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CATCHWORDS
CRIMINAL LAW AND PROCEDURE - permanent stay of committal
proceedings - exercise of Judge's discretion - relevance of
accused's written statement of instructions to his solicitors
inadvertently coming into the hands of prosecuting authorities -
substantial delay in making of allegation of sexual assault on
a male who was a minor at the time of the alleged assault -
whether trial would necessarily be unfair - factors in addition
to length of delay which may cause irretrievable prejudice -
abuse of process.
Doney v_ R (1990) 171 CLR 207
Herron v McGregor (1986) 6 NSWLR 246
Emanuele v Cahill (1987) 71 ALR 302
Cooke v Purcell (1988) 14 NSWLR 51
Jago v District Court (NSW) (1989) 168 CLR 23
' R_v_Meskers, unreported, Criminal Court of Appeals, New South
Wales, Priestley JA, Wood and Finlay JJ, 13 June 1991
R_v_ Glennon (1992) 173 CLR 592
Tan v Cameron [1992] 2 AC 205
Williams v_ Spautz (1992) 174 CLR 509
Walton v Gardiner (1993) 177 CLR 378,
R_v_VPH, unreported, Criminal Court of Appeal, New South Wales,
Gleeson CJ, Newman and Sully JJ, 4 March 1994
G_v_ Medical Board of the ACT, unreported, Federal Court of
Australia, Gallop, Neaves and Ryan JJ, 1 September 1994
ON APPEAL FROM THE SUPREME COURT OF THE AUSTRALIAN CAPITAL
TERRITORY
THE QUEEN v PAUL GREGORY LANE
No. ACT G84 of 1994
Coram: Wilcox, Ryan and Higgins JJ
Date: 19 June 1995 07 JUN 1999
Place: Canberra FEDERAL COURT OF
IN THE FEDERAL COURT OF AUSTRALIA
AUSTRALIAN CAPITAL TERRITORY
)
) No. ACT G84 of 1994
DISTRICT REGISTRY )
)
)
GENERAL DIVISION
ON APPEAL FROM THE SUPREME COURT OF THE AUSTRALIAN CAPITAL
TERRITORY
BETWEEN: THE QUEEN
Appellant
AND: PAUL GREGORY LANE
Respondent
MINUTE OF ORDER
JUDGES MAKING ORDER: Wilcox, Ryan and Higgins JJ
DATE OF ORDER: 19 June 1995
WHERE MADE: Canberra
THE COURT ORDERS THAT:
1. The appeal be allowed.
2. The order appealed from be set aside.
Note: Settlement and entry of orders is dealt with in Order
36 of the Federal Court Rules.
IN THE FEDERAL COURT OF AUSTRALIA
No. ACT.G84 of 1994
AUSTRALIAN CAPITAL TERRITORY
DISTRICT REGISTRY
GENERAL DIVISION
ON APPEAL FROM THE SUPREME COURT
OF THE AUSTRALIAN CAPITAL TERRITORY
BETWEEN: THE QUEEN
Applicant
AND: PAUL GREGORY LANE
Respondent
CORAM: WILCOX, RYAN & HIGGINS JJ
PLACE: €ANBERRA
DATE: 19 June 1995
REASONS FOR JUDGMENT
WILCOX J: I have had the advantage of reading in draft form the
reasons for judgment of Ryan and Higgins JJ. Those reasons
contain an account of the facts of the case and references to the
relevant authorities.
Although the learned primary Judge referred in his
reasons to the "accused's instructions" falling into the hands
of the complainant's father, I agree with Ryan and Higgins JJ
that it would be wrong for us to determine the case on the basis
that he placed significant reliance on that matter. He could not
properly have done so in advance of determining whether the
accused inadvertently handed the document to Mr Fabris, and it
was misused by him, or whether (as Mr Fabris contended) the
accused knowingly gave it to Mr Fabris to enable him to show it
to other people. Because of this factor, and his Honour's
reiterated concern about delay, it is reasonable to accept that
his decision to stay the proceeding was predominantly based upon
the time that had elapsed between the occurrence of the alleged
offence and the filing of the indictment.
Nine years had elapsed, a considerable period of time.
However, there was no suggestion that this delay had occasioned
any prejudice to the accused, other than the disadvantage that
always arises when a person is asked to deal with an accusation
about long past conduct. Unlike the position that obtained in
some of the cases discussed by Ryan and Higgins JJ, in this case
counsel made no claim of loss of witnesses or relevant documents.
His case was one of delay simpliciter. In this situation, it
seems to me, with respect and agreeing with Ryan and Higgins JJ,
that the primary Judge erred in granting a stay. As the
authorities cited by Ryan and Higgins JJ demonstrate, delay
simpliciter is not enough. It is sufficient to refer to what was
said by the members of the High Court in Jago v District Court
of New South Wales (1989) 168 CLR 23.
