
commencement or during the course of the trials, become
aware that to commence or continue same would be contrary
to 'the public interest', then it is incumbent upon him
to make a decision whether or not to diract that the
trial not be conducted or stopped."
The concluding paragraph of the letter was as follows:
"We request that you exercise your authority under
Schedule 5A of the Therapeutic Goods Regulations and
direct that the use of the drug product, Mifepristone,
for these clinical trials cease."
The first respondent replied by a letter dated 31 August 1994
which included the following:
"The approvals to import mifepristone for use in these
trials were given by an officer of my Department subject
to the condition that the use of the mifepristone be in
compliance with Commonwealth, State and Territory
legislation. I have been presented with no evidence that
this condition is not being met.
Certain abortions are legal in both NSW and Victoria.
Your Association has concluded that the abortions being
carried out are illegal simply because you do not have
evidence on which to make an informed judgment as to
whether they are or are not legal. I do not think that
such a conclusion is justified. The approvals were
granted on the basis that the relevant laws be complied
with and until I am presented with evidence to the
contrary, I must act on the belief that in fact there is
compliance with these laws. You have raised nothing
which would warrant my acting to stop the trials."
EIRST QUESTION FOR SEPARATE DECISION
1. Is the applicant a "person aggrieved" within the meaning
of the Administrative Decisions (Judicial Review) Act
1977?
Sub-section 5(1) of the AD(JR) Act provides that "A person who
is aggrieved by a decision to which this Act applies ... may
apply to the Court for an order of review ... " Sub-section
3(4) provides, relevantly, that a reference to a person
aggrieved by a decision includes a reference "to a person
whose interests are adversely affected by the decision." The
applicant's case for saying that it was a "person aggrieved"
was based upon its constitution. I was told from the Bar
table, although it was not in evidence, that the applicant was
the successor to an unincorporated association which has
functioned since 1974.
The applicant was incorporated under the Associations
. Zncorporation Act 1984 (NSW) with the following objects:
"2.
(e)
(f)
(9)
(h)
(4)
(3)
(k)
(1)
(m)
OBJECTS
The Association shall be benevolent (as
provided for under Section 78(1)(a)(11) of the
Income Tax Assessment Act), charitable, non-
denominational, non-party political with the
following objects:-
To respect and protect human life from the moment of
conception to natural death.
To defend the right to life against any threat
including but not-limited to abortion, infanticide
and euthanasia.
To provide for the needs of pregnant women, the
fathers of their unborn babies and their families by
offering initial and continued counselling, and
financial and other support.
To awaken a sense of responsibility within the
community and initiate and carry out programmes of
action directed towards the alleviation of all
medical, psychological, social and economic
conditions which might lead individuals to deny the
right to life.
To promote personal and community awareness of the
inherent value of each and every human life,
irrespective of age, race, colour, sex creed or
conduct and irrespective of each person's physical,
mental or emotional capacities.
To promote personal and community awareness of the
absolute value of human life, and the need to
protect it at all stages of its development, from
the moment of conception through to natural death.
To develop and carry out for the above purposes an
educational program directed towards legislators who
make public policy, and towards opinion leaders who
affect the making of public policy; and towards the
general public which affects both groups.
To promote persuasive programmes to _ influence
lawmakers to initiate, maintain and administer laws
which defend the right to life.
To support financially, or otherwise, persons or
bodies or charitable organisations with objects
consistent with these objects.
To co-operate with other organisations in pursuance
of these objects.
To establish Branches of the Association throughout
the State of New South Wales.
To accept gifts and bequests and to raise, borrow
and invest monies and acquire assets for the
furtherance of its objects.
To do all things necessary or incidental to the
furtherance of these objects."
The constitution provided that the income and property of the
applicant should be used solely towards the furtherance of the
applicant's objects. Clause 16 provided for dissolution of
the applicant, and in particular, provided that upon a
resolution being passed by a three fourths majority of members
present at a special general meeting in favour of dissolution,
all the applicant's funds should be handed over to some
registered or exempted charity or charities with similar
objectives to those of the applicant.
