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Attention: Judgments Clerk
With the Complements of
Ms Justice RE Coser
Herewith copy judgment and disk
containing judgment in the matter
of Mam v. Delaney QG32 of 1994,
This judgment was delivered
today 21.10.94 by Cooper J.
in Brisbane. .
1 dL
JUDGES' CHAMBERS
FEDERAL COURT OF AUSTRALIA
119 NORTH QUAY
BRISBANE 4000
AUSTRALIA
JUDGMENT No. swmmne ld cat bony
CATCHWORDS
Elections - Zone election held under the Abonginal and Torres Strait Islander
Commission Act 1989 - whether election failed within the meaning of the Zone Election
Rules - whether conduct of electoral officer constituted an "uUlegal practice" within the
meaning of the Act - whether candidate duly elected as returned.
Statutory Interpretation - Words in the singular to include words in the plural - whether
contrary intention apparent from the Act.
Practice and procedure - Joinder of parties - whether a necessary or desirable party for
the resolution of the proceedings - power in the court to allow a party to intervene.
Aboriginal and Torres Strait Islander Commission Act 1989 (Cth) Sections 131, 132, 133,
136, 137, 138, 139, 140; Schedule 3 clauses 1 - 3; Schedule 4 clauses 1, 2, 10 and 12.
Zone Election Rules Rule 14
Zone Election Rules (Amendment No, 2) Rule 35A
Acts Interpretation Act 1901 (Cth) Sections 13(2), 23(b)
Federal Court Rules Order 6, rules 2(b), 3, 8; Order 70 rule 2(4)
Blue Metal Industries Lid. v, Dilley (1969) 117 CLR 651
No. 0G 32 of 1994
Cooper J., Brisbane, 21 October, 1994
TUDGE MAKING ORDER: Cooper J.
WHERE MADE: Brisbane
DATE OF ORDER: 21 October, 1994
MINUTES OF ORDER
THE COURT ORDERS THAT the application of Mr. S. Watson to be joined as
a party to the proceedings be dismissed.
THE COURT DECLARES THAT Ian Delaney was not duly elected as the
Tepresentative for the Queensland (Metropolitan) Zone.
THE COURT DIRECTS THAT:
(a) The Australian Electoral Commission by an authorised electoral officer re-
commence the scrutiny of votes cast in the poll for the election of a zone
representative for the Queensland (Metropolitan) Zone.
(b) 'In conducting the scrutiny where two or more candidates have an equal
number of votes and each has received the fewest first preference votes,
those candidates are to be excluded and each of those candidates' ballot
papers are to be transferred to the unexcluded candidate for whom the next
available preference is expressed.
(c) If, after the allocation of preferences in accordance with paragraph (b)
above, no candidate has an absolute majority of votes, the process of
excluding the candidate or candidates (if more than one with an equal
number of votes) with the fewest votes and the transferring of each of that
candidate's or those candidates' ballot papers to the unexcluded candidates
for whom the next available preferences are expressed, is to be continued
until one candidate receives an absolute majonty of the votes.
4. THE COURT FURTHER DECLARES THAT if, after the distribution of all
preferences in accordance with paragraphs 3(b) and 3(c) above, no candidate
receives an absolute majority of votes, no candidate is elected or entitled to be
returned as elected as the representative for the Queensland (Metropolitan) Zone
the election fails in terms of Rule 14 of the Zone Election Rules.
5. THE COURT DIRECTS THAT if, after the allocanon of preferences in
accordance with paragraphs 3(b) and 3(c) above, the zone election fails because no
candidate is eligible to be returned as elected :-
(a) The notices provided for in Rule 15 of the Zone Elecnon Rules be given;
(b) A supplementary election to elect a zone representative for the Queensland
(Metropolitan) Zone be held.
Note; Settlement and entry of orders is dealt with in Order 36 of the Federal Court
Rules.
CORAM: Cooper J.
PLACE: Brisbane
DATE: 21 October, 1994
REASONS FOR JUDGMENT
The petitioner, Tomasina Anna May Mam, petitioned the court pursuant to
clause 2(1) of Schedule 4 of the Aboriginal and Torres Strait Islander Commission Act
1989 (Cth) ("the Act") for certain orders in relation to an election under section 131 of
the Act for a representative for the Queensland (Metropolitan) Zone. Ms. Mam was a
candidate for the election. The candidates for election in addition to Ms. Mam were :-
Rudy Sandy
Norman Fisher
Beryl Wharton
Mary Graham
Herbert Bligh
lan Delaney
Sam Watson
2.
On 8 February, 1994 Ian Delaney was declared by David John Phillips, an
authorised electoral officer of the Australian Electoral Commission, elected as the zone
representative. Mr. Phillips certified on his return that a distmbution of preferences was
necessary to determine the election.
Mr. Delaney was named as a respondent to the petition and appeared on
the hearing of it. The Australian Electoral Commission ("the Commission") was granted
leave to appear on the petition. After the conclusion of the original hearing, Mr. S.
Watson sought leave to be joined as a party to the original petition and to be heard.
Neither the petitioner nor Mr. Delaney objected to Mr. Watson being joined as a party
and being given the opportunity to make submissions as to what course the court ought to
take on the petition. However, the Commission opposed leave being granted. Without
formally ruling on the application, Mr. Watson was given the opportunity to make
substantive submissions by his counsel on the issues raised in the petition.
As the opposition to Mr. Watson's application to be joined as a party was
maintained by the Commussion it is necessary that it be dealt with 1n these reasons.
