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N E_ FEDERAL T_ OF AUST IA
I. APITAL TERRITORY
DISTRICT REGISTRY
GENERAL DIVISION
No. ACT G 101 of 1993
er ee ee et a er ee
ON APPEAL FROM THE GENERAL ADMINISTRATIVE
IviI N_OF THE ADMINISTRATIVE PEALS TRIBUNAL
BETWEEN: DESMOND HN TERRILL
Applicant
Respondent
MINUT F ORDER
IN RDER 3: Neaves J.
DATE OF ORDER 2 8 December 1994
WHERE MADE : Canberra
THE T DER HAT :
i. The application be dismissed.
2. The applicant pay the respondent's costs of and
incidental to the application.
Note: Settlement and entry of orders is dealt with in Order
36 of the Federal Court Rules.
THE E RT OF TRALIA
AUST IAN CAPITAL TERRITORY
No. ACT G 101 of 1993
TR RE Y
NE Divi
eee ew SS
IN_APP. FROM THE GENERAL ADMINISTRAT
Vv IN HE AD. Ist VE_APPE TRIBUNAL
BETWEEN: DESMOND HN _ TERRILL
Applicant
Respondent
CORAM: Neaves J.
DATE: 8 December 1994
REASONS FOR DGMENT
Desmond John Terrill ("the applicant") has applied
to this Court by way of appeal pursuant to subs.44(1) of the
Administrative Appeals Tribunal Act 1975 (Cth) from the
decision of the Administrative Appeals Tribunal ("the
Tribunal") given on 8 October 1993 affirming the decision made
on 26 May 1992 denying the applicant's claim for compensation
in respect of cardiovascular disease and stress.
It is common ground that, although the claim for
compensation was made pursuant to the Safety, Rehabilitation
and Compensation Act 1988 (Cth), any entitlement of the
applicant is to be ascertained by reference to the provisions
of the Compensation (Commonwealth Government Employees) Act
1971 (Cth) ("the 1971 Act").
The 1971 Act relevantly provided, by subs.29(1),
that where an employee contracted a disease or suffered an
aggravation, acceleration or recurrence of a disease and any
employment by the Commonwealth was a contributing factor to
the contraction of the disease or the aggravation,
acceleration or recurrence, as the case might be, whether or
not the disease was contracted or the aggravation,
acceleration or recurrence was suffered in the course of that
employment, the succeeding provisions of s.29 had effect.
Under subs.29(2), if the total or partial incapacity for work
of the employee resulted from the disease, or the aggravation,
acceleration or recurrence of the disease, then, for the
purposes of the 1971 Act and unless the contrary intention
appeared, the contraction of the disease, or the aggravation,
acceleration or recurrence, as the case might be, was to be
deemed to be personal injury to the employee arising out of
the employment of the employee by the Commonwealth and the
date of the commencement of the incapacity was to be deemed to
be the date of the injury. Under subs.27(1), if personal
injury arising out of the employment of an employee by the
Commonwealth was caused to the employee, the Commonwealth was,
subject to the 1971 Act, liable to pay compensation in respect
of the injury in accordance with that Act.
The general background to the applicant's claim is
set out in the following paragraphs in the Tribunal's reasons
for decision:
"4. The Applicant was born on 21 July 1926 at
Rutherglen. He left school at year 10 standard and
worked on a farm. Later he farmed on his own account.
In 1956, at the urging of his then wife, he ceased
farming and moved to Melbourne. Initially he obtained a
job repairing television sets but also commenced studies
at the Royal Melbourne Institute of Technology and
obtained an Associate Diploma in Communications
Engineering.
5. In 1965 the applicant was employed by the then
Department of Supply in Melbourne. He left the Public
Service to go into private employment in 1968 but
rejoined the Commonwealth Public Service in 1970.
6. Upon his return to the Commonwealth Public Service
the Applicant underwent a medical examination for
superannuation purposes. At his first medical
examination he was told that he was overweight and was
only eligible for the Provident Fund, not Superannuation.
After being in the Provident Fund for two years he
applied to be re-examined but was again found to be
overweight but a final determination was delayed for
three months. At the end of this period the applicant's
weight was acceptable and he was admitted to the
Commonwealth Superannuation Scheme. In 1971 he had also
had a medical examination for Life Insurance purposes.
At none of these medical examinations was the Applicant
informed that his blood pressure was abnormal. It
appears, however, from records produced to the Tribunal
that his blood pressure was at this time above what is
regarded as normal.