The expression "a person who is aggrieved" in 8s. 5 of the
AD(JR) Act has been much considered in the Court. The
expression is not to be narrowly construed, and in particular
it is not only persons who have a legal interest at stake in
the making of the decision who satisfy the description,
although the expression requires that the applicant be
"specially" affected, whether directly or indirectly, by the
decision, and this means at least, affected otherwise than as
an ordinary member of the public (Tooheys Ltd v The Minister
for Business and Consumer Affairs (1981) 36 ALR 64 (Ellicott
J) at 79; Ricegrowers Co-operative Mills Ltd v Bannerman §&
Aner (1981) 38 ALR 535 (FCA)/Full Court) at 539-540 (per Bowen
CJ and Franki J); and see the discussion of the expression
"persons aggrieved" in Coles Myer Ltd v O'Brien (1992) 28 ALD
555 (NSW/CA)). The expression's meaning is "not encased in
any technical rules and ... much depends upon the nature of
the particular decision and the extent to which the interest
of the applicant rises above that of an ordinary member of the
public" (Australian Institute of Marine and Power Engineers v
Secretary, Department of Transport (1986) 71 ALR 73 (Gummow J)
at 81, followed in Broadbridge v Stammers (1987) 76 ALR 339
(FCA/Full Court) at 341). An applicant must have "an
involvement with a case greater than the concern of a person
who is a mere intermeddler or busybody" but the Act's
criterion for standing is not a restrictive one, "the broadest
of technical terme has been selected", and "the necessary
interest need not be a legal, proprietary, financial or other
tangible interest" or be peculiar to the particular applicant
(United States Tobacco Co v Minister for Consumer Affairs "and
Others (1988) 83 ALR 79 (FCA/Full Court) at 86).
The respondents referred to Australian Conservation Foundation
yv_the Commonwealth (1980) 146 CLR 493 as authority for the
proposition that the applicant did not have a special interest
in the subject matter of the proceedings over and above that
enjoyed by the public generally, and so did not have locus
standi to enforce the performance of a public: duty by the
first respondent, according to the general law test. That
case related to a proposal to establish and operate a resort
and tourist area at Farnborough in central Queensland. The
Foundation' commenced proceedings in the High Court for
declarations and injunctions and other orders challenging
approvals granted under administrative procedures under the
Environment Protection (Impact of Proposals) Act 1974 (Cth)
and the Banking (Foreign Exchange) Regulations. Relevant
objects of the Foundation were as follows:
"(i) to make every effort to ensure that the air, land
and waters of Australia are used with wisdom and
foresight and that competing demands upon them are
resolved in the best long-term interests of the
nation;
(ii) to foster the conservation of the distinctive
vegetation and fauna and important natural and
archaeological features of Australia."
At first instance, Aickin J ordered that the Foundation's
statement of claim be struck out and that the action be
dismissed on the ground that the Foundation had no locus
standi. His Honour said:
"... unless a plaintiff is adversely affected in some way
to an extent greater than the public generally he may not
Maintain an action for an injunction or a declaration in
respect of either the validity of a statute or some
breach by the executive government or _ statutory
authorities in respect of matters of public law and in
particular of breaches of statute or regulations." (at
508)
The Full Court dismissed the Foundation's appeal by a 3:1
Majority (Gibbs, Stephen, Mason JJ; Murphy J dissenting). The
following passage from the judgment of Gibbs J is instructive:
" ... the action was not brought by the foundation to
assert a private right. It is brought to prevent what is
alleged to be a public wrong. The wrong is not one that
causes, or threatens to cause, damage to the Foundation,
or that affects, or threatens to affect, the interests of
the Foundation in any material way. The Foundation seeks
to enforce the public law as a matter of principle, as
part of an endeavour to achieve its objects and to uphold
the values which it was formed to promote. The question
is whether, in these circumstances, it has standing to
sue.
It is quite clear that an ordinary member of the public,
who has no interest other than that which any member of
the public has in upholding the law, has no standing to
sue to prevent 'the violation of a public right or to
enforce the performance of a public duty. There is no
difference, in this respect, between the making of a
declaration and the grant of an injunction. The
assertion of public rights and the prevention of public
wrongs by means of those remedies is the responsibility
of the Attorney-General, who may proceed either ex
officio or on the relation of a private individual. A
private citizen who has no special interest is incapable
of bringing proceedings for that purpose, unless, of
course, he is permitted by statute to do so. (at 526)
Later in his judgment, Gibbs J distinguished between "a mere
intellectual or emotional concern" on the one hand and the
kind of "interest" which might ground locus standi on the
other:
"I would not deny that a person might have a special
interest in the preservation of a particular environment.