Mr. Watson is not a necessary party to the proceedings. He wishes to be
joined in order to make submissions on the substantive issues raised on the petition and as
to the nature of the relief, if any, to be granted. He does not seek to intervene to
vindicate any private right or any right held jointly with the petitioner. His failure to
petition in accordance with the terms of clause 2 of Schedule 4 of the Act and Order 70
of the Federal Court Rules and to comply with the pre-conditions contained in the said
3.
schedule and Rule of Court had the consequence that he has no mght under the Act to
seek relief in respect of the zone election in this court. Further, no order which may be
made on the petition will interfere in any way with a personal right or interest of Mr.
Watson, although he may indirectly benefit if the petitioner succeeds, and, no relief is
sought by the petitioner, or any other party, against him. No allegation 1s made against
him in the proceeding the determination of which could adversely affect his reputation or
any right or interest he holds, and in this sense his presence is neither necessary nor
desirable as a party. Accordingly, no basis for joinder has been made out under Order 6
rule 2(b), rule 3, or rule 8 of the Federal Court Rules.
Mr. Watson by his counsel further submits that the court has power to
order his joinder as a respondent under Order 70 rule 2(4) of the Federal Court Rules.
That rule provides :-
"2(4) At the directions hearing the Court shall give
such directions as are necessary or desirable for the further
hearing of the petition including directions as to the joinder
of any further parties as respondents and the giving of notice
of the proceedings to them."
The directions heanng there referred to 1s the initial directions hearing
endorsed on the petition in accordance with Order 70 rule 2(2)(0). The power under
Order 70 rule 2(4) so far as the joinder of parties is concerned, is to identify whether it is
necessary or desirable for the proper adjudication of the matters raised in the petition to
order the joinder of persons as respondents beyond those parties named as respondents in
the petition itself by the petitioner. The same considerations which would deny joinder
under Order 6 apply to deny joinder under Order 70 rule 2(4). It is unnecessary to
4,
decide whether the power contained in Order 70 rule 2(4) may be exercised at any time
later than the initial directions hearing or any adjournment thereof.
There 1s no inherent power in the court to allow for Mr. Watson to
intervene (Corporate Affairs Commussion v. Bradley [1974] 1 NSWLR 391 at 397-398)
and no power under the Federal Court of Australia Act 1976 (Cth) or the Federal Court
Rules to allow Mr. Watson to seek to intervene or become a party (other than Order 6
and Order 70) has been referred to by his counsel.
The court may of course hear submissions from any person as an amicus
curiae to the court. Such a person is not a party and has no nghts in the proceedings.
The court has had the benefit of argument from Mr. Watson's counsel on the substantive
issues and to that extent Mr. Watson has achieved what he sought by Joinder.
The application for joinder is dismissed.
The petitioner seeks the following orders :-
1. A declaration that the respondent Mr. Delaney was not duly elected;
2. A declaration that the petitioner was duly elected;
3. In the alternative, directions as to the manner in which the allocation of
preferences are to take place;
4. In the alternative, a declaration that the election failed and/or was
absolutely void;
5. Such further or other orders as are appropriate;
6. Costs.
The parties filed an agreed statement of facts. The relevant facts for
present purposes are :-
1. On 20 January, 1994 the Minister for Abonginal and Torres Strait Islander
Affairs ("the Minister") fixed by written notice 8 February, 1994 as the
day for the close of the poll for the election for a zone representative to be
held pursuant to the Act.
2. The petitioner and the seven other persons named above nominated for
election as zone representative.
3. A total of twenty (20) votes were cast at the election on 8 February, 1994,
4. Mr. Phillips courted the votes for the purpose of ascertaining the result of
the poll.
5. The first preference votes marked on the ballot papers were as foliows :-
Sandy 3
Fisher 1
Wharton 1
Graham 3
Bligh 1
Delaney 3
Watson 2
Mam 6
6. No candidate having received an absolute majority of first preference votes,
10.
6.
Mr. Phillips proceeded to exclude the candidate with the fewest first
preference votes. As Mr. Fisher, Ms. Wharton and Mr. Bligh each had
only one (1) first preference vote, Mr. Phillips, by drawing lots as between
these three candidates, determined that Mr. Bligh should be excluded.
Upon Mr. Bligh being excluded, there being no next preference, his vote
was exhausted and there remained no candidate with an absolute majority
of votes. Thereupon, Mr. Phillips proceeded to exclude the candidate with
the fewest votes, and as between Mr. Fisher and Ms. Wharton, each
holding one (1) vote, proceeded by drawing lots to exclude Ms. Wharton.
Mr. Phillips, after the exclusion of Ms. Wharton, transferred her vote to
Mr. Watson. However, after distribution of the vote no candidate obtained
an absolute majority of the votes.
Mr. Phillips proceeded to exclude the candidate with the fewest votes,
namely Mr. Fisher. His vote was transferred to Mr. Sandy with the result
that the progressive votes were as follows :-
Sandy 4
Graham 3
Delaney 3
Watson 3
Mam 6
As no candidate had obtained an absolute majonty, Mr. Phillips proceeded
to exclude the candidate with the fewest votes and as between Ms. Graham,
Il.
12.
13.
14,
15.
7.
Mr, Delaney and Mr. Watson, each of whom had three (3) votes by
drawing lots, excluded Mr. Watson.
On the exclusion of Mr. Watson, two (2) votes remained for transfer, the
other having been exhausted. The available votes were distributed as to
one (1) to Graham and one (1) to Delaney. However, after distribution of
the votes no candidate obtained an absolute majority of the votes.
Mr. Phillips proceeded to exclude the candidate with the fewest votes. As
between Mr. Sandy, Ms. Graham and Mr. Delaney, each of whom had
four (4) votes, Mr. Phillips, by drawing lots, excluded Mr. Sandy.
Upon the exclusion of Mr. Sandy and the distribution of his votes, the
progressive total was :-
Graham
Delaney
Mam
DAr~an
In the absence of any candidate receiving an absolute majority of votes,
Mr. Phillips proceeded to exclude Ms. Graham as the candidate with the
fewest votes and to allocate her votes two (2) as to Mr. Delaney and three
(3) as to Ms. Mam.
