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JUDGMENT No. sco Qnna! 2 Lone
CATCHWORDS
ADMINISTRATIVE LAW - Judicial review - Public Service -
Employee convicted of criminal offences - Disciplinary
proceedings based on convictions - Direction that employee be
dismissed - Appeal to Disciplinary Appeal Committee -
Dismissal set aside and direction for counselling
substituted - Decision based on finding that Department had
adopted lesser standard of conduct than that Committee asked
to adopt in relation to employee - Lesser standard said to
arise from circumstance that Department employed and continued
to employ employee with knowledge of earlier criminal record
and employed employee while disciplinary process in train -
Whether relevant considerations - Whether onus on Department
to show its interests could only be served by dismissal
PUBLIC SERVICE - Employee under Public Service Act 1922 (Cth)
employed in branch of Public Service comprising persons
required for conduct of public administration of the
Government of the Australian Capital Territory - Disciplinary
action taken against employee - Judicial review of decision of
Disciplinary Appeal Committee - Legislative changes prior to
hearing of judicial review proceedings resulting in
establishment of Australian Capital Territory Government
Service - Employment under Public Service Act ceased by
operation of statute - Statute providing employee taken to be
employed in Australian Capital Territory Government Service -
Transitional provisions - Whether transitional provisions
sufficient to warrant treating direction for dismissal from
employment under Public Service Act as direction for dismissal
from employment in Australian Capital Territory Government
Service
JOHN TURNER v MARIA LINKENBAGH, MARGARET BATESON and HERBERT
KRUEGER constituting a Disciplinary Appeal Committee
established under the Merit Protection (Australian Government
Employees) Act 1984 (Cth) and ANOR
No. ACT G 92 of 1993
Neaves J.
17 October 1994
Canberra
IN THE FEDERAL COURT OF AUSTRALIA
AUSTRALIAN CAPITAL TERRITORY
DISTRICT REGISTRY
GENERAL DIVISION
No. ACT G 92 of 1993
er ee ee ee
BETWEEN: JOHN TURNER
Applicant
AND: MARIA LINKENBAGH, MARGARET
BATESON and HERBERT KRUEGER
constituting a Disciplinary
Appeal Committee established
under the Merit Protection
(Australian Government
Employees) Act 1984 (Cth)
First respondents
ROBERT BRENDAN HOWDEN
Second respondent
MINUTE OF ORDER
JUDGE MAKING ORDER Neaves J.
DATE OF ORDER 17 October 1994
WHERE MADE 3 Canberra
THE COURT ORDERS THAT:
1. The application be dismissed.
2. There be no order as to the costs of the application
\@ietie: Settlement and entry of orders is dealt with in Order
34 of the Federal Court Rules.
IN THE FEDERAL COURT OF AUSTRALIA
AUSTRALIAN CAPITAL TERRITORY
DISTRI Y
)
) No. ACT G 92 of 1993
GENERAL DIVISION )
BETWEEN: JOHN TURNER
Applicant
AND: MARIA LINKENBAGH, MARGARET
BATESON and HERBERT KRUEGER
constituting a Disciplinary
Appeal Committee established
under the Merit Protection
(Australian Government
Employees) Act 1984 (Cth)
First respondents
R' RENDAN HOWDEN
Second respondent
Neaves J.
=][s3]
17 October 1994
REASONS FOR JUDGMENT
John Turner ("the applicant"), who holds office as
the Secretary of the Department of Urban Services of the
Australian Capital Territory, has applied to the Court for an
order of review under the Administrative Decisions (Judicial
Review) Act 1977 (Cth) ("the Judicial Review Act"). The order
is sought in respect of the decision made on 15 July 1993 by
the first respondents, Maria Linkenbagh, Margaret Bateson and
Herbert Krueger, constituting a Disciplinary Appeal Committee
(the Committee") established in accordance with the Merit
Protection (Australian Government Employees) Act 1984 (Cth)
upon an appeal by Robert Brendan Howden ("the second
respondent") against a direction made on 3 May 1993 that he be
dismissed from his employment under the Public Service Act
1922 (Cth). The Committee varied the direction that the
second respondent be dismissed, substituting a direction that
he be counselled.