However, an interest, for present purposes, does not mean
a mere intellectual or emotional concern. A person is
not interested within the meaning of the rule, unless he
is likely to gain some advantage, other than the
satisfaction of righting a wrong, upholding a principle
or winning a contest, if his action succeeds or to suffer
some disadvantage, or a sense of grievance or a debt for
costs, if his action fails. A belief, however strongly
felt, that the law generally, or a particular law, should
be observed, or that conduct of a particular kind should
be prevented. does not suffice to give its possessor
locus standi." (at 530)
This passage appears to include an appropriate description of
the applicant.
The first respondent submitted that the test posed by the
expression "a person who is aggrieved" in section 5 of the
AD(JR) Act was a more stringent one than the general law's
"special interest liable to be affected". I do not agree; cf
Australian Institute of Marine and Power Engineers v
Secretary, Department of Transport (1986) 71 ALR 73 (Gummow J)
at 81; Australian Conservation Foundation v Minister for
Resources (1989) 19 ALD 70 (Davies J) at 72. Moreover, in
Australian Conservation Foundation v Minister for Resources,
Davies J, while acknowledging that the Foundation did not have
standing to challenge any decision which might affect the
environment, held that it had a special interest in relation
to the South East Forests, and certainly in those areas of the
South East Forests that were part of the National Estate under
8. 31 of the Australian Heritage Commission Act 1975 (Cth);
and see Australian Conservation Foundation Inc v South
Australia (1989) 52 SASR 288 (Supreme Court of SA/Jacobs J).
The cases emphasise the importance of determining standing in
any particular case by reference to the statutory and factual
contexts involved in that case. The point was made by Stephen
J in Qnus v Alcoa of Australia Ltd (1981) 149 CLR 27 at 42 in
these terns:
"Thirdly, the distinction between this case and the ACF
Cage is not to be found in any ready rule of thumb,
capable of mechanical application; the criterion of
'special interest' supplies no such rule. As the law now
stands it seems rather to involve in each case a curial
assessment of the importance of the concern which a
plaintiff has with particular subject matter and of the
closeness of that plaintiff's relationship to that
subject matter."
For its part, the applicant relied, in particular, on the
decision of the Full Court of this Court in Ogle v Strickland
(1987) 71 ALR 41. In that case there were two applicants, one
a priest of the Anglican Church in Australia and the other a
priest of the Roman Catholic Church in Australia. The first
and second respondents were members of the Censorship Board,
constituted under the Customs (Cinematograph Films)
Regulations made under the Customs Act 1901 (Cth). The Board
granted a licence to the third respondent to import a film
called "Je Vous Salue Marie" ("Hail Mary"), approved its
registration, and allowed it to be delivered from the control
of Customs to be registered. Regulation 13 provided that a
film was not to be registered if, in the Board's opinion, it
was blasphemous, indecent or obscene. The trial judge held
that the priests did not have standing to seek judicial review
and dismissed their application.
On appeal, all three members of the Full Court held that the
appellants were "persons aggrieved". Lockhart J outlined
their claim to that status in the following terms:
"fhe appellants claim that, as they are ministers of
religion, it is their vocation to teach and foster
Christian beliefs and that it is part of their duties to
reject or repel blasphemy which attacks the very
foundation of their faith. They say that their special
position as ministers of religion places them in a
position different from that of other members of the
community and entitles them to sue. That is the question
for decision. It falls to be considered in the
background of administrative law where the expression
"person aggrieved" and other like expressions are used in
statutes to define a person's standing to sue." (at 44)
His Honour reviewed the authorities on such expressions as
"person aggrieved", "person interested", and "person with
affected interest"; noted that it had long been recognised
that these formulae should not be given a rigid or inflexible
meaning and that they derived their meaning and colour from
the context -in -which they appeared and -the nature of the
particular statute concerned; and concluded that' the
appellants were "persons aggrieved" by the Board's decision.