With Mr. Delaney and Ms. Mam having each received nine (9) votes,
neither had received an absolute majority.
16.
17.
the order of exclusion of candidates by the drawing of lots, and further that the
8.
As between Mr. Delaney and Ms. Mam, Mr. Phillips determined by the
drawing of lots that Mr. Delaney was elected. The votes of Ms. Mam
were not distributed as Mr. Phillips determined that Mr. Delaney had
attained an absolute majority.
After the completion of the counting of votes as set out above, Mr. Phillips
declared Mr. Delaney elected as the zone representative for the Queensland
(Metropolitan) Zone.
The grounds upon which the petitioner relies in support of her petition are
that there was no authority in the Act or otherwise for the determination of the election or
fespondent, Mr. Delaney, did not obtain a majority of the votes as required by the Act.
In consequence, the petitioner contends that the counting of the votes and the declaration
of the election were void.
The Act, insofar as the election of zone representatives 1s concerned,
relevantly provides :-
"131(1) The members of the Regional Councils of the
regions included in a zone shall elect one of their number to
represent the zone.
(2) A person whose appointment as the Commissioner
representing a zone has been terminated by the Minister:
(a) under subsection 40(4) because of misbehaviour; or
(b) —_ under section 41;
is not eligible to stand for election at the next election under
sub-section (1) for a person to represent the zone.
9.
132(1) Zone elections shall be conducted in
accordance with :
(a) the provisions of this Act; and
(b) the zone election rules in force at the end of the
election period in relation to the last round of
Regional Council elections.
(2) Subject to zone election rules made under section 138,
zone elections shall be conducted by the Australian Electoral
Commission.
133. Each round of zone elections shall be held as
Soon as practicable, and in any case within 3 months, after
the end of the election period in relation to a round of
Regional Council elections.
soeee
136(1) A voter shall cast a vote at a zone election by
marking the ballot paper so as to show the order of the
voter's preference for the candidates.
(2) A ballot paper is formal if and only if :
(a) the authorised electoral officer is satisfied that it is an
authentic ballot paper;
(b) _ it indicates the voter's first preference for one, and
only one, candidate; and
(c) it does not have upon it any identifying mark.
(3) A ballot paper that is formal shall be given effect
according to the voter's intention so far as that intention is
clear.
(4) In this section:
'identifying mark' means writing or another mark by which,
in the opinion of the authorised electoral officer, the voter
can be identified, but does not include writing or another
mark placed on the ballot paper (whether or not in
contravention of any law) by a person involved in conducting
the election.
137. Votes cast at a zone election shall be counted,
and candidates shall be elected, as provided in Schedule 3
and in the zone election rules.
10.
138(1) The Minster may, after consulting the
Aboriginal and Torres Strait Islander Commission and the
Electoral Commissioner, makes rules, not inconsistent with
this Act, prescribing:
(a) the manner in which zone elections are to be
conducted; and
(b) the manner in which casual vacancies among the
elected Commissioners are to be filled.
(2) The matters that may be dealt with in rules under
subsection (1) include, but are not limited to, the following
matters:
(a) __ the nomination of candidates for election;
(b) ballot papers and forms;
(c) postal voting;
(a) _ confidentiality of voting;
(e) the performance of administrative duties in relation to
elections by members of staff of the Aboriginal and
torres Strait Islander Commission;
tH) the scrutiny and counting of votes;
(g) __ the declaration of the poll.
(3) The rules may provide penalties for breaches of the
rules not exceeding:
(a) __ in the case of a natural person - $1,000; or
(6) in the case of a body corporate - $5,000.00.
(4) 'Where:
(a) the rules create an offence in relation to zone
elections that corresponds to an offence under the
Commonwealth Electoral Act 1918 exceeds the
penalty that, by subsection (3), could be imposed for
a breach of the rules;
the rules may provide a maximum penalty for the first-
mentioned offence not exceeding the maximum pecuniary
penalty for the corresponding offence under the
Commonwealth Electoral Act 1918, but nothing in this
subsection enables the rules to provide penalties of
imprisonment.
(5) Rules made by the Minister under subsection (1) are a
disallowable instrument for the purposes of section 46A of the
Acts Interpretation Act 1901.
11.
139. A reference in a provision of this Division to
an authorised electoral officer 1s a reference to:
(a) an the case of a zone elecnon being conducted by the
Australian Electoral Commission - a member of the
staff of the Austrahan Electoral Commission
designated by the Electoral Commissioner for the
purposes of that provision and in relation to that zone
election; or
(b) in the case of a zone election being conducted by
another person or body pursuant to a determination
by the Minister under zone election rules made under
paragraph 138(1)(b) - a person designated in the
determination."
Schedule 3 of the Act, so far as is relevant, provides :-
"Absolute majority required for election
l. A candidate needs an absolute majority of votes to be
elected.
Candidate with absolute majority of first preference votes
elected
2. A candidate who receives an absulute majority of first
Preference votes is elected.
Distribution of preferences
3.(1) If there is no candidate who receives an absolute
majority of first preference votes, the candidate who has
received the fewest first preference votes shall be excluded,
and each of that candidate's ballot papers shall be
transferred to the unexcluded candidate for whom the next
available preference is expressed.
(2) If there is then no candidate who has an absolute
majority of votes, the process of excluding the candidate who
has the fewest votes, and transferring that candidate's ballot
Papers to the unexcluded candidates for whom the next
available preferences are expressed, shall be repeated as
often as necessary until one candidate receives an absolute
majority of votes.
12.
(3) A candidate who receives an absolute majonty of
votes at any stage of the process described in this clause ts
elected.
