Pluim Constructions Pty Ltd v Tuggerah Business Park Pty Ltd & Ors [1996] FCA 1201
Federal Court of Australia
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201 , 16
JUDGMENT NO. ..scsriscssesscsel soosecsnsees
IN THE FEDERAL COURT OF AUSTRALIA )
)
NEW SOUTH WALES DISTRICT REGISTRY ) No. NG 728 of 1996
)
)
GENERAL DIVISION
BETWEEN : PLUIM CONSTRUCTIONS PTY
LIMITED
Applicant
AND: TUGGERAH BUSINESS PARK PTY
LIMITED
First Respondent
TERRACE TOWER GROUP PTY
LIMITED
Second Respondent
TERRACE TOWER PTY LIMITED
Third Respondent
PATRICK HOULAHAN
Fourth Respondent
PATRICK HOULAHAN AND
08 JUL 1999 ASSOCIATES PTY LIMITED
FEDERAL COURT OF Fifth Respondent
AUSTRALIA
Raorerny J_S NOMINEES PTY LIMITED
Sixth Respondent
LANLEX NO 117 PTY LIMITED
Seventh Respondent
VINCENT TRAD
Eighth Respondent
COURT : LOCKHART, O'LOUGHLIN, MOORE JU
DATE: 26 NOVEMBER 1996
PLACE: SYDNEY
REASONS FOR JUDGMENT
THE COURT
This is an application for leave to appeal from the
judgment of a Judge of the Court (Branson J.) given on 8
November 1996. Her Honour dismissed an application by the
applicant for orders for preliminary discovery against the
respondents pursuant to order 15A rule 6.
There is a serious question as to whether leave is
necessary because, on one view of the matter, an order
dismissing an application under order 15A rule 6 is a final
order. However, it has been agreed between the parties that
the Court should not only hear argument on the application,
but it should deal with the appeal as well. This may give
rise to an inherent procedural problem as there is no notice
of appeal before the Court (which technically, of course,
there cannot be). We shall say more about that later.
The dispute between the parties arises out of a building
contract involving a substantial sum of money which appears to
have been between the applicant and the first respondent. It
has all the hallmarks of a classic building case on a large
scale. Her Honour considered the prospective causes of action
and set them out in her judgment, in particular at page 7.
She dealt with each of the assertions that was made before her
by the applicant and considered them extensively.
The first of the alleged prospective causes of action was
described by her Honour at page 11 of her judgment as being
formulated against the first respondent in terms of fraudulent
misrepresentation or deceit. The other prospective causes of
action were also set out by her Honour.
Although the findings of her Honour differed slightly
with respect to certain of the prospective causes of action,
in essence she found that the evidence before her was
insufficient to establish that there was reasonable cause to
believe that the applicant has, or may have, a right to obtain
relief in this Court from the relevant respondent.
The applicant has submitted before us that her Honour
erred in various respects. The primary attack on her Honour's
judgment is that her Honour is asserted to have approached the
case on a premise which is fundamentally false, namely, that
she looked at the potential claim of the applicant as being a
claim that sounded in damages only, whether that be at common
law, or under s. 82 of Trade Practices Act 1974 or under the
equivalent provision of the Fair Trading Act (NSW). It is
said that her Honour ought also to have examined the material
before her on the basis that there was reasonable cause to
believe the applicant has, or may have, the right to obtain
injunctive relief, in particular pursuant to s. 80 of the
Trade Practices Act, or other relief pursuant to s. 87 of that
Act.
Order 15A rule 6 provides in paragraph (a), so far as is
material, that where 'there is reasonable cause to believe
that the applicant has or may have the right to obtain relief
in the Court from a person whose description has been
ascertained' then provided the conditions set out in
paragraphs (b) and (c) are also satisfied, the Court may make
an order for preliminary discovery.
It was submitted on behalf of the applicant that it was
conceded by the applicant and the concession was agreed to by
counsel for the respondents - that no case was put before her
Honour inviting the relief now sought. No evidence was
adduced before her Honour and no submissions were made to her,
either in the written submissions that were handed up or in
the oral argument that was advanced, that there is reasonable
cause to believe that the applicant had any right other than
the right to obtain damages or possibly damages on the case
sounding in debt based on a quantum meruit claim. I say there
is possibly a case sounding in debt because there has been in
the law a long standing question, still not finally resolved,
as to whether a quantum meruit claim is a claim for damages or
not. Certainly, whatever else it is, it is a claim of a
monetary character only.
The applicant's submission suffers from a basic
misconception. It is not for a judge to ferret through all
the material before the Court and to decide whether or not
there may be reasonable cause to believe that an applicant
has, or may have, a right to obtain relief. It is for a party
to outline to the Court, in submissions based on the material,
whether any particular form of relief may or may not be
available to the applicant. As I have said, all that was put
to her Honour were submissions based on damages or on quantum
meruit. Thus, we reject the view that her Honour was in some
way bound, herself, to go beyond the submissions and see if
any other cause of action or right of relief may have existed.
Furthermore, on the material which is before the Court - which
is, of course, the same material which was before the learned
primary Judge - we are not persuaded that there is any
reasonable cause to believe that the applicant has or might
have the right to obtain injunctive other relief or relief
under s. 87. I emphasise that this decision is based on the
Material before the Court because if, for example, an
applicant fails in an application under order 15A rule 6, but
sometime later produces substantially different material or
material which throws a very different light on the question
of a reasonable cause of action, then there is no doubt that
an application based on that material can be brought again.
Nor does the Court say anything whatever about the prospects
of success, if any, in the ultimate cause of action which the
applicant may have. That is not a matter which is before us.
Another submission was put to us based upon Jones v
Dunkel (1959) 101 CLR 298; some argument was also put to her
Honour both in written submissions and in oral argument
relating to Jones v Dunkel. Her Honour did not find it
necessary to deal with the point; we see no substance in it at
all. Jones v Dunkel can have no application in a situation
such as the present, based on the material we have.
For these reasons the Court is of the view that in so far
as it may be necessary to obtain leave to appeal, the
application for leave must be refused.
With respect to the apparent problem of dealing with an
appeal in the absence of a notice of appeal, the Court does
see a difficulty in disposing of the appeal itself because it
is not strictly before us at this stage; further, we feel it
is appropriate in a case like this to say that we are not
satisfied that there would be any reasonable likelihood of
success in an appeal brought as of right pursuant and from her
Honour's judgment of 8 November 1996.
The applicant shall pay the costs of the first to seventh
respondents of the application for leave to appeal. The costs
are to be taxed if not agreed.
I certify that this and the preceding five
(5) pages are a true copy of the reasons
for judgment herein of the Honourable
Justice Lockhart.
5 Balafous—
Associate
Dated: 26 November 1996
Solicitors for the Applicant : Dr David Doyle & Affiliates
Counsel for the Respondents : M G Rudge
Solicitors for the Respondents: Landerer & Co
Date of Hearing 2 26 November 1996
Date of Judgment : 26 November 1996