It is likely that many people would share the primary
Judge's concern about a person being placed on trial nine years
after the date of an alleged offence. * I understand that concern.
A delay of this order undoubtedly complicates the task of
everybody involved in the trial. It is not difficult to imagine
cases in which lengthy delay will cause, or contribute to, an
appropriate prosecutorial decision not to proceed to trial. But
it is another thing to say that there ought to be a general rule
against what the primary Judge described as "very stale
allegations like this being ventilated in the full panoply of a
criminal trial". Both the everyday experience of criminal courts
and the reported cases demonstrate that it is commonplace for
there to be a substantial delay in the reporting of alleged
sexual assaults, especially where the complainant is a child.
Without saying anything about the facts of this case, which have
not been investigated, it seems that many sexual assault victims
are unable to voice their experience for a very long time. To
adopt a rule that delay simpliciter justifies a stay of criminal
proceedings would be to exclude many offences, particularly
offences against children, from the sanctions of the criminal
law.
I agree with Ryan and Higgins JJ that the appeal should
be allowed and the stay order set aside.
I certify that this and the preceding two (2) pages
are a true copy of the Reasons for Judgment
of the Honourable Justice Wilcox.
. ~ ra)
Associate: ole Ce!
Dated: 19 June 1995
IN THE FEDERAL COURT OF AUSTRALIA
AUSTRALIAN CAPITAL TERRITORY
)
) No. ACT G84 of 1994
DISTRICT REGISTRY )
)
)
GENERAL DIVISION
ON APPEAL FROM THE SUPREME COURT OF THE AUSTRALIAN CAPITAL
TERRITORY
BETWEEN: THE QUEEN
Appellant
AND: PAUL GREGORY LANE
Respondent
CORAM: Wilcox, Ryan and Higgins JJ
DATE: 19 June 1995
PLACE: Canberra
REASONS FOR JUDGMENT
RYAN AND HIGGINS JJ:
On the 24th day of November 1994, an indictment was presented
against the respondent. It contained one count alleging that:
... between the Ist day of July 1985 and the 27th day
of November 1985 at Canberra in the Australian Capital
Territory [the respondent] did indecently assault [D],
a male.
That same day the respondent, by motion, sought an order that the
proceedings against him be permanently stayed and that the
Registrar be invited to consider the institution of proceedings
against D's father for contempt of court.
The reason for that application was, as stated by counsel for the
respondent, that:
... a confidential and privileged document, being a
statement from my client to his instructing solicitor,
which set out in detail his defence, had been in some
way put into the hands of the father of the
complainant.
There were two versions as to how that document came into the
possession of D's father. The respondent alleged that, following
his arrest on 1 October 1993 and, presumably, following his
signature of the document on 26 October 1993, he returned certain
documents to a friend of his, David Fabris. At a later time, he
realised that he had, by mistake, included his copy of the
statement in the folder of documents he had returned to
Mr Fabris. He then spoke to Mr Fabris about that matter on or
about 1 March 1994. As he recounted it, the conversation was to
the following effect:
Fabris: [D's father] has told me that the case
against Paul [sic: "you"?] is weak and
"We need your help, everyone will
benefit from it." [D's father] says
that if I help him he will fix things
for me.
Respondent: Like what?
Fabris: Like my disability claim. [D's father]
said, "Forget Paul Lane he is history".
Respondent: What happened to the Statement of mine
that you have taken?
Fabris: It's somewhere safe.
The respondent's solicitor, Mr Chadwick, deposed that on
21 November 1994, Mr Shane Madden of the office of the ACT
Director of Public Prosecutions (DPP) advised the respondent's
counsel that he had, that morning, received by fax a copy of the
statement referred to. He took the view that it was not a
document that should have come to the prosecution. He proposed
to disqualify himself from further conducting the prosecution.
Another officer would be assigned to it.
On Wednesday, 23 November 1993, Mr Chadwick attended on
Mr Madden. The latter advised him that the document had been
referred to by D's father during a conference he had with D as
"the letter". It was not a document with which the prosecution
had been briefed. On seeing a copy faxed to him by D's father,
Mr Madden had concluded that it was probably a privileged
document. Mr Chadwick was given the document and recognised it
as a copy of the respondent's instructions to him in the form of
the statement prepared by him for the respondent's signature.
Mr Madden undertook that the prosecution would make no use of the
document.
By letter later that day addressed to the DPP, Mr Chadwick
expressed concern that:
-.. it has been known since March [1994] that the
police were in possession of the document without any
notice having been given to us or steps being taken to
recover the document and ascertain the circumstances
in which police obtained possession of it.