(4) — Without liminng the generality of section 138, the
rules made by the Minister under that section may include
provisions about:
(a) the determination of an absolute majonty of votes;
(b) the method of choosing between 2 or more candidates,
each of whom has the same number of votes, in order
to work out which candidate to exclude; and
(c) determining when a ballot paper ts exhausted."
The Minister at the date of the election had made no rules under section
138 for the purpose or of the type described in clause 3(4)(b) of Schedule 3 to the Act.
The Minister did make the Zone Election Rules under section 138 of the
Act which rules came into operation on 15 November, 1990. Those rules in part 3 deal
with the conduct of the poll and in part 4 deal with the scrutiny. However, as I have
Stated, the rules are silent as to any method to choose between candidates with equal votes
to determine which candidate to exclude.
The Zone Election Rules were amended by the Zone Election Rules
(Amendment No, 1) which were gazetted in a Special Gazette No. S22 on 20 January,
1994. Those rules made no provision for choosing between candidates with equal votes
for the purpose of excluding one of them from the count.
By Special Gazette No. $113 of 30 March, 1994 the Minister made Zone
Election Rules (Amendment No, 2). Rule 35A of the amendment provides :-
13.
"35A. (1) If, at any stage during the count, a ballot
paper expresses no preference for an unexcluded candidate,
the ballot-paper must be set aside as exhausted.
2) if:
(a) the number of first preference votes given to a
candidate is more than half of the total number of
jirst preference votes given to all candidates in the
count; or
(b) after an exclusion, the number of votes given to that
candidate is more than half of the total number of
votes given to all unexcluded candidates;
the candidate has an absolute majority of votes and is
elected.
(3) Subject to subrules (6) to (11) (inclusive), if no
candidate is elected in accordance with subrule (2), the
candidate who received the fewest first preference votes is
excluded and each of that candidate's ballot-papers must be
transferred to the unexcluded candidate for whom the next
available preference is expressed.
(4) The process of excluding the candidate who has the
fewest votes, and transferring the candidate's ballot-papers to
the unexcluded candidates for whom the next available
preferences are expressed, must be repeated as often as
necessary until a candidate receives an absolute majority of
votes.
(5) A candidate who receives an absolute majority of the
votes at any stage of the process described in subclauses (3)
and (4) is elected.
6) If
(a) 2 or more unexcluded candidates have the same
number of votes; and
(b) one of those candidates is required to be identified for
exclusion;
the authorised electoral officer must conduct an intermediate
poll, involving only those candidates, in accordance with
Parts 3 and 4 as if that poll were a poll to which those Parts
apply.
(7) 'If, after the intermediate poll, an unexcluded
14.
candidate has fewer votes than any other unexcluded
candidate in the intermediate poll, that candidate is
excluded.
(8) — If, after the intermediate poll:
(a) 2 or more of the unexcluded candidates have the same
number of votes; and
(b) each of those candidates has fewer votes than any
other unexcluded candidate in the intermediate poll;
the authorised electoral officer must conduct a public draw of
lots to determine which of the candidates referred to in
paragraph (a) is excluded.
9 If:
(a) 2 unexcluded candidates have the same nwnber of
votes; and
(b) there are no other unexcluded candidates;
the authorised electoral officer must conduct an intermediate
poll, involving the unexcluded candidates, in accordance with
Parts 3 and 4 as if that poll were a poll to which those Parts
apply.
(10) If, after the intermediate poll referred to in subclause
(9), an unexcluded candidate has more votes than the other
canidate, the candidate with more votes is elected.
(11) If, after the intermediate poll referred to in subclause
(9), the unexcluded candidates have the same number of
votes, the authonsed electoral officer must conduct a public
draw of lots to determine which of the candidates is elected."
The amendment to the Zone Electon Rules contained in the new Rule 35A
took effect from 30 March, 1994 (Acts Interpretation Act 1901 (Cth), sections 46A and
48). Rule 35A had no relevant operation in the conduct of the zone election in issue.
Indeed, amendment number 2 to the Zone Election Rules, including Rule 35A, did not
come into existence until after the vote had been counted, the scrutiny completed and the
respondent, Mr. Delaney, declared elected as the zone representative.
15.
By secton 140 of the Act, the provisions of Schedule 4 to the Act apply
where there is a dispute in relation to a Regional Council election or a zone election.
Schedule 4 to the Act, so far as is relevant, provides certain pre-conditions
to enliven the jurisdiction to try election petitions. I am satisfied that the requirements of
clauses 3 and 4 of Schedule 4 have been satisfied by the petitioner as required by clause 6
of the Schedule.
For present purposes, the powers of the court on the hearing of a petition
are contained in clause 10 of Schedule 4, which provides as follows :-
"10(1) The powers of the Court in trying an election
petition, include, but are not limited to, the following
powers:
(a) to adjourn the proceedings;
(b) to compel the attendance of witnesses and the
production of documents;
(c) to grant to any party to the petition leave to inspect,
in the presence of a person who was an authorised
electoral officer for the purposes of Division 4 or 7 of
Part 3 in relation to the election concerned, the
documents (except ballot papers) used at or in
connection with the election and to take, in the
presence of the prescribed officer, extracts from those
documents;
(a) to examine witnesses on oath;
(e) to declare that any person who was returned was not
duly elected;
() 'to declare any candidate duly elected who was not
returned;
(g) to declare the election absolutely void;
(h) to dismiss or uphold the petition in whole or in part;
@) to make any order, or give any direction, that the
Court thinks is necessary or convenient for the
purpose of giving effect to any declaration or other
decision of the Court in the proceedings;
(k) to award costs;
(m) to punish any contempt of its authority by fine or
16.
imprisonment.
(2) The Court may exercise all or any or [sic] its
powers under this clause on such grounds as the Court in tts
discretion thinks just and sufficient.
