A v Minister for Immigration & Ethnic Affairs & Anor [1994] FCA 965
Federal Court of Australia
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JUDGMENT No. tS. 2.
CATCHWORDS
PRACTICE AND PROCEDURE - Application under s 50 of the
Federal Court of Australia Act 1976 for the prohibition of
the publication of the name of an applicant for orders of
review of a decision refusing the applicant refugee status
- whether publication would constitute "prejudice to the
administration of justice" - considerations of the public
interest in relation to applications for refugee status.
Federal Court of Australia Act 1976 s 50
Australian Broadcasting Commission v Parish (1980)
43 FLR 129
SRD v Australian Securities Commission (1994) 123 ALR 730
13 DEC 1994
FEDERAL COURT OF
AUSTRALIA
PRINCIPAL
REGISTRY
"AX v HNIC A
No. NG 854 of 1994
Lindgren J
5 December 1994
Sydney
IN THE FEDERAL COURT OF AUSTRALIA )
NEW SOUTH WALES DISTRICT REGISTRY ) No. NG 854 of 1994
GENERAL DIVISION )
BETWEEN: "A"
Applicant
AND: MINISTER FOR IMMIGRATION
& ETHNIC AFFAIRS
First Respondent
PROFESSOR TSAMENYI SITTING
AS THE REFUGEE REVIEW
TRIBUNAL
Second Respondent
CORAM: Lindgren J
PLACE: SYDNEY
DATE:
5 December 1994
MINUTES OF ORDER
THE COURT:
1.
GRANTS LEAVE to the applicant to file in Court notice of
motion for orders under s 50 of the Federal Court Act 1976
in the form initialled by me, dated today and placed with
the papers.
ORDERS that the notice of motion referred to in para 1
above be made returnable instanter.
ORDERS that the time for filing by the applicant of an
application under the Administrative Decisions (Judicial
Review) Act 1977 for an order of review of the decision
dated 19 April 1994 of the Refugee Review Tribunal be
extended to 4.00pm this day Monday 5 December 1994.
ORDERS pursuant to s 50 of the Federal Court Act 1976 that
until further order of the Court:
(a) the notice of motion, application for an order of
review and the copy documents referred to in Order 54
r3 of the Federal Court Rules be placed and retained
in an envelope to be sealed and marked "NOT TO BE
OPENED EXCEPT BY ORDER OF THE COURT".
(b)
(c)
(d)
(e)
in the title of the proceedings, the applicant be
referred to as "A".
in all affidavits and other documents to be filed in
the proceedings the applicant be referred to as "A" or
as "the applicant".
the name of the applicant or anything liable to
identify him not be published, but this order shall
not prevent disclosure of his name or otherwise of his
identity to counsel or to the solicitors for the
parties or within their respective chambers and
offices.
additional copies of the documents referred to in para
(a) above with the name of the applicant replaced by
"A" be provided by the applicant to the Registry for
the use of the Court.
Settlement and entry of orders 1s dealt with in
Order 36 of the Federal Court Rules.
IN THE FEDERAL COURT OF AUSTRALIA )
NEW SOUTH WALES DISTRICT REGISTRY ) No. NG 854 of 1994
GENERAL DIVISION )
BETWEEN: "A"
Applicant
AND: MINISTER FOR IMMIGRATION
& ETHNIC AFFAIRS
First Respondent
PROFESSOR TSAMENYI SITTING
AS THE REFUGEE REVIEW
TRIBUNAL
Second Respondent
CORAM: Lindgren J
PLACE: SYDNEY
DATE: 5 December 1994
REASONS FOR JUDGMENT
INTRODUCTION
There is before the Court an ex parte application by a person to
whom I will refer as "the applicant" for an order under s 50 of
the Federal Court of Australia Act 1976 the object of which is
to enable him to commence proceedings in the nature of an
application under s 5 of the Administrative Decisions (Judicial
Review) Act 1977 ("the AD(JR) Act") for review of a decision of
the Refugee Review Tribunal ("the Tribunal") without revelation
of his identity. The Tribunal decided that the applicant was not
a refugee as defined in the United Nations Convention Relating
to the Status of Refugees done at Geneva on 28 July 1951 ("the
Convention") as amended by the Protocol Relating to the Status
of Refugees done at New York on 31 January 1967 ("the Protocol").
