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JUDGMENT No. St dol wth.
CATCHWORDS
PRACTICE AND PROCEDURE - Application for leave to appeal
direction of Judge given to District Registrar pursuant to 0O
46 r 7A the Federal Court Rules not to accept application -
refusal by District Registrar to file application for leave to
appeal - direction to District Registrar not to accept
application.
ADMINISTRATIVE LAWN - Judge of Federal Court has no
jurisdiction to issue writ of prohibition or injunction
against another Judge of Court.
Constitution - 8 75(v)
Federal Court of Australia Act 1976 - ss 5(3), 14, 19(1),
20(1), 25
Federal Court Rules - 0 46 r 7A
Judiciary Act 1903 - ss 38(e), 39B, 39B(2)
Thomas Borthwick & Sons (Pacific Holdings) Ltd. v Trade
Practices Commission (1988) 79 A.L.R. 171 Referred to
Jarrett v Seymour (1993) 46 F.C.R. 557 Applied
Kotsis v Kotsis (1970) 122 C.L.R. 69 Considered
Musgrove v McDonald (1906) 3 C.L.R. 132 Considered
B v .
Commonwealth Court of Conciliation and Arbitration: Ex
parte Ozone Theatres (Aust.) Ltd, (1949) 78 C.L.R. 389
Referred to
Rv i
(1979) 23 A.L.R. 439 Referred to
B v Watson: Ex parte Armstrong (1976) 136 C.L.R. 248 Referred
The Medical Board of Victoria v Meyer (1937) 58 C.L.R. 62
Referred to
Geoffrey Bird
Vv
QG 164 of 1994
IN THE FEDERAL COURT OF AUSTRALIA ) No. QG 164 of 1994
BETWEEN: GEOFFREY BIRD
Applicant
AND: Hon. ROSS FREE, Minister
for Schools, Vocational
Education and Training
First Respondent
AND: Hon. SIMON CREAN, Minister
for Employment, Education
and Training
Second Respondent
AND: DEREK VOLKER, Secretary to
the Department of Employment,
Education and Training
Third Respondent
AND: Hon. Justice SUSAN KIEFEL,
a Judge of the Federal Court
of Australia
Fourth Respondent
MINUTES OF ORDERS
JUDGE MAKING ORDER: Drummond J
DATE OF ORDER: 17 November, 1994
WHERE MADE: Brisbane
THE JUDGE DIRECTS THAT:
The District Registrar refuse to accept the
applicant's application for leave to appeal against
the direction of Spender J given on 3 November, 1994
to the District Registrar pursuant to 0. 46 r. 7A
the Federal Court Rules.
Settlement and entry of orders is dealt with in
Order 36 of the Federal Court Rules.
IN_THE FEDERAL COURT OF AUSTRALIA ) No. QG 164 of 1994
BETWEEN: GEOFFREY BIRD
Applicant
AND: Hon. ROSS FREE, Minister
for Schools, Vocational
Education and Training
First Respondent
AND: Hon. SIMON CREAN, Minister
for Employment, Education
and Training
Second Respondent
AND: DEREK VOLKER, Secretary to
the Department of Employment,
Education and Training
Third Respondent
AND: Hon. Justice SUSAN KIEFEL,
a Judge of the Federal Court
of Australia
Fourth Respondent
Coram: Drummond J
Date: 17 November, 1994
Place: Brisbane
REASONS FOR JUDGMENT
Mr. Bird wishes to file an application for leave to
appeal against the direction of Spender J given on 3 November
last to the District Registrar pursuant to 0. 46, r. 7A the
Federal Court Rules to refuse to accept an earlier application
which Mr. Bird presented to the District Registrar. This
earlier application is framed as an application in action QG
151 of 1994. That matter is a proceeding between Mr. Bird, as
applicant, and Mr. Free, the Minister for Schools, Vocational,
Education and Training, as first respondent; Mr. Crean,
Minister for Employment, Education and Training, as second
respondent; and Mr. Volker, Secretary of the Department of
Employment, Education and Training, as third respondent.