It is common ground that, at the time the direction
that the second respondent be dismissed was given, he was an
"employee" within the meaning of the definition of that
expression in subs.7(1) of the Public Service Act. The
expression is there defined to mean a person employed under
Division 10 of Part III of that Act. It 1s also common ground
that, at the material time, the second respondent fell within
the expression "transitional staff" as defined in subs.3(1) of
the A.C.T. Self-Government (Consequential Provisions) Act 1988
(Cth), that expression being defined to include "transitional
Territory staff", an expression itself defined to include the
persons required for the conduct of the public administration
of the Government of the Australian Capital Territory.
Section 21 of the A.C.T. Self-Government (Consequential
Provisions) Act provided that, until an enactment provided
that subs.(10) of that section was to cease to have effect -
an event which had not occurred at the material time -
transitional staff were to be persons appointed or employed
under the Public Service Act. Subsection 21(2) provided:
"(2) The Head of Administration has all the powers
of a Secretary under the Act, so far as they relate to
the branch of the Australian Public Service comprising
the transitional staff as if that branch were a separate
Department."
The reference to "the Act" was a reference to the Public
Service Act. The reference to the "Head of Administration"
was a reference to the person appointed under s.49 of the
Australian Capital Territory (Self-Government) Act 1988 (Cth).
By subs.21(5) of the A.C.T. Self-Government (Consequential
Provisions) Act, the Public Service Act was to apply in
relation to the transitional staff appointed or employed under
that Act subject to the modifications in Schedule 1 to the
A.C.T. Self-Government (Consequential Provisions) Act. It is
not necessary for present purposes to refer to _ those
modifications.
At the time of the events with which this proceeding
is concerned, Division 6 of Part III of the Public Service Act
made provision in regard to matters of discipline within the
Australian Public Service constituted by s.10 of that Act.
Subdivision C within that Division provided for disciplinary
action against officers of the Service other than Secretaries
of Departments. The expression "officer", however, did not
include an "employee".
Section 63T of the Public Service Act provided that
the regulations might make provision for and in relation to
the application of the preceding provisions of Division 6 of
Part III of that Act to and in relation to certain employees,
including provision modifying and adapting the preceding
provisions of the Division in relation to such an employee.
Regulation 165 of the Public Service Regulations relevantly
provided that Part X of those regulations (headed "Discipline
in relation to Unattached Officers and Employees") applied to
an employee referred to in par.63T(a), (b) or (c) of the
Public Service Act. Paragraphs (a), (b) and (c) of s.63T
referred to:
"(a) an employee who is employed in a Department and
has been employed in that Department
continuously for a period of not less than 1
year;
(b) an employee who is employed in a Department and
has been employed in 2 or more Departments for
periods that are continuous with one another
and with his current period of employment and
aggregate not less than 1 year; and
(Cc) an employee who has been engaged by a
Department to serve for a period of not less
than 1 year."
The expression "Department" was defined in s.7(1) to include a
branch or part of the Australian Public Service in relation to
which a person had, under the Public Service Act or another
Act, the powers of, or exercisable by, a Secretary as if that
branch or part of the Service were a separate Department.
"Secretary" was defined to mean a person for the time being
holding, or performing the duties of, an office of Secretary,
the latter expression including an office the holder of which
had, under the Public Service Act or another Act, in relation
to a branch or part of the Service, the powers of, or
exercisable by, a Secretary.
Regulation 166 provided, inter alia, that, for the
purposes of s.63T, the provisions of Subdivision C of Part III
of the Public Service Act applied, subject to the
modifications and adaptations specified in reg.167, to and in
relation to an employee to whom Part X of the regulations
applied as if, unless the contrary intention appeared, a
reference in those provisions -
"(a) to employment included a reference to
engagement under the Act;
(b) to the Service included a reference to the
Department in which that employee is employed
under the Act;
(c) to an officer included a reference to such an
employee;
(d) ....
(e) to an office included a reference to employment
or engagement under the Act."