Section 50 is as follows:
"50 The Court may, at any time during or after the hearing
of a proceeding in the Court, make such order forbidding or
restricting the publication of particular evidence, or the
name of a party or witness, as appears to the Court to be
necessary in order to prevent prejudice to the
administration of justice or the security of the
Commonwealth."
The case made for the applicant for an order under s 50 is based
on his fear that if he should be unsuccessful in the proposed
proceedings he will, upon return to the country of which he is
a national, suffer persecution by the government of that country.
He has filed an affidavit as to the holding of that fear by him
and in that affidavit he has given reasons as to why he holds
that fear.
In dealing with this application, I have been conscious of the
fact that while s 50 gives the Court a discretion to be exercised
on the facts of each case, it 18 possible that the way in which
the Court may exercise its discretion in this particular case may
have implications, or be suggested to have implications, for
other cases. For this reason I informed counsel for the
applicant that I would be assisted by knowing the attitude of the
proposed first respondent, the Minister for Immigration and
Ethnic Affairs ("the Minister") to the present application. The
Australian Government Solicitor was notified of the application
and I have been assisted, not only by counsel for the applicant,
but also by the solicitor for the Minister who appeared as amicus
curiae.
FACTS AND SUBMISSIONS
A refugee is defined by the Convention as amended by the Protocol
relevantly as a person who:
"owing to well-founded fear of being persecuted for reasons
of race, religion, nationality, membership of a particular
social group or political opinion, is outside the country
of nationality and is unable or, owing to such fear, is
unwilling to avail himself of the protection of that
country; or who, not having the nationality and being
outside the country of his former habitual residence, is
unable or, owing to such fear, is unwilling to return to
it."
In the present case it is only "reasons of .... political
opinion" which is suggested to be relevant.
The applicant made allegations directed against the government
of his country. The Tribunal held that his fear of persecution
by that government was not "well-founded". Subject to the
limited nature of the grounds of an application for judicial
review, these matters would be ventilated in the proposed
application.
The Department publishes "Explanatory Notes" in relation to
applications for refugee status in which it gives certain
assurances as to the confidentiality of the contents of an
application. Relevantly, the document says this:
"The information you give in your application for refugee
status is needed by the Department of Immigration and
Ethnic Affairs to carry out its functions and activities.
It will be used for the purposes of assessing your
application. Some or all of the information may be used in
any other matters arising between you and the Department,
for example, entry permit applications and compliance
action.
The information you give in your application about a
particular matter may sometimes conflict with information
given by another refugee status applicant about that
matter. In such instances, the Department may have a legal
obligation to invite you and the other applicant to comment
on the conflicting information.
Any information you give about your country of origin or
habitual residence may also be used in a general way by the
Department. It would be used to examine conditions in that
particular country or habitual residence for the purposes
of assessing other refugee status applications. The
Department may also pass on all of the information in your
application to the review body involved in the review of
refugee decisions.
The Department may also, on a restricted basis, pass on
some or all of such information to Australian Government
agencies which deal with foreign affairs, education,
health, community services, social welfare, employment and
labour, intelligence, law enforcement, taxation and
statistics.
The Department may also provide, on a restricted basis,
some of the information in your application to the Office
of the United Nations High Commissioner for Refugees
(UNHCR).
j wi j dence. wi
representatives in Australia or any other country, EXCEPT
as follows. If you are finally determined not to be a
refugee and you have no other grounds for remaining in
Australia, you will be required by law to leave Australia.
If you refuse to co-operate in departing Australia under
such circumstances, the Department may need to obtain for
you a travel document and/or entry visa. The information
that is passed on in such circumstances would generally be
of a biographical nature (that 1s, name, date of birth,
etc). Information regarding your actual claims to refugee
status would NOT be passed on." (emphasis supplied)
Clearly a purpose of these assurances is to allay a fear that the
authorities in an applicant's country or their representatives
in Australia might become aware of the identity of the applicant,
of the making of the application and of the applicant's
allegations, and a fear that their knowledge of these matters
might lead to persecution of the applicant if he or she should
be determined not to be a refugee.