7. After rejoining the Commonwealth Public Service the
Applicant was posted by the Department of Supply to St
Marys and was responsible for the testing of electronic
equipment. This involved working in an enclosed room
monitoring fairly high noise levels. It is the
Applicant's contention that this activity led to sensori
neural deafness.
8. In 1973 the Applicant applied for and obtained a
position as Station Director of the Satellite Tracking
Station at Carnarvon in Western Australia. As the
Applicant stated in evidence and was corroborated by his
wife, this posting involved physical hardship and was one
that his wife hated.
9. During his time at Carnarvon the applicant was
responsible for the winding down of the activities of the
station and the disposal of its assets. This was an
activity which caused him worry as a lot of the equipment
was very valuable and he was answerable to the National
Aeronautics and Space Authority in the United States for
the disposal of its equipment.
10. In addition the Applicant had the operational
control of the station and its employees and this created
its own stresses. Due to time lags he would receive
telephone calls from NASA during the early hours of the
morning and this was stressful. A major stressor during
this period was the 'visit' to the station by a group of
protesters who threatened to interfere with the running
of the station. During this period the station's
perimeter was secured by Commonwealth and State Police.
11. The Tribunal notes that whereas the Applicant had
qualifications as a Communications Engineer, he had no
other qualifications or experience which would have
fitted him for the administrative role he was required to
perform at Carnarvon. Stress is, of course, a subjective
matter and the Tribunal accepts that the applicant could
well have been put under stress in performing his duties
at Carnarvon, for example, as he stated in evidence he
found dealing with stores and their dispersal difficult
as he regarded it as a specialised task. He also had to
maintain relationships with the Carnarvon community, some
of whom reacted badly to the news that the facility was
closing and seemed to think that the Applicant could do
something about it.
12. Whilst at Carnarvon in 1974 the Applicant suffered
what he terms a 'hypertensive crisis'. He was admitted
to Carnarvon Hospital having been taken there by his wife
who had noted that he was disoriented and incoherent.
The Applicant remained in hospital for five days and
states that he was told that his blood pressure was 240
over 120-130. On discharge he was given = anti-
hypertension medication.
13. Exhibit 5 is a letter from the Carnarvon Hospital.
It states no other records now exist regarding the
Applicant's admission except for an entry in the
Admission and Discharge Register. This states that the
Applicant was admitted for investigation of the urinary
tract, but the Tribunal has no basis upon which to doubt
the Applicant's evidence that upon discharge he was
prescribed Aldomet which is an anti-hypertensive
medication and that he has been taking anti-hypertensive
medication since that time.
14. Late 1974 saw the Applicant and his family leave
Carnarvon and move to Canberra. The applicant had been
promoted to a position in Central Office of the
Department of Supply. Work in the period 1975 to 1978
was not stressful but in 1978 the American Skylab
Satellite re-entered the earth's atmosphere and fell to
ground in Western Australia. In the six weeks leading up
to the re-entry of the satellite the Applicant was the
only available engineer who could perform the
calculations to ascertain where the satellite would fall.
In this period he was under considerable pressure as not
only his superiors but also politicians were demanding
information as to the satellite's likely re-entry point
and whether it would be over a populated area. Apart
from being responsible for predictions the Applicant also
had to deal with the media. That this was a stressful
period was confirmed by the Respondent's witness Mr Gray.
15. Shortly after the Skylab incident NASA started to
close satellite tracking stations around Canberra and
this resulted in engineers senior to the Applicant being
made redundant so that they were posted to Central Office
in Canberra. As the Applicant put it, his prospects were
diminishing with the influx of engineers senior to him.
16. Later there were conflicts within the organisation.
When the Applicant first arrived at Canberra he was based
at Woden with his own office. Later the Department moved
to offices at Belconnen and the Applicant was denied an
office notwithstanding union intervention on his behalf.
There were also personal conflicts with a superior, one
Wainwright who had also been station head at Carnarvon.
Wainwright had on occasions said to the Applicant:
"You are never going to get promoted while I'm
here".
A statement which the Applicant resented.
17. The Applicant's deafness had increased, and he
became frustrated as not having an office he was unable
to hear properly on the telephone. He also found it
increasingly difficult to hear at conferences and this
increased his stress level as he was concerned not to
make a mistake as a result of mishearing.
18. Although the Applicant had been on anti-hypertension
medication he was referred to Dr Cassar, Cardiologist, by
his General Practitioner in 1981. He was informed by Dr
Cassar that he was hypertensive and overweight.
19. In 1984 the Applicant could only walk short
distances, for example 10 metres before becoming
breathless and having to lie down and rest. He was
unable to concentrate and had pains in his legs. He was
again referred to Dr Cassar who diagnosed heart failure
and prescribed Lanoxin.
