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Jupemenr vo. FP £984
IN THE FEDERAL POLICE
DISCIPLINARY TRIBUNAL No. 15 of 1983.
THE COMMISSTONER GF THE :
AUSTRALIAN FEDERAL POLICE
Against
JOHN RICHARD BARRETT
IN THE MATTER of the Complajats
(Australian Federal Police) -Act
1981. ;
DECISION
TRIBUNAL: Mr R.J. CAHILL, S.M.
DATE: 16 March 1984
THE TRIBUNAL DECIDES THAT:
Ve John Richard Barrett is guiity of a disciplinary offence
specified in paragraph 18(1)(d) of the Australian Federal
Police (Discipline) Regulations in that he was guilty of
improper conduct stherwise tnan in hic official capacity in
that on 27 February, 1983, at Sydney in tne State of New
South Wales, he did assault Michael Philip Pennycad.
™N
.
The proceedings be remitted to the Commissioner for the
imposition of a penalty in respect of the said breach of
discipline.
tp 5S
= het -
a ee ay
-J. CAHILL, S.M.
"Member
te Mranch 19¢ 4.
IN THE FEDERAL' POLICE
DISCIPLINARY TRIBUNAL
)
)
)
No. 15 of 1983
THE COMMISSIONER OF THE AUSTRALIAN
FEDERAL POLICE
Against
JOHN RICHARD BARRETT
TN THE MATTER of the Comnlaints
'(Australian Federal Police) Act
1981.
R.J. CAHILL, S.M.
MEMBER
Reasons for Findings
By notice dated 23 June, 1983 Constabie Barrett was charged
pursuant to paragraph 18(1)(d) of the Australian Federal Police Discipline
Regulations that he was guilty of improper conduct otherwise than in
his official capacity in that on 27 February 1983 at Sydney in the State
of New South Wales he did assauit Michael Phillip Pennycad.
«/2.
Paragraph. 18(1)(d) of the regulations provides thas:
"A member is guilty ot a disciplinary offence
and is subject. to punishment in accordance
with these regulations if the member is
guilty of disgraceful or improper conduct
either in his official capacity or otherwise".
Mr Madden on behalf of the member chalienged the competence
and jurisdiction of this tribunal tc hear the charge on the basis
that cross-suiwonses for assauit by way ot private information were
; issued by both Constable Barrett and the complainant, Michael Pennycad,
" arising out of the same incident :
The history of those proceedings is adequately set out in
exhibit 2 which is a statutory declaration tendered by consent trom
Mr Barrett's solicitor, Mr Magee.
"IT RHODERICK McGHEE of 768 Pacific Highway Gordon,
Selicitor do solemnly and sincerely declare as
follows:
1.1 am the solicitor for JOHN RICHARD BARRETT
who is the subject of certain disciplinary
proceedings initiated by the Commissioner ot
the Federal Police and Numbered N15 of 1983.
2. _As a result of certain civil proceedings in
assault I attended at North Sydney Court of
Petty Sessions on Sth May 1983.
3. At North Sydney Court of Petty Sessions I
mentioned a matter of JOHN RICHARD BARRETT -y-
MICHAEL PENNYCAD and, by consent, the matter of
MICHAEL PENNYCAD -v- JOHN RICHARD BARRETT.
The latter matter was mentioned with the
consent of Mr Pennycad's solicitor, Phillip Blake.
4. A plea of "not guilty" was entered in both
matters and His Worship Mr Nash S.M. listed
both matters for hearing on 19th October, 1983.
--/3.
5. On 19th October 1983 I again attended at North.
Sydney Court of Petty Sessions and handed up
certain Terns of Settlement whereby each informant
withdrew their respective information; each
party was to pay their own costs and the
informant/defendant Michael Pennycad withdrew
his complaint to the Australian Federal Police
in relation to a allegation of improper
conduct on the part of tne informant/defendant
John Richard Barrett."
. As a preliminary issue Counsel for the member submitted
that the previous proceedings above cn the basis of a "double jeopardy"
precluded the Tribunal from nearing this matter. I have reached
conclusions about that submission which are set out in the toliowing
Paragraphs.
Paragraph 18(1)(d) of the regulations does encompass conduct
which, if proved, amounts to the commission of a criminal offence
(in this case, assault).