Regulation 167 provided that the provisions of the
Public Service Act specified in reg.166 were modified and
adapted for the purposes of s.63T and reg.166 as set out in
the regulation. The regulation provided that s.63 of the
Public Service Act was modified by omitting par.(c) of
subs.(1) and substituting a new paragraph and by substituting
certain words in par.(d) of that subsection. As modified and
adapted in accordance with regs 166 and 167, subs.63(1) of the
Public Service Act, in relation to an employee to whom Part X
of the regulations applied, read:
"63. (1) Where:
(a) a court has, after 15 September 1980, convicted
an employee to whom Part xX of the Public
Service Regulations applies of a criminal
offence or found, without recording a
conviction, that such an employee has committed
such an offence; and
(b) the relevant Secretary, after giving the
employee an opportunity to furnish to him, in
writing, any statement that he desires to
furnish in relation to the offence, is of the
opinion that, having regard to the nature and
seriousness of the offence, the circumstances
in which it was committed and the nature of the
duties of the employee, he is justified in so
doing in the interests of the Service or the
Department in which the employee is employed
under the Act;
the relevant Secretary may counsel the employee or may:
(c) direct that there be taken, in the case of an
employee, action by way of transferring him to
other duties for which he is qualified (whether
at the same or a different locality) and the
salary or salary range applicable to which is
the same as or lower than that applicable to
the duties of the employee immediately before
the Secretary so directs; or
(d) direct that the officer be dismissed from his
employment."
On 26 August 1992, the second respondent was
convicted in the Magistrates Court of the Australian Capital
Territory of 5 offences against s.6 of the Crimes (Offences
against the Government) Act 1989 (ACT). That section
relevantly provided that a person who imposed upon the
Territory or a Territory authority by any untrue
representation made in any manner whatsoever, with a view to
obtaining money or any other benefit or advantage was guilty
of an offence punishable, on conviction, by imprisonment for a
period not exceeding 2 years. Each of the offences of which
the second respondent was convicted alleged that he imposed
upon the Commissioner for Housing for the Australian Capital
Territory, a public authority under the Territory, by means of
an untrue representation in an application for a rental rebate
with a view to obtaining a benefit. The respective dates of
commission of the offences were 10 August 1989, 3 April 1990,
20 August 1990, 9 May 1991 and 26 June 1991. The Court
recorded convictions in respect of each of the offences but,
without passing sentence, ordered that the second respondent
be released in accordance with the provisions of s.556B of the
Crimes Act 1900 (NSW) in its application in the Territory and
discharged him upon his entering into a recognizance, self in
the sum of $3,000.00, to be of good behaviour for a period of
3 years. The Court further ordered that, within 12 months, he
pay compensation in the sum of $3,049.20 and perform unpaid
work for 208 hours. The sum of $3,049.20 was accepted by the
Committee as representing the balance outstanding as at 26
August 1992 of the amount of the benefit received by the
second respondent by way of rental rebate by reason of the
conduct constituting the offences. The Committee concluded
that the amount of that benefit, namely $6,999.20, had been
reduced by certain payments made by the second respondent
prior to the matter coming before the Magistrates Court.
By a notice dated 1 February 1993 addressed to the
second respondent, Leonard Edward Withers, described as the
delegate of the Head of Administration, stated that he had
been informed that the second respondent had been convicted of
an offence against s.6 of the Crimes (Offences against the
Government) Act, the offence having been committed on or about
10 August 1989, and that he proposed to consider whether he
would be justified in taking any disciplinary action against
the second respondent under subs.63(1) of the Public Service
Act. The second respondent was informed that he was entitled
to submit, in writing, any statement that he wished to make in
relation to the offence and to his employment in the
Australian Public Service. It may be noted, in passing, that
the notice set out the options that might be exercised with
respect to the second respondent and his employment in terms
of subs.63(1) of the Public Service Act rather than in the
terms of that subsection as modified by regs 166 and 167 of
the Public Service Regulations.
By a further notice dated 3 May 1993 addressed to
him by Mr Withers, the second respondent was informed that Mr
Withers had directed, under subs.63(1) of the Public Service
Act, that he be dismissed. The notice referred to the
conviction for the offence referred to in the earlier notice,
to a statement dated 10 February 1993 made by the second
respondent and to the second respondent's oral presentation on
29 April 1993. The notice made no reference to the
modifications to subs.63(1) of the Public Service Act
effected, in relation to a relevant employee, by regs 166 and
167 of the Public Service Regulations. The second respondent
was also informed that he might appeal to a Disciplinary
Appeal Committee against the direction on the _ ground,
expressed in terms of s.63D of the Public Service Act, that
the action directed to be taken in respect of him was unduly
severe.