Consistently with this stance, the record of the Tribunal's
'
determination bears a notation on the front cover as follows:
"In accordance with s.166EA of the Migration Act 1958
(Cth),(as amended), the published version of t decision
does not contain any statement which may identify the
Applicant or any relative or dependant of the Applicant."
Sub-section 166EA(2) provided (s 166EA has been re-numbered 431
by the Migration Legislation Amendment Act 1994 (No 60, 1994))
that the Tribunal:
"must not publish any statement which may identify an
applicant or any relative or other dependant of an
applicant".
This provision suggests a legislative purpose of facilitating the
making and pursuing of applications to the Tribunal for review,
free of fear of adverse repercussions in the event of failure.
I have had submissions in writing from the legal representatives
of the applicant and the Minister. These emphasise the public
interest in enabling a person who is aggrieved by a decision of
the Tribunal to be able to make application under the AD(JR)Act
without fear of persecution. That public interest signifies the
ability, without that fear, to apply and fail: an ability to
apply without that fear only in cases where success is assured
is, of course, a nonsense.
The applicant submitted in relation to the public interest as
follows:
"Firstly, it is important that the Minister, (or the RRT on
a merits review), have the best available evidence upon
which to make a determination on the merits. It is
important that there be finality to refugee status
decision-making. Fear of disclosure of sensitive
information may lead to later challenges to the adequacy of
the decision-making process. There is the potential, ina
particular case, for the publication of the court's hearing
itself to enlargen the scope of an applicant's basis for
fear of return. Publication of material identifying the
applicant, whether in proceedings brought by the applicant
or the Minister, might dissuade other applicants from a
candid exposure of their claims. The effectiveness of the
Minister's undertaking in the Explanatory Notes would be
compromised."
The solicitor for the Minister, appearing as amicus curiae,
submitted in relation to the public interest as follows:
"In the Minister's view... there is a public interest in
ensuring that applicants for refugee status can make their
claim and provide information in support of that claim
without fear that, if ultimately they are held not to be
persons to whom Australia has protection obligations under
the Convention, they may be subjected to detriment in their
home country as a resuit of having made such an
application.
The existence of such a public interest has been recognised
by successive governments, which adopted policies that
tended to protect the identity of applicants for refugee
status and information provided by such applicants. The
policies referred to found legislative expression, at least
in part, in certain provisions of the Migration Act 1958
(see ss 431, 439, and 440)."
REASONS
Section 50, in the context of this case, requires the question
to be asked: "Is it necessary that an order under the section be
made 'in order to prevent prejudice to the administration of
justice'?" If so, the Court has a discretion to make an order
under the section. The only order which the Court is empowered
by the section to make is, relevantly, one which appears to it
to be necessary in order to prevent prejudice to the
administration of justice.
The only public interest which the section makes relevant to the
existence of the Court's jurisdiction under it is the public
interest in the administration of justice, although other public
interest may be relevant to the discretions which arise where
jurisdiction exists. The notion of "prejudice to the
administration of justice" has been discussed in Australian
Broadcasting Commission v Parish (1980) 43 FLR 129 (FCA/FC) at
132-134 per Bowen CJ and SRD v Australian Securities Commission
(1994) 123 ALR 730 (FCA/Hill J). It suffices to say for present
purposes that in my opinion it is in the interests of the
administration of justice that a person who is aggrieved by a
decision of the Tribunal that he or she is not a refugee and who
desires to apply under the AD(JR) Act for review of that decision
on grounds which are not plainly untenable, should be able to do
s0 without fear of being persecuted as a result of the making of
the application.
In this particular case, as I indicated, there is an affidavit
from the applicant himself deposing in some detail to fear of
persecution and the reasons for it and as to the acts of
persecution which he fears for himself and others if he should
apply under the AD(JR) Act and fail. He does not say that if an
order under s 50 is not made he will not proceed with that
application, but evidence to that effect should not be looked
for.