The allegation of a criminal offence is capable of being
improper conduct within the terms of the regulation.
This view is supported by the decision of Neaves J. in the
Federal Court appeal from this Tribunal Allen and Hardcastle -v- The
Commissioner of the Australia Federal Police delivered on 19 August 1983
(not yet reported). His Honour deals with this question in support of
the conclusion I have reached at pages 4 to 6 of the judgment.
"It was submitted on behalf of the applicants that
the Tribunal lacked jurisdiction because the conduct
alleged against them did not fall within the expression
"disgraceful or improper conduct" jin paragraph 18(1)(d)
of the regulations.
«2/4.
It was argued that the expression "disgraceful or ~
improner conduct" embraced only conduct prescribed
by Division 1 (Conduct of Members) of Part II of
the Australian Federal Police (Discipline) Regulations
or conduct contrary to a General Order or a General
Instruction issued under section 14 of the Australian
Federal Police Act 1979. To accept this argument would
give nc cperative force to paragraph {2} of sub-;eguiation
18(1) in view of the express provisions contained in
paragraphs (a) and (b) of that sub-requlation.
It wes aiso argued tnat, on the proper construction of
me regulations, paragraph 18(1)(d) tives not encompass
conduct which, if vruved, amounts to the commission of
a criminal offence. To construe the provisions as
authorising the institution of disciplinary proceedings
in respect of such conduct was asserted to be contrary
to principle and authority but no authority directly
in point was cited. Two matters were relied upon to
support this assertion. First, it was submitted that
in resnect of an allegation of criminal conduct a member
of the Australian Federal Police is entitled to the
right cf trial in a forum that applies the criminal
onus of satisfaction beyond reasonable doubt and, in
the case of a serious allegation, the right of trial
by jury. Secondly, it was said that the institution
of proceedings for a disciplinary offence where the
conduct alleged amounts to a breach of the criminal law
exposes the member to double jeopardy. It was said,
and I think rightly, that whatever the outcome of the
proceedings for a disciplinary offence, those proceedings
xe/5s
would be no bar to subsequent criminal proceedings= in
respect of the seme conduct. "It-fallowed, so the
argument ran, that the regulations should be so construed
as to remove the possibility of such double jeopardy
occurring.
Reliance was placed on an article "Double Jeopardy and
Police Disciplinary Proceedings" by Alan C. Greaves
(1983) Crim. L.R. 211. In my opinion nothing in that
article supports a reading down of the general languace
of paragraph 18(1)(d) of the regulations. The learned
author deals with the position in England under the
Police Acts 1964 and 1976, which contain provisions
which have ne counter~part in the legislation relevani
to these proceedings, and under a circular issued by
the Home Office covering aspects of police discipline
and complaints procedures.
In my opinion there is no sufficient basis for construing
Paragraph 18(1)(d) of the regulations as excluding
from its purview conduct which, while answering the
description of disgraceful or improper conduct, also
aiiounts to a breach of the criminal law. When
discipiinary proceedings are taken the member is not
charged with a criminal offence: he is charged with
a breach of discipline. The expression "disgraceful
or improper conduct" is one of very wide import and
conduct which amounts to a breach of the criminal law
will in many cases of its very nature be conduct that
would be regarded as disgraceful or improper if
.-/6.
engaged in by a police officer. There is nothing +0
be found exnressly in the reguistions to warrant
giving the expression a limited meaning and there
is, in my view, no necessary implication arising
from a reading of the regulations as a whole.
One may conjecture why criminal proceedings were
nor instituted in respect of the conduct alleged ayainst
the applicants but the fact is that no such proceedings
were instituted and, so far as the evidence before the
Court goes, none are contemplated. No question of
double jeopardy in fact arises. All the applicants
can say is that there is the mere possibility of
Criminal proceedings being brought against them in
respect of the conduct relied upon in the disciplinary
Proceedings. The presence in sub-regulation 18(1) of
the regulations of paragraph (h) to the effect that
a member is guilty of a disciplinary offence and is
subject to punishinent in accordance with the regulations
if the member is found guilty by a court of an offence
against a jaw of the Commonwealth, a State, a Territory
or another country is sufficient to dispel the notion
that the regulations do not contemplate the same conduct
being the subject of both criminal and disciplinary
proceedings. There is, I think, much to be said for
the view that in a case where the Commissioner is
contemplating both criminal and disciplinary proceedings
in respect of the same conduct, the criminal proceedings
should be heard and determined before any hearing of the
disciplinary proceedings but this is not a matter that
will avail the applicants in these proceedings."
wow Din
I, at first instance and the President of this Tribunal
(Kelly d.} om appeal ré sentence have reiterated a similar vicw in
Rowlands -v- The Commissioner of the Australian Federal Police
(in May 1983 and in December 1983).