It appears that a police officer did mention something about "the
document" to a DPP officer at the committal. How explicit that
reference was is not clear. It did not cause that officer to
make further enquiries. Nor was he given a copy of the document.
The appellant's counsel agreed that the court could assume that
some time prior to the committal a copy of the respondent's
statement had been given to investigating police, probably by D's
father.
In those circumstances, Mr Chadwick's letter contended:
... ait would be unfair and inappropriate for this
matter to proceed to trial.
The document was said to include in detail the respondent's
proposed defence to the charge against him.
In response to these affidavits, the prosecution presented an
affidavit from D. He deposed that the respondent had been a
family friend. The duration of that friendship was not
disclosed, but the respondent had been a frequent visitor at D's
residence and had, on a number of occasions, looked after D and
his siblings at the request of D's father.
Towards the end of 1985, D deposed, he awoke to find the
respondent committing an act of fellatio upon him. He ejaculated
into the respondent's mouth. His penis, he noticed, was red and
sore but he had no other injury. D was then about 11 and the
respondent about 19.
D said that the following day he had told a school friend about
the incident. He was not then asked by the respondent to keep
quiet about the incident, but the respondent, he said, was
thereafter very generous to him. Indeed, D said, his parents had
told him to refuse further gifts. When that happened is not
clear.
The respondent is alleged later to have sought reassurance from
D that he had not told his parents of the incident. The last
such request was about Christmas 1992. At that time, D said that
he would tell his parents about what had occurred in 1985. As
it happened, he first gave an account of the allegation to his
girlfriend, but not until 19 September 1993. Thereafter he spoke
about it to his elder brother and, finally, on 24 September 1993,
told his father. Police were then informed. There was no
explanation offered for the delay in reporting the alleged
offence save that, in the conversation with his girlfriend, to
which she deposed, D seemed reluctant to complain because the
respondent was "a good friend".
There was also an affidavit presented from Mr Fabris. He deposed
that he had been approached by the respondent in late October or
early November 1993. He stated:
2. ... the circumstances by which I obtained the said
document arose in late October [or] early November
when he approached me and said, "It's all lies, I'll
show you my police statement which you can show to
Stacy and Liana. Can you come and pick this document
up because I'm not allowed near anyone's house."
3. The following day I met him at Woden Plaza and he
gave me a folder with a two to three page document
within it. He said, "that's my statement to the
police and that's the truth of everything". I then
said, "I don't know, I'm not sure about anything but
I'll give you the benefit of the doubt but I don't
believe anything will change in relation to the
women". The women were Liana, my sister and Stacy, my
then defacto wife, who had banned him from coming near
either of their houses.
4. As to paragraph 4 of his affidavit I say that all
of the matters therein alleged are false.
Specifically I deny the meetings ever occurred and I
further deny that I ever had such conversations with
him or any conversation of the nature alleged.
It is apparent that, if Mr Fabris' version of events be accepted,
a claim for privilege in respect of the documents is most
unlikely to succeed. However, there were many areas of
uncertainty surrounding that issue. Mr Hastings QC, for the
respondent, sought an adjournment of the trial further to explore
those matters.
His Honour responded:
Do you want to say anything about the staleness now?
I mean, here is an allegation of something that
happened ... between 1 July and 27 November 1985;
complaint is made in September 1993 ...
Mr Hastings QC then indicated that the antiquity of the
allegation, lack of recent complaint and the weakness of the case
would all be relied on to support the substantive application.
Mr Loomes, who then appeared to prosecute, made it clear that the
Crown did not oppose the application for adjournment to prepare
the stay application properly. He foreshadowed that cross-
examination of the respondent would be necessary. He continued:
In relation to the legal issues, I have not come
prepared at all for the delay aspect of the stay
application, that is, the staleness of the matter.
His Honour said:
Well, Mr Crown, I think the question of whether the
document is privileged in the criminal area and
whether privilege can be claimed can abide another
day, but I would like to hear you about staleness now.
It seems to me that prima facie this is terribly
stale.
After further discussion between counsel for the Crown and his
Honour, the matter was adjourned to the following day for further
argument.
After counsel for the Crown had read the affidavits of D, his
girlfriend and Mr Fabris, his Honour asked Mr Hastings QC whether
he wished to cross-examine any of the deponents.
Mr Hastings QC, no doubt appreciating that his Honour regarded
the issue of delay as critical, declined. He explained that
course on the basis that each deponent would simply stick to his
or her version. He noted that issue had been joined as to the
facts in dispute.
