ASIC Corporations (Miscellaneous Technical Relief) Instrument 2015/1115 (Cth)

ASIC Corporations (Miscellaneous Technical Relief) Instrument 2015/1115

About this compilation

Compilation No. 2

This is a compilation of ASIC Corporations (Miscellaneous Technical Relief) Instrument 2015/1115 as in force on 28 September 2017. It includes any commenced amendment affecting the legislative instrument to that date.

This compilation was prepared by the Australian Securities and Investments Commission.

The notes at the end of this compilation (the endnotes) include information about amending instruments and the amendment history of each amended provision.

Contents

Part 1—Preliminary 1 Name of legislative instrument 3 Authority 4 Definitions Part 2—Declaration 5 Effect of licensing exemptions under section 926A of the Act 6 Consequences of lodging a supplementary or replacement document Endnotes Endnote 1—Instrument history Endnote 2—Amendment history

Part 1—Preliminary

1 Name of legislative instrument This instrument is ASIC Corporations (Miscellaneous Technical Relief) Instrument 2015/1115.

3 Authority This instrument is made under subsections 655A(1), 741(1), 926A(2) and 1020F(1) of the Corporations Act 2001.

4 Definitions In this instrument: Act means the Corporations Act 2001.

Part 2—Declaration

5 Effect of licensing exemptions under section 926A of the Act

(1) Part 7.6 of the Act (other than Divisions 4 and 8) applies in relation to persons that are exempt from the requirement to hold an Australian financial services licence in relation to one or more financial services as if that Part were modified or varied as follows:

(a) at the end of subparagraph 911A(2)(a)(ii) add "or";

(b) at the end of paragraph 911A(2)(a) add:

"(iii) is exempt from subsection (1) in relation to the provision of the service because of an exemption made under subsection 926A(2);";