A judge of this Court, Kiefel J, recently heard a
notice of motion brought by the respondents in those
proceedings to strike out Mr. Bird's action. At the start of
the hearing on 20 October last, Mr. Bird submitted that Kiefel
J should disqualify herself on the following grounds:
firstly, that there is the appearance that the respondents
engineered that someone would hear this case who would be
predisposed to decide the case in their favour, and it is said
that Kiefel J is such a person and, secondly, that Kiefel J
belongs to sociological groups whose members strongly believe
that judges should decide cases on political rather than on
legal grounds and so would be biased against the interests
that Mr. Bird is seeking to vindicate in those proceedings QG
151 of 1994.
Mr. Bird elaborates the grounds he took for seeking
Kiefel J's disqualification in the affidavit he presented to
her Honour in support of that application. He refers to the
timing of the appointment of Kiefel J to the Court, and to the
Process of appointment of federal judges, and to what he
asserts is the interest of the people in and associated with
the Federal Cabinet, as the appointing authority, in achieving
a result inimical to that which he wants to achieve in the
proceedings. Secondly, he asserts that Kiefel J is likely to
be predisposed to find against the interests he is seeking to
vindicate because she is a woman lawyer and he asserts that,
as a group, women lawyers are likely to hold views inimical to
those whose views he is seeking to advance in his litigation.
Thirdly, he says that Kiefel J - and I quote his affidavit -
"as her name suggests, belongs to an ethnic minority.
Presumably she is Jewish." He develops in his affidavit the
proposition that because he believes that she belongs to such
an ethnic minority, she is likely to be predisposed to find
against the point of view that he is seeking to have
recognised in his action.
Her Honour refused to disqualify herself. Kiefel J,
however, was asked by Mr. Bird to grant leave to appeal her
decision not to disqualify herself. Her Honour refused to
grant such leave and the hearing proceeded. Judgment is now
reserved.
In order to prevent Kiefel J giving judgment, which
Mr. Bird apparently regards as likely to be against him
because of what he asserts is the bias affecting or likely to
affect her Honour, Mr. Bird sought to file what I have called
the earlier application in those proceedings. It seeks from
the Federal Court a writ of prohibition directed to Kiefel J
to prohibit her from acting further in those proceedings; a
writ of certiorari quashing orders made by her in the
proceedings and an interlocutory injunction to restrain her
from sitting further to hear the proceedings until further
order of the Full Federal Court. It names Kiefel J as the
fourth respondent.
Mr. Bird has not sought leave to appeal Kiefel J's
decision not to disqualify herself. Such an application would
be doomed to failure given that he elected to apply to Kiefel
J for leave to appeal that particular decision, but failed to
obtain the necessary leave: see Thomas Borthwick & Sons
{Pacific Holdings) Ltd. v Trade Practices Commission (1988) 79
A.L.R. 171. Instead, he wishes to ask the Federal Court to
issue a prohibition and an injunction against a judge of the
Court acting in her judicial capacity. Spender J directed the
District Registrar not to accept the application and the
Deputy District Registrar wrote to inform Mr. Bird of his
Honour's decision in these terms:
"This Court does not have jurisdiction to entertain
your application."
The rule under which Spender J acted is 0. 46, r.
7A, which provides that:
"If a document presented to a Registrar in any
proceeding ... appears to a Registrar on its face to
be an abuse of the process of the Court or to be
frivolous or vexatious, the Registrar may refuse to
accept or issue it or may seek the direction of a
Judge who may direct him -
(a) to accept or issue it; or
(b) to refuse to accept or issue it; or
(c) to refuse to accept or issue it without the
leave of a Judge first had and obtained."
In accordance with exhibit 1, a letter written by
the District Registrar to Mr. Bird dated 15 November 1994,
after the District Registrar had referred the matter to me,
the District Registrar has now referred to me whether Mr. Bird
should be allowed to file the application for leave to appeal
Spender J's direction, which Mr. Bird presented to the
registry this morning.