It seems to me that the following passage is central to his
Honour's conclusion:
"The appellants are in holy orders in hierarchical
Christian churches. As ministers of religion they are in
a special position compared with ordinary members of the
public in that it is their duty and vocation to maintain
the sanctity of the Scriptures, to spread the Gospel, to
teach and foster Christian beliefs and to repel or oppose
blasphemy. Blasphemy is the denial of the basic tenets
of the Christian faith. The doctrines and teachings of
the Christian faith are of "great cultural and spiritual
significance" to the appellants (to adopt the language of
Stephen J in the QOnys case, supra) and certainly are of
no less significance to Christians than were the
Aboriginal relics to the Gournditch-jmara community, in
the Onug case. The appellants are not meddlers or 'busy
bodies'. Nor are they people who have mere intellectual
or emotional concern about the film. Their position is
therefore different from the position which the High
Court perceived the Australian Conservation Foundation to
have in the Australian Conservation Foundation case,
supra: see also the judgment of Gibbs CJ in Davis v
Commonwealth (1986) 68 ALR 18. The decisions impugned in
this case have a greater effect upon the appellants than
they have upon ordinary members of the public. It is
true that the appellants have no special interests in the
subject matter of the decision in the sense of legal or
equitable rights or proprietary or pecuniary interests,
but they are persons aggrieved because to repel blasphemy
is a necessary incident of their vocation. To deny them
standing would deny an important class in the community
an effective means and procedure for challenging
decisions of the kind involved in this case." (at 52-53)
Fisher J also referred to the appellant's vocation in the
following passage:
"I attach significance to the fact that as priests and
teachers their interest and their activities are not
limited merely to professing the Christian faith. Their
interest in my opinion extends beyond that of other
members of the Christian community whose limited concern
could be fairly described as only 'intellectual or
emotional', which words were used by Gibbs CJ (CLR at 35
of the Onus case). The vocation and professional calling
of the appellants being more than an intellectual or
emotional concern requires greater weight to be given to
their interest in the subject matter of the film and in
the question whether it is blasphemous. They have, in
the words of Stephen J, a 'closer proximity' to this
subject mater than other members of the community. This
interest in my view should be recognised by the
courts."(at 43)
An emphasis on the appellants' vocation was not essential to
the judgment of the third member of the Court. Wilcox J was
prepared to accept that the appellants were persons aggrieved
by reason of the outrage to their feelings as committed
Christians. This emerges from the following passage:
"They include claims by the appellants that they hold as
tenets of their faith views about God, Jesus Christ and
the Virgin Mary which are denied by the subject film.
Details of these alleged denials are set out in the
affidavit of the second appellant, Rev Fr John O'Neill.
Moreover, it is alleged, the denial takes the form of
blasphemy. This means, as Lockhart J has explained, that
the allegation is that the film makes its denials in such
a scurrilous and offensive form as to pass the limits of
decent controversy and to outrage the feelings of
committed Christians. The appellants are committed
Christians. They are susceptible, therefore, to an
offence and to an outrage which would not be shared by
non-believers. Upon their case they, with other
believers, have suffered from the release of the film a
damage different in kind from the general damage which is
suffered by all members of the community when the law is
breached. And this special damage arises out of matters
of spiritual concern.
As it happens, the appellants are also priests, that is,
they are persons who have dedicated their lives and their
talents to the propagation of beliefs some of which, they
claim, are denied by the film. If it were necessary for
them to do so, they would, I think, be entitled in
relation to standing to rely upon the frustration of
their professional activities which, on their case, the
film will occasion. But I prefer not to rest my decision
upon this additional factor. It seems to me that the
damage they claim to sustain as Christians is enough."
(at 59)
Implicitly, Fisher J disagreed (see the passage quoted
earlier), and Lockhart J refrained from expressing a view on
the question whether members of the community who profess the
'Christian faith but who are not ministers of religion or
otherwise part of the hierarchy of a Christian denomination,
would have standing to bring proceedings of the kind in
question.
Both the Australian Conservation Foundation case and Ogle v
Strickland were considered by a Full Court of this Court in
Cameron v Human Rights and Equal Opportunity Commission (1993)
119 ALR" 279 in a manner which, to my mind, resolves that
issue.
In that case the appellant was a lawyer admitted in Western
Australia and Fiji, and had been professionally concerned with
the rights of Fijians. The Commonwealth Department of
Foreign Affairs and Trade provided scholarships to indigenous
Fijian students and ethnic Indian students from Fiji. The
departmental policy was to award them on a 50/50 basis to the
respective groups. The appellant complained that in its
effect this policy set a quota for ethnic Indians and
discriminated against Fijians.