Against the direction that he be dismissed, the
second respondent appealed. The appeal was heard by the
Committee constituted by the first respondents.
The material before the Committee was almost wholly
documentary, the only oral evidence being that given by the
second respondent. Not all of the exhibits that were received
into evidence by the Committee are before the Court. It was
said during the course of the hearing that some of the
exhibits could not be located.
One of the documents that was before the Committee
gave details of the second respondent. He was described as a
"continuing employee", his classification was given as that of
General Service Officer Level 4 (part-time 23 hours per
fortnight), and the branch in which he was employed was shown
as "IDS Residential Services, Housing & Community Services
Bureau". The initials "IDS" referred to "Intellectual
Disability Services". His employment was shown as_ having
commenced on 24 July 1989 "with varying hours of employment".
The document also contained the statements:
"(T]he 23 hours per fortnight was the average of hours
worked over the previous year when continuing employee
status was attained. The section is required to employ
Mr Howden for at least 23 hours pf."
There was also a document before the Committee (Exhibit E)
which was described as the second respondent's employment
history. That is, however, one of the documents that is not
before the Court. In relation to the second respondent's
employment and his duties, the Committee, in its reasons for
decision, said:
"The appellant is a 33 year old man, who at the time
disciplinary action was taken against him was a part-—
time, continuing employee, working at least 23 hours per
fortnight. His duties were performed usually in group
housing establishments occupied by clients of the
Department who suffer a variety of disabilities, where he
assisted the clients with living skills, generally helped
them in their daily activities, and assisted in daily
chores within the house, including cooking. No issue was
taken by the Department with the appellant's submission
that he was good at his job and had not been the subject
ef prior action of a disciplinary nature. He has been
working with the Department since 24 July 1989, and also
worked for the Department as a Social Therapy Aide from
10 June 1985 to 9 January 1986."
The references to "the appellant" are, of course, references
to the second respondent. The references to "the Department"
may be taken to be references to the Intellectual Disability
Services within the Housing and Community Services Bureau
which was then within the Attorney-General's Department of the
Australian Capital Territory but which, the Court was
informed, has since become part of the Department of Urban
Services of the Territory. I shall in these reasons continue
to use the expression "the Department" in that sense.
The Committee expressed the view that its
jurisdiction to hear appeals by employees such as the second
respondent was to be found in s.63T of the Public Service Act
and in regs 165 and 166 of the Public Service Regulations. No
reference was made to reg.167 or to the modifications made by
that regulation to subs.63(1) of the Public Service Act in its
application to employees falling within the purview of Part X
of the regulations. It may also be noted that the Committee
made no finding that the second respondent fell within
par.(a), (b) or (c) of s.63T of the Public Service Act. The
reference to the second respondent as a "continuing employee"
may be taken to be a reference to that expression in s.82AC of
the Public Service Act which provided that, subject to that
section, the Secretary of a Department might engage persons as
continuing employees in the Department. It does not
necessarily follow, assuming the second respondent to have
been engaged pursuant to that provision, that he had been
employed continuously, or engaged to serve, for a period of
not less than 1 year so as to fall within par.(a), (b) or (c)
of s.63T. In this connection, it may be noted that the
material before the Committee referred to the second
respondent as being, during the relevant period, employed
part-time in Intellectual Disability Servaces and part-time in
employment outside the Australian Public Service and that the
Committee in its reasons for decision referred to the second
respondent as "a part time employee".
The matter has proceeded on the basis, accepted by
both parties, that the second respondent was a person to whom
the disciplinary provisions of the Public Service Act,
modified and adapted in the respects referred to, applied.
After referring to the criminal offences of which
the second respondent had been convicted on 26 August 1992, to
the circumstances in which those offences were committed, and
to what the second respondent had written and said in
explanation of his conduct, the Committee, referring to the
second respondent as the appellant, said:
"3. .... His explanations were unconvincing, and the
Committee inclines to the view that his deception of the
Housing Trust was deliberate, for the purpose of
obtaining a personal benefit. His plea of guilty in the
Magistrates Court supports that view. He benefited by an
amount in excess of $6,000.00, and had paid back half of
that by the time of the Court hearing, and is continuing
to repay the balance. The appellant showed remorse for
his conduct, but there is some doubt in the minds of
members of the Committee as to whether he understands the
gravity of his conduct in terms of what it indicates
about his personal integrity.