20. The Applicant did not return to work and in 1985 was
medically retired from the Commonwealth Public Service.
21. The Applicant's condition between 1985 and 1993 was
stable but in January 1993 he suffered a myocardial
infarction. Prior to this, although he had had heart
disease, he had not suffered an infarct."
In succeeding paragraphs of its reasons for decision
the Tribunal referred to what it no doubt considered were the
salient parts of the medical evidence before it.
In pars 22 and 23 the Tribunal set out part of the
report of Dr E.J. Cassar, Cardiologist, dated 11 April 1990
who had examined the applicant in 1981, 1984 and 1987. The
Tribunal made specific reference to Dr Cassar's opinion, which
the Tribunal said had been affirmed in his oral evidence, that
employment factors as described in the report "should not have
contributed in a material degree to the contraction,
aggravation or acceleration of the cardiovascular disease and
hypertensive left ventricular failure" and to the further
Opinion that "the natural history of the disease would not
have been any different because of work", the risk factors in
the applicant's case being heredity and obesity.
Paragraphs 24 - 26 refer to the evidence given by Dr
D.M. Coles, Cardiologist, who had treated the applicant since
September 1992. Dr Coles' evidence, as the Tribunal noted,
was in direct contrast to that of Dr Cassar, Dr Coles being of
opinion that, although with the applicant's family history he
would probably have developed systemic hypertension, the onset
of that condition was hastened by his work.
Reference was then made (pars 27 - 30) to the
evidence of Professor M.F. O'Rourke, Cardiologist, which was
strongly opposed to the theory that stress can contribute to
hypertension. An extract from Professor O'Rourke's report
dated 18 March 1993 was set out which included the statement
that Professor O'Rourke could see "no link between stress and
hypertension in the history obtained from Mr Terrill, nor in
the T-documents".
Extracts from the report dated 11 March 1991 of Dr
D. McGill, Cardiologist, and from the report dated 10 February
1993 of Dr M. Rosenbaum, Cardiologist, were set out in pars 31
and 32. Dr McGill expressed the opinion that "work in
general, even perceived stressful work has only a minor part
in the overall short and long term effects of hypertension".
Dr Rosenbaum's report expressed the opinion that
stress of the type the applicant suffered caused transient
elevation of blood pressure at the time he was stressed and
that "these transient elevations of blood pressure summated to
eventually contribute to the presence of permanently elevated
blood pressure". He also expressed the opinion that the
applicant's work was a factor causing high blood pressure
which was "a major cause of the coronary heart disease".
Paragraphs 35 and 36 referred to the report dated 28
September 1990 of Dr R.B. Goldrick, Consultant Physician, and
to his oral evidence. Reference was made to Dr Goldrick's
opinion that "damage had been caused to the heart by the
transient elevations of blood pressure when under work
stress".
Paragraphs 43 - 46 of the Tribunal's reasons for
decision read:
"43. The medical evidence in this matter is not
conclusive one way or the other. Generally speaking it
can be said that the medical practitioners called by the
Applicant support a stress hypertension link and those
called by the Respondent oppose it. There is also a
suggestion that deafness will contribute to stress and
the Tribunal can understand this. The only departure
from the general run of evidence is the opinion of Dr
Goldrick who, although called by the Applicant, rejected
the stress hypertension link opining that transitory
elevation of blood pressure due to stress caused damage
to the heart.
44. Dr Cassar, in a report dated 8 October 1990 to the
Applicant's former solicitors, stated inter alia:
'In the period 1975 to 1978 your client admits to
having no employment stresses, neither long hours
nor excessive responsibilities/stresses and yet his
hypertension was difficult to manage and this is
consistent with presumptive diagnosis of Essential
Hypertension which your client seemed to be
suffering from. Likewise, employment period 1978 to
1982 according to your client was not stressful and
the overtime that your client worked and his
increased responsibility in the latter part of that
decade prior to him seeing me in-early 1981 is also
not deemed to have been contributory to your
client's medical condition as documented by myself
at his first visit to me. Finally in the period
between his first and second visit to me late 1984
your client's blood pressure was as he himself
documented on home readings, reasonably well
controlled and yet he developed heart failure in the
second half of 1984 which was the reason for him
returning for consultation, there being no necessity
for any specialised medical treatment between
January 1981 and November 1984.'