_ Following argument, his Honour ruled in the following terms:
Doing the best I can in the balancing exercise that I
am required to embark upon I think this is a trial
that should be stayed. The delay is very substantial
and there is really no satisfactory explanation for
that delay. If I am to take any notice of what the
High Court has said in the various cases surely this
court has to do something to put a stop to very stale
allegations like this being ventilated in the full
panoply of a criminal trial with the accused's version
of - or his instructions to his solicitor being at
some stage in the hands of not only the Crown, but the
victim himself, the complainant himself.
The matter has been very badly handled by everybody
except the Crown authorities who have behaved in a
very responsible way. It was quite wrong for the
accused's instructions to fall into the hands of the
complainant's father and for the complainant to be
familiarised with all of that when the criminal
process was in train. I really think that this court
has got to take a strong stance about this sort of
stale allegation and certainly that sort of behaviour.
Now, I could be more expansive about my reasons but I
do not propose to be. The less said about the matter
the better. I make an order permanently staying the
prosecution of the indictment in the matter.
Pursuant to leave granted by Lockhart J on 17 February 1994, the
Crown appeals to this Court seeking that the stay order be set
aside.
That his Honour had jurisdiction to grant a stay was not
challenged. The essence of the Crown's argument was that his
Honour erred in finding unreasonable delay, in failing to
conclude that any relevant privilege had been waived in respect
of the document in question and in failing properly to give
weight to the community's interest in having criminal charges
tried in the usual way. It was contended that in all the
circumstances a stay should have been refused.
Although his Honour relied both on delay and on the respondent's
statement having fallen into the hands of the complainant's
father, it is difficult to see how any finding adverse to the
Crown could have been made on that latter issue without rejecting
Mr Fabris' version of events. That could not fairly have been
done without at least hearing from and seeing him under cross-
examination. At the very least, it would have been necessary to
advance reasons for apparently preferring the account given by
the respondent as to how the document came into the possession
of D's father and then the police. The onus was, after all, on
the respondent to prove whatever facts might support the
application for a stay.
The allegations against the respondent, as first reported to
police, were vague as to when the alleged offence occurred.
Shortly before trial the prosecution had taken a further
statement from the complainant designed to narrow the time frame
within which it was alleged the offence had occurred. However,
the prosecution had not been able, by the date originally set for
the trial, to provide any corroborative evidence that the offence
had occurred or as to when it had been committed. Nor was there
any evidence to substantiate the alleged contemporaneous
complaint.
In those circumstances, particularly given the extreme delay in
prosecuting the matter, it was clearly open to a trial judge to
conclude that the jury should be warned that it would be unsafe
to convict in the absence of corroboration. However, it would
not have been open to a trial judge to direct a verdict of
acquittal even if he or she had concluded that a conviction would
be unsafe and unsatisfactory: see Doney v R (1990) 171 CLR 207.
It is more difficult confidently to conclude that a trial will
necessarily be unfair than it is to decide whether a trial has
been unfair. Much unfairness feared in prospect is eventually
avoided by either or both restraint in the presentation of the
Crown case and appropriate directions from the trial judge.
It must be concluded, therefore, that substantial delay was the
factor which persuaded his Honour that the stay application
should succeed.
WILL SUBSTANTIAL DELAY SUFFICE?
In Herron v McGregor (1986) 6 NSWLR 246, there was a successful
application for a stay of disciplinary proceedings against
certain medical practitioners who had been involved in alleged
misconduct at the Chelmsford Private Hospital. The complaints
related to treatment given to various patients between 1973 and
1977. The first complaint was lodged in 1982. In 1985
Dr Harry Bailey, the leading exponent of the impugned deep sleep
therapy, died. He would have been an important witness in the
proceedings.
It was the view of McHugh JA, at 254, that, although no statute
of limitation was applicable, "long delay will frequently create
prejudice which can never be proved affirmatively". Accordingly,
at 255, his Honour said:
When a number of years has elapsed since the conduct
occurred, the lodging of a complaint prima facie needs
justification although, of course, there can be no
fixed rule.
Nevertheless, his Honour, with whom Street CJ and Priestley JA
concurred, accepted, at 256, that:
.-. long delay in bringing proceedings by itself is
not enough to render a complaint an abuse of process
What then, made the difference? In the Chelmsford case, apart
. from the absence of Dr Bailey, there were also other proceedings
which had been taken against the applicants. They had lasted
many years. During that time the disciplinary authority had
procrastinated and delayed a decision whether or not to proceed.
Other proceedings, including coronial inquests, had also been
held into the deaths of some of the persons treated by some of
the applicants. The multiplicity and complexity of the prior
proceedings added an element of oppression to the substantial
delay.:
The case of Emanuele v Cahill (1987) 71 ALR 302 involved alleged
delay and indecision in bringing on and conducting committal
proceedings against the applicant. The applicant had been
charged with the attempted bribery of a public official. The
learned Magistrate refused to stay the proceedings. The basis
of the application for a stay was that the prosecution had
created a situation of disadvantage to the applicant by delaying
or vacillating in the production of relevant materials. Although
that delay and vacillation had been prejudicial to the applicant,
it was held that there had been no necessarily irretrievable
prejudice. It was held that it was not an error of law to refuse
to stay the proceedings.