4. The appellant's conduct is of a most serious kind.
He deceived the public provider of subsidised
accommodation causing substantial financial loss to an
organisation which provides benefits to persons at the
lower end of the income scale, and which is a part of the
ACT Government, of which the employer Department is also
a part. There was the potential for his conduct to
adversely affect the reputation and integrity of the
Department, and his continued employment may enhance that
potential. A criminal history disclosing the appellant's
convictions would certainly disentitle an applicant for
admission to the Public Service from appointment, and
there will undoubtedly be many citizens who disagree with
the continued employment of the appellant, particularly
at a time of high unemployment. These factors would, in
the absence of other evidence, have caused this Committee
to dismiss the appellant. The Public Service Act,
however, requires Committees of this kind to take into
account the previous employment history of the appellant
5. Counsel for the Department urged the Committee to
the views that standards of integrity within the Public
Service should be 'unimpeachable', and that honesty and
integrity are vital qualifications, particularly for the
duties which the appellant performed, as he was in close
contact with intellectually disabled clients, for whom he
should be a good role model. All those ideals are of
course desirable. The difficulty for the Department in
this case is that in relation to the appellant the
Department had not adhered to those ideals in the past."
The Committee then referred to certain other
documentation that was before it. That material included
letters, respectively dated 22 and 27 September 1989,
addressed to the second respondent by the ACT Community and
Health Service. The earlier of those letters read:
"This is to advise that I intend to cease your temporary
employment as a Social Therapy Aide at Melba Hostel with
effect from close of business 29 September 1989.
The termination of your employment is because of your
having failed to fully disclose details of all criminal
charges, convictions or pecuniary penalties and thus I
consider you are not a suitable person for employment
with this Department. Before I take this action you may
wish to discuss this matter with me by telephoning 45
4480."
It will be recalled that the second respondent had commenced
that period of employment on 24 July 1989 and that he had been
previously employed during the period 10 June 1985 to 9
January 1986.
The second respondent's criminal record (Exhibit H
before the Committee) is another of the documents that is not
before the Court. However, the Committee, in its reasons for
decision, while noting that no file notes or other records of
what occurred in relation to the second respondent's criminal
record at the time ware available, said that the record
disclosed that between 20 February 1979 and 12 May 1983, the
second respondent had several convictions for larceny, one for
receiving and one for break, enter and steal and that he had
breached a recognizance on two occasions.
The letter dated 27 September 1989 read:
"I refer to my letter of 22 September 1989 and our
discussion of 25 September 1989.
I have considered your explanation and have decided to
accept it. Accordingly your temporary employment will
not be terminated because of your not fully disclosing
details of convictions.
I note that you have been engaged as a temporary employee
for a finite period. Your continued employment beyond 24
October 1989 will depend on the needs of the Department."
The only other material before the Committee
relevant to his failure to disclose fully details of his
convictions was the oral evidence of the second respondent.
He referred to the offences as having occurred a considerable
time before applying for employment with Intellectual
Disability Services and he offered some explanation as to the
circumstances in which the offences were committed. He said
that, when applying for employment in Intellectual Disability
Services, he did not have a record of the convictions and
relied on his memory in consequence of which the information
given "was not as detailed as the administrator would have
liked". It does not appear from the material that was before
the Tribunal what details, if any, the second respondent may
have given as to the convictions when seeking employment.
The Committee's reasons for decision continue:
7. ..-. It is not unreasonable to expect that the
Department which holds the view that standards of
integrity should be 'unimpeachable' would not _ have
employed the appellant in the first instance, and yet
this Department did so. It is therefore difficult to
accept the Department's submission in this case, that
because the present charges breach an absolute standard
of integrity, dismissal is the only option. The
Department by its own conduct has set a lesser standard,
against which the appellant's recent conduct should be
measured.