45. The Tribunal accepts that at times the Applicant was
placed under stress in his work. But at the same time
there were periods when, on his own admissions, he was
not under stress yet his hypertension was difficult to
manage. Between 1981 to 1984 he was under stress yet his
blood pressure was under control and yet he developed
heart failure. Having regard to the totality of the
medical evidence the Tribunal is satisfied that the
Applicant's hypertension and consequent heart disease was
as a result of the following risk factors, namely,
genetic propensity and obesity.
46. The Tribunal is not satisfied that the hypertension
and consequent heart disease was contributed to or
aggravated by work stress (including deafness). The
Tribunal accepts that at times stress caused elevations
in the Applicant's blood pressure but finds that any such
elevation would cease when the stress was removed. In
this regard the Tribunal finds that work stress would not
have played any part in the Applicant's hypertension post
retirement in 1985."
For the applicant, it was contended that, in
reaching its conclusion that work stress was not a
contributing factor to the applicant's hypertension by the
process of reasoning reflected in pars 45 and 46 of its
reasons for decision, the Tribunal failed to take into account
what was described as "significant evidence" that the Tribunal
was obliged to consider.
It was submitted that the Tribunal had failed to
take into account certain answers given by Dr Cassar to
questions put to him by counsel for the applicant. It was
asserted that Dr Cassar had agreed that the events in
Carnarvon had brought about a significant change in the
applicant's condition in 1973-74 and that that evidence added
weight to the submission that his condition had been
contributed to, or aggravated by, his employment. It was also
submitted that the Tribunal, in finding that the applicant's
blood pressure was under control from 1981 to 1984, failed to
take into account the opinion expressed in Dr Cassar's report
dated 4 December 1984 that a factor, additional to his weight
increase, which may have contributed to the heart failure he
had then suffered was the kind of medication prescribed. It
was further submitted that the Tribunal had failed to take
into account the evidence of Dr Cassar and that of Dr McGill
concerning the level of the applicant's hypertension after his
retirement. Reference was made to Dr Cassar's oral evidence
that there had been an improvement in the applicant's
hypertension between 1984 and November 1987 when Dr Cassar
last examined him. Reference was also made to Dr McGill's
report dated 11 March 1991 which was said to be to the same
effect.
It was also contended on behalf of the applicant
that the Tribunal failed to analyse three alternative
hypotheses advanced by the medical witnesses any one of which,
it was asserted, would have been sufficient to justify a
finding in the applicant's favour.
In support of this submission counsel for the
applicant referred to evidence given by Dr Goldrick, by Dr
il
Rosenbaum and by Dr Cassar. Counsel relied on the evidence of
Dr Goldrick, as noted by the Tribunal in its reasons for
decision, that transitory elevation of blood pressure due to
stress caused damage to the heart. The evidence of Dr
Rosenbaum relied upon was the answer given to a question put
to him in cross-examination by counsel for the respondent, the
question and answer being as follows:
"Q. Might I suggest to you, that it's possible at least,
is it not, that, if there was elevated blood
pressure during the posting at Carnarvon in 1973, by
the time of the incident that occurred medically in
1984, any effect of that 1973 elevation of blood
pressure may well have just subsided and gone?
A. No, I disagree with that. I think that once an
individual develops permanently elevated blood
pressure then it is a persisting condition and, in
itself the 1973 episode may be regarded as pre-
disposing to the onset of elevated blood pressure,
and then many years later to coronary artery
disease. I don't believe there could be any dispute
about that possibility."
As to Dr Cassar, counsel for the applicant relied on
the answers the doctor gave to the following questions he put
to him:
"Q. Are you aware that recently there have been
suggestions that blood pressure is to a significant
degree something that you are genetically
predisposed to?
A. Yes.
Q. And that it's not enough to have the genetic
predisposition but that environmental factors come
into play with that as well?
A. Yes.
Q. So that you have a situation where people may be
through heredity susceptible to high blood pressure
and then something in their environment which
remains to some extent unknown brings it on in them,
rather than in other people who might have the same
susceptibility?
A. I think that statement relates to the fact that the
environmental stresses are habits and lifestyles
that are contrary to medically recommended
lifestyles, ie, not watching your weight, not
exercising. Given those types of lifestyles,
presumably even with a genetic predisposition you
can contain it.
Q. For example, you're aware that recently it's been
suggested that even' things like changes in
temperature can bring about changes in blood
pressure readings?
A. Yes.
Q. So that environmental factors are starting to become
significant in at least determining who is going to
as it were break out?
A. Yes.
Q. --- with this susceptibility that they already have?
A. That's correct.
Q. And there is also some evidence, is there not, that
one of the environmental factors in this area may be
stress?
A. Yes."
I have considered the whole of the material that was
before the Tribunal and I am satisfied that there was ample
evidence before it upon which it could properly reach the
conclusion expressed in par.46 of its reasons for decision.