He complained to the Racial Discrimination Commissioner
pursuant to s. 22 of the Racial Discrimination Act 1975 (Cth).
The Commissioner took the view that the appellant was not "a
person aggrieved" under s. 22. The appellant applied for
review under the Judiciary Act 1903 (Cth). Davies J held that
the appellant was not "a person aggrieved". His Honour
distinguished Ogle v Strickland. Of the appellants in that
case, his Honour said this:
" ... the applicants in that case were under a duty, by
reason of their vocation as priests and teachers of the
Christian faith, to challenge a decision of the
Censorship Board relating to the importation of a film
into Australia which the board had found not to be
blasphemous in content. It was as a result of that
vocation that the applicants were aggrieved by the
decision of the board in a manner and to an extent not
shared by the community at large, or, indeed, by other
members of the Christian community." (emphasis supplied)
(119 ALR 283-4).
An appeal to the Full Court of this Court was dismissed. Ina
joint judgment with which French J generally agreed, Beaumont
and Foster JJ said that whether a person is "aggrieved by [an]
act" was a mixed question of fact and law involving an
objective test, not a subjective one:
" gs. @ person does not qualify merely because he or she
feels aggrieved by the act. He or she, in the judgment
of the court, must, in truth, be aggrieved by that act"
(at 285).
Their Honours agreed with Davies J, for the reasons given by
his Honour, that Ogle v Strickland should be distinguished,
and said that "the direct professional and vocational interest
of the applicants in QOgle's case in the subject matter of the
litigation did not exist in the present case" (at 288).
The applicant submitted that what distinguished it from
ordinary .members of the public was that it was organised, and
since 1984 incorporated, with objects directly related to the
subject matter of the decision sought to be challenged. But
to accord the status of a "person aggrieved" for no more
reason than this would be to elevate form above substance. It
would allow individuals who were opposed to a decision, albeit
sincerely and for unselfish motives, to acquire standing to
challenge it by the procedure of devising an appropriate form
of constitution, and if necessary procuring corporate form.
It would, for example, distinguish between the unsuccessful Mr
Cameron in Cameron v Human Rights and Equal Opportunity
Commission noted above and an incorporated association of
individuals organised under a constitution with objects of
seeking a more equitable allocation of scholarships to
Fijians. In my opinion, the issue of standing is not to be
foreclosed by such a formal distinction.
A person may qualify as a "person aggrieved" by reason of a
combination 'of factors, any one of which alone -may not have
given that status; see Australian Institute of Marine and
Power Engineers v Secretary. Department of Transport (1986) 71
ALR 73 (Gummow J) especially at 61-82. What factors might
qualify the present applicant as a "person aggrieved" over and
above its objectives as revealed by its constitution and the
emotional and intellectual concern of its members?
There is not to be taken into account in the present case the
fact that the applicant had some connection with or
involvement in a process antecedent to the making of the
decision impugned as there was in (Australian Institute of
Marine and Power Engineers v Secretary. Department of
Transport (1986) 71 ALR 73 (Gummow J) and in United States
Tebacco Co v Minister for Consumer Affairs (1988) 83 ALR 79
(FCA/Full Court)). There is not present here either the
factor of funding or other recognition by government of the
applicant as the representative of a particular public
interest involved in the particular issue to which the
impugned decision relates, or public acceptance of the
particular interest as one calling for protection and
representation as was found to exist in (Australian
Conservation Foundation v Minister for Resources (1989) 19 ALD
70 (FCA/Davies J) - "The ACF is no mere association of
individuals having like views" (at 73).
Nor is there a coincidence between the applicant's interest
(see its "objects" quoted earlier) and the objects of the Act
("quality, safety, efficacy, and timely availability of
therapeutic goods": s. 4 of the Act). In Alphapharm Pty Ltd v
Smithkline Beecham (Australia) Pty Ltd (1994) 121 ALR 373
(FCA/Full Court), the issue was whether business competitors
of the respondent companies whose drug was registered under
the Act had standing to request, under sub-section 60 (2) of
the Act, the Minister-to reconsider the decision to register
it. The answer depended on whether the competitors were
"persons whose interests are affected" by the decision. (It
was not submitted in the present case that on the -assumption
that there was a decision of the Secretary not to stop the
trials which was a decision under Part 3, the Court lacked
jurisdiction under the AD(JR) Act on the ground that s. 60 of
the Act provides a "code" dealing with the review of such
decisions, and it has not been necessary for me to form a view
on this issue).