(3) Without limiting the powers conferred by this
clause, it is hereby declared that the power of the Court to
declare that any person who was returned was not duly
elected, or to declare an election absolutely void, may be
exercised on the ground that illegal practices were committed
in connection with the election.
(4 The power of the Court under paragraph (1) (k)
to award costs includes the power to order costs to be paid
by the Commonwealth where the Court considers it
appropriate to do so."
Counsel for the petitioner and counsel for Mr. Delaney both submitted that
the Act did not permit the exclusion of candidates as occurred by Mr. Phillips drawing
lots. Additionally, they submitted that Mr. Delaney did not achieve an absolute majority
of the votes. On either basis they submitted that the court should declare the election of
Mr. Delaney void and further declare that the election has failed within the meaning of
Rule 14 of the Zone Election Rules. That rule provides :-
"14(1) Where an election fails a supplementary election is to
be held.
(2) Anelection is taken to have failed if:
(a) _no candidate:
fi) is nominated; or
(ii) is returned as elected; or
(b) a candidate dies after the declaration of nominations
and before the close of the poll".
The petitioner and Mr. Delaney by their respective counsel submitted that
17,
once the return of Mr. Delaney 1s set aside, what 1s left is a scrutiny which cannot
advance because the Act provides no mechanism to choose between Messrs. Fisher and
Bligh and Ms. Wharton as to who shall be excluded from the ballot. If the scrutiny
cannot proceed because of this impasse, it was submitted that the election would fail
within the meaning of Rule 14 because no candidate would be returned elected (Rule
14(2)(a)(ii)). The effect of the failure of the election would be that a supplementary
election would have to be held as required by Rule 14(1) of the Zone Election Rules. It
was submitted that the court should now direct that a supplementary election be held.
Mr. Watson by his counsel submitted that a fresh election ought to be
directed for substantially the same reasons.
The Commission by its counsel submitted that Mr. Phillips had returned
Mr. Delaney as the candidate elected and that in consequence the election did not, and
could not, fail within the meaning of Rule 14. However, the Commission submitted that
the scrutiny was flawed because there was no power under the Act or at common law to
allow Mr. Phillips to determine by drawing lots which of two or more candidates with
equal votes was to be excluded from the ballot. Nor, it was submitted, did Mr. Delaney
achieve an absolute majority of the votes as required by clause 1 of Schedule 3 to the
Act. The Commission further submitted that because the scrutiny was not conducted in
accordance with Schedule 3 as required by section 132(1) of the Act, the proper course
was to exercise the power under clause 10(1)(e) of Schedule 4 to the Act to declare that
Mr. Delaney was not duly elected. Thereafter, 1t was submitted the court ought to direct
that the votes be recounted, and further direct that the exclusion of candidates from the
18.
ballot be determined by the application of the provisions of the new Rule 35A as
contained in the Zone Election Rules (Amendment No, 2).
The petitioner, Mr. Delaney and Mr. Watson opposed such a course. They
submitted that the discretionary power contained in clause 10(1)(j) of Schedule 4 to the
Act, does not extend to requiring that the election be conducted in accordance with rules
different to those in force at the end of the election period in relation to the last round of
Regional Council elections. It was submitted that section 132(1)(b) of the Act which
identified and fixed the rules under which the zone elections were to be conducted
prevented the course contended for by the Commission. The discretionary power in
clause 10(1)(j) did not authorise the court to require or direct that something be done
where that act would be in conflict with an express provision of the Act.
I agree with the parties that neither the Act, the rules contained in Schedule
3 to the Act, the Zone Election Rules, nor the common law, authorised the conduct of
Mr. Phillips in resolving situations of equality of votes by drawing lots either to exclude
candidates or to attempt to produce a candidate with an absolute majority of the votes.
For that reason Mr, Delaney was not elected in accordance with the provisions of the Act
and ought not to have been returned by Mr. Phillips as the zone representative.
It was submitted by the Commission that Mr. Delaney was returned as the
elected zone representative due to an error of an officer of the Commission as to the
method to be used to give effect to the Act and Schedule 3 to it where both were silent as
to how an equality of votes was to be resolved. That error, 1t was submitted, was not
19,
conduct done in contravention of any spectfic provision of the Act, nor was it an omission
to do some act required by the Act, Schedule 3 to it, or those Zone Election Rules.
Accordingly it was submitted Mr. Delaney was not returned as elected as a result of any
illegal practice within the meaning of clauses 1 and 12 of Schedule 4 to the Act. The
assumption of Mr. Phillips and the Commission was, and is, that for the scrutiny to be
conducted in accordance with the Act, Schedule 3 to the Act and the Zone Election Rules
as they stood at the time of the election, it was necessary that some mechanism exist to
choose between candidates with equal votes to determine which candidate ought to be
excluded to enable a distribution of preferences under clause 3 of Schedule 3 to the Act.
The Commission's submission that the votes ought now be counted and the scrutiny
continued in accordance with the new Rule 35A reflects the maintenance of such an
assumption in the thinking of the Commission.
Whether or not the assumption is correct depends upon the proper
construction of the Act and Schedule 3 to it. If, on the proper construction of the Act,
the scrutiny can be taken to a conclusion, with the votes being counted and the
preferences, if necessary, being distributed, without the need for a method of determining
which candidate to exclude where both have received equal votes, Mr. Phillips will have
failed to count the votes in accordance with the statutory provisions and will have acted
contrary to the provisions of the Act and clause 3 of Schedule 3. In such circumstances,
even though I accept that Mr. Phillips has throughout acted bona fide, the failure to use
the required procedure to count the votes and to allocate preferences, and the use by him
of a method contrary to that provided for by the Act and Schedule 3, would amount to a
contravention of the Act and an "illegal practice" within the definition of clause 1 of
20.