In Cooke v_ Purcell (1988) 14 NSWLR 51, conspiracy to misuse
company funds between 1966 and 1974 was alleged in committal
proceedings commenced in 1985. Maxwell J ordered a permanent
stay. The Crown appealed.
Kirby P made the point that such a stay effectively terminates
the criminal proceedings in progress up until that time.
Consequently, the appeal against a stay order raised the same
considerations of "double jeopardy" as Crown appeals against
conviction or sentence. His Honour considered, at 60, that the
orders made by Maxwell J could be justified by the gross delays
in prosecuting the case:
The gross delays between the alleged offences and a
trial of the respondents now would stretch, in some
cases, to more than twenty years. Far from
diminishing the significance of those delays (already
presumptively prejudicial) the fact that the
"prosecution case would depend substantially upon
documents actually adds to the burden of delay upon
the respondents. This fact would make the importance
of surrounding circumstances, which might have
provided an innocent explanation for seemingly
incriminating documents, all the more vital to the
respondents. A delay of the length of time involved
here is therefore especially prejudicial in their
defence. Add to these considerations the death of at
least one witness of vital importance to the
respondents during the delay, the fact that one of the
respondents, lulled by a reasonable belief that no
criminal proceedings would be brought against him,
gave evidence in civil proceedings ...
Mahoney JA, while supporting the decision of Maxwell J noted, at
66:
The significance of delay will, of course, be
determined by the facts. The fact alone of delay will
not determine the matter: the accused may have
succeeded in hiding his crime or making the
prosecution of it difficult. Where delay is urged as
a prejudice, it may in some cases be possible to infer
prejudice merely from the fact of delay. In other
cases, the particular delay may not warrant the
inference that the accused, in the conduct of his
defence, will be prejudiced because of it. Whether
the case is the one or the other will depend upon
what, aS a matter of fact, it is proper to infer.
Further, it was held that a stay order should not be made unless
it appears that, whatever the trial judge does, the trial will
inevitably involve an abuse of process or be inherently unfair.
Clarke JA also noted that delay, even if gross, does not
establish abuse of process. The length of delay is relevant.
So also are the reasons for that delay. Examination of those
matters may involve an attribution of responsibility for the
delay.
The responsibility of the accused for any delay is, therefore,
relevant. However, the most important factor is prejudice to the
accused. Again, the concept of "presumptive prejudice" where the
delay is lengthy enough, was referred to with apparent approval.
In referring to the "balancing exercise", Clarke JA noted at 78:
The requirement that the court carries out this
balancing exercise emphasises the need for the
applicant for a stay to demonstrate that the delay is,
in the particular circumstances of the case, so great
as to constitute the institution or maintenance of the
proceedings an abuse of process. The point being made
by McHugh JA in Herron is that once a court is
affirmatively satisfied that the delay in the
prosecution of a case has been so gross as to cause
prejudice and unfairness to the accused person, and
therefore constitutes the maintenance of the
proceedings an abuse of process, there can be no
public interest in requiring that person to submit to
the unfair trial which must result.
It is not unfair that persons reasonably suspected of committing
offences are brought to trial. It will only be in exceptional
circumstances that the interest of the community in achieving
that end will be outweighed by delay, even gross delay. An
apparent lack of cogency in the prosecution case would favour the
grant of a stay though in most cases the relative strength of the
case will not be apparent until the case has been fully
presented.
Nevertheless, the concept of "presumptive prejudice" has given
rise to suggestions that the law recognises a right to a speedy
trial. However, in Jago v District Court (NSW) (1989) 168 CLR
23 the existence of any general right to a speedy trial was
denied. The jurisdiction to stay proceedings as an abuse of
process was, however, affirmed. The appeal to the High Court
arose out of an application to stay proceedings in the District
Court coming on for trial in February 1987 in respect of alleged
fraud committed between 1976 and 1979. An application for a
permanent stay had been refused by the trial judge.
Mason. CJ, at 31, made these comments upon the nature of the power
to grant a stay:
Ultimately, it does not matter whether the problem is
resolved in this way, by invoking a wide
interpretation of the concept of abuse of process, or
by saying that courts possess an inherent power to
prevent their processes being used in a manner which
gives rise to injustice. In either event the power is
discretionary, to be exercised in a principled way,
and the same considerations will govern its exercise.