In order to determine whether it is appropriate for
me to make an order or to give a direction under 0. 46, r. 7A
to the District Registrar to refuse to accept this latest
application which Mr. Bird wishes to file, it is, I think,
appropriate to consider whether Mr. Bird has any prospects at
all of obtaining leave to appeal Spender J's direction to the
District Registrar. The principles in accordance with which
leave to appeal orders is granted are well settled. In
Jarrett v Seymour (1993) 46 F.C.R. 557 at 559, the Pull Court
said this:
"The relevant considerations for the Court in
considering whether leave to appeal should be
granted are:
(a) whether in all the circumstances the judgment
of the primary judge is attended by sufficient
doubt to warrant it being reconsidered by the
Full Court; and
(b) whether substantial injustice would result if
leave were refused supposing the decision would
be wrong."
In my view, assuming that Spender J's direction is
an order that can be appealed, albeit only with leave, Mr.
Bird has no prospects at all of obtaining such leave.
He founds his contention that the Federal Court can
issue prohibition and an injunction to a member of the same
Court, acting not in a private capacity but in a judicial
capacity, on s. 39B the Judiciary Act 1903. That section
provides that the original jurisdiction of the Federal Court
includes jurisdiction with respect to any matter in which a
writ of mandamus or prohibition or an injunction is sought
against an officer or officers of the Commonwealth. Sub-
section (2) of the section excludes from that jurisdiction any
authority on the part of the Federal Court to so proceed
against persons holding office under certain industrial
legislation, against judges of the Industrial Relations Court
and against judges of the Family Court of Australia. Mr. Bird
points to the absence of any reference in 8. 39B to judges of
the Federal Court being excluded as objects of the exercise of
the jurisdiction vested by that section in the Federal Court
itself. He submits that this shows that the Court can issue
prohibition or an injunction to a judge of the Court.
In my view a judge of the Federal Court has no
jurisdiction to issue a writ of prohibition or an injunction
against another judge of the Court acting as such. Section
39B confers jurisdiction on the Federal Court in terms
identical to that vested in the High Court of Australia by s.
75(v) the Constitution. It is well established that that
provision of the Constitution empowers the High Court to issue
prohibition against a judge of a court or tribunal set up by
the Commonwealth Parliament notwithstanding that it is
declared, as is the Federal Court of Australia, to be a
superior court, because all such judges are officers of the
Commonwealth: B v Watson: Ex parte Armstrong (1976) 136
C.L.R. 248 at 263, and the case there cited R v Commonwealth
Court of Conciliation and Arbitration: Ex parte Ozone Theatres
Aust.) Ltd. (1949) 78 C.L.R. 389 at 399. See also R v Judges
of the Federal Court of Australia and Adamson: Ex parte
Western Australian National Football League (Inc.) (1979) 23
A.L.R. 439 at 446 to 447. The High Court's jurisdiction in
that very regard is declared by s. 38(e) the Judiciary Act to
be exclusive of the jurisdiction of the courts of the states.
The Federal Court's jurisdiction with respect to
prerogative writs conferred by s. 39B is, as I have mentioned,
expressly declared by s. 39B(2) not to extend to issuing such
process against, among others, judges of the Industrial
Relations Court and judges of the Family Court. It was
unnecessary, however, for the Parliament to also expressly
exclude from the jurisdiction of the Federal Court authority
to issue prerogative writs and injunctions against judges of
that same Court. By 8s. 19(1) the Federal Court of Australia
Act 1976 the Federal Court has such original jurisdiction as
is vested in it by laws made by the Commonwealth Parliament.
This includes the jurisdiction vested in the Court by s. 39B
the Judiciary Act.