Schedule 3 (Sykes v, Australian Electoral Commission (1993) 115 ALR 645 at 652;
Wasaga v. Tahal (1991) 33 FCR 438 at 447-448).
If the conduct of Mr. Phillips does constitute an illegal practice, clause
12(3) of Schedule 4 to the Act applies. Under that sub-clause, the court is prohibited
from declaring that any person returned was not duly elected or declaring any election
void, on the ground of the illegal practice, unless the court is satisfied that the result of
the election was likely to be affected and that it 1s just that the candidate should be
declared not to be duly elected.
On the hearing of the petition I was not satisfied that the assumption of the
Commission was valid and invited the parties, and, Mr. Watson, by his counsel on his
application to be joined, to address the court on why section 23(b) of the Acts
Interpretation Act 1901 (Cth) as amended ("the Acts Interpretation Act") ought not apply.
Section 23(b) provides :-
"23. In any Act, unless the contrary intention appears:
0) words in the singular number include the
plural and words in the plural number include
the singular."
In Blue Metal Industries Ltd. v. Dilley (1969) 117 CLR 651, Lord Morns
of Borth-Y-Gest, in delivering the advice of the Pnvy Council, said (at 656) :-
"By s.21 of the Interpretation Act, 1899 (N.S.W.) it ts
enacted that in all Acts, unless the contrary intention
appears, words in the singular shall include the plural and
words in the plural shall include the singular. Such a
provision is of manifest advantage. It assists the legislature
to avoid cumbersome and over-elaborate wording. Prima
21.
facie tt can be assumed that in the processes which lead to
an enactment both draughtsman and legislators have such a
provision in mind. It follows that the mere fact that the
reading of words in a Section suggests an emphasis on
Singularity as opposed to plurality is not enough to exclude
plurality. Words in the singular will include the plural
unless the contrary intention appears. But in considering
whether a contrary intention appears there need be no
confinement of attention to any one particular section of an
Act. it must be appropriate to consider the section in its
Setting in the legislation and furthermore to consider the
substance and tenor of the legislation as a whole. (See Sin
Poh Amalgamated (H.K.) Lid. v. Attorney-General of Hong
Kong [1965] 1 W.L.R. 62). In that case a test was indicated
which often may be helpful. In the judgment of the Board
delivered by Lord Pearce it was satd :
'The Interpretation Ordinance was intended to avoid
multiplicity of verbiage and to make the plural cover
the singular except in such cases as one finds in the
context of the legislation reason to suppose that the
legislature, if offered such amendment to the bill,
would have rejected it' [1965] 1 W.L.R., at p.67."
Applying this approach, is there anything which would indicate that it was
intended by the drafter of clause 3 of Schedule 3 of the Act or the legislature that "the
candidate who has received the fewest first preferences votes shall be excluded" should
only be read in the singular and ought not be read in the plural to include all candidates
who have received the same number of first preference votes where that number is the
fewest first preference votes received?
To read clause 3 of Schedule 3 to require the singular "candidate" to
include the plural would have the consequence that Messrs. Fisher and Bligh and Ms.
Wharton would be excluded and the ballot papers of each "must be transferred to the
unexcluded candidate for whom the next available preference is expressed." As appears
22.
from the agreed statement of facts, that distnbution would result in the scrutiny being
advanced to the situation where the progressive total was:
Sandy 4
Graham 3
Delaney 3
Watson 3
Mam 6
It is not possible on the agreed statement of facts to determine to whom the ballot papers
of Ms. Graham and Messrs. Delaney and Watson would be transferred or whether they
would have been spent at that stage. However, it is clear that Mr. Delaney would have
been excluded and the result of the election would have been different. Also, on this
construction of the Act and clause 3 of Schedule 3, the petitioner could not establish in
these proceedings that she achieved an absolute majority of the votes cast. Therefore she
would not be entitled to a declaration that she was duly elected. If Graham, Delaney and
Watson were excluded and their votes, or some of them, transferred to Mr. Sandy and the
petitioner or either of them, it would have resulted in one or the other achieving an
absolute majority, or neither achieving an absolute majority because their votes were
equal or individually less than an absolute majority of the votes, notwithstanding that one
had more votes than the other. In the event that neither Mr. Sandy nor the petitioner
achieved an absolute majority, neither would have been entitled to be returned as the
elected zone representative and the election would then have failed in terms of Rule
14(2)(a)(ii) of the Zone Election Rules. In accordance with Rule 14(1), a supplementary
election would have been held.
The petitioner, Messrs. Delaney and Watson and the Commission submitted
that a contrary intention to the operation of section 23(b) of the Acts Interpretation Act
23.
appears from the Act and schedules to it.
Counsel for the petitioner submitted that the existence of clause 3(4)(b) of
Schedule 3 to the Act demonstrated a contrary intention. Clause 3(4) as a whole provides
(a)
(b)
"3.(4) Without limiting the generality of section 138,
the rules made by the Minister under that section may include
provisions about:
(a) _ the determination of an absolute majority of votes;
(b) the method of choosing between 2 or more candidates,
each of whom has the same number of votes, in order
to work out which candidate to exclude; and
(c) determining when a ballot paper is exhausted."
Counsel for Mr. Delaney made the same submission and further submitted
The use of the word "that" and the position of the apostrophe in the phrase
"and each of that candidate's ballot papers" in clause 3(1) and the phrase
"that candidate's ballot papers" in clause 3(2) demonstrate an intention that
"the candidate", where it appears in those sub-clauses, was always to be
read in the singular.
The fact that rules were made by the Minister, including the new Rule 35A
in Zone Election Rules (Amendment No, 2) to provide for the exclusion of
one of a number of candidates holding the fewest votes and ultimately to
resolve a tie by drawing lots, demonstrates that it was always intended
Tules would be made, and thus clause 3 of Schedule 3 ought to be
24,
construed so as to limit "candidate" to the singular number.