Ti makes no difference that the aliegatiun pursuant to
paragraph 18(1)(d) of the regulations involves an act otherwise than
in the course cof the official copacity cf the member. I nave already
previously reached that conclusion in a previous decision of
Ninness -v- The Commissioner of the Australian Federal Police
(- November 1982).
Difficult pclicy considerations of fairness to the member
invelved require detailed assessment in a decision by the relevant
authorities as to whether criminal proceedings should be brought in
preference to disciplinary proceedings in a particular case, especially
where the gravamen of the allegation amounts to a criminal offence
such aS assault. This question is also adverted to by Neaves J. in
the passage quoted above in Allen and Hardcastle -v- The Commissioner of
the Australian Federal Police.
In such a policy consideration there would need to be
regard to the lesser of standard of proof involved in disciplinary
proceedings according te the law and the non-application of the rules
of evidence and the relative informality introduced by section 76 of
the Act. These dangers have been adverted to in the United Kingdom in
a recent article: "Double Jeopardy and Police Disciplinary Proceedings"
Criminal Law Review 211 - Mr Allan E. Greaves.
sew Bx
Mr Barrett initially laid the civil criminal private
information proceedings against Mr Pennycad whe then laid a cross-
summons of the same type. If double jeopardy were to apply, a
situation may well be reached where the commencement of civil private
information for assault were to be a bar to disciplinary proceedings
when the proceedings were witndrawn withcut penalty and no discipiinar;
proceedings follow against the member. I do not suggest this was
the motivation of tno member here.
The normal rules of double jeopardy, res judicata, issue
estoppel, autrefois, convict or acquit, -as bétween the criminal
uffence of assault and disciplinary proceedings of this type for
. improper conduct where the allegation involves assauit do not apply.
The Legislation provides that a person who 43 found guilty of a criminal
offence can be dealt with for an additional disciplinary offence.
There are different parties in the respective proceedings. The
content and purpose of the action are different. The rules of
evidence are not applicable. The material available upon which a
decision is made may vastiy vary.
Fven if the rule against double jeonardy did apply to
disciplinary proceedings on the facts and circumstances of this
hearing, it can not he said to have actually arisen in this case.
Constable Barrett has never been in jeopardy or peril of conviction
in legal proceedings. A joinder of issues and some degree of trial
or verdict upon the issues is required before the rule against
double jeopardy would operate here - See Broome -v- Chenoweth (1946)
73 CLR 583 at 600; Howard -v- Pacholli (1973) VR 833; Barnes -v-
Gougouris (1969) VR 1019; Ward -v- Hodgkins (1957)' VR 715; Wallace -v-
Lawson (1968) 88 WN part I NSW 505. Nash, Magistrates Courts in
Victoria, 2nd edition, vol 1, pages 314-317 in paragraphs 900 to 904.
--/9.
The allegation here of assault, which is the gravamen
of the allegation of improper conduct, if proved, is canmabie as a matter
of law of amounting to improper conduct within the regulations.
I reject the preliminary objection on behalf of the member
en these grounds. ! am satisfied that the Tribunal is both competent
and has jurisdiction to determine the charge.
The onus of proof in these proceedings lies upon "the
Commissioner of Police and further. that the standard of proof required
for the Commissioner to succeed is the standard of proof as outlined by
Fox J. in the decision of Scanes -v- ihe Commissiuner of the Australian
Capital Territory Police, 3 ACTR 20, particularly at pages 26 and 27.
Fox J. indicated that the standard of proot in such discipiinary
Proceedings as these was on the balance of probabilities but with
special reservation.
Fox J. adopted the position as expressed vy the following
passage from the judgment of Dixon J., in Briginshaw -v- Briginshaw
(1938) 60 CLR 336 at 361, 362:
"Except upon criminal issues to be proved by
the prosecution, it is enough that the affirmative
of an allegation is made out to the reasonable
satisfaction of the tribunal; but reasonable
satisfaction is not a state of mind that is
obtained or established independently of the nature
and consequences of fact or facts to be proved.