The Federal Court of Australia consists of the
judges of the Court: s. 5(3) the Federal Court of Australia
Act. The original jurisdiction of the Court is exercised by a
single judge: g. 20(1). But when a single judge hears an
application that invokes the jurisdiction of the Federal
Court, he or she is not exercising an authority vested in him
or her as an individual, but rather the authority which is
vested in that judge and all the other judges of the Court, as
a group. To say that a judge of the Federal Court can
prohibit or enjoin another judge of the Court acting as such
would mean that the authority vested only in all the judges as
a group can be treated, as occasion arises, as an authority
vested in all save one of the judges and exercisable against
that one judge, by the rest. Section 39B the Judiciary Act
does not permit of such a segmented or divisible exercise of
the authority it confers. It permits only the exercise of the
authority vested by the statute in the Court, i.e., in all the
judges who make up the Court. It matters not that the
authority vested only in the group is by force of s. 20(1) the
Federal Court of Australia Act exercisable by a single member
of the group: the single judge is still exercising the
authority that is vested not in him or her, but in that judge
together with all of the other judges of the Court. Authority
conferred only on the entire group cannot be exercised by one
member, or by some of the members, of that group against
another member of the group. To so exclude one member from
the exercise of the authority in question by making that
member the object of the exercise of that authority would be
to do something quite different from exercising the collective
authority.
The Federal Court mirrors a common law superior
court of record of which Windeyer J in Kotsis v Kotsis (1970)
122 C.L.R. 69 said at 91:
"According to the tradition of the common law, a
superior court of record is a court sitting in banc
for the administration of justice. In the course of
time it became settled that, for some purposes, the
jurisdiction of a superior court of common law could
be exercised by a single judge."
Originally, a single judge acting alone could not
exercise the jurisdiction of the Court. This is illustrated
by the discussion in Musgrove v McDonald (1906) 3 C.L.R. 132
at 147 to 148 of the nature of the jurisdiction exercised by
the common law courts in granting new trials. Originally, at
common law, all trials were before the court in banc, which
proceeded after the jury made its findings to give the
judgment it thought proper. When trials at nisi prius were
introduced, the judge who tried the case could take the jury's
verdict, but he had no power himself to give judgment.
Instead, he returned a record of the jury's verdict to the
court which, sitting in banc, proceeded to give the judgment
that was appropriate: see also The Medical Board of Victoria
v Meyer (1937) 58 C.L.R. 62 at 95-96. Statutory provisions
like s. 20(1) the Federal Court of Australia Act were
necessary to enable a single judge to make orders finally
disposing of actions by empowering a single judge to exercise
a jurisdiction to give final judgment that, apart from
statute, was vested only in all the judges of the court
collectively.
It is true that, pursuant to ss. 14 and 25 the
Federal Court of Australia Act, the decision of a single judge
of the Court can be reviewed on appeal to a sub-group of at
least three of the other judges of the Court sitting as the
Full Court. But Mr. Bird is not seeking to appeal any order
of Kiefel J. What he wants to do, and what Spender J refused
to allow him to do, is obtain a prohibition and an injunction
directed to Kiefel J from another judge or sub-group of judges
of the Court. For the same reasons that one judge of the
Court cannot prohibit or enjoin another judge, no other
grouping of judges of the Court can do that.
Because Mr. Bird in my view has no prospect at all
of obtaining leave to appeal Spender J's direction, I regard
the application that he has attempted to file this morning as
frivolous or vexatious within the meaning of that term in 0.
46, r. 7A. I will therefore direct the District Registrar to
refuse to accept or issue the application. I would also say
that the grounds relied upon by Mr. Bird to justify the
disqualification of Kiefel J are such that no person, acting
reasonably, could possibly think that there was any substance
in any of them: cf. Watson, supra, at 262. Yet what Mr. Bird
wants is an opportunity to show the contrary. I would also
conclude that the proceeding he attempted to commence this
morning is frivolous or vexatious for that reason and would
give the District Registrar a similar direction on that
separate ground.
I certify that this and the preceding
10 pages are a true copy of the
reasons for judgment herein of the
Honourable Justice Drummond.
Associate: Ga Kdlag
Date: 17 November, 1994
Applicant appeared in person.
Date of Hearing: 17 November, 1994