8. The Department's counsel submitted that the 'error'
in the initial employment of the appellant could be
'rectified' by this Committee. That is not our function.
This Committee must ensure that staff are treated fairly,
and that proper procedures are followed. Certainly the
appellant sailed close to the wind with his commission of
these offences, but the Department's arguments ring a
somewhat hollow note when it is seen that the Department
was content to employ the appellant initially knowing his
poor criminal history, and it was also content to
continue his employment whilst the disciplinary process
was in train. That period commenced at least as early as
December 1992, and possibly prior to that, and continued
to 3 May 1993. Any fears the Department held as to the
effect of the appellant's criminal activities, on his
performance of his duties or the reputation of the
Department, were not borne out in fact.
9. In all the circumstances, the Committee is of the
view that dismissal of the appellant is not warranted,
and might well be an injustice to the appellant. The
Department has not demonstrated in this case that its
interests can only be served by a direction for
dismissal. The appellant must, in our view, be given a
further opportunity to continue his employment, and given
his special skills and interest in working with the
disabled, we have every confidence that he will respond
well to the opportunity we give him. He will not be able
to expect to be given the benefit of any doubts if he re-
offends, whether in the criminal sphere or in the area of
misconduct under the Public Service Act. The Committee
has reservations about his perception of the culpability
of his conduct, and his understanding of the need for
absolute integrity, but we hope he will respond in the
appropriate manner to the chance we are to give him.
10. The various directions available in proceedings of
this kind under Section 63D of the Public Service Act,
are limited to counselling, transfer, or dismissal.
Transfer is inappropriate as the appellant's
qualifications and skills suit him to his present duties,
his work performance has been unaffected by his criminal
conduct, and he is a part time employee, which would make
placement elsewhere very difficult. Dismissal is
inappropriate for the reasons we have given. The
remaining options are counselling, or no action at all.
This Committee considers that counselling will be most
appropriate, as it will afford the Department' the
opportunity to monitor the appellant's conduct and
attitudes for some time and will allow the appellant to
gain the benefit of a wider understanding of what is
expected of him as a Public Servant. We recommend that
the counselling be commenced forthwith, with a suitably
qualified counsellor (given the appellant's own education
in Psychology) and that it continue in the discretion of
the Department."
The comment may be made that the Committee's reasons
for decision strongly suggest that it approached the matter as
if its task was to determine in the first instance which of
the alternative courses of action prescribed by s.63(1) of the
Public Service Act as modified and adapted in accordance with
regs 166 and 167 of the Public Service Regulations should be
taken in relation to the second respondent in the light of his
conviction for the offences against the Crimes (Offences
Against the Government) Act. That, of course, was not the
issue before the Committee. Its task was to determine whether
the action directed to be taken against the second respondent,
namely the direction that he be dismissed, was unduly severe.
The Committee regarded the second respondent's
conduct the subject of the convictions under the Crimes
(Offences against the Government) Act as "of a most serious
kind" which would disentitle an applicant to appointment to
the Public Service and which would, "in the absence of other
evidence, have caused the Committee to dismiss" him. What,
then, was it that led the Committee to take the view that the
second respondent should not be dismissed but only counselled?
The matters on which the Committee relied are to be
distilled from the passages from its reasons for decision
which are referred to or quoted earlier in this judgment. In
essence, the Committee took the view that dismissal was not
the appropriate course of action because the Department had
not in the past adhered to what the Committee referred to as
"those ideals" (see par.5 of its reasons for decision) and
because it had, by its own conduct, set a lesser standard than
that which it was urging the Committee to adopt in relation to
the second respondent. In the Committee's view it was against
this lesser standard that the second respondent's conduct was
to be measured.
The basis upon which the Committee concluded that
the Department had adopted what it referred to as the lesser
standard was that the Department "was content to employ the
[second respondent] initially knowing his poor' criminal
history and .... to continue his employment whilst the
disciplinary process was in train" (see par.8 of the reasons
for decision). The latter period was said to have commenced
at least as early as December 1992 and to have continued to 3
May 1993.