The Court unanimously held that the competitors lacked
standing because their commercial interests were irrelevant to
the public interest with which the Act was concerned. That
public interest was described by Davies J as including the
objects "to ensure that drugs which are imported are suitable
for use for humans in Australia" and "to ensure that drugs
which are suitable are registered or listed and become
available in Australia for public use as soon as is
practicable" (at 385). His Honour said this (at 385):
"In this context, it is difficult to see that the Act
would recognise the interest which a competitor may have
in delaying or hindering the introduction of the drug
onto the market. Such an interest is not relevant to the
process which the Act establishes or to any decision made
under the Act. Such an interest is indeed in conflict
with the interests which the Act promotes."
The public interests with which the Secretary was concerned in
the present case were those referred to by his Honour' the
applicant was not an organisation representing a public
interest in the 'quality, safety, efficacy and timely
availability" of the drug in question, and did not put
submissions to the Secretary related to those matters.
Burchett J described the competitors' interests as being "far
-.. from the interests with which the Act is concerned" (at
388).
Gummow J, after a detailed analysis of the scope and purpose
of the Act, and in particular of the provisions in Part 3 for
registration 'of --therapeutic ~goods and --cancellation of
registration, reached the following conclusion:
* ... an interpretation of the legislation which treated
a third party as a person interested in, in the sense of
opposed to, a grant of registration would not sit well
with that object of the legislation which is concerned
with the timely availability of therapeutic goods, after
evaluation by an expert body and pursuant to a "complex
and delicate administrative scheme": cf Block v Community
Nutrition Institute (1984) 467 US 340 at, 348," (at 403)
In my view, the moral and ethical concern of the applicant is
not a public interest with which the Act evinces a concern.
While it may be permissible for the Secretary to conclude that
continuation of the trials is 'contrary to the public
interest" because of moral or ethical considerations, such
matters are left by paragraphs (c), (d) and (f) in Item 3 to
an ethics committee.
The ethics committees referred to operate under the "NHMRC
Statement on Human Experimentation and Supplementary Notes
1992" a copy of which was in evidence. The Statement and
Notes provide, inter alia, that a research project may be
approved and may continue only if an ethics committee is
satisfied that the project is acceptable on ethical grounds.
If, in favour of the applicant, the "interest" of its members
are attributed to it (I should not be taken as saying that
this is necessarily a correct approach: see Ngalia Heritage
Research Council (Aboriginal Corporation) v Minister for
Aboriginal Affairs and Dominion Mining Ltd (unreported,
Supreme Court of WA/Anderson J, 6 November 1991)), the members
of the applicant are seen to be persons "merely holding a
belief that a particular type of conduct should be prevented
or a particular law observed" (Alphapharm Pty Ltd v Smithkline
Beecham. (Australia) Pty Ltd, at 382 (per Davies J)). The
first respondent's refusal to accede to the applicant's
request to stop the clinical trials affects its members in no
way different from the way it affects ordinary members of the
public, except, of course,-in relation to-their emotional and
intellectual interest in the subject matter of the decision.
Por all the foregoing reasons, I think that the applicant is
not a "person aggrieved" within the meaning of the AD(JR) Act,
and accordingly I answer the first question, "No". My answers
to questions 2 and 3 and the reasons for those answere will be
given on a date of which the parties will be advised.
I certify that this and the preceding 28
pages are a true copy of the Reasons for
Judgment of the Honourable Justice
Lindgren
Associate: Vlad fe
Dated: 23 Sept 1994
Heard: 15 September 1994
Place: Sydney
Decision: 23 September 1994
Appearances: Mr D F Rofe QC and Mr A J Tudehope of
counsel instructed by O'Hara & Company
appeared for the applicant.
Mr D M J Bennett QC and Mrs AC Bennett of
counsel instructed by Australian
Government Solicitor
appeared for the first respondent.
Mr J M Snowdon of Phillips Fox
appeared for the second respondent.