(c) The ATSIC (Regional Councils - Election of Officeholders) Regulauons
(Statutory Rules 1993 No. 374) notified in the Commonwealth of Australia
Gazette on 31 December, 1993 in clause 5 of the Schedule to the
regulations, makes provision for choosing between candidates with the
same number of votes.
Counsel for Mr. Watson submitted that the power contained in clause
3(4)(b) was intended to be used by the Minister and by administrative oversight had not
been exercised. Thus, it was submitted it was not the intention that section 23(b) of the
Acts Interpretation Act be given any relevant operation when interpreting clause 3(1) and
(2) of Schedule 3. Additionally, it was submitted that clause 3(4)(b) would be
superfluous if section 23(b) was given any operation.
The Commission also relied upon the existence of clause 3(4)(b) of
Schedule 3 to the Act as evidencing a contrary intention to the application of section 23(b)
of the Acts Interpretation Act to clause 3(1) and (2) of the Schedule. It was submitted
that the existence of clause 3(4)(b) demonstrated an intention that rules would be made to
cater for the situation of a tied vote, and that the failure to make rules until Amendment
No. 2 in March, 1994 was a mere omission on the part of the Minister. However, it was
submitted that the intention to make rules demonstrated that section 23(b) of the Acts
Interpretation Act was not intended to apply. Further, it was submitted that if section
23(b) of that Act did apply, it would render clause 3(4)(b) of Schedule 3 superfluous and
25.
any rules made thereunder which resulted in one candidate being excluded would be
invalid. This latter part of the submission was based on the contention that the rule-
making power in section 138 of the Act was conditioned upon the rules not being
inconsistent with the Act. Thus it was said if the operation of section 23(b) of the Acts
Interpretation Act led to simultaneous exclusion of candidates with equal votes, any rule
which resulted in only one of those candidates being excluded would be inconsistent with
the Act and therefore invalid.
The inconsistency argument of the Commission is totally misconceived. By
section 13(2) of the Acts Interpretation Act the schedules to the Act are deemed to form
part of it. Clause 3(4)(b) of Schedule 3 to the Act specifically authorises rules which
provide for a method of excluding one of two or more candidates each of whom has the
same number of votes. Such rules are specifically contemplated by the Act as being
within the power of the Minister to make. They are therefore not inconsistent with the
Act. Similarly, the Act envisages that if the power is exercised and rules are made
pursuant to clause 3(4)(b), those rules will form part of the statutory framework
applicable to the conduct of zone elections under the Act. In that case, because there is a
specific rule providing for a method to choose a candidate to exclude from the ballot from
two or more candidates with equal votes, there is no room for the operation of section
23(b) of the Acts Interpretation Act because the possibility of separate provision
Tecognised by clause 3(4)(b) of Schedule 3 has become a reality.
In my opinion the argument that clause 3(4)(b) of Schedule 3 would
become superfluous if clause 3 is interpreted in accordance with section 23(b) of the Acts
26.
Interpretanon Act is also without substance. Clause 3(4) of Schedule 3 to the Act 1s a
permissive facilitative provision. It empowers the Minister to make specific rules of the
type contemplated by the clause if the Minister 1s so minded. The provision is not one
which, while empowering the Minister with the discretion to make such rules as the
Minister deems appropriate, also creates a duty in the Minister to make the rules. The
clause is not superfluous. It enables the Minister to determine a method to choose
between candidates who have equal votes in order to exclude one from the vote where the
Act and Schedule 3 to 1t made no provision requinng a choice to be made, nor provided
any method for making such a choice. Clause 3(4) also enables the Minister to develop
more complex and sophisticated methods of electing zone representatives over and above
the system which would operate if clause 3(1) and (2) are construed in accordance with
section 23(b) of the Acts Interpretation Act. Although it may be said that Rule 35A
provides a sophisticated and extended process for ascertaining the wishes of the electors
in a zone to determine which candidate ought to be excluded, that particular model is but
one of many which might have been adopted by the Mimster Clause 3(4)(b) does not
contemplate any particular model and the clause leaves it open to the Minister to choose a
less sophisticated and blunter model as, for example, the model used in the ATSIC
(Regional Councils - Election of Officeholders) Regulations, where exclusion 1s
determined by lot without further voting.
I do not accept that it is a correct approach to interpretation to start with
the premise that the absence of relevant rules is the consequence of Ministerial oversight
or default. The existence of clause 3(4)(b) recognises that the Act makes no provision in
the absence of rules for choosing between candidates with equal numbers of votes. That
27.
does not mean that the legislature intended that the Act should not operate until such rules
were made or that every election should fail immediately an equality of votes occurred.
The absence of rules providing a method to choose between candidates with equal votes at
the relevant time means no more than that the statutory structure for the conduct of zone
elections did not provide for such rules and the existing statute and rules fell to be
interpreted on that basis. The existence of clause 3(4)(b) means no more than the
Minister may, if the Minister so chooses, make specific rules which provide for a method
of choosing between candidates with equal votes.
There is nothing in the other arguments advanced which would persuade
me that the context provides evidence of an intention to exclude the operation of section
23(b) of the Acts Interpretation Act.
Is there anything in the operation of clause 3, interpreted in accordance
with section 23(b) of the Acts Interpretation Act, which would indicate that such an
interpretation was not intended by the drafter or the legislature? The operation of section
23(b) of the Acts Interpretation Act in interpreting clause 3 of Schedule 3 allows the
scrutiny to be taken to a conclusion, it allows for the giving effect to second and
subsequent preferences, and is consistent with the maintenance of the safeguard that to be
elected one candidate must obtain an absolute majonty of the votes cast. If the scrutiny
does not produce a candidate with such a level of popular support from the zone
electorate, then the Act recognises that the election has failed and provides for a fresh
election.
28.