The seriousness of the allegation made and the
inherent unlikelihood of an occurrence of a
given description or the gravity of the
consequences flowing from a particular finding
are considerations which must affect the answer
to the question whether the issue has been proved
to the reasonable satisfaction of the tribunal".
sco Ol.
10.
Turning to the facts, it is undisputed that the incident arose gut of
< traffic incident in the Sydney suburb of West Ryde. No actual
collision was involved. Mr Pennycad was driving a vehicle with
Mr Joseph Sleiman in the front passenger seat and Mr John Sleiman
in the rear passenger seat in Ryedale Road near the Ryde Eastwood
Leagues Club. Mr Barrett (with his presert wite. then his fiancee,
in the front passenger seat) was leaving the car park of the Club
having been unsuccesstu! in finding a car Dark in the off-street
parking area. Mr Pennycad obviously feared a collision, braked hard
and skidded violently. Mr Barrett was able to come to a stop, there
was no actual contact between the vehicles. Following the vehicles
coming to a stop Mr Pennycac claimed, tnat as a result sf the skidding
motion, he rolled without intention into Mr Barrett's path and biocked
his way. Mr Barrett indicated that, in his opinion, because of the
slope of the roadway, in fact Mr Pennycad had deliberately driven his
vehicle in a position so he blocked Mr Barrett from going in a forward
direction from the accident scene. The issue goes to a matter
of credit. On balance one would accept Mr Barrett's version in the light
of his evidence that the slope of the roadway was against the direction
in which Mr Pennycad's vehicle moved. With both drivers still in their
vehicles, then followed - a tirade of obscene verbal abuse against Mr Barrett.
Mr Pennycad concedes the use of foul language in respect of Mr Barrett's
driving, but indicated that Mr Barrett was not the personal subject of
his abuse but rather the nature of his driving - Mr Joseph Sleiman leant
across from the front passenger seat and joined in this verbal abuse.
Mr Pennycad and Mr Sleiman concede that initially at least,
Mr Barrett was not involved in any verbal or obscene abuse. Mr Barrett
claims he was never involved in obscene or verbal abuse and he is
supported by his wife in that respect. How the drivers came to leave their
cars is also in dispute. Mr Barrett denies that he asked Mr Pennycad
to leave the car. Mr Pennycad and Mr Sleiman claim that it was Mr Barrett
visio Ue
1.
that requested them to leave the car. There is a further conflict in the
sequence of events between Mr Barrett on the on hanc and almost all of
the other witnesses on the other hand.
Mrs Barrett in this connection I find to be uncertain of
the exact sequence of events although she vacillated I find that her
view of the surrounding circumstances of the striking of a blow by her
husband was Obscurred.
Both drivers left their vehicles.
Mr Barrett clatias tiat the abuse continued atier Pennycad
left his vehicle. He indicated that in a matter of seconds, Pennycad
aggressively movea towards fin. He had an agressive look about him
with his fists clenched at his side. Mr Barrett claims, in fear for his
life and safety; in all of those circumstances and for the safety of his
wife, he struck a blow in self defence at Mr Pennycad striking him in the
area of the face. Mr Barrett describes the blow as a "warding off" blow.
Mr Barrett presented to me as a convincing witness, but has
some difficulty exniaining the logic and specific sequence of what occurred.
He indicated that after the blow was struck he produced his police badge
from his shirt pocket (where he always kept it) and in this matter he is
supported by his wife on evidence. He advised that he was a member of the
Australian Federal Police at this time. He then returned towards the car
to enquire about his wife's well being. He returned to where Pennycad was.
Then followed an incident where Joseph Sleiman who had just left the
vehicle challenged Mr Barrett to fight him. He says all 3 boys were around
him yelling abuse at him. The abuse continued until he went to his vehicle,
drove around Mr Pennycad's vehicle and left the scene.
«el les
12:
I find logic does not support Mr Barrett in his particular
version. After he struck a blow in self defence why did he remain
showing his police badge, continuing the discussion? As to the
detail of what he said occurred after he struck the blow, he appeared
confused and not able to provide detail of action or conversation.