And in each case the power will be used only in most
exceptional circumstances to order that a criminal
prosecution be stayed.
Thus all other means reasonably open should be explored to
alleviate the effect of excessive delay before resorting to the
use of the power to stay proceedings.
The concept of "presumptive unfairness" was subjected to some
qualification. At 33, his Honour said:
..+ The Australian common law does not recognize the
existence of a special right to a speedy trial, or to
trial within a reasonable time, which relies for its
operation not upon actual prejudice or unfairness but
upon a concept of presumptive prejudice. Because
there is no constitutional guarantee of a speedy
trial, the remedies are discretionary and necessarily
relate to the harm suffered or likely to be suffered
if appropriate orders are not made.
The test of fairness which must be applied involves a
balancing process, for the interests of the accused
cannot be considered in isolation without regard to
the community's right to expect that persons charged
with criminal offences are brought to trial ... At the
same time, it should not be overlooked that the
community expects trials to be fair and to take place
within a reasonable time after a person has been
charged.
In most cases, that process involves balancing a consideration
not only of the length of the delay but also of the reasons for
it, the accused's responsibility for asserting his rights and,
of course, the prejudice suffered by the accused. It is plain
from Mason CJ's reasons that the nature and quality of the
prejudice to the accused and the extent to which it can be
lessened or alleviated in the course of the trial is of
fundamental significance.
Brennan J also held that no right to a speedy trial is recognised
at common law. However, abuse of process is another matter. A
stay has been regarded as warranted to ensure a committal
proceeding is held or where proceedings have been brought without
reasonable grounds. Usually the stay is conditional or
temporary. His Honour recognised the temptation to grant a
permanent stay where serious delay has occurred. He concluded,
at 54:
No abuse of process appears merely from delay on the
part of the prosecution, either by inadvertence or by
negligence, in presenting an indictment. It may be
different if the prosecution were to delay
deliberately in presenting an indictment in order to
prevent an accused from making an effective defence
but, even in such a case, the remedy may lie not in
permanently staying the proceedings but in bringing
them to a conclusion with a direction which nullifies
the effect of the tactic.
It may be added that the same considerations would also apply to
serious delay by an alleged victim of crime in reporting the
allegation to the proper authorities.
Deane J also suggested that the presumptive unfairness resulting
from substantive delay did not suffice to render proceedings
liable to be stayed, saying at 55-6, that:
... the burden of criminal proceedings even where
intensified by [undesirable] delay cannot, without
more, properly be seen as unfairly oppressive or as an
abuse of the process of the particular court. To the
contrary, it is a normal incident of the due
administration of criminal justice and of that
process.
Factors giving rise to such prejudice as to render a trial
necessarily unfair are various. They may include a failure by
the prosecution to reveal particulars of its case or concealment
of matter relevant to the case of the accused. Even there, the
prejudice must be ineradicable by means falling short of a
permanent stay. In his Honour's opinion, the long delay, though
it was not satisfactorily explained, was not enough to require
a permanent stay.
Toohey J rejected, in not dissimilar terms, the notion that mere
delay, unless so extreme as to remove the possibility of a fair
trial, will justify a permanent stay of proceedings. That result
would be "uncommon". To warrant a stay, it must be "manifest"
that prejudice to the accused has arisen.
Gaudron J delivered a concurring opinion. Her Honour observed,
at 78:
The notion of "presumptive prejudice", as presented by
reference to the facts of this case, assumes that, by
reason of delay, the trial of the charges will involve
some general, but unspecified, prejudice or damage,
including, it would seem, prejudice in the conduct of
the defence by reason of staleness of evidence. So
stated, no feature of the proceedings presents itself
as one as to which a court could be satisfied that the
proceedings were thereby rendered so unfair that they
were insusceptible of remedy by less drastic means.
Accordingly, there is no power to grant a permanent
stay of proceedings on the ground of "presumptive
prejudice".
Accordingly, Jago v_ District Court (supra) establishes that,
where delay is the main ground of an application for a stay, not
only must the delay be unreasonably imposed on the accused but
also that additional prejudice apart from "presumptive prejudice"
be identified. It is then incumbent on an applicant for a stay
to persuade the court that no remedy less than a permanent stay
of proceedings will prevent such unfairness to the accused and
that the proceedings will be an abuse of process unless stayed.