There 1s nothing in the operation of clauses 3(2) and 3(4), interpreted in
accordance with section 23(b) of the Acts Interpretation Act, which would indicate an
intention to exclude the operation of section 23(b). Rather, such an operation of the
section would tend to support the conclusion that the clause was drafted on the basis that
section 23(b) would apply until such time, if at all, the Minister chose to exercise the
power under clause 3(4)(b) of the Schedule to provide specific rules to enable choices to
be made between candidates with equal votes as part of the scrutiny.
In my opinion clause 3 of Schedule 3 to the Act is to be interpreted by
reference to section 23(b) of the Acts Interpretanon Act and the scrutiny conducted
accordingly.
Mr. Phillips did not conduct the scrutiny in the manner required by clause
3 of Schedule 3 interpreted in accordance with section 23(b) of the Acts Interpretation
Act. In fact, he conducted the scrutiny in a way not authorised by the Act, Schedule 3 to
it, or the Zone Election Rules and in a manner contrary to the statutory requirements.
Section 132 of the Act requires that the election be conducted in accordance with
Schedule 3. In the method used to conduct the scrutiny and in the return of Mr. Delaney
as elected when he did not receive an absolute majority of the votes, Mr. Phillips acted in
contravention of the Act. The conduct, although bona fide and in error, was an "illegal
practice" within clause 1 of Schedule 4 of the Act. The conduct has resulted in Mr.
Delaney being returned as the elected zone representative when he was not elected in
accordance with the provisions of the Act.
29.
In accordance with clause 12(3) of Schedule 4 to the Act, I am satisfied for
the reasons set out earlier, that the result of the election was affected in that Mr. Delaney
was returned as elected, whereas on a proper application of clause 3 of Schedule 3 Mr.
Delaney would have been excluded from the ballot before the end of the scrutiny. I am
satisfied that it is just that Mr. Delaney should be declared not to be duly elected as zone
representative for the Queensland (Metropolitan) Zone.
The election and the ballot are untainted by the conduct of Mr. Phillips.
All that has occurred is that the scrutiny has miscarried. Therefore it is not appropriate
that the election should be declared void. For the same reasons, there is no occasion to
direct a fresh election be held. If such a course 1s required at the end of the scrutiny,
then that follows from the operation of the Zone Election Rules and the Act themselves
and not as a matter of the exercise of any of the powers contained in clause 10 of
Schedule 4 to the Act. Likewise, section 132 operates to require the scrutiny to be
conducted in accordance with the Zone Election Rules operative at the time of the
election. Rule 35A of the present Zone Election Rules has no operation in relation to the
election in issue. There 1s no warrant to direct under clause 10(j) of Schedule 4 to the
Act that the scrutiny be conducted in accordance with Rule 35A even if, which I refrain
from deciding, clause 10()) provided a source of power to make such a direction. The
scrutiny should commence afresh and be conducted in accordance with the correct
operation of clause 3 of Schedule 3 to the Act.
Accordingly, I make the following order, declarations, and directions :-
1. THE COURT ORDERS THAT the application of Mr. S. Watson to be joined as
30.
a party to the proceedings be dismissed.
THE COURT DECLARES THAT Ian Delaney was not duly elected as the
representative for the Queensland (Metropolitan) Zone.
THE COURT DIRECTS THAT:
(a)
(b)
(c)
The Australian Electoral Commission by an authorised electoral officer re-
commence the scrutiny of votes cast in the poll for the election of a zone
representative for the Queensland (Metropolitan) Zone.
In conducting the scrutiny where two or more candidates have an equal
number of votes and each has received the fewest first preference votes,
those candidates are to be excluded and each of those candidates' ballot
papers are to be transferred to the unexcluded candidate for whom the next
available preference is expressed.
If, after the allocation of preferences in accordance with paragraph (b)
above, no candidate has an absolute majority of votes, the process of
excluding the candidate or candidates (if more than one with an equal
number of votes) with the fewest votes and the transferring of each of that
candidate's or those candidates' ballot papers to the unexcluded candidates
for whom the next available preferences are expressed, 1s to be continued
until one candidate receives an absolute majority of the votes.
THE COURT FURTHER DECLARES THAT if, after the distribution of all
preferences in accordance with paragraphs 3(b) and 3(c) above, no candidate
receives an absolute majority of votes, no candidate is elected or entitled to be
returned as elected as the representative for the Queensiand (Metropolitan) Zone
the election fails in terms of Rule 14 of the Zone Election Rules.
31.
5. THE COURT DIRECTS THAT if, after the allocation of preferences in
accordance with paragraphs 3(b) and 3(c) above, the zone election fails because no
candidate 1s eligible to be returned as elected :-
(a) The notices provided for in Rule 15 of the Zone Elechon Rules be given;
(b) A supplementary election to elect a zone representative for the Queensland
(Metropolitan) Zone be held.
I will hear the parties on the question of costs.
I certify that this and the preceding thirty (30) pages are
a true copy of the reasons for judgment herein of his
Honour Justice Cooper.
Date: 21 October, 1994 Kbuer K Mann
Associate
Counsel for the Petitioner: Mr. S. Kiem
Solicitors for the Petitioner: Reidy & Tonkin
Counsel for Applicant on
Notice of Motion: Mr. D. Rangiah
Solicitors for Applicant
on Notice of Motion: Terry Fisher & Co.
Counsel for the First Respondent
to the Petition: Mr. P.E. Smith
Solicitor for the First Respondent
to the Petition: Neale Tobin, Solicitor
Counsel for the Second Respondent
to the Petition: Mr. M. Swan
Solicitors for the Second Respondent
to the Petition: Australian Government Solicitor
Dates of Hearing: 26 May, 1994, 11 July, 1994
Place of Hearing: Brisbane
Date of Judgment: 21 October, 1994