His version receives limited support from his wife (who
then was his fiancee). She claimed Mr Barrett never used agaressive
or foul language in her presence. However on an important issue,
Mrs Barrett does not support him. It is vital to his claim of self-
defence that the approach by Pennycad was aggressive and within seconds
of leaving the vehicle. The blow was struck in an unexpected flurry
of self defence ac it were. Mrs Barrett estimates that from the time
Mr Barrett ieft the vehicle until the time the blow was siruck, a fair
time elapsed (a number of minutes). During that period there was a
conversation whilst the two were at arm's length. That part of Mrs Barrett's
evidence does not support her husband's claim as to the circumstances in
which he struck the blow in self-defence.
The version of events by Mr Pennycad and Mr Sleiman (set out below)
is to some extent supported by an independent witness, a Mr Manfred Gusel
who did not give evidence before the Tribunal as he could not be located.
Mr Gusel's brief statutory declaration tendered by the Commissioner,
supports the sequence of events sworn to by Mr Pennycad and Mr Sleiman.
It states as follows:
"I was on my way home, walking past R.S.L. Club
West Ryde, when I heard tyres squealing, and saw a car
coming down Rydale Road making an emergency stop, to
avoid a collision with a car emerging from the
R.S.L. car park, the car coming down Rydale road
managed to stop in time. I heard voices coming from
both vehicles, and saw both drivers emerging from the
«s/13.
13.
cars, they started arguing, the older man stept =
back to his car, took his glasses off came forward
again, and suddenly without warning punched the
younger man in the face, the other man jumped out
from the car to protect the younger driver, but a
fight did not break out, the older man returnt
to his car and drove away".
As Mr Gusel was not called the weight of his evidence must
suffer. 'nder section 76 oF the Act I take regard of such evideine
with the obvious short-comings caused by his non appearance and the
absence of cross-examination. It is important that Mr Gusel appears to
have volunteered himself as a witness on behalf of Mr Pennycad and there
is sothing tu suggest that he was anything but independeiit in the matter.
i have disregarded largely Mr John Sleiman as I believe his
evidence was vague and unreliable. His view in the back seat for most
of the incident was not a good view. Equally, the view of Mrs Barrett
at the vital time, was obscured because she indicated her husband's
back was to her.
The Pennycad/Sleiman version of events, is that an argument
occurred outside the cars for sume pericd between Pennycad and Barrett.
Mr Barrett was counter-abusive (I am not satisfied that he was abusive
to any great extent). At all times prior to the blow both vrs Barrett
and the Sleiman brothers were both in the motor vehicles. Mr Barrett
went to the car, removed his sunglasses and shortly after that, an
Australian Federal Police badge was produced by Mr Barrett and
conversation along the lines of "if you wish to call the police I am
the police". Abuse and argument also continued. Mr Pennycad, who seemed
disgusted by his inability to convince Mr Barrett of his adverse driving
performance, half turned away and then was suddenly hit by the punch by
Mr Barrett. There remains the possibility that Pennycad and Joseph Sleiman
contrived this version of events. They were consistent and unshaken on
»./14,
14.
this part of their evidence. They were interviewed separately by
Inspector Mullaly and their records of interview are consistent on
those matters. Both say it was an unexpected punch, and that
Mr Pennycad was half turned, obviously not expecting it. Certainly
not as Mr Barrett suggested in the act of agression of about to throw
a Dunch,.
Jescph Steiman then got out cf the car. abuse continued an
on the Pennycad version of events, the challenge to fight between
Mr Barrett and Mr Sleiman followed. No actual blows were struck.
Mr Barrett then left the scene.
Not even Mr Barrett has suggested, thai Mr Pennycad was ever
in a Fighting stance. At most, tir Barrett has indicated that Mr Pennycad
had his hands clenched beside his side. Certainly on the Pennycad/Sleiman
version of events the blow was unexpected and that is supported by
Mr Gusel.
Mir Pennycad's conduct after the event *s significant in
the assessment of his credibility. Mr Pennycad immediately reported the
matter to the New South Wales Police. He continued with his comolaint ic
Constable Shannon of the Australian Federal Police and eventually was
interviewed in detail by Inspector Mullaly. One would wonder if
Mr Pennycad was actually the aggressor in the sense of beig about te
physically attack Mr Barrett, that he would have persisted in this line
of action. A day or so later he sought medical treatment and the medicai
examination detected a slight injury to his jaw which corroborated the
fact that a blow struck him quite firmly in the face. Mr Barrett
described the blow a "warding off" only.