It is not entirely clear to what period the
Committee was referring in its reference to the Department
"initially" employing the second respondent. It would seem,
however, that the reference must have been to his employment
that commenced on 24 July 1989 for the Committee expressly
acknowledged that there was no evidence before it to suggest
that, at the time of the second respondent's employment that
commenced on 10 June 1985, the Department had any knowledge of
his criminal record. Equally, however, the material before
the Committee did not establish what information' the
Department had as to the second respondent's criminal record
at the time he was engaged to commence employment on 24 July
1989. The only evidence, as the Committee acknowledged, was
the evidence of the second respondent that he had disclosed
his criminal record "in general terms". The clear inference
from the letter dated 22 September 1989 is that the Department
only became aware of the details of his criminal record
sometime between 24 July and 22 September 1989. What remains
is the Department's conduct in accepting' the second
respondent's explanation for failing to disclose fully details
of his criminal record and consequently taking no action to
terminate his employment at that time. Again, the material
before the Committee did not include details of the
explanation given by the second respondent or the reasons
which prompted the Department to take the course it did. It
is to be noted that at the time that decision was taken, more
than 6 years had elapsed since the last of the convictions
then recorded against the second respondent.
In my opinion, the conduct of the Department in
employing the second respondent in July 1989 even, if it be
the case, with some general knowledge that he had a criminal
record, and its conduct later in 1989 in continuing that
employment after becoming aware of the details of that record,
a record that related to the years 1979 to 1983, provided no
basis upon which the Committee could conclude that to dismiss
the second respondent because of his conduct that formed the
basis of his convictions on 26 August 1992 was unduly severe.
It follows that, in my opinion, the Committee in reaching its
decision, took into account an irrelevant consideration.
I am also of opinion that the Committee took into
account an irrelevant consideration when it had regard to the
circumstance that the Department had continued to employ the
second respondent while the disciplinary process was in train
from December 1992 to May 1993. It is by no means clear what
action the Committee considered the Department should have
taken.
The further comment may be made that the Committee
was in error in concluding that it was for the Department to
demonstrate that its interests could only be served by a
direction for dismissal (see par.9 of the reasons' for
decision). It was for the Committee to determine, on the
whole of the material before it, whether the direction for
dismissal was unduly severe.
For these reasons and in the absence of any
countervailing considerations, it would be appropriate to
order that the decision of the Committee be set aside and the
Matter be remitted for hearing and determination according to
law by a differently constituted Committee. However, in the
light of legislative changes which have come into effect since
this proceeding was commenced, it may not be appropriate to
make such orders.
On 1 July 1994, the Public Sector Management Act
1994 (ACT) ("the Public Sector Act"), the Public Sector
Management (Consequential and fransitional Provisions) Act
1994 (ACT) ("the Consequential and Transitional Provisions
Act") and the Australian Capital Territory Government Service
(Consequential Provisions) Act 1994 (Cth) ("the Government
Service Act") came into operation. The Public Sector Act, by
8.12, established the Australian Capital Territory Government
Service. By subs.5(3) of the Government Service Act, on the
transfer day, namely 1 July 1994, a person employed under
Division 10 of Part III of the Public Service Act to perform
duties in the branch of the Australian Public Service referred
to in subs.21(2) of the A.C.T. Self-Government (Consequential
Provisions) Act 1988 (Cth) and a person otherwise employed by
the Commonwealth to perform duties in that branch ceased, by
force of subs.5(3), to be so employed. The Consequential and
Transitional Provisions Act relevantly provides, by s.6:
"6. (1) This section applies in relation to a
person who immediately before the commencement day was a
member of the transitional staff.
(2) ....
(3) wees
(4) Subject to subsection (5), a person who was an
employee of the Australian Public Service shall, on and
after the commencement day, be taken to be an employee
employed under the Public Sector Act.
(5) A person who was, or was deemed to be, a
continuing employee under section 82AC or 82AD of the
Public Service Act shall, on and after the commencement
day, be taken to be an officer employed under the Public
Sector Act."
The expression "transitional staff" is defined in subs.4(1) to
mean the officers and employees in the branch of the
Australian Public Service referred to in subs.21(2) of the
A.C.T. Self-Government (Consequential Provisions) Act of the
Commonwealth as in force immediately before the day on which
the provision in which the expression appears commenced.
Sections 9, 10 and 12 of the Consequential and
Transitional Provisions Act apply to a person employed under
the Public Sector Act by virtue of s.6 of the former Act.