In R_v Meskers (unreported, Criminal Court of Appeal, New South
Wales, Priestley JA, Wood and Finlay JJ, 13 June 1991), a stay
was held to have been properly refused where sought on the ground
of delay. The applicant also faced a tactical dilemma whether
or not to reveal his earlier conviction for sexual assaults on
'~his own daughter, so as to impute to his daughter a motive for
lying about events alleged by the complainant and to suggest that
his daughter and the complainant had collaborated in concocting
a version of those events. Wood J, delivering the main judgment,
noted that such an attack on the credit of the complainant and
his own daughter "may have involved courageous advocacy" on
behalf of the appellant. However, the tactical decision made to
take a safer line of defence did not indicate that the trial
would be unfair. That consequence arose from the appellant's own
earlier misconduct. His Honour concluded, at 11:
No particular problem connected with the passage of
time between the alleged offences [nearly six years]
and the complaint was identified, beyond the usual
difficulties of recollection, and the faint
possibility depending on the establishment of a more
precise time frame, of showing that they could not
have occurred. No witness had been lost and no
special prejudice was identified. No suggestion was
made that the Crown law authorities had deliberately,
or in bad faith, delayed the matter, or had otherwise
acted unfairly in bringing the appellant to trial.
Save that the delay here was about eight years rather than six
years, the present can be assimilated to that in Meskers (supra).
In R_v_ Glennon (1992) 173 CLR 592 the Court of Criminal Appeal
(Victoria) had, by majority, ordered a stay of proceedings in a
case involving sexual offences by a priest. The priest had been
the subject of comment on Melbourne radio programs. The
presenter, one Derryn Hinch, had referred to prior convictions
of the priest. That certainly prejudiced the respondent's trial.
Hinch was imprisoned for his contempt. The offences were alleged
to have occurred between 11 and 14 years before the trial. The
pre-trial publicity had been vitriolic and sustained but had
occurred two and a half years before the trial sought to be
stayed.
Mason CJ and Toohey J, in the course of their joint judgment,
accepted that it was possible that jurors, during the trial,
would remember the publicity or be reminded of it by others.
However, it could not be concluded that the jury would disregard
the instructions of the trial judge and so fail to deliver a true
verdict.
Brennan J agreed that it was not enough to show an identifiable
risk to the integrity of the trial process. That did not render
a trial necessarily unfair. Dawson J agreed with Brennan J.
Deane, Gaudron and McHugh JJ dissented, regarding the deluge of
prejudicial publicity as extreme 'and singular. Their Honours
considered that, as a result, a trial would have been necessarily
unfair.
Nevertheless, it is clear from the majority judgment that where
prejudice to the accused is the relevant issue, the existence of
ineradicable prejudice must affirmatively appear. It is not
enough that there be a risk of its existence.
A similar approach to that taken by the majority in Glennon
(supra) can be discerned in the advice of the Privy Council in
Tan v_Cameron [1992] 2 AC 205.
Abuse of process may, of course, arise from the bringing of
unfounded, or weakly supported, allegations for a collateral
purpose: see Williams v Spautz (1992) 174 CLR 509.
In Walton v Gardiner (1993) 177 CLR 378, the majority of the High
Court upheld a permanent stay of disciplinary proceedings arising
out of the Chelmsford affair. Mason CJ, Deane and Dawson JJ
(Brennan and Toohey JJ dissenting) held that inability to conduct
a fair trial by reason of delay, improper purpose or ineradicable
prejudice are not the sole grounds warranting a stay to prevent
abuse of process. Their Honours commented at 392-3:
The inherent jurisdiction of a superior court to stay
its proceedings on grounds of abuse of process extends
to all those categories of cases in which the
processes and procedures of the court, which exist to
administer justice with fairness and impartiality may
be converted into instruments of injustice or
unfairness. Thus, it has long been established that,
regardless of the propriety of the purpose of the
person responsible for their institution and
maintenance, proceedings will constitute an abuse of
process if they can be clearly seen to be foredoomed
to fail. Again, proceedings within the jurisdiction
of a court will be unjustifiably oppressive and
vexatious of an objecting defendant, and will
constitute an abuse of process, if that court is, in
all the circumstances of the particular case,.a
Clearly inappropriate forum to entertain them. Yet
again, proceedings before a court should be stayed as
an abuse of process if, notwithstanding that the
circumstances do not give rise to an estoppel, their
continuance would be unjustifiably vexatious and
oppressive for the reason that it is sought to
litigate anew a case which has already been disposed
of by earlier proceedings.
In significant respects the disciplinary proceedings in question
duplicated the previous criminal and civil proceedings earlier
taken and long since disposed of.
Such earlier proceedings need not have been curial. It may be
vexatious to bring up for trial, without some material alteration
in the known facts, an allegation that had been investigated by
proper authorities many years before and deliberately not
prosecuted. The person accused in that context might well have
justifiably assumed that, in the absence of a material change in
circumstances, the matter had been concluded. It would not be
such a material change that the climate of public opinion had
been perceived by the proper prosecuting authorities to have
changed.