«+ /15.
The central issue on the facts in this case is whether
Mr Barrett acted in self-defence. I am satisfied the issue of seif-
defence is properly raised before the Tribunal and in accord with the
normal principles applicable the onus is to be borne by the Commissioner
to rebut the suggestion that Mr Barrett acted in self-defence at the
relevani time in reiation to this blow. That onus must be borne on the
standard referred to in Scanes -v- Wilson 'above).
Self-defence has been authoritatively dealt with by the
High Court: in the decision of Viro -v- Tne Queen (1978) 141 CLR nage 88,
"in particular by Mason J. at pages 146 to 147. Those principles as they
apply to cases other than homicide has veen adequately and fully deaic
with by the Full Federal Court of Australia in Helmout -v- The Queen
1 Australian Criminal Reports at page 464 as follows:
"The principles to be applied may be stated thus:
(i)(a) It is for the jury first to consider whether
when the accused applied force to the person of another
the accused reasonably beli¢vec that an unlawful attack was
being, or was about to be, made on him.
(b) By the expression "reascnabity helieved" is meant.
not wnat a reasonable man wouid have believed, but
what the accused himself might reasonably believe in
all the circumstances in which he found himself.
(ii) If the jury is satisfied beyond reasonable doubt that
there was no reasonable belief by the accused of such
an attack no question of self defence arises.
(iii) If the jury is not satisfied beyond reasonable
doubt that there was no such reasonable belief by the
accused, it must then consider whether the force in
fact used by the accused was reasonably proportionate
to the danger wiich he believed he faced.
(iv) If the jury is not satisfied beyond reasonable doubt
that more force was used than was reasonably proportionate
it should acquit.
Therefore, if it is found that the force used by an accused
was disproportionate to the danger which he actually faced
this does not, in itself, dispose of the defence of
self-defence if the accused might have believed that he
faced a graver danger than he actually did."
16.
There is need to apply the above in the context of=this
Tribunal. The Tribunal considers whether Mr Barrett, when he spe lied
force to the person of another, namely Mr Pennycad, reasonably believed
that an attack was being or was about to be made upon him. The test of
whether Mr Barrett's belief was reasonable is whether he himself might
nave reasonably believed in all of the circumstances in which he fuund
himself that unlawful assault was being or was about to be made upon
nim. Tf the Commissioner rebuts the existence of any suci Delier it
Mr Barrett no question of self-defence arises.
If the Tribunal does not exclude' in accordance with
Suanes -V- Wilson that Mr Barrett 41d not reasonably believe that an
uniawful attack was being or about te be made on him the question of
proportionality of force used by iim will arise for consideration. 1 do
not believe this is an issue here because if, in fact, an attack was about to be
made, a punch such as that delivered would not appear out of proportion.
Finally, if the Tribunal is not satisfied as to the
precise belief of Mr Barrett as to the danger he faced, the relevant
question is whether the force actually used was proportionate to the
gravest danger and which the Tribunal is satisfied that Mr Sarrett might
have believed he was placed.
Under the normal common law principles which apply here
provocation would not afford a defence to Mr Barrett in this situation
- See Helmout -v- The Queen (above).
The essential question here is whether Mr Barrett reasonably
believed at the time he struck the blow that an attack was being or was
about to be made upon him. On the evidence the Commissioner bearing the
relevant onus must rebut that belief.
eon Vic
17.
I am satisfied on the relevant onus and standard of proof
thet the Pennycad/Sleiman version of events as to the circumstances in
which Mr Barrett struck Mr Pennycad is proved: Mr Pennycad,
Joseph Sleiman and Mr Gusel all support that version above Mr Barrett's
version. Mrs Barrett herself contradicts the statement of Mr Barrett
that Mr Pennycad left his vehicle and immediately advanced towards him
and within seconds, without delay he had struck him.
; On the basis of the principles set out in The Queen -v- Helmout
(above) Mr Barrett was premature in striking the blow. There was certainly
a lengthy and obscene tirade of abuse but no suggestion of actual or threatened
violence. At the time the bicw was struck Mr Pennycad had half turned away.