Having regard to the content of the paragraphs of the reasons
for decision which set out the salient features of the medical
evidence before it and which are shortly referred to earlier
in these reasons, I am unable to conclude that the Tribunal
failed to take into account the particular pieces of evidence
of Dr Cassar and Dr McGill on which counsel for the applicant
relied in supporting his principal submission. One cannot
conclude from the fact that the Tribunal did not specifically
note the evidence referred to by counsel for the applicant in
his submission to this Court that it failed to have regard to
it or to give it such weight as it thought appropriate in the
light of the totality of the material before it: Steed v
Minister for Immigration and Ethnic Affairs (1981) 37 ALR 620
at p.621. It is of some significance that, after the
conclusion of the taking of oral evidence, it was agreed that
the submissions of the parties would be put in writing. The
submissions of the parties are in evidence before the Court
and a perusal of the applicant's submissions discloses that no
particular emphasis was placed on the evidence on which
reliance is now placed.
The Tribunal may be criticised for failing to spell
out in greater detail than it has done the basis upon which it
concluded that it was not satisfied that the hypertension and
consequent heart disease was contributed to, or aggravated by,
work stress. But a reading of the decision as a whole in the
light of the written submissions made to it by the parties
makes tolerably clear the basis upon which the Tribunal's
decision is based. The deficiency, in my opinion, is not such
as to warrant its decision being set aside.
I turn to the submission that the Tribunal failed to
analyse what were referred to by counsel for the applicant as
"three alternative hypotheses advanced by the medical
witnesses". That submission relied upon the evidence of Dr
Goldrick, Dr Rosenbaum and Dr Cassar to which I have referred
earlier in these reasons. It is apparent from the Tribunal's
reasons for decision (pars 34 - 36) that it had well in mind
the opinion of Dr Goldrick that transitory elevation of blood
pressure due to stress caused damage to the heart. It is also
apparent from-a consideration of the whole of the material
before the Tribunal that no other medical witness expressed an
opinion to that effect. It is clear that the Tribunal, for
reasons which it considered sufficient, was not prepared to
act on Dr Goldrick's opinion as providing a satisfactory basis
on which to conclude that the applicant was entitled to
compensation.
It is also clear that the Tribunal had well in mind
the opinion of Dr Rosenbaum expressed in the answer to the
question asked of him by counsel for the respondent. It is
true that the Tribunal did not specifically refer to that
answer but it set out in par.32 of its reasons for decision
that part of Dr Rosenbaum's report dated 10 February 1993 in
which the witness expressed a similar view.
The extract from the evidence of Dr Cassar on which
counsel for the applicant relied cannot be considered in
isolation. The answers which the witness then gave are not
inconsistent with the main thrust of his evidence, evidence on
which the Tribunal clearly relied in reaching its conclusion.
I should add that, in the written submissions put to
the Tribunal by counsel for the applicant, no specific
reference was made to the matters on which reliance is now
placed. The fact that the Tribunal did not expressly deal
with them is, therefore, understandable.
It remains to consider a further submission put to
the Court on behalf of the applicant. It was submitted that
the Tribunal had denied the applicant natural justice in that
it took into account alcohol abuse on the part of the
applicant as explaining part of his hypertension in the 1970's
notwithstanding that during the hearing the applicant was led
to believe that alcohol abuse was not an issue of substance
but only a matter going to his credit.
Although the Tribunal made reference to the evidence
that was given relevant to the question, I am satisfied, upon
a reading of the reasons for decision as a whole, that the
Tribunal did not find abuse of alcohol as a contributing
factor to the applicant's heart disease. I do not regard the
Tribunal as saying more than that alcohol intake may have had
an effect on the applicant's blood pressure levels but that,
if so, the effect was transitory only. To hold otherwise
would, in my opinion, be inconsistent with the Tribunal's
express statement in par.45 of its reasons for decision that
the applicant's hypertension and consequent heart disease was
a result of genetic propensity and obesity.
For the above reasons, the application is dismissed.
The applicant must pay the respondent's costs of and
incidental to the application.
I certify that this and the preceding
15 pages are a true copy of the
Reasons for Judgment herein of the
Honourable Justice Neav
Dated: 8 December 1994
Mr C.M. Erskine
Ken Johnston Bedford & Co.
Counsel for the applicant
Solicitors for the applicant
Counsel for the respondent
Solicitor for the respondent
Mr M. McInnis
Australian Government
Solicitor
Date of hearing
23 August 1994
Date of judgment
8 December 1994
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