However, whilst a wide view should be taken of the power of
courts to prevent abuse of their process, it is clear that the
mere antiquity of allegations will not suffice as the sole reason
for exercising that power. Of course, by reason of that delay,
identifiable cause warranting a stay may come into existence.
In R_v_VPH (unreported, Criminal Court of Appeal, New South
Wales, Gleeson CJ, Newman and Sully JJ, 4 March 1994), the
appellant had been charged with multiple sexual offences against
children. The offences had allegedly occurred in 1963 and 1964.
The appellant was not made aware of the allegations until 1988.
There had been significant adverse publicity in relation to the
allegations. A stay was refused in August 1993.
The delay between the date of the alleged offences and their
prosecution was not a result of any lapse on the part of
prosecuting authorities, save for one period of nine or ten
months.
It was submitted that the delay, clearly in itself extreme, had
allowed certain testimony to be lost to the appellant. That was
accepted as a significant disadvantage to the defence. However,
Gleeson CJ noted that such a disadvantage might occur even
without undue delay.
In any event, the trial judge could explain, if the need arose,
the absence of an apparently material witness who had become
unavailable. Similarly, the absence of medical and other records
could be so explained that the trial of the appellant might
nevertheless proceed fairly.
Similarly, in G v Medical Board of the ACT (unreported, Federal
Court of Australia, Gallop, Neaves and Ryan JJ, 1 September
1994), the Court (Gallop J dissenting) upheld a decision of
Higgins J refusing a stay of disciplinary proceedings in respect
of sexual assaults alleged to have occurred some 20 to 30 years
earlier.
There was in that case, as in R v VPH (supra), apparent prejudice
arising from loss of contemporaneous records. That had, however,
to be balanced against the public interest in ensuring the
punishment of criminal conduct whenever committed. It could not
be asserted confidently that the disadvantage to the defendant
arising from the lack of records would result in unfairness.
That public interest must also embrace and consider the interests
of persons who complain of being the victims of crime or other
wrongful conduct. They are entitled to have their complaints
seriously examined and, if appropriate, pursued.
The latter qualification is important for it is not always
possible to pursue an allegation, however vehemently propounded.
It may be inadequately supported by objective evidence. It may,
for other reasons, notwithstanding the public interest in the
punishment of wrongdoers, be impossible fairly to pursue the
allegation.
Conclusions
In the present case, whilst the delay is a long one, there is no
suggestion that prosecting authorities have contributed to that
delay. There was no prior investigation leading to. an
expectation by the respondent that he would not be prosecuted.
There is no apparent improper purpose in the institution or
continuance of the proceedings.
Although the evidence of the complainant is, relevantly,
uncorroborated, it is not possible to conclude that the
prosecution is foredoomed to failure. Further, unfairness
arising from the lack of corroboration may well be alleviated by
proper directions at trial.
Moreover, although the allegation is not one of violence or
repetition, it would, if proved, have been a serious breach of
a position of trust. It is alleged to have caused serious
ongoing psychological harm to the complainant. It is certainly
not so trivial as to be vexatious or oppressive now to pursue it.
It has been objected that prejudice to the respondent will
inevitably prevent a fair trial. That was the view of the
primary judge. However, that view, on analysis, was based purely
on the "presumptive prejudice" arising from the length of delay
and the consequential lack of precision as to the date of the
offence alleged.
This was said to have been aggravated by the fact that police
had, whether properly or not, obtained a copy of the statement
given by the respondent to his legal advisers.
With due respect to that view, shared by the primary judge, it
cannot be said that any element of unfairness has been introduced
by the circulation of that statement unless it be accepted that
unlawful or unfair means had been employed to obtain it. As it
happened, insofar as it might have been unfair to burden the
respondent with the unintended effects of an effort to justify
himself to friends, the Crown had, so far as it could, denied
itself the knowledge of, or the use of, that statement.
Unless and until the trial progresses it cannot be said that any
further step to protect the accused needs to be taken. Indeed,
even if the statement had been obtained improperly it would still
be possible to reduce to an acceptable degree any prejudice
resulting from its circulation.
It follows that there was no sufficient basis for his Honour's
order. The prejudice to the respondent, either present or
presumed, was not enough to require the drastic and exceptional
remedy of a permanent stay.
The appeal should be allowed and the order appealed from set
aside.
I certify that this and the 24 preceding
pages are a true copy of the Reasons for
Judgment of Ryan and Higgins JJ.
Associate: (Feo~
Dated: 19 June 1995
Counsel for the Appellant: Mr G Richardson
Solicitors for the Appellant: Director of Public
Prosecutions
Counsel for the Respondent: Mr P Hastings
Solicitors for the Respondent: Snedden Hall & Gallop
Date of Hearing: 11 April 1995
Date of Judgment: 19 June 1995
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