Although the applicant has not been cross-examined, his affidavit
is not merely a bland statement of the holding of the fear of
persecution: it gives reasons for his fear and articulates the
way in which the feared persecution might occur. It is not
necessary for me, for the purpose of this application, to
determine the question whether applicant's fears of persecution
are well-founded and I do not do so. I see no reason, in view
of the particularisation in his affidavit, to doubt that he holds
those fears.
In my opinion it is prejudicial to the administration of justice
that in these circumstances the applicant should, although
aggrieved by the Tribunal's decision, have to choose between
exercising in fear the right of application given to him by the
AD(JR) Act on the one hand, and accepting the Tribunal's decision
that he is not a refugee on the other hand.
It was not submitted by the solicitor for the Minister that the
"grounds" stated in the proposed form of application under the
AD(JR) Act are plainly hopeless or otherwise such that the filing
of the application would be an abuse of the process of the Court.
On the question of the exercise of discretion, I take into
account in this case that the applicant has caused the Minister
to be notified, and that the Minister has had the opportunity of
making submissions against the making of an order under s 50,
neither consents to nor opposes the making of an order, and has
made submissions which, in the respect noted earlier, lend some
support to the making of an order. I accept the force of the
submissions made by counsel for the applicant and the solicitor
for the Minister referred to earlier.
Notwithstanding the strong public interest in the open
administration of justice as a general practice (see, for
example, Raybos Aust Pty Ltd v Jones (1985) 2 NSWLR 47 (NSW/CA)
at 50-55 (Kirby P); QO v Seymour (1993) 69 Aust Crim R 514
(FCA/Foster J); J v L& A Services Pty Ltd, unreported, Qld/FC,
15 February 1993), I am persuaded that the public and private
interests in the applicant's being free to commence the proposed
proceedings without fear of persecution prevail in this case.
CONCLUSION
The orders which I have in mind will be made only until further
order of the Court and will be framed so as to go no further than
necessary to prevent disclosure of the applicant's identity for
the time being. The orders which I will make at this stage will
not prevent a hearing in open court in the usual way: see sub-s
17(4) of the Federal Court Act 1976.
Further orders may be necessary as the matter proceeds if it
sho..i be found that difficulties are encountered in preserving
the confidentiality of the applicant's identity consistently with
the necessity that both parties be free to file affidavits and
otherwise put before the Court, without inhibition, all relevant
evidence in support of their respective cases.
The orders will be as follows:
1. I grant leave to the applicant to file in Court notice of
motion for orders under s 50 of the Federal Court Act 1976
in the form initialled by me, dated today and placed with
the papers.
2. I order that the notice of motion referred to in paragraph
1 above be made returnable instanter.
3. I order that the time for filing by the applicant of an
application under the Administrative Decisions (Judicial
Review) Act 1977 for an order of review of the decision
dated 19 April 1994 of the Refugee Review Tribunal be
extended to 4.00pm this day Monday 5 December 1994.
4. I make orders pursuant to section 50 of the Federal Court
Act 1976 that until further order of the Court:
(a) the notice of motion, application for an order of
review and the copy documents referred to in Order 54
r3 of the Federal Court Rules be placed and retained
in an envelope to be sealed and marked "NOT TO BE
(b)
(c)
(a)
(e)
- 11 -
OPENED EXCEPT BY ORDER OF THE COURT";
in the title of the proceedings, the applicant be
referred to as "A";
in all affidavits and other documents to be filed in
the proceedings the applicant be referred to as "A" or
as "the applicant";
the name of the applicant or anything liable to
identify him not be published, but this order shall
not prevent disclosure of name or otherwise of
identity to counsel or to the solicitors for the
parties or within their respective chambers and
offices;
additional copies of the documents referred to in para
(a) above with the name of the applicant replaced by
"A" be provided by the applicant to the Registry for
the use of the Court.
I certify that this and the preceding
10 pages are a true copy of the Reasons
for Judgment of the Honourable Justice
Lindgren
Associate: tbe, /S
Dated: 9 December 1994
- 12 -
5 December 1994
Sydney
5 December 1994
Mr G Craddock of counsel instructed by Perry &
Smith Solicitors appeared for the applicant.
Mr A Markus of Australian Government Solicitor
appeared for the respondents amicus curiae.