The blow was sudden aiid certainiy there was no evidence of Mr Pennycad
about to land a diow or abort to involve nimself in physical violence.
The argument had been purely verbal albeit. He acted and Mr Barrett
was subjected to verbal provocation.
The application ot principles of self-defence to these facts
is difficult but in the circumstances I am satisfied that applying the
tests I have mentioned the Commissioner has excluded that Mr Barrett,
at the time he struck the blow, was acting in legitimate self-defence in
the terms of the authorities.
With the exclusion of self-defence, the blow clearly amounts
to an assault. I find that such an assault has occurred.
The legislation coes not empower me to impose penalty. If
I did have such power there are a number of matters that as the fact
finding tribunal I consider should be said in mitigation of penalty. For
the assistance of the Commissioner, who is the one responsible for imposing
the penalty in this case, I comment on this issue.
os/18.
18.
One can have great sympathy for Mr Barrett because.'there
is no doubt that botn Mr Pennycad and Joseph Sie iman were 'verbally
abusive and obscene in public to Mr Barrett. One could be satisfied
that Mr Barrett would have regard for his fiancee (now his wife) in
relation to the use of such language. He was subjected to extreme
provocation and it is unforturate that provocation does not afford
a defence.
I am satisfied that Mr Barrett, himself, was not anywhere
near as broadly aggressive as the other two parties involved. It is
indeed unfortunate that he did not avail himself earlier of the
opportunity te drive away from the incident. The fact that Mr Pennycad
no longer pursues the iiatter in the civil courts is an indication of
his true present attitude. One cai have nothing but sympathy for
Mr Barrett in this situation.
I make these comments in the hope that they would be borne
in mind in the assessment of penaity.
During the hearing the issue of counselling Mr Barrett re
the incident arose incidentally in the cross-examination of Mr Barrett.
Mr Barrett indicated that at some stage prior to this hearing being
commenced that there had been an offer conveyed to him through his
solicitor that if ne would accept counselling in respect to the
matter and pay the legal costs of Mr Pennycad incurred in relation
to the private action all matters would be withdrawn.
A detailed explanation has been very properly provided
on behalf of the Commissioner by Mr Chapple as to the detail of what
occurred and in particular the involvement of Mr Preston from the
Ombudsman's Office. It is now clear the proposal originated from
a suggestion by the Solicitors for Mr Pennycad.
«of 19%
19.
I am satisfied that once a charge is brought before: the
Tribunal it must be resclved before the Tribunal even if the Commissioner
offers no evidence.
The legislation contemplates conciliation as a proper way of
dealing with some complaints. It is important to consider the alice
considerations that relate to when counselling should be offered as a
means of solution. It is not Tur me tc tay down that policy. However
this case demonstrates a number of important considerations.
Tne acceptance by a member of counselling would be tantamount
to an admission of nis guilt. Fiirther, the acceptance of counseiting may
result in an adverse entry on the member's record. The situation is fraught
with danger if such independent conaitions as were involved in this case are
attached to an offer to resolve the case by counselling.
Where a complaint is made against a police officer the question
of public interest arises. Some of the issues that have incidentally arisen
in this hearing lead me to the view thai consideration may appropriately be
given to the creation of an independent screening body to monitor all
compiainis against members of the australian Federal Police. Memvership
of the body may weli include the Commissioner or his delegate and the
Ombudsman or his delegate. The body would have a duty to record its
decisions cand give reasons for any course of action it adopted.
The body could review all complaints. There may be a mumber
which may be frivolous or insignificant and a decision could be reached
to take no action; offer counselling or direct criminal or disciplinary
action. The body in some circumstances could be consulted and decide
that a charge before this Tribunal, be discontinued.
ware / 20,
20.
Such a proposal may have the advantage of a considerable
saving of vaiuable police investigative resources while stil?
preserving the public interest and confidence in the Australian
Federal Police.
My mention of this preposal should be taken in ne way as 3
criticism of any procedure adopted in this case. Mr Chapple has
diven a Full and prover explanation and I acecepi it.
For the reasons I have set out above I find John Richard Barrett
guilty of the disciplinary offence charged. The matter will be remitted
to the Cuumissioner of the Australian Federal Police for the imposition
ot penalty.
ieee: whovererscreresee SOA
R.d. CAHILL, S.M.
Member
rea Veene L Gf
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