Subsections (3) and (4) of s.9 provide:
"(3) Subject to subsection (4), a person shall be
taken to have been employed as an employee on the same
terms and conditions as applied to the person immediately
before the commencement day.
(4) An employee's period of employment may only be
extended or renewed, and the terms and conditions of the
employee's employment may only be varied, under the
Public Sector Act and the management standards."
Subsection (2) of s.10 provides:
"(2) All rights and entitlements that accrued to a
person immediately before the commencement day in
connection with the person's employment as a member of
the transitional staff or by a prescribed entity shall,
on and after that day, remain in effect in relation to
that person."
Subsections (2) and (3) of s.12 provide:
"(2) Any act or thing relating to a person's
employment that was in effect under a superseded law
immediately before the commencement day and that would,
but for this subsection, cease to have effect on that day
shall, on and after that day, continue in effect as if
the act or thing had been done under the Public Sector
Act.
(3) Any matter or thing relating to a person's
employment that was pending under aéée superseded law
immediately before the commencement day and that would,
but for this subsection, lapse on that day shall, on and
after that day, be taken to have been commenced under the
Public Sector Act and may be completed in accordance with
that Act."
The expression "superseded law" includes the Public Service
Act.
Part IX of the Public Sector Act contains provisions
concerning disciplinary action against officers and employees
of the Australian Capital Territory Government Service. It
also provides for appeals by officers and employees against
whom disciplinary action has been taken and for those appeals
to be heard by a Disciplinary Appeal Committee established in
accordance with Subdivision C of Division 2 of Part II of the
Merit Protection (Australian Government Employees) Act 1984
(Cth) (see ss.178, 191, 201 and 202). It may be noted,
however, that if the second respondent was, prior to 1 July
1994, properly to be regarded as a "continuing employee", he
became an "officer" for the purposes of the Public Sector Act
(Consequential and Transitional Provisions Act, subs.6(5)).
The possibility that the legislative changes that
came into operation on 1 July 1994 might have an effect upon
the relief which might be appropriate if the decision of the
Committee was to be set aside was first raised by the Court
during the course of the hearing. Counsel for the applicant
subsequently referred the Court to the detailed provisions of
those legislative changes and made oral submissions in
relation thereto. Counsel for the second respondent made no
submissions in relation to the matter. The parties were
afforded an opportunity to make submissions or further
submissions in writing in relation to the effect of the
legislative changes. No written submissions were, however,
received.
It may be accepted that the direction by the
Committee that the second respondent be counselled, being an
act or thing relating to the second respondent's employment
that was in effect under the Public Service Act immediately
before 1 July 1994, continued to have effect in relation to
the second respondent by virtue of the provisions of subs
12(2) of the Consequential and Transitional Provisions Act.
However, if the decision of the Committee were to be set aside
and the matter remitted for hearing and determination
according to law by another Committee and if that Committee
were to determine that the direction that the second
respondent be dismissed from his employment under the Public
Service Act was not unduly severe, the direction for dismissal
could not be carried into effect. This would follow from the
circumstance that the second respondent's employment under the
Public Service Act was effectively terminated on 1 July 1994
by the operation of subs.5(3) of the Government Service Act
and the further circumstance that there is nothing in the
relevant legislative changes that would warrant treating the
direction that the second respondent be dismissed from his
employment under the Public Service Act as a direction that he
be dismissed from his employment under the Public Sector Act.
In these circumstances, it would be futile for the
Court to make orders in the terms to which the applicant would
otherwise be entitled in order to give effect to the
conclusions referred to earlier in this judgment. For that
reason, and that reason alone, the application is dismissed.
It is, I think, an appropriate case in which to make no order
as to costs.
I certify that this and the preceding 24
pages are a true copy of the Reasons for
Judgment herein, of the Honourable Justice
Neaves.
Associate
Dated: 17 October 1994
Counsel for the applicant
Solicitor for the applicant
Mr P.A. Walker
ACT Government
Solicitor
Counsel for the second respondent
Solicitors for the second respondent
Mr G.C. Corr
Stacy & Nyman
Date of hearing 18 August 1994
Date of judgment 17 October 1994